13F-HR filed by FNY Investment Advisers, LLC
FNY Investment Advisers, LLC filed this 13F-HR for the quarter ended 2018-09-30, filed 2018-10-29, with 1,072 holding rows worth $438,956,000.
- Accession
- 0001742998-18-000004
- Filer
- CIK 1742998
- Filed
- 2018-10-29
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2018
A holdings report, 1,219 entries on the cover page, a total value of $438,956,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $438,386,000 with VALUE read as thousands by filing date, 13F file number 028-18846. A later restatement replaced it, so the quarter does not use it. The resolved quarter.
Other managers
- included managerIbex Investors LLC
- included managerQuad Capital Management Advisors LLC
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| COREPOINT LODGING INC | 21872L104 | COM | 1,125 | $21,000 | thousands by filing date | |
| Lockheed Martin Corporation | 539830109 | COM | 60 | $20,000 | thousands by filing date | |
| DENTSPLY SIRONA INC | 24906P109 | COM | 536 | $20,000 | thousands by filing date | |
| BAOZUN INC ADR | 06684L103 | SPONSORED ADR | 431 | $20,000 | thousands by filing date | |
| WEIGHT WATCHERS INTL INC | 948626106 | COM | 282 | $20,000 | thousands by filing date | |
| TYME TECHNOLOGIES INC COM | 90238J103 | Stock | 7,500 | $20,000 | thousands by filing date | |
| First Choice Healthc | 31949B104 | CL A | 17,500 | $20,000 | thousands by filing date | |
| ISHARES TR | 464287234 | MSCI EMG MKT ETF | 450 | $19,000 | thousands by filing date | put |
| MARVELL TECHNOLOGY GROUP LTD | G5876H105 | ORD | 1,245 | $19,000 | thousands by filing date | call |
| XENCOR INC | 98401F105 | COMMON STOCK | 500 | $19,000 | thousands by filing date | |
| DECIPHERA PHARMACEUTICALS IN | 24344T101 | COM | 500 | $19,000 | thousands by filing date | |
| JABIL INC COM | 466313103 | Stock | 700 | $18,000 | thousands by filing date | |
| REGIONS FINANCIAL CORP NEW COM | 7591EP100 | Stock | 1,000 | $18,000 | thousands by filing date | call |
| FIAT CHRYSLER AUTOMOBILES N | N31738102 | SHS | 1,056 | $18,000 | thousands by filing date | call |
| WEB.COM GROUP INC | 94733A104 | COMMON STOCK | 651 | $18,000 | thousands by filing date | |
| SODASTREAM INTERNATIONAL | M9068E105 | LTD | 131 | $18,000 | thousands by filing date | put |
| DUN & BRADSTREET CORP DEL NE | 26483E100 | COM | 133 | $18,000 | thousands by filing date | put |
| GRITSTONE BIO INC | 39868T105 | COM | 1,267 | $18,000 | thousands by filing date | |
| Citigroup Inc. | 172967424 | COM | 250 | $17,000 | thousands by filing date | |
| Comcast Corp | 20030N101 | COM | 500 | $17,000 | thousands by filing date | |
| Honeywell Technologies | 438516106 | COM | 105 | $17,000 | thousands by filing date | call |
| ANHEUSER BUSCH INBEV SA NV SPONSORED ADR | 03524A108 | ADR | 200 | $17,000 | thousands by filing date | call |
| BEL FUSE INC CL A | 077347201 | COMMON STOCK | 826 | $17,000 | thousands by filing date | |
| BLACKBERRY LTD COM | 09228F103 | Stock | 1,500 | $17,000 | thousands by filing date | |
| VIACOM INC | 92553P201 | CL B | 520 | $17,000 | thousands by filing date | |
| AMERICAN EQUITY INVT LIFE | 025676206 | COMMON STOCK | 500 | $17,000 | thousands by filing date | |
| NATIONAL CINEMEDIA INC | 635309107 | COM | 1,678 | $17,000 | thousands by filing date | |
| PROFIRE ENERGY INC | 74316X101 | COM | 5,511 | $17,000 | thousands by filing date | |
| Terra Tech Corp | 88102J209 | COM | 8,600 | $17,000 | thousands by filing date | |
| Verizon Communications Inc | 92343V104 | COM | 315 | $16,000 | thousands by filing date | |
| Wells Fargo & Company | 949746101 | COM | 308 | $16,000 | thousands by filing date | call |
| BANKWELL FINL GROUP INC | 06654A103 | COM | 511 | $16,000 | thousands by filing date | |
| SK TELECOM LTD | 78440P108 | SPONSORED ADR | 584 | $16,000 | thousands by filing date | |
| ELECTRONIC ARTS INC COM | 285512109 | Stock | 129 | $15,000 | thousands by filing date | |
| AUTODESK INC COM | 052769106 | Stock | 100 | $15,000 | thousands by filing date | call |
| NUVEEN AMT FREE MUN CR INC F | 67071L106 | COM | 1,080 | $15,000 | thousands by filing date | |
| ANNALY CAPITAL MANAGEMENT | 035710409 | COM | 1,520 | $15,000 | thousands by filing date | |
| AMERICAN OUTDOOR BRANDS CORP | 02874P103 | COM | 1,007 | $15,000 | thousands by filing date | |
| SODASTREAM INTERNATIONAL | M9068E105 | LTD | 110 | $15,000 | thousands by filing date | |
| ALEXCO RESOURCE CORP | 01535P106 | COM | 15,000 | $15,000 | thousands by filing date | |
| TRIBUNE COMPANY | 896047503 | COMMON | 400 | $15,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C680 | COM | 90 | $14,000 | thousands by filing date | |
| REGENERON PHARMACEUTICALS COM | 75886F107 | Stock | 36 | $14,000 | thousands by filing date | |
| AUTODESK INC COM | 052769106 | Stock | 95 | $14,000 | thousands by filing date | |
| ISHARES TR | 464287432 | 20 YR TR BD ETF | 125 | $14,000 | thousands by filing date | put |
| NUVEEN DOW 30 DYNMC OVERWRT | 67075F105 | SHS | 720 | $14,000 | thousands by filing date | |
| NUVEEN MUN CR INCOME FD | 67070X101 | COM SH BEN INT | 990 | $14,000 | thousands by filing date | |
| BLACKROCK INVESTMENT QUALITY M | 09247D105 | COM | 1,092 | $14,000 | thousands by filing date | |
| MAXIM INTEGRATED PRODS INC | 57772K101 | COM | 250 | $14,000 | thousands by filing date | call |
| HEALTH INS INNOVATIONS INC | 42225K106 | COM CL A | 230 | $14,000 | thousands by filing date | |
| VERITIV CORP | 923454102 | COM | 400 | $14,000 | thousands by filing date | |
| DUN & BRADSTREET CORP DEL NE | 26483E100 | COM | 100 | $14,000 | thousands by filing date | |
| Cbs Corporation Cl A New | 124857103 | CLA | 254 | $14,000 | thousands by filing date | |
| PIMCO NY MUNICIPAL INCOME FD | 72200T103 | COM | 1,232 | $14,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F791 | JUNIOR GOLD MINE | 1,000 | $13,000 | thousands by filing date | call |
| LIBERTY GLOBAL PLC | G5480U104 | SHS CL A | 453 | $13,000 | thousands by filing date | |
| ATHENAHEALTH INC | 04685W103 | COMMON STOCK | 100 | $13,000 | thousands by filing date | |
| CARNIVAL PLC ADS | 14365C103 | ADR | 200 | $12,000 | thousands by filing date | |
| NEW JERSEY RES CORP | 646025106 | COM | 270 | $12,000 | thousands by filing date | |
| PIMCO CORPORATE & INCOME OPP | 72201B101 | COM | 720 | $12,000 | thousands by filing date | |
| AKORN INC | 009728106 | COM | 1,064 | $12,000 | thousands by filing date | call |
| VBI VACCINES INC | 91822J103 | COM NEW | 5,000 | $12,000 | thousands by filing date | |
| Lowes Companies,Inc. | 548661107 | COM | 100 | $11,000 | thousands by filing date | |
| NUVEEN ARIZ PREM INCOME MUN | 67061W104 | COM | 996 | $11,000 | thousands by filing date | |
| RESMED INC COM | 761152107 | Stock | 100 | $11,000 | thousands by filing date | call |
| ACTVISION BLIZZARD INC | 00507V109 | COM | 150 | $11,000 | thousands by filing date | call |
| NUVEEN CORE EQUITY ALPHA FUND | 67090X107 | COM | 720 | $11,000 | thousands by filing date | |
| LENNAR CORP CL B | 526057302 | Stock | 311 | $11,000 | thousands by filing date | |
| ATHENAHEALTH INC | 04685W103 | COMMON STOCK | 87 | $11,000 | thousands by filing date | put |
| LIONS GATE ENTMNT CORP | 535919500 | CL B NON VTG | 500 | $11,000 | thousands by filing date | |
| ASTRO AEROSPACE LTD COM | 04636R104 | Stock | 10,000 | $11,000 | thousands by filing date | |
| Abbott Laboratories | 002824100 | COM | 146 | $10,000 | thousands by filing date | |
| iShares Silver Trust | 46428Q109 | COM | 770 | $10,000 | thousands by filing date | call |
| EXXON MOBIL CORP | 30231G102 | COM | 120 | $10,000 | thousands by filing date | |
| LOVESAC COMPANY | 54738L109 | COM | 426 | $10,000 | thousands by filing date | |
| ZOETIS INC CL A | 98978V103 | Stock | 110 | $10,000 | thousands by filing date | |
| SABRA HEALTH CARE REIT INC COM | 78573L106 | REIT | 450 | $10,000 | thousands by filing date | |
| MOTOROLA SOLUTIONS INC COM NEW | 620076307 | Stock | 78 | $10,000 | thousands by filing date | |
| HP INC COM | 40434L105 | Stock | 397 | $10,000 | thousands by filing date | |
| BAKER HUGHES COMPANY CL A | 05722G100 | Stock | 320 | $10,000 | thousands by filing date | |
| VANGUARD ADMIRAL FDS INC | 921932703 | 500 VAL IDX FD | 90 | $10,000 | thousands by filing date | |
| FLEETCOR TECHNOLOGIES INC | 339041105 | COM | 45 | $10,000 | thousands by filing date | |
| INTRA-CELLULAR THERAPIES INC | 46116X101 | COMMON STOCK | 500 | $10,000 | thousands by filing date | |
| NOBILIS HEALTH CORP | 65500B103 | COM | 10,000 | $10,000 | thousands by filing date | |
| GS ACQUISITION HLDGS CORP | 36255F102 | COM CL A | 1,100 | $10,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 72 | $9,000 | thousands by filing date | |
| Medtronic Plc | G5960L103 | COM | 100 | $9,000 | thousands by filing date | call |
| Technology Select Sector SPDR Fund | 81369Y803 | SHS | 126 | $9,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C714 | COM | 90 | $9,000 | thousands by filing date | |
| PAYCHEX INC | 704326107 | COM | 133 | $9,000 | thousands by filing date | |
| CACI INTL INC CL A | 127190304 | Stock | 53 | $9,000 | thousands by filing date | |
| COCA-COLA EUROPACIFIC PARTNERS SHS | G25839104 | Stock | 218 | $9,000 | thousands by filing date | |
| ALIGN TECHNOLOGY INC COM | 016255101 | Stock | 24 | $9,000 | thousands by filing date | |
| LEIDOS HOLDINGS INC COM | 525327102 | Stock | 142 | $9,000 | thousands by filing date | |
| ENCOMPASS HEALTH CORP COM | 29261A100 | Stock | 125 | $9,000 | thousands by filing date | |
| AZZ INC COM | 002474104 | Stock | 189 | $9,000 | thousands by filing date | |
| BIOGEN INC COM | 09062X103 | Stock | 28 | $9,000 | thousands by filing date | |
| DARDEN RESTAURANTS INC COM | 237194105 | Stock | 88 | $9,000 | thousands by filing date | |
| ZEBRA TECHNOLOGIES CORPORATION CL A | 989207105 | Stock | 56 | $9,000 | thousands by filing date | |
| OLD REP INTL CORP COM | 680223104 | Stock | 442 | $9,000 | thousands by filing date | |
| BOOZ ALLEN HAMILTON HLDG CORP CL A | 099502106 | Stock | 193 | $9,000 | thousands by filing date | |
| PIMCO HIGH INCOME FD | 722014107 | COM SHS | 1,125 | $9,000 | thousands by filing date | |
| UNITED STATES STL CORP NEW | 912909108 | COM | 329 | $9,000 | thousands by filing date | call |
| SELECT SECTOR SPDR TR | 81369Y100 | SBI MATERIALS | 159 | $9,000 | thousands by filing date | |
| GREIF INC | 397624107 | CL A | 180 | $9,000 | thousands by filing date | |
| CONDUENT INC | 206787103 | COM | 443 | $9,000 | thousands by filing date | |
| CHINA PETROLEUM AND CHEMICAL-A | 16941R108 | SPON ADR H SHS | 99 | $9,000 | thousands by filing date | |
| THOMSON REUTERS CORP | 884903105 | COM | 200 | $9,000 | thousands by filing date | put |
| WELLCARE HEALTH PLANS INC | 94946T106 | COM | 30 | $9,000 | thousands by filing date | call |
| INTREPID POTASH INC | 46121Y102 | COM | 2,750 | $9,000 | thousands by filing date | |
| PROSHARES TR | 74347R131 | SHRT HGH YIELD | 400 | $9,000 | thousands by filing date | call |
| NUVEEN | 67072C105 | EXCHANGE TRADED | 1,125 | $9,000 | thousands by filing date | |
| NXSTAGE MEDICAL INC | 67072V103 | COMMON STOCK | 331 | $9,000 | thousands by filing date | call |
| HIBBETT INC | 428567101 | COM | 481 | $9,000 | thousands by filing date | |
| INTELSAT S A | L5140P101 | COM | 300 | $9,000 | thousands by filing date | |
| DIGIRAD CORP | 253827109 | COM | 6,000 | $9,000 | thousands by filing date | |
| THE BANK OF PRINCETON | 064520109 | COMMON | 300 | $9,000 | thousands by filing date | |
| ON TRACK INNOVATION LTD | M8791A109 | SHS | 10,000 | $9,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06746L422 | IPATH S&P500 VIX | 360 | $9,000 | thousands by filing date | call |
| OSISKO MINING INC | 688281104 | Common Stock | 5,000 | $9,000 | thousands by filing date | |
| American Tower Corporation | 03027X100 | COM | 60 | $8,000 | thousands by filing date | call |
| Boeing Company | 097023105 | COM | 24 | $8,000 | thousands by filing date | call |
| Stryker Corporation | 863667101 | COM | 50 | $8,000 | thousands by filing date | call |
| JD.COM INC SPON ADS CL A | 47215P106 | ADR | 345 | $8,000 | thousands by filing date | |
| DXC TECHNOLOGY CO COM | 23355L106 | Stock | 90 | $8,000 | thousands by filing date | call |
| SNAP INC | 83304A106 | CL A | 1,000 | $8,000 | thousands by filing date | |
| ZILLOW GROUP INC CLASS A | 98954M101 | CL A | 200 | $8,000 | thousands by filing date | |
| SYNOVUS FINL CORP | 87161C501 | COM NEW | 180 | $8,000 | thousands by filing date | |
| ALLSPRING MULTI SECTOR INCOM | 94987D101 | COM | 675 | $8,000 | thousands by filing date | |
| FIBROCELL SCIENCE INC | 315721407 | COM | 3,500 | $8,000 | thousands by filing date | |
| Caterpillar Inc. | 149123101 | COM | 50 | $7,000 | thousands by filing date | put |
| Caterpillar Inc. | 149123101 | COM | 50 | $7,000 | thousands by filing date | call |
| NEWELL BRANDS INC COM | 651229106 | Stock | 350 | $7,000 | thousands by filing date | call |
| ELECTRONIC ARTS INC COM | 285512109 | Stock | 60 | $7,000 | thousands by filing date | call |
| WHIRLPOOL CORP COM | 963320106 | Stock | 60 | $7,000 | thousands by filing date | put |
| RAYMOND JAMES FINL INC COM | 754730109 | Stock | 80 | $7,000 | thousands by filing date | call |
| BIOGEN INC COM | 09062X103 | Stock | 20 | $7,000 | thousands by filing date | call |
| NETEASE COM INC SPONSORED ADS | 64110W102 | ADR | 33 | $7,000 | thousands by filing date | |
| FIRST FINL BANKSHARES INC COM | 32020R109 | Stock | 135 | $7,000 | thousands by filing date | |
| EASTMAN KODAK CO | 277461406 | COM NEW | 2,404 | $7,000 | thousands by filing date | |
| FOOT LOCKER INC | 344849104 | COM | 140 | $7,000 | thousands by filing date | put |
| LMP CAPITAL AND INCOME FUND | 50208A102 | COM | 540 | $7,000 | thousands by filing date | |
| CTRIP COM INTL LTD | 22943F100 | AMERICAN DEP SHS | 198 | $7,000 | thousands by filing date | |
| PETIQ INC | 71639T106 | COMMON STOCK | 200 | $7,000 | thousands by filing date | |
| BIG 5 SPORTING GOODS CORP | 08915P101 | COM | 1,548 | $7,000 | thousands by filing date | |
| X FINL SPONSORED ADS | 98372W103 | ADR | 850 | $7,000 | thousands by filing date | |
| U S G CORP | 903293405 | COM NEW | 212 | $7,000 | thousands by filing date | call |
| REEDS INC COM | 758338107 | Stock | 2,198 | $7,000 | thousands by filing date | |
| TRONC INC | 89703P107 | COM | 454 | $7,000 | thousands by filing date | call |
| FAR PEAK ACQUISITION CL A ORD | 30734W109 | COM | 800 | $7,000 | thousands by filing date | |
| Advanced Micro Devices,Inc. | 007903107 | COM | 300 | $6,000 | thousands by filing date | call |
| Walmart Inc. | 931142103 | COM | 110 | $6,000 | thousands by filing date | call |
| ISHARES TR | 464288281 | JPMORGAN USD EMG | 60 | $6,000 | thousands by filing date | put |
| ISHARES TR | 464287556 | ISHARES BIOTECH | 50 | $6,000 | thousands by filing date | put |
| ADT INC DEL COM | 00090Q103 | Stock | 666 | $6,000 | thousands by filing date | call |
| HONDA MOTOR CO LTD ADR ECH CNV IN 3 | 438128308 | ADR | 200 | $6,000 | thousands by filing date | call |
| BRINKER INTL INC COM | 109641100 | Stock | 135 | $6,000 | thousands by filing date | |
| MONSTER BEVERAGE CORP NEW COM | 61174X109 | Stock | 126 | $6,000 | thousands by filing date | call |
| PIMCO DYNAMIC INCOME FD | 72201Y101 | SHS | 180 | $6,000 | thousands by filing date | |
| NEUROCRINE BIOSCIENCES INC | 64125C109 | COM | 50 | $6,000 | thousands by filing date | call |
| WESBANCO INC | 950810101 | COM | 135 | $6,000 | thousands by filing date | |
| CITRIX SYSTEMS INC | 177376100 | COM | 59 | $6,000 | thousands by filing date | |
| INVITAE CORP | 46185L103 | COM | 400 | $6,000 | thousands by filing date | |
| GRUBHUB INC | 400110102 | COM | 50 | $6,000 | thousands by filing date | call |
| NUVEEN DIVERSIFIED DIVID & I | 6706EP105 | COM | 585 | $6,000 | thousands by filing date | |
| NUVEEN TAX-ADVANTAGED DIVID | 67073G105 | COM | 360 | $6,000 | thousands by filing date | |
| TILRAY INC | 88688T100 | COM CL 2 | 50 | $6,000 | thousands by filing date | call |
| RBB BANCORP | 74930B105 | COMMON STOCK | 249 | $6,000 | thousands by filing date | |
| GRUPO SUPERVIELLE S.A. | 40054A108 | CMN | 800 | $6,000 | thousands by filing date | |
| PIONEER ENERGY SVCS CORP | 723664108 | COM | 2,304 | $6,000 | thousands by filing date | |
| LIFEPOINT HEALTH INC | 53219L109 | COM | 105 | $6,000 | thousands by filing date | call |
| FRED S INC CLASS A | 356108100 | COM | 3,000 | $6,000 | thousands by filing date | |
| CHINA INDUSTRIAL GROUP ORD (PNK) | 169396108 | COM | 1,397,637 | $6,000 | thousands by filing date | |
| KKR & CO INC | 48251W104 | COM | 204 | $5,000 | thousands by filing date | put |
| NORTHERN DYNASTY MINERALS LTD COM NEW | 66510M204 | Stock | 10,000 | $5,000 | thousands by filing date | |
| SOMNIGROUP INTERNATIONAL INC COM | 88023U101 | Stock | 100 | $5,000 | thousands by filing date | call |
| CAMECO CORP COM | 13321L108 | Stock | 450 | $5,000 | thousands by filing date | |
| HUNT J B TRANS SVCS INC COM | 445658107 | Stock | 48 | $5,000 | thousands by filing date | |
| NUVEEN CR STRATEGIES INCOME | 67073D102 | COM SHS | 630 | $5,000 | thousands by filing date | |
| WYNN RESORTS LTD | 983134107 | COM | 46 | $5,000 | thousands by filing date | |
| MIMEDX GROUP INC | 602496101 | COM | 921 | $5,000 | thousands by filing date | put |
| ALLSPRING GLOBAL DIVIDEND OPPO | 94987C103 | COM | 1,125 | $5,000 | thousands by filing date | |
| SUNPOWER CORP | 867652406 | COM | 700 | $5,000 | thousands by filing date | |
| UNIVERSAL ELECTRS INC | 913483103 | COM | 152 | $5,000 | thousands by filing date | |
| PIMCO MUN INCOME FD II | 72200W106 | COM | 405 | $5,000 | thousands by filing date | |
| VILLAGE FARMS INTL INC | 92707Y108 | COM | 1,000 | $5,000 | thousands by filing date | |
| DAXOR CORP | 239467103 | COM | 1,072 | $5,000 | thousands by filing date | |
| NXSTAGE MEDICAL INC | 67072V103 | COMMON STOCK | 198 | $5,000 | thousands by filing date | put |
| TETRAPHASE PHARMACEUTICALS INC | 88165N105 | COMMON STOCK | 1,900 | $5,000 | thousands by filing date | |
| BABCOCK & WILCOX ENTERPRISES INC | 05614L100 | COM | 4,941 | $5,000 | thousands by filing date | |
| LIFEPOINT HEALTH INC | 53219L109 | COM | 86 | $5,000 | thousands by filing date | put |
| THERIVA BIOLOGICS INC COM NEW | 87164U201 | Stock | 2,154 | $5,000 | thousands by filing date | |
| COMMUNITY HEALTH SYS INC NEW | 203668116 | RIGHT 99/99/9999 | 880,000 | $5,000 | thousands by filing date | |
| CYTRX CORP | 232828608 | COM PAR | 4,949 | $5,000 | thousands by filing date | |
| TRINITY MERGER CORP | 89653L106 | COM CL A | 600 | $5,000 | thousands by filing date | |
| Adobe Inc | 00724F101 | COM | 15 | $4,000 | thousands by filing date | |
| Micron Technology,Inc. | 595112103 | COM | 100 | $4,000 | thousands by filing date | call |
| CLOROX CO DEL | 189054109 | COM | 30 | $4,000 | thousands by filing date | put |
| WORKDAY INC CL A | 98138H101 | Stock | 31 | $4,000 | thousands by filing date | |
| DIAMONDBACK ENERGY INC COM | 25278X109 | Stock | 30 | $4,000 | thousands by filing date | call |
| REALTY INCOME CORP COM | 756109104 | REIT | 80 | $4,000 | thousands by filing date | |
| LADDER CAP CORP CL A | 505743104 | REIT | 270 | $4,000 | thousands by filing date | |
| SPDR SER TR | 78464A870 | S&P BIOTECH | 50 | $4,000 | thousands by filing date | put |
| SELECT SECTOR SPDR TR | 81369Y407 | SBI CONS DISCR | 40 | $4,000 | thousands by filing date | |
| NUVEEN CA DIVI ADV MUN | 67066Y105 | COM | 360 | $4,000 | thousands by filing date | |
| BARINGS GLOBAL SHORT DURATIO | 06760L100 | COM | 225 | $4,000 | thousands by filing date | |
| VIKING THERAPEUTICS INC | 92686J106 | COM | 250 | $4,000 | thousands by filing date | call |
| WESTERN ASSET EMERGING MARKETS | 95766A101 | COM | 360 | $4,000 | thousands by filing date | |
| CTRIP COM INTL LTD | 22943F100 | AMERICAN DEP SHS | 130 | $4,000 | thousands by filing date | put |
| AQUA AMERICA INC | 03836W103 | COM | 126 | $4,000 | thousands by filing date | |
| PAMPA ENERGIA SA | 697660207 | SPONS ADR LVL I | 150 | $4,000 | thousands by filing date | |
| NOODLES & CO | 65540B105 | COM CL A | 358 | $4,000 | thousands by filing date | |
| AKORN INC | 009728106 | COM | 350 | $4,000 | thousands by filing date | |
| ARCO PLATFORM LTD | G04553106 | COM CL A | 200 | $4,000 | thousands by filing date | |
| ARATANA THERAPEUTICS INC | 03874P101 | COM | 700 | $4,000 | thousands by filing date | |
| PRINCIPIA BIOPHARMA INC | 74257L108 | COM | 145 | $4,000 | thousands by filing date | |
| CAVCO INDS INC DEL | 149568107 | COM | 14 | $3,000 | thousands by filing date | |
| MERCADOLIBREINC | 58733R102 | STOK | 9 | $3,000 | thousands by filing date | put |
| ISHARES TR | 464287234 | MSCI EMG MKT ETF | 75 | $3,000 | thousands by filing date | call |
| SEA LTD | 81141R100 | SPONSORD ADS | 239 | $3,000 | thousands by filing date | call |
| TREX CO INC | 89531P105 | COM | 50 | $3,000 | thousands by filing date | |
| KEYSIGHT TECHNOLOGIES INC COM | 49338L103 | Stock | 50 | $3,000 | thousands by filing date | |
| KEYSIGHT TECHNOLOGIES INC COM | 49338L103 | Stock | 50 | $3,000 | thousands by filing date | call |
| GENERAL MTRS CO COM | 37045V100 | Stock | 100 | $3,000 | thousands by filing date | call |
| UPBOUND GROUP INC COM | 76009N100 | Stock | 250 | $3,000 | thousands by filing date | put |
| ADVANCED DRAIN SYS INC DEL COM | 00790R104 | Stock | 102 | $3,000 | thousands by filing date | |
| GARMIN LTD SHS | H2906T109 | Stock | 50 | $3,000 | thousands by filing date | |
| IONIS PHARMACEUTICALS INC COM | 462222100 | Stock | 76 | $3,000 | thousands by filing date | put |
| SHINHAN FINANCIAL GROUP CO LTD SPN ADR RESTRD | 824596100 | ADR | 97 | $3,000 | thousands by filing date | |
| LG DISPLAY CO LTD SPONS ADR REP | 50186V102 | ADR | 400 | $3,000 | thousands by filing date | call |
| NUVEEN MUN HIGH INCOME OPPOR | 670682103 | COM | 270 | $3,000 | thousands by filing date | |
| NUVEEN PFD & INCOME OPPORTUN | 67073B106 | COM | 360 | $3,000 | thousands by filing date | |
| BLACKROCK MUN TARGET TERM TR | 09257P105 | COM SHS BEN IN | 180 | $3,000 | thousands by filing date | |
| SUNRUN INC | 86771W105 | COM | 245 | $3,000 | thousands by filing date | |
| ISHARES TR | 464288752 | US HOME CONS ETF | 100 | $3,000 | thousands by filing date | call |
| BALCHEM CORP | 057665200 | COM | 30 | $3,000 | thousands by filing date | put |
| FTI CONSULTING INC | 302941109 | COM | 48 | $3,000 | thousands by filing date | |
| PAPA JOHNS INTL INC | 698813102 | COM | 80 | $3,000 | thousands by filing date | call |
| NUVEEN AMT FREE QLTY MUN INC | 670657105 | COM | 270 | $3,000 | thousands by filing date | |
| SHOE STA GROUP INC | 824889109 | COM | 91 | $3,000 | thousands by filing date | |
| STOCK YDS BANCORP INC | 861025104 | COM | 90 | $3,000 | thousands by filing date | |
| WAYFAIR INC | 94419L101 | CL A | 25 | $3,000 | thousands by filing date | put |
| VICOR CORP | 925815102 | COM | 67 | $3,000 | thousands by filing date | |
| GREEN DOT CORP CLASS A | 39304D102 | CL A | 42 | $3,000 | thousands by filing date | |
| MEDIFAST INC | 58470H101 | COM | 15 | $3,000 | thousands by filing date | put |
| PUTNAM MUNICIPAL OPPORTUNITIES | 746922103 | SH BEN INT | 270 | $3,000 | thousands by filing date | |
| NUVEEN REAL ESTATE INCOME FD | 67071B108 | COM | 405 | $3,000 | thousands by filing date | |
| NUVEEN SHORT DURATION CREDIT | 67074X107 | COM | 180 | $3,000 | thousands by filing date | |
| NUVEEN TX ADV TOTAL RET STRG | 67090H102 | COM | 270 | $3,000 | thousands by filing date | |
| BLACKROCK MUN INCOME TR | 09248F109 | SH BEN INT | 270 | $3,000 | thousands by filing date | |
| UNIVEST FINANCIAL CORPORATIO | 915271100 | COM | 135 | $3,000 | thousands by filing date | |
| USANA HEALTH SCIENCES INC | 90328M107 | COMMON STOCK | 26 | $3,000 | thousands by filing date | |
| CA INC COM | 12673P105 | COM | 69 | $3,000 | thousands by filing date | put |
| AMERICAS CAR-MART INC | 03062T105 | COM | 48 | $3,000 | thousands by filing date | |
| NORTECH SYS INC | 656553104 | COM | 800 | $3,000 | thousands by filing date | |
| NUVEEN PREFERRED & INCOME | 67075A106 | EXCHANGE TRADED | 135 | $3,000 | thousands by filing date | |
| IMMUNOGEN INC | 45253H101 | COMMON STOCK | 400 | $3,000 | thousands by filing date | |
| THERAPEUTICSMD INC | 88338N107 | COM | 500 | $3,000 | thousands by filing date | |
| CURIS INC | 231269200 | COM | 2,000 | $3,000 | thousands by filing date | |
| TRUSTCO BK CORP N Y | 898349105 | COM | 450 | $3,000 | thousands by filing date | |
| U S G CORP | 903293405 | COM NEW | 103 | $3,000 | thousands by filing date | put |
| ATHERSYS INC | 04744L106 | COM | 1,500 | $3,000 | thousands by filing date | |
| KMG CHEMICALS INC | 482564101 | COM | 45 | $3,000 | thousands by filing date | |
| Adobe Inc | 00724F101 | COM | 10 | $2,000 | thousands by filing date | put |
| Amazon.com, Inc | 023135106 | COM | 1 | $2,000 | thousands by filing date | call |
| Morgan Stanley | 617446448 | COM | 50 | $2,000 | thousands by filing date | call |
| PepsiCo,Inc. | 713448108 | COM | 25 | $2,000 | thousands by filing date | call |
| WESTERN DIGITAL CORP | 958102105 | COM | 100 | $2,000 | thousands by filing date | call |
| DELTA AIR LINES INC COM NEW | 247361702 | Stock | 50 | $2,000 | thousands by filing date | put |
| LATTICE SEMICONDUCTOR CORP COM | 518415104 | Stock | 302 | $2,000 | thousands by filing date | put |
| LATTICE SEMICONDUCTOR CORP COM | 518415104 | Stock | 261 | $2,000 | thousands by filing date | call |
| AMERICAN AIRLINES GROUP INC COM | 02376R102 | Stock | 55 | $2,000 | thousands by filing date | call |
| KROGER CO COM | 501044101 | Stock | 200 | $2,000 | thousands by filing date | put |
| WHIRLPOOL CORP COM | 963320106 | Stock | 25 | $2,000 | thousands by filing date | |
| COLGATE PALMOLIVE CO COM | 194162103 | Stock | 30 | $2,000 | thousands by filing date | put |
| V F CORP COM | 918204108 | Stock | 30 | $2,000 | thousands by filing date | call |
| ULTA BEAUTY INC COM | 90384S303 | Stock | 9 | $2,000 | thousands by filing date | |
| PIMCO MUN INCOME FD | 72200R107 | COM | 225 | $2,000 | thousands by filing date | |
| SNAP INC | 83304A106 | CL A | 250 | $2,000 | thousands by filing date | call |
| NUVEEN QUALITY MUNCP INCOME | 67066V101 | COM | 180 | $2,000 | thousands by filing date | |
| ACCENDRA HEALTH INC | 690732102 | COM | 180 | $2,000 | thousands by filing date | |
| COTY INC | 222070203 | COM CL A | 170 | $2,000 | thousands by filing date | call |
| BED BATH & BEYOND INC | 690370101 | COM | 100 | $2,000 | thousands by filing date | call |
| UNDER ARMOUR INC | 904311107 | CL A | 102 | $2,000 | thousands by filing date | |
| UNIVERSAL DISPLAY CORP | 91347P105 | COM | 20 | $2,000 | thousands by filing date | call |
| SUPERNUS PHARMACEUTICALS | 868459108 | COM | 52 | $2,000 | thousands by filing date | |
| ALLSPRING INCOME OPPORTUNITIES | 94987B105 | INC OPPTY FD | 270 | $2,000 | thousands by filing date | |
| GLOBAL BLOOD THERAPEUTICS USD | 37890U108 | COM | 77 | $2,000 | thousands by filing date | call |
| INTERPUBLIC GROUP COS | 460690100 | COM | 100 | $2,000 | thousands by filing date | call |
| NUVEEN REAL ASSET INCOME AND G | 67074Y105 | COM | 180 | $2,000 | thousands by filing date | |
| BLACKROCK MUNIASSETS FD INC | 09254J102 | COM | 180 | $2,000 | thousands by filing date | |
| ALLIANZGI CONV INCOME FD | 018828103 | COM | 360 | $2,000 | thousands by filing date | |
| OUTFRONT MEDIA INC | 69007J106 | COM | 147 | $2,000 | thousands by filing date | |
| MICHAEL KORS HLDGS LTD | G60754101 | SHS | 35 | $2,000 | thousands by filing date | put |
| NUVEEN MORTGAGE AND INCOME F | 670735109 | COM | 90 | $2,000 | thousands by filing date | |
| NUVEEN GLOBAL HIGH INCOME FD | 67075G103 | SHS | 180 | $2,000 | thousands by filing date | |
| TILRAY INC | 88688T100 | COM CL 2 | 16 | $2,000 | thousands by filing date | put |
| UNIVERSAL INS HLDGS INC | 91359V107 | COM | 50 | $2,000 | thousands by filing date | put |
| COMMUNITY TRUST BANCORP INC | 204149108 | COMMON STOCK | 45 | $2,000 | thousands by filing date | |
| NUVEEN TAXABLE MUNICPAL INM FD COM | 67074C103 | CEF | 135 | $2,000 | thousands by filing date | |
| PIMCO STRATEGIC INCOME FD | 72200X104 | COM | 225 | $2,000 | thousands by filing date | |
| PIMCO CORPORATE & INCM STRG | 72200U100 | COM | 135 | $2,000 | thousands by filing date | |
| VOYA PRIME RATE TRUST | 92913A100 | SH BEN INT | 600 | $2,000 | thousands by filing date | |
| NANOMETRICS | 630077105 | COM | 71 | $2,000 | thousands by filing date | |
| RED HAT INC | 756577102 | COM | 20 | $2,000 | thousands by filing date | call |
| ANADARKO PETROLEUM CORP | 032511107 | COM | 30 | $2,000 | thousands by filing date | call |
| CATO CORP NEW | 149205106 | CL A | 129 | $2,000 | thousands by filing date | |
| Astronics Class B Convertible | 046433207 | COM | 67 | $2,000 | thousands by filing date | |
| WSTRN AST GLBL CORP OPP FD I | 95790C107 | COM | 180 | $2,000 | thousands by filing date | |
| INTEGRATED DEVICE TECHNOLOGY INC | 458118106 | COMMON STOCK | 46 | $2,000 | thousands by filing date | put |
| INTEGRATED DEVICE TECHNOLOGY INC | 458118106 | COMMON STOCK | 61 | $2,000 | thousands by filing date | call |
| Helios and Matheson Analytics Inc | 42327L309 | Common Stock | 153,004 | $2,000 | thousands by filing date | |
| NUVEEN PA INVT QUALITY MUN F | 670972108 | COM | 225 | $2,000 | thousands by filing date | |
| TTOO | 89853L104 | Stock | 300 | $2,000 | thousands by filing date | |
| O-I GLASS, INC. | 690768403 | COM | 145 | $2,000 | thousands by filing date | |
| VANECK VECTORS ETF TR | 92189F718 | OIL SVCS ETF | 100 | $2,000 | thousands by filing date | |
| SYNERGY PHARMACEUTICALS DEL | 871639308 | COM NEW | 1,500 | $2,000 | thousands by filing date | |
| AVEO PHARMACEUTICALS INC | 053588109 | COM | 800 | $2,000 | thousands by filing date | |
| SYNTEL INC | 87162H103 | COM | 54 | $2,000 | thousands by filing date | call |
| ARQULE INC | 04269E107 | COM | 500 | $2,000 | thousands by filing date | |
| ARQULE INC | 04269E107 | COM | 435 | $2,000 | thousands by filing date | call |
| Pimco Income Oppty Fund | 72202B100 | COM | 90 | $2,000 | thousands by filing date | |
| BIOLINERX LTD-SPONS ADR | 09071M106 | SPON | 2,000 | $2,000 | thousands by filing date | |
| PIVOTAL SOFTWARE INC | 72582H107 | COM CL A | 150 | $2,000 | thousands by filing date | call |
| AKCEA THERAPEUTICS INC | 00972L107 | COM | 71 | $2,000 | thousands by filing date | put |
| Advanced Micro Devices,Inc. | 007903107 | COM | 45 | $1,000 | thousands by filing date | put |
| AT&T Inc | 00206R102 | COM | 30 | $1,000 | thousands by filing date | put |
| Financial Select Sector SPDR Fund | 81369Y605 | SHS | 50 | $1,000 | thousands by filing date | call |
| Honeywell Technologies | 438516106 | COM | 20 | $1,000 | thousands by filing date | put |
| United Parcel Service,Inc. Class B | 911312106 | COM | 10 | $1,000 | thousands by filing date | put |
| SYNCHRONYFINL | 87165B103 | STOK | 50 | $1,000 | thousands by filing date | call |
| NOKIA CORP | 654902204 | SPONSORED ADR | 350 | $1,000 | thousands by filing date | call |
| FIVE9 INC | 338307101 | COM | 45 | $1,000 | thousands by filing date | call |
| YELP INC CL A | 985817105 | Stock | 30 | $1,000 | thousands by filing date | call |
| AMERICAN AIRLINES GROUP INC COM | 02376R102 | Stock | 45 | $1,000 | thousands by filing date | put |
| HALLIBURTON CO COM | 406216101 | Stock | 40 | $1,000 | thousands by filing date | call |
| THE CAMPBELLS COMPANY COM | 134429109 | Stock | 90 | $1,000 | thousands by filing date | put |
| NUVEEN SELECT TAX-FREE INCOM | 67062F100 | SH BEN INT | 90 | $1,000 | thousands by filing date | |
| PIMCO INCOME STRATEGY FD II | 72201J104 | COM | 135 | $1,000 | thousands by filing date | |
| WESTERN ASSET MANAGED MUNS F | 95766M105 | COM | 135 | $1,000 | thousands by filing date | |
| AVINO SILVER & GOLD MINES LT | 053906103 | COM | 3,000 | $1,000 | thousands by filing date | |
| GAMESTOP CORP | 36467W109 | CL A | 96 | $1,000 | thousands by filing date | call |
| NUVEEN CALIFORNIA MUNI VLU F | 67062C107 | COM STK | 135 | $1,000 | thousands by filing date | |
| SCOTTS MIRACLE-GRO CO | 810186106 | CL A | 22 | $1,000 | thousands by filing date | call |
| SPDR SERIES TRUST | 78464A698 | ST STR SP REGBNK | 50 | $1,000 | thousands by filing date | put |
| BLACKROCK MUNIHOLDINGS FD IN | 09253N104 | COM | 90 | $1,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD QUALITY | 09254E103 | COM | 135 | $1,000 | thousands by filing date | |
| DYNAVAX TECHNOLOGIES CORP | 268158201 | COM NEW | 96 | $1,000 | thousands by filing date | put |
| WESTERN ASSET HIGH YIELD DEF | 95768B107 | COM | 90 | $1,000 | thousands by filing date | |
| AMBARELLA INC | G037AX101 | SHS | 50 | $1,000 | thousands by filing date | call |
| GLOBAL BLOOD THERAPEUTICS USD | 37890U108 | COM | 50 | $1,000 | thousands by filing date | put |
| BLACKROCK LONG-TERM MUNCIPAL A | 09250B103 | COM | 90 | $1,000 | thousands by filing date | |
| BLACKROCK MUNIVEST FUND | 09253R105 | COM | 225 | $1,000 | thousands by filing date | |
| BLACKROCK MUNIVEST FUND II | 09253T101 | COM | 90 | $1,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS QUALITY | 09254C107 | COM | 90 | $1,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD QUALITY FU | 09254F100 | COM | 135 | $1,000 | thousands by filing date | |
| BLACKROCK MUNIYEILD QUALITY FU | 09254G108 | COM | 135 | $1,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS INVESTM | 09254P108 | COM | 135 | $1,000 | thousands by filing date | |
| BRANDYWINEGLOBAL GLOBAL INCOME | 10537L104 | COM | 180 | $1,000 | thousands by filing date | |
| NEW ORIENTAL EDUCATION & TECHN | 647581107 | SPON ADR | 25 | $1,000 | thousands by filing date | call |
| NUVEEN CALIFORNIA AMT-FREE MUN | 670651108 | COM | 90 | $1,000 | thousands by filing date | |
| NUVEEN INTERMEDIATE DURATION M | 670671106 | COM | 135 | $1,000 | thousands by filing date | |
| SPLUNK INC | 848637104 | COM | 20 | $1,000 | thousands by filing date | call |
| AMICUS THERAPEUTICS INC | 03152W109 | COM | 100 | $1,000 | thousands by filing date | put |
| NUVEEN SENIOR INCOME FUND | 67067Y104 | COM | 180 | $1,000 | thousands by filing date | |
| NUVEEN ENHANCED MUNICIPAL VALU | 67074M101 | COM | 90 | $1,000 | thousands by filing date | |
| PIMCO CALIFORNIA MUNICIPAL INC | 72200M108 | COM | 180 | $1,000 | thousands by filing date | |
| PIMCO CALIFORNIA MUNICIPAL INC | 72201C109 | COM | 180 | $1,000 | thousands by filing date | |
| ARISTA NETWORKS INC | 040413106 | COM | 6 | $1,000 | thousands by filing date | put |
| BLACKROCK MUNICIPAL INCOME QUA | 092479104 | COM | 135 | $1,000 | thousands by filing date | |
| BLACKROCK MUNI INCOME TR II | 09249N101 | COM | 135 | $1,000 | thousands by filing date | |
| WESTERN ASSET MUN PARTNERS F | 95766P108 | COM | 90 | $1,000 | thousands by filing date | |
| ALLIANZGI CONV INCOME FD II | 018825109 | COM | 225 | $1,000 | thousands by filing date | |
| NUVEEN SELECT TAX FREE INCOM | 67063C106 | SH BEN INT | 90 | $1,000 | thousands by filing date | |
| NUVEEN SELECT TAX FREE INCOM | 67063X100 | SH BEN INT | 90 | $1,000 | thousands by filing date | |
| FEDERATED HERMES PREM MUNI I | 31423P108 | COM | 90 | $1,000 | thousands by filing date | |
| WESTERN ASSET MTG DEFINED OP | 95790B109 | COM | 45 | $1,000 | thousands by filing date | |
| BLACKROCK MUN BD TR | 09249H104 | COM | 90 | $1,000 | thousands by filing date | |
| BLACKROCK MUNI INCOME INV QL | 09250G102 | COM | 90 | $1,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS QUALI | 09254A101 | COM | 90 | $1,000 | thousands by filing date | |
| LIONS GATE ENTMNT CORP | 535919401 | CL A VTG | 70 | $1,000 | thousands by filing date | call |
| GNC HLDGS INC | 36191G107 | COM CL A | 250 | $1,000 | thousands by filing date | call |
| PIMCO CALIF MUN INCOME FD | 72200N106 | COM | 90 | $1,000 | thousands by filing date | |
| PIMCO NEW YORK MUN FD II | 72200Y102 | COM | 90 | $1,000 | thousands by filing date | |
| ARCONIC INC | 03965L100 | COM | 120 | $1,000 | thousands by filing date | call |
| BLACKROCK MUNIYIELD N J FD I | 09254Y109 | COM | 90 | $1,000 | thousands by filing date | |
| VUZIX CORP | 92921W300 | COM NEW | 201 | $1,000 | thousands by filing date | call |
| BANC OF CALIFORNIA INC | 05990K106 | COMMON STOCK | 90 | $1,000 | thousands by filing date | |
| FVCBANKCORP INC | 36120Q101 | COMMON STOCK | 100 | $1,000 | thousands by filing date | |
| BlackRock Muniy Michigan | 09254V105 | Fund | 90 | $1,000 | thousands by filing date | |
| GOPRO INC | 38268T103 | CL A | 230 | $1,000 | thousands by filing date | call |
| ALDEYRA THERAPEUTICS INC | 01438T106 | COM | 125 | $1,000 | thousands by filing date | put |
| NUVEEN NY DIVI ADV | 67066X107 | COM | 90 | $1,000 | thousands by filing date | |
| NUVEEN AMT-FREE MUN VALUE FD | 670695105 | COM | 90 | $1,000 | thousands by filing date | |
| SYMANTEC CORP | 871503108 | COM | 80 | $1,000 | thousands by filing date | call |
| PIMCO INCOME STRATEGY FD | 72201H108 | COM | 135 | $1,000 | thousands by filing date | |
| WESTERN ASSET PREMIER BD FD | 957664105 | SHS BEN INT | 135 | $1,000 | thousands by filing date | |
| WESTERN ASSET HIGH INCOM FD | 95766J102 | COM | 225 | $1,000 | thousands by filing date | |
| NUVEEN VA QUALITY MUN INCOM | 67064R102 | COM | 90 | $1,000 | thousands by filing date | |
| PIMCO GLOBAL STOCKPLUS INCOM | 722011103 | COM | 90 | $1,000 | thousands by filing date | |
| PCM FD INC | 69323T101 | COM | 90 | $1,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD PA QUALI | 09255G107 | COM | 90 | $1,000 | thousands by filing date | |
| ALLSPRING UTILITIES AND HIGH | 94987E109 | WF UTILITIES INC | 90 | $1,000 | thousands by filing date | |
| SAMSUNG ELECTRONICS CO., LTD. | 796050888 | Common stock | 1 | $1,000 | thousands by filing date | |
| DREYFUS MUN BD INFRSTRCTR FD | 26203D101 | SHS | 90 | $1,000 | thousands by filing date | |
| TESARO INC | 881569107 | COM | 30 | $1,000 | thousands by filing date | put |
| TESARO INC | 881569107 | COM | 41 | $1,000 | thousands by filing date | call |
| INTREXON CORP | 46122T102 | COM | 101 | $1,000 | thousands by filing date | call |
| AMTRUST FINL SVCS INC | 032359309 | COM | 100 | $1,000 | thousands by filing date | |
| RAMCO-GERSHENSON PPTYS TR | 751452202 | COM SH BEN INT | 135 | $1,000 | thousands by filing date | |
| ETFMG | 26924G508 | EXCHANGE TRADED | 30 | $1,000 | thousands by filing date | put |
| MONEYGRAM INTL INC | 60935Y208 | COM NEW | 200 | $1,000 | thousands by filing date | |
| SYNTEL INC | 87162H103 | COM | 40 | $1,000 | thousands by filing date | put |
| TRONOX LTD | Q9235V101 | SHS CL A | 100 | $1,000 | thousands by filing date | call |
| BIODELIVERY SCIENCES INTL IN | 09060J106 | COM | 500 | $1,000 | thousands by filing date | |
| PANDORA MEDIA INC | 698354107 | COM | 216 | $1,000 | thousands by filing date | call |
| ASPEN INSURANCE HOLDINGS LTD | G05384105 | SHS | 32 | $1,000 | thousands by filing date | call |
| DURECT CORP | 266605104 | COM | 1,600 | $1,000 | thousands by filing date | |
| NUVEEN MD PREM INC MUNI FUND | 67061Q107 | mf | 90 | $1,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD INVT F | 09254R104 | COM | 135 | $1,000 | thousands by filing date | |
| NUVEEN OHIO QUALITY INC MUNI | 670980101 | COM | 90 | $1,000 | thousands by filing date | |
| NUVEEN MICH QUALITY INCOME MUN FD INC | 670979103 | CEF | 90 | $1,000 | thousands by filing date | |
| NII HLDGS INC COM PAR $0.001 | 62913F508 | CS | 300 | $1,000 | thousands by filing date | call |
| CONATUS PHARMACEUTICALS INC | 20600T108 | COM | 300 | $1,000 | thousands by filing date | |
| TRONC INC | 89703P107 | COM | 113 | $1,000 | thousands by filing date | put |
| NUVEEN CORPORATE INCM NOVEME | 67077N106 | COM | 180 | $1,000 | thousands by filing date | |
| ENTASIS THERAPEUTICS HLDGS I | 293614103 | COM | 100 | $1,000 | thousands by filing date | |
| ACTINIUM PHARMACEUTICALS INC | 00507W107 | COM | 2,000 | $1,000 | thousands by filing date | |
| CATABASIS PHARMACEUTICALS IN | 14875P107 | COM | 2,000 | $1,000 | thousands by filing date | |
| INVIVO THERAPEUTICS HLDGS CO COM | 46186M407 | Stock | 800 | $1,000 | thousands by filing date | |
| Bristol-Myers Squibb Company | 110122108 | COM | 6 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| Gilead Sciences,Inc. | 375558103 | COM | 10 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| Merck & Co.,Inc. | 58933Y105 | COM | 5 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| Salesforce.com, Inc | 79466L302 | COM | 1 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| Verizon Communications Inc | 92343V104 | COM | 14 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| Verizon Communications Inc | 92343V104 | COM | 5 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| Walmart Inc. | 931142103 | COM | 10 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| RITEAID CORP | 767754104 | COM | 408 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| RITEAID CORP | 767754104 | COM | 449 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| ASMLHLDGNVFSPONSOREDADR1ADRREPS1ORDSHS | N07059210 | STOK | 5 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| GERON CORP | 374163103 | COM | 20 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| ONEOK INC NEW | 682680103 | COM | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GEVO INC | 374396406 | COM PAR | 25 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GEVO INC | 374396406 | COM PAR | 8 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| ISHARES TR | 464287184 | CHINA LG-CAP ETF | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SAREPTA THERAPEUTICS INC | 803607100 | COM | 10 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| SAREPTA THERAPEUTICS INC | 803607100 | COM | 10 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| EXELIXIS INC COM | 30161Q104 | Stock | 15 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| JABIL INC COM | 466313103 | Stock | 7 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| OMNICOM GROUP INC COM | 681919106 | Stock | 1 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| HASBRO INC COM | 418056107 | Stock | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| UPBOUND GROUP INC COM | 76009N100 | Stock | 30 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| BOX INC CL A | 10316T104 | Stock | 35 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| DEVON ENERGY CORP NEW COM | 25179M103 | Stock | 20 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| GLAUKOS CORP COM | 377322102 | Stock | 2 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| SAP SE SPON ADR | 803054204 | ADR | 5 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| SIMON PPTY GROUP INC NEW COM | 828806109 | REIT | 1 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| NIO INC SPON ADS | 62914V106 | ADR | 15 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| IDEXX LABS INC COM | 45168D104 | Stock | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LG DISPLAY CO LTD SPONS ADR REP | 50186V102 | ADR | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TG THERAPEUTICS INC COM | 88322Q108 | Stock | 10 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| LIGHT & WONDER INC COM | 80874P109 | Stock | 3 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| MASCO CORP | 574599106 | COM | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| OMEROS CORP | 682143102 | COM | 5 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| HERON THERAPEUTICS INC | 427746102 | COM | 4 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| HERON THERAPEUTICS INC | 427746102 | COM | 8 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| SNAP INC | 83304A106 | CL A | 20 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| ISHARES INC MSCI GERMANY ETF | 464286806 | MSCI GERMANY ETF | 25 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| GAMESTOP CORP | 36467W109 | CL A | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PEABODY ENGR CORP | 704551100 | COM | 20 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| NUVEEN FLOATING RATE INCOME | 67072T108 | COM | 90 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| OPKO HEALTH INC | 68375N103 | COM | 200 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HERBALIFE LTD | G4412G101 | COM SHS | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VIKING THERAPEUTICS INC | 92686J106 | COM | 35 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| MIMEDX GROUP INC | 602496101 | COM | 50 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| DYNAVAX TECHNOLOGIES CORP | 268158201 | COM NEW | 10 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| INVITAE CORP | 46185L103 | COM | 10 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| INVITAE CORP | 46185L103 | COM | 15 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| AMICUS THERAPEUTICS INC | 03152W109 | COM | 10 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| NUVEEN CALIFORNIA SELECT TAX-F | 67063R103 | SH BEN INT | 45 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ACADIA PHARMACEUTICALS INC | 004225108 | COM | 17 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| IMMUNOMEDICS INC | 452907108 | COM | 3 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| ALEXION PHARMACEUTICALS INC | 015351109 | COM | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FIREEYE INC | 31816Q101 | COM | 10 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| BLACKROCK MUNIENHANCED FD IN | 09253Y100 | COM | 90 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CIGNA CORPORATION | 125509109 | COM | 2 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| KLX ENERGY SERVICS HOLDNGS I | 48253L106 | COM | 10 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| TITAN INTERNATIONAL INC | 88830M102 | COMMON STOCK | 72 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| FRANKLIN MASTER INTER INCOME SH BEN INT | 746909100 | CEF | 135 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WESTERN ASSET MUN HIGH INCOME COM | 95766N103 | CEF | 90 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ALDEYRA THERAPEUTICS INC | 01438T106 | COM | 33 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| NINTENDO LTD FSPONSORED ADR 1 ADR REP 0.25 ORD SHS | 654445303 | Equity | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CHESEPEAKE ENERGY CORP | 165167107 | COM | 15 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| FRONTIER COMMUNICATIONS CORP | 35906A306 | COM NEW | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NIELSEN HOLDINGS PLC | G6518L108 | SHS EUR | 5 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| High Templar Tech Limit | 747798106 | COM | 100 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| NASPERS LTD | 631512209 | COM | 8 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NUVEEN MASS QUALITY MUN INC | 67061E104 | COM | 45 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NUVEEN MUN INCOME FD INC | 67062J102 | COM | 65 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BLACKSTONE GROUP LP | 09253U108 | COM UNIT LTD | 8 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001742998-18-000004 | this filing | 2018-10-29 | acceptance time not in the bulk data set | |
| 13F-HR/A 0001742998-18-000005 | superseded | 2018-11-07 | acceptance time not in the bulk data set | |
| 13F-HR/A 0001742998-18-000006 | base | 2018-11-07 | acceptance time not in the bulk data set |