13F-HR/A filed by FNY Investment Advisers, LLC
FNY Investment Advisers, LLC filed this 13F-HR/A for the quarter ended 2018-09-30, filed 2018-11-07, with 984 holding rows worth $428,955,000.
- Accession
- 0001742998-18-000006
- Filer
- CIK 1742998
- Filed
- 2018-11-07
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2018
A holdings report, amendment of type restatement, 984 entries on the cover page, a total value of $428,955,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $428,492,000 with VALUE read as thousands by filing date, 13F file number 028-18846. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerIbex Investors LLC
- included managerQuad Capital Management Advisors LLC
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| AETNA INC NEW | 00817Y108 | COM | 287,574 | $58,334,000 | thousands by filing date | |
| ALTRA HOLDINGS INC | 02208R106 | COMMON STOCK | 1,000,687 | $41,328,000 | thousands by filing date | |
| ROCKWELL COLLINS INC | 774341101 | COM | 184,032 | $25,850,000 | thousands by filing date | |
| EXPRESS SCRIPTS HLDG CO | 30219G108 | COM | 231,010 | $21,948,000 | thousands by filing date | |
| FORTIVE CORP COM | 34959J108 | Stock | 183,683 | $15,466,000 | thousands by filing date | |
| KLX INC | 482539103 | COM | 218,722 | $13,731,000 | thousands by filing date | |
| SHIRE PLC | 82481R106 | COMMON STOCK-FO | 60,208 | $10,913,000 | thousands by filing date | |
| NXP SEMICONDUCTORS N V COM | N6596X109 | Stock | 116,387 | $9,951,000 | thousands by filing date | |
| BROOKFIELD PPTY REIT INC | 11282X103 | CL A | 474,388 | $9,928,000 | thousands by filing date | |
| CONVERGYS CORP | 212485106 | COM | 367,250 | $8,718,000 | thousands by filing date | |
| ROLLINS INC COM | 775711104 | Stock | 121,500 | $7,373,000 | thousands by filing date | |
| TWENTY FIRST CENTY FOX INC | 90130A101 | CL A | 134,847 | $6,247,000 | thousands by filing date | |
| Amazon.com, Inc | 023135106 | COM | 3,094 | $6,197,000 | thousands by filing date | |
| CA INC COM | 12673P105 | COM | 140,059 | $6,183,000 | thousands by filing date | |
| THOMSON REUTERS CORP | 884903105 | COM | 99,450 | $4,542,000 | thousands by filing date | |
| SERVICEMASTER GLOBAL HOLDING | 81761R109 | COMMON STOCK | 104,767 | $4,350,000 | thousands by filing date | |
| ENERGY XXI GULF COAST INC | 29276K101 | COM | 481,272 | $4,023,000 | thousands by filing date | |
| MAGICJACK VOCALTEC LTD | M6787E101 | SHS | 458,225 | $3,803,000 | thousands by filing date | |
| MITEL NETWORKS CORP | 60671Q104 | COM | 341,801 | $3,766,000 | thousands by filing date | |
| ENVISION HEALTHCARE CORP | 29414D100 | COM | 81,850 | $3,743,000 | thousands by filing date | |
| Qualcomm Incorporated | 747525103 | COM | 47,949 | $3,453,000 | thousands by filing date | |
| TRIBUNE PUBG CO NEW | 89609W107 | COM | 200,122 | $3,267,000 | thousands by filing date | |
| ARGENX SE SPONSORED ADR | 04016X101 | ADR | 43,000 | $3,261,000 | thousands by filing date | |
| SUPERVALU INC | 868536301 | COM NEW | 98,307 | $3,167,000 | thousands by filing date | |
| ISHARES TR | 464287523 | COM | 17,091 | $3,162,000 | thousands by filing date | |
| INTEGRATED DEVICE TECHNOLOGY INC | 458118106 | COMMON STOCK | 66,758 | $3,138,000 | thousands by filing date | |
| TAKEDA PHARMACEUTICAL CO LTD SPONSORED ADS | 874060205 | ADR | 146,156 | $3,123,000 | thousands by filing date | |
| FOX CORP CLASS B | 90130A200 | COM | 66,738 | $3,057,000 | thousands by filing date | |
| KONINKLIJKE PHILIPS N V NY REGIS SHS NEW | 500472303 | ADR | 60,000 | $2,730,000 | thousands by filing date | |
| ARCELORMITTAL SA LUXEMBOURG NY REGISTRY SH | 03938L203 | ADR | 80,000 | $2,468,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 71,995 | $2,417,000 | thousands by filing date | |
| MARRIOTT VACATIONS WORLDWIDE C COM | 57164Y107 | Stock | 20,720 | $2,315,000 | thousands by filing date | |
| LLOYDS BANKING GROUP PLC SPONSORED ADR | 539439109 | ADR | 758,000 | $2,304,000 | thousands by filing date | |
| BRITISH AMERN TOB PLC SPONSORED ADR | 110448107 | ADR | 47,000 | $2,191,000 | thousands by filing date | |
| GREIF INC | 397624206 | CL B | 37,595 | $2,167,000 | thousands by filing date | |
| AEGON N V | 007924103 | NY REGISTRY SHS | 314,382 | $2,021,000 | thousands by filing date | |
| Micron Technology,Inc. | 595112103 | COM | 42,416 | $1,918,000 | thousands by filing date | |
| FEDERAL STR ACQUISITION CORP | 31421V107 | CL A | 185,700 | $1,869,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 38,111 | $1,802,000 | thousands by filing date | |
| GENERAL ELEC CO | 369604103 | COM | 158,039 | $1,784,000 | thousands by filing date | |
| MARVELL TECHNOLOGY GROUP LTD | G5876H105 | ORD | 91,996 | $1,775,000 | thousands by filing date | |
| TELEFONAKTIEBOLAGET LM ERICSS ADR B SEK 10 | 294821608 | ADR | 200,000 | $1,760,000 | thousands by filing date | |
| LAM RESEARCH CORP | 512807108 | COM | 11,566 | $1,754,000 | thousands by filing date | |
| INOGEN INC | 45780L104 | COM | 6,700 | $1,635,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 5,491 | $1,596,000 | thousands by filing date | put |
| SENOMYX INC | 81724Q107 | COM | 1,063,127 | $1,573,000 | thousands by filing date | |
| Applied Materials,Inc. | 038222105 | COM | 40,100 | $1,549,000 | thousands by filing date | |
| DIAMONDBACK ENERGY INC COM | 25278X109 | Stock | 10,750 | $1,453,000 | thousands by filing date | |
| MICROCHIP TECHNOLOGY INC. COM | 595017104 | Stock | 18,000 | $1,420,000 | thousands by filing date | |
| NAVIGATORS GROUP INC | 638904102 | COM | 20,000 | $1,382,000 | thousands by filing date | |
| NVIDIA Corp | 67066G104 | COM | 4,864 | $1,366,000 | thousands by filing date | |
| LATTICE SEMICONDUCTOR CORP COM | 518415104 | Stock | 166,285 | $1,330,000 | thousands by filing date | |
| ARISTA NETWORKS INC | 040413106 | COM | 5,000 | $1,329,000 | thousands by filing date | |
| UNITED STATES STL CORP NEW | 912909108 | COM | 42,258 | $1,288,000 | thousands by filing date | |
| ALTA MESA RES INC | 02133L109 | CL A | 305,400 | $1,276,000 | thousands by filing date | |
| CENTERPOINT ENERGY INC | 15189T503 | DEP RP PFD CV B | 25,000 | $1,262,000 | thousands by filing date | |
| ORBOTECH LTD | M75253100 | ORD | 20,630 | $1,226,000 | thousands by filing date | |
| CHINA MOBILE LIMITED | 16941M109 | SPONSORED ADR | 24,558 | $1,201,000 | thousands by filing date | |
| XILINX INC | 983919101 | COM | 14,750 | $1,182,000 | thousands by filing date | |
| CONSTELLATION BRANDS INC CL A | 21036P108 | Stock | 5,350 | $1,153,000 | thousands by filing date | |
| INTERNATIONAL FLAVORS&FRAGRA | 459506309 | UNIT 09/15/2021 | 20,000 | $1,150,000 | thousands by filing date | |
| Advanced Micro Devices,Inc. | 007903107 | COM | 37,026 | $1,143,000 | thousands by filing date | |
| NEWMARK GROUP INC | 65158N102 | CL A | 101,240 | $1,132,000 | thousands by filing date | |
| AUTOLIV INC | 052800109 | COM | 12,600 | $1,092,000 | thousands by filing date | |
| ELBIT IMAGING LTD | M37605124 | SHS | 459,025 | $963,000 | thousands by filing date | |
| ACTVISION BLIZZARD INC | 00507V109 | COM | 11,332 | $942,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 7,625 | $872,000 | thousands by filing date | |
| Visa Inc | 92826C839 | COM | 5,740 | $861,000 | thousands by filing date | |
| GRAMERCY PPTY TR | 385002308 | COM NEW | 29,636 | $813,000 | thousands by filing date | |
| Broadcom Inc. | 11135F101 | COM | 3,200 | $789,000 | thousands by filing date | |
| PALO ALTO NETWORKS INC | 697435105 | COM | 3,375 | $760,000 | thousands by filing date | |
| LIQTECH INTERNATIONAL | 53632a102 | COM | 458,087 | $760,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 3,339 | $753,000 | thousands by filing date | |
| HEICO CORP NEW | 422806208 | CL A | 9,746 | $735,000 | thousands by filing date | |
| TAKE-TWO INTERACTIVE SOFTWARE COM | 874054109 | Stock | 5,324 | $734,000 | thousands by filing date | |
| SELECT INCOME REIT | 81618T100 | COM SH BEN INT | 33,250 | $729,000 | thousands by filing date | |
| PERSPECTA INC | 715347100 | COM | 28,210 | $725,000 | thousands by filing date | |
| VEONEER INC | 92336X109 | COM | 12,500 | $688,000 | thousands by filing date | |
| HIMAX TECHNOLOGIES INC SPONSORED ADR | 43289P106 | ADR | 115,000 | $676,000 | thousands by filing date | |
| Boeing Company | 097023105 | COM | 1,767 | $657,000 | thousands by filing date | |
| Salesforce.com, Inc | 79466L302 | COM | 3,899 | $620,000 | thousands by filing date | |
| CHAMPION HOMES INC | 830830105 | COM | 21,600 | $617,000 | thousands by filing date | |
| DIAGEO PLC SPON ADR NEW | 25243Q205 | ADR | 4,350 | $616,000 | thousands by filing date | |
| SONY GROUP CORP SPONSORED ADR | 835699307 | ADR | 10,000 | $606,000 | thousands by filing date | |
| ELLIS PERRY INTL INC | 288853104 | COM | 21,345 | $583,000 | thousands by filing date | |
| THETRADEDESKINCCLASSCLASSA | 88339J105 | STOK | 3,834 | $578,000 | thousands by filing date | |
| CRAWFORD & CO | 224633107 | COM | 62,196 | $572,000 | thousands by filing date | |
| SAP SE SPON ADR | 803054204 | ADR | 4,600 | $565,000 | thousands by filing date | |
| SI FINL GROUP INC MD | 78425V104 | COM | 40,000 | $560,000 | thousands by filing date | |
| Coca-Cola Company | 191216100 | COM | 11,700 | $540,000 | thousands by filing date | |
| SYMANTEC CORP | 871503108 | COM | 25,271 | $537,000 | thousands by filing date | |
| OKTAINCCLASSA | 679295105 | STOK | 7,500 | $527,000 | thousands by filing date | |
| Attunity Ltd | M15332121 | SHS NEW | 27,770 | $524,000 | thousands by filing date | |
| UBS GROUP AG SHS | H42097107 | Stock | 33,200 | $522,000 | thousands by filing date | |
| CREDIT SUISSE NASSAU BRH | 22542D670 | 3X INVERS GOLD | 9,000 | $522,000 | thousands by filing date | |
| HC2 HLDGS INC | 404139107 | COM | 85,052 | $520,000 | thousands by filing date | |
| HILL INTERNATIONAL INC | 431466101 | COM | 126,400 | $518,000 | thousands by filing date | |
| NEOPHOTONICS CORP | 64051T100 | COM | 62,500 | $518,000 | thousands by filing date | |
| AKAMAI TECHNOLOGIES INC COM | 00971T101 | Stock | 7,000 | $512,000 | thousands by filing date | |
| BHP BILLITON LIMITED SPONSORED ADS | 088606108 | ADR | 10,001 | $498,000 | thousands by filing date | |
| KLX ENERGY SERVICS HOLDNGS I | 48253L106 | COM | 15,586 | $498,000 | thousands by filing date | |
| NII HLDGS INC COM PAR $0.001 | 62913F508 | CS | 84,342 | $494,000 | thousands by filing date | |
| CRH PLC ADS | 12626K203 | ADR | 15,000 | $490,000 | thousands by filing date | |
| Financial Select Sector SPDR Fund | 81369Y605 | SHS | 17,500 | $482,000 | thousands by filing date | |
| T-Mobile US,Inc. | 872590104 | COM | 6,836 | $479,000 | thousands by filing date | |
| GRUPO AVAL ACCIONES Y VALORE | 40053W101 | SPONSORED ADS | 61,852 | $479,000 | thousands by filing date | |
| OHIO VY BANC CORP | 677719106 | COM | 12,520 | $458,000 | thousands by filing date | |
| ELANCO ANIMAL HEALTH INC COM | 28414H103 | Stock | 13,103 | $457,000 | thousands by filing date | |
| ALLIQUA BIOMEDICAL INC | 019621309 | COMMON STOCK | 200,000 | $454,000 | thousands by filing date | |
| HUBSPOTINC | 443573100 | STOK | 3,000 | $452,000 | thousands by filing date | |
| FIRSTHAND TECHNOLOGY VALUE F | 33766Y100 | COM | 26,700 | $452,000 | thousands by filing date | |
| GARRETT MOTION INC | 366505105 | COM | 24,328 | $450,000 | thousands by filing date | |
| COGNEX CORP | 192422103 | COM | 8,000 | $446,000 | thousands by filing date | |
| V F CORP COM | 918204108 | Stock | 4,750 | $443,000 | thousands by filing date | |
| SB ONE BANCORP | 78413T103 | COM | 17,481 | $440,000 | thousands by filing date | |
| SOUTHERN CO PFD JR SUB NOTES | 842587305 | Preferred Securities (MIDS, QIDS, TOPRS...) | 18,800 | $438,000 | thousands by filing date | |
| AXALTA COATING SYS LTD COM | G0750C108 | Stock | 15,000 | $437,000 | thousands by filing date | |
| AVAYA HLDGS CORP | 05351X101 | COM | 19,500 | $431,000 | thousands by filing date | |
| DYCOM INDS INC COM | 267475101 | Stock | 5,000 | $423,000 | thousands by filing date | |
| RANDGOLD RES LTD | 752344309 | ADR | 6,000 | $423,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 350 | $422,000 | thousands by filing date | |
| INVESCO DB MULTI-SECTOR COMM | 46140H106 | AGRICULTURE FD | 24,997 | $422,000 | thousands by filing date | |
| SOCIAL CAP HEDOSOPHIA HLDGS | G8250R111 | UNIT 99/99/9999 | 41,440 | $422,000 | thousands by filing date | |
| ALDEYRA THERAPEUTICS INC | 01438T106 | COM | 30,405 | $419,000 | thousands by filing date | |
| Goldman Sachs Group,Inc. | 38141G104 | COM | 1,846 | $413,000 | thousands by filing date | |
| DROPBOX INC CL A | 26210C104 | Stock | 15,000 | $402,000 | thousands by filing date | |
| HTG MOLECULAR DIAGNOSTICS IN | 40434H104 | COM | 79,638 | $402,000 | thousands by filing date | |
| TELEFONICA S A SPONSORED ADR | 879382208 | ADR | 49,500 | $389,000 | thousands by filing date | |
| SAFEGUARD SCIENTIFICS INC | 786449207 | COMMON STOCK | 40,956 | $382,000 | thousands by filing date | |
| INSEEGO CORP | 45782B104 | COMMON STOCK | 98,800 | $380,000 | thousands by filing date | |
| LUMENTUM HLDGS INC COM | 55024U109 | Stock | 6,276 | $376,000 | thousands by filing date | |
| TURTLE BEACH CORP | 900450206 | COMMON STOCK | 18,867 | $376,000 | thousands by filing date | |
| LASALLE HOTEL PROPERTIES | 517942108 | COM | 10,865 | $375,000 | thousands by filing date | |
| UNUM GROUP COM | 91529Y106 | Stock | 9,500 | $371,000 | thousands by filing date | |
| VIAVI SOLUTIONS INC | 925550105 | COM | 31,398 | $356,000 | thousands by filing date | |
| CONNECTONE BANCORP INC | 20786W107 | COMMON STOCK | 15,000 | $356,000 | thousands by filing date | |
| Empire National Bank | 291883106 | COM | 24,000 | $352,000 | thousands by filing date | |
| JOHNSON CTLS INTL PLC SHS | G51502105 | Stock | 10,000 | $350,000 | thousands by filing date | |
| QUOTIENT LTD | G73268107 | SHS | 46,000 | $347,000 | thousands by filing date | |
| KBHOME | 48666K109 | COM | 14,400 | $344,000 | thousands by filing date | |
| ZYNGA INC. | 98986T108 | CL A | 85,500 | $342,000 | thousands by filing date | |
| ROYAL DUTCH SHELL PLC SPN ADR | 780259206 | SPONS ADR A | 5,000 | $340,000 | thousands by filing date | |
| VIKING THERAPEUTICS INC | 92686J106 | COM | 19,500 | $339,000 | thousands by filing date | |
| HERON THERAPEUTICS INC | 427746102 | COM | 10,700 | $338,000 | thousands by filing date | |
| McDonalds Corporation | 580135101 | COM | 2,000 | $334,000 | thousands by filing date | |
| Honeywell Technologies | 438516106 | COM | 2,000 | $329,000 | thousands by filing date | |
| SAREPTA THERAPEUTICS INC | 803607100 | COM | 2,000 | $323,000 | thousands by filing date | |
| DIFFERENTIAL BRANDS GROUP IN | 25374L108 | COM | 78,600 | $319,000 | thousands by filing date | |
| SHAKE SHACK INC | 819047101 | CL A | 5,040 | $317,000 | thousands by filing date | |
| SEASPINE HLDGS CORP | 81255T108 | COM | 20,300 | $315,000 | thousands by filing date | |
| CEMEX SAB DE CV SPON ADR NEW | 151290889 | ADR | 44,222 | $311,000 | thousands by filing date | |
| QUANTENNA COMMUNICATIONS INC | 74766D100 | COM | 16,795 | $309,000 | thousands by filing date | |
| META PLATFORMS INC CL A | 30303M102 | COM | 1,874 | $308,000 | thousands by filing date | |
| FIREEYE INC | 31816Q101 | COM | 17,728 | $301,000 | thousands by filing date | |
| JUNIPER NETWORKS INC | 48203R104 | COM | 10,000 | $299,000 | thousands by filing date | |
| STURM, RUGER & COMPANY INC | 864159108 | COM | 4,321 | $298,000 | thousands by filing date | |
| YELP INC CL A | 985817105 | Stock | 6,000 | $295,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F791 | JUNIOR GOLD MINE | 10,800 | $295,000 | thousands by filing date | |
| RETROPHIN INC | 761299106 | COM | 10,000 | $287,000 | thousands by filing date | |
| STAR BULK CARRIERS CORP. | Y8162K204 | SHS PAR | 19,782 | $285,000 | thousands by filing date | |
| INTL FCSTONE INC | 46116V105 | COM | 5,906 | $285,000 | thousands by filing date | |
| KAPSTONE PAPER AND PACKAGING C | 48562P103 | COM | 8,400 | $284,000 | thousands by filing date | |
| UNITED STATES OIL FUND LP | 91232N108 | UNITS | 18,000 | $279,000 | thousands by filing date | |
| COTY INC | 222070203 | COM CL A | 21,750 | $273,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06746L422 | IPATH S&P500 VIX | 10,138 | $270,000 | thousands by filing date | |
| Texas Instruments Incorporated | 882508104 | COM | 2,500 | $268,000 | thousands by filing date | |
| OCCIDENTAL PETE CORP | 674599105 | COM | 3,226 | $265,000 | thousands by filing date | |
| KOREA ELEC PWR CORP SPONSORED ADR | 500631106 | ADR | 20,000 | $263,000 | thousands by filing date | |
| LIVEPERSON, INC. | 538146101 | COM | 10,000 | $259,000 | thousands by filing date | |
| BOX INC CL A | 10316T104 | Stock | 10,750 | $257,000 | thousands by filing date | |
| BAIDU INC SPON ADR REP A | 056752108 | ADR | 1,119 | $255,000 | thousands by filing date | |
| SBERBANK RUSSIA | 80585Y308 | SPONSORED ADR | 20,000 | $253,000 | thousands by filing date | |
| United Parcel Service, Inc | 917286106 | COM | 14,353 | $247,000 | thousands by filing date | |
| NEUROCRINE BIOSCIENCES INC | 64125C109 | COM | 2,000 | $245,000 | thousands by filing date | |
| ISHARES MSCI TURKEY ETF | 464286715 | ETF | 10,105 | $240,000 | thousands by filing date | |
| CHILDRENS PL INC NEW | 168905107 | COM | 1,875 | $239,000 | thousands by filing date | |
| Vanguard High Dividend Yield ETF | 921946406 | SHS | 2,700 | $235,000 | thousands by filing date | |
| MICRON SOLUTIONS INC | 59511X105 | COM | 65,072 | $227,000 | thousands by filing date | |
| WILLSCOT CORP | 971375126 | COM | 13,140 | $225,000 | thousands by filing date | |
| Vanguard Dividend Appreciation ETF | 921908844 | SHS | 2,027 | $224,000 | thousands by filing date | |
| QUALYS INC COM | 74758T303 | Stock | 2,500 | $222,000 | thousands by filing date | |
| Netflix, Inc | 64110L106 | COM | 584 | $218,000 | thousands by filing date | |
| AMC ENTMT HLDGS INC | 00165C104 | CL A COM | 10,652 | $218,000 | thousands by filing date | |
| Danaher Corporation | 235851102 | COM | 2,000 | $217,000 | thousands by filing date | |
| TEVA PHARMACEUTICAL INDS LTD SPONSORED ADS | 881624209 | ADR | 9,900 | $213,000 | thousands by filing date | |
| NUVEEN NASDAQ 100 DYNAMIC OV | 670699107 | COM SHS | 8,849 | $212,000 | thousands by filing date | |
| FOREST CITY RLTY TR INC | 345605109 | COM CL A | 8,400 | $210,000 | thousands by filing date | |
| SEA LTD | 81141R100 | SPONSORD ADS | 15,000 | $207,000 | thousands by filing date | |
| AUBURN NATL BANCORP | 050473107 | COM | 5,401 | $206,000 | thousands by filing date | |
| SHOPIFY INC | 82509L107 | CL A SUB VTG SHS | 1,250 | $205,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares C | 02079K107 | COM | 171 | $204,000 | thousands by filing date | |
| BRIDGE BANCORP INC | 108035106 | COM | 6,151 | $204,000 | thousands by filing date | |
| ALIBABA GROUP HLDG LTD | 01609W102 | SPONSORED ADS | 1,232 | $202,000 | thousands by filing date | |
| EGAIN CORP | 28225C806 | COM NEW | 25,000 | $202,000 | thousands by filing date | |
| Suntrust Bank Inc. 1/4000 Prd | 867914509 | PRD | 8,600 | $199,000 | thousands by filing date | |
| SEMLER SCIENTIFIC INC | 81684M104 | COM | 5,377 | $191,000 | thousands by filing date | |
| GLOBAL BLOOD THERAPEUTICS USD | 37890U108 | COM | 5,000 | $190,000 | thousands by filing date | |
| Bayer AG Spons ADR | 072730302 | COM | 8,578 | $189,000 | thousands by filing date | |
| AVISTA CORP COM | 05379B107 | Stock | 3,669 | $185,000 | thousands by filing date | |
| SEQUANS COMMUNICATIONS SA | 817323108 | COM | 130,465 | $185,000 | thousands by filing date | |
| UNIVERSAL DISPLAY CORP | 91347P105 | COM | 1,500 | $176,000 | thousands by filing date | |
| MVB FINANCIAL CORP | 553810102 | COMMON STOCK | 9,700 | $174,000 | thousands by filing date | |
| DISCOVERY INC | 25470F104 | COM SER A | 5,398 | $172,000 | thousands by filing date | |
| SYNCHRONOSS TECHNOLOGIES INC | 87157B103 | COM | 25,975 | $171,000 | thousands by filing date | |
| NATIONAL BEVERAGE CORP COM | 635017106 | Stock | 1,440 | $167,000 | thousands by filing date | |
| LIBBEY INC | 529898108 | COM | 18,915 | $165,000 | thousands by filing date | |
| Vertex Pharmaceuticals Incorporated | 92532F100 | COM | 854 | $164,000 | thousands by filing date | |
| CARTERS INC | 146229109 | COM | 1,660 | $163,000 | thousands by filing date | |
| ASSURANT INC COM | 04621X108 | Stock | 1,500 | $161,000 | thousands by filing date | |
| THE CAMPBELLS COMPANY COM | 134429109 | Stock | 4,392 | $160,000 | thousands by filing date | |
| IROBOT CORP | 462726100 | COM | 1,440 | $158,000 | thousands by filing date | |
| TWO RIV BANCORP | 90207C105 | COMMON | 9,122 | $158,000 | thousands by filing date | |
| DORIAN LPG LTD | Y2106R110 | SHS USD | 19,729 | $157,000 | thousands by filing date | |
| SOMNIGROUP INTERNATIONAL INC COM | 88023U101 | Stock | 2,959 | $156,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229607 | COM C SIRIUSXM | 3,600 | $156,000 | thousands by filing date | |
| ORITANI FINANCIAL CORP | 68633D103 | COM | 10,000 | $155,000 | thousands by filing date | |
| SPLUNK INC | 848637104 | COM | 1,250 | $151,000 | thousands by filing date | |
| INVESCO QQQ TR | 46090E103 | COM | 811 | $150,000 | thousands by filing date | put |
| ESTABLISHMENT LABS HOLDINGS | G31249108 | COMMON STOCK | 6,250 | $150,000 | thousands by filing date | |
| CYBERARK SOFTWARE LTD SHS | M2682V108 | Stock | 1,875 | $149,000 | thousands by filing date | |
| MCKESSON CORP COM | 58155Q103 | Stock | 1,120 | $148,000 | thousands by filing date | |
| ZOGENIX INC. | 98978L204 | Common Stock | 3,000 | $148,000 | thousands by filing date | |
| CRYOPORT INC COM PAR $0.001 | 229050307 | Stock | 11,500 | $147,000 | thousands by filing date | |
| GOPRO INC | 38268T103 | CL A | 20,500 | $147,000 | thousands by filing date | |
| NEW AGE BEVERAGES CORP | 64157V108 | COM | 27,608 | $147,000 | thousands by filing date | |
| WEIBO CORP SPONSORED ADR | 948596101 | ADR | 2,000 | $146,000 | thousands by filing date | |
| NUTRIEN LTD COM | 67077M108 | Stock | 2,500 | $144,000 | thousands by filing date | |
| Viewra, Inc | 92672L107 | COM | 15,384 | $143,000 | thousands by filing date | |
| ROAN RES INC | 769755109 | CL A COM | 8,000 | $142,000 | thousands by filing date | |
| Northern Trust Ser C Prp Mty P | 665859872 | PFD | 5,600 | $142,000 | thousands by filing date | |
| CLOUDERA INC | 18914U100 | COM | 8,000 | $141,000 | thousands by filing date | |
| ALTRA HOLDINGS INC | 02208R106 | COMMON STOCK | 3,350 | $138,000 | thousands by filing date | put |
| LINCOLN NATL CORP IND COM | 534187109 | Stock | 2,000 | $135,000 | thousands by filing date | |
| NABORS INDUSTRIES LTD | G6359F103 | SHS | 22,051 | $135,000 | thousands by filing date | |
| EASTSIDE DISTILLING INC | 277802302 | COM | 16,479 | $135,000 | thousands by filing date | |
| NUVEEN S&P 500 DYNAMIC OVERWRI COM | 6706EW100 | CEF | 7,943 | $134,000 | thousands by filing date | |
| PROSHARES TR | 74347B201 | PSHS ULTSH 20YRS | 3,500 | $134,000 | thousands by filing date | |
| FGL HLDGS | G3402M102 | ORD SHS | 15,000 | $134,000 | thousands by filing date | |
| LEGGETT & PLATT INC | 524660107 | COM | 3,034 | $132,000 | thousands by filing date | |
| REALPAGE INC | 75606N109 | COM | 2,000 | $131,000 | thousands by filing date | |
| ADAMAS PHARMACEUTICALS INC | 00548A106 | COM | 6,500 | $130,000 | thousands by filing date | |
| ISHARES TR | 464288513 | IBOXX HI YD ETF | 1,500 | $129,000 | thousands by filing date | |
| LIGHT & WONDER INC COM | 80874P109 | Stock | 5,100 | $129,000 | thousands by filing date | |
| INTREXON CORP | 46122T102 | COM | 7,500 | $129,000 | thousands by filing date | |
| PPL CORP COM | 69351T106 | Stock | 4,275 | $125,000 | thousands by filing date | |
| BANCOLOMBIA S A | 05968L102 | SPON ADR PREF | 3,000 | $125,000 | thousands by filing date | |
| OCEAN RIG UDW INC | G66964118 | SHS NEW | 3,500 | $121,000 | thousands by filing date | |
| ATLASSIAN CORP | G06242104 | CL A | 1,250 | $120,000 | thousands by filing date | |
| AMICUS THERAPEUTICS INC | 03152W109 | COM | 10,000 | $120,000 | thousands by filing date | |
| ECOLAB INC COM | 278865100 | Stock | 762 | $119,000 | thousands by filing date | put |
| KIRKLAND LAKE GOLD LTD | 49741E100 | COM | 6,306 | $119,000 | thousands by filing date | |
| STANDARD AVB FINANCIAL CORP | 85303b100 | COM | 3,800 | $118,000 | thousands by filing date | |
| ADT INC DEL COM | 00090Q103 | Stock | 12,500 | $117,000 | thousands by filing date | |
| DUNKIN BRANDS GROUP INC | 265504100 | COM | 1,600 | $117,000 | thousands by filing date | |
| ISHARES TR | 464288513 | IBOXX HI YD ETF | 1,343 | $116,000 | thousands by filing date | put |
| PG&E CORP COM | 69331C108 | Stock | 2,500 | $115,000 | thousands by filing date | |
| CENTRAL GARDEN & PET CO | 153527205 | CL A NON-VTG | 3,460 | $114,000 | thousands by filing date | |
| HORTONWORKS INC | 440894103 | COM | 5,000 | $114,000 | thousands by filing date | |
| REGENXBIO INC | 75901B107 | COM | 1,500 | $113,000 | thousands by filing date | |
| CRONOS GROUP INC | 22717L101 | COM | 10,000 | $111,000 | thousands by filing date | |
| PANDORA MEDIA INC | 698354107 | COM | 11,485 | $109,000 | thousands by filing date | |
| IQIYI INC SPONSORED ADS | 46267X108 | ADR | 4,000 | $108,000 | thousands by filing date | |
| THE MEET GROUP INC. | 58513U101 | Common Stock | 22,000 | $108,000 | thousands by filing date | |
| CENTENE CORP DEL COM | 15135B101 | Stock | 740 | $107,000 | thousands by filing date | |
| Merck & Co.,Inc. | 58933Y105 | COM | 1,500 | $106,000 | thousands by filing date | |
| GENERAL MTRS CO COM | 37045V100 | Stock | 3,142 | $105,000 | thousands by filing date | |
| CARBON BLACK INC | 14081R103 | COM | 5,000 | $105,000 | thousands by filing date | |
| CREDIT SUISSE NASSAU BRH | 22542D332 | VELOCITY SHS DAI | 4,000 | $105,000 | thousands by filing date | |
| ELDORADO RESORTS INC | 28470R102 | COM | 2,139 | $103,000 | thousands by filing date | |
| SUNNYSIDE BANCORP, INC. | 867475105 | Not 13-F Security | 7,500 | $103,000 | thousands by filing date | |
| PAPA JOHNS INTL INC | 698813102 | COM | 2,000 | $102,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 900 | $101,000 | thousands by filing date | |
| ZSCALERINC | 98980G102 | STOK | 2,500 | $101,000 | thousands by filing date | |
| ARAMARK COM | 03852U106 | Stock | 2,300 | $98,000 | thousands by filing date | |
| ALTABA INC | 021346101 | COM | 1,443 | $98,000 | thousands by filing date | |
| MEGALITH FINL ACQUISITION CO | 58518F208 | UNIT 09/30/2025 | 9,800 | $98,000 | thousands by filing date | |
| DYNAGAS LNG PARTNERS LP | Y2188B108 | CMN | 11,100 | $97,000 | thousands by filing date | |
| Health Care Select Sector SPDR Fund | 81369Y209 | SHS | 1,009 | $96,000 | thousands by filing date | |
| MACYS INC COM | 55616P104 | Stock | 2,785 | $96,000 | thousands by filing date | |
| SOLID BIOSCIENCES INC COM NEW | 83422E105 | Stock | 2,000 | $94,000 | thousands by filing date | |
| UnitedHealth Group Inc | 91324P102 | COM | 350 | $93,000 | thousands by filing date | |
| WESTERN DIGITAL CORP | 958102105 | COM | 1,562 | $91,000 | thousands by filing date | |
| SYNEOS HEALTH INC | 87166B102 | CL A | 1,750 | $90,000 | thousands by filing date | |
| DOCUSIGN INC COM | 256163106 | Stock | 1,693 | $89,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459W847 | DAILY SMALL CAP | 1,000 | $89,000 | thousands by filing date | |
| LENNAR CORP CL A | 526057104 | Stock | 1,884 | $87,000 | thousands by filing date | |
| KB FINL GROUP INC SPONSORED ADR | 48241A105 | ADR | 1,815 | $87,000 | thousands by filing date | |
| LGI HOMES INC COM | 50187T106 | Stock | 1,800 | $85,000 | thousands by filing date | |
| SAILPOINT TECHNOLOGIES HOLDING | 78781P105 | COM | 2,500 | $85,000 | thousands by filing date | |
| ACCELERON PHARMA INC | 00434H108 | COM | 1,500 | $85,000 | thousands by filing date | |
| RIVIERA RES INC COM | 76964R104 | Equities | 4,000 | $85,000 | thousands by filing date | |
| MYLAN NV | N59465109 | SHS EURO | 2,311 | $84,000 | thousands by filing date | |
| Cisco Systems,Inc. | 17275R102 | COM | 1,700 | $82,000 | thousands by filing date | |
| LENDINGTREE INC | 52603B107 | COM | 360 | $82,000 | thousands by filing date | |
| TWILIO INC CL A | 90138F102 | Stock | 950 | $81,000 | thousands by filing date | |
| WESDOME GOLD MINES LTD COM | 95083R100 | COM | 30,000 | $81,000 | thousands by filing date | |
| IPATH US TSY 10Y BEAR | 06740L451 | COMMON | 3,400 | $81,000 | thousands by filing date | |
| Amgen Inc. | 031162100 | COM | 386 | $80,000 | thousands by filing date | |
| Vanguard FTSE All-World ex-US Small-Cap ETF | 922042718 | SHS | 720 | $80,000 | thousands by filing date | |
| DELTA AIR LINES INC COM NEW | 247361702 | Stock | 1,386 | $80,000 | thousands by filing date | |
| BJS WHSL CLUB HLDGS INC COM | 05550J101 | Stock | 3,000 | $80,000 | thousands by filing date | |
| DASEKE INC | 23753F107 | COM | 10,000 | $80,000 | thousands by filing date | |
| ROLLINS INC COM | 775711104 | Stock | 1,311 | $79,000 | thousands by filing date | call |
| SELECT SECTOR SPDR TR | 81369Y704 | INDL | 1,012 | $79,000 | thousands by filing date | put |
| JACK IN THE BOX INC | 466367109 | COM | 920 | $77,000 | thousands by filing date | |
| CLEVELAND-CLIFFS INC NEW COM | 185899101 | Stock | 6,062 | $76,000 | thousands by filing date | |
| INVUITY INC | 46187J205 | COM NEW | 10,373 | $76,000 | thousands by filing date | |
| D R HORTON INC COM | 23331A109 | Stock | 1,800 | $75,000 | thousands by filing date | |
| APACHE CORP | 037411105 | COM | 1,584 | $75,000 | thousands by filing date | |
| FUNKO INC CLASS A | 361008105 | COMMON STOCK | 3,170 | $75,000 | thousands by filing date | |
| FBL FINL GROUP INC | 30239F106 | CL A | 1,000 | $75,000 | thousands by filing date | |
| VISTRA CORP COM | 92840M102 | Stock | 3,000 | $74,000 | thousands by filing date | |
| LULULEMON ATHLETICA INC | 550021109 | COM | 450 | $73,000 | thousands by filing date | |
| KRATOS DEFENSE & SEC SOLUTIO | 50077B207 | COM NEW | 5,000 | $73,000 | thousands by filing date | |
| PARTY CITY HOLDCO INC | 702149105 | COM | 5,400 | $73,000 | thousands by filing date | |
| AVIS BUDGET GROUP INC | 053774105 | COM | 2,250 | $72,000 | thousands by filing date | |
| BRUNSWICK CORP | 117043109 | COM | 1,080 | $72,000 | thousands by filing date | |
| AURORA MOBILE LTD | 051857100 | ADS | 10,500 | $72,000 | thousands by filing date | |
| CAPITAL ONE FINL CORP | 14040H105 | COM | 750 | $71,000 | thousands by filing date | |
| Vanguard Extended Market ETF | 922908652 | SHS | 585 | $71,000 | thousands by filing date | |
| SERVICEMASTER GLOBAL HOLDING | 81761R109 | COMMON STOCK | 1,724 | $71,000 | thousands by filing date | call |
| MOSAIC CO COM | 61945C103 | Stock | 2,160 | $70,000 | thousands by filing date | |
| SYNAPTICS INC COM | 87157D109 | Stock | 1,545 | $70,000 | thousands by filing date | |
| CHORD ENERGY CORPORATION | 674215108 | COMMON STOCK | 5,000 | $70,000 | thousands by filing date | |
| RITEAID CORP | 767754104 | COM | 54,300 | $69,000 | thousands by filing date | |
| FEDEX CORP COM | 31428X106 | Stock | 290 | $69,000 | thousands by filing date | |
| U S G CORP | 903293405 | COM NEW | 1,600 | $69,000 | thousands by filing date | |
| SINCLAIR BROADCAST GROUP INC | 829226109 | CL A | 2,431 | $68,000 | thousands by filing date | |
| KLX ENERGY SERVICS HOLDNGS I | 48253L106 | COM | 2,152 | $68,000 | thousands by filing date | call |
| VUZIX CORP | 92921W300 | COM NEW | 10,500 | $68,000 | thousands by filing date | |
| METROPOLITAN BANK HOLDING CO | 591774104 | COMMON STOCK | 1,672 | $68,000 | thousands by filing date | |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 600 | $67,000 | thousands by filing date | put |
| CONTROLADORA VUELA COMP DE A | 21240E105 | SPON ADR RP 10 | 9,100 | $67,000 | thousands by filing date | |
| NEPTUNE WELLNESS SOLUTIONS I | 64079L105 | COM | 17,500 | $67,000 | thousands by filing date | |
| PepsiCo,Inc. | 713448108 | COM | 599 | $66,000 | thousands by filing date | |
| TOLL BROTHERS INC COM | 889478103 | Stock | 2,000 | $66,000 | thousands by filing date | |
| REATA PHARMACEUTICALS INC | 75615P103 | CL A | 800 | $65,000 | thousands by filing date | |
| LIVERAMP HLDGS INC COM | 53815P108 | Stock | 1,314 | $64,000 | thousands by filing date | call |
| THOMSON REUTERS CORP | 884903105 | COM | 1,415 | $64,000 | thousands by filing date | call |
| ARCONIC CUM PRF | 03965L209 | COM | 754 | $64,000 | thousands by filing date | |
| Eli Lilly and Company | 532457108 | COM | 593 | $63,000 | thousands by filing date | |
| AMERICAN AIRLINES GROUP INC COM | 02376R102 | Stock | 1,515 | $62,000 | thousands by filing date | |
| Anywhere Real Estate Inc | 75605Y106 | Common Stock | 3,000 | $61,000 | thousands by filing date | |
| PDVWIRELESS INC | 69290R104 | COM | 1,800 | $61,000 | thousands by filing date | |
| Medtronic Plc | G5960L103 | COM | 602 | $59,000 | thousands by filing date | |
| MEDPACE HLDGS INC COM | 58506Q109 | Stock | 1,000 | $59,000 | thousands by filing date | |
| LIONS GATE ENTMNT CORP | 535919401 | CL A VTG | 2,400 | $58,000 | thousands by filing date | |
| 1ST COLONIAL BANCORP INC | 319716106 | COM | 4,550 | $58,000 | thousands by filing date | |
| CRINETICS PHARMACEUTICALS INC COM | 22663K107 | Stock | 2,000 | $57,000 | thousands by filing date | |
| SASOL LTD | 803866300 | SPONSORED ADR | 1,500 | $57,000 | thousands by filing date | |
| AURORA CANNABIS INC | 05156X108 | COMMON STOCK-FO | 6,000 | $57,000 | thousands by filing date | |
| Akoustis Technologies Inc | 00973N102 | COM | 7,300 | $57,000 | thousands by filing date | |
| Hometown Bankshares Corp | 43787n108 | com | 4,303 | $57,000 | thousands by filing date | |
| SECURITY DEVICES INTL ORD | 814196101 | COM | 385,100 | $57,000 | thousands by filing date | |
| HERTZ GLOBAL HLDGS INC | 42806J106 | COM | 3,465 | $56,000 | thousands by filing date | |
| Qualcomm Incorporated | 747525103 | COM | 768 | $55,000 | thousands by filing date | call |
| CONSTELLATION BRANDS INC CL A | 21036P108 | Stock | 256 | $55,000 | thousands by filing date | call |
| DOWDUPONT INC | 26078J100 | COM | 860 | $55,000 | thousands by filing date | call |
| Elevance Health, Inc. | 036752103 | COM | 200 | $54,000 | thousands by filing date | |
| VAIL RESORTS INC COM | 91879Q109 | Stock | 200 | $54,000 | thousands by filing date | |
| HIGHLANDS BANCORP ORD | 430887109 | COM | 3,000 | $54,000 | thousands by filing date | |
| ENCORE CAP GROUP INC | 292554102 | COM | 1,500 | $53,000 | thousands by filing date | |
| BECTON DICKINSON & CO | 075887109 | COM | 200 | $52,000 | thousands by filing date | |
| POSCO HOLDINGS INC SPONSORED ADR | 693483109 | ADR | 794 | $52,000 | thousands by filing date | |
| SENECA FOODS CORP NEW | 817070105 | CL B | 1,629 | $52,000 | thousands by filing date | |
| CGX Energy Inc | 125405506 | Common Stock | 226,432 | $52,000 | thousands by filing date | |
| Vanguard Total World Stock ETF | 922042742 | SHS | 675 | $51,000 | thousands by filing date | |
| HARTFORD INSURANCE GROUP INC COM | 416515104 | Stock | 1,035 | $51,000 | thousands by filing date | |
| MSB FINL CORP NEW | 55352L101 | COM | 2,535 | $51,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 1,040 | $49,000 | thousands by filing date | call |
| NOBLE ENERGY INC | 655044105 | COM | 1,600 | $49,000 | thousands by filing date | |
| SPARTAN ENERGY ACQUISITION C | 846784114 | UNIT 99/99/9999 | 4,900 | $49,000 | thousands by filing date | |
| VANGUARD STAR FDS | 921909768 | COM | 900 | $48,000 | thousands by filing date | |
| ZYNERBA PHARMACEUTICALS INC | 98986X109 | COM | 6,000 | $48,000 | thousands by filing date | |
| DELL TECHNOLOGIES INC CLASS CLASS C | 24703L103 | CLASS C | 500 | $48,000 | thousands by filing date | |
| BRITISH AMERN TOB PLC SPONSORED ADR | 110448107 | ADR | 1,012 | $47,000 | thousands by filing date | call |
| DIGITAL RLTY TR INC COM | 253868103 | REIT | 401 | $45,000 | thousands by filing date | |
| PAYPALHLDGSINC | 70450Y103 | STOK | 502 | $44,000 | thousands by filing date | |
| EXELIXIS INC COM | 30161Q104 | Stock | 2,500 | $44,000 | thousands by filing date | |
| RHYTHM PHARMACEUTICALS INC | 76243J105 | COM | 1,500 | $43,000 | thousands by filing date | |
| NEW YORK REIT INC liquidation shs | 64976L208 | COMMON STOCK | 2,400 | $43,000 | thousands by filing date | |
| CATALYST BIOSCIENCES INC | 14888D208 | COM | 4,000 | $43,000 | thousands by filing date | |
| MPX BIOCEUTICAL CORP | 553443102 | COM | 56,500 | $43,000 | thousands by filing date | |
| Gilead Sciences,Inc. | 375558103 | COM | 549 | $42,000 | thousands by filing date | |
| DOMO INC | 257554105 | COM CL B | 2,000 | $42,000 | thousands by filing date | |
| BANCORP NEW JERSEY INC NEW | 059915108 | COM | 2,484 | $42,000 | thousands by filing date | |
| ASHLAND INC | 044186104 | COM | 500 | $41,000 | thousands by filing date | |
| WEIGHT WATCHERS INTL INC | 948626106 | COM | 564 | $40,000 | thousands by filing date | |
| ENERGOUS CORP | 29272C103 | COM | 4,000 | $40,000 | thousands by filing date | |
| BROADWAY FINL CORP DEL | 111444105 | COM | 28,608 | $40,000 | thousands by filing date | |
| CBS CORP NEW | 124857202 | CL B | 688 | $39,000 | thousands by filing date | call |
| BLUEPRINT MEDICINES CORP | 09627Y109 | COM | 500 | $39,000 | thousands by filing date | |
| UNITED TECHNOLOGIES CORP | 913017109 | COM | 283 | $39,000 | thousands by filing date | call |
| SCE TR VI PFD SHS | 78410V200 | EQU | 1,827 | $39,000 | thousands by filing date | |
| COGNIZANT TECHNOLOGY SOLUTIONS CL A | 192446102 | Stock | 500 | $38,000 | thousands by filing date | |
| PINNACLE FOODS INC DEL | 72348P104 | COM | 600 | $38,000 | thousands by filing date | |
| CITIZENS INC | 174740100 | COMMON STOCK | 4,420 | $37,000 | thousands by filing date | |
| UNIQURE NV | N90064101 | SHS | 1,000 | $36,000 | thousands by filing date | |
| NIO INC SPON ADS | 62914V106 | ADR | 5,300 | $36,000 | thousands by filing date | |
| OPTIMUM COMMUNICATIONS INC | 02156K103 | CL A | 2,000 | $36,000 | thousands by filing date | |
| ISHARES TR | 464287234 | MSCI EMG MKT ETF | 831 | $35,000 | thousands by filing date | |
| SCANA CORP NEW | 80589M102 | COM | 900 | $35,000 | thousands by filing date | |
| AK STEEL HOLDING CORP | 001547108 | COM | 7,195 | $35,000 | thousands by filing date | |
| BOVIE MEDICAL CORP | 10211F100 | COM | 5,000 | $35,000 | thousands by filing date | |
| BUNGE LTD | G16962105 | COM | 500 | $34,000 | thousands by filing date | |
| CSX Corporation | 126408103 | COM | 452 | $33,000 | thousands by filing date | |
| MARRIOTT VACATIONS WORLDWIDE C COM | 57164Y107 | Stock | 302 | $33,000 | thousands by filing date | call |
| GLOBAL X FDS | 37954Y871 | GLOBAL X URANIUM | 2,500 | $33,000 | thousands by filing date | |
| ENDO INTL PLC | G30401106 | SHS | 2,000 | $33,000 | thousands by filing date | |
| UNITED BANKSHARES INC WEST VA COM | 909907107 | Stock | 900 | $32,000 | thousands by filing date | |
| MARKER THERAPEUTICS INC | 57055L107 | COM | 3,563 | $32,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 108 | $31,000 | thousands by filing date | call |
| GAIA INC NEW | 36269P104 | CL A | 2,013 | $31,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C730 | COM | 225 | $30,000 | thousands by filing date | |
| PROTAGONIST THERAPEUTICS | 74366E102 | COM | 3,000 | $30,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F106 | GOLD MINERS ETF | 1,625 | $30,000 | thousands by filing date | call |
| COLUMBIA SELIGMAN PREMIUM TECH | 19842X109 | COM | 1,446 | $30,000 | thousands by filing date | |
| ASPEN GROUP INC | 04530L203 | COM NEW | 4,489 | $30,000 | thousands by filing date | |
| KRAFT HEINZ CO COM | 500754106 | Stock | 530 | $29,000 | thousands by filing date | |
| EIDOS THERAPEUTICS INC. | 28249H104 | Common Stock | 3,000 | $29,000 | thousands by filing date | |
| Automatic Data Processing,Inc. | 053015103 | COM | 186 | $28,000 | thousands by filing date | |
| DXC TECHNOLOGY CO COM | 23355L106 | Stock | 307 | $28,000 | thousands by filing date | |
| DOWDUPONT INC | 26078J100 | COM | 450 | $28,000 | thousands by filing date | |
| Advanced Micro Devices,Inc. | 007903107 | COM | 900 | $27,000 | thousands by filing date | call |
| UGI CORP NEW COM | 902681105 | Stock | 495 | $27,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F791 | JUNIOR GOLD MINE | 1,000 | $27,000 | thousands by filing date | call |
| SPDR SERIES TRUST | 78464A698 | ST STR SP REGBNK | 468 | $27,000 | thousands by filing date | call |
| PIMCO DYNAMIC CR INCOME FD | 72202D106 | COM SHS | 1,125 | $27,000 | thousands by filing date | |
| NIELSEN HOLDINGS PLC | G6518L108 | SHS EUR | 1,000 | $27,000 | thousands by filing date | |
| BELMOND LTD | G1154H107 | COMMON STOCK-FO | 1,500 | $27,000 | thousands by filing date | |
| KKR & CO INC | 48251W104 | COM | 961 | $26,000 | thousands by filing date | call |
| VIRTUS TOTAL RETURN FUND INC | 92835W107 | COM | 2,391 | $26,000 | thousands by filing date | |
| E TRADE FINANCIAL CORP | 269246401 | COM NEW | 500 | $26,000 | thousands by filing date | |
| KELLY SVCS INC | 488152307 | CL B | 1,076 | $26,000 | thousands by filing date | |
| VANGUARD INTL EQUITY INDEX F | 922042676 | COM | 450 | $25,000 | thousands by filing date | |
| ON SEMICONDUCTOR CORP COM | 682189105 | Stock | 1,363 | $25,000 | thousands by filing date | |
| ISHARES TR | 464287861 | EUROPE ETF | 570 | $25,000 | thousands by filing date | |
| LOMA NEGRA C I A S A MTN 14 | 54150E104 | SPONSORED ADS | 2,906 | $25,000 | thousands by filing date | |
| EDGIO INC | 53261M104 | COM | 5,000 | $25,000 | thousands by filing date | |
| TOYOTA MOTOR CORP ADS | 892331307 | ADR | 200 | $24,000 | thousands by filing date | call |
| MARVELL TECHNOLOGY GROUP LTD | G5876H105 | ORD | 1,245 | $24,000 | thousands by filing date | call |
| FARFETCH LTD | 30744W107 | ORD SH CL A | 900 | $24,000 | thousands by filing date | |
| NUVEEN S&P 500 BUY-WRITE INCOM COM | 6706ER101 | CEF | 1,665 | $23,000 | thousands by filing date | |
| COUPA SOFTWARE INCORPORATED | 22266L106 | COM | 300 | $23,000 | thousands by filing date | |
| DUNKIN BRANDS GROUP INC | 265504100 | COM | 325 | $23,000 | thousands by filing date | call |
| Citigroup Inc. | 172967424 | COM | 320 | $22,000 | thousands by filing date | call |
| Vanguard FTSE Pacific ETF | 922042866 | SHS | 315 | $22,000 | thousands by filing date | |
| RUSH ENTERPRISES INC CL A | 781846209 | Stock | 572 | $22,000 | thousands by filing date | |
| BAIDU INC SPON ADR REP A | 056752108 | ADR | 100 | $22,000 | thousands by filing date | call |
| MOLINA HEALTHCARE INC | 60855R100 | COM | 150 | $22,000 | thousands by filing date | |
| ARCONIC INC | 03965L100 | COM | 1,000 | $22,000 | thousands by filing date | |
| NXSTAGE MEDICAL INC | 67072V103 | COMMON STOCK | 800 | $22,000 | thousands by filing date | |
| iShares Russell 2000 ETF | 464287655 | SHS | 125 | $21,000 | thousands by filing date | put |
| Vanguard S&P 500 Growth ETF | 921932505 | SHS | 135 | $21,000 | thousands by filing date | |
| ARVINAS INC | 04335A105 | COM | 1,300 | $21,000 | thousands by filing date | |
| CELGENE CORP | 151020104 | COM | 244 | $21,000 | thousands by filing date | |
| VIRTUS TOTAL RETURN FUND INC | 92837G100 | COM | 2,030 | $21,000 | thousands by filing date | |
| CORE-MARK HOLDING CO INC | 218681104 | COMMON STOCK | 634 | $21,000 | thousands by filing date | |
| COREPOINT LODGING INC | 21872L104 | COM | 1,125 | $21,000 | thousands by filing date | |
| Lockheed Martin Corporation | 539830109 | COM | 60 | $20,000 | thousands by filing date | |
| DENTSPLY SIRONA INC | 24906P109 | COM | 536 | $20,000 | thousands by filing date | |
| TYME TECHNOLOGIES INC COM | 90238J103 | Stock | 7,500 | $20,000 | thousands by filing date | |
| Viacom Inc Cl A | 92553P102 | CL A | 573 | $20,000 | thousands by filing date | |
| First Choice Healthc | 31949B104 | CL A | 17,500 | $20,000 | thousands by filing date | |
| XENCOR INC | 98401F105 | COMMON STOCK | 500 | $19,000 | thousands by filing date | |
| DECIPHERA PHARMACEUTICALS IN | 24344T101 | COM | 500 | $19,000 | thousands by filing date | |
| JABIL INC COM | 466313103 | Stock | 700 | $18,000 | thousands by filing date | |
| REGIONS FINANCIAL CORP NEW COM | 7591EP100 | Stock | 1,000 | $18,000 | thousands by filing date | call |
| WEB.COM GROUP INC | 94733A104 | COMMON STOCK | 651 | $18,000 | thousands by filing date | |
| SHIRE PLC | 82481R106 | COMMON STOCK-FO | 102 | $18,000 | thousands by filing date | call |
| GRITSTONE BIO INC | 39868T105 | COM | 1,267 | $18,000 | thousands by filing date | |
| Citigroup Inc. | 172967424 | COM | 250 | $17,000 | thousands by filing date | |
| Comcast Corp | 20030N101 | COM | 500 | $17,000 | thousands by filing date | |
| Honeywell Technologies | 438516106 | COM | 105 | $17,000 | thousands by filing date | call |
| BEL FUSE INC CL A | 077347201 | COMMON STOCK | 826 | $17,000 | thousands by filing date | |
| BLACKBERRY LTD COM | 09228F103 | Stock | 1,500 | $17,000 | thousands by filing date | |
| AMERICAN EQUITY INVT LIFE | 025676206 | COMMON STOCK | 500 | $17,000 | thousands by filing date | |
| NATIONAL CINEMEDIA INC | 635309107 | COM | 1,678 | $17,000 | thousands by filing date | |
| PROFIRE ENERGY INC | 74316X101 | COM | 5,511 | $17,000 | thousands by filing date | |
| Terra Tech Corp | 88102J209 | COM | 8,600 | $17,000 | thousands by filing date | |
| Verizon Communications Inc | 92343V104 | COM | 315 | $16,000 | thousands by filing date | |
| Wells Fargo & Company | 949746101 | COM | 308 | $16,000 | thousands by filing date | call |
| BANKWELL FINL GROUP INC | 06654A103 | COM | 511 | $16,000 | thousands by filing date | |
| BAOZUN INC ADR | 06684L103 | SPONSORED ADR | 334 | $16,000 | thousands by filing date | |
| SK TELECOM LTD | 78440P108 | SPONSORED ADR | 584 | $16,000 | thousands by filing date | |
| ELECTRONIC ARTS INC COM | 285512109 | Stock | 129 | $15,000 | thousands by filing date | |
| NUVEEN AMT FREE MUN CR INC F | 67071L106 | COM | 1,080 | $15,000 | thousands by filing date | |
| ANNALY CAPITAL MANAGEMENT | 035710409 | COM | 1,520 | $15,000 | thousands by filing date | |
| AMERICAN OUTDOOR BRANDS CORP | 02874P103 | COM | 1,007 | $15,000 | thousands by filing date | |
| ALEXCO RESOURCE CORP | 01535P106 | COM | 15,000 | $15,000 | thousands by filing date | |
| TRIBUNE COMPANY | 896047503 | COMMON | 400 | $15,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C680 | COM | 90 | $14,000 | thousands by filing date | |
| REGENERON PHARMACEUTICALS COM | 75886F107 | Stock | 36 | $14,000 | thousands by filing date | |
| AUTODESK INC COM | 052769106 | Stock | 95 | $14,000 | thousands by filing date | |
| ISHARES TR | 464287432 | 20 YR TR BD ETF | 125 | $14,000 | thousands by filing date | put |
| NUVEEN DOW 30 DYNMC OVERWRT | 67075F105 | SHS | 720 | $14,000 | thousands by filing date | |
| NUVEEN MUN CR INCOME FD | 67070X101 | COM SH BEN INT | 990 | $14,000 | thousands by filing date | |
| BLACKROCK INVESTMENT QUALITY M | 09247D105 | COM | 1,092 | $14,000 | thousands by filing date | |
| MAXIM INTEGRATED PRODS INC | 57772K101 | COM | 250 | $14,000 | thousands by filing date | call |
| HEALTH INS INNOVATIONS INC | 42225K106 | COM CL A | 230 | $14,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001742998-18-000004 | superseded | 2018-10-29 | acceptance time not in the bulk data set | |
| 13F-HR/A 0001742998-18-000005 | superseded | 2018-11-07 | acceptance time not in the bulk data set | |
| 13F-HR/A 0001742998-18-000006 | this filing | 2018-11-07 | acceptance time not in the bulk data set |