13F-HR filed by FNY Investment Advisers, LLC
FNY Investment Advisers, LLC filed this 13F-HR for the quarter ended 2018-06-30, filed 2018-07-18, with 1,173 holding rows worth $251,979,000.
- Accession
- 0001742998-18-000003
- Filer
- CIK 1742998
- Filed
- 2018-07-18
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2018
A holdings report, 1,278 entries on the cover page, a total value of $251,979,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $251,391,000 with VALUE read as thousands by filing date, 13F file number 028-18846. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| PINNACLE FOODS INC DEL | 72348P104 | COM | 18 | $1,000 | thousands by filing date | call |
| AMTRUST FINL SVCS INC | 032359309 | COM | 100 | $1,000 | thousands by filing date | |
| RAMCO-GERSHENSON PPTYS TR | 751452202 | COM SH BEN INT | 135 | $1,000 | thousands by filing date | |
| MONEYGRAM INTL INC | 60935Y208 | COM NEW | 200 | $1,000 | thousands by filing date | |
| REGIS CORP | 758932107 | COM | 75 | $1,000 | thousands by filing date | |
| SP PLUS CORP | 78469C103 | COM | 41 | $1,000 | thousands by filing date | |
| ENVISION HEALTHCARE CORP | 29414D100 | COM | 25 | $1,000 | thousands by filing date | put |
| SYNERGY PHARMACEUTICALS DEL | 871639308 | COM NEW | 1,000 | $1,000 | thousands by filing date | |
| BIODELIVERY SCIENCES INTL IN | 09060J106 | COM | 500 | $1,000 | thousands by filing date | |
| VERIFONE SYS INC | 92342Y109 | COM | 63 | $1,000 | thousands by filing date | put |
| FINANCIAL ENGINES INC | 317485100 | COM | 26 | $1,000 | thousands by filing date | call |
| SEACOR HOLDINGS INC | 811904101 | COM | 27 | $1,000 | thousands by filing date | |
| NUVEEN MD PREM INC MUNI FUND | 67061Q107 | mf | 90 | $1,000 | thousands by filing date | |
| Viacom Inc Cl A | 92553P102 | CL A | 45 | $1,000 | thousands by filing date | |
| FIRST NBC BK HLDG CO COM | 32115D106 | COM | 38,500 | $1,000 | thousands by filing date | |
| SYSTEMAX INC | 871851101 | COM | 45 | $1,000 | thousands by filing date | |
| BIOLINERX LTD-SPONS ADR | 09071M106 | SPON | 2,000 | $1,000 | thousands by filing date | |
| NUVEEN MICH QUALITY INCOME MUN FD INC | 670979103 | CEF | 90 | $1,000 | thousands by filing date | |
| PROSHRE U/S DJ-UBS CRUDE OIL | 74347W668 | CMN | 70 | $1,000 | thousands by filing date | call |
| DELL TECHNOLOGIES INC CLASS CLASS C | 24703L103 | CLASS C | 21 | $1,000 | thousands by filing date | call |
| SUPERCOM LTD NEW | M87095119 | SHS NEW | 500 | $1,000 | thousands by filing date | |
| NUVEEN CORPORATE INCM NOVEME | 67077N106 | COM | 180 | $1,000 | thousands by filing date | |
| ACTINIUM PHARMACEUTICALS INC | 00507W107 | COM | 2,000 | $1,000 | thousands by filing date | |
| ONE MADISON CORP | G6772P118 | UNIT 99/99/9999 | 160 | $1,000 | thousands by filing date | |
| Mr Amazing Loans Corp | 62482P101 | COMMON | 7,500 | $1,000 | thousands by filing date | |
| Advanced Micro Devices,Inc. | 007903107 | COM | 40 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| Analog Devices,Inc. | 032654105 | COM | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| APPLIED OPTOELECTRONICS INC | 03823U102 | COM | 12 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| Automatic Data Processing,Inc. | 053015103 | COM | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Bristol-Myers Squibb Company | 110122108 | COM | 1 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| Citigroup Inc. | 172967424 | COM | 1 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| Citigroup Inc. | 172967424 | COM | 1 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| Duke Energy Corporation | 26441C204 | COM | 10 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| Mondelez International,Inc. Class A | 609207105 | COM | 15 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| Morgan Stanley | 617446448 | COM | 12 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| Oracle Corporation | 68389X105 | COM | 10 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| Qualcomm Incorporated | 747525103 | COM | 1 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| ServiceNow,Inc. | 81762P102 | COM | 4 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| T-Mobile US,Inc. | 872590104 | COM | 10 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| Technology Select Sector SPDR Fund | 81369Y803 | SHS | 5 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| Verizon Communications Inc | 92343V104 | COM | 14 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| Verizon Communications Inc | 92343V104 | COM | 5 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| NUVEEN ARIZ PREM INCOME MUN | 67061W104 | COM | 45 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| RITEAID CORP | 767754104 | COM | 408 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| RITEAID CORP | 767754104 | COM | 449 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| COMERICAINC | 200340107 | COM | 9 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| OKTAINCCLASSA | 679295105 | STOK | 3 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| GERON CORP | 374163103 | COM | 5 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| ONEOK INC NEW | 682680103 | COM | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GEVO INC | 374396406 | COM PAR | 8 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| FIRSTENERGY CORP | 337932107 | COM | 23 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EXELIXIS INC COM | 30161Q104 | Stock | 8 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| GRANITE CONSTR INC COM | 387328107 | Stock | 16 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DEUTSCHE BK AG NAMEN AKT | D18190898 | Stock | 20 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| ENNIS INC COM | 293389102 | Stock | 42 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TAL ED GROUP SPONSORED ADS | 874080104 | ADR | 11 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| PILGRIMS PRIDE CORP COM | 72147K108 | Stock | 5 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| UPBOUND GROUP INC COM | 76009N100 | Stock | 30 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| BOX INC CL A | 10316T104 | Stock | 35 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| SMITH A O CORP COM | 831865209 | Stock | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PG&E CORP COM | 69331C108 | Stock | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SIMON PPTY GROUP INC NEW COM | 828806109 | REIT | 1 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| XPO INC COM | 983793100 | Stock | 6 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| NUTANIX INC CL A | 67059N108 | Stock | 10 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| TEVA PHARMACEUTICAL INDS LTD SPONSORED ADS | 881624209 | ADR | 1 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| CHECK POINT SOFTWARE TECH LTD ORD | M22465104 | Stock | 9 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| TG THERAPEUTICS INC COM | 88322Q108 | Stock | 10 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| OMEROS CORP | 682143102 | COM | 5 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| HERON THERAPEUTICS INC | 427746102 | COM | 8 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| TORO CO | 891092108 | COM | 13 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NUVEEN CALIFORNIA MUNI VLU F | 67062C107 | COM STK | 90 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NUVEEN FLOATING RATE INCOME | 67072T108 | COM | 90 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SCOTTS MIRACLE-GRO CO | 810186106 | CL A | 9 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| BED BATH & BEYOND INC | 690370101 | COM | 25 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| EASTMAN KODAK CO | 277461406 | COM NEW | 2 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| RH | 74967X103 | COM | 5 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| VICOR CORP | 925815102 | COM | 10 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| VIKING THERAPEUTICS INC | 92686J106 | COM | 35 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| MIMEDX GROUP INC | 602496101 | COM | 51 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| MIMEDX GROUP INC | 602496101 | COM | 25 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| CANADIAN SOLAR INC | 136635109 | COM | 27 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| DYNAVAX TECHNOLOGIES CORP | 268158201 | COM NEW | 10 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| INVITAE CORP | 46185L103 | COM | 20 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| AMICUS THERAPEUTICS INC | 03152W109 | COM | 10 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| NUVEEN CALIFORNIA SELECT TAX-F | 67063R103 | SH BEN INT | 45 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ACADIA PHARMACEUTICALS INC | 004225108 | COM | 11 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| ACCELERON PHARMA INC | 00434H108 | COM | 20 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| BLACKROCK MUN BD TR | 09249H104 | COM | 45 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BLACKROCK MUNIENHANCED FD IN | 09253Y100 | COM | 90 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FIAT CHRYSLER AUTOMOBILES N | N31738102 | SHS | 44 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| CIGNA CORPORATION | 125509109 | COM | 2 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| PIMCO NEW YORK MUN FD II | 72200Y102 | COM | 45 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FRANKLIN MASTER INTER INCOME SH BEN INT | 746909100 | CEF | 135 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WESTERN ASSET MUN HIGH INCOME COM | 95766N103 | CEF | 90 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MAMMOTH ENERGY SERVICES INC | 56155L108 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CHESEPEAKE ENERGY CORP | 165167107 | COM | 15 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| BLACKROCK MUNIYIELD INVESTMENT | 09254T100 | COM | 45 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NABORS INDUSTRIES LTD | G6359F103 | SHS | 110 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| RED HAT INC | 756577102 | COM | 3 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| UMPQUA HOLDINGS | 904214103 | COM | 9 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GABELLI MULTIMEDIA TR INC | 36239Q109 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CATO CORP NEW | 149205106 | CL A | 38 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BLACKROCK MUNIYIELD PA QUALI | 09255G107 | COM | 45 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NUVEEN MASS QUALITY MUN INC | 67061E104 | COM | 45 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SPIRIT MTA REIT | 84861U105 | COM SHS BEN IN | 60 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TESARO INC | 881569107 | COM | 20 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| ORBOTECH LTD | M75253100 | ORD | 1 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| ORBOTECH LTD | M75253100 | ORD | 2 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| ATLANTIC PWR CORP | 04878Q863 | COM NEW | 20 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| Lincoln National Corporat | 524901105 | COM | 27 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INTREXON CORP | 46122T102 | COM | 51 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PINNACLE FOODS INC DEL | 72348P104 | COM | 4 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| ANDEAVOR | 03349M105 | COM | 5 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| KLX INC | 482539103 | COM | 10 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| DR PEPPER SNAPPLE GROUP INC | 26138E109 | COM | 5 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| QUALITY CARE PPTYS INC | 747545101 | COM | 10 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| AVANTAX INC | 095229100 | COMMON STOCK | 27 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WESTAR ENERGY INC | 95709T100 | COMMON STOCK | 50 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| SANDRIDGE MISSISSIPPIAN TRUST I | 80007T101 | COMMON STOCK | 63 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| ATHENAHEALTH INC | 04685W103 | COMMON STOCK | 1 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| INTRA-CELLULAR THERAPIES INC | 46116X101 | COMMON STOCK | 5 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| MIDSOUTH BANCORP INC | 598039105 | COMMON STOCK | 45 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| KERYX BIOPHARMACEUTICALS | 492515101 | COMMON STOCK | 15 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| NOVAVAX INC | 670002104 | COMMON STOCK | 500 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NOVAVAX INC | 670002104 | COMMON STOCK | 5 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| SHIRE PLC | 82481R106 | COMMON STOCK-FO | 4 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| AMARIN CORP PLC | 023111206 | SPONS ADR NEW | 15 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| ARRAY BIOPHARMA INC COM | 04269X105 | Stock | 37 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| MCDERMOTT INTL INC COM | 580037703 | Stock | 1 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| AXOVANT SCIENCES LTD | G0750W104 | COM | 2 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| AXOVANT SCIENCES LTD | G0750W104 | COM | 3 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| HERTZ GLOBAL HLDGS INC | 42806J106 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DERMIRA INC | 24983L104 | COM | 8 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| NUVEEN N Y SELECT TAX FREE I | 67063V104 | SH BEN INT | 45 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NUVEEN INTER DURATION MUN | 670677103 | INDX FD | 45 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PROFIRE ENERGY INC | 74316X101 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ZYNERBA PHARMACEUTICALS INC | 98986X109 | COM | 8 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| PENNEY J C INC | 708160106 | COM | 100 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| SYNERGY PHARMACEUTICALS DEL | 871639308 | COM NEW | 38 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| PHH CORP | 693320202 | COM NEW | 20 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| ARQULE INC | 04269E107 | COM | 90 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| ACELRX PHARMACEUTICALS INC | 00444T100 | COM | 5 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| ZIOPHARM ONCOLOGY INC | 98973P101 | COM | 5 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| PROGENICS PHARMACEUTICALS IN | 743187106 | COM | 25 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| FINANCIAL ENGINES INC | 317485100 | COM | 13 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| ABAXIS INC | 002567105 | COM | 5 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| AK STEEL HOLDING CORP | 001547108 | COM | 1 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| BLACKROCK MUN 2020 TERM TR | 09249X109 | COM SHS | 45 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SANDRIDGE PERMIAN TR | 80007A102 | COM UNIT BEN INT | 119 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| COMMUNICATIONS SYSTEMS INC | 203900105 | COM | 45 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NUVEEN BUILD AMER BD OPPTNY | 67074q102 | COM | 45 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NUVEEN GA DIVID | 67072B107 | COM | 45 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BROADVISION INC | 111412706 | COM | 200 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Second Str Cap Inc | 813630100 | COM | 20 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HELIOS & MATHESON ANALYTICS | 42327L200 | COM NEW | 2 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| HELIOS & MATHESON ANALYTICS | 42327L200 | COM NEW | 118 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| Anthera Pharmaceuticals Inc (NV) | 03674U300 | COM | 4 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| TRAVELPORT WORLDWIDE LTD | G9019D104 | SHS | 5 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| COREPOINT LODGING INC | 21872L104 | COM | 23 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| Bayerische Motoren Werke AG | 072743305 | Equities | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CHINANET ONLINE HLDGS INC | 16949H201 | COM NEW | 5 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| ENERTECK ORD (PNK) | 29275X104 | COM | 7,500 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TIDELANDS OIL AND GAS ORD | 886405109 | COM | 526,323 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GENIUS PRODUCTS ORD | 37229R305 | COM | 122 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INPHONIC ORD (OTC) | 45772G105 | COM | 14,472 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HC2 HLDGS INC | 404139107 | COM | 142 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| TAKUNG ART LTD | 87407Q207 | COM NEW | 400 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ACHAOGEN INC | 004449104 | COM | 4 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| SEVEN STARS CLOUD GROUP INC | 81789Y102 | COM | 10 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| NUVEEN HIGH INCOME 2020 TARG | 67075L102 | COM | 45 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DPW HLDGS INC | 26140E105 | COM | 62 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| HOVNANIAN ENTERPRISES CL B ORD | 442487302 | COM | 319 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GH CAP ORD | 36252P103 | COM | 2,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001742998-18-000003 | this filing | 2018-07-18 | acceptance time not in the bulk data set |