13F-HR filed by FNY Investment Advisers, LLC
FNY Investment Advisers, LLC filed this 13F-HR for the quarter ended 2018-06-30, filed 2018-07-18, with 1,173 holding rows worth $251,979,000.
- Accession
- 0001742998-18-000003
- Filer
- CIK 1742998
- Filed
- 2018-07-18
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2018
A holdings report, 1,278 entries on the cover page, a total value of $251,979,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $251,391,000 with VALUE read as thousands by filing date, 13F file number 028-18846. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| ISHARES TR | 464288208 | MRGSTR MD CP ETF | 45 | $8,000 | thousands by filing date | |
| WAFD INC | 938824109 | COM | 257 | $8,000 | thousands by filing date | |
| ARROW ELECTRS INC | 042735100 | COM | 116 | $8,000 | thousands by filing date | |
| FTI CONSULTING INC | 302941109 | COM | 147 | $8,000 | thousands by filing date | |
| WERNER ENTERPRISES INC | 950755108 | COM | 222 | $8,000 | thousands by filing date | |
| I3 VERTICALS INC | 46571Y107 | COM CL A | 550 | $8,000 | thousands by filing date | |
| ALLSPRING MULTI SECTOR INCOM | 94987D101 | COM | 675 | $8,000 | thousands by filing date | |
| EATON VANCE CORP | 278265103 | COM NON VTG | 156 | $8,000 | thousands by filing date | |
| TENNECO INC | 880349105 | COM | 196 | $8,000 | thousands by filing date | |
| ISHARES TR | 464287374 | NORTH AMERN NAT | 225 | $8,000 | thousands by filing date | |
| FLAGSTAR BANCORP INC | 337930705 | COM PAR .001 | 240 | $8,000 | thousands by filing date | |
| HD SUPPLY HLDGS INC | 40416M105 | COM | 194 | $8,000 | thousands by filing date | |
| NXSTAGE MEDICAL INC | 67072V103 | COMMON STOCK | 320 | $8,000 | thousands by filing date | call |
| INTRA-CELLULAR THERAPIES INC | 46116X101 | COMMON STOCK | 500 | $8,000 | thousands by filing date | |
| TECTONIC THERAPEUTIC INC COM | 05455M100 | Stock | 300 | $8,000 | thousands by filing date | |
| KEMET CORP | 488360207 | COM NEW | 358 | $8,000 | thousands by filing date | |
| RSP PERMIAN INC | 74978Q105 | COM | 200 | $8,000 | thousands by filing date | |
| Financial Select Sector SPDR Fund | 81369Y605 | SHS | 600 | $7,000 | thousands by filing date | call |
| HCA Healthcare Inc | 40412C101 | COM | 72 | $7,000 | thousands by filing date | |
| iShares Silver Trust | 46428Q109 | COM | 500 | $7,000 | thousands by filing date | call |
| ISHARES TR CORE S&P 500 ETF | 464287200 | SHS | 29 | $7,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 70 | $7,000 | thousands by filing date | call |
| CLOROX CO DEL | 189054109 | COM | 55 | $7,000 | thousands by filing date | call |
| ISHARES TR | 464287234 | MSCI EMG MKT ETF | 162 | $7,000 | thousands by filing date | call |
| UNUM GROUP COM | 91529Y106 | Stock | 205 | $7,000 | thousands by filing date | |
| BORGWARNER INC COM | 099724106 | Stock | 170 | $7,000 | thousands by filing date | |
| SCHOLASTIC CORP COM | 807066105 | Stock | 161 | $7,000 | thousands by filing date | |
| MANPOWERGROUP INC WIS COM | 56418H100 | Stock | 85 | $7,000 | thousands by filing date | |
| FAIR ISAAC CORP COM | 303250104 | Stock | 37 | $7,000 | thousands by filing date | |
| NASDAQ INC COM | 631103108 | Stock | 83 | $7,000 | thousands by filing date | |
| AMEREN CORP COM | 023608102 | Stock | 120 | $7,000 | thousands by filing date | |
| MGIC INVT CORP WIS COM | 552848103 | Stock | 719 | $7,000 | thousands by filing date | |
| M & T BK CORP COM | 55261F104 | Stock | 44 | $7,000 | thousands by filing date | |
| HP INC COM | 40434L105 | Stock | 330 | $7,000 | thousands by filing date | |
| TYSON FOODS INC CL A | 902494103 | Stock | 113 | $7,000 | thousands by filing date | put |
| ANGIODYNAMICS INC | 03475V101 | COM | 349 | $7,000 | thousands by filing date | |
| PBF ENERGY INC | 69318G106 | CL A | 181 | $7,000 | thousands by filing date | |
| GIBRALTAR INDS INC | 374689107 | COM | 211 | $7,000 | thousands by filing date | |
| COTY INC | 222070203 | COM CL A | 505 | $7,000 | thousands by filing date | |
| RELIANCE INC | 759509102 | COM | 80 | $7,000 | thousands by filing date | |
| SPLUNK INC | 848637104 | COM | 80 | $7,000 | thousands by filing date | call |
| CSG SYSTEMS | 126349109 | COM | 180 | $7,000 | thousands by filing date | |
| AARONS INC | 002535300 | COM PAR $0.50 | 167 | $7,000 | thousands by filing date | |
| CARS COM INC | 14575E105 | COM | 250 | $7,000 | thousands by filing date | |
| KBR INC COM | 48242W106 | Stock | 397 | $7,000 | thousands by filing date | |
| SUNTRUST BANKS INC | 867914103 | COM | 118 | $7,000 | thousands by filing date | |
| KELLY SVCS INC | 488152307 | CL B | 338 | $7,000 | thousands by filing date | |
| HAWAIIAN HOLDINGS INC | 419879101 | COM | 217 | $7,000 | thousands by filing date | |
| DUN & BRADSTREET CORP DEL NE | 26483E100 | COM | 65 | $7,000 | thousands by filing date | |
| U S G CORP | 903293405 | COM NEW | 185 | $7,000 | thousands by filing date | put |
| CAREER EDUCATION CORP | 141665109 | COM | 485 | $7,000 | thousands by filing date | |
| GLOBAL BLOCKCHAIN TECHNO COR COM | 37958L107 | Stock | 40,000 | $7,000 | thousands by filing date | |
| ALLSTATE CORP COM | 020002101 | Stock | 76 | $6,000 | thousands by filing date | |
| CITIZENS FINL GROUP INC COM | 174610105 | Stock | 167 | $6,000 | thousands by filing date | |
| EMCOR GROUP INC COM | 29084Q100 | Stock | 80 | $6,000 | thousands by filing date | |
| INTERPARFUMS INC COM | 458334109 | Stock | 125 | $6,000 | thousands by filing date | |
| PROGRESS SOFTWARE CORP COM | 743312100 | Stock | 164 | $6,000 | thousands by filing date | |
| ARTISAN PARTNERS ASSET MGMT I CL A | 04316A108 | Stock | 219 | $6,000 | thousands by filing date | |
| STANLEY BLACK & DECKER INC COM | 854502101 | Stock | 51 | $6,000 | thousands by filing date | |
| ENCOMPASS HEALTH CORP COM | 29261A100 | Stock | 98 | $6,000 | thousands by filing date | |
| AFLAC INC COM | 001055102 | Stock | 161 | $6,000 | thousands by filing date | |
| BRINKER INTL INC COM | 109641100 | Stock | 135 | $6,000 | thousands by filing date | |
| PRICE T ROWE GROUP INC COM | 74144T108 | Stock | 53 | $6,000 | thousands by filing date | |
| FEDERATED HERMES INC CL B | 314211103 | Stock | 297 | $6,000 | thousands by filing date | |
| RADIAN GROUP INC COM | 750236101 | Stock | 406 | $6,000 | thousands by filing date | |
| ONE GAS INC COM | 68235P108 | Stock | 84 | $6,000 | thousands by filing date | |
| GRAND CANYON ED INC COM | 38526M106 | Stock | 54 | $6,000 | thousands by filing date | |
| FIRST FINL BANKSHARES INC COM | 32020R109 | Stock | 135 | $6,000 | thousands by filing date | |
| ISHARES INC MSCI BRAZIL ETF | 464286400 | MSCI BRAZIL ETF | 200 | $6,000 | thousands by filing date | call |
| ISHARES TR | 464287127 | MORNINGSTR US EQ | 45 | $6,000 | thousands by filing date | |
| WESBANCO INC | 950810101 | COM | 135 | $6,000 | thousands by filing date | |
| MDU RES GROUP INC | 552690109 | COM | 231 | $6,000 | thousands by filing date | |
| ALLSPRING GLOBAL DIVIDEND OPPO | 94987C103 | COM | 1,125 | $6,000 | thousands by filing date | |
| LMP CAPITAL AND INCOME FUND | 50208A102 | COM | 540 | $6,000 | thousands by filing date | |
| NUVEEN DIVERSIFIED DIVID & I | 6706EP105 | COM | 585 | $6,000 | thousands by filing date | |
| AMC NETWORKS INC | 00164V103 | CL A | 97 | $6,000 | thousands by filing date | |
| ALPHA & OMEGA SEMICONDUCTOR | G6331P104 | SHS | 427 | $6,000 | thousands by filing date | |
| HANMI FINANCIAL CORPORATION | 410495204 | COMMON STOCK | 244 | $6,000 | thousands by filing date | |
| CA INC COM | 12673P105 | COM | 183 | $6,000 | thousands by filing date | |
| L3 TECHNOLOGIES INC | 502413107 | COM | 33 | $6,000 | thousands by filing date | |
| AKORN INC | 009728106 | COM | 450 | $6,000 | thousands by filing date | |
| MELLANOX TECHNOLOGIES LTD | M51363113 | COMMON STOCK | 83 | $6,000 | thousands by filing date | call |
| DIME CMNTY BANCSHARES INC COM | 253922108 | Stock | 353 | $6,000 | thousands by filing date | |
| SYKES ENTERPRISES INC COM | 871237103 | Stock | 232 | $6,000 | thousands by filing date | |
| NCI BUILDING SYSTEMS INC | 628852204 | COM | 296 | $6,000 | thousands by filing date | |
| FRED S INC CLASS A | 356108100 | COM | 3,000 | $6,000 | thousands by filing date | |
| SIGMA DESIGNS INC | 826565103 | COM | 1,000 | $6,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06746L422 | IPATH S&P500 VIX | 185 | $6,000 | thousands by filing date | call |
| ULTRA PETROLEUM CORP | 903914208 | COM NEW | 2,600 | $6,000 | thousands by filing date | |
| CHINA INDUSTRIAL GROUP ORD (PNK) | 169396108 | COM | 1,397,637 | $6,000 | thousands by filing date | |
| Altria Group Inc | 02209S103 | COM | 94 | $5,000 | thousands by filing date | |
| McDonalds Corporation | 580135101 | COM | 35 | $5,000 | thousands by filing date | put |
| PepsiCo,Inc. | 713448108 | COM | 46 | $5,000 | thousands by filing date | |
| CENTERPOINT ENERGY INC | 15189T107 | COM | 209 | $5,000 | thousands by filing date | |
| PHILLIPS 66 COM | 718546104 | Stock | 49 | $5,000 | thousands by filing date | |
| NORTHERN DYNASTY MINERALS LTD COM NEW | 66510M204 | Stock | 10,000 | $5,000 | thousands by filing date | |
| CIRRUS LOGIC INC COM | 172755100 | Stock | 132 | $5,000 | thousands by filing date | |
| FIRST CTZNS BANCSHARES INC DEL CL A | 31946M103 | Stock | 14 | $5,000 | thousands by filing date | |
| YUM BRANDS INC COM | 988498101 | Stock | 68 | $5,000 | thousands by filing date | |
| OSHKOSH CORP COM | 688239201 | Stock | 72 | $5,000 | thousands by filing date | |
| FRANKLIN RESOURCES INC COM | 354613101 | Stock | 160 | $5,000 | thousands by filing date | |
| COCA-COLA FEMSA SAB DE CV SPONS ADS REP | 191241108 | ADR | 100 | $5,000 | thousands by filing date | |
| ISHARES TR | 464287770 | U.S. FIN SVC ETF | 45 | $5,000 | thousands by filing date | |
| MGM RESORTS INTERNATIONAL | 552953101 | COM | 200 | $5,000 | thousands by filing date | |
| NUVEEN CR STRATEGIES INCOME | 67073D102 | COM SHS | 630 | $5,000 | thousands by filing date | |
| COLUMBIA SPORTSWEAR CO | 198516106 | COM | 61 | $5,000 | thousands by filing date | put |
| PIMCO DYNAMIC INCOME FD | 72201Y101 | SHS | 180 | $5,000 | thousands by filing date | |
| COPA HOLDINGS SA | P31076105 | CL A | 63 | $5,000 | thousands by filing date | |
| TREDEGAR CORP | 894650100 | COM | 219 | $5,000 | thousands by filing date | |
| CNA FINL CORP | 126117100 | COM | 131 | $5,000 | thousands by filing date | |
| HOPE BANCORP INC | 43940T109 | COM | 286 | $5,000 | thousands by filing date | |
| ZILLOW GROUP INC CLASS A | 98954M101 | CL A | 100 | $5,000 | thousands by filing date | |
| BLACKROCK INC CL A COM | 09247X101 | COM | 12 | $5,000 | thousands by filing date | call |
| PENNANTPARK INVESTMENT CORPORA | 708062104 | COM | 810 | $5,000 | thousands by filing date | |
| NUVEEN TAX-ADVANTAGED DIVID | 67073G105 | COM | 360 | $5,000 | thousands by filing date | |
| CBS CORP NEW | 124857202 | CL B | 95 | $5,000 | thousands by filing date | call |
| PIMCO MUN INCOME FD II | 72200W106 | COM | 405 | $5,000 | thousands by filing date | |
| CDK GLOBAL INC | 12508E101 | COM | 78 | $5,000 | thousands by filing date | |
| NATIONAL PRESTO INDS INC | 637215104 | COMMON STOCK | 47 | $5,000 | thousands by filing date | |
| LIBERTY TRIPADVISOR HLDGS IN | 531465102 | COM SER A | 363 | $5,000 | thousands by filing date | |
| U S G CORP | 903293405 | COM NEW | 152 | $5,000 | thousands by filing date | call |
| VERIFONE SYS INC | 92342Y109 | COM | 225 | $5,000 | thousands by filing date | call |
| RUDOLPH TECHNOLOGIES INC | 781270103 | COM | 188 | $5,000 | thousands by filing date | |
| CAMBIUM LEARNING GRP INC COM | 13201A107 | COM | 464 | $5,000 | thousands by filing date | |
| MERIDIAN BANCORP INC MD | 58958U103 | COM | 276 | $5,000 | thousands by filing date | |
| CYTRX CORP | 232828608 | COM PAR | 4,949 | $5,000 | thousands by filing date | |
| ASTERIAS BIOTHERAPEUTICS INC | 04624N107 | COM SER A | 4,230 | $5,000 | thousands by filing date | |
| Foundation Medicine Inc | 350465100 | COM | 39 | $5,000 | thousands by filing date | put |
| Foundation Medicine Inc | 350465100 | COM | 39 | $5,000 | thousands by filing date | call |
| NEXTDECADE CORP | 65342K113 | COM | 9,900 | $5,000 | thousands by filing date | |
| FISERV INC | 337738108 | COM | 62 | $4,000 | thousands by filing date | |
| iShares MSCI KLD 400 Social ETF | 464288570 | SHS | 45 | $4,000 | thousands by filing date | |
| United Parcel Service,Inc. Class B | 911312106 | COM | 40 | $4,000 | thousands by filing date | call |
| CLOROX CO DEL | 189054109 | COM | 30 | $4,000 | thousands by filing date | put |
| PAYPALHLDGSINC | 70450Y103 | STOK | 50 | $4,000 | thousands by filing date | put |
| WALKER&DUNLOPINC | 93148P102 | STOK | 75 | $4,000 | thousands by filing date | |
| SAREPTA THERAPEUTICS INC | 803607100 | COM | 31 | $4,000 | thousands by filing date | |
| GORMAN RUPP CO COM | 383082104 | Stock | 132 | $4,000 | thousands by filing date | |
| ARCHER DANIELS MIDLAND CO COM | 039483102 | Stock | 108 | $4,000 | thousands by filing date | put |
| KRONOS WORLDWIDE INC COM | 50105F105 | Stock | 188 | $4,000 | thousands by filing date | |
| REALTY INCOME CORP COM | 756109104 | REIT | 80 | $4,000 | thousands by filing date | |
| CADENCE DESIGN SYSTEM INC COM | 127387108 | Stock | 93 | $4,000 | thousands by filing date | |
| LADDER CAP CORP CL A | 505743104 | REIT | 270 | $4,000 | thousands by filing date | |
| ISHARES TR | 464287739 | U.S. REAL ES ETF | 50 | $4,000 | thousands by filing date | put |
| AMERICAN HOMES 4 RENT | 02665T306 | CL A | 200 | $4,000 | thousands by filing date | call |
| SNAP INC | 83304A106 | CL A | 340 | $4,000 | thousands by filing date | call |
| INSIGHT ENTERPRISES INC | 45765U103 | COM | 96 | $4,000 | thousands by filing date | |
| TRIMAS CORP | 896215209 | COM NEW | 141 | $4,000 | thousands by filing date | |
| BROWN FORMAN CORP | 115637100 | CL A | 100 | $4,000 | thousands by filing date | |
| ISHARES TR | 464287838 | U.S. BAS MTL ETF | 45 | $4,000 | thousands by filing date | |
| NUVEEN CA DIVI ADV MUN | 67066Y105 | COM | 360 | $4,000 | thousands by filing date | |
| BARINGS GLOBAL SHORT DURATIO | 06760L100 | COM | 225 | $4,000 | thousands by filing date | |
| BEL FUSE INC | 077347300 | CL B | 202 | $4,000 | thousands by filing date | |
| PORTLAND GEN ELEC CO | 736508847 | COM NEW | 110 | $4,000 | thousands by filing date | |
| WESTERN ASSET EMERGING MARKETS | 95766A101 | COM | 360 | $4,000 | thousands by filing date | |
| NUVEEN REAL ESTATE INCOME FD | 67071B108 | COM | 405 | $4,000 | thousands by filing date | |
| TWITTER INC | 90184L102 | COM | 99 | $4,000 | thousands by filing date | |
| ALEXION PHARMACEUTICALS INC | 015351109 | COM | 33 | $4,000 | thousands by filing date | call |
| APACHE CORP | 037411105 | COM | 100 | $4,000 | thousands by filing date | call |
| SEAGATE TECHNOLOGY PLC | G7945M107 | SHS | 74 | $4,000 | thousands by filing date | put |
| AQUA AMERICA INC | 03836W103 | COM | 126 | $4,000 | thousands by filing date | |
| MARCUS MILLICHAP INC | 566324109 | COMMON STOCK | 108 | $4,000 | thousands by filing date | |
| SPAR GROUP INC | 784933103 | COM | 3,500 | $4,000 | thousands by filing date | |
| HOLLYFRONTIER CORP | 436106108 | COM | 69 | $4,000 | thousands by filing date | |
| NOODLES & CO | 65540B105 | COM CL A | 358 | $4,000 | thousands by filing date | |
| HD SUPPLY HLDGS INC | 40416M105 | COM | 100 | $4,000 | thousands by filing date | call |
| NXSTAGE MEDICAL INC | 67072V103 | COMMON STOCK | 173 | $4,000 | thousands by filing date | put |
| NAUTILUS INC | 63910B102 | COMMON STOCK | 299 | $4,000 | thousands by filing date | |
| MERITOR INC | 59001K100 | COMMON STOCK | 205 | $4,000 | thousands by filing date | |
| CIMAREX ENERGY CO COM | 171798101 | Stock | 41 | $4,000 | thousands by filing date | |
| FIRST DATA CORP NEW COM CL A | 32008D106 | Stock | 200 | $4,000 | thousands by filing date | call |
| FOX CORP CLASS B | 90130A200 | COM | 100 | $4,000 | thousands by filing date | call |
| NUTRI SYS INC NEW | 67069D108 | COM | 106 | $4,000 | thousands by filing date | |
| TRUSTCO BK CORP N Y | 898349105 | COM | 450 | $4,000 | thousands by filing date | |
| LENDINGCLUB CORP | 52603A109 | COM | 1,276 | $4,000 | thousands by filing date | |
| ENERGY XXI GULF COAST INC | 29276K101 | COM | 500 | $4,000 | thousands by filing date | |
| ACHAOGEN INC | 004449104 | COM | 500 | $4,000 | thousands by filing date | |
| Adobe Inc | 00724F101 | COM | 16 | $3,000 | thousands by filing date | call |
| Applied Materials,Inc. | 038222105 | COM | 72 | $3,000 | thousands by filing date | |
| International Business Machines Corporation | 459200101 | COM | 26 | $3,000 | thousands by filing date | |
| Marsh & McLennan Companies,Inc. | 571748102 | COM | 41 | $3,000 | thousands by filing date | |
| CONAGRA FOODS INC | 205887102 | COM | 100 | $3,000 | thousands by filing date | call |
| THETRADEDESKINCCLASSCLASSA | 88339J105 | STOK | 34 | $3,000 | thousands by filing date | |
| TAIWAN SEMICONDUCTOR MFG | 874039100 | SPONSORED ADS | 100 | $3,000 | thousands by filing date | put |
| TREX CO INC | 89531P105 | COM | 50 | $3,000 | thousands by filing date | |
| ACI WORLDWIDE INC COM | 004498101 | Stock | 135 | $3,000 | thousands by filing date | |
| DELTA AIR LINES INC COM NEW | 247361702 | Stock | 70 | $3,000 | thousands by filing date | put |
| LPL FINL HLDGS INC COM | 50212V100 | Stock | 49 | $3,000 | thousands by filing date | |
| VERISIGN INC COM | 92343E102 | Stock | 25 | $3,000 | thousands by filing date | |
| ROYAL CARIBBEAN GROUP COM | V7780T103 | Stock | 30 | $3,000 | thousands by filing date | call |
| UPBOUND GROUP INC COM | 76009N100 | Stock | 250 | $3,000 | thousands by filing date | put |
| VIRTUS INVT PARTNERS INC COM | 92828Q109 | Stock | 28 | $3,000 | thousands by filing date | |
| STAAR SURGICAL CO COM PAR $0.01 | 852312305 | Stock | 99 | $3,000 | thousands by filing date | |
| NUTRIEN LTD COM | 67077M108 | Stock | 58 | $3,000 | thousands by filing date | call |
| ACCO BRANDS CORP COM | 00081T108 | Stock | 248 | $3,000 | thousands by filing date | |
| CBRE GROUP INC CL A | 12504L109 | Stock | 76 | $3,000 | thousands by filing date | |
| NEWS CORP NEW CL A | 65249B109 | Stock | 198 | $3,000 | thousands by filing date | |
| MUELLER WTR PRODS INC COM SER A | 624758108 | Stock | 293 | $3,000 | thousands by filing date | |
| DELUXE CORP MEDIUM TERM NTS COM | 248019101 | Stock | 57 | $3,000 | thousands by filing date | |
| OLD DOMINION FREIGHT LINE INC COM | 679580100 | Stock | 22 | $3,000 | thousands by filing date | call |
| Q2 HLDGS INC COM | 74736L109 | Stock | 53 | $3,000 | thousands by filing date | |
| WINGSTOP INC COM | 974155103 | Stock | 60 | $3,000 | thousands by filing date | |
| KFORCE INC COM | 493732101 | Stock | 93 | $3,000 | thousands by filing date | |
| ISHARES TR | 46432F388 | MSCI USA VALUE | 45 | $3,000 | thousands by filing date | |
| NUVEEN MUN HIGH INCOME OPPOR | 670682103 | COM | 270 | $3,000 | thousands by filing date | |
| BLACKROCK MUN TARGET TERM TR | 09257P105 | COM SHS BEN IN | 180 | $3,000 | thousands by filing date | |
| SUNRUN INC | 86771W105 | COM | 245 | $3,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y407 | SBI CONS DISCR | 36 | $3,000 | thousands by filing date | put |
| INTEGRA LIFESCIENCES HLDGS C | 457985208 | COM NEW | 47 | $3,000 | thousands by filing date | |
| VANDA PHARMACEUTICALS INC | 921659108 | COM | 170 | $3,000 | thousands by filing date | |
| AXCELIS TECHNOLOGIES INC | 054540208 | COM NEW | 199 | $3,000 | thousands by filing date | |
| BOISE CASCADE CO DEL | 09739D100 | COM | 75 | $3,000 | thousands by filing date | |
| PC CONNECTION INC | 69318J100 | COM | 100 | $3,000 | thousands by filing date | |
| NUVEEN AMT FREE QLTY MUN INC | 670657105 | COM | 270 | $3,000 | thousands by filing date | |
| ACCENDRA HEALTH INC | 690732102 | COM | 180 | $3,000 | thousands by filing date | |
| AGCO CORP | 001084102 | COM | 51 | $3,000 | thousands by filing date | |
| AGILYSYS INC | 00847J105 | COM | 212 | $3,000 | thousands by filing date | |
| CHEFS WHSE INC | 163086101 | COM | 108 | $3,000 | thousands by filing date | |
| COVISTA INC | 00737L103 | COM | 79 | $3,000 | thousands by filing date | |
| ENOVA INTL INC | 29357K103 | COM | 88 | $3,000 | thousands by filing date | |
| KULICKE & SOFFA INDS INC | 501242101 | COM | 166 | $3,000 | thousands by filing date | |
| VISHAY PRECISION GROUP INC | 92835K103 | COM | 80 | $3,000 | thousands by filing date | |
| SUPERNUS PHARMACEUTICALS | 868459108 | COM | 52 | $3,000 | thousands by filing date | |
| ZYNGA INC. | 98986T108 | CL A | 816 | $3,000 | thousands by filing date | |
| GREEN DOT CORP CLASS A | 39304D102 | CL A | 42 | $3,000 | thousands by filing date | |
| BLACKROCK INC CL A COM | 09247X101 | COM | 7 | $3,000 | thousands by filing date | |
| MEDIFAST INC | 58470H101 | COM | 20 | $3,000 | thousands by filing date | |
| PUTNAM MUNICIPAL OPPORTUNITIES | 746922103 | SH BEN INT | 270 | $3,000 | thousands by filing date | |
| ACTVISION BLIZZARD INC | 00507V109 | COM | 40 | $3,000 | thousands by filing date | call |
| NUVEEN SHORT DURATION CREDIT | 67074X107 | COM | 180 | $3,000 | thousands by filing date | |
| ABIOMED INC | 003654100 | COM | 8 | $3,000 | thousands by filing date | |
| BOTTOMLINE TECH INC DEL | 101388106 | COM | 62 | $3,000 | thousands by filing date | |
| SPIRIT AEROSYSTEMS HLDGS INC | 848574109 | COM CL A | 44 | $3,000 | thousands by filing date | |
| NUVEEN TX ADV TOTAL RET STRG | 67090H102 | COM | 270 | $3,000 | thousands by filing date | |
| BLACKROCK MUN INCOME TR | 09248F109 | SH BEN INT | 270 | $3,000 | thousands by filing date | |
| CALIFORNIA RES CORP | 13057Q206 | COM NEW | 83 | $3,000 | thousands by filing date | |
| CBS CORP NEW | 124857202 | CL B | 55 | $3,000 | thousands by filing date | |
| HYSTER-YALE INC | 449172105 | CL A | 56 | $3,000 | thousands by filing date | |
| IRHYTHM HOLDINGS INC COM | 450056106 | Stock | 40 | $3,000 | thousands by filing date | |
| UNIVEST FINANCIAL CORPORATIO | 915271100 | COM | 135 | $3,000 | thousands by filing date | |
| BERRY GLOBAL GROUP INC | 08579W103 | COM | 73 | $3,000 | thousands by filing date | |
| INGERSOLL-RAND PLC | G47791101 | SHS | 39 | $3,000 | thousands by filing date | |
| TACTILE SYSTEMS TECHNOLOGY I | 87357P100 | COMMON STOCK | 59 | $3,000 | thousands by filing date | |
| FORESTAR GROUP INC | 346232101 | COMMON STOCK | 173 | $3,000 | thousands by filing date | |
| FOSSIL GROUP INC | 34988V106 | COMMON STOCK | 127 | $3,000 | thousands by filing date | |
| IMMERSION CORPORATION | 452521107 | COMMON STOCK | 200 | $3,000 | thousands by filing date | |
| COOPER STANDARD HOLDING | 21676P103 | COMMON STOCK | 24 | $3,000 | thousands by filing date | |
| DMC GLOBAL INC | 23291C103 | COM | 67 | $3,000 | thousands by filing date | |
| ISHARES MORNINGSTAR ETF SMALL CAP VALUE | 464288703 | ETF | 23 | $3,000 | thousands by filing date | |
| GAIA INC NEW | 36269P104 | CL A | 161 | $3,000 | thousands by filing date | |
| HILLENBRAND INC | 431571108 | COM | 73 | $3,000 | thousands by filing date | |
| UBIQUITI NETWORKS INC | 90347A100 | COM | 36 | $3,000 | thousands by filing date | |
| BARNWELL INDS INC | 068221100 | COM | 1,727 | $3,000 | thousands by filing date | |
| WSTRN AST GLBL CORP OPP FD I | 95790C107 | COM | 180 | $3,000 | thousands by filing date | |
| TPI Composites Inc | 87266J104 | Common Stock | 116 | $3,000 | thousands by filing date | |
| AQUABOUNTY TECHNOLOGIES INC | 03842K200 | COM NEW | 1,006 | $3,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DELAWARE | 531229870 | COM SER A FRMLA | 100 | $3,000 | thousands by filing date | |
| LUMINEX CORP | 55027E102 | COMMON STOCK | 105 | $3,000 | thousands by filing date | |
| NUVEEN PREFERRED & INCOME | 67075A106 | EXCHANGE TRADED | 135 | $3,000 | thousands by filing date | |
| TABULA RASA HEALTHCARE INC | 873379101 | COMMON STOCK | 56 | $3,000 | thousands by filing date | |
| INTERNATIONAL SPEEDWAY CORP | 460335201 | COMMON STOCK | 70 | $3,000 | thousands by filing date | |
| IMMUNOGEN INC | 45253H101 | COMMON STOCK | 400 | $3,000 | thousands by filing date | |
| RANGER OIL CORPORATION CLASS A COM | 70788V102 | Stock | 42 | $3,000 | thousands by filing date | |
| DENBURY RES INC | 247916208 | COM NEW | 700 | $3,000 | thousands by filing date | |
| KIMBALL INTL INC | 494274103 | CL B | 197 | $3,000 | thousands by filing date | |
| REVLON INC | 761525609 | OPT | 200 | $3,000 | thousands by filing date | call |
| CURIS INC | 231269200 | COM | 2,000 | $3,000 | thousands by filing date | |
| KMG CHEMICALS INC | 482564101 | COM | 45 | $3,000 | thousands by filing date | |
| ZOGENIX INC. | 98978L204 | Common Stock | 75 | $3,000 | thousands by filing date | call |
| COMMUNITY HEALTH SYS INC NEW | 203668116 | RIGHT 99/99/9999 | 300,000 | $3,000 | thousands by filing date | |
| Ocugen | 43358V109 | Common | 1,301 | $3,000 | thousands by filing date | |
| Accenture Plc Class A | G1151C101 | COM | 14 | $2,000 | thousands by filing date | |
| CAPITAL ONE FINL CORP | 14040H105 | COM | 27 | $2,000 | thousands by filing date | |
| Deere & Company | 244199105 | COM | 40 | $2,000 | thousands by filing date | call |
| Financial Select Sector SPDR Fund | 81369Y605 | SHS | 100 | $2,000 | thousands by filing date | put |
| Intuitive Surgical,Inc. | 46120E602 | COM | 6 | $2,000 | thousands by filing date | |
| Oracle Corporation | 68389X105 | COM | 98 | $2,000 | thousands by filing date | call |
| CAVCO INDS INC DEL | 149568107 | COM | 14 | $2,000 | thousands by filing date | |
| FIVE9 INC | 338307101 | COM | 84 | $2,000 | thousands by filing date | |
| SAREPTA THERAPEUTICS INC | 803607100 | COM | 18 | $2,000 | thousands by filing date | put |
| TD SYNNEX CORPORATION COM | 87162W100 | Stock | 23 | $2,000 | thousands by filing date | |
| EPAM SYS INC COM | 29414B104 | Stock | 24 | $2,000 | thousands by filing date | |
| MOSAIC CO COM | 61945C103 | Stock | 88 | $2,000 | thousands by filing date | call |
| ARCBEST CORP COM | 03937C105 | Stock | 63 | $2,000 | thousands by filing date | |
| VOYA FINANCIAL INC COM | 929089100 | Stock | 50 | $2,000 | thousands by filing date | call |
| PAYLOCITY HLDG CORP COM | 70438V106 | Stock | 50 | $2,000 | thousands by filing date | |
| MOOG INC CL A | 615394202 | Stock | 36 | $2,000 | thousands by filing date | |
| TWILIO INC CL A | 90138F102 | Stock | 52 | $2,000 | thousands by filing date | |
| UPBOUND GROUP INC COM | 76009N100 | Stock | 200 | $2,000 | thousands by filing date | |
| ON SEMICONDUCTOR CORP COM | 682189105 | Stock | 110 | $2,000 | thousands by filing date | |
| DROPBOX INC CL A | 26210C104 | Stock | 70 | $2,000 | thousands by filing date | call |
| TEXTRON INC COM | 883203101 | Stock | 45 | $2,000 | thousands by filing date | |
| PENUMBRA INC COM | 70975L107 | Stock | 18 | $2,000 | thousands by filing date | |
| SIMON PPTY GROUP INC NEW COM | 828806109 | REIT | 15 | $2,000 | thousands by filing date | put |
| MOVADO GROUP INC COM | 624580106 | Stock | 59 | $2,000 | thousands by filing date | |
| INTERNATIONAL PAPER CO COM | 460146103 | Stock | 50 | $2,000 | thousands by filing date | call |
| TARGET CORP COM | 87612E106 | Stock | 35 | $2,000 | thousands by filing date | put |
| ZEBRA TECHNOLOGIES CORPORATION CL A | 989207105 | Stock | 20 | $2,000 | thousands by filing date | |
| TENET HEALTHCARE CORP COM NEW | 88033G407 | Stock | 85 | $2,000 | thousands by filing date | |
| AMDOCS LTD | G02602103 | SHS | 33 | $2,000 | thousands by filing date | |
| OWENS CORNING NEW | 690742101 | COM | 40 | $2,000 | thousands by filing date | |
| PIMCO MUN INCOME FD | 72200R107 | COM | 225 | $2,000 | thousands by filing date | |
| INOGEN INC | 45780L104 | COM | 16 | $2,000 | thousands by filing date | |
| INDEPENDENT BK CORP MICH | 453838609 | COM NEW | 82 | $2,000 | thousands by filing date | |
| INTEGER HLDGS CORP | 45826H109 | COM | 45 | $2,000 | thousands by filing date | |
| MYR GROUP INC | 55405W104 | COM | 76 | $2,000 | thousands by filing date | |
| V2X INC | 92242T101 | COM | 83 | $2,000 | thousands by filing date | |
| ALAMO GROUP INC | 011311107 | COM | 24 | $2,000 | thousands by filing date | |
| ALLEGIANT TRAVEL CO | 01748X102 | COM | 20 | $2,000 | thousands by filing date | |
| CARPENTER TECHNOLOGY CORP | 144285103 | COM | 50 | $2,000 | thousands by filing date | |
| PENNANTPARK FLOATING RATE CA | 70806A106 | COM | 180 | $2,000 | thousands by filing date | |
| NUVEEN QUALITY MUNCP INCOME | 67066V101 | COM | 180 | $2,000 | thousands by filing date | |
| OIL STS INTL INC | 678026105 | COM | 86 | $2,000 | thousands by filing date | |
| ONESPAN INC | 68287N100 | COM | 138 | $2,000 | thousands by filing date | |
| SHOE STA GROUP INC | 824889109 | COM | 91 | $2,000 | thousands by filing date | |
| ASSOCIATED BANC-CORP | 045487105 | COM | 108 | $2,000 | thousands by filing date | |
| ENSIGN GROUP INC | 29358P101 | COM | 82 | $2,000 | thousands by filing date | |
| TALOS ENERGY INC | 87484T108 | COM | 77 | $2,000 | thousands by filing date | |
| MILLERKNOLL INC | 600544100 | COM | 83 | $2,000 | thousands by filing date | |
| WARRIOR MET COAL INC | 93627C101 | COM | 106 | $2,000 | thousands by filing date | |
| ALLSPRING INCOME OPPORTUNITIES | 94987B105 | INC OPPTY FD | 270 | $2,000 | thousands by filing date | |
| GLOBAL BLOOD THERAPEUTICS USD | 37890U108 | COM | 47 | $2,000 | thousands by filing date | call |
| BLINK CHARGING CO | 09354A100 | COM | 400 | $2,000 | thousands by filing date | |
| BRANDYWINEGLOBAL GLOBAL INCOME | 10537L104 | COM | 180 | $2,000 | thousands by filing date | |
| XILINX INC | 983919101 | COM | 40 | $2,000 | thousands by filing date | call |
| KAMAN CORP-CLASS A | 483548103 | COM | 42 | $2,000 | thousands by filing date | |
| NUVEEN REAL ASSET INCOME AND G | 67074Y105 | COM | 180 | $2,000 | thousands by filing date | |
| LAM RESEARCH CORP | 512807108 | COM | 14 | $2,000 | thousands by filing date | |
| SVB FINANCIAL GROUP | 78486Q101 | COM | 9 | $2,000 | thousands by filing date | |
| BLACKROCK MUNIASSETS FD INC | 09254J102 | COM | 180 | $2,000 | thousands by filing date | |
| KOPPERS HOLDINGS INC | 50060P106 | COM | 78 | $2,000 | thousands by filing date | |
| ALLIANZGI CONV INCOME FD | 018828103 | COM | 360 | $2,000 | thousands by filing date | |
| OUTFRONT MEDIA INC | 69007J106 | COM | 147 | $2,000 | thousands by filing date | |
| ENTERCOM COMMUNICATIONS CORP | 293639100 | CL A | 312 | $2,000 | thousands by filing date | |
| CHINA MOBILE LIMITED | 16941M109 | SPONSORED ADR | 50 | $2,000 | thousands by filing date | put |
| LA Z BOY INC | 505336107 | COM | 86 | $2,000 | thousands by filing date | |
| CARS COM INC | 14575E105 | COM | 75 | $2,000 | thousands by filing date | call |
| NUVEEN MORTGAGE AND INCOME F | 670735109 | COM | 90 | $2,000 | thousands by filing date | |
| NUVEEN GLOBAL HIGH INCOME FD | 67075G103 | SHS | 180 | $2,000 | thousands by filing date | |
| CYPRESS SEMICONDUCTOR CORP | 232806109 | COM | 175 | $2,000 | thousands by filing date | call |
| ALLIENT INC | 019330109 | COM | 61 | $2,000 | thousands by filing date | |
| ENVIRI CORP | 415864107 | COM | 119 | $2,000 | thousands by filing date | |
| USANA HEALTH SCIENCES INC | 90328M107 | COMMON STOCK | 26 | $2,000 | thousands by filing date | |
| FIRST FINANCIAL CORP | 320218100 | COMMON STOCK | 45 | $2,000 | thousands by filing date | |
| COMMUNITY TRUST BANCORP INC | 204149108 | COMMON STOCK | 45 | $2,000 | thousands by filing date | |
| MALIBU BOATS INC A | 56117J100 | COMMON STOCK | 69 | $2,000 | thousands by filing date | |
| HURCO CO | 447324104 | COM | 63 | $2,000 | thousands by filing date | |
| NUVEEN TAXABLE MUNICPAL INM FD COM | 67074C103 | CEF | 135 | $2,000 | thousands by filing date | |
| PIMCO STRATEGIC INCOME FD | 72200X104 | COM | 225 | $2,000 | thousands by filing date | |
| PIMCO CORPORATE & INCM STRG | 72200U100 | COM | 135 | $2,000 | thousands by filing date | |
| AMERICAS CAR-MART INC | 03062T105 | COM | 48 | $2,000 | thousands by filing date | |
| FRONTIER COMMUNICATIONS CORP | 35906A306 | COM NEW | 500 | $2,000 | thousands by filing date | put |
| NANOMETRICS | 630077105 | COM | 71 | $2,000 | thousands by filing date | |
| Astronics Class B Convertible | 046433207 | COM | 67 | $2,000 | thousands by filing date | |
| MEDICINOVA INC | 58468P206 | COM NEW | 317 | $2,000 | thousands by filing date | |
| CONVERGYS CORP | 212485106 | COM | 109 | $2,000 | thousands by filing date | |
| XL GROUP LTD | G98294104 | COM | 37 | $2,000 | thousands by filing date | put |
| NATIONSTAR MORTGAGE HOLDINGS | 63861C109 | COMMON STOCK | 137 | $2,000 | thousands by filing date | |
| NEW RELIC INC | 64829B100 | COMMON STOCK | 29 | $2,000 | thousands by filing date | |
| CONTINENTAL BUILDING PRODUCTS | 211171103 | COMMON STOCK | 69 | $2,000 | thousands by filing date | |
| NETLIST INC | 64118P109 | COM | 12,000 | $2,000 | thousands by filing date | |
| BRIGHTCOVE INC | 10921T101 | COM | 290 | $2,000 | thousands by filing date | |
| MORGAN STANLEY | 61762V200 | Common Stock | 100 | $2,000 | thousands by filing date | |
| NUVEEN PA INVT QUALITY MUN F | 670972108 | COM | 225 | $2,000 | thousands by filing date | |
| HERZFELD CREDIT INCOME FUND | 42804T106 | COM | 311 | $2,000 | thousands by filing date | |
| OCWEN FINL CORP | 675746309 | COM NEW | 676 | $2,000 | thousands by filing date | |
| SHUTTERFLY INC | 82568P304 | COM | 32 | $2,000 | thousands by filing date | |
| DURECT CORP | 266605104 | COM | 1,600 | $2,000 | thousands by filing date | |
| XO GROUP INC | 983772104 | COM | 92 | $2,000 | thousands by filing date | |
| Pimco Income Oppty Fund | 72202B100 | COM | 90 | $2,000 | thousands by filing date | |
| ATHERSYS INC | 04744L106 | COM | 1,500 | $2,000 | thousands by filing date | |
| ARATANA THERAPEUTICS INC | 03874P101 | COM | 700 | $2,000 | thousands by filing date | |
| CONATUS PHARMACEUTICALS INC | 20600T108 | COM | 500 | $2,000 | thousands by filing date | |
| CYTORI THERAPEUTICS INC | 23283K204 | COM NEW | 1,480 | $2,000 | thousands by filing date | |
| ADAMIS PHARMACEUTICALS CORP | 00547W208 | COM NEW | 800 | $2,000 | thousands by filing date | |
| CYTORI THERAPEUTICS INC | 23283K402 | COM PAR | 1,480 | $2,000 | thousands by filing date | |
| DDR CORP | 23317H854 | COM | 200 | $2,000 | thousands by filing date | |
| DROPBOX INC - CLASS A | G4027R104 | COM | 401 | $2,000 | thousands by filing date | |
| NUVECTRA CORP | 67075N108 | COM | 100 | $2,000 | thousands by filing date | |
| SAEXPLORATION HLDGS INC | 78636X204 | COM NEW | 1,600 | $2,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares C | 02079K107 | COM | 1 | $1,000 | thousands by filing date | call |
| Amazon.com, Inc | 023135106 | COM | 1 | $1,000 | thousands by filing date | call |
| AMPHENOL CORP NEW | 032095101 | COM | 17 | $1,000 | thousands by filing date | |
| Comcast Corp | 20030N101 | COM | 43 | $1,000 | thousands by filing date | |
| Micron Technology,Inc. | 595112103 | COM | 28 | $1,000 | thousands by filing date | put |
| NVIDIA Corp | 67066G104 | COM | 6 | $1,000 | thousands by filing date | put |
| Stryker Corporation | 863667101 | COM | 10 | $1,000 | thousands by filing date | call |
| VANECK ETF TRUST | 92189F676 | COM | 15 | $1,000 | thousands by filing date | put |
| OCCIDENTAL PETE CORP | 674599105 | COM | 16 | $1,000 | thousands by filing date | |
| SAREPTA THERAPEUTICS INC | 803607100 | COM | 25 | $1,000 | thousands by filing date | call |
| SEA LTD | 81141R100 | SPONSORD ADS | 126 | $1,000 | thousands by filing date | call |
| STEEL DYNAMICS INC COM | 858119100 | Stock | 31 | $1,000 | thousands by filing date | |
| KEYSIGHT TECHNOLOGIES INC COM | 49338L103 | Stock | 25 | $1,000 | thousands by filing date | |
| MINERALS TECHNOLOGIES INC COM | 603158106 | Stock | 19 | $1,000 | thousands by filing date | |
| PARKER-HANNIFIN CORP COM | 701094104 | Stock | 9 | $1,000 | thousands by filing date | |
| COHEN & STEERS INC COM | 19247A100 | Stock | 26 | $1,000 | thousands by filing date | |
| AMERICAN AIRLINES GROUP INC COM | 02376R102 | Stock | 30 | $1,000 | thousands by filing date | call |
| PACKAGING CORP AMER COM | 695156109 | Stock | 11 | $1,000 | thousands by filing date | |
| TOLL BROTHERS INC COM | 889478103 | Stock | 40 | $1,000 | thousands by filing date | |
| UNITED NAT FOODS INC COM | 911163103 | Stock | 46 | $1,000 | thousands by filing date | |
| CURTISS WRIGHT CORP COM | 231561101 | Stock | 12 | $1,000 | thousands by filing date | |
| LEAR CORP COM NEW | 521865204 | Stock | 7 | $1,000 | thousands by filing date | |
| HUNTINGTON INGALLS INDS INC COM | 446413106 | Stock | 6 | $1,000 | thousands by filing date | |
| SONY GROUP CORP SPONSORED ADR | 835699307 | ADR | 33 | $1,000 | thousands by filing date | |
| LANDSTAR SYS INC COM | 515098101 | Stock | 11 | $1,000 | thousands by filing date | |
| ULTRA CLEAN HLDGS INC COM | 90385V107 | Stock | 119 | $1,000 | thousands by filing date | |
| SUNCOR ENERGY INC NEW COM | 867224107 | Stock | 30 | $1,000 | thousands by filing date | call |
| BROADRIDGE FINL SOLUTIONS INC COM | 11133T103 | Stock | 12 | $1,000 | thousands by filing date | |
| CHEMOURS CO COM | 163851108 | Stock | 30 | $1,000 | thousands by filing date | |
| CDW CORP COM | 12514G108 | Stock | 22 | $1,000 | thousands by filing date | |
| BROWN & BROWN INC COM | 115236101 | Stock | 58 | $1,000 | thousands by filing date | |
| HEWLETT PACKARD ENTERPRISE CO COM | 42824C109 | Stock | 135 | $1,000 | thousands by filing date | put |
| WESCO INTL INC COM | 95082P105 | Stock | 33 | $1,000 | thousands by filing date | |
| IDEX CORP COM | 45167R104 | Stock | 10 | $1,000 | thousands by filing date | |
| LAUDER ESTEE COS INC CL A | 518439104 | Stock | 9 | $1,000 | thousands by filing date | put |
| TRINET GROUP INC COM | 896288107 | Stock | 27 | $1,000 | thousands by filing date | |
| JONES LANG LASALLE INC COM | 48020Q107 | Stock | 10 | $1,000 | thousands by filing date | |
| POOL CORP COM | 73278L105 | Stock | 10 | $1,000 | thousands by filing date | put |
| NUVEEN SELECT TAX-FREE INCOM | 67062F100 | SH BEN INT | 90 | $1,000 | thousands by filing date | |
| CAPITAL SOUTHWEST CORP | 140501107 | COM | 90 | $1,000 | thousands by filing date | |
| ARCHROCK INC | 03957W106 | COM | 120 | $1,000 | thousands by filing date | |
| PIMCO INCOME STRATEGY FD II | 72201J104 | COM | 135 | $1,000 | thousands by filing date | |
| HENRY JACK & ASSOC INC | 426281101 | COM | 11 | $1,000 | thousands by filing date | |
| UNITED STATES STL CORP NEW | 912909108 | COM | 42 | $1,000 | thousands by filing date | |
| WESTERN ASSET MANAGED MUNS F | 95766M105 | COM | 135 | $1,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y704 | INDL | 25 | $1,000 | thousands by filing date | call |
| INNOSPEC INC | 45768S105 | COM | 25 | $1,000 | thousands by filing date | |
| INTERFACE INC | 458665304 | COM | 62 | $1,000 | thousands by filing date | |
| ARGAN INC | 04010E109 | COM | 35 | $1,000 | thousands by filing date | |
| PAPA JOHNS INTL INC | 698813102 | COM | 25 | $1,000 | thousands by filing date | call |
| PAR PAC HOLDINGS INC | 69888T207 | COM NEW | 84 | $1,000 | thousands by filing date | |
| SHAKE SHACK INC | 819047101 | CL A | 26 | $1,000 | thousands by filing date | |
| CERUS CORP | 157085101 | COM | 168 | $1,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS FD IN | 09253N104 | COM | 90 | $1,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD QUALITY | 09254E103 | COM | 135 | $1,000 | thousands by filing date | |
| STOCK YDS BANCORP INC | 861025104 | COM | 45 | $1,000 | thousands by filing date | |
| PROSPERITY BANCSHARES INC | 743606105 | COM | 22 | $1,000 | thousands by filing date | |
| HEICO CORP NEW | 422806208 | CL A | 31 | $1,000 | thousands by filing date | |
| REGAL REXNORD CORPORATION | 758750103 | COM | 18 | $1,000 | thousands by filing date | |
| CRANE CO | 224399105 | COM | 18 | $1,000 | thousands by filing date | |
| WESTERN ASSET HIGH YIELD DEF | 95768B107 | COM | 90 | $1,000 | thousands by filing date | |
| FOOT LOCKER INC | 344849104 | COM | 30 | $1,000 | thousands by filing date | put |
| GLOBAL BLOOD THERAPEUTICS USD | 37890U108 | COM | 24 | $1,000 | thousands by filing date | put |
| HESS CORP | 42809H107 | COM | 22 | $1,000 | thousands by filing date | |
| BLACKROCK INVESTMENT QUALITY M | 09247D105 | COM | 90 | $1,000 | thousands by filing date | |
| BLACKROCK LONG-TERM MUNCIPAL A | 09250B103 | COM | 90 | $1,000 | thousands by filing date | |
| BLACKROCK MUNIVEST FUND | 09253R105 | COM | 225 | $1,000 | thousands by filing date | |
| BLACKROCK MUNIVEST FUND II | 09253T101 | COM | 90 | $1,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS QUALITY | 09254C107 | COM | 90 | $1,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD QUALITY FU | 09254F100 | COM | 135 | $1,000 | thousands by filing date | |
| BLACKROCK MUNIYEILD QUALITY FU | 09254G108 | COM | 135 | $1,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS INVESTM | 09254P108 | COM | 135 | $1,000 | thousands by filing date | |
| JUNIPER NETWORKS INC | 48203R104 | COM | 54 | $1,000 | thousands by filing date | |
| NUVEEN CALIFORNIA AMT-FREE MUN | 670651108 | COM | 90 | $1,000 | thousands by filing date | |
| NUVEEN INTERMEDIATE DURATION M | 670671106 | COM | 135 | $1,000 | thousands by filing date | |
| SCHWEITZER-MAUDUIT INTL INC | 808541106 | COM | 33 | $1,000 | thousands by filing date | |
| ANSYS INC COM | 03662Q105 | COM | 8 | $1,000 | thousands by filing date | |
| NUVEEN SENIOR INCOME FUND | 67067Y104 | COM | 180 | $1,000 | thousands by filing date | |
| NUVEEN ENHANCED MUNICIPAL VALU | 67074M101 | COM | 90 | $1,000 | thousands by filing date | |
| PIMCO CALIFORNIA MUNICIPAL INC | 72200M108 | COM | 180 | $1,000 | thousands by filing date | |
| PIMCO CALIFORNIA MUNICIPAL INC | 72201C109 | COM | 180 | $1,000 | thousands by filing date | |
| BLACKROCK MUNICIPAL INCOME QUA | 092479104 | COM | 135 | $1,000 | thousands by filing date | |
| TWITTER INC | 90184L102 | COM | 25 | $1,000 | thousands by filing date | call |
| BLACKROCK MUNI INCOME TR II | 09249N101 | COM | 135 | $1,000 | thousands by filing date | |
| WESTERN ASSET MUN PARTNERS F | 95766P108 | COM | 90 | $1,000 | thousands by filing date | |
| ALLIANZGI CONV INCOME FD II | 018825109 | COM | 225 | $1,000 | thousands by filing date | |
| NUVEEN SELECT TAX FREE INCOM | 67063C106 | SH BEN INT | 90 | $1,000 | thousands by filing date | |
| NUVEEN SELECT TAX FREE INCOM | 67063X100 | SH BEN INT | 90 | $1,000 | thousands by filing date | |
| DOMTAR CORP | 257559203 | COM NEW | 31 | $1,000 | thousands by filing date | |
| FEDERATED HERMES PREM MUNI I | 31423P108 | COM | 90 | $1,000 | thousands by filing date | |
| WESTERN ASSET MTG DEFINED OP | 95790B109 | COM | 45 | $1,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS QUALI | 09254A101 | COM | 90 | $1,000 | thousands by filing date | |
| NOBLE ENERGY INC | 655044105 | COM | 39 | $1,000 | thousands by filing date | |
| LIONS GATE ENTMNT CORP | 535919401 | CL A VTG | 48 | $1,000 | thousands by filing date | call |
| PIMCO CALIF MUN INCOME FD | 72200N106 | COM | 90 | $1,000 | thousands by filing date | |
| BLACKROCK N Y MUN INCOME TRU | 09248L106 | SH BEN INT | 90 | $1,000 | thousands by filing date | |
| CANOPY GROWTH CORP | 138035100 | COM | 50 | $1,000 | thousands by filing date | put |
| BLACKROCK MUNIYIELD N J FD I | 09254Y109 | COM | 90 | $1,000 | thousands by filing date | |
| KENNAMETAL INC | 489170100 | COM | 40 | $1,000 | thousands by filing date | |
| BJS RESTAURANTS INC | 09180C106 | COM | 30 | $1,000 | thousands by filing date | |
| FINANCIAL INSTITUTIONS INC | 317585404 | COMMON STOCK | 45 | $1,000 | thousands by filing date | |
| WESTWOOD HOLDINGS GROUP INC | 961765104 | COMMON STOCK | 23 | $1,000 | thousands by filing date | |
| FOSSIL GROUP INC | 34988V106 | COMMON STOCK | 50 | $1,000 | thousands by filing date | call |
| CASS INFORMATION SYSTEMS INC | 14808P109 | COMMON STOCK | 20 | $1,000 | thousands by filing date | |
| HOOKER FURNISHINGS CORPORATI | 439038100 | COM | 37 | $1,000 | thousands by filing date | |
| BlackRock Muniy Michigan | 09254V105 | Fund | 90 | $1,000 | thousands by filing date | |
| NUVEEN NY DIVI ADV | 67066X107 | COM | 90 | $1,000 | thousands by filing date | |
| NUVEEN AMT-FREE MUN VALUE FD | 670695105 | COM | 90 | $1,000 | thousands by filing date | |
| DOWDUPONT INC | 26078J100 | COM | 20 | $1,000 | thousands by filing date | call |
| SCHNITZER STEEL INDUSTRIES INC | 806882106 | CL A | 33 | $1,000 | thousands by filing date | |
| PIMCO INCOME STRATEGY FD | 72201H108 | COM | 135 | $1,000 | thousands by filing date | |
| WESTERN ASSET PREMIER BD FD | 957664105 | SHS BEN INT | 135 | $1,000 | thousands by filing date | |
| WESTERN ASSET HIGH INCOM FD | 95766J102 | COM | 225 | $1,000 | thousands by filing date | |
| NUVEEN VA QUALITY MUN INCOM | 67064R102 | COM | 90 | $1,000 | thousands by filing date | |
| PIMCO GLOBAL STOCKPLUS INCOM | 722011103 | COM | 90 | $1,000 | thousands by filing date | |
| PCM FD INC | 69323T101 | COM | 90 | $1,000 | thousands by filing date | |
| ALLSPRING UTILITIES AND HIGH | 94987E109 | WF UTILITIES INC | 90 | $1,000 | thousands by filing date | |
| EVERI HLDGS INC | 30034T103 | COM | 198 | $1,000 | thousands by filing date | |
| SAMSUNG ELECTRONICS CO., LTD. | 796050888 | Common stock | 1 | $1,000 | thousands by filing date | |
| DREYFUS MUN BD INFRSTRCTR FD | 26203D101 | SHS | 90 | $1,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001742998-18-000003 | this filing | 2018-07-18 | acceptance time not in the bulk data set |