13F-HR/A filed by Quad-Cities Investment Group, LLC
Quad-Cities Investment Group, LLC filed this 13F-HR/A for the quarter ended 2019-09-30, filed 2019-10-29, with 864 holding rows worth $118,416,000.
- Accession
- 0001741426-19-000006
- Filer
- CIK 1741426
- Filed
- 2019-10-29
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2019
A holdings report, amendment of type restatement, 5,536 entries on the cover page, a total value of $118,416,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $118,416,000 with VALUE read as thousands by filing date, 13F file number 028-18795. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| iShares S&P Mid-Cap 400 Value ETF | 464287705 | SHS | 116 | $18,000 | thousands by filing date | |
| Qualcomm Incorporated | 747525103 | COM | 235 | $18,000 | thousands by filing date | |
| Vanguard Mid-Cap ETF | 922908629 | SHS | 105 | $18,000 | thousands by filing date | |
| BANK OF NY MELLON CORP COM | 064058100 | Stock | 407 | $18,000 | thousands by filing date | |
| INTERNATIONAL FLAVORS&FRAGRANC COM | 459506101 | Stock | 150 | $18,000 | thousands by filing date | |
| DOMINION ENERGY INC COM | 25746U109 | Stock | 222 | $18,000 | thousands by filing date | |
| KRAFT HEINZ CO COM | 500754106 | Stock | 615 | $18,000 | thousands by filing date | |
| TARGET CORP COM | 87612E106 | Stock | 166 | $18,000 | thousands by filing date | |
| TWO HARBORS INVESTMENT CORP | 90187B408 | COM NEW | 1,337 | $18,000 | thousands by filing date | |
| HILLENBRAND INC | 431571108 | COM | 600 | $18,000 | thousands by filing date | |
| WESTERN ASSET HIGH INCOM FD | 95766J102 | COM | 2,651 | $18,000 | thousands by filing date | |
| iShares MSCI EAFE Value ETF | 464288877 | SHS | 368 | $17,000 | thousands by filing date | |
| NVIDIA Corp | 67066G104 | COM | 100 | $17,000 | thousands by filing date | |
| Real Estate Select Sector SPDR Fund | 81369Y860 | SHS | 434 | $17,000 | thousands by filing date | |
| XCELENERGY INC | 98389B100 | COM | 266 | $17,000 | thousands by filing date | |
| ONE GAS INC COM | 68235P108 | Stock | 181 | $17,000 | thousands by filing date | |
| FIDELITY MERRIMACK STR TR | 316188309 | TOTAL BD ETF | 335 | $17,000 | thousands by filing date | |
| FIRST TR SML CP CORE ALPHA F | 33734Y109 | COM SHS | 287 | $17,000 | thousands by filing date | |
| GEO GROUP INC NEW | 36162J106 | COM | 964 | $17,000 | thousands by filing date | |
| GABELLI MULTIMEDIA TR INC | 36239Q109 | COM | 2,100 | $17,000 | thousands by filing date | |
| DEUTSCHE TELEKOM AG SPONSORED | 251566105 | COM | 1,000 | $17,000 | thousands by filing date | |
| VIRTUS STONE HBR EMRG MKTS I | 86164T107 | COM | 1,238 | $17,000 | thousands by filing date | |
| VIRTUS GLOBAL MULTI-SECTOR I | 92829B101 | COM | 1,314 | $17,000 | thousands by filing date | |
| Eli Lilly and Company | 532457108 | COM | 145 | $16,000 | thousands by filing date | |
| iShares MBS ETF | 464288588 | SHS | 149 | $16,000 | thousands by filing date | |
| Progressive Corporation | 743315103 | COM | 212 | $16,000 | thousands by filing date | |
| Texas Instruments Incorporated | 882508104 | COM | 123 | $16,000 | thousands by filing date | |
| EPR PPTYS COM SH BEN INT | 26884U109 | REIT | 200 | $16,000 | thousands by filing date | |
| UDR INC COM | 902653104 | REIT | 339 | $16,000 | thousands by filing date | |
| ALCON AG ORD SHS | H01301128 | Stock | 275 | $16,000 | thousands by filing date | |
| MARATHON PETE CORP COM | 56585A102 | Stock | 260 | $16,000 | thousands by filing date | |
| SUBURBAN PROPANE PARTNERS L.P. | 864482104 | COM | 700 | $16,000 | thousands by filing date | |
| BUCKEYE PARTNERS LP (BPL) | 118230101 | UNIT LTD PARTN | 400 | $16,000 | thousands by filing date | |
| Energy Select Sector SPDR Fund | 81369Y506 | SHS | 250 | $15,000 | thousands by filing date | |
| Vanguard FTSE All-World ex-US ETF | 922042775 | SHS | 298 | $15,000 | thousands by filing date | |
| Vanguard FTSE Developed Markets ETF | 921943858 | SHS | 380 | $15,000 | thousands by filing date | |
| ISHARES MSCI EAFE SMALL-CAP ETF | 464288273 | ETF | 257 | $15,000 | thousands by filing date | |
| GLOBUS MED INC CL A | 379577208 | Stock | 300 | $15,000 | thousands by filing date | |
| LINCOLN NATL CORP IND COM | 534187109 | Stock | 250 | $15,000 | thousands by filing date | |
| AGCO CORP | 001084102 | COM | 200 | $15,000 | thousands by filing date | |
| EATON VANCE NATIONAL MUNICIPAL | 27829L105 | COM SHS | 674 | $15,000 | thousands by filing date | |
| PEOPLE'S UNITED FINANCIAL INC | 712704105 | COM | 945 | $15,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L886 | ULTR SHO INC FD | 200 | $15,000 | thousands by filing date | |
| Advanced Micro Devices,Inc. | 007903107 | COM | 500 | $14,000 | thousands by filing date | |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 100 | $14,000 | thousands by filing date | |
| GLOBAL PARTNERS LP | 37946R109 | COM UNITS | 700 | $14,000 | thousands by filing date | |
| IPG PHOTONICS CORP | 44980X109 | COM | 100 | $14,000 | thousands by filing date | |
| WESTERN ASSET MUN PARTNERS F | 95766P108 | COM | 932 | $14,000 | thousands by filing date | |
| HIGH INCOME SECS FD | 42968F108 | SHS BEN INT | 1,667 | $14,000 | thousands by filing date | |
| INVESCO EXCH TRD SLF IDX FD | 46138J700 | BULSHS 2021 CB | 650 | $14,000 | thousands by filing date | |
| KIMBELL RTY PARTNERS LP | 49435R102 | UNIT | 1,000 | $14,000 | thousands by filing date | |
| iShares Gold Trust | 464285105 | ISHARES | 1,000 | $14,000 | thousands by filing date | |
| INVESCO | 46138J882 | EXCHANGE TRADED | 650 | $14,000 | thousands by filing date | |
| GABELLI GO ANYWHERE TRUST | 36250J109 | MUTUAL FUNDS | 900 | $14,000 | thousands by filing date | |
| iShares Russell 2000 ETF | 464287655 | SHS | 88 | $13,000 | thousands by filing date | |
| iShares S&P Small-Cap 600 Value ETF | 464287879 | SHS | 87 | $13,000 | thousands by filing date | |
| iShares U.S. Financials ETF | 464287788 | SHS | 100 | $13,000 | thousands by filing date | |
| GLOBAL NET LEASE INC COM NEW | 379378201 | REIT | 674 | $13,000 | thousands by filing date | |
| NUVEEN SELECT TAX-FREE INCOM | 67062F100 | SH BEN INT | 800 | $13,000 | thousands by filing date | |
| FIRST TR NAS100 EQ WEIGHTED | 337344105 | SHS | 201 | $13,000 | thousands by filing date | |
| VIRTUS TOTAL RETURN FUND INC | 92835W107 | COM | 1,263 | $13,000 | thousands by filing date | |
| ISHARES INC | 464286210 | EURO HIGH YIELD | 268 | $13,000 | thousands by filing date | |
| ISTAR INC | 45031U101 | COMMON STOCK | 1,008 | $13,000 | thousands by filing date | |
| Cigna Corporation | 125523100 | COM | 78 | $12,000 | thousands by filing date | |
| Vanguard Short-Term Bond ETF | 921937827 | SHS | 147 | $12,000 | thousands by filing date | |
| ALCOA CORP COM | 013872106 | Stock | 646 | $12,000 | thousands by filing date | |
| DELL TECHNOLOGIES INC CL C | 24703L202 | Stock | 239 | $12,000 | thousands by filing date | |
| SABRA HEALTH CARE REIT INC COM | 78573L106 | REIT | 512 | $12,000 | thousands by filing date | |
| AMERICAN WTR WKS CO INC NEW COM | 030420103 | Stock | 101 | $12,000 | thousands by filing date | |
| AGILENT TECHNOLOGIES INC COM | 00846U101 | Stock | 152 | $12,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X184 | UTILITIES ALPH | 400 | $12,000 | thousands by filing date | |
| NEW MTN FIN CORP | 647551100 | COM | 900 | $12,000 | thousands by filing date | |
| WESTERN ASSET GLOBAL HIGH INCO | 95766B109 | COM | 1,212 | $12,000 | thousands by filing date | |
| VECTOR GROUP LTD | 92240M108 | COM | 929 | $12,000 | thousands by filing date | |
| MARVELL TECHNOLOGY GROUP LTD | G5876H105 | ORD | 500 | $12,000 | thousands by filing date | |
| ARCONIC INC | 03965L100 | COM | 441 | $12,000 | thousands by filing date | |
| INVESCO DORSEY WRIGHT BASIC MATERIALS MOMENTUMETF | 46137V704 | ETF | 200 | $12,000 | thousands by filing date | |
| NXP SEMICONDUCTORS N V COM | N6596X109 | Stock | 101 | $11,000 | thousands by filing date | |
| DXC TECHNOLOGY CO COM | 23355L106 | Stock | 372 | $11,000 | thousands by filing date | |
| READY CAPITAL CORP | 75574U101 | COM | 662 | $11,000 | thousands by filing date | |
| GDL FD | 361570104 | COM SH BEN IT | 1,250 | $11,000 | thousands by filing date | |
| NGL ENERGY PARTNERS LP | 62913M107 | COM UNIT REPST | 800 | $11,000 | thousands by filing date | |
| DYNEX CAP INC | 26817Q886 | COM | 799 | $11,000 | thousands by filing date | |
| ABERDEEN INCOME CR STRATEGIE | 003057106 | COM | 901 | $11,000 | thousands by filing date | |
| WESTERN ASSET INTER MUNI FD | 958435109 | COM | 1,157 | $11,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J158 | JAPAN ALPHADEX | 225 | $11,000 | thousands by filing date | |
| INVESCO RAFI DEVELOPED MARKETS EX-U.S. SMALL-MID ETF | 46138E735 | ETF | 370 | $11,000 | thousands by filing date | |
| GUGGENHEIM TAXABLE MUNICP BO | 401664107 | COM | 450 | $11,000 | thousands by filing date | |
| CONSOL COAL RESOURCES LP | 20855T100 | COM UNIT | 800 | $11,000 | thousands by filing date | |
| Charles Schwab Corp | 808513105 | COM | 235 | $10,000 | thousands by filing date | |
| iShares 0-5 Year High Yield Corporate Bond ETF | 46434V407 | COM | 218 | $10,000 | thousands by filing date | |
| Morgan Stanley | 617446448 | COM | 231 | $10,000 | thousands by filing date | |
| PAYPALHLDGSINC | 70450Y103 | STOK | 100 | $10,000 | thousands by filing date | |
| WHEATON PRECIOUS METALS CORP COM | 962879102 | Stock | 365 | $10,000 | thousands by filing date | |
| HALLIBURTON CO COM | 406216101 | Stock | 506 | $10,000 | thousands by filing date | |
| V F CORP COM | 918204108 | Stock | 109 | $10,000 | thousands by filing date | |
| VOYA EMERGING MKTS HIGH DIVI | 92912P108 | COM | 1,400 | $10,000 | thousands by filing date | |
| STONECO LTD | G85158106 | COM CL A | 300 | $10,000 | thousands by filing date | |
| EATON VANCE FLOATING-RATE INCO | 278279104 | COM | 750 | $10,000 | thousands by filing date | |
| AVANGRID INC | 05351W103 | COM | 200 | $10,000 | thousands by filing date | |
| NEXPOINT DIVERSIFIED REAL ESTA | 65340G205 | COM NEW | 500 | $10,000 | thousands by filing date | |
| FS KKR CAPITAL CORP | 302635107 | COM | 1,641 | $10,000 | thousands by filing date | |
| INVESCO BULLETSHARES 2020 CORP | 46138J502 | BULSHS 2020 CB | 450 | $10,000 | thousands by filing date | |
| Sandstorm Gold Ltd | 80013R206 | Common Stock | 1,725 | $10,000 | thousands by filing date | |
| BLACK KNIGHT INC COM | 09215C105 | Stock | 166 | $10,000 | thousands by filing date | |
| HOEGH LNG PARTNERS LP | Y3262R100 | COM UNIT LTD | 632 | $10,000 | thousands by filing date | |
| CHANTICLEER HLDGS INCORPORATED UNIT EXP 122923 | 15930P701 | COM | 1,000 | $10,000 | thousands by filing date | |
| PPL CORP COM | 69351T106 | Stock | 276 | $9,000 | thousands by filing date | |
| TPG RE FIN TR INC COM | 87266M107 | REIT | 436 | $9,000 | thousands by filing date | |
| COLGATE PALMOLIVE CO COM | 194162103 | Stock | 126 | $9,000 | thousands by filing date | |
| VODAFONE GROUP PLC SPONSORED ADR | 92857W308 | ADR | 468 | $9,000 | thousands by filing date | |
| AMEREN CORP COM | 023608102 | Stock | 117 | $9,000 | thousands by filing date | |
| DISCOVER FINL SVCS | 254709108 | COM | 107 | $9,000 | thousands by filing date | |
| KELLANOVA | 487836108 | COM | 147 | $9,000 | thousands by filing date | |
| NUVEEN FLOATING RATE INCOME | 67072T108 | COM | 896 | $9,000 | thousands by filing date | |
| EATON VANCE TAX ADVT DIV INC | 27828G107 | COM | 350 | $9,000 | thousands by filing date | |
| USA COMPRESSION PARTNERS LP | 90290N109 | COM UNIT LTDPAR | 600 | $9,000 | thousands by filing date | |
| GOLUB CAP BDC INC | 38173M102 | COM | 500 | $9,000 | thousands by filing date | |
| DCP MIDSTREAM LP | 23311P100 | COM UT LTD PTN | 300 | $9,000 | thousands by filing date | |
| NUVEEN TAX-ADVANTAGED DIVID | 67073G105 | COM | 510 | $9,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739P707 | RIVR FRNT DYN | 157 | $9,000 | thousands by filing date | |
| CBS CORP NEW | 124857202 | CL B | 243 | $9,000 | thousands by filing date | |
| MORGAN STANLEY CHINA A SH FD | 617468103 | COM | 438 | $9,000 | thousands by filing date | |
| SHIP FINANCE INTL LTD | G81075106 | SHS | 600 | $9,000 | thousands by filing date | |
| Delek Logistics Partners LP | 24664T103 | Com | 300 | $9,000 | thousands by filing date | |
| CSI COMPRESSCO LP | 12637A103 | COM UNIT | 2,967 | $9,000 | thousands by filing date | |
| NuStar Energy LP | 67058H201 | COM | 400 | $9,000 | thousands by filing date | |
| iShares iBoxx Inv Grade Corporate Bond ETF | 464287242 | SHS | 62 | $8,000 | thousands by filing date | |
| VWO | 922042858 | SHS | 196 | $8,000 | thousands by filing date | |
| WESTERN DIGITAL CORP | 958102105 | COM | 135 | $8,000 | thousands by filing date | |
| FIFTH THIRD BANCORP COM | 316773100 | Stock | 281 | $8,000 | thousands by filing date | |
| FRANCO NEV CORP COM | 351858105 | Stock | 93 | $8,000 | thousands by filing date | |
| SUNCOR ENERGY INC NEW COM | 867224107 | Stock | 246 | $8,000 | thousands by filing date | |
| NUTRIEN LTD COM | 67077M108 | Stock | 152 | $8,000 | thousands by filing date | |
| RAYMOND JAMES FINL INC COM | 754730109 | Stock | 100 | $8,000 | thousands by filing date | |
| SKYWORKS SOLUTIONS INC COM | 83088M102 | Stock | 102 | $8,000 | thousands by filing date | |
| LAMAR ADVERTISING CO CL A | 512816109 | REIT | 100 | $8,000 | thousands by filing date | |
| CARNIVAL CORP COMMON STOCK | 143658300 | Stock | 200 | $8,000 | thousands by filing date | |
| VANGUARD WORLD FD | 92204A405 | FINANCIALS ETF | 115 | $8,000 | thousands by filing date | |
| ELLINGTON FINANCIAL INC | 28852N109 | COM | 400 | $8,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V142 | WATER RES ETF | 211 | $8,000 | thousands by filing date | |
| WESTERN ASSET HIGH YIELD DEF | 95768B107 | COM | 530 | $8,000 | thousands by filing date | |
| EATON VANCE RISK-MANAGED DIVSF | 27829G106 | COM | 800 | $8,000 | thousands by filing date | |
| CENTURYLINK INC | 156700106 | COM | 675 | $8,000 | thousands by filing date | |
| CAPITALA FIN CORP | 14054R106 | COM | 1,000 | $8,000 | thousands by filing date | |
| DUFF & PHELPS | 26432K108 | EXCHANGE TRADED | 900 | $8,000 | thousands by filing date | |
| TEEKAY LNG PARTNERS L P | Y8564M105 | PRTNRSP UNITS | 600 | $8,000 | thousands by filing date | |
| GREEN PLAINS PARTNERS LP | 393221106 | COM | 600 | $8,000 | thousands by filing date | |
| GOLAR LNG PARTNERS LP | Y2745C102 | COM UNITS LPI | 800 | $8,000 | thousands by filing date | |
| ISHARES TR | 46432FBC0 | IBONDS MAR20 ETF | 300 | $8,000 | thousands by filing date | |
| Medtronic Plc | G5960L103 | COM | 61 | $7,000 | thousands by filing date | |
| KEYSIGHT TECHNOLOGIES INC COM | 49338L103 | Stock | 76 | $7,000 | thousands by filing date | |
| NUCOR CORP COM | 670346105 | Stock | 132 | $7,000 | thousands by filing date | |
| FORTIVE CORP COM | 34959J108 | Stock | 103 | $7,000 | thousands by filing date | |
| ISHARES TR | 464288661 | 3 7 YR TREAS BD | 55 | $7,000 | thousands by filing date | |
| NUVEEN REAL ASSET INCOME AND G | 67074Y105 | COM | 375 | $7,000 | thousands by filing date | |
| BARRICK GOLD CORP | 067901108 | COM | 400 | $7,000 | thousands by filing date | |
| NUVEEN DIVERSIFIED DIVID & I | 6706EP105 | COM | 600 | $7,000 | thousands by filing date | |
| Abrdn Emerging Markets | 00301W105 | COM | 980 | $7,000 | thousands by filing date | |
| CATO CORP NEW | 149205106 | CL A | 400 | $7,000 | thousands by filing date | |
| SPIRIT MTA REIT | 84861U105 | COM SHS BEN IN | 700 | $7,000 | thousands by filing date | |
| WESTERN ASSET MTG CAP CORP | 95790D105 | COM | 700 | $7,000 | thousands by filing date | |
| Accelerate Diagnostics | 00430H102 | COM | 400 | $7,000 | thousands by filing date | |
| Ishares Ibonds Dec | 46434VAU4 | ETF | 275 | $7,000 | thousands by filing date | |
| DIREXION SHS ETF TR ZACKS MLP | 25459y298 | INDX FD | 500 | $7,000 | thousands by filing date | |
| CROWDSTRIKE HLDGS INC | 22788C105 | COM | 100 | $6,000 | thousands by filing date | |
| Vanguard Growth | 922908736 | COM | 38 | $6,000 | thousands by filing date | |
| TAKEDA PHARMACEUTICAL CO LTD SPONSORED ADS | 874060205 | ADR | 378 | $6,000 | thousands by filing date | |
| AES CORP COM | 00130H105 | Stock | 372 | $6,000 | thousands by filing date | |
| ARTISAN PARTNERS ASSET MGMT I CL A | 04316A108 | Stock | 200 | $6,000 | thousands by filing date | |
| VANGUARD TAX-EXEMPT BOND ETF | 922907746 | ETF | 107 | $6,000 | thousands by filing date | |
| ARQ INC | 00770C101 | COM | 400 | $6,000 | thousands by filing date | |
| OAKTREE SPECIALTY LENDING CORP | 67401P108 | COM | 1,080 | $6,000 | thousands by filing date | |
| NUSTAR ENERGY LP | 67058H102 | UNIT COM | 200 | $6,000 | thousands by filing date | |
| PATTERN ENERGY GROUP INC | 70338P100 | CL A | 200 | $6,000 | thousands by filing date | |
| ALLERGAN PLC | G0177J108 | SHS | 35 | $6,000 | thousands by filing date | |
| FARMLAND PARTNERS INC | 31154R109 | REIT | 900 | $6,000 | thousands by filing date | |
| DORCHESTER MINERALS L P | 25820R105 | COM UNIT | 300 | $6,000 | thousands by filing date | |
| MV OIL TR | 553859109 | TR UNITS | 700 | $6,000 | thousands by filing date | |
| NAVISTAR INTERNATIONAL | 63934E108 | COMMON STOCK | 200 | $6,000 | thousands by filing date | |
| VIPER | 92763M105 | COMMON STOCK | 200 | $6,000 | thousands by filing date | |
| ALTABA INC | 021346101 | COM | 300 | $6,000 | thousands by filing date | |
| WESTERN ASSET MUN DEF OPP TR | 95768A109 | COM | 261 | $6,000 | thousands by filing date | |
| CAPITAL CLEAN ENERGY CARRIERS COM | Y11082206 | Stock | 549 | $6,000 | thousands by filing date | |
| Cannae Holdings, Inc. | 13765N107 | Common Stock, $0.0001 par value | 168 | $5,000 | thousands by filing date | |
| CAPITAL ONE FINL CORP | 14040H105 | COM | 50 | $5,000 | thousands by filing date | |
| Prologis,Inc. | 74340W103 | COM | 62 | $5,000 | thousands by filing date | |
| ISHARES TR | 464288513 | IBOXX HI YD ETF | 56 | $5,000 | thousands by filing date | |
| KITE REALTY GROUP TRUST COM NEW | 49803T300 | REIT | 305 | $5,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E784 | EMRNG MKT SVRG | 176 | $5,000 | thousands by filing date | |
| VOYA GLBL EQTY DIV & PREM OP | 92912T100 | COM | 891 | $5,000 | thousands by filing date | |
| CHENIERE ENERGY PARTNERS L P | 16411Q101 | COM UNIT | 100 | $5,000 | thousands by filing date | |
| CROSSAMERICA PARTNERS LP | 22758A105 | UT LTD PTN INT | 300 | $5,000 | thousands by filing date | |
| WHITEHORSE FINANCE INC | 96524V106 | COM | 400 | $5,000 | thousands by filing date | |
| ELLSWORTH GROWTH AND INCOME FU | 289074106 | COM | 507 | $5,000 | thousands by filing date | |
| OFS CAPITAL CORP | 67103B100 | COM | 500 | $5,000 | thousands by filing date | |
| ARMOUR RESIDENTIAL REIT INC | 042315507 | COM NEW | 300 | $5,000 | thousands by filing date | |
| TRIPLEPOINT VENTR GRW BDC CORP | 89677Y100 | COM | 300 | $5,000 | thousands by filing date | |
| PERSPECTA INC | 715347100 | COM | 186 | $5,000 | thousands by filing date | |
| QUAD / GRAPHICS INC | 747301109 | COM CL A | 500 | $5,000 | thousands by filing date | |
| RADNET INC | 750491102 | COM | 350 | $5,000 | thousands by filing date | |
| MESABI TR | 590672101 | CTF BEN INT | 200 | $5,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E875 | DORSEY WRGT DVLP | 200 | $5,000 | thousands by filing date | |
| APERGY CORP | 03755L104 | COM | 200 | $5,000 | thousands by filing date | |
| ELLINGTON CREDIT COMPANY | 288578107 | COM SHS BEN INT | 500 | $5,000 | thousands by filing date | |
| BP PRUDHOE BAY RTY TR | 055630107 | TRUS | 500 | $5,000 | thousands by filing date | |
| CORENERGY INFRASTRUCTURE TR | 21870U502 | TRUS | 100 | $5,000 | thousands by filing date | |
| AG MTG INVT TR INC | 001228105 | COM | 300 | $5,000 | thousands by filing date | |
| BLACKSTONE MORTGAGE TRUST INC COM CL A | 09257W100 | REIT | 100 | $4,000 | thousands by filing date | |
| BROADRIDGE FINL SOLUTIONS INC COM | 11133T103 | Stock | 32 | $4,000 | thousands by filing date | |
| CLEARWAY ENERGY INC CL C | 18539C204 | Stock | 200 | $4,000 | thousands by filing date | |
| GAMING & LEISURE P COM | 36467J108 | REIT | 100 | $4,000 | thousands by filing date | |
| PENNYMAC MTG INVT TR COM | 70931T103 | REIT | 200 | $4,000 | thousands by filing date | |
| KNOWLES CORP COM | 49926D109 | Stock | 200 | $4,000 | thousands by filing date | |
| SNAP INC | 83304A106 | CL A | 200 | $4,000 | thousands by filing date | |
| CHERRY HILL MTG INVT CORP | 164651101 | COM | 300 | $4,000 | thousands by filing date | |
| STITCH FIX INC | 860897107 | COM CL A | 200 | $4,000 | thousands by filing date | |
| ISHARES TR | 464287713 | US TELECOM ETF | 140 | $4,000 | thousands by filing date | |
| INVESCO MORTGAGE CAPITAL INC | 46131B100 | COM | 200 | $4,000 | thousands by filing date | |
| OXFORD SQUARE CAP CORP | 69181V107 | COM | 700 | $4,000 | thousands by filing date | |
| PBF LOGISTICS LP | 69318Q104 | UNIT LTD PTNR | 200 | $4,000 | thousands by filing date | |
| THL CREDIT INC | 872438106 | COM | 500 | $4,000 | thousands by filing date | |
| INVESTCORP CR MGMT BDC INC | 46090R104 | COM | 700 | $4,000 | thousands by filing date | |
| DUFF & PHELPS SLT ENGY AND M | 26433F108 | COM | 1,000 | $4,000 | thousands by filing date | |
| WESTERN ASST INFLTN LKD INM | 95766Q106 | COM SH BEN INT | 320 | $4,000 | thousands by filing date | |
| KNOT OFFSHORE PARTNERS LP | Y48125101 | COM UNITS | 200 | $4,000 | thousands by filing date | |
| FTAI AVIATION LTD | 34960P101 | COM | 200 | $4,000 | thousands by filing date | |
| ARLINGTON ASSET INVST CORP | 041356205 | CL A NEW | 800 | $4,000 | thousands by filing date | |
| PLYMOUTH INDL REIT INC COM | 729640102 | REIT | 200 | $4,000 | thousands by filing date | |
| USD PARTNERS LP LP | 903318103 | STOK | 400 | $4,000 | thousands by filing date | |
| BLUEKNIGHT ENERGY PARTNERS LP SER A PFD | 09625U208 | PREFERRED | 750 | $4,000 | thousands by filing date | |
| CYPRESS ENVIRONMENTL PARTNR | 232751107 | LTD PARTNER INT | 400 | $4,000 | thousands by filing date | |
| CHANTICLEER HLDGS INC | 15930P800 | COM | 6,513 | $4,000 | thousands by filing date | |
| WASHINGTON PRIME GROUP INC | 93964W207 | PREFERRED STOCK | 200 | $4,000 | thousands by filing date | |
| Ashford Hospitality Trust Inc 7.5 Cum Conv Perp Red Pfd Registered Shs Series I | 044103885 | Preferred Stock | 200 | $4,000 | thousands by filing date | |
| Analog Devices,Inc. | 032654105 | COM | 29 | $3,000 | thousands by filing date | |
| KEURIG DR PEPPER INC COM | 49271V100 | Stock | 100 | $3,000 | thousands by filing date | |
| ULTA BEAUTY INC COM | 90384S303 | Stock | 10 | $3,000 | thousands by filing date | |
| BAKER HUGHES COMPANY CL A | 05722G100 | Stock | 115 | $3,000 | thousands by filing date | |
| NUVEEN PFD & INCOME OPPORTUN | 67073B106 | COM | 334 | $3,000 | thousands by filing date | |
| INVESCO DB MULTI-SECTOR COMM | 46140H106 | AGRICULTURE FD | 202 | $3,000 | thousands by filing date | |
| HERCULES CAPITAL INC | 427096508 | COM | 300 | $3,000 | thousands by filing date | |
| CARLYLE SECURED LENDING INC | 872280102 | COM | 200 | $3,000 | thousands by filing date | |
| SERVICE PPTYS TR | 81761L102 | COM SH BEN INT | 100 | $3,000 | thousands by filing date | |
| JUNIPER NETWORKS INC | 48203R104 | COM | 111 | $3,000 | thousands by filing date | |
| FIRST TRUST ENERGY INFRASTRUCT | 33738C103 | COM | 156 | $3,000 | thousands by filing date | |
| BLACKROCK CAP INVT CORP | 092533108 | COM | 400 | $3,000 | thousands by filing date | |
| OUTFRONT MEDIA INC | 69007J106 | COM | 100 | $3,000 | thousands by filing date | |
| GARRISON CAP INC | 366554103 | COM | 600 | $3,000 | thousands by filing date | |
| COLONY CR REAL ESTATE INC | 19625T101 | COM CL A | 200 | $3,000 | thousands by filing date | |
| COSAN LTD | G25343107 | SHS A | 200 | $3,000 | thousands by filing date | |
| CDK GLOBAL INC | 12508E101 | COM | 70 | $3,000 | thousands by filing date | |
| CONSOLIDATED COMMUNICATIONS | 209034107 | COM | 534 | $3,000 | thousands by filing date | |
| VIACOM INC | 92553P201 | CL B | 108 | $3,000 | thousands by filing date | |
| SEMGROUP CORP | 81663A105 | CL A | 200 | $3,000 | thousands by filing date | |
| DIAMOND S SHIPPING INC COM | Y20676105 | COM | 308 | $3,000 | thousands by filing date | |
| GABELLI GLOBAL SMALL & MID C | 36249W104 | COM | 220 | $3,000 | thousands by filing date | |
| NEW SR INVT GROUP INC | 648691103 | COM | 400 | $3,000 | thousands by filing date | |
| NAVIOS MARITIME ACQUIS CORP | Y62159143 | SHS | 600 | $3,000 | thousands by filing date | |
| ISTAR INC. 8 PFD | 45031U408 | PREFERRED STOCK | 100 | $3,000 | thousands by filing date | |
| ETFIS SER TR I | 26923G103 | INFRAC ACT MLP | 900 | $3,000 | thousands by filing date | |
| ANWORTH MORTGAGE ASSET CORPORAION PFD A 8.625 | 037347200 | REIT/LP | 100 | $3,000 | thousands by filing date | |
| GLADSTONE COMMERCIAL CORPORATIN PFD SER A | 376536207 | REIT/LP | 100 | $3,000 | thousands by filing date | |
| CARDINAL HEALTH INC | 14149Y108 | COM | 36 | $2,000 | thousands by filing date | |
| WABTEC COM | 929740108 | Stock | 23 | $2,000 | thousands by filing date | |
| REGIONS FINANCIAL CORP NEW COM | 7591EP100 | Stock | 100 | $2,000 | thousands by filing date | |
| BLOCK INC CL A | 852234103 | Stock | 25 | $2,000 | thousands by filing date | |
| RIVERNORTH OPPORTUNITIES FD | 76881Y109 | COM | 100 | $2,000 | thousands by filing date | |
| B & G FOODS INC | 05508R106 | COM | 100 | $2,000 | thousands by filing date | |
| NEWTEKONE INC | 652526203 | COM NEW | 100 | $2,000 | thousands by filing date | |
| CENOVUS ENERGY INC | 15135U109 | COM | 209 | $2,000 | thousands by filing date | |
| REDWOOD TRUST INC | 758075402 | COM | 100 | $2,000 | thousands by filing date | |
| UNDER ARMOUR INC | 904311107 | CL A | 145 | $2,000 | thousands by filing date | |
| NEW YORK MORTGAGE TRUST INC | 649604501 | COM PAR $.02 | 300 | $2,000 | thousands by filing date | |
| SPLUNK INC | 848637104 | COM | 15 | $2,000 | thousands by filing date | |
| GASLOG PARTNERS LP | Y2687W108 | UNIT LTD PTNRP | 100 | $2,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A516 | ST INTL BBG ETF | 70 | $2,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R720 | NASDQ ARTFCIAL | 70 | $2,000 | thousands by filing date | |
| TPG SPECIALTY LENDING INC | 87265K102 | COM | 100 | $2,000 | thousands by filing date | |
| MFA FINL INC | 55272X102 | COM | 300 | $2,000 | thousands by filing date | |
| ALCENTRA CAP CORP | 01374T102 | COM | 200 | $2,000 | thousands by filing date | |
| SYMANTEC CORP | 871503108 | COM | 100 | $2,000 | thousands by filing date | |
| COLONY CAPITAL INC | 19626G108 | CL A COM | 274 | $2,000 | thousands by filing date | |
| MANHATTAN BRDG CAP INC | 562803106 | COM | 400 | $2,000 | thousands by filing date | |
| MARTIN MIDSTREAM PRTNRS L P | 573331105 | UNIT L P INT | 700 | $2,000 | thousands by filing date | |
| Rithm Property Trust Inc | 38983D300 | REIT | 100 | $2,000 | thousands by filing date | |
| VOYA INTL HIGH DIVID EQTY IN | 92912Y109 | COM | 200 | $2,000 | thousands by filing date | |
| LYNAS RARE EARTHS LTD SP ADR | 551073307 | COM | 1,000 | $2,000 | thousands by filing date | |
| RECKITT BENCKISER-SPON AD | 756255204 | ADR | 113 | $2,000 | thousands by filing date | |
| HANCOCK JOHN INVT TR | 41013P749 | TAX ADV GLB SH | 200 | $2,000 | thousands by filing date | |
| ORCHID IS CAP INC | 68571X103 | COM | 300 | $2,000 | thousands by filing date | |
| Ngl Energy Partners Lp | 62913M206 | COM | 100 | $2,000 | thousands by filing date | |
| ANWORTH MORTGAGE ASSET CP | 037347101 | COM | 400 | $2,000 | thousands by filing date | |
| CINER RES LP | 172464109 | COM UNIT LTD | 100 | $2,000 | thousands by filing date | |
| GREAT ELM CAP CORP | 390320109 | COM | 200 | $2,000 | thousands by filing date | |
| FALCON MINERALS CORP | 30607B109 | CL A COM | 400 | $2,000 | thousands by filing date | |
| MAN WAH HOLDINGS LIMITED NEW SHS | G5800U107 | COM | 2,500 | $2,000 | thousands by filing date | |
| Vanguard Total Bond Market ETF | 921937835 | SHS | 17 | $1,000 | thousands by filing date | |
| RESIDEO TECHNOLOGIES INC COM | 76118Y104 | Stock | 67 | $1,000 | thousands by filing date | |
| HARLEY DAVIDSON INC COM | 412822108 | Stock | 25 | $1,000 | thousands by filing date | |
| ISHARES RUSSELL MID-CAP VALUE ETF | 464287473 | ETF | 10 | $1,000 | thousands by filing date | |
| KRONOS WORLDWIDE INC COM | 50105F105 | Stock | 100 | $1,000 | thousands by filing date | |
| BAYTEX ENERGY CORP COM | 07317Q105 | Stock | 500 | $1,000 | thousands by filing date | |
| CITY OFFICE REIT INC | 178587101 | COM | 100 | $1,000 | thousands by filing date | |
| GAMCO GLOBAL GOLD NAT RES & | 36465A109 | COM SH BEN INT | 200 | $1,000 | thousands by filing date | |
| GLOBAL MED REIT INC | 37954A204 | COM NEW | 100 | $1,000 | thousands by filing date | |
| CRONOS GROUP INC | 22717L101 | COM | 100 | $1,000 | thousands by filing date | |
| BLACK STONE MINERALS L P | 09225M101 | COM UNIT | 100 | $1,000 | thousands by filing date | |
| KONTOOR BRANDS INC | 50050N103 | COM | 16 | $1,000 | thousands by filing date | |
| UBIQUITI INC | 90353W103 | COM | 10 | $1,000 | thousands by filing date | |
| ISHARES TR | 464288638 | ISHS 5-10YR INVT | 10 | $1,000 | thousands by filing date | |
| MATTEL INC | 577081102 | COM | 130 | $1,000 | thousands by filing date | |
| VOYA GLOBAL ADVANTAGE AND PREM | 92912R104 | COM | 100 | $1,000 | thousands by filing date | |
| EQUITRANS MIDSTREAM CORP NPV | 294600101 | COM | 100 | $1,000 | thousands by filing date | |
| GLADSTONE CAPITAL CORPORATION | 376535100 | COM | 100 | $1,000 | thousands by filing date | |
| BARINGS BDC INC | 06759L103 | COM | 100 | $1,000 | thousands by filing date | |
| MONROE CAPITAL CORP | 610335101 | COM | 100 | $1,000 | thousands by filing date | |
| AMERICAN FINANCE TRUST INC | 02607T109 | COM CLASS A | 100 | $1,000 | thousands by filing date | |
| NEW MEDIA INVT GROUP INC | 64704V106 | COM | 100 | $1,000 | thousands by filing date | |
| GOLDMAN SACHS MLP ENERGY REN | 38148G107 | COM | 200 | $1,000 | thousands by filing date | |
| GREEN THUMB INDS INC F | 39342L108 | FGC | 100 | $1,000 | thousands by filing date | |
| SACHEM CAP CORP | 78590A109 | COM | 300 | $1,000 | thousands by filing date | |
| COHEN & CO INC NEW | 19249M102 | COM | 200 | $1,000 | thousands by filing date | |
| VOC ENERGY TR | 91829B103 | TR UNIT | 200 | $1,000 | thousands by filing date | |
| NORTH EUROPEAN OIL RTY TR | 659310106 | SH BEN INT | 200 | $1,000 | thousands by filing date | |
| INTREXON CORP | 46122T102 | COM | 200 | $1,000 | thousands by filing date | |
| PROVECTUS BIOPHARMACEUTICALS | 74373P108 | COMMON STOCK | 10,600 | $1,000 | thousands by filing date | |
| AURORA CANNABIS INC | 05156X108 | COMMON STOCK-FO | 300 | $1,000 | thousands by filing date | |
| NATIONAL CINEMEDIA INC | 635309107 | COM | 100 | $1,000 | thousands by filing date | |
| HEXO CORP | 428304109 | COM | 200 | $1,000 | thousands by filing date | |
| CALUMET SPECIALTY PRODS PART | 131476103 | COM | 300 | $1,000 | thousands by filing date | |
| NEW AGE BEVERAGES CORP | 64157V108 | COM | 200 | $1,000 | thousands by filing date | |
| THIRD PT REINS LTD | G8827U100 | COM | 70 | $1,000 | thousands by filing date | |
| CONDOR HOSPITALITY TR INC | 20676Y403 | COM NEW | 100 | $1,000 | thousands by filing date | |
| iShares Core Aggressive Allocation ETF | 464289859 | SHS | 11 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AMERICAN EAGLE OUTFITTERS INC COM | 02553E106 | Stock | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CHEMOURS CO COM | 163851108 | Stock | 25 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SPDR SER TR | 78468R622 | BLOOMBERG HIGH Y | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ARBOR REALTY TRUST INC | 038923108 | COM | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| GARRETT MOTION INC | 366505105 | COM | 56 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PJT PARTNERS INC | 69343T107 | COM CL A | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| RIOT PLATFORMS INC | 767292105 | COM | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Mallinckrodt Plc | G5785G107 | SHS | 200 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WASHINGTON PRIME GROUP NEW | 93964W108 | COM | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PORTMAN RIDGE FIN CORP | 73688F102 | COM | 200 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CALIFORNIA RES CORP | 13057Q206 | COM NEW | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PIPER SANDLER COMPANIES | 724078100 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INGERSOLL-RAND PLC | G47791101 | SHS | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SPDR INDEX SHS FDS | 78463X749 | ST DOW GLOBA ETF | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Bioelectronics Corp | 09062H108 | COM | 100,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| RENTECH INC | 760112201 | COMMON STOCK | 106 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SALEM MEDIA GROUP INC CLASS A | 794093104 | COM | 200 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Xcelera Inc Com Stk | G31611109 | Common / Ordinary Stock | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| RITE AID CORP | 767754872 | COM | 25 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SUNEDISON INC | 86732Y109 | COM | 68 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| RAYSTREAM INC | 75509Q100 | COM | 200 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PUDA COAL INC XXX | 744674300 | Common Stock | 500 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VIVUS INC | 928551308 | COM NEW | 50 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Premier Information Management Inc | 740513106 | COMMON STOCK | 30,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ALPS ETF TR | 00162Q544 | RIVERFRONT UNC | 16 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NORTH ATLANTIC DRI ORDF | g6613p129 | COM | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GEOVAX LABS INCORPORATED | 373678309 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HUMATECH INCORPORATED | 444886105 | COM | 250 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SPEED COMM INCORPORATED COM NEW | 84764T304 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001741426-19-000005 | superseded | 2019-10-25 | acceptance time not in the bulk data set | |
| 13F-HR/A 0001741426-19-000006 | this filing | 2019-10-29 | acceptance time not in the bulk data set |