13F-HR filed by Quad-Cities Investment Group, LLC
Quad-Cities Investment Group, LLC filed this 13F-HR for the quarter ended 2019-09-30, filed 2019-10-25, with 864 holding rows worth $1,183,876,000.
- Accession
- 0001741426-19-000005
- Filer
- CIK 1741426
- Filed
- 2019-10-25
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2019
A holdings report, 5,536 entries on the cover page, a total value of $1,183,876,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $1,183,876,000 with VALUE read as thousands by filing date, 13F file number 028-18795. A later restatement replaced it, so the quarter does not use it. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| Apple Inc | 037833100 | COM | 26,458 | $59,260,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739E108 | PFD SECS INC ETF | 249,158 | $49,161,000 | thousands by filing date | |
| PUTNAM PREMIER INCOME TR | 746853100 | SH BEN INT | 479,844 | $25,239,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33739Q408 | FIRST TR ENH NEW | 40,456 | $24,299,000 | thousands by filing date | |
| COHEN & STEERS QUALITY INCOME | 19247L106 | COM | 125,418 | $19,882,000 | thousands by filing date | |
| Amazon.com, Inc | 023135106 | COM | 1,145 | $19,876,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 336917109 | SHS | 63,822 | $19,802,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33738D309 | SENIOR LN FD | 34,852 | $16,523,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E302 | DJ INTERNT IDX | 11,593 | $15,603,000 | thousands by filing date | |
| Walmart Inc. | 931142103 | COM | 12,352 | $14,659,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 9,598 | $13,342,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E203 | NY ARCA BIOTECH | 10,562 | $13,077,000 | thousands by filing date | |
| Deere & Company | 244199105 | COM | 7,728 | $13,035,000 | thousands by filing date | |
| iShares Core Dividend Growth ETF | 46434V621 | SHS | 32,968 | $12,900,000 | thousands by filing date | |
| ALLIANCEBERNSTEIN GLOBAL HIG | 01879R106 | COM | 103,768 | $12,444,000 | thousands by filing date | |
| USBANCORPDEL | 902973304 | COM NEW | 22,230 | $12,302,000 | thousands by filing date | |
| MORGAN STANLEY EMER MKTS DEB | 61744H105 | COM | 133,348 | $12,254,000 | thousands by filing date | |
| Boeing Company | 097023105 | COM | 3,210 | $12,209,000 | thousands by filing date | |
| NUVEEN ENERGY MLP TOTL RTRNF | 67074U103 | COM | 137,705 | $11,914,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E104 | CAP STRENGTH ETF | 20,947 | $11,895,000 | thousands by filing date | |
| FIRST TRUST | 33733G109 | COM BEN INTR | 181,342 | $11,244,000 | thousands by filing date | |
| FIRST TRUST HIGH YIELD LONG/SH | 33738D408 | FIRST TR TA HIYL | 22,784 | $10,990,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R605 | DORSEY WRT 5 ETF | 37,012 | $10,950,000 | thousands by filing date | |
| PepsiCo,Inc. | 713448108 | COM | 7,321 | $10,036,000 | thousands by filing date | |
| MANAGED PORTFOLIO SERIES | 56167N720 | TORTOISE NRAM PI | 40,386 | $9,450,000 | thousands by filing date | |
| Pfizer Inc. | 717081103 | COM | 25,606 | $9,202,000 | thousands by filing date | |
| Wells Fargo & Company | 949746101 | COM | 17,425 | $8,789,000 | thousands by filing date | |
| Verizon Communications Inc | 92343V104 | COM | 13,908 | $8,391,000 | thousands by filing date | |
| iShares Mortgage Real Estate ETF | 46435G342 | SHS | 19,316 | $8,136,000 | thousands by filing date | |
| ADVENT CONVERTIBLE AND INCOME | 00764C109 | COM | 54,155 | $7,898,000 | thousands by filing date | |
| META PLATFORMS INC CL A | 30303M102 | COM | 4,407 | $7,846,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739P608 | RIVRFRNT DYN DEV | 14,080 | $7,838,000 | thousands by filing date | |
| CALAMOS DY COM NPV | 12811V105 | COM | 38,814 | $7,831,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X168 | MATERIALS ALPH | 20,791 | $7,742,000 | thousands by filing date | |
| ENTERPRISE PRODS PARTNERS L | 293792107 | COM | 25,914 | $7,404,000 | thousands by filing date | |
| WESTERN ASSET MTG DEFINED OP | 95790B109 | COM | 33,995 | $7,400,000 | thousands by filing date | |
| ABRDN GLOBAL PREMIER PPTYS F | 00302L108 | COM SH BEN INT | 118,540 | $7,374,000 | thousands by filing date | |
| GENERAL AMERICAN INVESTORS CO | 368802104 | COM | 20,284 | $7,373,000 | thousands by filing date | |
| REALTY INCOME CORP COM | 756109104 | REIT | 9,607 | $7,366,000 | thousands by filing date | |
| ISHARES TR | 464288448 | INTL SEL DIV ETF | 23,399 | $7,191,000 | thousands by filing date | |
| iShares Core MSCI EAFE ETF | 46432F842 | SHS | 11,381 | $6,951,000 | thousands by filing date | |
| American Tower Corporation | 03027X100 | COM | 3,130 | $6,921,000 | thousands by filing date | |
| COHEN & STEERS INFRASTRUCTUR | 19248A109 | COM | 25,391 | $6,919,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X135 | FINLS ALPHADEX | 21,281 | $6,772,000 | thousands by filing date | |
| iShares Core S&P Total U.S. Stock Market ETF | 464287150 | SHS | 9,849 | $6,606,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X176 | TECH ALPHADEX | 9,606 | $6,258,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 16,280 | $6,163,000 | thousands by filing date | |
| KANSAS CITY SOUTHERN | 485170302 | COM NEW | 4,373 | $5,816,000 | thousands by filing date | |
| INVESCO MUNI OPPORTUNITY TRUST | 46132C107 | COM | 44,208 | $5,532,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 337345102 | SHS | 6,184 | $5,415,000 | thousands by filing date | |
| LIBERTY ALL-STAR EQUITY FUND | 530158104 | SH BEN INT | 82,695 | $5,293,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33738D101 | NO AMER ENERGY | 20,504 | $5,248,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739N108 | MANAGD MUN ETF | 9,308 | $5,172,000 | thousands by filing date | |
| ISHARES TR CORE S&P 500 ETF | 464287200 | SHS | 1,719 | $5,128,000 | thousands by filing date | |
| CENTRAL SECURITIES CORP | 155123102 | COM | 16,269 | $5,110,000 | thousands by filing date | |
| ONEOK INC NEW | 682680103 | COM | 6,903 | $5,087,000 | thousands by filing date | |
| FIRST TRUST TCW OPPORTUNISTIC | 33740F805 | TCW OPPORTUNIS | 9,268 | $4,880,000 | thousands by filing date | |
| iShares Core MSCI Emerging Markets ETF | 46434G103 | SHS | 9,912 | $4,859,000 | thousands by filing date | |
| KINDER MORGAN INC DEL COM | 49456B101 | Stock | 23,505 | $4,845,000 | thousands by filing date | |
| Duke Energy Corporation | 26441C204 | COM | 5,009 | $4,801,000 | thousands by filing date | |
| Procter & Gamble Co | 742718109 | COM | 3,797 | $4,723,000 | thousands by filing date | |
| FIRST TRUST MLP AND ENERGY INC | 33739B104 | COM | 40,918 | $4,697,000 | thousands by filing date | |
| WESTERN ASSET EMERGING MARKETS | 95766A101 | COM | 33,604 | $4,666,000 | thousands by filing date | |
| PROSHARES TR | 74347B680 | S&P MDCP 400 DIV | 7,797 | $4,527,000 | thousands by filing date | |
| TRI CONTL CORP | 895436103 | COM | 16,573 | $4,516,000 | thousands by filing date | |
| TRITON INTL LTD | G9078F107 | CL A | 13,314 | $4,506,000 | thousands by filing date | |
| ALIBABA GROUP HLDG LTD | 01609W102 | SPONSORED ADS | 2,689 | $4,495,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 6,339 | $4,475,000 | thousands by filing date | |
| Home Depot, Inc | 437076102 | COM | 1,874 | $4,348,000 | thousands by filing date | |
| 3M CO COM | 88579Y101 | Stock | 2,644 | $4,347,000 | thousands by filing date | |
| CALAMOS STRATEGIC TOTAL RETU | 128125101 | COM SH BEN INT | 34,088 | $4,337,000 | thousands by filing date | |
| VALERO ENERGY CORP COM | 91913Y100 | Stock | 5,042 | $4,295,000 | thousands by filing date | |
| iShares Core S&P Small-Cap ETF | 464287804 | SHS | 5,410 | $4,207,000 | thousands by filing date | |
| ISHARES TR | 464288281 | JPMORGAN USD EMG | 3,502 | $3,969,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734G108 | CMN | 14,885 | $3,962,000 | thousands by filing date | |
| EATON VANCE LIMITED DURATION | 27828H105 | COM | 31,315 | $3,914,000 | thousands by filing date | |
| ADAMS DIVERSIFIED EQUITY FD | 006212104 | COM | 24,556 | $3,889,000 | thousands by filing date | |
| CINTAS CORP COM | 172908105 | Stock | 1,446 | $3,874,000 | thousands by filing date | |
| ZOETIS INC CL A | 98978V103 | Stock | 2,973 | $3,704,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J182 | EMERG MKT ALPH | 15,712 | $3,697,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 2,809 | $3,634,000 | thousands by filing date | |
| ALLIANT ENERGY CORP COM | 018802108 | Stock | 6,562 | $3,539,000 | thousands by filing date | |
| SUNOCO LP/SUNOCO FIN CORP | 86765K109 | COM UT REP LP | 11,249 | $3,538,000 | thousands by filing date | |
| BECTON DICKINSON & CO | 075887109 | COM | 1,374 | $3,474,000 | thousands by filing date | |
| Caterpillar Inc. | 149123101 | COM | 2,727 | $3,444,000 | thousands by filing date | |
| Walt Disney Co | 254687106 | COM | 2,617 | $3,412,000 | thousands by filing date | |
| iShares Core US Aggregate Bond ETF | 464287226 | SHS | 2,970 | $3,362,000 | thousands by filing date | |
| Salesforce.com, Inc | 79466L302 | COM | 2,255 | $3,346,000 | thousands by filing date | |
| MAGELLAN MIDSTREAM PARTNERS, L | 559080106 | COM UNIT RP LP | 4,932 | $3,269,000 | thousands by filing date | |
| PUTNAM MANAGED MUN INCOME TR | 746823103 | COM | 40,399 | $3,163,000 | thousands by filing date | |
| ISHARES TR | 46432F859 | CORE 1 5 YR USD | 6,230 | $3,146,000 | thousands by filing date | |
| NUVEEN CR STRATEGIES INCOME | 67073D102 | COM SHS | 41,665 | $3,116,000 | thousands by filing date | |
| IJH | 464287507 | COM | 1,597 | $3,088,000 | thousands by filing date | |
| NUVEEN QUALITY MUNCP INCOME | 67066V101 | COM | 20,825 | $2,991,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares C | 02079K107 | COM | 245 | $2,988,000 | thousands by filing date | |
| Visa Inc | 92826C839 | COM | 1,731 | $2,979,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R886 | DORSEY WRIGHT | 15,313 | $2,913,000 | thousands by filing date | |
| GABELLI DIVID & INCOME TR | 36242H104 | COM | 13,441 | $2,891,000 | thousands by filing date | |
| FIRST TR DYNAMIC EUROPE EQUI | 33740D107 | COM SHS | 21,133 | $2,869,000 | thousands by filing date | |
| JANUS DETROIT STR TR | 47103U886 | HENDRSN SHRT ETF | 5,700 | $2,850,000 | thousands by filing date | |
| SPDR SER TR | 78464A359 | BBG CONV SEC ETF | 5,407 | $2,836,000 | thousands by filing date | |
| AbbVie,Inc. | 00287Y109 | COM | 3,710 | $2,808,000 | thousands by filing date | |
| VanEck High Yield Muni ETF | 92189H409 | SHS | 4,352 | $2,803,000 | thousands by filing date | |
| Merck & Co.,Inc. | 58933Y105 | COM | 3,273 | $2,755,000 | thousands by filing date | |
| RITHM CAPITAL CORP COM NEW | 64828T201 | REIT | 17,561 | $2,752,000 | thousands by filing date | |
| ISHARES TR | 46435G672 | CORE INTL AGGR | 4,890 | $2,728,000 | thousands by filing date | |
| ENERGY TRANSFER L P | 29273V100 | COM UT LTD PTN | 20,190 | $2,641,000 | thousands by filing date | |
| WALGREENS BOOTS ALLIANCE INC | 931427108 | COM | 4,771 | $2,638,000 | thousands by filing date | |
| ISHARES TR | 46432F834 | COM | 4,534 | $2,620,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R506 | RISNG DIVD ACHIV | 8,191 | $2,611,000 | thousands by filing date | |
| DIAGEO PLC SPON ADR NEW | 25243Q205 | ADR | 1,567 | $2,565,000 | thousands by filing date | |
| Cisco Systems,Inc. | 17275R102 | COM | 5,189 | $2,562,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E511 | PFD ETF | 16,189 | $2,432,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X150 | INDLS PROD DUR | 5,740 | $2,401,000 | thousands by filing date | |
| MAINSTAY DEFINED TERM MUNI OPP | 56064K100 | COM | 11,397 | $2,392,000 | thousands by filing date | |
| GABELLI EQUITY TR INC COM | 362397101 | CEF | 39,921 | $2,388,000 | thousands by filing date | |
| Utilities Select Sector SPDR Fund | 81369Y886 | SHS | 3,675 | $2,379,000 | thousands by filing date | |
| AMERICA FIRST MULTIFAMILY IN | 02364V107 | BEN UNIT CTF | 28,819 | $2,357,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X127 | ENERGY ALPHADX | 23,250 | $2,280,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X200 | DJ GLBL DIVID | 9,877 | $2,262,000 | thousands by filing date | |
| BLACKROCK SCIENCE & TECHNOLO | 09258G104 | SHS | 6,953 | $2,224,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 178 | $2,173,000 | thousands by filing date | |
| ARES CAPITAL CORP | 04010L103 | COM | 11,646 | $2,171,000 | thousands by filing date | |
| Stryker Corporation | 863667101 | COM | 1,000 | $2,163,000 | thousands by filing date | |
| CVS Health Corporation | 126650100 | COM | 3,428 | $2,162,000 | thousands by filing date | |
| PIMCO DYNAMIC CR INCOME FD | 72202D106 | COM SHS | 8,757 | $2,142,000 | thousands by filing date | |
| EXCHANGE TRADED CONCEPTS TRU | 301505889 | EMQQ EME MAR ETF | 6,860 | $2,140,000 | thousands by filing date | |
| INVESCO ADVANTAGE MUN INCOME | 46132E103 | SH BEN INT | 19,045 | $2,139,000 | thousands by filing date | |
| BP PLC SPONSORED ADR | 055622104 | ADR | 5,617 | $2,133,000 | thousands by filing date | |
| INVESCO BULLETSHARES 2019 HIGH | 46138J403 | BULSHS 2019 HY | 8,761 | $2,096,000 | thousands by filing date | |
| Chevron Corporation | 166764100 | COM | 1,753 | $2,078,000 | thousands by filing date | |
| Bristol-Myers Squibb Company | 110122108 | COM | 4,097 | $2,077,000 | thousands by filing date | |
| OMEROS CORP | 682143102 | COM | 12,650 | $2,066,000 | thousands by filing date | |
| CUMMINS INC COM | 231021106 | Stock | 1,268 | $2,063,000 | thousands by filing date | |
| CBRE GBL REAL ESTATE INC FD COM | 12504G100 | CEF | 26,067 | $2,062,000 | thousands by filing date | |
| GUGGENHEIM STRATEGIC OPPORTU | 40167F101 | COM SBI | 10,330 | $1,996,000 | thousands by filing date | |
| ISHARES TR | 464288521 | CRE U S REIT ETF | 3,593 | $1,995,000 | thousands by filing date | |
| TWITTER INC | 90184L102 | COM | 4,800 | $1,978,000 | thousands by filing date | |
| Accenture Plc Class A | G1151C101 | COM | 1,024 | $1,969,000 | thousands by filing date | |
| iShares S&P 500 Growth ETF | 464287309 | SHS | 1,080 | $1,944,000 | thousands by filing date | |
| FORD MTR CO COM | 345370860 | Stock | 21,168 | $1,939,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED GLOB | 27829c105 | COM | 19,845 | $1,917,000 | thousands by filing date | |
| Lockheed Martin Corporation | 539830109 | COM | 485 | $1,892,000 | thousands by filing date | |
| INVESCO | 46138J874 | EXCHANGE TRADED | 7,731 | $1,883,000 | thousands by filing date | |
| International Business Machines Corporation | 459200101 | COM | 1,293 | $1,879,000 | thousands by filing date | |
| BROOKFIELD PPTY REIT INC | 11282X103 | CL A | 9,202 | $1,876,000 | thousands by filing date | |
| FIRST TRUST ENERGY INCOME AND | 33738G104 | COM | 8,266 | $1,874,000 | thousands by filing date | |
| APARTMENT INVT & MGMT CO | 03748R754 | CL A | 3,534 | $1,843,000 | thousands by filing date | |
| BLACKSTONE INC | 09260D107 | COM | 3,615 | $1,767,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X192 | CLOUD COMPUTING | 3,034 | $1,712,000 | thousands by filing date | |
| COLUMBIA SELIGMAN PREMIUM TECH | 19842X109 | COM | 8,060 | $1,701,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V522 | BLOO AN RATI ETF | 3,883 | $1,654,000 | thousands by filing date | |
| ALLIANZGI DIVIDEND INT & PRM | 01883A107 | COM | 13,515 | $1,651,000 | thousands by filing date | |
| NORFOLK SOUTHN CORP COM | 655844108 | Stock | 919 | $1,650,000 | thousands by filing date | |
| INVESCO DYNAMIC CR OPPORTUNI | 46132R104 | COM | 14,790 | $1,627,000 | thousands by filing date | |
| Honeywell Technologies | 438516106 | COM | 956 | $1,618,000 | thousands by filing date | |
| AMPLIFY BLUESTAR ISRAEL TECHNOLOGY ETF | 26924G870 | COM | 4,056 | $1,617,000 | thousands by filing date | |
| ISHARES TR | 464288687 | COM | 4,292 | $1,611,000 | thousands by filing date | |
| HANCOCK JOHN PFD INCOME FD | 41013W108 | SH BEN INT | 6,552 | $1,581,000 | thousands by filing date | |
| McDonalds Corporation | 580135101 | COM | 729 | $1,564,000 | thousands by filing date | |
| SOURCE CAPITAL COM SHS OF BEN I | 836144105 | CEF | 4,272 | $1,561,000 | thousands by filing date | |
| Boston Scientific Corporation | 101137107 | COM | 3,835 | $1,559,000 | thousands by filing date | |
| FERRARI N V | N3167Y103 | COM | 1,005 | $1,551,000 | thousands by filing date | |
| NUVEEN MUN HIGH INCOME OPPOR | 670682103 | COM | 10,814 | $1,545,000 | thousands by filing date | |
| ISHARES TR | 464287770 | U.S. FIN SVC ETF | 1,124 | $1,532,000 | thousands by filing date | |
| Etfmg Prime Mobile | 26924G409 | COM | 3,262 | $1,521,000 | thousands by filing date | |
| TEKLA LIFE SCIENCES INVESTORS | 87911K100 | SH BEN INT | 10,044 | $1,516,000 | thousands by filing date | |
| COVANTA HLDG CORP | 22282E102 | COM | 8,762 | $1,513,000 | thousands by filing date | |
| FIDUS INVESTMENT GROUP | 316500107 | COM | 10,104 | $1,499,000 | thousands by filing date | |
| Mondelez International,Inc. Class A | 609207105 | COM | 2,695 | $1,491,000 | thousands by filing date | |
| iShares MSCI USA Min Vol Factor ETF | 46429B697 | SHS | 2,320 | $1,488,000 | thousands by filing date | |
| UGI CORP NEW COM | 902681105 | Stock | 2,948 | $1,482,000 | thousands by filing date | |
| LANDMARK INFRASTRUCTURE PARTNE | 51508j405 | LP | 5,611 | $1,473,000 | thousands by filing date | |
| PUBLIC STORAGE COM | 74460D109 | REIT | 599 | $1,469,000 | thousands by filing date | |
| WESTERN ASSET MANAGED MUNS F | 95766M105 | COM | 10,684 | $1,469,000 | thousands by filing date | |
| INVESCO QUALITY MUNICIPAL INCO | 46133G107 | COM | 11,384 | $1,456,000 | thousands by filing date | |
| KAYNE ANDERSON NEXTGEN ENERGY | 48661E108 | COM | 13,443 | $1,456,000 | thousands by filing date | |
| COMPASS DIVERSIFIED HOLDINGS | 20451Q104 | COMMON STOCK | 7,348 | $1,448,000 | thousands by filing date | |
| NOVARTIS AG SPONSORED ADR | 66987V109 | ADR | 1,662 | $1,445,000 | thousands by filing date | |
| SIRIUS XM HOLDINGS INC | 82968B103 | COM | 23,000 | $1,440,000 | thousands by filing date | |
| WELLTOWER INC COM | 95040Q104 | REIT | 1,583 | $1,436,000 | thousands by filing date | |
| INVESCO QQQ TR | 46090E103 | COM | 741 | $1,399,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED GLOB | 27829F108 | COM | 16,514 | $1,356,000 | thousands by filing date | |
| SPDR Portfolio Long Term Corporate Bond ETF | 78464A367 | SHS | 4,480 | $1,347,000 | thousands by filing date | |
| Bank of America Corp | 060505104 | COM | 4,600 | $1,342,000 | thousands by filing date | |
| Intercontinental Exchange,Inc. | 45866F104 | COM | 1,425 | $1,315,000 | thousands by filing date | |
| SYSCOCORP | 871829107 | COM | 1,625 | $1,291,000 | thousands by filing date | |
| INVESCO EXCH TRD SLF IDX FD | 46138J601 | BULSHS 2020 HY | 5,362 | $1,283,000 | thousands by filing date | |
| BLACKROCK ENHANCED EQUITY DI | 09251A104 | COM | 13,959 | $1,282,000 | thousands by filing date | |
| OMEGA HEALTHCARE INVS INC COM | 681936100 | REIT | 3,042 | $1,272,000 | thousands by filing date | |
| UNILEVER PLC | 904767704 | SPON ADR NEW | 2,100 | $1,262,000 | thousands by filing date | |
| ALLIANZ SE FUNSPONSORED ADR 1 ADR REPS 0.1 ORD SHS | 018805101 | ADR | 5,375 | $1,252,000 | thousands by filing date | |
| BLACKROCK FLOATING RATE INCO | 09255X100 | COM | 9,877 | $1,246,000 | thousands by filing date | |
| ISHARES TR | 46435G102 | CONV BD ETF | 2,129 | $1,238,000 | thousands by filing date | |
| LIBERTY ALL STAR GROWTH FUND I | 529900102 | COM | 20,769 | $1,231,000 | thousands by filing date | |
| DTF TAX-FREE INCOME 2028 TER | 23334J107 | COM | 8,479 | $1,226,000 | thousands by filing date | |
| WEYERHAEUSER CO COM NEW | 962166104 | REIT | 4,333 | $1,201,000 | thousands by filing date | |
| BGC PARTNERS INC | 05541T101 | CL A | 21,706 | $1,195,000 | thousands by filing date | |
| CALAMOS CONV & HIGH INCOME F | 12811P108 | COM SHS | 10,821 | $1,191,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 1,000 | $1,178,000 | thousands by filing date | |
| SEAGATE TECHNOLOGY PLC | G7945M107 | SHS | 2,190 | $1,178,000 | thousands by filing date | |
| BNY MELLON MUN BD INFRASTRUC | 09662W109 | COM SHS | 8,131 | $1,156,000 | thousands by filing date | |
| MACQUARIE GLOBAL INFRASTRUCTUR | 55608D101 | COM | 4,783 | $1,149,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V779 | BLDG CONSTR ETF | 3,520 | $1,148,000 | thousands by filing date | |
| PIMCO MUN INCOME FD III | 72201A103 | COM | 8,965 | $1,146,000 | thousands by filing date | |
| FREEPORT MCMORAN INC CL B | 35671D857 | Stock | 11,900 | $1,138,000 | thousands by filing date | |
| CLOUGH GLOBAL EQUITY FD | 18914C100 | COM | 9,834 | $1,132,000 | thousands by filing date | |
| NextEra Energy,Inc. | 65339F101 | COM | 483 | $1,125,000 | thousands by filing date | |
| CROWN CASTLE INC COM | 22822V101 | REIT | 802 | $1,115,000 | thousands by filing date | |
| Altria Group Inc | 02209S103 | COM | 2,725 | $1,113,000 | thousands by filing date | |
| WESTERN ASSET HIGH INCOME OP | 95766K109 | COM | 21,963 | $1,108,000 | thousands by filing date | |
| DUPONT DE NEMOURS INC COM | 26614N102 | Stock | 1,534 | $1,095,000 | thousands by filing date | |
| BROWN FORMAN CORP CL B | 115637209 | Stock | 1,742 | $1,094,000 | thousands by filing date | |
| ISHARES TR | 464287739 | U.S. REAL ES ETF | 1,164 | $1,089,000 | thousands by filing date | |
| INVESCO BULLETSHARES 2021 HIGH | 46138J809 | BULSHS 2021 HY | 4,400 | $1,083,000 | thousands by filing date | |
| GUGGENHEIM ENHANCED EQUITY I | 40167B100 | COM | 13,385 | $1,044,000 | thousands by filing date | |
| GENERAL ELEC CO | 369604103 | COM | 11,664 | $1,043,000 | thousands by filing date | |
| INVESCO EXCH TRD SLF IDX FD | 46138J858 | BULSHS 2023 HY | 4,000 | $1,042,000 | thousands by filing date | |
| Uber Technologies | 90353T100 | COM | 3,400 | $1,032,000 | thousands by filing date | |
| CYRUSONE INC | 23283R100 | COM | 1,300 | $1,028,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 1,963 | $1,013,000 | thousands by filing date | |
| MONMOUTH REAL ESTATE INVT CO | 609720107 | CL A | 7,000 | $1,009,000 | thousands by filing date | |
| ISHARES TR | 46434V282 | U S EQUITY FACTR | 3,084 | $985,000 | thousands by filing date | |
| iShares Global Healthcare ETF | 464287325 | SHS | 1,610 | $984,000 | thousands by filing date | |
| Union Pacific Corporation | 907818108 | COM | 602 | $976,000 | thousands by filing date | |
| CHIMERA INVESTMENT CORP | 16934Q208 | COM NEW | 4,962 | $970,000 | thousands by filing date | |
| LANDMARK INFRASTRUCTURE PARTNERS | 51508J108 | COMMON STOCK | 5,366 | $969,000 | thousands by filing date | |
| KIMBERLY-CLARK CORP COM | 494368103 | Stock | 673 | $956,000 | thousands by filing date | |
| ABRDN HEALTHCARE OPPORTUNITI | 879105104 | SHS | 5,433 | $949,000 | thousands by filing date | |
| NUVEEN NASDAQ 100 DYNAMIC OV | 670699107 | COM SHS | 4,268 | $945,000 | thousands by filing date | |
| Iowa First Bancshares Corp | 46246F202 | Com | 2,250 | $938,000 | thousands by filing date | |
| INVESCO EXCH TRD SLF IDX FD | 46138J304 | BULSHS 2019 CB | 4,375 | $923,000 | thousands by filing date | |
| FIRST TR VALUE LINE DIVID IN | 33734H106 | SHS | 2,610 | $909,000 | thousands by filing date | |
| SPDR S&P Midcap 400 ETF Trust | 78467Y107 | SHS | 257 | $907,000 | thousands by filing date | |
| WEC ENERGY GROUP INC COM | 92939U106 | Stock | 953 | $906,000 | thousands by filing date | |
| BLACKROCK LIMITED DURATION INC | 09249W101 | COM SHS | 5,793 | $906,000 | thousands by filing date | |
| JOHN HANCOCK TAX-ADVANTAGED DI | 41013V100 | COM | 3,182 | $905,000 | thousands by filing date | |
| PIMCO DYNAMIC INCOME FD | 72201Y101 | SHS | 2,714 | $883,000 | thousands by filing date | |
| PIONEER MUNICIPAL HIGH INCOME | 723762100 | COM | 8,018 | $878,000 | thousands by filing date | |
| ALLIANCE NATIONAL MUNICIPAL IN | 01864U106 | COM | 6,371 | $878,000 | thousands by filing date | |
| Waste Management, Inc. | 94106L109 | COM | 745 | $857,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q858 | SECTR DIV DOGS | 1,935 | $849,000 | thousands by filing date | |
| METLIFE INC COM | 59156R108 | Stock | 1,800 | $848,000 | thousands by filing date | |
| FLEXSTEEL INDS | 339382103 | COMMON STOCK | 5,680 | $842,000 | thousands by filing date | |
| ENVIVA PARTNERS LP | 29414J107 | COM UNIT | 2,631 | $841,000 | thousands by filing date | |
| EATON VANCE MUNICIPAL BOND FUN | 27827X101 | COM | 6,406 | $831,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R795 | NASDAQ TRANSN | 3,610 | $831,000 | thousands by filing date | |
| SPIRIT AEROSYSTEMS HLDGS INC | 848574109 | COM CL A | 1,000 | $822,000 | thousands by filing date | |
| BROOKFIELD REAL ASSETS INCOM | 112830104 | SHS BEN INT | 3,620 | $817,000 | thousands by filing date | |
| SIMON PPTY GROUP INC NEW COM | 828806109 | REIT | 514 | $800,000 | thousands by filing date | |
| TARGA RES CORP COM | 87612G101 | Stock | 1,980 | $796,000 | thousands by filing date | |
| VOYA INFRASTRUCTURE INDLS & | 92912X101 | COM | 6,814 | $780,000 | thousands by filing date | |
| FIDELITY NATIONAL FINANCIAL | 31620R303 | FNF GROUP COM | 1,746 | $776,000 | thousands by filing date | |
| MCKESSON CORP COM | 58155Q103 | Stock | 567 | $775,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R308 | BUYWRIT INCM ETF | 3,438 | $771,000 | thousands by filing date | |
| PENNANTPARK INVESTMENT CORPORA | 708062104 | COM | 12,200 | $765,000 | thousands by filing date | |
| GENERAL DYNAMICS CORP COM | 369550108 | Stock | 418 | $763,000 | thousands by filing date | |
| NUVEEN AMT FREE QLTY MUN INC | 670657105 | COM | 5,256 | $752,000 | thousands by filing date | |
| iShares U.S. Aerospace & Defense ETF | 464288760 | SHS | 330 | $741,000 | thousands by filing date | |
| DOW HLDGS INC COM | 260557103 | Stock | 1,542 | $734,000 | thousands by filing date | |
| HNI CORP COM | 404251100 | Stock | 2,044 | $726,000 | thousands by filing date | |
| LAZARD GLOBAL TOTAL RETURN & | 52106W103 | COM | 4,638 | $726,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R783 | 0-5 HIGH YIELD | 725 | $723,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED DIVE | 27828N102 | COM | 6,032 | $718,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X143 | HLTH CARE ALPH | 969 | $716,000 | thousands by filing date | |
| UNITI GROUP INC | 91325V108 | COM | 9,187 | $713,000 | thousands by filing date | |
| CORNERSTONE TOTAL RETURN FD | 21924U300 | COM | 6,465 | $711,000 | thousands by filing date | |
| FIRST CTZNS BANCSHARES INC DEL CL A | 31946M103 | Stock | 150 | $707,000 | thousands by filing date | |
| QCR HOLDINGS INC | 74727A104 | COMMON STOCK | 1,857 | $706,000 | thousands by filing date | |
| AGNC INVT CORP COM | 00123Q104 | REIT | 4,389 | $705,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739P103 | LNG/SHT EQUITY | 1,700 | $697,000 | thousands by filing date | |
| SUN LIFE FINANCIAL INC. COM | 866796105 | Stock | 1,550 | $693,000 | thousands by filing date | |
| BAXTER INTL INC | 071813109 | COM | 785 | $687,000 | thousands by filing date | |
| NUVEEN SHORT DURATION CREDIT | 67074X107 | COM | 4,547 | $682,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33718M105 | COM SHS ANNUAL | 1,480 | $677,000 | thousands by filing date | |
| NUVEEN MUN VALUE FD INC | 670928100 | COM | 6,341 | $667,000 | thousands by filing date | |
| COPA HOLDINGS SA | P31076105 | CL A | 675 | $667,000 | thousands by filing date | |
| MEDICAL PROPERTIES TRUST INC COM | 58463J304 | REIT | 3,397 | $665,000 | thousands by filing date | |
| DIAMONDBACK ENERGY INC COM | 25278X109 | Stock | 730 | $656,000 | thousands by filing date | |
| CORNERSTONE STRATEGIC INVEST | 21924B302 | COM | 5,774 | $656,000 | thousands by filing date | |
| STONE HBR EMERG MKTS TL INC | 86164W100 | COM | 5,603 | $651,000 | thousands by filing date | |
| ALLIANZGI CONV INCOME FD II | 018825109 | COM | 12,775 | $642,000 | thousands by filing date | |
| iShares Silver Trust | 46428Q109 | COM | 4,000 | $636,000 | thousands by filing date | |
| SUNTRUST BANKS INC | 867914103 | COM | 912 | $628,000 | thousands by filing date | |
| ILLINOIS TOOL WKS INC | 452308109 | COM | 400 | $626,000 | thousands by filing date | |
| YUM BRANDS INC COM | 988498101 | Stock | 551 | $624,000 | thousands by filing date | |
| Goldman Sachs Group,Inc. | 38141G104 | COM | 300 | $621,000 | thousands by filing date | |
| MPLX LP | 55336V100 | COM UNIT REP LTD | 2,208 | $618,000 | thousands by filing date | |
| ABERDEEN ASIA-PACIFIC INCOME F | 003009107 | COM | 14,752 | $617,000 | thousands by filing date | |
| MADISON COVERED CALL & EQUITY | 557437100 | COM | 9,600 | $614,000 | thousands by filing date | |
| CELANESE CORP DEL COM | 150870103 | Stock | 500 | $611,000 | thousands by filing date | |
| ALLIANZGI CONV INCOME FD | 018828103 | COM | 10,685 | $602,000 | thousands by filing date | |
| PERMROCK ROYALTY TRUST | 714254109 | TR UNIT | 7,400 | $597,000 | thousands by filing date | |
| Vanguard Mid-Cap Growth ETF | 922908538 | SHS | 402 | $596,000 | thousands by filing date | |
| MORGAN STANLEY EMERGING MKTS | 617477104 | COM | 9,000 | $593,000 | thousands by filing date | |
| ALLSTATE CORP COM | 020002101 | Stock | 543 | $590,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F411 | BDC INCOME ETF | 3,500 | $590,000 | thousands by filing date | |
| BLACKROCK MUNIENHANCED FD IN | 09253Y100 | COM | 5,193 | $589,000 | thousands by filing date | |
| STARWOOD PPTY TR INC COM | 85571B105 | REIT | 2,427 | $587,000 | thousands by filing date | |
| CLOUGH GLOBAL OPPORTUNITIES | 18914E106 | SH BEN INT | 6,375 | $583,000 | thousands by filing date | |
| GRANITE PT MTG TR INC | 38741L107 | COM STK | 3,100 | $581,000 | thousands by filing date | |
| Concho Resources Inc. | 20605P101 | COM | 850 | $578,000 | thousands by filing date | |
| APOLLO UNVT CORP | 03761U502 | COM NEW | 3,554 | $572,000 | thousands by filing date | |
| CENTER COAST BRKFLD MLP ENRG | 151461100 | SHS BEN INT | 8,045 | $572,000 | thousands by filing date | |
| ISHARES TR | 464287192 | US TRSPRTION | 303 | $565,000 | thousands by filing date | |
| WESTERN ASSET MUN HIGH INCOME COM | 95766N103 | CEF | 7,412 | $562,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 336920103 | US EQTY OPPT ETF | 740 | $561,000 | thousands by filing date | |
| PIMCO CORPORATE & INCM STRG | 72200U100 | COM | 3,038 | $557,000 | thousands by filing date | |
| Broadcom Inc. | 11135F101 | COM | 200 | $552,000 | thousands by filing date | |
| PEMBINA PIPELINE CORP COM | 706327103 | Stock | 1,487 | $552,000 | thousands by filing date | |
| ANNALY CAPITAL MANAGEMENT | 035710409 | COM | 6,256 | $551,000 | thousands by filing date | |
| PROSHARES TR | 74347B698 | RUSS 2000 DIVD | 925 | $549,000 | thousands by filing date | |
| CANADIANNATLRYCOF | 136375102 | STOK | 609 | $547,000 | thousands by filing date | |
| CALAMOS CONVERTIBLE OPPORTUNIT | 128117108 | SH BEN INT | 5,231 | $545,000 | thousands by filing date | |
| Intuitive Surgical,Inc. | 46120E602 | COM | 100 | $540,000 | thousands by filing date | |
| ALLSPRING INCOME OPPORTUNITIES | 94987B105 | INC OPPTY FD | 6,565 | $540,000 | thousands by filing date | |
| PIMCO 15 YEAR US TIPS INDEX F | 72201R304 | 15+ YR US TIPS | 734 | $540,000 | thousands by filing date | |
| ROYAL BK CDA COM | 780087102 | Stock | 660 | $535,000 | thousands by filing date | |
| FIRST TR EMERGING ETF MARKETS SMALL CAP ALPHADEX FUND | 33737J307 | ETF | 1,570 | $534,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W208 | US HIGH DIVIDEND | 702 | $523,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33736Q104 | CMN | 1,092 | $522,000 | thousands by filing date | |
| GENERAL MTRS CO COM | 37045V100 | Stock | 1,390 | $521,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J232 | SWITZLND ALPHA | 1,070 | $521,000 | thousands by filing date | |
| Micron Technology,Inc. | 595112103 | COM | 1,200 | $514,000 | thousands by filing date | |
| NUVEEN AMT FREE MUN CR INC F | 67071L106 | COM | 3,071 | $514,000 | thousands by filing date | |
| BLACKROCK GLOBAL ENERGY AND RE | 09250U101 | COM | 4,594 | $514,000 | thousands by filing date | |
| MACQUARIE FT TR GB INF UT DI | 55607W100 | COM | 5,133 | $510,000 | thousands by filing date | |
| PGIM HIGH YIELD BOND FUND IN | 69346H100 | COM | 3,407 | $509,000 | thousands by filing date | |
| CHINA MOBILE LIMITED | 16941M109 | SPONSORED ADR | 1,230 | $509,000 | thousands by filing date | |
| INVESCO EXCH TRD SLF IDX FD | 46138J833 | BULSHS 2024 HY | 2,000 | $504,000 | thousands by filing date | |
| ENBRIDGE INC COM | 29250N105 | Stock | 1,427 | $502,000 | thousands by filing date | |
| PENNANTPARK FLOATING RATE CA | 70806A106 | COM | 4,338 | $502,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X533 | ST MAR DIVID ETF | 1,671 | $499,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R118 | NASD TECH DIV | 1,236 | $496,000 | thousands by filing date | |
| Comcast Corp | 20030N101 | COM | 1,092 | $492,000 | thousands by filing date | |
| INVESCO EXCH TRD SLF IDX FD | 46138J817 | BULSHS 2025 HY | 2,000 | $491,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED BUY- | 27828Y108 | COM | 3,347 | $490,000 | thousands by filing date | |
| EATON VANCE TAX ADVANTAGED GLO | 27828S101 | COM | 2,965 | $488,000 | thousands by filing date | |
| TEVA PHARMACEUTICAL INDS LTD SPONSORED ADS | 881624209 | ADR | 7,027 | $483,000 | thousands by filing date | |
| Abbott Laboratories | 002824100 | COM | 565 | $473,000 | thousands by filing date | |
| GUGGENHEIM CR ALLOCATION FD | 40168G108 | COM | 2,335 | $467,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J117 | EUROPE ALPHADEX | 1,334 | $458,000 | thousands by filing date | |
| TEMPLETON DRAGON FD INC | 88018T101 | COM | 2,517 | $450,000 | thousands by filing date | |
| UNITED TECHNOLOGIES CORP | 913017109 | COM | 329 | $450,000 | thousands by filing date | |
| iShares TIPS Bond ETF | 464287176 | SHS | 386 | $449,000 | thousands by filing date | |
| ROYCE VALUE TRUST | 780910105 | COM | 3,263 | $449,000 | thousands by filing date | |
| REAVES UTIL INCOME FD | 756158101 | COM SH BEN INT | 1,219 | $447,000 | thousands by filing date | |
| THE CUSHING MLP INFASTCR TOT | 231631201 | COM NEW | 4,463 | $447,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33735J101 | COM SHS | 865 | $446,000 | thousands by filing date | |
| NATIONAL OILWELL VARCO INC | 637071101 | COM | 2,095 | $445,000 | thousands by filing date | |
| CALAMOS GLOBAL TOTAL RETURN FU | 128118106 | COM SH BEN INT | 3,655 | $443,000 | thousands by filing date | |
| iShares Core S&P U.S. Value ETF | 464287663 | SHS | 765 | $442,000 | thousands by filing date | |
| CONSOLIDATED EDISON INC | 209115104 | COM | 463 | $437,000 | thousands by filing date | |
| OLD REP INTL CORP COM | 680223104 | Stock | 1,848 | $436,000 | thousands by filing date | |
| FIRST TR EXCHANGE ETF TRADED FD VI NASDAQ OIL & GAS | 33738R845 | ETF | 2,732 | $436,000 | thousands by filing date | |
| ABRDN TOTAL DYNAMIC DIVIDEND | 00326L100 | COM SH BEN INT | 5,211 | $434,000 | thousands by filing date | |
| CORTEVA INC COM | 22052L104 | Stock | 1,535 | $429,000 | thousands by filing date | |
| ROPER TECHNOLOGIES INC COM | 776696106 | Stock | 120 | $428,000 | thousands by filing date | |
| EAGLE POINT CREDIT COMPANY I | 269808101 | COM | 2,681 | $424,000 | thousands by filing date | |
| EATON VANCE TAX-ADVANTAGED G | 27828U106 | COM | 1,673 | $424,000 | thousands by filing date | |
| NEWMARK GROUP INC | 65158N102 | CL A | 4,644 | $421,000 | thousands by filing date | |
| Coca-Cola Company | 191216100 | COM | 768 | $419,000 | thousands by filing date | |
| MOODYS CORP COM | 615369105 | Stock | 200 | $410,000 | thousands by filing date | |
| NUVEEN ALL CAP ENE MLP OP JMLP | 67075E108 | COMMON | 7,174 | $409,000 | thousands by filing date | |
| ISHARES 1-5 YEAR INVESTMENT GRADE CORPORATE BOND ETF | 464288646 | ETF | 755 | $405,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V340 | S&P500 EQL FIN | 928 | $405,000 | thousands by filing date | |
| SRH TOTAL RETURN FUND INC | 101507101 | COM | 3,598 | $403,000 | thousands by filing date | |
| FIRST TRUST ENHANCED EQUITY IN | 337318109 | COM | 2,547 | $403,000 | thousands by filing date | |
| ISHARESRUSSELL1000GROWTHETF | 464287614 | STOK | 252 | $402,000 | thousands by filing date | |
| DOVER CORP COM | 260003108 | Stock | 400 | $398,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R882 | 25YR ZERO U S | 275 | $398,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q866 | ALERIAN MLP | 4,355 | $398,000 | thousands by filing date | |
| ISHARES TR | 464288752 | US HOME CONS ETF | 900 | $390,000 | thousands by filing date | |
| CME Group Inc. Class A | 12572Q105 | COM | 184 | $389,000 | thousands by filing date | |
| Vanguard Value ETF | 922908744 | SHS | 348 | $388,000 | thousands by filing date | |
| Philip Morris International Inc. | 718172109 | COM | 510 | $387,000 | thousands by filing date | |
| Southern Company | 842587107 | COM | 625 | $387,000 | thousands by filing date | |
| WILLIS TOWERS WATSON PLC LTD SHS | G96629103 | Stock | 200 | $386,000 | thousands by filing date | |
| DR REDDYS LABS LTD ADR | 256135203 | ADR | 1,000 | $379,000 | thousands by filing date | |
| VGT | 92204A702 | SHS | 174 | $375,000 | thousands by filing date | |
| COHEN & STEERS REIT AND PREFER | 19247X100 | COM | 1,512 | $373,000 | thousands by filing date | |
| Berkshire Hathaway Inc | 084670702 | COM | 175 | $364,000 | thousands by filing date | |
| Automatic Data Processing,Inc. | 053015103 | COM | 222 | $358,000 | thousands by filing date | |
| CASEYS GEN STORES INC | 147528103 | COM | 220 | $355,000 | thousands by filing date | |
| ISHARES RUSSELL 1000 VALUE ETF | 464287598 | ETF | 277 | $355,000 | thousands by filing date | |
| FIRST TRUST LOW DURATION OPPORTUNITIES ETF | 33739Q200 | ETF | 680 | $354,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33733A102 | CHINDIA ETF | 1,025 | $353,000 | thousands by filing date | |
| LADDER CAP CORP CL A | 505743104 | REIT | 2,033 | $351,000 | thousands by filing date | |
| MFS MULTIMARKET INCOME TR | 552737108 | SH BEN INT | 5,856 | $346,000 | thousands by filing date | |
| OCCIDENTAL PETE CORP | 674599105 | COM | 776 | $345,000 | thousands by filing date | |
| LMP CAPITAL AND INCOME FUND | 50208A102 | COM | 2,436 | $344,000 | thousands by filing date | |
| TORONTO DOMINION BK ONT COM NEW | 891160509 | Stock | 580 | $339,000 | thousands by filing date | |
| TRAVELERS COMPANIES INC COM | 89417E109 | Stock | 225 | $335,000 | thousands by filing date | |
| PLAINS ALL AMERN PIPELINE L | 726503105 | UNIT LTD PARTN | 1,612 | $335,000 | thousands by filing date | |
| ALLIANCE RESOURCE PARTNERS L | 01877R108 | UT LTD PART | 2,073 | $332,000 | thousands by filing date | |
| SS&C TECH HLDGS COM | 78467J100 | Stock | 640 | $331,000 | thousands by filing date | |
| Gilead Sciences,Inc. | 375558103 | COM | 518 | $328,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G508 | SR LN ETF | 1,453 | $328,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138g805 | TAXABLE MUN BD | 1,000 | $324,000 | thousands by filing date | |
| INVESCO EXCHANGE-TRADED FD TR S&P 500 EQUAL WEIGHT ETF | 46137V357 | COM | 298 | $322,000 | thousands by filing date | |
| CENTERPOINT ENERGY INC | 15189T107 | COM | 1,065 | $322,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F106 | GOLD MINERS ETF | 1,200 | $320,000 | thousands by filing date | |
| BNY MELLON STRATEGIC MUN BD | 09662E109 | COM | 3,751 | $315,000 | thousands by filing date | |
| FIRST TRUST SENIOR FLOATING RA | 33733U108 | COM | 2,612 | $314,000 | thousands by filing date | |
| HEARTLAND FINL USA INC | 42234Q102 | COM | 700 | $313,000 | thousands by filing date | |
| ISHARES TR | 464287465 | MSCI EAFE ETF | 479 | $312,000 | thousands by filing date | |
| ALLSPRING MULTI SECTOR INCOM | 94987D101 | COM | 2,494 | $308,000 | thousands by filing date | |
| COHEN & STEERS GLOBAL INC BLDR | 19248M103 | COM | 3,373 | $307,000 | thousands by filing date | |
| TOTALENERGIES SE | 89151E109 | SPONSORED ADS | 584 | $304,000 | thousands by filing date | |
| SAREPTA THERAPEUTICS INC | 803607100 | COM | 400 | $301,000 | thousands by filing date | |
| Danaher Corporation | 235851102 | COM | 208 | $300,000 | thousands by filing date | |
| Vanguard Total World Stock ETF | 922042742 | SHS | 400 | $299,000 | thousands by filing date | |
| BANCROFT FUND LIMITED | 059695106 | COM | 1,265 | $299,000 | thousands by filing date | |
| INVESCO MUNICIPAL TRUST | 46131J103 | COM | 2,372 | $299,000 | thousands by filing date | |
| FEDEX CORP COM | 31428X106 | Stock | 204 | $298,000 | thousands by filing date | |
| NASDAQ INC COM | 631103108 | Stock | 300 | $298,000 | thousands by filing date | |
| SUN CMNTYS INC COM | 866674104 | REIT | 200 | $296,000 | thousands by filing date | |
| UNITS-GRANITE REIT-STAPL | 387437114 | UNIT 99/99/9999 | 609 | $295,000 | thousands by filing date | |
| ABRDN WORLD HEALTHCARE FUND | 87911L108 | BEN INT SHS | 2,179 | $293,000 | thousands by filing date | |
| EURONET WORLDWIDE INC COM | 298736109 | Stock | 200 | $292,000 | thousands by filing date | |
| FIDUCIARY CLAYMORE ENGRY INF | 31647Q106 | COM | 3,290 | $292,000 | thousands by filing date | |
| EATON VANCE SENIOR FLOATING-RA | 27828Q105 | COM | 2,214 | $288,000 | thousands by filing date | |
| ISHARES TR | 464287838 | U.S. BAS MTL ETF | 310 | $286,000 | thousands by filing date | |
| PIONEER MUNICIPAL HIGH INCOME | 723763108 | COM SHS | 2,300 | $286,000 | thousands by filing date | |
| United Parcel Service,Inc. Class B | 911312106 | COM | 237 | $285,000 | thousands by filing date | |
| AXONENTERPRISEINC | 05464C101 | STOK | 500 | $285,000 | thousands by filing date | |
| ISHARES TR | 464287697 | U.S. UTILITS ETF | 175 | $285,000 | thousands by filing date | |
| iShares S&P 500 Value ETF | 464287408 | SHS | 238 | $284,000 | thousands by filing date | |
| FISERV INC | 337738108 | COM | 272 | $282,000 | thousands by filing date | |
| AMERICAN ELEC PWR CO INC COM | 025537101 | Stock | 300 | $281,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J174 | DEV MRK EX US | 536 | $280,000 | thousands by filing date | |
| PIMCO MUN INCOME FD | 72200R107 | COM | 1,851 | $279,000 | thousands by filing date | |
| NUVEEN GLOBAL HIGH INCOME FD | 67075G103 | SHS | 1,794 | $279,000 | thousands by filing date | |
| MACQUARIE INFRASTRUCTURE HOLDI | 55608B105 | COMMON UNITS | 704 | $278,000 | thousands by filing date | |
| FIRST TR BICK INDEX FD | 33733H107 | COM SHS | 1,095 | $278,000 | thousands by filing date | |
| VOYA NAT RES EQUITY INCOME F | 92913C106 | COM | 7,021 | $275,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33736N101 | ALERIAN DISRUPT | 550 | $273,000 | thousands by filing date | |
| FIDELITY NATL INFORMATION SVCS COM | 31620M106 | Stock | 205 | $272,000 | thousands by filing date | |
| KAYNE ANDERSON ENERGY | 486606106 | COM | 1,874 | $271,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q718 | INTL SEC DV DOG | 1,046 | $271,000 | thousands by filing date | |
| EMERSON ELEC CO COM | 291011104 | Stock | 401 | $269,000 | thousands by filing date | |
| WP CAREY INC COM | 92936U109 | REIT | 300 | $269,000 | thousands by filing date | |
| MICROCHIP TECHNOLOGY INC. COM | 595017104 | Stock | 290 | $269,000 | thousands by filing date | |
| WABCO HLDGS INC | 92927K102 | COM | 200 | $268,000 | thousands by filing date | |
| BANK MONTREAL MEDIUM COM | 063671101 | Stock | 363 | $267,000 | thousands by filing date | |
| DNP SELECT INCOME FD INC | 23325P104 | COM | 2,070 | $266,000 | thousands by filing date | |
| SPRAGUE RES LP | 849343108 | COM UNIT REP LTD | 1,480 | $262,000 | thousands by filing date | |
| PHILLIPS 66 COM | 718546104 | Stock | 255 | $261,000 | thousands by filing date | |
| ICAHN ENTERPRISES LP | 451100101 | Common Stock | 400 | $256,000 | thousands by filing date | |
| NEW YORK COMMUNITY BANCORP | 649445103 | COM | 2,000 | $251,000 | thousands by filing date | |
| YUM CHINA HLDGS INC | 98850P109 | COM | 551 | $250,000 | thousands by filing date | |
| HCP INC | 40414L109 | COM | 700 | $249,000 | thousands by filing date | |
| MFS HIGH YIELD MUNICIPAL TRUST | 59318E102 | SH BEN INT | 5,193 | $244,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33739Q309 | HIGH INCM STRGC | 475 | $242,000 | thousands by filing date | |
| INVESCO TR INVT GRADE MUNS | 46131M106 | COM | 1,876 | $241,000 | thousands by filing date | |
| CLEARBRIDGE MLP AND MIDSTRM | 184692101 | COM | 2,094 | $238,000 | thousands by filing date | |
| DB COMMODITY INDEX TRACKING | 46138B103 | ETF | 1,574 | $237,000 | thousands by filing date | |
| ROYAL DUTCH SHELL PLC SPN ADR | 780259206 | SPONS ADR A | 400 | $236,000 | thousands by filing date | |
| ROYCE GLOBAL TRUST INC | 78081T104 | COM | 2,334 | $236,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33739Q507 | SSI STRG ETF | 756 | $235,000 | thousands by filing date | |
| ConocoPhillips | 20825C104 | COM | 410 | $234,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y100 | SBI MATERIALS | 402 | $234,000 | thousands by filing date | |
| RETAIL OPPORTUNITY INVESTMENTS | 76131N101 | COMMON STOCK | 1,281 | $233,000 | thousands by filing date | |
| ISHARES TR | 464287754 | US INDUSTRIALS | 145 | $231,000 | thousands by filing date | |
| CVR ENERGY, INC. | 12662P108 | COM | 523 | $230,000 | thousands by filing date | |
| NUVEEN CA DIVI ADV MUN | 67066Y105 | COM | 1,531 | $229,000 | thousands by filing date | |
| OXFORD LANE CAP CORP | 691543102 | COM | 2,449 | $228,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E401 | NASDAQ 100 EX | 425 | $227,000 | thousands by filing date | |
| Vanguard Extended Market ETF | 922908652 | SHS | 193 | $224,000 | thousands by filing date | |
| CELGENE CORP | 151020104 | COM | 226 | $224,000 | thousands by filing date | |
| EOG RES INC COM | 26875P101 | Stock | 300 | $223,000 | thousands by filing date | |
| COHEN & STEERS TOTAL RETURN | 19247R103 | COM | 1,500 | $222,000 | thousands by filing date | |
| GENESEE & WYOMING INC | 371559105 | CL A | 200 | $221,000 | thousands by filing date | |
| Vanguard Small-Cap Value ETF | 922908611 | SHS | 170 | $219,000 | thousands by filing date | |
| EATON VANCE MUN INCOME TERM | 27829U105 | SHS | 1,005 | $218,000 | thousands by filing date | |
| XAI OCTAGN FLT RAT & ALT INM | 98400T106 | COM | 2,400 | $215,000 | thousands by filing date | |
| CASELLA WASTE SYS INC | 147448104 | CL A | 500 | $215,000 | thousands by filing date | |
| HEALTHCARE RLTY TR | 421946104 | COM | 640 | $215,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y704 | INDL | 270 | $210,000 | thousands by filing date | |
| HILL ROM HLDGS INC | 431475102 | COM | 200 | $210,000 | thousands by filing date | |
| SPDR S&P Dividend ETF | 78464A763 | SHS | 204 | $209,000 | thousands by filing date | |
| APOLLO COML REAL ESTATE FIN | 03762U105 | COM | 1,091 | $209,000 | thousands by filing date | |
| SVB FINANCIAL GROUP | 78486Q101 | COM | 100 | $209,000 | thousands by filing date | |
| NUVEEN INTERMEDIATE DURATION M | 670671106 | COM | 1,513 | $208,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J125 | LATIN AMER ALP | 1,020 | $208,000 | thousands by filing date | |
| Schlumberger Limited | 806857108 | COM | 600 | $206,000 | thousands by filing date | |
| ROYCE MICRO-CAP TRUST INC | 780915104 | COM | 2,560 | $206,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHA FD I | 33737J133 | BRAZIL ALPHA | 1,290 | $204,000 | thousands by filing date | |
| SARATOGA INVESTMENT CORP | 80349A208 | COM NEW | 818 | $202,000 | thousands by filing date | |
| CALAMOS GBL DYN INCOME FUND | 12811L107 | COM | 2,525 | $197,000 | thousands by filing date | |
| FIRST TRUST INTERMEDIATE DURATION PREFERRED & INCOME FUND | 33718W103 | CEF | 836 | $197,000 | thousands by filing date | |
| Vanguard Real Estate | 922908553 | SHS | 209 | $195,000 | thousands by filing date | |
| Oracle Corporation | 68389X105 | COM | 349 | $192,000 | thousands by filing date | |
| PRUDENTIAL FINL INC COM | 744320102 | Stock | 213 | $192,000 | thousands by filing date | |
| HSBC HLDGS PLC SPON ADR NEW | 404280406 | ADR | 500 | $191,000 | thousands by filing date | |
| TEMPLETON GLOBAL INCOME FD | 880198106 | COM | 3,106 | $191,000 | thousands by filing date | |
| Vanguard Intermediate-Term Bond ETF | 921937819 | SHS | 215 | $189,000 | thousands by filing date | |
| MCCORMICK & CO INC COM NON VTG | 579780206 | Stock | 121 | $189,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A722 | ST STR SP PHARMA | 530 | $189,000 | thousands by filing date | |
| COHEN & STEERS CLOSED-END OP | 19248P106 | COM | 1,427 | $187,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001741426-19-000005 | this filing | 2019-10-25 | acceptance time not in the bulk data set | |
| 13F-HR/A 0001741426-19-000006 | base | 2019-10-29 | acceptance time not in the bulk data set |