13F-HR/A filed by Triumph Capital Management
Triumph Capital Management filed this 13F-HR/A for the quarter ended 2021-09-30, filed 2021-11-16, with 189 holding rows worth $213,570,000.
- Accession
- 0001730765-21-000005
- Filer
- CIK 1730765
- Filed
- 2021-11-16
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2021
A holdings report, amendment of type restatement, 189 entries on the cover page, a total value of $213,570,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $213,570,000 with VALUE read as thousands by filing date, 13F file number 028-21297. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| INVESCO QQQ TR | 46090E103 | COM | 42,608 | $15,252,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 26,869 | $11,569,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E104 | CAP STRENGTH ETF | 133,065 | $9,956,000 | thousands by filing date | |
| STATE STR SPDR DOW JONES IND | 78467X109 | UT SER 1 | 23,720 | $8,042,000 | thousands by filing date | |
| J P MORGAN EXCHANGE TRADED F | 46641Q837 | ULTRA SHRT ETF | 123,023 | $6,240,000 | thousands by filing date | |
| FIRST TRUST TCW OPPORTUNISTIC | 33740F805 | TCW OPPORTUNIS | 88,155 | $4,721,000 | thousands by filing date | |
| ISHARES TR CORE S&P 500 ETF | 464287200 | SHS | 9,566 | $4,121,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739E108 | PFD SECS INC ETF | 196,415 | $4,034,000 | thousands by filing date | |
| Financial Select Sector SPDR Fund | 81369Y605 | SHS | 101,090 | $3,794,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F643 | MRNGSTR WDE MOAT | 51,249 | $3,754,000 | thousands by filing date | |
| FIRST TRUST HIGH YIELD LONG/SH | 33738D408 | FIRST TR TA HIYL | 71,508 | $3,446,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X846 | NASDAQ CYB ETF | 67,743 | $3,300,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X192 | CLOUD COMPUTING | 30,295 | $3,192,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922B105 | LHA MKT ST TACTL | 102,679 | $3,109,000 | thousands by filing date | |
| Health Care Select Sector SPDR Fund | 81369Y209 | SHS | 23,768 | $3,026,000 | thousands by filing date | |
| Vanguard Intermediate-Term Corporate Bond ETF | 92206C870 | SHS | 31,285 | $2,954,000 | thousands by filing date | |
| VANGUARD MALVERN FDS | 922020805 | SHS | 55,846 | $2,936,000 | thousands by filing date | |
| Vanguard Total International Bond Index Fund ETF | 92203J407 | SHS | 50,218 | $2,860,000 | thousands by filing date | |
| Vanguard Total Bond Market ETF | 921937835 | SHS | 33,286 | $2,844,000 | thousands by filing date | |
| iShares Core US Aggregate Bond ETF | 464287226 | SHS | 23,743 | $2,726,000 | thousands by filing date | |
| ISHARES TR | 464289438 | RUS TP200 GR ETF | 17,519 | $2,675,000 | thousands by filing date | |
| Technology Select Sector SPDR Fund | 81369Y803 | SHS | 17,384 | $2,596,000 | thousands by filing date | |
| FIRST TRUST LOW DURATION OPPORTUNITIES ETF | 33739Q200 | ETF | 47,896 | $2,423,000 | thousands by filing date | |
| SEA LTD | 81141R100 | SPONSORD ADS | 7,557 | $2,409,000 | thousands by filing date | |
| SPDR S&P Midcap 400 ETF Trust | 78467Y107 | SHS | 4,926 | $2,375,000 | thousands by filing date | |
| Energy Select Sector SPDR Fund | 81369Y506 | SHS | 43,833 | $2,283,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 78,825 | $2,129,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R506 | RISNG DIVD ACHIV | 40,715 | $1,933,000 | thousands by filing date | |
| ARK ETF TR | 00214Q104 | INNOVATION ETF | 16,714 | $1,847,000 | thousands by filing date | |
| INVESCO EXCHANGE-TRADED FD TR S&P 500 EQUAL WEIGHT ETF | 46137V357 | COM | 12,078 | $1,810,000 | thousands by filing date | |
| INNOVATOR ETFS TRUST | 45782C862 | INNOVATOR DEEPW | 34,550 | $1,769,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 5,707 | $1,609,000 | thousands by filing date | |
| SOFI TECHNOLOGIES INC COM | 83406F102 | Stock | 94,271 | $1,497,000 | thousands by filing date | |
| CITRIX SYSTEMS INC | 177376100 | COM | 13,089 | $1,405,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E500 | NAS CLNEDG GREEN | 20,530 | $1,285,000 | thousands by filing date | |
| XCELENERGY INC | 98389B100 | COM | 19,918 | $1,254,000 | thousands by filing date | |
| ISHARES TR | 464287648 | RUS 2000 GRW ETF | 4,262 | $1,251,000 | thousands by filing date | |
| EDISON INTL COM | 281020107 | Stock | 21,685 | $1,217,000 | thousands by filing date | |
| ISHARES MSCI USA QUALITY FACTOR ETF | 46432F339 | ETF | 9,146 | $1,205,000 | thousands by filing date | |
| SAFETY INS GROUP INC | 78648T100 | COM | 15,050 | $1,193,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E302 | DJ INTERNT IDX | 4,921 | $1,161,000 | thousands by filing date | |
| FIRST TR SML CP CORE ALPHA F | 33734Y109 | COM SHS | 12,595 | $1,153,000 | thousands by filing date | |
| AUTOHOME INC SP ADS RP CL A | 05278C107 | ADR | 24,063 | $1,129,000 | thousands by filing date | |
| ISHARES MORNINGSTAR MID-CAP GROWTH ETF | 464288307 | ETF | 15,927 | $1,097,000 | thousands by filing date | |
| SPDR Portfolio S&P 1500 Composite Stock Market ETF | 78464A805 | SHS | 20,519 | $1,087,000 | thousands by filing date | |
| TWILIO INC CL A | 90138F102 | Stock | 3,378 | $1,078,000 | thousands by filing date | |
| INNOVATOR ETFS TRUST | 45782C102 | mc | 22,134 | $1,048,000 | thousands by filing date | |
| O'Shares Global Internet | 67110P704 | COM | 19,629 | $1,040,000 | thousands by filing date | |
| HAILIANG ED GROUP INC | 40522L108 | SPONSORED ADR | 31,888 | $1,036,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 7,307 | $1,034,000 | thousands by filing date | |
| Amazon.com, Inc | 023135106 | COM | 311 | $1,022,000 | thousands by filing date | |
| KBHOME | 48666K109 | COM | 26,218 | $1,020,000 | thousands by filing date | |
| CONSOLIDATED EDISON INC | 209115104 | COM | 14,042 | $1,019,000 | thousands by filing date | |
| Vanguard Value ETF | 922908744 | SHS | 7,373 | $998,000 | thousands by filing date | |
| Vanguard S&P 500 ETF | 922908363 | COM | 2,370 | $938,000 | thousands by filing date | |
| Vanguard Growth | 922908736 | COM | 3,213 | $932,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F106 | GOLD MINERS ETF | 31,353 | $924,000 | thousands by filing date | |
| OSI ETF TR | 67110P100 | OSI ETF TR | 25,795 | $895,000 | thousands by filing date | |
| Palantir Technologies Inc. Class A | 69608A108 | COM | 36,121 | $868,000 | thousands by filing date | |
| Wells Fargo & Company | 949746101 | COM | 18,698 | $868,000 | thousands by filing date | |
| Procter & Gamble Co | 742718109 | COM | 6,161 | $861,000 | thousands by filing date | |
| Eli Lilly and Company | 532457108 | COM | 3,630 | $839,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E291 | GLOBX SUPDV US | 42,788 | $831,000 | thousands by filing date | |
| ALIBABA GROUP HLDG LTD | 01609W102 | SPONSORED ADS | 5,529 | $819,000 | thousands by filing date | |
| Verizon Communications Inc | 92343V104 | COM | 15,148 | $818,000 | thousands by filing date | |
| iShares Russell 2000 ETF | 464287655 | SHS | 3,732 | $816,000 | thousands by filing date | |
| NORWEGIAN CRUISE LINE HLDGS LT SHS | G66721104 | Stock | 29,678 | $793,000 | thousands by filing date | |
| OKTAINCCLASSA | 679295105 | STOK | 3,339 | $792,000 | thousands by filing date | |
| Berkshire Hathaway Inc | 084670702 | COM | 2,831 | $773,000 | thousands by filing date | |
| DELTA AIR LINES INC COM NEW | 247361702 | Stock | 17,911 | $763,000 | thousands by filing date | |
| BP PLC SPONSORED ADR | 055622104 | ADR | 27,411 | $749,000 | thousands by filing date | |
| FORD MTR CO COM | 345370860 | Stock | 52,225 | $740,000 | thousands by filing date | |
| Uber Technologies | 90353T100 | COM | 16,342 | $732,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524805 | INTL EQTY ETF | 18,801 | $728,000 | thousands by filing date | |
| BANCO SANTANDER CHILE NEW | 05965X109 | SP ADR REP COM | 35,866 | $709,000 | thousands by filing date | |
| FUTU HLDGS LTD SPON ADS CL A | 36118L106 | ADR | 7,715 | $702,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 4,281 | $701,000 | thousands by filing date | |
| HAWAIIAN HOLDINGS INC | 419879101 | COM | 30,950 | $670,000 | thousands by filing date | |
| UNITY SOFTWARE INC COM | 91332U101 | Stock | 5,299 | $669,000 | thousands by filing date | |
| ISHARES TR | 46434V456 | MSCI INTL QUALTY | 17,495 | $663,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y806 | ALTERNATIVE INCM | 49,791 | $663,000 | thousands by filing date | |
| BOX INC CL A | 10316T104 | Stock | 27,907 | $661,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33739Q408 | FIRST TR ENH NEW | 10,994 | $659,000 | thousands by filing date | |
| iShares 0-5 Year High Yield Corporate Bond ETF | 46434V407 | COM | 14,393 | $658,000 | thousands by filing date | |
| CROWDSTRIKE HLDGS INC | 22788C105 | COM | 2,672 | $657,000 | thousands by filing date | |
| iShares Silver Trust | 46428Q109 | COM | 31,688 | $650,000 | thousands by filing date | |
| B & G FOODS INC | 05508R106 | COM | 20,999 | $638,000 | thousands by filing date | |
| UIPATH INC | 90364P105 | CL A | 11,930 | $628,000 | thousands by filing date | |
| MATTERPORT INC | 577096100 | COM CL A | 33,162 | $627,000 | thousands by filing date | |
| OZON HLDGS PLC ADR | 69269L104 | SPONSORED ADS | 12,387 | $625,000 | thousands by filing date | |
| PIMCO Investment Grade Co | 72201R817 | INV GRD CRP BD | 5,493 | $624,000 | thousands by filing date | |
| ONEOK INC NEW | 682680103 | COM | 10,619 | $616,000 | thousands by filing date | |
| Amgen Inc. | 031162100 | COM | 2,877 | $612,000 | thousands by filing date | |
| SHOPIFY INC | 82509L107 | CL A SUB VTG SHS | 450 | $610,000 | thousands by filing date | |
| FIRST TR VALUE LINE DIVID IN | 33734H106 | SHS | 15,318 | $600,000 | thousands by filing date | |
| FUBOTV INC | 35953D104 | COM | 24,886 | $596,000 | thousands by filing date | |
| Vanguard FTSE Developed Markets ETF | 921943858 | SHS | 11,566 | $584,000 | thousands by filing date | |
| HIMAX TECHNOLOGIES INC SPONSORED ADR | 43289P106 | ADR | 54,767 | $584,000 | thousands by filing date | |
| General Electric Company | 369604301 | COM | 5,438 | $561,000 | thousands by filing date | |
| KELLANOVA | 487836108 | COM | 8,751 | $559,000 | thousands by filing date | |
| Schwab Short Term US Treasury ETF | 808524862 | SHS | 10,677 | $547,000 | thousands by filing date | |
| BOSTON BEER INC CL A | 100557107 | Stock | 1,070 | $545,000 | thousands by filing date | |
| AIR TRANSPORT SERVICES GRP I | 00922R105 | COM | 21,068 | $544,000 | thousands by filing date | |
| iShares TIPS Bond ETF | 464287176 | SHS | 4,004 | $511,000 | thousands by filing date | |
| SHELL MIDSTREAM PARTNERS L P | 822634101 | UNIT LTD INT | 42,918 | $505,000 | thousands by filing date | |
| ISHARES TR | 464288661 | 3 7 YR TREAS BD | 3,713 | $483,000 | thousands by filing date | |
| STATE STREET | 78464A813 | EXCHANGE TRADED | 5,017 | $475,000 | thousands by filing date | |
| ISHARES TR | 464287457 | COM | 5,468 | $471,000 | thousands by filing date | |
| BURCON NUTRASCIENCE CORP | 120831102 | COM | 42,429 | $457,000 | thousands by filing date | |
| Altria Group Inc | 02209S103 | COM | 9,799 | $455,000 | thousands by filing date | |
| THE BEACHBODY COMPANY INC | 073463101 | COM | 81,592 | $452,000 | thousands by filing date | |
| VWO | 922042858 | SHS | 9,018 | $451,000 | thousands by filing date | |
| DORCHESTER MINERALS L P | 25820R105 | COM UNIT | 23,335 | $447,000 | thousands by filing date | |
| LUCID GROUP INC | 549498103 | COM | 17,006 | $432,000 | thousands by filing date | |
| SPDW | 78463X889 | COM | 11,764 | $426,000 | thousands by filing date | |
| Bank of America Corp | 060505104 | COM | 9,993 | $424,000 | thousands by filing date | |
| NORTHERN LTS FD TR III | 66538R730 | HCM DEFEN 500 | 10,415 | $417,000 | thousands by filing date | |
| META PLATFORMS INC CL A | 30303M102 | COM | 1,224 | $415,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 7,024 | $413,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y407 | SBI CONS DISCR | 2,295 | $412,000 | thousands by filing date | |
| KRAFT HEINZ CO COM | 500754106 | Stock | 11,153 | $411,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 336920103 | US EQTY OPPT ETF | 3,248 | $401,000 | thousands by filing date | |
| SPRUCE POWER HOLDING CORP | 9837FR100 | COMMON STOCK | 64,963 | $400,000 | thousands by filing date | |
| CREDIT SUISSE GROUP-ADR | 225401108 | SPONSORED ADR | 40,350 | $398,000 | thousands by filing date | |
| Southern Company | 842587107 | COM | 6,375 | $395,000 | thousands by filing date | |
| SPDR Portfolio Emerging Markets ETF | 78463X509 | SHS | 9,294 | $395,000 | thousands by filing date | |
| NORTHERN LTS FD TR III | 66538R748 | HCM DEFND 100 | 8,127 | $395,000 | thousands by filing date | |
| Schwab Intermediate-Term US Treasury ETF | 808524854 | SHS | 6,947 | $394,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR | 78467V848 | ST STR TOTAL ETF | 7,858 | $380,000 | thousands by filing date | |
| Chevron Corporation | 166764100 | COM | 3,595 | $365,000 | thousands by filing date | |
| CHEWYINCCLASSCLASSA | 16679L109 | STOK | 5,277 | $359,000 | thousands by filing date | |
| Lockheed Martin Corporation | 539830109 | COM | 1,003 | $346,000 | thousands by filing date | |
| UNITED AIRLS HLDGS INC COM | 910047109 | Stock | 7,279 | $346,000 | thousands by filing date | |
| PACER FDS TR | 69374H881 | US CASH COWS 100 | 7,889 | $345,000 | thousands by filing date | |
| MGM RESORTS INTERNATIONAL | 552953101 | COM | 7,724 | $333,000 | thousands by filing date | |
| COINBASE GLOBAL INC COM CL A | 19260Q107 | Stock | 1,460 | $332,000 | thousands by filing date | |
| Boeing Company | 097023105 | COM | 1,485 | $327,000 | thousands by filing date | |
| FIRST TR EXCHNG TRADED FD VI | 33740U307 | FT VEST US EQT | 9,620 | $326,000 | thousands by filing date | |
| SOUTH JERSEY INDUSTRIES INC | 838518108 | COM | 15,058 | $324,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRAD FD VI | 33739H101 | FST TR GLB FD | 12,926 | $312,000 | thousands by filing date | |
| PACER FDS TR | 69374H717 | CMN | 7,499 | $309,000 | thousands by filing date | |
| iShares U.S. Treasury Bond ETF | 46429B267 | SHS | 11,499 | $305,000 | thousands by filing date | |
| VIPSHOP HLDGS LTD SPONSORED ADS A | 92763W103 | ADR | 27,367 | $305,000 | thousands by filing date | |
| IROBOT CORP | 462726100 | COM | 3,888 | $305,000 | thousands by filing date | |
| Visa Inc | 92826C839 | COM | 1,351 | $301,000 | thousands by filing date | |
| GRUPO AEROPORTUARIO DEL CENT | 400501102 | SPON ADR | 6,398 | $300,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E408 | MSCI CHINA CNSMR | 10,534 | $295,000 | thousands by filing date | |
| DOW HLDGS INC COM | 260557103 | Stock | 5,072 | $292,000 | thousands by filing date | |
| ISHARES TR | 464288620 | SHS | 4,776 | $287,000 | thousands by filing date | |
| SPDR SER TR | 78468R622 | BLOOMBERG HIGH Y | 2,557 | $280,000 | thousands by filing date | |
| DISCOVERY INC | 25470F302 | COM SER C | 11,209 | $272,000 | thousands by filing date | |
| PENN ENTERTAINMENT INC COM | 707569109 | Stock | 3,721 | $270,000 | thousands by filing date | |
| Micron Technology,Inc. | 595112103 | COM | 3,703 | $263,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 1,608 | $260,000 | thousands by filing date | |
| PHILLIPS 66 COM | 718546104 | Stock | 3,641 | $255,000 | thousands by filing date | |
| SNOWFLAKE INC COM SHS | 833445109 | Stock | 832 | $252,000 | thousands by filing date | |
| OLLIES BARGAIN OUTLET HLDGS | 681116109 | COM | 4,175 | $252,000 | thousands by filing date | |
| Netflix, Inc | 64110L106 | COM | 410 | $250,000 | thousands by filing date | |
| PPL CORP COM | 69351T106 | Stock | 8,833 | $250,000 | thousands by filing date | |
| SOUTHWESTAIRLSCO | 844741108 | STOK | 4,809 | $247,000 | thousands by filing date | |
| WESTERN UN CO COM | 959802109 | Stock | 12,186 | $246,000 | thousands by filing date | |
| NEW YORK COMMUNITY BANCORP | 649445103 | COM | 19,140 | $246,000 | thousands by filing date | |
| NVIDIA Corp | 67066G104 | COM | 1,177 | $244,000 | thousands by filing date | |
| Tesla Motors, Inc | 88160R101 | COM | 304 | $236,000 | thousands by filing date | |
| CREDICORP LTD | G2519Y108 | COM | 2,098 | $235,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X131 | INTL QULTY DIV | 6,153 | $234,000 | thousands by filing date | |
| Vanguard Dividend Appreciation ETF | 921908844 | SHS | 1,485 | $228,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 85 | $227,000 | thousands by filing date | |
| KINSALECAPGROUPINC | 49714P108 | STOK | 1,393 | $225,000 | thousands by filing date | |
| NORTHWESTERN ENERGY GROUP INC COM NEW | 668074305 | Stock | 3,932 | $225,000 | thousands by filing date | |
| 3M CO COM | 88579Y101 | Stock | 1,274 | $223,000 | thousands by filing date | |
| ISHARESRUSSELL1000GROWTHETF | 464287614 | STOK | 808 | $221,000 | thousands by filing date | |
| DEVON ENERGY CORP NEW COM | 25179M103 | Stock | 6,076 | $216,000 | thousands by filing date | |
| CARDINAL HEALTH INC | 14149Y108 | COM | 4,293 | $214,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y855 | LITHIUM BTRY ETF | 2,603 | $213,000 | thousands by filing date | |
| AUTODESK INC COM | 052769106 | Stock | 729 | $208,000 | thousands by filing date | |
| PACER FDS TR | 69374H725 | LUNT MDCAP MLT | 5,873 | $205,000 | thousands by filing date | |
| AMERICAN AIRLINES GROUP INC COM | 02376R102 | Stock | 9,952 | $204,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E549 | GLB X SUPERDIV | 15,400 | $204,000 | thousands by filing date | |
| ISHARES TR | 46435U218 | ESG MSCI LEADR | 2,679 | $202,000 | thousands by filing date | |
| Walt Disney Co | 254687106 | COM | 1,189 | $201,000 | thousands by filing date | |
| MOBILE TELESYSTEMS PJSC | 607409109 | SPONSORED ADR | 18,788 | $181,000 | thousands by filing date | |
| KINDER MORGAN INC DEL COM | 49456B101 | Stock | 10,154 | $170,000 | thousands by filing date | |
| PEACE ARCH ENTMT GROUP INC COM | 704586965 | COM | 23,035 | $138,000 | thousands by filing date | |
| LUMEN TECHNOLOGIES INC | 550241103 | COM | 10,975 | $136,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 337345102 | SHS | 10,886 | $92,000 | thousands by filing date | |
| SPDR Portfolio S&P 500 Growth ETF | 78464A409 | SHS | 15,524 | $56,000 | thousands by filing date | |
| CIA ENERGETICA DE MINAS GERA | 204409601 | SP ADR N-V PFD | 11,149 | $28,000 | thousands by filing date | |
| NAKED BRAND GROUP LIMITED | Q6519T117 | SHS NEW | 40,000 | $28,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001730765-21-000004 | superseded | 2021-11-15 | acceptance time not in the bulk data set | |
| 13F-HR/A 0001730765-21-000005 | this filing | 2021-11-16 | acceptance time not in the bulk data set |