13F-HR filed by Triumph Capital Management
Triumph Capital Management filed this 13F-HR for the quarter ended 2021-09-30, filed 2021-11-15, with 134 holding rows worth $146,192,000.
- Accession
- 0001730765-21-000004
- Filer
- CIK 1730765
- Filed
- 2021-11-15
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2021
A holdings report, 134 entries on the cover page, a total value of $146,192,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $146,190,000 with VALUE read as thousands by filing date, 13F file number 028-21297. A later restatement replaced it, so the quarter does not use it. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| INVESCO QQQ TR | 46090E103 | COM | 54,627 | $15,196,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 34,843 | $11,715,000 | thousands by filing date | |
| J P MORGAN EXCHANGE TRADED F | 46641Q837 | ULTRA SHRT ETF | 189,809 | $9,641,000 | thousands by filing date | |
| STATE STR SPDR DOW JONES IND | 78467X109 | UT SER 1 | 23,356 | $6,497,000 | thousands by filing date | |
| Vanguard Total Bond Market ETF | 921937835 | SHS | 73,492 | $6,483,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E104 | CAP STRENGTH ETF | 100,735 | $6,374,000 | thousands by filing date | |
| FIRST TRUST TCW OPPORTUNISTIC | 33740F805 | TCW OPPORTUNIS | 92,897 | $5,112,000 | thousands by filing date | |
| iShares Core US Aggregate Bond ETF | 464287226 | SHS | 35,493 | $4,190,000 | thousands by filing date | |
| Vanguard Total International Bond Index Fund ETF | 92203J407 | SHS | 70,517 | $4,103,000 | thousands by filing date | |
| Vanguard Intermediate-Term Corporate Bond ETF | 92206C870 | SHS | 41,633 | $3,988,000 | thousands by filing date | |
| Technology Select Sector SPDR Fund | 81369Y803 | SHS | 29,880 | $3,487,000 | thousands by filing date | |
| Health Care Select Sector SPDR Fund | 81369Y209 | SHS | 24,513 | $2,586,000 | thousands by filing date | |
| Financial Select Sector SPDR Fund | 81369Y605 | SHS | 100,132 | $2,411,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X192 | CLOUD COMPUTING | 27,607 | $2,167,000 | thousands by filing date | |
| ISHARES TR CORE S&P 500 ETF | 464287200 | SHS | 6,388 | $2,147,000 | thousands by filing date | |
| ISHARES TR | 464288620 | SHS | 34,379 | $2,090,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X846 | NASDAQ CYB ETF | 50,700 | $1,764,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F643 | MRNGSTR WDE MOAT | 29,406 | $1,605,000 | thousands by filing date | |
| KEYCORP COM | 493267108 | Stock | 133,573 | $1,593,000 | thousands by filing date | |
| FIRST TR VALUE LINE DIVID IN | 33734H106 | SHS | 49,071 | $1,544,000 | thousands by filing date | |
| PACWEST BANCORP DEL | 695263103 | COM | 89,595 | $1,530,000 | thousands by filing date | |
| ISHARES TR | 464289438 | RUS TP200 GR ETF | 11,977 | $1,454,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A698 | ST STR SP REGBNK | 37,490 | $1,338,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 10,106 | $1,170,000 | thousands by filing date | |
| O'Shares Global Internet | 67110P704 | COM | 25,550 | $1,127,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A797 | ST STR SP BANK | 40,053 | $1,041,000 | thousands by filing date | |
| Boeing Company | 097023105 | COM | 5,945 | $982,000 | thousands by filing date | |
| CVS Health Corporation | 126650100 | COM | 16,583 | $968,000 | thousands by filing date | |
| Wells Fargo & Company | 949746101 | COM | 40,955 | $963,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739E108 | PFD SECS INC ETF | 50,014 | $959,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E302 | DJ INTERNT IDX | 4,646 | $875,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 9,056 | $872,000 | thousands by filing date | |
| Vanguard Growth | 922908736 | COM | 3,808 | $867,000 | thousands by filing date | |
| BP PLC SPONSORED ADR | 055622104 | ADR | 47,088 | $822,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F106 | GOLD MINERS ETF | 20,559 | $805,000 | thousands by filing date | |
| SOUTHWESTAIRLSCO | 844741108 | STOK | 21,319 | $799,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E291 | GLOBX SUPDV US | 52,104 | $788,000 | thousands by filing date | |
| ISHARES TR | 464287796 | U.S. ENERGY ETF | 48,879 | $780,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 22,121 | $759,000 | thousands by filing date | |
| FIRST TRUST HIGH YIELD LONG/SH | 33738D408 | FIRST TR TA HIYL | 15,815 | $746,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 3,479 | $732,000 | thousands by filing date | |
| INNOVATOR ETFS TRUST | 45782C862 | INNOVATOR DEEPW | 20,580 | $716,000 | thousands by filing date | |
| Amazon.com, Inc | 023135106 | COM | 224 | $707,000 | thousands by filing date | |
| NVIDIA Corp | 67066G104 | COM | 1,279 | $692,000 | thousands by filing date | |
| ARK ETF TR | 00214Q104 | INNOVATION ETF | 7,177 | $660,000 | thousands by filing date | |
| OCCIDENTAL PETE CORP | 674599105 | COM | 64,488 | $646,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524805 | INTL EQTY ETF | 20,542 | $645,000 | thousands by filing date | |
| Bank of America Corp | 060505104 | COM | 26,435 | $637,000 | thousands by filing date | |
| Vanguard Energy ETF | 92204A306 | SHS | 15,322 | $618,000 | thousands by filing date | |
| FIDELITY MERRIMACK STR TR | 316188309 | TOTAL BD ETF | 11,151 | $611,000 | thousands by filing date | |
| AbbVie,Inc. | 00287Y109 | COM | 6,854 | $600,000 | thousands by filing date | |
| ISHARES TR | 464287457 | COM | 6,833 | $591,000 | thousands by filing date | |
| ISHARES TR | 464288661 | 3 7 YR TREAS BD | 4,323 | $578,000 | thousands by filing date | |
| FIRST TR EXCHNG TRADED FD VI | 33740F854 | FT VEST U.S. | 17,756 | $565,000 | thousands by filing date | |
| ISHARES MSCI USA QUALITY FACTOR ETF | 46432F339 | ETF | 5,403 | $561,000 | thousands by filing date | |
| META PLATFORMS INC CL A | 30303M102 | COM | 1,981 | $519,000 | thousands by filing date | |
| Pfizer Inc. | 717081103 | COM | 14,147 | $519,000 | thousands by filing date | |
| FIRST TR EXCHNG TRADED FD VI | 33740F862 | FT VEST US EQT | 15,992 | $517,000 | thousands by filing date | |
| MARATHON PETE CORP COM | 56585A102 | Stock | 17,386 | $510,000 | thousands by filing date | |
| iShares Russell 2000 ETF | 464287655 | SHS | 3,287 | $492,000 | thousands by filing date | |
| CARDINAL HEALTH INC | 14149Y108 | COM | 10,407 | $489,000 | thousands by filing date | |
| Schwab Short Term US Treasury ETF | 808524862 | SHS | 9,461 | $487,000 | thousands by filing date | |
| TWILIO INC CL A | 90138F102 | Stock | 1,950 | $482,000 | thousands by filing date | |
| PHILLIPS 66 COM | 718546104 | Stock | 9,176 | $476,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y806 | ALTERNATIVE INCM | 43,816 | $463,000 | thousands by filing date | |
| SPDR S&P Midcap 400 ETF Trust | 78467Y107 | SHS | 1,341 | $456,000 | thousands by filing date | |
| INNOVATOR ETFS TRUST | 45782C102 | mc | 11,554 | $431,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 14,621 | $417,000 | thousands by filing date | |
| Vanguard FTSE Developed Markets ETF | 921943858 | SHS | 10,123 | $414,000 | thousands by filing date | |
| REINSURANCE GROUP AMER INC COM NEW | 759351604 | Stock | 4,313 | $411,000 | thousands by filing date | |
| OSI ETF TR | 67110P100 | OSI ETF TR | 15,620 | $411,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y407 | SBI CONS DISCR | 2,782 | $409,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 2,734 | $407,000 | thousands by filing date | |
| SPDR Bloomberg 1-3 Month T-Bill ETF | 78468R663 | SHS | 4,281 | $392,000 | thousands by filing date | |
| Tesla Motors, Inc | 88160R101 | COM | 913 | $392,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33739Q408 | FIRST TR ENH NEW | 6,526 | $392,000 | thousands by filing date | |
| Vanguard Real Estate | 922908553 | SHS | 4,950 | $391,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y704 | INDL | 5,081 | $391,000 | thousands by filing date | |
| O'Shares FTSE U.S. Quality Divid | 67110P407 | COM | 10,640 | $386,000 | thousands by filing date | |
| Bristol-Myers Squibb Company | 110122108 | COM | 6,301 | $378,000 | thousands by filing date | |
| PEACE ARCH ENTMT GROUP INC COM | 704586965 | COM | 43,780 | $372,000 | thousands by filing date | |
| Citigroup Inc. | 172967424 | COM | 8,489 | $366,000 | thousands by filing date | |
| Merck & Co.,Inc. | 58933Y105 | COM | 4,164 | $348,000 | thousands by filing date | |
| iShares U.S. Treasury Bond ETF | 46429B267 | SHS | 11,996 | $335,000 | thousands by filing date | |
| Visa Inc | 92826C839 | COM | 1,677 | $335,000 | thousands by filing date | |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 1,887 | $334,000 | thousands by filing date | |
| PEOPLE'S UNITED FINANCIAL INC | 712704105 | COM | 32,378 | $334,000 | thousands by filing date | |
| iShares Core S&P Small-Cap ETF | 464287804 | SHS | 4,720 | $331,000 | thousands by filing date | |
| SPDR Portfolio S&P 1500 Composite Stock Market ETF | 78464A805 | SHS | 8,032 | $328,000 | thousands by filing date | |
| VWO | 922042858 | SHS | 7,404 | $320,000 | thousands by filing date | |
| FIRST TR EXCHNG TRADED FD VI | 33740F698 | FT VEST US EQT | 10,250 | $315,000 | thousands by filing date | |
| TRAVELERS COMPANIES INC COM | 89417E109 | Stock | 2,853 | $309,000 | thousands by filing date | |
| ALIBABA GROUP HLDG LTD | 01609W102 | SPONSORED ADS | 1,035 | $304,000 | thousands by filing date | |
| Vanguard S&P 500 ETF | 922908363 | COM | 974 | $301,000 | thousands by filing date | |
| Chevron Corporation | 166764100 | COM | 4,125 | $297,000 | thousands by filing date | |
| MGM RESORTS INTERNATIONAL | 552953101 | COM | 13,554 | $295,000 | thousands by filing date | |
| CAPITAL ONE FINL CORP | 14040H105 | COM | 4,005 | $288,000 | thousands by filing date | |
| ONEOK INC NEW | 682680103 | COM | 11,002 | $286,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC COM NEW | 026874784 | Stock | 10,256 | $282,000 | thousands by filing date | |
| TRANSOCEAN LTD REGISTERED SHS | H8817H100 | Stock | 346,980 | $280,000 | thousands by filing date | |
| ISHARES TR ETF GENOMICS IMMUNOLOGY & HEALTHCARE | 46435U192 | ETF | 7,096 | $276,000 | thousands by filing date | |
| CAESARS ENTERTAINMENT INC NE | 12769G100 | COM | 4,838 | $271,000 | thousands by filing date | |
| SPDR SER TR | 78464A359 | BBG CONV SEC ETF | 3,857 | $266,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 336920103 | US EQTY OPPT ETF | 2,693 | $260,000 | thousands by filing date | |
| iShares 0-5 Year TIPS Bond ETF | 46429B747 | SHS | 2,307 | $240,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares C | 02079K107 | COM | 162 | $238,000 | thousands by filing date | |
| ISHARES TR | 464287630 | RUS 2000 VAL ETF | 2,262 | $225,000 | thousands by filing date | |
| ROYAL CARIBBEAN GROUP COM | V7780T103 | Stock | 3,428 | $222,000 | thousands by filing date | |
| WW INTL INC | 98262P101 | COM | 11,748 | $222,000 | thousands by filing date | |
| ISHARES TR | 46434V456 | MSCI INTL QUALTY | 7,003 | $219,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C409 | COM | 2,619 | $217,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092832 | DIVID ETF RISI | 6,661 | $216,000 | thousands by filing date | |
| UNITED AIRLS HLDGS INC COM | 910047109 | Stock | 6,155 | $214,000 | thousands by filing date | |
| FIRST TR EXCHNG TRADED FD VI | 33740U208 | FT VEST US EQT | 6,500 | $202,000 | thousands by filing date | |
| FORD MTR CO COM | 345370860 | Stock | 30,182 | $201,000 | thousands by filing date | |
| SPDR Portfolio S&P 500 Growth ETF | 78464A409 | SHS | 17,971 | $169,000 | thousands by filing date | |
| GENWORTH FINL INC | 37247D106 | COM SHS | 46,034 | $154,000 | thousands by filing date | |
| AMERICAN AIRLINES GROUP INC COM | 02376R102 | Stock | 11,705 | $144,000 | thousands by filing date | |
| XERIS PHARMACEUTICALS INC | 98422L107 | COM | 21,350 | $127,000 | thousands by filing date | |
| REGIONS FINANCIAL CORP NEW COM | 7591EP100 | Stock | 10,765 | $125,000 | thousands by filing date | |
| Palantir Technologies Inc. Class A | 69608A108 | COM | 12,050 | $114,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 337345102 | SHS | 11,242 | $113,000 | thousands by filing date | |
| JP MORGAN CHASE & CO | 46625H365 | EXCHANGE TRADED | 10,056 | $108,000 | thousands by filing date | |
| COTY INC | 222070203 | COM CL A | 35,842 | $97,000 | thousands by filing date | |
| NEW YORK COMMUNITY BANCORP | 649445103 | COM | 10,090 | $83,000 | thousands by filing date | |
| CloudMD Software & Services In | 18912c102 | CS | 48,500 | $76,000 | thousands by filing date | |
| CLEAN ENERGY FUELS CORP | 184499101 | COMMON STOCK | 15,183 | $38,000 | thousands by filing date | |
| Provision Holding, Inc. Com | 744121104 | COM | 21,071,391 | $32,000 | thousands by filing date | |
| CELSION CORP | 15117N503 | COM PAR NEW | 12,890 | $9,000 | thousands by filing date | |
| ZNERGY INC COM | 98978P106 | COM | 52,000 | $8,000 | thousands by filing date | |
| PEAK FINTECH GROUP INC COM | 70470F100 | Common Stock | 30,000 | $8,000 | thousands by filing date | |
| KOIOS BEVERAGE CORP COM NEW | 500271101 | COM | 110,000 | $4,000 | thousands by filing date | |
| PHARMACYTE BIOTECH INC | 71715X104 | COMMON STOCK | 100,000 | $2,000 | thousands by filing date | |
| Hypertension Diagnostics Inc. | 44914v104 | COM | 30,000 | $1,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001730765-21-000004 | this filing | 2021-11-15 | acceptance time not in the bulk data set | |
| 13F-HR/A 0001730765-21-000005 | base | 2021-11-16 | acceptance time not in the bulk data set |