13F-HR filed by Carmichael Hill & Associates, Inc.
Carmichael Hill & Associates, Inc. filed this 13F-HR for the quarter ended 2021-09-30, filed 2021-11-12, with 808 holding rows worth $201,469,000.
- Accession
- 0001730295-21-000008
- Filer
- CIK 1730295
- Filed
- 2021-11-12
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2021
A holdings report, 808 entries on the cover page, a total value of $201,469,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $201,469,000 with VALUE read as thousands by filing date, 13F file number 028-18276. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| PAYCHEX INC | 704326107 | COM | 200 | $22,000 | thousands by filing date | |
| FREEPORT MCMORAN INC CL B | 35671D857 | Stock | 662 | $22,000 | thousands by filing date | |
| TRAVELERS COMPANIES INC COM | 89417E109 | Stock | 144 | $22,000 | thousands by filing date | |
| PRUDENTIAL FINL INC COM | 744320102 | Stock | 212 | $22,000 | thousands by filing date | |
| TEVA PHARMACEUTICAL INDS LTD SPONSORED ADS | 881624209 | ADR | 2,225 | $22,000 | thousands by filing date | |
| PROSHARES TR | 74347B607 | INVT INT RT HG | 295 | $22,000 | thousands by filing date | |
| Micron Technology,Inc. | 595112103 | COM | 300 | $21,000 | thousands by filing date | call |
| PVH CORPORATION COM | 693656100 | Stock | 200 | $21,000 | thousands by filing date | |
| TRACTOR SUPPLY CO COM | 892356106 | Stock | 105 | $21,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V373 | S&P500 EQL STP | 138 | $21,000 | thousands by filing date | |
| iShares Expanded Tech-Software Sector ETF | 464287515 | SHS | 49 | $20,000 | thousands by filing date | |
| ASMLHLDGNVFSPONSOREDADR1ADRREPS1ORDSHS | N07059210 | STOK | 27 | $20,000 | thousands by filing date | |
| FIRST SOLAR INC COM | 336433107 | Stock | 214 | $20,000 | thousands by filing date | |
| ORGANON & CO COMMON STOCK | 68622V106 | Stock | 596 | $20,000 | thousands by filing date | |
| ISHARES TR | 464287762 | US HLTHCARE ETF | 72 | $20,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A375 | ST INTER BD ETF | 549 | $20,000 | thousands by filing date | |
| BAXTER INTL INC | 071813109 | COM | 244 | $20,000 | thousands by filing date | |
| INVITAE CORP | 46185L103 | COM | 700 | $20,000 | thousands by filing date | call |
| NOKIA CORP | 654902204 | SPONSORED ADR | 3,500 | $19,000 | thousands by filing date | call |
| PARK HOTELS & RESORTS INC COM | 700517105 | REIT | 1,000 | $19,000 | thousands by filing date | |
| METLIFE INC COM | 59156R108 | Stock | 305 | $19,000 | thousands by filing date | |
| UNITED AIRLS HLDGS INC COM | 910047109 | Stock | 400 | $19,000 | thousands by filing date | call |
| HP INC COM | 40434L105 | Stock | 708 | $19,000 | thousands by filing date | |
| WESBANCO INC | 950810101 | COM | 559 | $19,000 | thousands by filing date | |
| FMC CORP COM NEW | 302491303 | Stock | 200 | $18,000 | thousands by filing date | |
| BLACKSTONE STRATEGIC CREDIT FU | 09257R101 | COM SHS BEN IN | 1,313 | $18,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E156 | S&P SMLCP FINL | 305 | $18,000 | thousands by filing date | |
| Elevance Health, Inc. | 036752103 | COM | 45 | $17,000 | thousands by filing date | |
| STATE STR SPDR DOW JONES IND | 78467X109 | UT SER 1 | 49 | $17,000 | thousands by filing date | |
| AFLAC INC COM | 001055102 | Stock | 319 | $17,000 | thousands by filing date | |
| BROADRIDGE FINL SOLUTIONS INC COM | 11133T103 | Stock | 104 | $17,000 | thousands by filing date | |
| ROSS STORES INC COM | 778296103 | Stock | 152 | $17,000 | thousands by filing date | |
| ISHARES TR | 464287697 | U.S. UTILITS ETF | 220 | $17,000 | thousands by filing date | |
| IHS MARKIT LTD | G47567105 | SHS | 150 | $17,000 | thousands by filing date | |
| SOLAREDGE TECHNOLOGIES INC | 83417M104 | COM | 65 | $17,000 | thousands by filing date | |
| UPSTARTHLDGSINC | 91680M107 | STOK | 50 | $16,000 | thousands by filing date | |
| CONSTELLATION BRANDS INC CL A | 21036P108 | Stock | 75 | $16,000 | thousands by filing date | |
| RAYONIER INC COM | 754907103 | REIT | 450 | $16,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E302 | DJ INTERNT IDX | 67 | $16,000 | thousands by filing date | |
| GENWORTH FINL INC | 37247D106 | COM SHS | 4,315 | $16,000 | thousands by filing date | |
| FIRST TRUST SENIOR FLOATING RA | 33733U108 | COM | 1,290 | $16,000 | thousands by filing date | |
| PIMCO MUN INCOME FD II | 72200W106 | COM | 1,081 | $16,000 | thousands by filing date | |
| SPDR Portfolio Long Term Treasury ETF | 78464A664 | SHS | 358 | $15,000 | thousands by filing date | |
| LEMONADEINC | 52567D107 | STOK | 224 | $15,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F106 | GOLD MINERS ETF | 500 | $15,000 | thousands by filing date | call |
| PINTEREST INC CL A | 72352L106 | Stock | 304 | $15,000 | thousands by filing date | |
| BOSTON BEER INC CL A | 100557107 | Stock | 30 | $15,000 | thousands by filing date | |
| SKILLZ INC | 83067L109 | COM | 1,500 | $15,000 | thousands by filing date | |
| Booking Holdings Inc. | 09857L108 | COM | 6 | $14,000 | thousands by filing date | |
| iShares Floating Rate Bond ETF | 46429B655 | SHS | 276 | $14,000 | thousands by filing date | |
| NEWMONT CORP | 651639106 | COM | 250 | $14,000 | thousands by filing date | |
| ISHARES TR | 464287556 | ISHARES BIOTECH | 84 | $14,000 | thousands by filing date | |
| ALCOA CORP COM | 013872106 | Stock | 277 | $14,000 | thousands by filing date | |
| TRANE TECHNOLOGIES PLC SHS | G8994E103 | Stock | 80 | $14,000 | thousands by filing date | |
| ICON PUB LTD CO SHS | G4705A100 | Stock | 55 | $14,000 | thousands by filing date | |
| MSCI INC COM | 55354G100 | Stock | 23 | $14,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F700 | AGRIBUSINESS ETF | 150 | $14,000 | thousands by filing date | |
| DESIGNER BRANDS INC | 250565108 | CL A | 1,000 | $14,000 | thousands by filing date | |
| CHEGG INC | 163092109 | COM | 200 | $14,000 | thousands by filing date | |
| SHERWIN WILLIAMS CO | 824348106 | COM | 45 | $13,000 | thousands by filing date | |
| LEMONADEINC | 52567D107 | STOK | 200 | $13,000 | thousands by filing date | call |
| FORTUNE BRANDS INNOVATIONS INC COM | 34964C106 | Stock | 150 | $13,000 | thousands by filing date | |
| COINBASE GLOBAL INC COM CL A | 19260Q107 | Stock | 55 | $13,000 | thousands by filing date | |
| HALLIBURTON CO COM | 406216101 | Stock | 580 | $13,000 | thousands by filing date | |
| VANGUARD TAX-EXEMPT BOND ETF | 922907746 | ETF | 243 | $13,000 | thousands by filing date | |
| PLUG PWR INC | 72919P202 | COM NEW | 500 | $13,000 | thousands by filing date | call |
| UNDER ARMOUR INC | 904311206 | CL C | 716 | $13,000 | thousands by filing date | |
| PERFICIENT INC | 71375U101 | COM | 110 | $13,000 | thousands by filing date | |
| ISHARES TR | 464288596 | GOV/CRED BD ETF | 105 | $13,000 | thousands by filing date | |
| VANGUARD MALVERN FDS | 922020805 | SHS | 225 | $12,000 | thousands by filing date | |
| Vanguard Total World Bond ETF | 92206C565 | SHS | 150 | $12,000 | thousands by filing date | |
| BOYDGAMINGCORP | 103304101 | STOK | 191 | $12,000 | thousands by filing date | |
| ISHARES TR | 464288612 | INTRM GOV CR ETF | 108 | $12,000 | thousands by filing date | |
| ENNIS INC COM | 293389102 | Stock | 619 | $12,000 | thousands by filing date | |
| QUEST DIAGNOSTICS INC COM | 74834L100 | Stock | 82 | $12,000 | thousands by filing date | |
| VIATRIS INC COM | 92556V106 | Stock | 895 | $12,000 | thousands by filing date | |
| AFFIRM HLDGS INC COM CL A | 00827B106 | Stock | 100 | $12,000 | thousands by filing date | |
| DBX ETF TR | 233051200 | XTRACK MSCI EAFE | 321 | $12,000 | thousands by filing date | |
| ABRDN SILVER ETF TRUST | 003264108 | PHYSCL SILVR SHS | 550 | $12,000 | thousands by filing date | |
| COGNEX CORP | 192422103 | COM | 150 | $12,000 | thousands by filing date | |
| TERADATA CORP DEL | 88076W103 | COM | 206 | $12,000 | thousands by filing date | |
| TE CONNECTIVITY LTD | H84989104 | SHS | 90 | $12,000 | thousands by filing date | |
| TWITTER INC | 90184L102 | COM | 200 | $12,000 | thousands by filing date | |
| BLACKROCK MUNI INCOME TR II | 09249N101 | COM | 800 | $12,000 | thousands by filing date | |
| DISCOVERY INC | 25470F302 | COM SER C | 500 | $12,000 | thousands by filing date | |
| POWERSHARES GLOBAL EXCH TRD FD TR GLOBAL WATER PORT | 46138E651 | ETF | 300 | $12,000 | thousands by filing date | |
| WESTLAKE CHEMICAL PARTNERS LP | 960417103 | COM | 500 | $12,000 | thousands by filing date | |
| HOWARD BANCORP INC COM | 442496105 | COM | 603 | $12,000 | thousands by filing date | |
| Eaton Corp. Plc | G29183103 | COM | 75 | $11,000 | thousands by filing date | |
| iShares S&P Small-Cap 600 Value ETF | 464287879 | SHS | 110 | $11,000 | thousands by filing date | |
| Marsh & McLennan Companies,Inc. | 571748102 | COM | 70 | $11,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 25 | $11,000 | thousands by filing date | |
| CUMMINS INC COM | 231021106 | Stock | 50 | $11,000 | thousands by filing date | |
| HOST HOTELS & RESORTS INC COM | 44107P104 | REIT | 678 | $11,000 | thousands by filing date | |
| GENERAL MTRS CO COM | 37045V100 | Stock | 201 | $11,000 | thousands by filing date | |
| BIONTECH SE SPONSORED ADS | 09075V102 | ADR | 40 | $11,000 | thousands by filing date | |
| COUPA SOFTWARE INCORPORATED | 22266L106 | COM | 50 | $11,000 | thousands by filing date | |
| LAM RESEARCH CORP | 512807108 | COM | 19 | $11,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X855 | ST STR INFRA ETF | 200 | $11,000 | thousands by filing date | |
| Progressive Corporation | 743315103 | COM | 107 | $10,000 | thousands by filing date | |
| CITIZENS FINL GROUP INC COM | 174610105 | Stock | 217 | $10,000 | thousands by filing date | |
| BCE INC COM NEW | 05534B760 | Stock | 200 | $10,000 | thousands by filing date | |
| ZOETIS INC CL A | 98978V103 | Stock | 50 | $10,000 | thousands by filing date | |
| FABRINET SHS | G3323L100 | Stock | 98 | $10,000 | thousands by filing date | |
| BOOZ ALLEN HAMILTON HLDG CORP CL A | 099502106 | Stock | 127 | $10,000 | thousands by filing date | |
| BANCORP INC DEL | 05969A105 | COM | 385 | $10,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A284 | NUVEEN ICE HIGH | 174 | $10,000 | thousands by filing date | |
| Cyber Security ETF | 26924G201 | Common | 157 | $10,000 | thousands by filing date | |
| SKILLZ INC | 83067L109 | COM | 1,000 | $10,000 | thousands by filing date | call |
| ServiceNow,Inc. | 81762P102 | COM | 15 | $9,000 | thousands by filing date | |
| TJX Companies Inc | 872540109 | COM | 140 | $9,000 | thousands by filing date | |
| AXONENTERPRISEINC | 05464C101 | STOK | 50 | $9,000 | thousands by filing date | |
| OCCIDENTAL PETE CORP | 674599105 | COM | 300 | $9,000 | thousands by filing date | |
| HONDA MOTOR CO LTD ADR ECH CNV IN 3 | 438128308 | ADR | 300 | $9,000 | thousands by filing date | |
| KORN FERRY COM NEW | 500643200 | Stock | 120 | $9,000 | thousands by filing date | |
| ROYAL CARIBBEAN GROUP COM | V7780T103 | Stock | 100 | $9,000 | thousands by filing date | |
| FIFTH THIRD BANCORP COM | 316773100 | Stock | 217 | $9,000 | thousands by filing date | |
| REALTY INCOME CORP COM | 756109104 | REIT | 140 | $9,000 | thousands by filing date | |
| BROOKFIELD INFRASTRUCTURE PA | G16252101 | LP INT UNIT | 155 | $9,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X541 | ST STR NAT ETF | 185 | $9,000 | thousands by filing date | |
| BED BATH & BEYOND INC | 075896100 | COM | 500 | $9,000 | thousands by filing date | |
| COMERICAINC | 200340107 | COM | 100 | $8,000 | thousands by filing date | |
| HUBSPOTINC | 443573100 | STOK | 12 | $8,000 | thousands by filing date | |
| FERRARI N V | N3167Y103 | COM | 40 | $8,000 | thousands by filing date | |
| WP CAREY INC COM | 92936U109 | REIT | 104 | $8,000 | thousands by filing date | |
| NXP SEMICONDUCTORS N V COM | N6596X109 | Stock | 40 | $8,000 | thousands by filing date | |
| SONY GROUP CORP SPONSORED ADR | 835699307 | ADR | 70 | $8,000 | thousands by filing date | |
| COMPANHIA DE SANEAMENTO BASICO SPONSORED ADR | 20441A102 | ADR | 1,200 | $8,000 | thousands by filing date | |
| HARTFORD INSURANCE GROUP INC COM | 416515104 | Stock | 107 | $8,000 | thousands by filing date | |
| CYBERARK SOFTWARE LTD SHS | M2682V108 | Stock | 50 | $8,000 | thousands by filing date | |
| ISHARES TR | 464288448 | INTL SEL DIV ETF | 275 | $8,000 | thousands by filing date | |
| LUCID GROUP INC | 549498103 | COM | 300 | $8,000 | thousands by filing date | |
| MGM RESORTS INTERNATIONAL | 552953101 | COM | 178 | $8,000 | thousands by filing date | |
| GAMCO GLOBAL GOLD NAT RES & | 36465A109 | COM SH BEN INT | 2,066 | $8,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R718 | ENHNCD LW DUR AC | 82 | $8,000 | thousands by filing date | |
| INTERPUBLIC GROUP COS | 460690100 | COM | 228 | $8,000 | thousands by filing date | |
| ADVISORSHARES TR | 00768Y495 | PURE CANNABIS | 500 | $8,000 | thousands by filing date | |
| VILLAGE FARMS INTL INC | 92707Y108 | COM | 1,000 | $8,000 | thousands by filing date | call |
| PARAMOUNT GLOBAL | 92556H107 | COMMON STOCK | 183 | $8,000 | thousands by filing date | |
| DELTA AIR LINES INC COM NEW | 247361702 | Stock | 162 | $7,000 | thousands by filing date | |
| MKS INC. COM | 55306N104 | Stock | 47 | $7,000 | thousands by filing date | |
| OMNICOM GROUP INC COM | 681919106 | Stock | 90 | $7,000 | thousands by filing date | |
| SABRA HEALTH CARE REIT INC COM | 78573L106 | REIT | 497 | $7,000 | thousands by filing date | |
| ON SEMICONDUCTOR CORP COM | 682189105 | Stock | 150 | $7,000 | thousands by filing date | |
| EVERCORE INC CLASS A | 29977A105 | Stock | 49 | $7,000 | thousands by filing date | |
| VALERO ENERGY CORP COM | 91913Y100 | Stock | 93 | $7,000 | thousands by filing date | |
| INTERNATIONAL PAPER CO COM | 460146103 | Stock | 117 | $7,000 | thousands by filing date | |
| M & T BK CORP COM | 55261F104 | Stock | 45 | $7,000 | thousands by filing date | |
| FORTIVE CORP COM | 34959J108 | Stock | 100 | $7,000 | thousands by filing date | |
| ASTRAZENECA PLC SPONSORED ADR | 046353108 | ADR | 123 | $7,000 | thousands by filing date | |
| SNAP INC | 83304A106 | CL A | 100 | $7,000 | thousands by filing date | |
| BROOKFIELD RENEWABLE ENERGY | G16258108 | PARTNERSHIP UNIT | 200 | $7,000 | thousands by filing date | |
| CHARLES RIV LABS INTL INC | 159864107 | COM | 16 | $7,000 | thousands by filing date | |
| COSTAMARE INC | Y1771G102 | SHS | 425 | $7,000 | thousands by filing date | |
| CHIMERA INVESTMENT CORP | 16934Q208 | COM NEW | 489 | $7,000 | thousands by filing date | |
| EATON VANCE SENIOR INCOME FUND | 27826S103 | SH BEN INT | 1,000 | $7,000 | thousands by filing date | |
| GINKGO BIOWORKS HOLDINGS INC | 37611X100 | CL A SHS | 600 | $7,000 | thousands by filing date | |
| GLOBAL SHIP LEASE INC | Y27183600 | COM CL A | 285 | $7,000 | thousands by filing date | |
| MARVELL TECHNOLOGY INC | 573874104 | COM | 100 | $6,000 | thousands by filing date | |
| IRON MTN INC DEL COM | 46284V101 | REIT | 143 | $6,000 | thousands by filing date | |
| CLOUDFLARE INC CL A COM | 18915M107 | Stock | 53 | $6,000 | thousands by filing date | |
| REPLIGEN CORP COM | 759916109 | Stock | 20 | $6,000 | thousands by filing date | |
| XPENG INC ADS | 98422D105 | ADR | 180 | $6,000 | thousands by filing date | |
| UPBOUND GROUP INC COM | 76009N100 | Stock | 100 | $6,000 | thousands by filing date | |
| CENTENE CORP DEL COM | 15135B101 | Stock | 101 | $6,000 | thousands by filing date | |
| PRINCIPAL FINANCIAL GROUP INC COM | 74251V102 | Stock | 87 | $6,000 | thousands by filing date | |
| DOCUSIGN INC COM | 256163106 | Stock | 25 | $6,000 | thousands by filing date | |
| CBRE GROUP INC CL A | 12504L109 | Stock | 62 | $6,000 | thousands by filing date | |
| DOVER CORP COM | 260003108 | Stock | 36 | $6,000 | thousands by filing date | |
| HEALTHPEAK PROPERTIES INC COM | 42250P103 | REIT | 192 | $6,000 | thousands by filing date | |
| HERCULES CAPITAL INC | 427096508 | COM | 370 | $6,000 | thousands by filing date | |
| INFORMATION SVCS GROUP INC | 45675Y104 | COM | 885 | $6,000 | thousands by filing date | |
| REGAL REXNORD CORPORATION | 758750103 | COM | 40 | $6,000 | thousands by filing date | |
| SARATOGA INVESTMENT CORP | 80349A208 | COM NEW | 215 | $6,000 | thousands by filing date | |
| COLONY BANKCORP | 19623P101 | COMMON STOCK | 340 | $6,000 | thousands by filing date | |
| PANGAEA LOGISTICS SOLUTIONS | G6891L105 | COMMON STOCK | 1,200 | $6,000 | thousands by filing date | |
| U.S. GLOBAL JETS ETF | 26922A842 | ETF | 260 | $6,000 | thousands by filing date | |
| LOGILITY SUPPLY CHAIN SOLUTIONS | 029683109 | COMMON STOCK | 245 | $6,000 | thousands by filing date | |
| ETFMG | 26924G508 | EXCHANGE TRADED | 400 | $6,000 | thousands by filing date | |
| VIRNETX HLDG CORP | 92823T108 | COM | 1,550 | $6,000 | thousands by filing date | |
| SALISBURY BANCORP INC | 795226109 | COM | 120 | $6,000 | thousands by filing date | |
| CAPITAL CLEAN ENERGY CARRIERS COM | Y11082206 | Stock | 485 | $6,000 | thousands by filing date | |
| Advanced Micro Devices,Inc. | 007903107 | COM | 44 | $5,000 | thousands by filing date | |
| Boston Scientific Corporation | 101137107 | COM | 105 | $5,000 | thousands by filing date | |
| CROWDSTRIKE HLDGS INC | 22788C105 | COM | 20 | $5,000 | thousands by filing date | |
| Starbucks Corporation | 855244109 | COM | 41 | $5,000 | thousands by filing date | |
| DATADOGINCCLASSA | 23804L103 | STOK | 32 | $5,000 | thousands by filing date | |
| NOKIA CORP | 654902204 | SPONSORED ADR | 910 | $5,000 | thousands by filing date | |
| UNITED RENTALS INC COM | 911363109 | Stock | 15 | $5,000 | thousands by filing date | |
| ROYAL BK CDA COM | 780087102 | Stock | 54 | $5,000 | thousands by filing date | |
| CGI INC CL A SUB VTG | 12532H104 | Stock | 59 | $5,000 | thousands by filing date | |
| AUTOZONE INC COM | 053332102 | Stock | 3 | $5,000 | thousands by filing date | |
| NIO INC SPON ADS | 62914V106 | ADR | 150 | $5,000 | thousands by filing date | |
| ELANCO ANIMAL HEALTH INC COM | 28414H103 | Stock | 171 | $5,000 | thousands by filing date | |
| STARWOOD PPTY TR INC COM | 85571B105 | REIT | 186 | $5,000 | thousands by filing date | |
| VORNADO RLTY TR | 929042109 | SH BEN INT | 128 | $5,000 | thousands by filing date | |
| FLUOR CORP | 343412102 | COM | 300 | $5,000 | thousands by filing date | |
| CLEAR SECURE INC | 18467V109 | COM CL A | 120 | $5,000 | thousands by filing date | |
| DRAFTKINGS INC | 26142R104 | COM CL A | 100 | $5,000 | thousands by filing date | |
| VIPER | 92763M105 | COMMON STOCK | 250 | $5,000 | thousands by filing date | |
| SEELOS THERAPEUTICS INC | 81577F109 | COM | 2,000 | $5,000 | thousands by filing date | |
| CHARTER COMMUNICATIONS INC N | 16119P108 | COM | 6 | $4,000 | thousands by filing date | |
| Fidelity MSCI Real Estate Index ETF | 316092857 | SHS | 133 | $4,000 | thousands by filing date | |
| ISHARES TR | 464288620 | SHS | 66 | $4,000 | thousands by filing date | |
| LI AUTO INC SPONSORED ADS | 50202M102 | ADR | 160 | $4,000 | thousands by filing date | |
| LINCOLN NATL CORP IND COM | 534187109 | Stock | 51 | $4,000 | thousands by filing date | |
| AVALONBAY CMNTYS INC COM | 053484101 | REIT | 20 | $4,000 | thousands by filing date | |
| TYSON FOODS INC CL A | 902494103 | Stock | 45 | $4,000 | thousands by filing date | |
| JONES LANG LASALLE INC COM | 48020Q107 | Stock | 17 | $4,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33738D101 | NO AMER ENERGY | 148 | $4,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W851 | JAPN HEDGE EQT | 62 | $4,000 | thousands by filing date | |
| ABRDN PLATINUM ETF TRUST | 003260106 | PHYSCL PLATM SHS | 40 | $4,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R739 | ST NUVE TERM ETF | 80 | $4,000 | thousands by filing date | |
| COUPANG INC | 22266T109 | CL A | 150 | $4,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y855 | LITHIUM BTRY ETF | 50 | $4,000 | thousands by filing date | |
| ZIFF DAVIS INC | 48123V102 | COM | 29 | $4,000 | thousands by filing date | |
| ATHENE HOLDING LTD | G0684D107 | CL A | 59 | $4,000 | thousands by filing date | |
| ARISTA NETWORKS INC | 040413106 | COM | 13 | $4,000 | thousands by filing date | |
| CANOPY GROWTH CORP | 138035100 | COM | 300 | $4,000 | thousands by filing date | call |
| ETFMG | 26924G508 | EXCHANGE TRADED | 300 | $4,000 | thousands by filing date | call |
| Vertex Pharmaceuticals Incorporated | 92532F100 | COM | 18 | $3,000 | thousands by filing date | |
| JAZZ PHARMACEUTICALS PLC SHS USD | G50871105 | Stock | 21 | $3,000 | thousands by filing date | |
| AMERICAN EAGLE OUTFITTERS INC COM | 02553E106 | Stock | 105 | $3,000 | thousands by filing date | |
| JFROG LTD ORD SHS | M6191J100 | Stock | 100 | $3,000 | thousands by filing date | |
| SS&C TECH HLDGS COM | 78467J100 | Stock | 49 | $3,000 | thousands by filing date | |
| TEXTRON INC COM | 883203101 | Stock | 48 | $3,000 | thousands by filing date | |
| AXSOME THERAPEUTICS INC. COM | 05464T104 | Stock | 100 | $3,000 | thousands by filing date | |
| ESSENT GROUP LTD COM | G3198U102 | Stock | 71 | $3,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y673 | US INFR DEV ETF | 120 | $3,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F643 | MRNGSTR WDE MOAT | 38 | $3,000 | thousands by filing date | |
| NOVAVAX INC | 670002401 | COM NEW | 13 | $3,000 | thousands by filing date | |
| LUMINAR TECHNOLOGIES INC | 550424105 | COM CL A | 200 | $3,000 | thousands by filing date | |
| QURATE RETAIL INC | 74915M100 | COM SER A | 300 | $3,000 | thousands by filing date | |
| LIGHTWAVE LOGIC INC | 532275104 | COM | 300 | $3,000 | thousands by filing date | |
| ATYR PHARMA INC | 002120202 | COM NEW | 300 | $3,000 | thousands by filing date | |
| RITE AID CORP | 767754872 | COM | 180 | $3,000 | thousands by filing date | |
| CORBUS PHARMACEUTICALS HLDGS | 21833P103 | COM | 3,000 | $3,000 | thousands by filing date | |
| ETF MANAGERS TR | 26924G771 | ETFMG TRAVEL TEC | 100 | $3,000 | thousands by filing date | |
| UNITY BIOTECHNOLOGY INC | 91381U101 | COM | 1,000 | $3,000 | thousands by filing date | |
| iShares S&P Global Clean Energy Index Fund | 464288224 | COM | 101 | $2,000 | thousands by filing date | |
| C3 AI INC | 12468P104 | CL A | 35 | $2,000 | thousands by filing date | |
| DIAGEO PLC SPON ADR NEW | 25243Q205 | ADR | 12 | $2,000 | thousands by filing date | |
| INNOVATIVE INDL PPTYS INC COM | 45781V101 | REIT | 10 | $2,000 | thousands by filing date | |
| HERSHEY CO COM | 427866108 | Stock | 11 | $2,000 | thousands by filing date | |
| CHEMOURS CO COM | 163851108 | Stock | 63 | $2,000 | thousands by filing date | |
| WEC ENERGY GROUP INC COM | 92939U106 | Stock | 18 | $2,000 | thousands by filing date | |
| HEWLETT PACKARD ENTERPRISE CO COM | 42824C109 | Stock | 153 | $2,000 | thousands by filing date | |
| ONE GAS INC COM | 68235P108 | Stock | 37 | $2,000 | thousands by filing date | |
| EQUINOR ASA SPONSORED ADR | 29446M102 | ADR | 80 | $2,000 | thousands by filing date | |
| JBG SMITH PPTYS COM | 46590V100 | REIT | 64 | $2,000 | thousands by filing date | |
| INVESCO ACTVELY MNGD ETC FD | 46090F100 | OPTIMUM YIELD | 107 | $2,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189H607 | OIL SERVICES ETF | 8 | $2,000 | thousands by filing date | |
| SMUCKER J M CO | 832696405 | COM NEW | 14 | $2,000 | thousands by filing date | |
| UNDER ARMOUR INC | 904311107 | CL A | 116 | $2,000 | thousands by filing date | |
| TRUPANION INC | 898202106 | COM | 23 | $2,000 | thousands by filing date | |
| FIREEYE INC | 31816Q101 | COM | 90 | $2,000 | thousands by filing date | |
| CANOPY GROWTH CORP | 138035100 | COM | 125 | $2,000 | thousands by filing date | |
| ISHARES TR | 464288174 | GL TIMB FORE ETF | 19 | $2,000 | thousands by filing date | |
| ISHARES TR | 46435U333 | FOCUSD VAL FAC | 31 | $2,000 | thousands by filing date | |
| FREQUENCY THERAPEUTICS INC | 35803L108 | COM | 257 | $2,000 | thousands by filing date | |
| RETAIL VALUE INC | 76133Q102 | COM | 63 | $2,000 | thousands by filing date | |
| T-Mobile US,Inc. | 872590104 | COM | 7 | $1,000 | thousands by filing date | |
| BALLARD PWR SYS INC NEW COM | 058586108 | Stock | 100 | $1,000 | thousands by filing date | |
| PENN ENTERTAINMENT INC COM | 707569109 | Stock | 15 | $1,000 | thousands by filing date | |
| XENON PHARMACEUTICALS INC COM | 98420N105 | Stock | 80 | $1,000 | thousands by filing date | |
| INGERSOLL RAND INC COM | 45687V106 | Stock | 17 | $1,000 | thousands by filing date | |
| RITHM CAPITAL CORP COM NEW | 64828T201 | REIT | 100 | $1,000 | thousands by filing date | |
| RESIDEO TECHNOLOGIES INC COM | 76118Y104 | Stock | 54 | $1,000 | thousands by filing date | |
| WABTEC COM | 929740108 | Stock | 11 | $1,000 | thousands by filing date | |
| ROBLOX CORP CL A | 771049103 | Stock | 10 | $1,000 | thousands by filing date | |
| BLOCK INC CL A | 852234103 | Stock | 6 | $1,000 | thousands by filing date | |
| EXPEDIA GROUP INC COM NEW | 30212P303 | Stock | 6 | $1,000 | thousands by filing date | |
| LAS VEGAS SANDS CORP COM | 517834107 | Stock | 30 | $1,000 | thousands by filing date | |
| ISHARES INC MSCI GERMANY ETF | 464286806 | MSCI GERMANY ETF | 35 | $1,000 | thousands by filing date | |
| WM TECHNOLOGY INC | 92971A109 | COM *D* | 50 | $1,000 | thousands by filing date | |
| ADVANSIX INC | 00773T101 | COM | 13 | $1,000 | thousands by filing date | |
| COTY INC | 222070203 | COM CL A | 89 | $1,000 | thousands by filing date | |
| BEYOND MEAT INC | 08862E109 | COM | 6 | $1,000 | thousands by filing date | |
| URBAN EDGE PPTYS | 91704F104 | COM | 64 | $1,000 | thousands by filing date | |
| MILLERKNOLL INC | 600544100 | COM | 35 | $1,000 | thousands by filing date | |
| MACQUARIE INFRASTRUCTURE HOLDI | 55608B105 | COMMON UNITS | 30 | $1,000 | thousands by filing date | |
| SEALED AIR CORP NEW | 81211K100 | COM | 20 | $1,000 | thousands by filing date | |
| VECTOR GROUP LTD | 92240M108 | COM | 45 | $1,000 | thousands by filing date | |
| DLOCAL LTD | G29018101 | CLASS A COM | 10 | $1,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L837 | INTL QLTDV IDX | 37 | $1,000 | thousands by filing date | |
| FUSION FUEL GREEN PLC | G3R25D118 | CL A | 100 | $1,000 | thousands by filing date | |
| ADAPTIMMUNE THERAPEUTICS PLC | 00653A107 | SPONDS ADR | 210 | $1,000 | thousands by filing date | |
| MUSTANG BIO INC | 62818Q104 | COM | 500 | $1,000 | thousands by filing date | |
| APPLIED UV INC | 03828V105 | COM | 186 | $1,000 | thousands by filing date | |
| Gilead Sciences,Inc. | 375558103 | COM | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| COCA-COLA EUROPACIFIC PARTNERS SHS | G25839104 | Stock | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HARLEY DAVIDSON INC COM | 412822108 | Stock | 13 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| KURA ONCOLOGY INC COM | 50127T109 | Stock | 20 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CINCINNATI FINL CORP COM | 172062101 | Stock | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DXC TECHNOLOGY CO COM | 23355L106 | Stock | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EATON VANCE LIMITED DURATION | 27828H105 | COM | 17 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FLEXSHARES TR | 33939L407 | MORNSTAR UPSTR | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NCR VOYIX CORPORATION | 62886E108 | COM | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NEW YORK MORTGAGE TRUST INC | 649604501 | COM PAR $.02 | 17 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AMICUS THERAPEUTICS INC | 03152W109 | COM | 42 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AMC ENTMT HLDGS INC | 00165C104 | CL A COM | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MICRO FOCUS INTL PLC | 594837403 | SPON ADR NEW | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FILANA THERAPEUTICS INC | 14817C107 | CMN | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FIRSTHAND TECHNOLOGY VALUE F | 33766Y100 | COM | 25 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BROOKFIELD ASSET MGMT FCLASS A | G16169107 | CL A EXCH LT VTG | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MOMENTUS INC | 60879E101 | COM | 20 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HUMANIGEN INC | 444863203 | COM NEW | 30 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CONTRAFECT CORP | 212326300 | COM | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001730295-21-000008 | this filing | 2021-11-12 | acceptance time not in the bulk data set |