13F-HR filed by Carmichael Hill & Associates, Inc.
Carmichael Hill & Associates, Inc. filed this 13F-HR for the quarter ended 2021-09-30, filed 2021-11-12, with 808 holding rows worth $201,469,000.
- Accession
- 0001730295-21-000008
- Filer
- CIK 1730295
- Filed
- 2021-11-12
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2021
A holdings report, 808 entries on the cover page, a total value of $201,469,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $201,469,000 with VALUE read as thousands by filing date, 13F file number 028-18276. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| Apple Inc | 037833100 | COM | 92,316 | $13,063,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 32,075 | $9,043,000 | thousands by filing date | |
| Schwab U.S. Broad Market ETF | 808524102 | SHS | 77,737 | $8,074,000 | thousands by filing date | |
| Berkshire Hathaway Inc | 084670702 | COM | 20,476 | $5,589,000 | thousands by filing date | |
| VGT | 92204A702 | SHS | 12,542 | $5,033,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 23,801 | $3,844,000 | thousands by filing date | |
| Vanguard Extended Market ETF | 922908652 | SHS | 20,344 | $3,710,000 | thousands by filing date | |
| SPDR S&P Dividend ETF | 78464A763 | SHS | 30,121 | $3,541,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 1,311 | $3,505,000 | thousands by filing date | |
| INVESCO EXCHANGE-TRADED FD TR S&P 500 EQUAL WEIGHT ETF | 46137V357 | COM | 22,696 | $3,400,000 | thousands by filing date | |
| Schwab U.S. Small-Cap ETF | 808524607 | SHS | 29,984 | $3,001,000 | thousands by filing date | |
| Amazon.com, Inc | 023135106 | COM | 900 | $2,957,000 | thousands by filing date | call |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 1,100 | $2,941,000 | thousands by filing date | call |
| Schwab U.S. Large-Cap ETF | 808524201 | SHS | 27,469 | $2,858,000 | thousands by filing date | |
| Amazon.com, Inc | 023135106 | COM | 818 | $2,687,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524805 | INTL EQTY ETF | 68,010 | $2,632,000 | thousands by filing date | |
| Vanguard Small-Cap ETF | 922908751 | SHS | 11,921 | $2,607,000 | thousands by filing date | |
| McDonalds Corporation | 580135101 | COM | 10,553 | $2,544,000 | thousands by filing date | |
| Schwab US Mid-Cap ETF | 808524508 | SHS | 31,753 | $2,434,000 | thousands by filing date | |
| VANGUARD HEALTH CARE ETF | 92204A504 | ETF | 9,607 | $2,374,000 | thousands by filing date | |
| Procter & Gamble Co | 742718109 | COM | 15,516 | $2,169,000 | thousands by filing date | |
| Vanguard Dividend Appreciation ETF | 921908844 | SHS | 13,759 | $2,113,000 | thousands by filing date | |
| COHEN & STEERS LTD DURATION | 19248C105 | COM | 71,397 | $1,948,000 | thousands by filing date | |
| Tesla Motors, Inc | 88160R101 | COM | 2,500 | $1,939,000 | thousands by filing date | call |
| VANGUARD SCOTTSDALE FDS | 92206C680 | COM | 27,108 | $1,910,000 | thousands by filing date | |
| Vanguard Mid-Cap ETF | 922908629 | SHS | 7,680 | $1,818,000 | thousands by filing date | |
| Verizon Communications Inc | 92343V104 | COM | 32,009 | $1,729,000 | thousands by filing date | |
| Vanguard FTSE All-World ex-US ETF | 922042775 | SHS | 25,524 | $1,556,000 | thousands by filing date | |
| INVESCO QQQ TR | 46090E103 | COM | 4,295 | $1,537,000 | thousands by filing date | |
| NUVEEN QUALITY MUNCP INCOME | 67066V101 | COM | 95,849 | $1,497,000 | thousands by filing date | |
| Schwab U.S. Large-Cap Growth ETF | 808524300 | SHS | 9,669 | $1,432,000 | thousands by filing date | |
| Vanguard High Dividend Yield ETF | 921946406 | SHS | 13,462 | $1,391,000 | thousands by filing date | |
| VTI | 922908769 | COM | 6,144 | $1,364,000 | thousands by filing date | |
| Cisco Systems,Inc. | 17275R102 | COM | 24,323 | $1,324,000 | thousands by filing date | |
| Costco Wholesale Corporation | 22160K105 | COM | 2,735 | $1,229,000 | thousands by filing date | |
| ISHARES TR | 464287606 | S&P MC 400GR ETF | 15,335 | $1,214,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 7,397 | $1,211,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares C | 02079K107 | COM | 454 | $1,210,000 | thousands by filing date | |
| IJH | 464287507 | COM | 4,519 | $1,189,000 | thousands by filing date | |
| SCHD | 808524797 | COM | 15,983 | $1,187,000 | thousands by filing date | |
| PepsiCo,Inc. | 713448108 | COM | 7,233 | $1,088,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 39,121 | $1,057,000 | thousands by filing date | |
| Boeing Company | 097023105 | COM | 4,672 | $1,028,000 | thousands by filing date | |
| ISHARES TR | 464288687 | COM | 25,909 | $1,006,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524706 | EMRG MKTEQ ETF | 32,267 | $983,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 17,904 | $954,000 | thousands by filing date | |
| Energy Select Sector SPDR Fund | 81369Y506 | SHS | 17,683 | $921,000 | thousands by filing date | |
| Walmart Inc. | 931142103 | COM | 6,240 | $870,000 | thousands by filing date | |
| META PLATFORMS INC CL A | 30303M102 | COM | 2,495 | $847,000 | thousands by filing date | |
| Home Depot, Inc | 437076102 | COM | 2,571 | $844,000 | thousands by filing date | |
| Vanguard S&P 500 ETF | 922908363 | COM | 1,966 | $775,000 | thousands by filing date | |
| SANDY SPRING BANCORP INC | 800363103 | COMMON STOCK | 16,535 | $758,000 | thousands by filing date | |
| Vanguard Mid-Cap Value ETF | 922908512 | SHS | 5,411 | $755,000 | thousands by filing date | |
| Raytheon Technologies Corporation | 75513E101 | COM | 8,598 | $739,000 | thousands by filing date | |
| THETRADEDESKINCCLASSCLASSA | 88339J105 | STOK | 10,400 | $731,000 | thousands by filing date | call |
| Lockheed Martin Corporation | 539830109 | COM | 2,052 | $708,000 | thousands by filing date | |
| iShares Core S&P Small-Cap ETF | 464287804 | SHS | 6,423 | $701,000 | thousands by filing date | |
| Altria Group Inc | 02209S103 | COM | 15,376 | $700,000 | thousands by filing date | |
| VWO | 922042858 | SHS | 13,868 | $694,000 | thousands by filing date | |
| Eli Lilly and Company | 532457108 | COM | 2,979 | $688,000 | thousands by filing date | |
| VANGUARD INDEX FDS | 922908637 | LARGE CAP ETF | 3,379 | $679,000 | thousands by filing date | |
| SHOPIFY INC | 82509L107 | CL A SUB VTG SHS | 500 | $678,000 | thousands by filing date | call |
| HUBSPOTINC | 443573100 | STOK | 1,000 | $676,000 | thousands by filing date | call |
| Caterpillar Inc. | 149123101 | COM | 3,471 | $666,000 | thousands by filing date | |
| Honeywell Technologies | 438516106 | COM | 3,066 | $651,000 | thousands by filing date | |
| Pfizer Inc. | 717081103 | COM | 15,071 | $648,000 | thousands by filing date | |
| Vanguard Value ETF | 922908744 | SHS | 4,721 | $639,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 10,795 | $635,000 | thousands by filing date | |
| Vanguard Growth | 922908736 | COM | 2,131 | $618,000 | thousands by filing date | |
| ISHARES TR CORE S&P 500 ETF | 464287200 | SHS | 1,423 | $613,000 | thousands by filing date | |
| MARRIOTT INTL INC NEW CL A | 571903202 | Stock | 3,958 | $586,000 | thousands by filing date | |
| Merck & Co.,Inc. | 58933Y105 | COM | 7,740 | $581,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V340 | S&P500 EQL FIN | 9,469 | $581,000 | thousands by filing date | |
| NVIDIA Corp | 67066G104 | COM | 2,800 | $580,000 | thousands by filing date | call |
| Accenture Plc Class A | G1151C101 | COM | 1,800 | $576,000 | thousands by filing date | call |
| Deere & Company | 244199105 | COM | 1,700 | $570,000 | thousands by filing date | call |
| Southern Company | 842587107 | COM | 9,089 | $563,000 | thousands by filing date | |
| Medtronic Plc | G5960L103 | COM | 4,471 | $561,000 | thousands by filing date | |
| AbbVie,Inc. | 00287Y109 | COM | 5,143 | $555,000 | thousands by filing date | |
| Schwab US TIPS ETF | 808524870 | SHS | 8,817 | $552,000 | thousands by filing date | |
| VANGUARD WORLD FD | 92204A405 | FINANCIALS ETF | 5,838 | $541,000 | thousands by filing date | |
| ZSCALERINC | 98980G102 | STOK | 2,000 | $524,000 | thousands by filing date | call |
| NICE LTD SPONSORED ADR | 653656108 | ADR | 1,826 | $519,000 | thousands by filing date | |
| ETFS GOLD TR | 00326A104 | PHYSCL GOLD SHS | 30,782 | $519,000 | thousands by filing date | |
| Boeing Company | 097023105 | COM | 2,300 | $506,000 | thousands by filing date | call |
| Vanguard Real Estate | 922908553 | SHS | 4,871 | $496,000 | thousands by filing date | |
| Applied Materials,Inc. | 038222105 | COM | 3,780 | $487,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 1,700 | $478,000 | thousands by filing date | call |
| Coca-Cola Company | 191216100 | COM | 9,096 | $477,000 | thousands by filing date | |
| Vanguard Small-Cap Growth ETF | 922908595 | SHS | 1,699 | $476,000 | thousands by filing date | |
| Technology Select Sector SPDR Fund | 81369Y803 | SHS | 3,073 | $459,000 | thousands by filing date | |
| International Business Machines Corporation | 459200101 | COM | 3,295 | $458,000 | thousands by filing date | |
| Financial Select Sector SPDR Fund | 81369Y605 | SHS | 12,170 | $457,000 | thousands by filing date | |
| Vanguard FTSE Developed Markets ETF | 921943858 | SHS | 8,859 | $447,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464a201 | ST STR SP600GRWO | 5,105 | $445,000 | thousands by filing date | |
| META PLATFORMS INC CL A | 30303M102 | COM | 1,300 | $442,000 | thousands by filing date | call |
| Duke Energy Corporation | 26441C204 | COM | 4,511 | $440,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 3,100 | $438,000 | thousands by filing date | call |
| MasterCard, Inc | 57636Q104 | COM | 1,254 | $436,000 | thousands by filing date | |
| Abbott Laboratories | 002824100 | COM | 3,653 | $432,000 | thousands by filing date | |
| SPROTT ASSET MANAGEMENT LP | 85208R101 | PHYSICAL GOLD AN | 25,217 | $432,000 | thousands by filing date | |
| Home Depot, Inc | 437076102 | COM | 1,300 | $426,000 | thousands by filing date | call |
| Goldman Sachs Group,Inc. | 38141G104 | COM | 1,100 | $416,000 | thousands by filing date | |
| TWILIO INC CL A | 90138F102 | Stock | 1,300 | $416,000 | thousands by filing date | call |
| Walt Disney Co | 254687106 | COM | 2,453 | $415,000 | thousands by filing date | |
| Philip Morris International Inc. | 718172109 | COM | 4,316 | $409,000 | thousands by filing date | |
| Chevron Corporation | 166764100 | COM | 3,964 | $402,000 | thousands by filing date | |
| Vanguard Intermediate-Term Bond ETF | 921937819 | SHS | 4,481 | $401,000 | thousands by filing date | |
| YUM BRANDS INC COM | 988498101 | Stock | 3,178 | $389,000 | thousands by filing date | |
| THETRADEDESKINCCLASSCLASSA | 88339J105 | STOK | 5,450 | $383,000 | thousands by filing date | |
| NextEra Energy,Inc. | 65339F101 | COM | 4,785 | $376,000 | thousands by filing date | |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 2,278 | $374,000 | thousands by filing date | |
| Vanguard Short-Term Bond ETF | 921937827 | SHS | 4,540 | $372,000 | thousands by filing date | |
| L3HARRIS TECHNOLOGIES INC COM | 502431109 | Stock | 1,666 | $367,000 | thousands by filing date | |
| ISHARES TR | 464287887 | S&P SML 600 GWT | 2,811 | $366,000 | thousands by filing date | |
| Qualcomm Incorporated | 747525103 | COM | 2,817 | $363,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V621 | FINL PFD ETF | 18,129 | $344,000 | thousands by filing date | |
| Visa Inc | 92826C839 | COM | 1,540 | $343,000 | thousands by filing date | |
| WELLTOWER INC COM | 95040Q104 | REIT | 4,138 | $341,000 | thousands by filing date | |
| Vanguard Intermediate-Term Treasury ETF | 92206C706 | SHS | 5,024 | $339,000 | thousands by filing date | |
| NVIDIA Corp | 67066G104 | COM | 1,592 | $330,000 | thousands by filing date | |
| MONGODB INC CL A | 60937P106 | Stock | 700 | $329,000 | thousands by filing date | call |
| ISHARES TR | 464287168 | COM | 2,823 | $324,000 | thousands by filing date | |
| TARGET CORP COM | 87612E106 | Stock | 1,401 | $321,000 | thousands by filing date | |
| Vanguard Mid-Cap Growth ETF | 922908538 | SHS | 1,340 | $317,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD QUALITY FU | 09254F100 | COM | 19,501 | $316,000 | thousands by filing date | |
| NOVARTIS AG SPONSORED ADR | 66987V109 | ADR | 3,808 | $311,000 | thousands by filing date | |
| TEXAS PACIFIC LAND CORPORATION COM | 88262P102 | Stock | 252 | $305,000 | thousands by filing date | |
| Berkshire Hathaway Inc | 084670702 | COM | 1,100 | $300,000 | thousands by filing date | call |
| ASMLHLDGNVFSPONSOREDADR1ADRREPS1ORDSHS | N07059210 | STOK | 400 | $298,000 | thousands by filing date | call |
| MOODYS CORP COM | 615369105 | Stock | 839 | $298,000 | thousands by filing date | |
| iShares Global Healthcare ETF | 464287325 | SHS | 3,474 | $291,000 | thousands by filing date | |
| Tesla Motors, Inc | 88160R101 | COM | 361 | $280,000 | thousands by filing date | |
| Mondelez International,Inc. Class A | 609207105 | COM | 4,755 | $277,000 | thousands by filing date | |
| Costco Wholesale Corporation | 22160K105 | COM | 600 | $270,000 | thousands by filing date | call |
| Intuit Inc. | 461202103 | COM | 500 | $270,000 | thousands by filing date | call |
| General Electric Company | 369604301 | COM | 2,607 | $269,000 | thousands by filing date | |
| DOW HLDGS INC COM | 260557103 | Stock | 4,605 | $265,000 | thousands by filing date | |
| General Electric Company | 369604301 | COM | 2,500 | $258,000 | thousands by filing date | call |
| CARRIER GLOBAL CORPORATION COM | 14448C104 | Stock | 4,945 | $256,000 | thousands by filing date | |
| Vanguard Small-Cap Value ETF | 922908611 | SHS | 1,490 | $252,000 | thousands by filing date | |
| Texas Instruments Incorporated | 882508104 | COM | 1,295 | $249,000 | thousands by filing date | |
| CONSOLIDATED EDISON INC | 209115104 | COM | 3,431 | $249,000 | thousands by filing date | |
| Netflix, Inc | 64110L106 | COM | 400 | $244,000 | thousands by filing date | call |
| Bristol-Myers Squibb Company | 110122108 | COM | 4,108 | $243,000 | thousands by filing date | |
| ISHARESRUSSELL1000GROWTHETF | 464287614 | STOK | 886 | $243,000 | thousands by filing date | |
| FEDEX CORP COM | 31428X106 | Stock | 1,100 | $242,000 | thousands by filing date | call |
| Oracle Corporation | 68389X105 | COM | 2,763 | $241,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C714 | COM | 3,429 | $236,000 | thousands by filing date | |
| CHIPOTLEMEXICANGRILLI | 169656105 | STOK | 130 | $236,000 | thousands by filing date | |
| UnitedHealth Group Inc | 91324P102 | COM | 600 | $234,000 | thousands by filing date | call |
| CVS Health Corporation | 126650100 | COM | 2,736 | $232,000 | thousands by filing date | |
| iShares iBoxx Inv Grade Corporate Bond ETF | 464287242 | SHS | 1,742 | $232,000 | thousands by filing date | |
| DOMINION ENERGY INC COM | 25746U109 | Stock | 3,184 | $232,000 | thousands by filing date | |
| Amgen Inc. | 031162100 | COM | 1,068 | $227,000 | thousands by filing date | |
| Deere & Company | 244199105 | COM | 675 | $226,000 | thousands by filing date | |
| TRUIST FINL CORP COM | 89832Q109 | Stock | 3,842 | $225,000 | thousands by filing date | |
| McDonalds Corporation | 580135101 | COM | 900 | $217,000 | thousands by filing date | call |
| SPDR SER TR | 78464A821 | S&P 400 MDCP GRW | 2,872 | $217,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y308 | STATE STREET CON | 3,123 | $215,000 | thousands by filing date | |
| ISHARES TR | 46429B663 | CORE HIGH DV ETF | 2,212 | $209,000 | thousands by filing date | |
| VANGUARD WORLD FD | 92204A603 | INDUSTRIAL ETF | 1,113 | $209,000 | thousands by filing date | |
| ISHARES TR | 464287465 | MSCI EAFE ETF | 2,670 | $208,000 | thousands by filing date | |
| TORTOISE ENERGY INFRA CORP | 89147L886 | COM | 7,515 | $204,000 | thousands by filing date | |
| LULULEMON ATHLETICA INC | 550021109 | COM | 500 | $202,000 | thousands by filing date | call |
| United Parcel Service,Inc. Class B | 911312106 | COM | 1,100 | $201,000 | thousands by filing date | call |
| KKR & CO INC | 48251W104 | COM | 3,285 | $200,000 | thousands by filing date | |
| OTIS WORLDWIDE CORP COM | 68902V107 | Stock | 2,419 | $199,000 | thousands by filing date | |
| United Parcel Service,Inc. Class B | 911312106 | COM | 1,090 | $198,000 | thousands by filing date | |
| CROWDSTRIKE HLDGS INC | 22788C105 | COM | 800 | $196,000 | thousands by filing date | call |
| CLOROX CO DEL | 189054109 | COM | 1,157 | $192,000 | thousands by filing date | |
| Schwab Short Term US Treasury ETF | 808524862 | SHS | 3,705 | $190,000 | thousands by filing date | |
| COLGATE PALMOLIVE CO COM | 194162103 | Stock | 2,491 | $188,000 | thousands by filing date | |
| ServiceNow,Inc. | 81762P102 | COM | 300 | $187,000 | thousands by filing date | call |
| ARK ETF TR | 00214Q708 | BLOC FIN INN ETF | 3,772 | $186,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V332 | S&P500 EQL HLT | 608 | $181,000 | thousands by filing date | |
| WIX COM LTD SHS | M98068105 | Stock | 900 | $176,000 | thousands by filing date | call |
| Bank of America Corp | 060505104 | COM | 4,112 | $175,000 | thousands by filing date | |
| 3M CO COM | 88579Y101 | Stock | 1,000 | $175,000 | thousands by filing date | call |
| MasterCard, Inc | 57636Q104 | COM | 500 | $174,000 | thousands by filing date | call |
| VanEck High Yield Muni ETF | 92189H409 | SHS | 2,778 | $174,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739E108 | PFD SECS INC ETF | 8,482 | $174,000 | thousands by filing date | |
| NORTHROP GRUMMAN CORP COM | 666807102 | Stock | 479 | $173,000 | thousands by filing date | |
| YUM CHINA HLDGS INC | 98850P109 | COM | 2,978 | $173,000 | thousands by filing date | |
| ARISTA NETWORKS INC | 040413106 | COM | 500 | $172,000 | thousands by filing date | call |
| Health Care Select Sector SPDR Fund | 81369Y209 | SHS | 1,340 | $171,000 | thousands by filing date | |
| Walt Disney Co | 254687106 | COM | 1,000 | $170,000 | thousands by filing date | call |
| INVESCO EXCHANGE TRADED FD T | 46137V282 | S&P500 EQL TEC | 587 | $169,000 | thousands by filing date | |
| ENTERPRISE PRODS PARTNERS L | 293792107 | COM | 7,784 | $168,000 | thousands by filing date | |
| TORTOISE PWR & ENERGY INFRASTR | 89147X104 | COM | 12,616 | $167,000 | thousands by filing date | |
| EXELON CORP COM | 30161N101 | Stock | 3,442 | $166,000 | thousands by filing date | |
| DEXCOM INC COM | 252131107 | Stock | 300 | $164,000 | thousands by filing date | call |
| iShares TIPS Bond ETF | 464287176 | SHS | 1,279 | $163,000 | thousands by filing date | |
| ILLUMINA INC | 452327109 | COM | 400 | $162,000 | thousands by filing date | call |
| CSX Corporation | 126408103 | COM | 5,400 | $161,000 | thousands by filing date | |
| Automatic Data Processing,Inc. | 053015103 | COM | 794 | $159,000 | thousands by filing date | |
| PENN ENTERTAINMENT INC COM | 707569109 | Stock | 2,200 | $159,000 | thousands by filing date | call |
| iShares Russell 2000 ETF | 464287655 | SHS | 715 | $156,000 | thousands by filing date | |
| ZOOM COMMUNICATIONS INC CL A | 98980L101 | Stock | 600 | $156,000 | thousands by filing date | call |
| Vanguard Communication Services ETF | 92204A884 | SHS | 1,104 | $155,000 | thousands by filing date | |
| ZEBRA TECHNOLOGIES CORPORATION CL A | 989207105 | Stock | 300 | $155,000 | thousands by filing date | call |
| Advanced Micro Devices,Inc. | 007903107 | COM | 1,500 | $154,000 | thousands by filing date | call |
| Vanguard Consumer Discretionary ETF | 92204A108 | SHS | 498 | $154,000 | thousands by filing date | |
| Netflix, Inc | 64110L106 | COM | 245 | $150,000 | thousands by filing date | |
| iShares S&P 500 Growth ETF | 464287309 | SHS | 2,019 | $149,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y704 | INDL | 1,482 | $145,000 | thousands by filing date | |
| Qualcomm Incorporated | 747525103 | COM | 1,100 | $142,000 | thousands by filing date | call |
| STATE STREET | 78464A813 | EXCHANGE TRADED | 1,500 | $142,000 | thousands by filing date | |
| iShares S&P 500 Value ETF | 464287408 | SHS | 971 | $141,000 | thousands by filing date | |
| Comcast Corp | 20030N101 | COM | 2,506 | $140,000 | thousands by filing date | |
| GENERAL DYNAMICS CORP COM | 369550108 | Stock | 700 | $137,000 | thousands by filing date | |
| Salesforce.com, Inc | 79466L302 | COM | 500 | $135,000 | thousands by filing date | call |
| Visa Inc | 92826C839 | COM | 600 | $134,000 | thousands by filing date | call |
| ISHARES TR | 464288414 | NATIONAL MUN ETF | 1,153 | $134,000 | thousands by filing date | |
| SOLAREDGE TECHNOLOGIES INC | 83417M104 | COM | 500 | $133,000 | thousands by filing date | call |
| Starbucks Corporation | 855244109 | COM | 1,200 | $132,000 | thousands by filing date | call |
| Citigroup Inc. | 172967424 | COM | 1,849 | $130,000 | thousands by filing date | |
| SIRIUS XM HOLDINGS INC | 82968B103 | COM | 21,122 | $129,000 | thousands by filing date | |
| Vanguard Intermediate-Term Corporate Bond ETF | 92206C870 | SHS | 1,329 | $125,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R783 | 0-5 HIGH YIELD | 1,253 | $124,000 | thousands by filing date | |
| WEX INC | 96208T104 | COM | 700 | $123,000 | thousands by filing date | |
| 3M CO COM | 88579Y101 | Stock | 687 | $121,000 | thousands by filing date | |
| Chubb Limited | H1467J104 | COM | 691 | $120,000 | thousands by filing date | |
| Vanguard Short-Term Treasury ETF | 92206C102 | SHS | 1,961 | $120,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E511 | PFD ETF | 7,977 | $120,000 | thousands by filing date | |
| WESTERN AST INFL LKD OPP & I | 95766R104 | COM | 9,054 | $120,000 | thousands by filing date | |
| CVS Health Corporation | 126650100 | COM | 1,400 | $119,000 | thousands by filing date | call |
| Stryker Corporation | 863667101 | COM | 450 | $119,000 | thousands by filing date | |
| Vanguard FTSE Europe ETF | 922042874 | SHS | 1,791 | $118,000 | thousands by filing date | |
| MODERNA INC | 60770K107 | COM | 300 | $115,000 | thousands by filing date | call |
| LAM RESEARCH CORP | 512807108 | COM | 200 | $114,000 | thousands by filing date | call |
| Goldman Sachs Group,Inc. | 38141G104 | COM | 300 | $113,000 | thousands by filing date | call |
| NUCOR CORP COM | 670346105 | Stock | 1,150 | $113,000 | thousands by filing date | |
| UNILEVER PLC | 904767704 | SPON ADR NEW | 2,074 | $112,000 | thousands by filing date | |
| MERCADOLIBREINC | 58733R102 | STOK | 65 | $109,000 | thousands by filing date | |
| BLACKROCK LIMITED DURATION INC | 09249W101 | COM SHS | 6,307 | $108,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C409 | COM | 1,300 | $107,000 | thousands by filing date | |
| PPL CORP COM | 69351T106 | Stock | 3,821 | $107,000 | thousands by filing date | |
| Micron Technology,Inc. | 595112103 | COM | 1,500 | $106,000 | thousands by filing date | |
| PAYPALHLDGSINC | 70450Y103 | STOK | 400 | $104,000 | thousands by filing date | call |
| TRACTOR SUPPLY CO COM | 892356106 | Stock | 500 | $102,000 | thousands by filing date | call |
| PHILLIPS 66 COM | 718546104 | Stock | 1,447 | $101,000 | thousands by filing date | |
| WORKDAY INC CL A | 98138H101 | Stock | 400 | $100,000 | thousands by filing date | call |
| iShares U.S. Aerospace & Defense ETF | 464288760 | SHS | 945 | $99,000 | thousands by filing date | |
| PAYCOMSOFTWAREINC | 70432V102 | STOK | 200 | $99,000 | thousands by filing date | call |
| EMERSON ELEC CO COM | 291011104 | Stock | 1,050 | $99,000 | thousands by filing date | |
| Citigroup Inc. | 172967424 | COM | 1,400 | $98,000 | thousands by filing date | call |
| VENTAS INC COM | 92276F100 | REIT | 1,774 | $98,000 | thousands by filing date | |
| CHECK POINT SOFTWARE TECH LTD ORD | M22465104 | Stock | 858 | $97,000 | thousands by filing date | |
| BROWN FORMAN CORP CL B | 115637209 | Stock | 1,431 | $96,000 | thousands by filing date | |
| UPSTARTHLDGSINC | 91680M107 | STOK | 300 | $95,000 | thousands by filing date | call |
| BHP BILLITON LIMITED SPONSORED ADS | 088606108 | ADR | 1,770 | $95,000 | thousands by filing date | |
| TOYOTA MOTOR CORP ADS | 892331307 | ADR | 530 | $94,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E354 | S&P500 LOW VOL | 1,553 | $94,000 | thousands by filing date | |
| REVOLVE GROUP INC CL A | 76156B107 | Stock | 1,500 | $93,000 | thousands by filing date | call |
| ISHARES CORE S&P U.S. GROWTH ETF | 464287671 | ETF | 901 | $92,000 | thousands by filing date | |
| Vanguard Consumer Staples ETF | 92204A207 | SHS | 510 | $91,000 | thousands by filing date | |
| AES CORP COM | 00130H105 | Stock | 4,003 | $91,000 | thousands by filing date | |
| COINBASE GLOBAL INC COM CL A | 19260Q107 | Stock | 400 | $91,000 | thousands by filing date | call |
| ALIBABA GROUP HLDG LTD | 01609W102 | SPONSORED ADS | 600 | $90,000 | thousands by filing date | call |
| KIMBERLY-CLARK CORP COM | 494368103 | Stock | 675 | $89,000 | thousands by filing date | |
| SNAP INC | 83304A106 | CL A | 1,200 | $89,000 | thousands by filing date | call |
| SPDR MSCI ACWI EX-US ETF | 78463X848 | COM | 3,042 | $88,000 | thousands by filing date | |
| SPDR SER TR | 78464A870 | S&P BIOTECH | 700 | $88,000 | thousands by filing date | call |
| JP MORGAN CHASE & CO | 46625H365 | EXCHANGE TRADED | 4,798 | $87,000 | thousands by filing date | |
| American Express Company | 025816109 | COM | 507 | $85,000 | thousands by filing date | |
| KINDER MORGAN INC DEL COM | 49456B101 | Stock | 5,025 | $84,000 | thousands by filing date | |
| DIGITAL RLTY TR INC COM | 253868103 | REIT | 566 | $82,000 | thousands by filing date | |
| iShares S&P Mid-Cap 400 Value ETF | 464287705 | SHS | 785 | $81,000 | thousands by filing date | |
| MEDICAL PROPERTIES TRUST INC COM | 58463J304 | REIT | 4,050 | $81,000 | thousands by filing date | |
| ISHARES TR | 464287234 | MSCI EMG MKT ETF | 1,592 | $80,000 | thousands by filing date | |
| LEIDOS HOLDINGS INC COM | 525327102 | Stock | 836 | $80,000 | thousands by filing date | |
| MAGELLAN MIDSTREAM PARTNERS, L | 559080106 | COM UNIT RP LP | 1,760 | $80,000 | thousands by filing date | |
| FORD MTR CO COM | 345370860 | Stock | 5,559 | $79,000 | thousands by filing date | |
| CYBERARK SOFTWARE LTD SHS | M2682V108 | Stock | 500 | $79,000 | thousands by filing date | call |
| NOVO-NORDISK A S ADR | 670100205 | ADR | 816 | $78,000 | thousands by filing date | |
| ATLASSIAN CORP | G06242104 | CL A | 200 | $78,000 | thousands by filing date | call |
| AVADEL PHARMACEUTICALS, PLC | 05337M104 | COMMON STOCK-FO | 8,000 | $78,000 | thousands by filing date | |
| ISHARES TR | 464287440 | 7-10 YR TRSY BD | 666 | $77,000 | thousands by filing date | |
| ISHARES TR | 46432F388 | MSCI USA VALUE | 768 | $77,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G508 | SR LN ETF | 3,491 | $77,000 | thousands by filing date | |
| UnitedHealth Group Inc | 91324P102 | COM | 195 | $76,000 | thousands by filing date | |
| ALEXANDRIA REAL ESTATE EQ INC COM | 015271109 | REIT | 394 | $75,000 | thousands by filing date | |
| MERCURY GENL CORP NEW | 589400100 | COM | 1,339 | $75,000 | thousands by filing date | |
| American Tower Corporation | 03027X100 | COM | 276 | $73,000 | thousands by filing date | |
| DELTA AIR LINES INC COM NEW | 247361702 | Stock | 1,700 | $73,000 | thousands by filing date | call |
| SPDR Bloomberg Investment Grade Floating Rate ETF | 78468R200 | SHS | 2,361 | $72,000 | thousands by filing date | |
| SYSCOCORP | 871829107 | COM | 914 | $72,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A672 | ST INTER ETF | 2,233 | $72,000 | thousands by filing date | |
| S&P Global,Inc. | 78409V104 | COM | 167 | $71,000 | thousands by filing date | |
| BECTON DICKINSON & CO | 075887109 | COM | 289 | $71,000 | thousands by filing date | |
| ISHARES TR | 464288281 | JPMORGAN USD EMG | 647 | $71,000 | thousands by filing date | |
| ZOOM COMMUNICATIONS INC CL A | 98980L101 | Stock | 268 | $70,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A839 | ST STR SP400VAL | 1,060 | $70,000 | thousands by filing date | |
| Schlumberger Limited | 806857108 | COM | 2,285 | $68,000 | thousands by filing date | |
| RIO TINTO PLC SPONSORED ADR | 767204100 | ADR | 1,024 | $68,000 | thousands by filing date | |
| EAGLE BANCORPORATION INC | 268948106 | COM | 1,188 | $68,000 | thousands by filing date | |
| EATON VANCE FLOATING-RATE INCO | 278279104 | COM | 4,676 | $68,000 | thousands by filing date | |
| Airbnb, Inc. Class A | 009066101 | COM | 400 | $67,000 | thousands by filing date | call |
| SEAGATE TECHNOLOGY HLDNGS | G7997R103 | ORD SHS | 800 | $66,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q452 | ALERIAN MLP | 1,991 | $66,000 | thousands by filing date | |
| COUPA SOFTWARE INCORPORATED | 22266L106 | COM | 300 | $66,000 | thousands by filing date | call |
| Morgan Stanley | 617446448 | COM | 663 | $65,000 | thousands by filing date | |
| VANGUARD S&P SMALL-CAP 600 ETF | 921932828 | ETF | 323 | $65,000 | thousands by filing date | |
| MARRIOTT VACATIONS WORLDWIDE C COM | 57164Y107 | Stock | 414 | $65,000 | thousands by filing date | |
| JD.COM INC SPON ADS CL A | 47215P106 | ADR | 900 | $65,000 | thousands by filing date | call |
| Phillips 66 Partners LP | 718549207 | COM UNIT REP INT | 1,818 | $65,000 | thousands by filing date | |
| XCELENERGY INC | 98389B100 | COM | 1,030 | $64,000 | thousands by filing date | |
| PNC FINL SVCS GROUP INC COM | 693475105 | Stock | 323 | $63,000 | thousands by filing date | |
| ECOLAB INC COM | 278865100 | Stock | 300 | $63,000 | thousands by filing date | call |
| DUPONT DE NEMOURS INC COM | 26614N102 | Stock | 930 | $63,000 | thousands by filing date | |
| ISHARES TR | 464287648 | RUS 2000 GRW ETF | 215 | $63,000 | thousands by filing date | |
| ConocoPhillips | 20825C104 | COM | 911 | $62,000 | thousands by filing date | |
| iShares Silver Trust | 46428Q109 | COM | 3,000 | $62,000 | thousands by filing date | call |
| OMEGA HEALTHCARE INVS INC COM | 681936100 | REIT | 2,070 | $62,000 | thousands by filing date | |
| IDEXX LABS INC COM | 45168D104 | Stock | 100 | $62,000 | thousands by filing date | |
| iShares Silver Trust | 46428Q109 | COM | 2,984 | $61,000 | thousands by filing date | |
| Lowes Companies,Inc. | 548661107 | COM | 300 | $61,000 | thousands by filing date | call |
| Oracle Corporation | 68389X105 | COM | 700 | $61,000 | thousands by filing date | call |
| Utilities Select Sector SPDR Fund | 81369Y886 | SHS | 940 | $60,000 | thousands by filing date | |
| MARRIOTT INTL INC NEW CL A | 571903202 | Stock | 400 | $60,000 | thousands by filing date | call |
| Union Pacific Corporation | 907818108 | COM | 300 | $59,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V274 | S&P500 EQL UTL | 570 | $59,000 | thousands by filing date | |
| IES HOLDINGS INC | 44951W106 | COM | 1,300 | $59,000 | thousands by filing date | |
| World Gold TR | 98149E204 | SPRD GLD Minis | 3,354 | $59,000 | thousands by filing date | |
| ATLAS CORP | Y0436Q109 | COM | 3,917 | $59,000 | thousands by filing date | |
| Vanguard Energy ETF | 92204A306 | SHS | 789 | $58,000 | thousands by filing date | |
| ELBIT SYS LTD ORD | M3760D101 | Stock | 400 | $58,000 | thousands by filing date | |
| ATMOS ENERGY CORP COM | 049560105 | Stock | 661 | $58,000 | thousands by filing date | |
| EASTMAN CHEM CO COM | 277432100 | Stock | 575 | $58,000 | thousands by filing date | |
| PROSHARES TR | 74348A467 | S&P 500 DV ARIST | 655 | $58,000 | thousands by filing date | |
| iShares MBS ETF | 464288588 | SHS | 523 | $57,000 | thousands by filing date | |
| AUTODESK INC COM | 052769106 | Stock | 200 | $57,000 | thousands by filing date | call |
| OLD DOMINION FREIGHT LINE INC COM | 679580100 | Stock | 201 | $57,000 | thousands by filing date | |
| FEDERAL REALTY INVESTMENT TRUS | 313747206 | SH BEN INT NEW | 487 | $57,000 | thousands by filing date | |
| ISHARES MSCI USA QUALITY FACTOR ETF | 46432F339 | ETF | 416 | $55,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G870 | VAR RATE PFD | 2,100 | $55,000 | thousands by filing date | |
| GLOBUS MED INC CL A | 379577208 | Stock | 700 | $54,000 | thousands by filing date | |
| BLACKROCK INC CL A COM | 09247X101 | COM | 64 | $54,000 | thousands by filing date | |
| APPIAN CORP | 03782L101 | CL A | 587 | $54,000 | thousands by filing date | |
| NIKE,Inc. Class B | 654106103 | COM | 368 | $53,000 | thousands by filing date | |
| ALCON AG ORD SHS | H01301128 | Stock | 655 | $53,000 | thousands by filing date | |
| ALLSTATE CORP COM | 020002101 | Stock | 400 | $51,000 | thousands by filing date | |
| DOCUSIGN INC COM | 256163106 | Stock | 200 | $51,000 | thousands by filing date | call |
| Cigna Corporation | 125523100 | COM | 251 | $50,000 | thousands by filing date | |
| iShares Core Total USD Bond Market ETF | 46434V613 | SHS | 946 | $50,000 | thousands by filing date | |
| ENBRIDGE INC COM | 29250N105 | Stock | 1,265 | $50,000 | thousands by filing date | |
| PEOPLE'S UNITED FINANCIAL INC | 712704105 | COM | 2,835 | $50,000 | thousands by filing date | |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 300 | $49,000 | thousands by filing date | call |
| GARTNERINC | 366651107 | STOK | 160 | $49,000 | thousands by filing date | |
| MARKELGROUPINC | 570535104 | STOK | 40 | $48,000 | thousands by filing date | |
| ZIMMER BIOMET HOLDINGS INC COM | 98956P102 | Stock | 331 | $48,000 | thousands by filing date | |
| NUVEEN AMT FREE MUN CR INC F | 67071L106 | COM | 2,790 | $48,000 | thousands by filing date | |
| OKTAINCCLASSA | 679295105 | STOK | 200 | $47,000 | thousands by filing date | call |
| WISDOMTREE EUROPE HEDGED EQUITY FUND | 97717X701 | ETF | 616 | $47,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y407 | SBI CONS DISCR | 264 | $47,000 | thousands by filing date | |
| iShares Core MSCI Emerging Markets ETF | 46434G103 | SHS | 745 | $46,000 | thousands by filing date | |
| iShares Gold Trust | 464285204 | COM | 1,390 | $46,000 | thousands by filing date | |
| SOUTHWESTAIRLSCO | 844741108 | STOK | 897 | $46,000 | thousands by filing date | |
| CORTEVA INC COM | 22052L104 | Stock | 1,097 | $46,000 | thousands by filing date | |
| ISHARES RUSSELL MID-CAP GROWTH ETF | 464287481 | ETF | 406 | $46,000 | thousands by filing date | |
| CROWN CASTLE INC COM | 22822V101 | REIT | 264 | $46,000 | thousands by filing date | |
| MODERNA INC | 60770K107 | COM | 119 | $46,000 | thousands by filing date | |
| ENERGY TRANSFER L P | 29273V100 | COM UT LTD PTN | 4,780 | $46,000 | thousands by filing date | |
| ROYAL DUTCH SHELL PLC SPN ADR | 780259107 | SPON ADR B | 1,034 | $46,000 | thousands by filing date | |
| iShares MSCI USA Min Vol Factor ETF | 46429B697 | SHS | 612 | $45,000 | thousands by filing date | |
| Salesforce.com, Inc | 79466L302 | COM | 166 | $45,000 | thousands by filing date | |
| Schwab US REIT ETF | 808524847 | SHS | 987 | $45,000 | thousands by filing date | |
| CLOUDFLARE INC CL A COM | 18915M107 | Stock | 400 | $45,000 | thousands by filing date | call |
| DELL TECHNOLOGIES INC CL C | 24703L202 | Stock | 437 | $45,000 | thousands by filing date | |
| SYNOPSYS INC COM | 871607107 | Stock | 150 | $45,000 | thousands by filing date | |
| SPROTT PHYSICAL GOLD TR | 85207H104 | UNIT | 3,279 | $45,000 | thousands by filing date | |
| FULGENT GENETICS INC | 359664109 | COM | 500 | $45,000 | thousands by filing date | |
| NTNLGRIDPLCADRFSPONSOREDADR1ADRREPS5ORDSHS | 636274409 | STOK | 730 | $44,000 | thousands by filing date | |
| WALGREENS BOOTS ALLIANCE INC | 931427108 | COM | 925 | $44,000 | thousands by filing date | |
| DRAFTKINGS INC | 26142R104 | COM CL A | 900 | $44,000 | thousands by filing date | call |
| Adobe Inc | 00724F101 | COM | 75 | $43,000 | thousands by filing date | |
| iShares U.S. Treasury Bond ETF | 46429B267 | SHS | 1,618 | $43,000 | thousands by filing date | |
| Raytheon Technologies Corporation | 75513E101 | COM | 500 | $43,000 | thousands by filing date | call |
| ADVISORSHARES TR | 00768Y453 | PURE US CANNABIS | 1,350 | $43,000 | thousands by filing date | |
| LYFT INC | 55087P104 | CL A COM | 800 | $43,000 | thousands by filing date | call |
| BLACKBERRY LTD COM | 09228F103 | Stock | 4,400 | $43,000 | thousands by filing date | call |
| CAPITAL ONE FINL CORP | 14040H105 | COM | 258 | $42,000 | thousands by filing date | |
| Honeywell Technologies | 438516106 | COM | 200 | $42,000 | thousands by filing date | call |
| iShares Core US Aggregate Bond ETF | 464287226 | SHS | 364 | $42,000 | thousands by filing date | |
| SPDR S&P 600 Small Cap Value ETF | 78464A300 | SHS | 510 | $42,000 | thousands by filing date | |
| ZSCALERINC | 98980G102 | STOK | 160 | $42,000 | thousands by filing date | |
| NATIONAL FUEL GAS CO COM | 636180101 | Stock | 800 | $42,000 | thousands by filing date | |
| SANOFI SA SPONSORED ADR | 80105N105 | ADR | 869 | $42,000 | thousands by filing date | |
| ISHARES TR | 464288737 | GLB CNSM STP ETF | 700 | $42,000 | thousands by filing date | |
| BLACKSTONE INC | 09260D107 | COM | 352 | $41,000 | thousands by filing date | |
| GENERAL MILLS INC COM | 370334104 | Stock | 691 | $41,000 | thousands by filing date | |
| AMEREN CORP COM | 023608102 | Stock | 500 | $41,000 | thousands by filing date | |
| COHEN & STEERS QUALITY INCOME | 19247L106 | COM | 2,719 | $41,000 | thousands by filing date | |
| MONGODB INC CL A | 60937P106 | Stock | 84 | $40,000 | thousands by filing date | |
| VODAFONE GROUP PLC SPONSORED ADR | 92857W308 | ADR | 2,599 | $40,000 | thousands by filing date | |
| SPDR SER TR | 78464A870 | S&P BIOTECH | 322 | $40,000 | thousands by filing date | |
| BAXTER INTL INC | 071813109 | COM | 500 | $40,000 | thousands by filing date | call |
| ANNALY CAPITAL MANAGEMENT | 035710409 | COM | 4,800 | $40,000 | thousands by filing date | call |
| ENANTA PHARMACEUTICALS INC | 29251M106 | COM | 696 | $40,000 | thousands by filing date | |
| UNITED STS NAT GAS FD LP | 912318300 | UNIT PAR | 2,000 | $40,000 | thousands by filing date | call |
| iShares Core MSCI EAFE ETF | 46432F842 | SHS | 521 | $39,000 | thousands by filing date | |
| ENPHASE ENERGY INC COM | 29355A107 | Stock | 260 | $39,000 | thousands by filing date | |
| SIMON PPTY GROUP INC NEW COM | 828806109 | REIT | 300 | $39,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W760 | INTL SMCAP DIV | 523 | $39,000 | thousands by filing date | |
| BED BATH & BEYOND INC | 075896100 | COM | 2,300 | $39,000 | thousands by filing date | call |
| Airbnb, Inc. Class A | 009066101 | COM | 227 | $38,000 | thousands by filing date | |
| Caterpillar Inc. | 149123101 | COM | 200 | $38,000 | thousands by filing date | call |
| Intel Corp | 458140100 | COM | 700 | $38,000 | thousands by filing date | call |
| Thermo Fisher Scientific Inc. | 883556102 | COM | 67 | $38,000 | thousands by filing date | |
| EXPEDITORS INTL WASH INC COM | 302130109 | Stock | 320 | $38,000 | thousands by filing date | |
| AGNC INVT CORP COM | 00123Q104 | REIT | 2,400 | $38,000 | thousands by filing date | call |
| WISDOMTREE TR | 97717W505 | US MIDCAP DIVID | 915 | $38,000 | thousands by filing date | |
| ISHARES TR | 464288323 | NEW YORK MUN ETF | 663 | $38,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X772 | S&P INTL ETF | 1,000 | $38,000 | thousands by filing date | |
| SHOPIFY INC | 82509L107 | CL A SUB VTG SHS | 27 | $37,000 | thousands by filing date | |
| ISHARES TR | 464288513 | IBOXX HI YD ETF | 421 | $37,000 | thousands by filing date | |
| FIVERR INTL LTD ORD SHS | M4R82T106 | Stock | 200 | $37,000 | thousands by filing date | call |
| NBT BANCORP INC COM | 628778102 | Stock | 1,030 | $37,000 | thousands by filing date | |
| BP PLC SPONSORED ADR | 055622104 | ADR | 1,370 | $37,000 | thousands by filing date | |
| NUVEEN NEW YORK AMT QLT MUNI | 670656107 | COM | 2,667 | $37,000 | thousands by filing date | |
| KKR & CO INC | 48251W104 | COM | 600 | $36,000 | thousands by filing date | call |
| GUIDEWIRE SOFTWARE INC COM | 40171V100 | Stock | 300 | $36,000 | thousands by filing date | |
| GENUINE PARTS CO COM | 372460105 | Stock | 300 | $36,000 | thousands by filing date | |
| DEVON ENERGY CORP NEW COM | 25179M103 | Stock | 1,000 | $36,000 | thousands by filing date | call |
| ISHARES TR | 464287341 | GLOBAL ENERG ETF | 1,357 | $36,000 | thousands by filing date | |
| NEW RELIC INC | 64829B100 | COMMON STOCK | 500 | $36,000 | thousands by filing date | call |
| PARAMOUNT GLOBAL | 92556H206 | CLASS B COM | 891 | $35,000 | thousands by filing date | |
| Broadcom Inc. | 11135F101 | COM | 70 | $34,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V134 | WILDERHIL CLAN | 436 | $34,000 | thousands by filing date | |
| NEUBERGER BERMAN NY INT MUN | 64124K102 | COM | 2,580 | $34,000 | thousands by filing date | |
| iShares Core S&P U.S. Value ETF | 464287663 | SHS | 466 | $33,000 | thousands by filing date | |
| Wells Fargo & Company | 949746101 | COM | 709 | $33,000 | thousands by filing date | |
| FREEPORT MCMORAN INC CL B | 35671D857 | Stock | 1,000 | $33,000 | thousands by filing date | call |
| AMERICAN INTL GROUP INC COM NEW | 026874784 | Stock | 600 | $33,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739N108 | MANAGD MUN ETF | 589 | $33,000 | thousands by filing date | |
| CANADIAN PACIFIC RAILWAYS | 13645T100 | COM | 500 | $33,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W778 | INTL MIDCAP DV | 492 | $33,000 | thousands by filing date | |
| BEYOND AIR INC | 08862L103 | COM | 3,000 | $33,000 | thousands by filing date | |
| GENERAL MTRS CO COM | 37045V100 | Stock | 600 | $32,000 | thousands by filing date | call |
| SNOWFLAKE INC COM SHS | 833445109 | Stock | 105 | $32,000 | thousands by filing date | |
| NUTRIEN LTD COM | 67077M108 | Stock | 500 | $32,000 | thousands by filing date | |
| NUVEEN MUN VALUE FD INC | 670928100 | COM | 2,825 | $32,000 | thousands by filing date | |
| WYNN RESORTS LTD | 983134107 | COM | 379 | $32,000 | thousands by filing date | |
| SPDR PORTFOLIO TIPS ETF | 78464A656 | PORTFLI TIPS ETF | 1,034 | $32,000 | thousands by filing date | |
| Vanguard Total Bond Market ETF | 921937835 | SHS | 357 | $31,000 | thousands by filing date | |
| PINTEREST INC CL A | 72352L106 | Stock | 600 | $31,000 | thousands by filing date | call |
| ASANA INC | 04342Y104 | CL A | 300 | $31,000 | thousands by filing date | call |
| ROYCE VALUE TRUST | 780910105 | COM | 1,700 | $31,000 | thousands by filing date | |
| ACTVISION BLIZZARD INC | 00507V109 | COM | 400 | $31,000 | thousands by filing date | call |
| PROSPECT CAPITAL CORPORATION | 74348T102 | COM | 3,965 | $31,000 | thousands by filing date | |
| BROOKFIELD ASSET MANAGEMENT IN | 112585104 | CL A LTD VT SH | 580 | $31,000 | thousands by filing date | |
| INVESCO | 46138J866 | EXCHANGE TRADED | 1,445 | $31,000 | thousands by filing date | |
| Communication Services Select Sector SPDR Fund | 81369Y852 | SHS | 370 | $30,000 | thousands by filing date | |
| Lowes Companies,Inc. | 548661107 | COM | 150 | $30,000 | thousands by filing date | |
| Schlumberger Limited | 806857108 | COM | 1,000 | $30,000 | thousands by filing date | call |
| PAYPALHLDGSINC | 70450Y103 | STOK | 116 | $30,000 | thousands by filing date | |
| ISHARESAGENCYBONDETF | 464288166 | STOK | 257 | $30,000 | thousands by filing date | |
| ALIBABA GROUP HLDG LTD | 01609W102 | SPONSORED ADS | 200 | $30,000 | thousands by filing date | |
| FAIR ISAAC CORP COM | 303250104 | Stock | 75 | $30,000 | thousands by filing date | |
| KRAFT HEINZ CO COM | 500754106 | Stock | 818 | $30,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E500 | NAS CLNEDG GREEN | 473 | $30,000 | thousands by filing date | |
| Palantir Technologies Inc. Class A | 69608A108 | COM | 1,218 | $29,000 | thousands by filing date | |
| SPDR Portfolio S&P 500 Growth ETF | 78464A409 | SHS | 446 | $29,000 | thousands by filing date | |
| MANULIFE FINL CORP | 56501R106 | COM | 1,527 | $29,000 | thousands by filing date | |
| ONEOK INC NEW | 682680103 | COM | 494 | $29,000 | thousands by filing date | |
| DOUBLELINE INCOME SOLUTIONS | 258622109 | COM | 1,650 | $29,000 | thousands by filing date | |
| BLACKROCK RESOURCES & COMMODIT | 09257A108 | SHS | 3,205 | $29,000 | thousands by filing date | |
| AVADEL PHARMACEUTICALS, PLC | 05337M104 | COMMON STOCK-FO | 3,000 | $29,000 | thousands by filing date | call |
| Gilead Sciences,Inc. | 375558103 | COM | 400 | $28,000 | thousands by filing date | call |
| Vanguard FTSE Pacific ETF | 922042866 | SHS | 341 | $28,000 | thousands by filing date | |
| Walmart Inc. | 931142103 | COM | 200 | $28,000 | thousands by filing date | call |
| ANHEUSER BUSCH INBEV SA NV SPONSORED ADR | 03524A108 | ADR | 500 | $28,000 | thousands by filing date | |
| KOHLS CORP | 500255104 | COM | 600 | $28,000 | thousands by filing date | call |
| CRESTWOOD EQUITY PARTNERS LP U | 226344208 | UNIT LTD PARTNER | 1,000 | $28,000 | thousands by filing date | |
| EATON VANCE MUNICIPAL INCOME T | 27826U108 | SH BEN INT | 2,035 | $28,000 | thousands by filing date | |
| ROYAL DUTCH SHELL PLC SPN ADR | 780259206 | SPONS ADR A | 621 | $28,000 | thousands by filing date | |
| Cisco Systems,Inc. | 17275R102 | COM | 500 | $27,000 | thousands by filing date | call |
| TWILIO INC CL A | 90138F102 | Stock | 85 | $27,000 | thousands by filing date | |
| SCIENCE APPLICATIONS INTL CORP COM | 808625107 | Stock | 311 | $27,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524839 | US AGGREGATE B | 491 | $27,000 | thousands by filing date | |
| BANDWIDTH INC | 05988J103 | COM CL A | 300 | $27,000 | thousands by filing date | |
| JACOBS ENGINEERING GROUP INC | 469814107 | COM | 200 | $27,000 | thousands by filing date | |
| Schwab Intermediate-Term US Treasury ETF | 808524854 | SHS | 451 | $26,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F676 | COM | 100 | $26,000 | thousands by filing date | |
| AUTOLIV INC | 052800109 | COM | 300 | $26,000 | thousands by filing date | |
| ISHARES TR | 46429B333 | GNMA BOND ETF | 491 | $25,000 | thousands by filing date | |
| ISHARES INC | 464286327 | MSCI GLB SLV&MTL | 2,000 | $25,000 | thousands by filing date | |
| CONAGRA FOODS INC | 205887102 | COM | 700 | $24,000 | thousands by filing date | |
| OCCIDENTAL PETE CORP | 674599105 | COM | 800 | $24,000 | thousands by filing date | call |
| OLD REP INTL CORP COM | 680223104 | Stock | 1,039 | $24,000 | thousands by filing date | |
| KRANESHARES TRUST CSI CHI INTERNET | 500767306 | CSI CHI INTERNET | 500 | $24,000 | thousands by filing date | call |
| TELADOC HEALTH INC | 87918A105 | COM | 191 | $24,000 | thousands by filing date | |
| TRANSOCEAN LTD REGISTERED SHS | H8817H100 | Stock | 6,177 | $23,000 | thousands by filing date | |
| EATON VANCE MUNICIPAL BOND FUN | 27827X101 | COM | 1,732 | $23,000 | thousands by filing date | |
| FIRST REPUBLIC BANK/SAN FRANCI | 33616C100 | COM | 117 | $23,000 | thousands by filing date | |
| TOTALENERGIES SE | 89151E109 | SPONSORED ADS | 475 | $23,000 | thousands by filing date | |
| iShares MSCI USA Momentum Factor ETF | 46432F396 | SHS | 125 | $22,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C771 | SHS | 415 | $22,000 | thousands by filing date | |
| VANGUARD STAR FDS | 921909768 | COM | 344 | $22,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001730295-21-000008 | this filing | 2021-11-12 | acceptance time not in the bulk data set |