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Disclosery

13F-HR/A filed by PenderFund Capital Management Ltd.

PenderFund Capital Management Ltd. filed this 13F-HR/A for the quarter ended 2025-03-31, filed 2025-08-14, with 142 holding rows worth $367,087,322.

Accession
0001706164-25-000004
Filer
CIK 1706164
Filed
2025-08-14
Accepted by EDGAR
acceptance time not in the bulk data set
Ingested
Source
SEC quarterly data set

Original filing

13F report for Q1 2025

A holdings report, amendment of type restatement, 142 entries on the cover page, a total value of $367,087,322 stated on the cover page (in dollars after the unit check, H1), rows summing to $367,087,322 with VALUE read as dollars as filed, 13F file number 028-18272. The quarter's positions are built on this report. The resolved quarter.

The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).

Issuer as filedCUSIPClassAmountValueValue read asType
JFROG LTD ORD SHSM6191J100Stock1,500$35,040,918dollars as filedValue about 1,000 times the price other filers imply, kept as filed and left out of ratios.
HCM II ACQUISITION CORPG43658122*W EXP 99/99/99915,000$24,289,558dollars as filedValue about 1,000 times the price other filers imply, kept as filed and left out of ratios.
COPA HOLDINGS SAP31076105CL A1,947$22,842,500dollars as filed
TERRITORAL BANCORP INC88145X108COMMON STOCK22,571$22,595,798dollars as filed
SUNNOVA ENERGY INTL INC.86745KAF1NOTE 0.250%12/02,500,000$22,313,617dollars as filedprincipal
HEXCEL CORP NEW428291108COM31,510$16,273,791dollars as filed
FORUM ENERGY TECHNOLOGIES IN34984V209COMMON STOCK377,679$16,269,837dollars as filed
RAMBUS INC DEL COM750917106Stock299$12,691,798dollars as filedValue about 1,000 times the price other filers imply, kept as filed and left out of ratios.
PACTIV EVERGREEN INC69526K105COM27,400$12,510,304dollars as filed
PROASSURANCE CORP74267C106COM5,100$12,350,556dollars as filed
PAR TECHNOLOGY CORP698884103COM206,909$12,186,049dollars as filed
PLAYAGS INC72814N104COM34,900$11,833,158dollars as filed
ESPERION THERAPEUTICS INC NEW COM29664W105Stock2,000,000$10,786,051dollars as filed
ABRDN PLATINUM ETF TRUST003260106PHYSCL PLATM SHS250,000$10,194,329dollars as filed
EVERI HLDGS INC30034T103COM39,600$9,371,282dollars as filed
ENSTAR GROUP LIMITEDG3075P101SHS1,200$9,300,174dollars as filed
WOLFSPEED INC225447AD3NOTE 1.750% 5/025,329,000$8,498,664dollars as filedprincipal
KENNEDY-WILSON HOLDINGS INC489398107COM265,837$7,595,125dollars as filed
GRAF GLOBAL CORPG4036C106ORD SHS CL A10,000$6,287,969dollars as filed
FIDELITY NATIONAL FINANCIAL31620R303FNF GROUP COM2,466$5,449,653dollars as filed
EVENTBRITE INC29975EAD1NOTE 0.750% 9/13,500,000$5,179,008dollars as filedprincipal
ZILLOW GROUP INC CL C CAP STK98954M200Stock74,947$5,138,366dollars as filed
DIGITALBRIDGE GROUP INC25401T603CL A NEW1,470$4,785,000dollars as filedValue about 1,000 times the price other filers imply, kept as filed and left out of ratios.
NEUEHEALTH INC10920V404COM NEW29,115$4,039,569dollars as filed
NORDSTROM INC655664100COM19,300$3,317,287dollars as filed
IRONWOOD PHARMACEUTICALS INC46333XAH1NOTE 1.500% 6/13,000,000$3,221,145dollars as filedprincipal
PEOPLE INC44891N208COM NEW16,100$2,987,208dollars as filed
WOLFSPEED INC977852AD4NOTE 1.875%12/012,500,000$2,890,625dollars as filedprincipal
INTEVAC INC461148108COM105,300$2,880,000dollars as filed
LOGILITY SUPPLY CHAIN SOLUTIONS029683109COMMON STOCK30,500$2,670,000dollars as filed
MARKELGROUPINC570535104STOK509$2,307,465dollars as filed
HOWARD HUGHES HOLDINGS INC COM44267T102Stock7,900$2,099,939dollars as filed
ACCOLADE INC00437E102COM62,700$2,087,223dollars as filed
MONEYLION INC60938K304CL A4,800$2,029,269dollars as filed
NEVRO CORP64157F103COM64,329$1,826,123dollars as filed
EURONET WORLDWIDE INC COM298736109Stock190$1,787,859dollars as filed
LAUNCH ONE ACQUISITION CORPG5S86M126*W EXP 06/01/20330,000$1,725,488dollars as filedValue about 1,000 times the price other filers imply, kept as filed and left out of ratios.
CABLE ONE, INC.12685JAG0NOTE6,500,000$1,572,000dollars as filedprincipal
MARAVAI LIFESCIENCES HLDGS A56600D107COMMON STOCK826,300$1,493,681dollars as filed
CROSS CTRY HEALTHCARE INC227483104COM27,100$869,371dollars as filed
NIO INC62914VAK2NOTE 4.625%10/117,000,000$835,557dollars as filedprincipal
DUN & BRADSTREET HLDGS INC26484T106COM33,100$782,928dollars as filed
LENSAR INC52634L108COM16,700$739,634dollars as filed
PLAYA HOTELS & RESORTS NVN70544106SHS35,400$716,814dollars as filed
MONOLITHIC PWR SYS INC COM609839105Stock17$704,496dollars as filed
NEXGEN ENERGY LTD COM65340P106Stock11,600$661,291dollars as filed
BERRY GLOBAL GROUP INC08579W103COM5,100$612,600dollars as filed
LAUNCH ONE ACQUISITION CORPG5S86M100SHS CLASS A60,000$585,232dollars as filed
TRIUMPH GROUP INC NEW896818101COM19,400$581,674dollars as filed
OPTINOSE INC68404V209COM18,800$576,436dollars as filed
REDFIN CORP75737F108COM19,698$547,214dollars as filed
ITRON INC COM465741106Stock154$541,332dollars as filed
WESTERN AST INFL LKD OPP & I95766R104COM966,856$495,126dollars as filed
VERISIGN INC COM92343E102Stock68$491,596dollars as filed
PAYCOR HCM INC70435P102COM13,500$471,885dollars as filed
CLARIVATE PLCG21810109ORD SHS531,100$471,882dollars as filed
DMC GLOBAL INC23291C103COM13,800$451,044dollars as filed
DESPEGAR COM CORPG27358103ORD SHS18,348$437,646dollars as filed
DOLLAR TREE INC COM256746108Stock219$434,930dollars as filed
SIM Acquisition I CorpG8431T101Equity25,000$422,639dollars as filed
HESS CORP42809H107COM1,500$417,010dollars as filed
NORTHROP GRUMMAN CORP COM666807102Stock1,400$415,248dollars as filed
GENPACT LIMITED SHSG3922B107Stock397$403,519dollars as filed
AIRBNB INC CLASS A009066AB7CLASS A5,000,000$398,856dollars as filedprincipal
FIFTH ERA ACQUISITION CORP IG3415K127UNIT 99/99/999910,100$390,264dollars as filed
PARAGON 28 INC69913P105COM41,900$375,681dollars as filed
ERO COPPER CORP COM296006109Stock123,492$356,031dollars as filed
VINE HILL CAP INVT CORP.G93Y09115*W EXP 07/01/20312,500$353,704dollars as filed
Checkpoint Therapeutics Inc162828206Common Stock96,600$351,808dollars as filed
AIR TRANSPORT SERVICES GRP I00922R105COM20,100$344,759dollars as filed
PROFOUND MED CORP74319B502COM NEW9,400$342,917dollars as filed
TIDEWATER INC NEW COM88642R109Stock303$333,583dollars as filed
SANGOMA TECHNOLOGIES CORP80100R408COM NEW3,481,633$325,870dollars as filed
AVIAT NETWORKS INC05366Y201COMMON STOCK2,600$317,250dollars as filed
VOXX INTERNATIONAL CORP91829F104COMMON STOCK40,955$307,163dollars as filed
Sim Acquisition Corp. I W Exp 06/01/203G8431T119SPACS Warrant12,500$302,940dollars as filed
HCM II ACQUISITION CORPG43658106SHS CL A30,000$295,914dollars as filed
LIGHTSPEED COMM INC NPV53229C107SUB VTG SHS161,181$292,693dollars as filed
WESTERN ASSET EMERGING MARKETS95766A101COM28$287,546dollars as filedValue about 1,000 times the price other filers imply, kept as filed and left out of ratios.
CARDLYTICS INC14161WAB1BOND10,018,000$254,500dollars as filedprincipal
UNIFIRST CORP MASS904708104COM400$252,083dollars as filed
LITHIA MTRS INC COM536797103Stock2,400$250,648dollars as filed
LAUDER ESTEE COS INC CL A518439104Stock203$239,595dollars as filed
MOLINA HEALTHCARE INC60855R100COM10,071$235,804dollars as filed
M/I HOMES INC55305B101COM83$234,176dollars as filed
DMY SQUARED TECHNOLOGY GROUP233276104CL A COM13,264$222,066dollars as filed
Esperion Therapeutics Inc29664WAB1NOTE 4.000%11/15/253,000,000$196,817dollars as filedprincipal
USA RARE EARTH INC91733P115*W EXP 03/13/20312,499$189,145dollars as filed
EQUINOX GOLD CORP29446YAC0NOTE 4.750%10/112,077,000$185,550dollars as filedprincipal
STONECO LTDG85158106COM CL A150,000$181,419dollars as filed
COOPER COS INC216648501COM200$180,020dollars as filed
BROOKFIELD CORP CL A LTD VT SH11271J107Stock23,740$178,069dollars as filed
PPL CAP FDG INC69352PAS2NOTE 2.875% 3/111,000,000$172,396dollars as filedprincipal
JABIL INC COM466313103Stock1,721$160,487dollars as filed
DOCEBO INC COM25609L105Stock151,920$156,510dollars as filed
MERCURY GENL CORP NEW589400100COM250$155,618dollars as filed
GLOBAL BLUE GROUP HOLDING AG ORD SHSH33700107Stock47,800$148,159dollars as filed
VOYAGER ACQUISITION CORPG93A7H112*W EXP 05/16/2032,500$133,424dollars as filed
SOLARWINDS CORP83417Q204COM NEW18,100$119,085dollars as filed
GITLAB INC CLASS A COM37637K108Stock900$116,196dollars as filed
MAGNITE INC55955DAB6NOTE 0.250% 3/14,225,000$108,570dollars as filedprincipal
BEACON ROOFING SUPPLY INC073685109COM1,500$107,400dollars as filed
ACCELERATE DIAGNOSTICS INC00430HAC6NOTE 5.000%12/12,096,272$102,450dollars as filedprincipal
ANTERIX INC03676C100COMMON STOCK2,000$102,400dollars as filed
ALLETE INC018522300COM NEW3,380$101,707dollars as filed
SSR Mining Inc784730AB9Convertible bond21,987,000$77,174dollars as filedprincipal
PATTERSON COS INC703395103COM15,011$74,820dollars as filed
Elevance Health, Inc.036752103COM1,800$73,200dollars as filed
VINE HILL CAP INVT CORP.G93Y09107ORD SHS CL A25,000$69,600dollars as filed
CANTOR EQUITY PARTNERS I INCG1827K107SHS CL A10,000$50,900dollars as filed
ENFUSION INC292812104CL A37,400$49,842dollars as filed
CHIMERIX INC COM16934W106Stock4,078$48,000dollars as filed
LANVIN GROUP HOLDINGS LIMITEG5380J118W EXP 01/14/2022,500$44,741dollars as filedValue about 1,000 times the price other filers imply, kept as filed and left out of ratios.
KKR & CO INC48251W104COM12,920$42,300dollars as filed
FIRST MAJESTIC SILVER CORP32076VAD5NOTE 0.375% 1/137,650,000$34,704dollars as filedprincipal
INTRA-CELLULAR THERAPIES INC46116X101COMMON STOCK1,900$20,302dollars as filed
ALTUS POWER INC02217A102COM CL A45,500$20,001dollars as filed
VOYAGER ACQUISITION CORPG93A7H104CL A5,000$17,263dollars as filed
2SEVENTY BIO INC COMMON STOCK901384107Stock71,600$17,093dollars as filed
JUNIPER NETWORKS INC48203R104COM3,000$17,086dollars as filed
FLUOR CORP343412102COM477$16,870dollars as filed
H&E EQUIPMENT SERVICES INC404030108COM472$16,440dollars as filed
LSI INDUSTRIES INC50216C108COMMON STOCK9,154$16,133dollars as filed
DUKE ENERGY CORP26441CBY0CONV BND22,000,000$15,893dollars as filedprincipal
Starbucks Corporation855244109COM5,930$15,481dollars as filed
NIO INC62914VAJ5NOTE 3.875%10/116,770,000$13,975dollars as filedprincipal
MICROCHIP TECHNOLOGY INC. COM595017104Stock17,260$13,398dollars as filed
Graf Global Corp W Exp 05/31/203G4036C122SPACS Warrant5,000$12,965dollars as filed
VACASA INC91854V206COM24,800$12,808dollars as filed
BANDWIDTH INC05988JAD5NOTE 0.500% 4/011,500,000$10,350dollars as filedprincipal
OPKO HEALTH INC68375NAG8NOTE 3.750% 1/17,311,000$9,860dollars as filedprincipal
MORGAN STANLEY EMERGING MKTS617477104COM122,646$9,477dollars as filed
XPEL INC98379L100COM302$8,873dollars as filed
BEYOND MEAT INC08862EAB5NOTE 3/193,792,000$4,353dollars as filedprincipal
CENTERPOINT ENERGY INC15189TBD8NOTE 4.250% 8/15,000,000$3,360dollars as filedprincipal
BURFORD CAPITAL LIMITEDG17977110ORD SHS771,713$1,626dollars as filed
ANTERO RESOURCES CORP COM03674X106Stock393$900dollars as filed
CANTOR EQUITY PARTNERS INCG4491L104SHS CL A10,000$395dollars as filedValue about 1/1,000 of the price other filers imply, kept as filed and left out of ratios.
WESTERN ASST INFLTN LKD INM95766Q106COM SH BEN INT59,332$277dollars as filedValue about 1/1,000 of the price other filers imply, kept as filed and left out of ratios.
BROOKFIELD BUSINESS PARTNERSG16234109COMMON STOCK-FO730$50dollars as filedValue about 1/1,000 of the price other filers imply, kept as filed and left out of ratios.
WEBSTER FINL CORP947890109COM5,578$49dollars as filed
VITESSE ENERGY INC COMMON STOCK92852X103Stock2$0dollars as filedValue filed as zero, left out of ratios.

Amendment chain

FilingRoleFiledAcceptedIngested
13F-HR 0001706164-25-000002 superseded2025-05-15acceptance time not in the bulk data set
13F-HR/A 0001706164-25-000004this filing2025-08-14acceptance time not in the bulk data set