13F-HR filed by PenderFund Capital Management Ltd.
PenderFund Capital Management Ltd. filed this 13F-HR for the quarter ended 2025-03-31, filed 2025-05-15, with 142 holding rows worth $514,200,025.
- Accession
- 0001706164-25-000002
- Filer
- CIK 1706164
- Filed
- 2025-05-15
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2025
A holdings report, 142 entries on the cover page, a total value of $514,200,025 stated on the cover page (in dollars after the unit check, H1), rows summing to $514,200,025 with VALUE read as dollars as filed, 13F file number 028-18272. A later restatement replaced it, so the quarter does not use it. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| FIRST MAJESTIC SILVER CORP | 32076VAD5 | NOTE 0.375% 1/1 | 37,650,000 | $50,425,632 | dollars as filed | principal |
| DUKE ENERGY CORP | 26441CBY0 | CONV BND | 22,000,000 | $34,953,889 | dollars as filed | principal |
| ABRDN PLATINUM ETF TRUST | 003260106 | PHYSCL PLATM SHS | 250,000 | $32,871,499 | dollars as filed | |
| SSR Mining Inc | 784730AB9 | Convertible bond | 21,987,000 | $32,110,410 | dollars as filed | principal |
| EQUINOX GOLD CORP | 29446YAC0 | NOTE 4.750%10/1 | 12,077,000 | $23,418,799 | dollars as filed | principal |
| WOLFSPEED INC | 225447AD3 | NOTE 1.750% 5/0 | 25,329,000 | $23,413,109 | dollars as filed | principal |
| SANGOMA TECHNOLOGIES CORP | 80100R408 | COM NEW | 3,481,633 | $22,595,798 | dollars as filed | |
| PAR TECHNOLOGY CORP | 698884103 | COM | 206,909 | $18,264,132 | dollars as filed | |
| NIO INC | 62914VAJ5 | NOTE 3.875%10/1 | 16,770,000 | $18,002,952 | dollars as filed | principal |
| PPL CAP FDG INC | 69352PAS2 | NOTE 2.875% 3/1 | 11,000,000 | $17,773,067 | dollars as filed | principal |
| NIO INC | 62914VAK2 | NOTE 4.625%10/1 | 17,000,000 | $17,536,333 | dollars as filed | principal |
| OPKO HEALTH INC | 68375NAG8 | NOTE 3.750% 1/1 | 7,311,000 | $17,028,506 | dollars as filed | principal |
| BEYOND MEAT INC | 08862EAB5 | NOTE 3/1 | 93,792,000 | $15,521,667 | dollars as filed | principal |
| BURFORD CAPITAL LIMITED | G17977110 | ORD SHS | 771,713 | $14,670,149 | dollars as filed | |
| CARDLYTICS INC | 14161WAB1 | BOND | 10,018,000 | $13,485,744 | dollars as filed | principal |
| BANDWIDTH INC | 05988JAD5 | NOTE 0.500% 4/0 | 11,500,000 | $13,383,416 | dollars as filed | principal |
| WESTERN AST INFL LKD OPP & I | 95766R104 | COM | 966,856 | $12,230,003 | dollars as filed | |
| FORUM ENERGY TECHNOLOGIES IN | 34984V209 | COMMON STOCK | 377,679 | $10,929,764 | dollars as filed | |
| CENTERPOINT ENERGY INC | 15189TBD8 | NOTE 4.250% 8/1 | 5,000,000 | $7,842,323 | dollars as filed | principal |
| CABLE ONE, INC. | 12685JAG0 | NOTE | 6,500,000 | $7,452,851 | dollars as filed | principal |
| ZILLOW GROUP INC CL C CAP STK | 98954M200 | Stock | 74,947 | $7,394,107 | dollars as filed | |
| AIRBNB INC CLASS A | 009066AB7 | CLASS A | 5,000,000 | $6,885,854 | dollars as filed | principal |
| DOCEBO INC COM | 25609L105 | Stock | 151,920 | $6,287,969 | dollars as filed | |
| MAGNITE INC | 55955DAB6 | NOTE 0.250% 3/1 | 4,225,000 | $5,813,142 | dollars as filed | principal |
| MOLINA HEALTHCARE INC | 60855R100 | COM | 10,071 | $4,773,741 | dollars as filed | |
| EVENTBRITE INC | 29975EAD1 | NOTE 0.750% 9/1 | 3,500,000 | $4,635,389 | dollars as filed | principal |
| Esperion Therapeutics Inc | 29664WAB1 | NOTE 4.000%11/15/25 | 3,000,000 | $4,298,742 | dollars as filed | principal |
| WOLFSPEED INC | 977852AD4 | NOTE 1.875%12/0 | 12,500,000 | $4,159,754 | dollars as filed | principal |
| ESPERION THERAPEUTICS INC NEW COM | 29664W105 | Stock | 2,000,000 | $4,144,464 | dollars as filed | |
| IRONWOOD PHARMACEUTICALS INC | 46333XAH1 | NOTE 1.500% 6/1 | 3,000,000 | $3,842,263 | dollars as filed | principal |
| KENNEDY-WILSON HOLDINGS INC | 489398107 | COM | 265,837 | $3,320,558 | dollars as filed | |
| CLARIVATE PLC | G21810109 | ORD SHS | 531,100 | $3,003,618 | dollars as filed | |
| MARAVAI LIFESCIENCES HLDGS A | 56600D107 | COMMON STOCK | 826,300 | $2,627,882 | dollars as filed | |
| HEXCEL CORP NEW | 428291108 | COM | 31,510 | $2,483,063 | dollars as filed | |
| STONECO LTD | G85158106 | COM CL A | 150,000 | $2,262,187 | dollars as filed | |
| ERO COPPER CORP COM | 296006109 | Stock | 123,492 | $2,152,577 | dollars as filed | |
| KKR & CO INC | 48251W104 | COM | 12,920 | $2,149,482 | dollars as filed | |
| LIGHTSPEED COMM INC NPV | 53229C107 | SUB VTG SHS | 161,181 | $2,029,269 | dollars as filed | |
| BROOKFIELD CORP CL A LTD VT SH | 11271J107 | Stock | 23,740 | $1,787,859 | dollars as filed | |
| MARKELGROUPINC | 570535104 | STOK | 509 | $1,369,445 | dollars as filed | |
| ACCELERATE DIAGNOSTICS INC | 00430HAC6 | NOTE 5.000%12/1 | 2,096,272 | $1,251,068 | dollars as filed | principal |
| MICROCHIP TECHNOLOGY INC. COM | 595017104 | Stock | 17,260 | $1,202,408 | dollars as filed | |
| Elevance Health, Inc. | 036752103 | COM | 1,800 | $1,126,673 | dollars as filed | |
| PEOPLE INC | 44891N208 | COM NEW | 16,100 | $1,064,370 | dollars as filed | |
| NORTHROP GRUMMAN CORP COM | 666807102 | Stock | 1,400 | $1,031,531 | dollars as filed | |
| LITHIA MTRS INC COM | 536797103 | Stock | 2,400 | $1,013,805 | dollars as filed | |
| LAUNCH ONE ACQUISITION CORP | G5S86M100 | SHS CLASS A | 60,000 | $881,562 | dollars as filed | |
| HOWARD HUGHES HOLDINGS INC COM | 44267T102 | Stock | 7,900 | $842,178 | dollars as filed | |
| Starbucks Corporation | 855244109 | COM | 5,930 | $837,058 | dollars as filed | |
| MORGAN STANLEY EMERGING MKTS | 617477104 | COM | 122,646 | $829,521 | dollars as filed | |
| PARAGON 28 INC | 69913P105 | COM | 41,900 | $787,468 | dollars as filed | |
| EVERI HLDGS INC | 30034T103 | COM | 39,600 | $779,004 | dollars as filed | |
| WESTERN ASST INFLTN LKD INM | 95766Q106 | COM SH BEN INT | 59,332 | $712,510 | dollars as filed | |
| PACTIV EVERGREEN INC | 69526K105 | COM | 27,400 | $710,134 | dollars as filed | |
| TRIUMPH GROUP INC NEW | 896818101 | COM | 19,400 | $707,431 | dollars as filed | |
| NORDSTROM INC | 655664100 | COM | 19,300 | $679,066 | dollars as filed | |
| PLAYA HOTELS & RESORTS NV | N70544106 | SHS | 35,400 | $679,062 | dollars as filed | |
| PATTERSON COS INC | 703395103 | COM | 15,011 | $674,833 | dollars as filed | |
| AIR TRANSPORT SERVICES GRP I | 00922R105 | COM | 20,100 | $649,075 | dollars as filed | |
| ACCOLADE INC | 00437E102 | COM | 62,700 | $629,794 | dollars as filed | |
| LOGILITY SUPPLY CHAIN SOLUTIONS | 029683109 | COMMON STOCK | 30,500 | $625,886 | dollars as filed | |
| PLAYAGS INC | 72814N104 | COM | 34,900 | $608,199 | dollars as filed | |
| INTEVAC INC | 461148108 | COM | 105,300 | $606,128 | dollars as filed | |
| ENFUSION INC | 292812104 | CL A | 37,400 | $600,098 | dollars as filed | |
| MONEYLION INC | 60938K304 | CL A | 4,800 | $597,563 | dollars as filed | |
| CROSS CTRY HEALTHCARE INC | 227483104 | COM | 27,100 | $580,684 | dollars as filed | |
| ENSTAR GROUP LIMITED | G3075P101 | SHS | 1,200 | $573,974 | dollars as filed | |
| Checkpoint Therapeutics Inc | 162828206 | Common Stock | 96,600 | $561,609 | dollars as filed | |
| NEVRO CORP | 64157F103 | COM | 64,329 | $540,624 | dollars as filed | |
| BERRY GLOBAL GROUP INC | 08579W103 | COM | 5,100 | $512,346 | dollars as filed | |
| 2SEVENTY BIO INC COMMON STOCK | 901384107 | Stock | 71,600 | $508,998 | dollars as filed | |
| GLOBAL BLUE GROUP HOLDING AG ORD SHS | H33700107 | Stock | 47,800 | $506,269 | dollars as filed | |
| DESPEGAR COM CORP | G27358103 | ORD SHS | 18,348 | $496,125 | dollars as filed | |
| SOLARWINDS CORP | 83417Q204 | COM NEW | 18,100 | $480,043 | dollars as filed | |
| HCM II ACQUISITION CORP | G43658106 | SHS CL A | 30,000 | $456,539 | dollars as filed | |
| VOXX INTERNATIONAL CORP | 91829F104 | COMMON STOCK | 40,955 | $442,022 | dollars as filed | |
| PAYCOR HCM INC | 70435P102 | COM | 13,500 | $435,946 | dollars as filed | |
| DUN & BRADSTREET HLDGS INC | 26484T106 | COM | 33,100 | $425,835 | dollars as filed | |
| WEBSTER FINL CORP | 947890109 | COM | 5,578 | $413,793 | dollars as filed | |
| SIM Acquisition I Corp | G8431T101 | Equity | 25,000 | $368,757 | dollars as filed | |
| VINE HILL CAP INVT CORP. | G93Y09107 | ORD SHS CL A | 25,000 | $366,238 | dollars as filed | |
| SUNNOVA ENERGY INTL INC. | 86745KAF1 | NOTE 0.250%12/0 | 2,500,000 | $362,760 | dollars as filed | principal |
| INTRA-CELLULAR THERAPIES INC | 46116X101 | COMMON STOCK | 1,900 | $360,695 | dollars as filed | |
| HESS CORP | 42809H107 | COM | 1,500 | $344,789 | dollars as filed | |
| LENSAR INC | 52634L108 | COM | 16,700 | $339,334 | dollars as filed | |
| JABIL INC COM | 466313103 | Stock | 1,721 | $336,992 | dollars as filed | |
| ALTUS POWER INC | 02217A102 | COM CL A | 45,500 | $324,110 | dollars as filed | |
| ALLETE INC | 018522300 | COM NEW | 3,380 | $319,564 | dollars as filed | |
| NEUEHEALTH INC | 10920V404 | COM NEW | 29,115 | $283,230 | dollars as filed | |
| TERRITORAL BANCORP INC | 88145X108 | COMMON STOCK | 22,571 | $272,189 | dollars as filed | |
| BEACON ROOFING SUPPLY INC | 073685109 | COM | 1,500 | $267,016 | dollars as filed | |
| REDFIN CORP | 75737F108 | COM | 19,698 | $261,070 | dollars as filed | |
| COPA HOLDINGS SA | P31076105 | CL A | 1,947 | $259,057 | dollars as filed | |
| OPTINOSE INC | 68404V209 | COM | 18,800 | $248,086 | dollars as filed | |
| FIDELITY NATIONAL FINANCIAL | 31620R303 | FNF GROUP COM | 2,466 | $230,949 | dollars as filed | |
| LSI INDUSTRIES INC | 50216C108 | COMMON STOCK | 9,154 | $223,942 | dollars as filed | |
| DMY SQUARED TECHNOLOGY GROUP | 233276104 | CL A COM | 13,264 | $213,208 | dollars as filed | |
| VACASA INC | 91854V206 | COM | 24,800 | $192,004 | dollars as filed | |
| PROASSURANCE CORP | 74267C106 | COM | 5,100 | $171,369 | dollars as filed | |
| DMC GLOBAL INC | 23291C103 | COM | 13,800 | $167,212 | dollars as filed | |
| JUNIPER NETWORKS INC | 48203R104 | COM | 3,000 | $156,238 | dollars as filed | |
| CANTOR EQUITY PARTNERS INC | G4491L104 | SHS CL A | 10,000 | $154,554 | dollars as filed | |
| CANTOR EQUITY PARTNERS I INC | G1827K107 | SHS CL A | 10,000 | $147,431 | dollars as filed | |
| GRAF GLOBAL CORP | G4036C106 | ORD SHS CL A | 10,000 | $147,359 | dollars as filed | |
| FIFTH ERA ACQUISITION CORP I | G3415K127 | UNIT 99/99/9999 | 10,100 | $146,361 | dollars as filed | |
| ANTERIX INC | 03676C100 | COMMON STOCK | 2,000 | $105,338 | dollars as filed | |
| UNIFIRST CORP MASS | 904708104 | COM | 400 | $100,158 | dollars as filed | |
| PROFOUND MED CORP | 74319B502 | COM NEW | 9,400 | $77,174 | dollars as filed | |
| NEXGEN ENERGY LTD COM | 65340P106 | Stock | 11,600 | $74,820 | dollars as filed | |
| VOYAGER ACQUISITION CORP | G93A7H104 | CL A | 5,000 | $73,248 | dollars as filed | |
| AVIAT NETWORKS INC | 05366Y201 | COMMON STOCK | 2,600 | $71,725 | dollars as filed | |
| JFROG LTD ORD SHS | M6191J100 | Stock | 1,500 | $69,074 | dollars as filed | |
| H&E EQUIPMENT SERVICES INC | 404030108 | COM | 472 | $64,384 | dollars as filed | |
| GITLAB INC CLASS A COM | 37637K108 | Stock | 900 | $60,872 | dollars as filed | |
| CHIMERIX INC COM | 16934W106 | Stock | 4,078 | $49,940 | dollars as filed | |
| EURONET WORLDWIDE INC COM | 298736109 | Stock | 190 | $29,215 | dollars as filed | |
| GENPACT LIMITED SHS | G3922B107 | Stock | 397 | $28,782 | dollars as filed | |
| VERISIGN INC COM | 92343E102 | Stock | 68 | $24,843 | dollars as filed | |
| BROOKFIELD BUSINESS PARTNERS | G16234109 | COMMON STOCK-FO | 730 | $24,598 | dollars as filed | |
| FLUOR CORP | 343412102 | COM | 477 | $24,588 | dollars as filed | |
| COOPER COS INC | 216648501 | COM | 200 | $24,277 | dollars as filed | |
| DOLLAR TREE INC COM | 256746108 | Stock | 219 | $23,658 | dollars as filed | |
| ITRON INC COM | 465741106 | Stock | 154 | $23,216 | dollars as filed | |
| ANTERO RESOURCES CORP COM | 03674X106 | Stock | 393 | $22,871 | dollars as filed | |
| RAMBUS INC DEL COM | 750917106 | Stock | 299 | $22,278 | dollars as filed | |
| MERCURY GENL CORP NEW | 589400100 | COM | 250 | $20,111 | dollars as filed | |
| LAUDER ESTEE COS INC CL A | 518439104 | Stock | 203 | $19,280 | dollars as filed | |
| DIGITALBRIDGE GROUP INC | 25401T603 | CL A NEW | 1,470 | $18,658 | dollars as filed | |
| TIDEWATER INC NEW COM | 88642R109 | Stock | 303 | $18,431 | dollars as filed | |
| HCM II ACQUISITION CORP | G43658122 | *W EXP 99/99/999 | 15,000 | $14,894 | dollars as filed | |
| MONOLITHIC PWR SYS INC COM | 609839105 | Stock | 17 | $14,189 | dollars as filed | |
| M/I HOMES INC | 55305B101 | COM | 83 | $13,638 | dollars as filed | |
| XPEL INC | 98379L100 | COM | 302 | $12,768 | dollars as filed | |
| LAUNCH ONE ACQUISITION CORP | G5S86M126 | *W EXP 06/01/203 | 30,000 | $6,264 | dollars as filed | |
| VINE HILL CAP INVT CORP. | G93Y09115 | *W EXP 07/01/203 | 12,500 | $4,835 | dollars as filed | |
| Sim Acquisition Corp. I W Exp 06/01/203 | G8431T119 | SPACS Warrant | 12,500 | $2,340 | dollars as filed | |
| Graf Global Corp W Exp 05/31/203 | G4036C122 | SPACS Warrant | 5,000 | $1,295 | dollars as filed | |
| VOYAGER ACQUISITION CORP | G93A7H112 | *W EXP 05/16/203 | 2,500 | $568 | dollars as filed | |
| WESTERN ASSET EMERGING MARKETS | 95766A101 | COM | 28 | $399 | dollars as filed | |
| VITESSE ENERGY INC COMMON STOCK | 92852X103 | Stock | 2 | $71 | dollars as filed | |
| LANVIN GROUP HOLDINGS LIMITE | G5380J118 | W EXP 01/14/202 | 2,500 | $71 | dollars as filed | |
| USA RARE EARTH INC | 91733P115 | *W EXP 03/13/203 | 12,499 | $0 | dollars as filed | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001706164-25-000002 | this filing | 2025-05-15 | acceptance time not in the bulk data set | |
| 13F-HR/A 0001706164-25-000004 | base | 2025-08-14 | acceptance time not in the bulk data set |