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Disclosery

13F-HR filed by Worth Venture Partners, LLC

Worth Venture Partners, LLC filed this 13F-HR for the quarter ended 2022-12-31, filed 2023-02-14, with 172 holding rows worth $169,418,547.

Accession
0001696778-23-000001
Filer
CIK 1696778
Filed
2023-02-14
Accepted by EDGAR
acceptance time not in the bulk data set
Ingested
Source
SEC quarterly data set

Original filing

13F report for Q4 2022

A holdings report, 183 entries on the cover page, a total value of $169,418,547 stated on the cover page (in dollars after the unit check, H1), rows summing to $169,418,547 with VALUE read as dollars as filed, 13F file number 028-17947. The quarter's positions are built on this report. The resolved quarter.

Other managers

The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).

Issuer as filedCUSIPClassAmountValueValue read asType
UNITED STATES STL CORP912909AT5NOTE 5.000%11/03,422,000$6,847,165dollars as filedprincipal
DZS INC268211109COMMON STOCK444,330$5,634,104dollars as filed
ADTRAN HOLDINGS INC00486H105COM293,290$5,510,919dollars as filed
BLOOMIN BRANDS INC094235AB4NOTE 5.000% 5/02,823,000$5,204,271dollars as filedprincipal
TRANSPHORM INC89386L100COM884,802$4,813,323dollars as filed
TELA BIO INC872381108COM415,798$4,781,678dollars as filed
SCPHARMACEUTICALS INC810648105COM627,353$4,498,121dollars as filed
INDIE SEMICONDUCTOR INC45569U101CLASS A COM761,940$4,442,110dollars as filed
AVIAT NETWORKS INC05366Y201COMMON STOCK134,006$4,179,648dollars as filed
LIBERTY MEDIA CORP DEL531229AB8NOTE 1.375%10/13,217,000$4,017,229dollars as filedprincipal
FTI CONSULTING INC302941AP4NOTE 2.000% 8/12,341,000$3,710,017dollars as filedprincipal
ANI PHARMACEUTICALS INC00182C103COM88,017$3,540,924dollars as filed
BIODESIX INC09075X108COM1,497,963$3,445,315dollars as filed
WORLD WRESTLING ENTMT INC98156QAB4BOND1,238,000$3,443,683dollars as filedprincipal
PALO ALTO NETWORKS INC697435AD7NOTE 0.750% 7/02,148,000$3,400,767dollars as filedprincipal
LIVENT CORP53814LAB4BOND1,315,000$3,158,877dollars as filedprincipal
CAMBIUM NETWORKS CORPORATIONG17766109COMMON STOCK-FO143,499$3,109,623dollars as filed
SILICOM LTDM84116108ORD73,734$3,107,888dollars as filed
ASPEN AEROGELS INC04523Y105COMMON STOCK250,250$2,950,448dollars as filed
CINEMARK HLDGS INC17243VAB8NOTE 4.500% 8/12,899,000$2,782,750dollars as filedprincipal
GUESS INC401617AD7BOND2,544,000$2,706,180dollars as filedprincipal
CALAMP CORP128126109COMMON STOCK572,045$2,562,762dollars as filed
AVEO PHARMACEUTICALS INC053588307COM170,925$2,555,329dollars as filed
FRANKLIN COVEY CO353469109COMMON STOCK53,737$2,513,279dollars as filed
VERADIGM INC01988PAF5BOND1,564,000$2,240,919dollars as filedprincipal
CTI BIOPHARMA CORP12648L601COM364,995$2,193,620dollars as filed
ENCORE CAP EUROPE FIN LTD29260UAA5BOND1,706,000$2,032,315dollars as filedprincipal
Progressive Corporation743315103COM14,982$1,943,315dollars as filed
PARATEK PHARMACEUTICALS INC699374302Equity1,022,475$1,912,028dollars as filed
Bank of America Corp060505104COM56,195$1,861,178dollars as filed
HILTON GRAND VACATIONS INC COM43283X105Stock47,905$1,846,259dollars as filed
RAYMOND JAMES FINL INC COM754730109Stock16,941$1,810,146dollars as filed
PARSONS CORP DEL70202LAB8BOND1,571,000$1,795,260dollars as filedprincipal
ONEMAIN HLDGS INC COM68268W103Stock52,755$1,757,269dollars as filed
EVOLUS INC30052C107COM228,580$1,716,636dollars as filed
MIDDLEBY CORP596278AB7NOTE 1.000% 9/01,408,000$1,659,662dollars as filedprincipal
LUMENTUM HLDGS INC55024UAB5NOTE 0.250% 3/11,535,000$1,622,764dollars as filedprincipal
APOLLO GLOBAL MGMT INC COM03769M106Stock25,439$1,622,754dollars as filed
FTI CONSULTING INC302941AP4NOTE 2.000% 8/1954,000$1,511,899dollars as filed
CARVANA CO CL A146869102Stock318,490$1,509,643dollars as filed
INFINERA CORP45667G103COMMON STOCK205,940$1,388,036dollars as filed
BK Technologies Corp.05587G104COM416,011$1,381,157dollars as filed
LCI INDS501812AB7NOTE 1.125% 5/11,593,000$1,352,059dollars as filedprincipal
CARNIVAL CORP143658BT8BOND1,168,000$1,297,122dollars as filedprincipal
AIRGAIN INC00938A104COM179,308$1,167,295dollars as filed
IONIS PHARMACEUTICALS INC462222AB6NOTE 0.125%12/11,278,000$1,164,178dollars as filedprincipal
EVERSPIN TECHNOLOGIES INC30041T104COMMON STOCK209,362$1,164,053dollars as filed
CAPITAL ONE FINL CORP14040H105COM12,368$1,149,729dollars as filed
GSK PLC SPONSORED ADR37733W204ADR31,898$1,120,896dollars as filed
NATERA INC632307AB0BOND829,000$1,060,063dollars as filedprincipal
COGNITION THERAPEUTICS INC19243B102COM501,719$1,053,610dollars as filed
INCYTE CORP COM45337C102Stock12,800$1,028,096dollars as filed
VICI PPTYS INC COM925652109REIT31,308$1,014,380dollars as filed
ENVESTNET INC29404K106COM16,128$995,098dollars as filed
PROGRESS SOFTWARE CORP743312AB6NOTE 1.000% 4/1911,000$937,146dollars as filedprincipal
COHERENT CORP COM19247G107Stock25,600$898,560dollars as filed
THERATECHNOLOGIES INC COM88338H100COM952,024$848,314dollars as filed
PG&E CORP69331C140CONV5,859$843,784dollars as filed
APOLLO ENDOSURGERY INC03767D108COM77,696$774,629dollars as filed
SOUTHWESTAIRLSCO844741108STOK22,818$768,282dollars as filed
IMAX CORP45245EAJ8NOTE 0.500% 4/0866,000$742,465dollars as filedprincipal
SCYNEXIS INC811292200COM NEW475,410$741,694dollars as filed
Booking Holdings Inc.09857L108COM358$721,470dollars as filed
AMERICAN AIRLINES GROUP INC02376RAF9NOTE 6.500% 7/0675,000$718,664dollars as filedprincipal
WAYFAIR INC94419LAF8NOTE 1.000% 8/11,176,000$680,610dollars as filedprincipal
COYA THERAPEUTICS INC22407B108CMN137,758$637,820dollars as filed
RF INDUSTRIES LTD749552105COMMON STOCK124,944$637,214dollars as filed
LIGHTPATH TECHNOLOGIES INC532257805COM CL A499,425$609,299dollars as filed
ITERIS INC NEW46564T107COM194,713$605,557dollars as filed
CARDLYTICS INC14161W105COM103,232$596,681dollars as filed
AMYRIS INC03236MAJ0BOND1,805,000$588,881dollars as filedprincipal
CELLECTAR BIOSCIENCES INC15117F807COM336,600$575,586dollars as filed
ENVESTNET INC29404KAE6NOTE 0.750% 8/1619,000$565,611dollars as filedprincipal
INTEGRA LIFESCIENCES HLDGS C457985AM1NOTE 0.500% 8/1579,000$564,207dollars as filedprincipal
IDEAL PWR INC451622203COM NEW52,588$558,485dollars as filed
IVERIC BIO INC46583P102COM25,500$545,955dollars as filed
MICROCHIP TECHNOLOGY INC. COM595017104Stock7,306$513,247dollars as filed
RVL PHARMACEUTICALS PLCG6S41R101COM455,960$510,675dollars as filed
MEDICENNA THERAPEUTICS F58490H107FOREIGN CANADIAN1,070,938$503,380dollars as filed
ABEONA THERAPEUTICS INC00289Y206COM NEW160,511$494,374dollars as filed
BIONTECH SE SPONSORED ADS09075V102ADR3,200$480,704dollars as filed
NETSTREIT CORP64119V303COM25,674$470,604dollars as filed
CTO REALTY GROWTH INC22948Q101REIT25,702$469,833dollars as filed
TFF PHARMACEUTICALS INC87241J104COM427,824$449,215dollars as filed
FRANKLIN WIRELESS CORP355184102COM98,826$440,764dollars as filed
SEAGEN INC81181C104COM3,200$411,232dollars as filed
DIGITAL TURBINE INC25400W102COM NEW26,772$408,005dollars as filed
KWESST MICRO SYSTEMS INC501506604COM NEW147,353$387,538dollars as filed
TYLER TECHNOLOGIES INC COM902252105Stock1,191$383,990dollars as filed
GUIDEWIRE SOFTWARE INC40171VAA8BOND402,000$374,865dollars as filed
AVAYA HLDGS CORP05351X951PUT346,400$357,460dollars as filedput
NVE CORP COM NEW629445206Stock5,358$346,931dollars as filed
VACCINEX INC918640103CMN507,795$334,637dollars as filed
CAPSTONE GREEN ENERGY CORP.14067D508Common Stock220,420$319,609dollars as filed
KITE REALTY GROUP TRUST COM NEW49803T300REIT14,800$311,540dollars as filed
BIOCARDIA INC09060U507COM146,428$306,035dollars as filed
PROSOMNUS INC50535E108COMMON54,998$305,789dollars as filed
EQUITY RESIDENTIAL29476L107SH BEN INT4,988$294,292dollars as filed
VAIL RESORTS INC COM91879Q109Stock1,204$286,973dollars as filed
SIMON PPTY GROUP INC NEW COM828806109REIT2,350$276,078dollars as filed
ITEOS THERAPEUTICS INC46565G104COM12,766$268,469dollars as filed
INDEPENDENCE RLTY TR INC45378A106COM15,839$267,046dollars as filed
EQUITY COMMONWEALTH294628102COM SH BEN INT10,553$263,508dollars as filed
WOLFSPEED INC977852102COM3,786$261,385dollars as filed
BLACKLINE INC09239BAD1NOTE 3/1301,000$258,217dollars as filedprincipal
PLYMOUTH INDL REIT INC COM729640102REIT12,800$245,504dollars as filed
HIGHWOODS PPTYS INC COM431284108REIT8,700$243,426dollars as filed
JBG SMITH PPTYS COM46590V100REIT12,700$241,046dollars as filed
WEAVE COMMUNICATIONS INC94724R108COM52,217$239,154dollars as filed
WHITESTONE REIT966084204COM23,850$229,914dollars as filed
SOLENO THERAPEUTICS INC834203309COM103,913$205,748dollars as filed
EASTERLY GOVERNMENT PROPERTIES27616P103COMMON STOCK14,300$204,061dollars as filed
BRANDYWINE RLTY TR105368203SH BEN INT NEW33,000$202,950dollars as filed
PARABELLUM ACQUISITION CORP69901P109COM CL A39,221$199,553dollars as filed
CONTEXT THERAPEUTICS INC21077P108COM281,889$186,188dollars as filed
NATIONAL STORAGE AFFILIATES TR COM SHS BEN IN637870106REIT5,100$184,212dollars as filed
Adverum Biotechnologies, Inc.00773U108Common Stock298,560$173,016dollars as filed
QNITY ELECTRONICS INC817323207COM51,000$169,320dollars as filed
SIRIUS XM HOLDINGS INC82968B103COM28,488$166,370dollars as filed
ZETA GLOBAL HOLDINGS CORP CL A98956A105Stock19,000$155,230dollars as filed
AMYRIS INC03236M950PUT450,800$144,049dollars as filedput
CINEMARK HLDGS INC17243V952PUT169,300$141,898dollars as filedput
ESSEX PPTY TR INC COM297178105REIT635$134,569dollars as filed
CITY OFFICE REIT INC178587101COM16,050$134,499dollars as filed
KWESST MICRO SYSTEMS INC501506133*W EXP 09/01/202147,353$132,618dollars as filed
LANTRONIX INC516548203COMMON STOCK27,500$118,800dollars as filed
NOKIA CORP654902204SPONSORED ADR25,000$115,750dollars as filed
MIRION TECHNOLOGIES INC60471A101COM CL A13,369$88,369dollars as filed
CASA SYS INC14713L102COM31,000$84,630dollars as filed
RIBBON COMMUNICATIONS INC762544104COMMON STOCK29,000$80,910dollars as filed
PROCESSA PHARMACEUTICALS INC COM NEW74275C205Stock70,954$78,049dollars as filed
ASURE SOFTWARE INC04649U102COMMON STOCK7,500$70,050dollars as filed
EQUITY LIFESTYLE PROPERTIES COM29472R108REIT1,064$68,734dollars as filed
CERAGON NETWORKS LTD ORDM22013102Stock35,000$66,850dollars as filed
COMMSCOPE HLDG CO INC20337X109COM8,000$58,800dollars as filed
POWERFLEET INC73931J109COMMON STOCK19,000$51,110dollars as filed
WAYFAIR INC94419L951PUT32,300$49,640dollars as filedput
ALPHATEC HLDGS INC02081G201COM NEW4,000$49,400dollars as filed
CYCLO THERAPEUTICS INC23254X110*W EXP 12/11/20270,570$36,696dollars as filed
ISHARES TR4642889513 7 YR TREAS BD64,100$36,473dollars as filedput
IMEDIA BRANDS INC452465206COM CL A56,000$35,840dollars as filed
AMYRIS INC03236M950PUT1,682$34,258dollars as filedcall
BEYOND MEAT INC08862EAB5NOTE 3/193,000$24,616dollars as filedprincipal
ROYAL CARIBBEAN GROUPV7780T953COM35,500$23,489dollars as filedput
ALTUS POWER INC02217A102COM CL A3,500$22,820dollars as filed
ASSERTIO HOLDINGS INC04546C205COM NEW5,000$21,500dollars as filed
GEO GROUP INC36162J956COM57,700$20,195dollars as filedput
HERBALIFE LTDG4412G951COM SHS21,300$19,073dollars as filedput
IVERIC BIO INC46583P952COM25,500$17,850dollars as filedput
CARNIVAL CORP143658950PUT93,300$16,794dollars as filedput
AXSOME THERAPEUTICS INC.05464T904COM25,500$16,697dollars as filedcall
MICROCHIP TECHNOLOGY INC.595017954PUT16,100$16,455dollars as filedput
GUESS? INC401617955COM92,900$15,663dollars as filedput
SOUTHWEST AIRLS CO844741958PUT17,400$14,732dollars as filedput
SAVERONE 2014 LTD80516T113*W EXP 06/02/202141,364$14,108dollars as filed
EXELIXIS INC30161Q904COM51,100$14,065dollars as filedcall
INCYTE CORP45337C902COM44,800$13,920dollars as filedcall
HA SUSTAINABLE INFRA CAP INC41068X950COM14,900$11,548dollars as filedput
AXSOME THERAPEUTICS INC.05464T954PUT26,200$11,030dollars as filedput
GSK PLC37733W954SPONSORED ADR52,300$9,120dollars as filedput
INCYTE CORP45337C952COM12,800$8,320dollars as filedput
AVAYA HLDGS CORP05351X901CALL171,300$6,705dollars as filedcall
IMAX CORP45245E959COM20,000$5,823dollars as filedput
EXELIXIS INC30161Q954COM13,400$5,025dollars as filedput
APELLIS PHARMACEUTICALS INC03753U906CALL13,400$5,025dollars as filedcall
MERCK & CO INC58933Y905CALL6,400$4,672dollars as filedcall
PFIZER INC717081903CALL44,800$4,096dollars as filedcall
IMMUNOGEN INC CMN STK45253H901Cmn25,500$3,825dollars as filedcall
IMMUNOGEN INC CMN STK45253H951Cmn63,900$3,195dollars as filedput
PARABELLUM ACQUISITION CORP69901P117Common139,072$2,781dollars as filed
IVERIC BIO INC46583P902Equity Call13,400$2,010dollars as filedcall
BARCLAYS PLC06738E954PUT22,100$553dollars as filedput

Amendment chain

FilingRoleFiledAcceptedIngested
13F-HR 0001696778-23-000001this filing2023-02-14acceptance time not in the bulk data set