13F-HR/A filed by Advisor Group, Inc.
Advisor Group, Inc. filed this 13F-HR/A for the quarter ended 2016-12-31, filed 2017-11-02, with 4,673 holding rows worth $4,424,928,000.
- Accession
- 0001681115-17-000011
- Filer
- CIK 1681115
- Filed
- 2017-11-02
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2016
A holdings report, amendment of type restatement, 12,911 entries on the cover page, a total value of $4,424,928,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $4,424,928,000 with VALUE read as thousands by filing date, 13F file number 028-17493. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerROYAL ALLIANCE ASSOCIATES INC
- included managerSAGEPOINT FINANCIAL, INC.
- included managerFSC Securities CORP
- included managerWOODBURY FINANCIAL SERVICES, INC.
- included managerVision2020 Wealth Management Copr.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| INFINERA CORP | 45667G103 | COMMON STOCK | 6,820 | $58,000 | thousands by filing date | |
| TELEFONICA BRASIL SA FSPONSORED ADR 1 ADR REPS 2 ORD SHS | 87936R106 | COM | 4,315 | $58,000 | thousands by filing date | |
| TARO PHARMACEUTICAL INDS LTD | M8737E108 | SHS | 555 | $58,000 | thousands by filing date | |
| RESTORATION HARDWARE HLDGS I | 761283100 | COM | 1,907 | $58,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B712 | KBW RG BK PORT | 1,039 | $58,000 | thousands by filing date | |
| Aceto Corp | 004446AD2 | CONV BOND | 60 | $58,000 | thousands by filing date | principal |
| NORTHSTAR ASSET | 66705Y104 | Common Stock | 3,902 | $58,000 | thousands by filing date | |
| First Horizon Corporation | 320517105 | Common Capital Stock, par value $0.625 per share | 2,860 | $57,000 | thousands by filing date | |
| PERRIGO CO PLC SHS | G97822103 | Stock | 686 | $57,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W703 | INTL EQUITY FD | 1,221 | $57,000 | thousands by filing date | |
| ACADIA RLTY TR | 004239109 | COM SH BEN INT | 1,742 | $57,000 | thousands by filing date | |
| GLACIER BANCORP INC NEW | 37637Q105 | COM | 1,565 | $57,000 | thousands by filing date | |
| SERVISFIRST BANCSHARES INC | 81768T108 | COM | 1,526 | $57,000 | thousands by filing date | |
| INVESCO HIGH INCOME TRUST II | 46131F101 | COM | 3,930 | $57,000 | thousands by filing date | |
| HELEN OF TROY CORP LTD | G4388N106 | COM | 681 | $57,000 | thousands by filing date | |
| MARVELL TECHNOLOGY GROUP LTD | G5876H105 | ORD | 4,098 | $57,000 | thousands by filing date | |
| ISHARES TR | 46429B507 | MSCI IRELAND ETF | 1,516 | $57,000 | thousands by filing date | |
| ISHARES TR | 46434V639 | CUR HD EURZN ETF | 2,153 | $57,000 | thousands by filing date | |
| ISHARES TR | 464289842 | MSCI PERU GL ETF | 1,732 | $57,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q668 | EM SECT DIV DG | 2,625 | $57,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E416 | SOCIAL MED ETF | 2,633 | $57,000 | thousands by filing date | |
| ASTORIA FINANCIAL CORP | 046265104 | COMMON STOCK | 3,018 | $57,000 | thousands by filing date | |
| ARCELORMITTAL FUNSPONSORED ADR 1 ADR REPS 1 ORD SHS | 03938L104 | COM | 7,935 | $57,000 | thousands by filing date | |
| ARMSTRONG FLOORING INC | 04238R106 | COM | 2,892 | $57,000 | thousands by filing date | |
| NORTHWESTERN ENERGY GROUP INC COM NEW | 668074305 | Stock | 985 | $56,000 | thousands by filing date | |
| ANDERSONS INC COM | 034164103 | Stock | 1,259 | $56,000 | thousands by filing date | |
| BLACKROCK DEBT STRATEGIES FD I | 09255R202 | COM NEW | 4,963 | $56,000 | thousands by filing date | |
| EXONE CO | 302104104 | COM | 5,950 | $56,000 | thousands by filing date | |
| GUGGENHEIM ENHANCED EQUITY S | 40167K100 | COM | 3,443 | $56,000 | thousands by filing date | |
| MACQUARIE FT TR GB INF UT DI | 55607W100 | COM | 4,952 | $56,000 | thousands by filing date | |
| POWERSHARES ETF TRUST II | 73936Q710 | GLBL ST HI YLD | 2,286 | $56,000 | thousands by filing date | |
| FIRST FINL BANKSHARES INC COM | 32020R109 | Stock | 1,229 | $55,000 | thousands by filing date | |
| ALLISON TRANSMISSION HLDGS I | 01973R101 | COM | 1,623 | $55,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y855 | LITHIUM BTRY ETF | 2,237 | $55,000 | thousands by filing date | |
| HOPE BANCORP INC | 43940T109 | COM | 2,521 | $55,000 | thousands by filing date | |
| FIDUS INVESTMENT GROUP | 316500107 | COM | 3,516 | $55,000 | thousands by filing date | |
| ALPHA & OMEGA SEMICONDUCTOR | G6331P104 | SHS | 2,587 | $55,000 | thousands by filing date | |
| EQM MIDSTREAM PARTNERS LP | 26885B100 | UNIT LTD PARTN | 725 | $55,000 | thousands by filing date | |
| MFS MULTIMARKET INCOME TR | 552737108 | SH BEN INT | 9,065 | $55,000 | thousands by filing date | |
| BlackRock Muniy Michigan | 09254V105 | Fund | 4,052 | $55,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25490K281 | DLY EMG MK BL 3X | 1,041 | $55,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459W730 | CMN | 1,692 | $55,000 | thousands by filing date | |
| ADVISORSHARES TR | 00768Y206 | DORSEY WRIGT ADR | 1,375 | $55,000 | thousands by filing date | |
| CARLYLE GROUP L P | 14309L102 | COM UTS LTD PTN | 3,630 | $55,000 | thousands by filing date | |
| ABERDEEN | 003011103 | MUTUAL FUNDS EQ | 10,100 | $55,000 | thousands by filing date | |
| ARLINGTON ASSET INVST CORP | 041356205 | CL A NEW | 3,754 | $55,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229409 | COM A SIRIUSXM | 1,611 | $55,000 | thousands by filing date | |
| POWERSHARES GLOBAL ETF TRUSTGB | 73936T623 | COM | 2,640 | $55,000 | thousands by filing date | |
| BLUEKNIGHT ENERGY PARTNERS LP | 09625U109 | PREFERRED | 7,995 | $55,000 | thousands by filing date | |
| POWERSHARES DYNAMIC | 73935X104 | DYNAMIC MKT PT | 685 | $55,000 | thousands by filing date | |
| INOVALON HLDGS INC | 45781D101 | COM CL A | 5,351 | $55,000 | thousands by filing date | |
| POWERSHARES ACTIVE MNG ETF T | 73935B862 | VAR RAT INV GR | 2,206 | $55,000 | thousands by filing date | |
| PARKWAY INC COM | 70156Q107 | Stock | 2,464 | $55,000 | thousands by filing date | |
| BADGER METER INC COM | 056525108 | Stock | 1,470 | $54,000 | thousands by filing date | |
| MATSON INC COM | 57686G105 | Stock | 1,536 | $54,000 | thousands by filing date | |
| MOOG INC CL A | 615394202 | Stock | 817 | $54,000 | thousands by filing date | |
| OLD NATL BANCORP IND | 680033107 | COM | 2,968 | $54,000 | thousands by filing date | |
| GRUPO AEROPORTUARIO DEL CENT | 400501102 | SPON ADR | 1,564 | $54,000 | thousands by filing date | |
| WESBANCO INC | 950810101 | COM | 1,247 | $54,000 | thousands by filing date | |
| ISHARES TR | 464288521 | CRE U S REIT ETF | 1,100 | $54,000 | thousands by filing date | |
| WESTERN ASSET INTER MUNI FD | 958435109 | COM | 5,667 | $54,000 | thousands by filing date | |
| BLACKROCK STRATEGIC MUN TR | 09248T109 | COM | 4,000 | $54,000 | thousands by filing date | |
| GRAY MEDIA INC | 389375106 | COMMON STOCK | 5,000 | $54,000 | thousands by filing date | |
| ISHARES MSCI TURKEY ETF | 464286715 | ETF | 1,671 | $54,000 | thousands by filing date | |
| MEDIDATE SOLUTIONS INC | 58471A105 | COM | 1,089 | $54,000 | thousands by filing date | |
| SSGA ACTIVE TR | 78470P309 | ST STR MARKE ETF | 1,100 | $54,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J109 | ASIA EX JAPAN | 2,000 | $54,000 | thousands by filing date | |
| PROSHARES TR | 74347X849 | INDX FD | 2,275 | $54,000 | thousands by filing date | |
| FORMULA SYSTEMS 1985 LTD | 346414105 | SPONSORED ADS | 1,365 | $54,000 | thousands by filing date | |
| CSS INDS INC | 125906107 | COMMON STOCK | 2,000 | $54,000 | thousands by filing date | |
| GENERAL MTRS CO | 37045V126 | *W EXP 07/10/201 | 3,159 | $54,000 | thousands by filing date | |
| TRUSTCO BK CORP N Y | 898349105 | COM | 6,196 | $54,000 | thousands by filing date | |
| VERMILION ENERGY INC COM | 923725105 | Stock | 1,259 | $53,000 | thousands by filing date | |
| PLDT INC SPONSORED ADR | 69344D408 | ADR | 1,946 | $53,000 | thousands by filing date | |
| NEXSTAR MEDIA GROUP INC COMMON STOCK | 65336K103 | Stock | 837 | $53,000 | thousands by filing date | |
| TELUS CORPORATION COM | 87971M103 | Stock | 1,645 | $53,000 | thousands by filing date | |
| OLLIES BARGAIN OUTLET HLDGS | 681116109 | COM | 1,861 | $53,000 | thousands by filing date | |
| HINGHAM INSTN SVGS MASS | 433323102 | COM | 270 | $53,000 | thousands by filing date | |
| IROBOT CORP | 462726100 | COM | 910 | $53,000 | thousands by filing date | |
| ISHARES U S ETF TR | 46431W606 | IT RT HDG HGYL | 584 | $53,000 | thousands by filing date | |
| VERINT SYS INC | 92343X100 | COM | 1,502 | $53,000 | thousands by filing date | |
| VOYA INFRASTRUCTURE INDLS & | 92912X101 | COM | 4,149 | $53,000 | thousands by filing date | |
| BARNES GROUP INC | 067806109 | COM | 1,122 | $53,000 | thousands by filing date | |
| MBIA INC | 55262C100 | COMMON STOCK | 4,986 | $53,000 | thousands by filing date | |
| Radcom Ltd | M81865111 | COM | 2,967 | $53,000 | thousands by filing date | |
| MARTIN MIDSTREAM PRTNRS L P | 573331105 | UNIT L P INT | 2,859 | $53,000 | thousands by filing date | |
| PRUDENTIAL SHT DURATION HG Y | 74442F107 | COM | 3,433 | $53,000 | thousands by filing date | |
| K12 INC | 48273U102 | COM | 3,075 | $53,000 | thousands by filing date | |
| MERITAGE HOMES CORP | 59001AAR3 | NOTE | 53 | $53,000 | thousands by filing date | principal |
| Guggenheim ETF Trust 2 Timber | 18383Q879 | GUGG TIMBER ETF | 2,125 | $53,000 | thousands by filing date | |
| ROYAL BANK SCOTLAND GRP PLC 6.6% PFD SER B | 780097739 | PFD | 2,061 | $53,000 | thousands by filing date | |
| LENDINGCLUB CORP | 52603A109 | COM | 9,974 | $53,000 | thousands by filing date | |
| STELLAR BIOTECHNOLOGIES INC NO PAR | 85855A203 | Common Stock | 25,820 | $53,000 | thousands by filing date | |
| BIO-TECHNE CORP | 09073M104 | COM | 501 | $52,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS FD IN | 09253N104 | COM | 3,228 | $52,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F767 | INDIA GROWTH LDR | 1,267 | $52,000 | thousands by filing date | |
| PROSHARES TR | 74347R669 | PSHS ULT SEMICDT | 383 | $52,000 | thousands by filing date | |
| THOMSON REUTERS CORP | 884903105 | COM | 1,195 | $52,000 | thousands by filing date | |
| VOYA INTL HIGH DIVID EQTY IN | 92912Y109 | COM | 8,000 | $52,000 | thousands by filing date | |
| ARIAD PHARMACEUTICALS INC | 04033A100 | COM | 4,203 | $52,000 | thousands by filing date | |
| PENNYMAC CORP | 70932AAB9 | NOTE 5.375% 5/0 | 54 | $52,000 | thousands by filing date | principal |
| AMERICAN TOWER CORP NEW | 03027X407 | DEP PFD CONV SE | 500 | $52,000 | thousands by filing date | |
| PARAMOUNT GROUP INC | 69924R108 | COM | 3,158 | $51,000 | thousands by filing date | |
| PEBBLEBROOK HOTEL TR | 70509V100 | COM | 1,720 | $51,000 | thousands by filing date | |
| STANDARD BIOTOOLS INC | 34385P108 | COM | 7,017 | $51,000 | thousands by filing date | |
| TERADATA CORP DEL | 88076W103 | COM | 1,918 | $51,000 | thousands by filing date | |
| OUTFRONT MEDIA INC | 69007J106 | COM | 2,027 | $51,000 | thousands by filing date | |
| DONNELLEY R R & SONS CO | 257867200 | COM | 3,126 | $51,000 | thousands by filing date | |
| ROYAL BANK OF SCOTLAND GROUP PLC | 780097788 | PREFERRED STOCK | 2,146 | $51,000 | thousands by filing date | |
| KOSMOS ENERGY LTD | G5315B107 | SHS | 7,311 | $51,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N816 | VCSHS DEV ENH VL | 1,797 | $51,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M175 | GUGGENHEIM ETF | 1,755 | $51,000 | thousands by filing date | |
| SPDR Portfolio S&P 600 Small Cap ETF | 78468R853 | SHS | 625 | $50,000 | thousands by filing date | |
| FOMENTO ECONOMICO MEXICANO S A SPON ADR UNITS | 344419106 | ADR | 646 | $50,000 | thousands by filing date | |
| HNI CORP COM | 404251100 | Stock | 893 | $50,000 | thousands by filing date | |
| KELLY SVCS INC | 488152208 | CL A | 2,131 | $50,000 | thousands by filing date | |
| PIONEER MUNICIPAL HIGH INCOME | 723762100 | COM | 4,211 | $50,000 | thousands by filing date | |
| SPECIAL OPPORTUNITIES FD INC | 84741T104 | COM | 3,609 | $50,000 | thousands by filing date | |
| NUVEEN NEW JERSEY QULT MUN F | 67069Y102 | COM | 3,775 | $50,000 | thousands by filing date | |
| ABERDEEN INDIA FD INC | 454089103 | COM | 2,337 | $50,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A128 | ST STR SP1500VT | 570 | $50,000 | thousands by filing date | |
| VIRTUS STONE HBR EMRG MKTS I | 86164T107 | COM | 3,425 | $50,000 | thousands by filing date | |
| CARDINAL FINANCIAL CORP | 14149F109 | COMMON STOCK | 1,542 | $50,000 | thousands by filing date | |
| ARGO GROUP INTERNATIONAL | G0464B107 | COMMON STOCK | 765 | $50,000 | thousands by filing date | |
| KNOLL INC | 498904200 | COM NEW | 1,782 | $50,000 | thousands by filing date | |
| LATTICE STRATEGIES TR | 518416300 | Cmn | 3,300 | $50,000 | thousands by filing date | |
| OMNICELL COM COM | 68213N109 | Stock | 1,452 | $49,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X511 | YIELD ENHANCD US | 980 | $49,000 | thousands by filing date | |
| COLUMBIA SELIGMAN PREMIUM TECH | 19842X109 | COM | 2,631 | $49,000 | thousands by filing date | |
| WABASH NATIONAL CORP | 929566107 | COMMON STOCK | 3,133 | $49,000 | thousands by filing date | |
| WASHINGTON TRUST BANCORP | 940610108 | COMMON STOCK | 874 | $49,000 | thousands by filing date | |
| EAGLE BANCORP MONTANA INC | 26942G100 | COMMON STOCK | 2,306 | $49,000 | thousands by filing date | |
| PROSHARES TR | 74347X294 | HD REPLICATION | 1,141 | $49,000 | thousands by filing date | |
| VERADIGM INC | 01988P108 | COMMON STOCK | 4,761 | $49,000 | thousands by filing date | |
| Cynosure, Inc. | 232577205 | COM | 1,068 | $49,000 | thousands by filing date | |
| MORGAN STANLEY TRUSTS | 61745P874 | INCOME SECS INC | 2,750 | $49,000 | thousands by filing date | |
| TRUETT-HURST INC THST | 897871109 | COMMON | 27,755 | $49,000 | thousands by filing date | |
| RENEWABLE ENERGY GROUP INC | 75972AAA1 | NOTE 2.750 6/1 | 51 | $49,000 | thousands by filing date | principal |
| FIRST TR EXCHANGE TRADED FD | 33738R704 | RBA INDL ETF | 2,038 | $48,000 | thousands by filing date | |
| SIERRA BANCORP | 82620P102 | COM | 1,800 | $48,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33739G103 | MNGD FUTRS STRGY | 1,015 | $48,000 | thousands by filing date | |
| EAGLE PHARMACEUTICALS INC | 269796108 | COM | 600 | $48,000 | thousands by filing date | |
| TRIO TECH INTL | 896712205 | COM NEW | 14,433 | $48,000 | thousands by filing date | |
| ADVANCED SEMICONDUCTOR ENGR | 00756M404 | SPONSORED ADR | 9,683 | $48,000 | thousands by filing date | |
| AMERICA FIRST MULTIFAMILY IN | 02364V107 | BEN UNIT CTF | 8,925 | $48,000 | thousands by filing date | |
| KAPSTONE PAPER AND PACKAGING C | 48562P103 | COM | 2,203 | $48,000 | thousands by filing date | |
| LIFELOCK INC COM | 53224V100 | COM | 1,984 | $48,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W700 | GUG S&P SC600 PV | 661 | $48,000 | thousands by filing date | |
| ENCORE CAP GROUP INC | 292554AH5 | NOTE 2.875% 3/1 | 55 | $48,000 | thousands by filing date | principal |
| EXELON CORP | 30161N127 | UNIT 99/99/9999 | 980 | $48,000 | thousands by filing date | |
| MATADOR RES CO COM | 576485205 | Stock | 1,848 | $47,000 | thousands by filing date | |
| MSA SAFETY INC COM | 553498106 | Stock | 679 | $47,000 | thousands by filing date | |
| CHATHAM LODGING TR | 16208T102 | COM | 2,278 | $47,000 | thousands by filing date | |
| NUVEEN ENHANCED MUNICIPAL VALU | 67074M101 | COM | 3,400 | $47,000 | thousands by filing date | |
| UNIVERSAL ELECTRS INC | 913483103 | COM | 743 | $47,000 | thousands by filing date | |
| CNOOC LIMITED | 126132109 | SPONSORED ADR | 379 | $47,000 | thousands by filing date | |
| CLEARBRIDGE MLP AND MIDSTRM | 184692101 | COM | 3,000 | $47,000 | thousands by filing date | |
| TRI POINTE HOMES INC | 87265H109 | COM | 4,157 | $47,000 | thousands by filing date | |
| ISHARES INC | 46434G780 | MSCI SINGPOR ETF | 2,377 | $47,000 | thousands by filing date | |
| ON SEMICONDUCTOR CORP | 682189AK1 | NOTE 1.000%12/0 | 46 | $47,000 | thousands by filing date | principal |
| INFINITY PHARMACEUTICALS INC | 45665G303 | COM | 34,490 | $47,000 | thousands by filing date | |
| QUALITY SYS INC | 747582104 | COM | 3,532 | $47,000 | thousands by filing date | |
| TANZANIAN ROYALTY EXPLORATION CORP. | 87600U104 | COM | 94,000 | $47,000 | thousands by filing date | |
| INTELLIPHARMACEUTICS INTERNA | 458173101 | CMN | 16,291 | $47,000 | thousands by filing date | |
| NATIONAL HEALTH INVS INC | 63633DAE4 | NOTE 3.250% 4/0 | 42 | $47,000 | thousands by filing date | principal |
| CONE MIDSTREAM PARTNERS LP | 206812109 | COM UNIT REPST | 2,039 | $47,000 | thousands by filing date | |
| BLACK KNIGHT INC | 09214X100 | COM | 1,265 | $47,000 | thousands by filing date | |
| ROGERS CORP COM | 775133101 | Stock | 601 | $46,000 | thousands by filing date | |
| HAEMONETICS CORP MASS COM | 405024100 | Stock | 1,154 | $46,000 | thousands by filing date | |
| DEXCOM INC COM | 252131107 | Stock | 766 | $46,000 | thousands by filing date | |
| SABINE RTY TR | 785688102 | UNIT BEN INT | 1,292 | $46,000 | thousands by filing date | |
| ENPRO INC | 29355X107 | COM | 676 | $46,000 | thousands by filing date | |
| ESCO TECHNOLOGIES INC | 296315104 | COM | 823 | $46,000 | thousands by filing date | |
| TETRA TECH INC NEW | 88162G103 | COM | 1,079 | $46,000 | thousands by filing date | |
| BLACKROCK MUNIVEST FUND II | 09253T101 | COM | 3,000 | $46,000 | thousands by filing date | |
| QUIDEL CORP | 74838J101 | COM | 2,161 | $46,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD INVESTMENT | 09254T100 | COM | 3,300 | $46,000 | thousands by filing date | |
| Sandstorm Gold Ltd | 80013R206 | Common Stock | 12,000 | $46,000 | thousands by filing date | |
| JANUS CAPITAL GROUP INC | 47102X105 | COMMON STOCK | 3,548 | $46,000 | thousands by filing date | |
| ISHARES TR | 46434V720 | MIN VOL EUROPE | 2,167 | $46,000 | thousands by filing date | |
| JOHN HANCOCK EXCHANGE TRADED | 47804J602 | mc | 1,500 | $46,000 | thousands by filing date | |
| FORESIGHT ENERGY LP | 34552U104 | COM UNT RP INT | 7,046 | $46,000 | thousands by filing date | |
| APPLIED INDL TECHNOLOGIES INC COM | 03820C105 | Stock | 751 | $45,000 | thousands by filing date | |
| UPBOUND GROUP INC COM | 76009N100 | Stock | 3,957 | $45,000 | thousands by filing date | |
| REXFORD INDL RLTY INC COM | 76169C100 | REIT | 1,912 | $45,000 | thousands by filing date | |
| NEW YORK LIFE INVESTMENTS ET | 45409B800 | NYLI MERGER ARBI | 1,545 | $45,000 | thousands by filing date | |
| CHOICE HOTELS INTL INC | 169905106 | COM | 782 | $45,000 | thousands by filing date | |
| WERNER ENTERPRISES INC | 950755108 | COM | 1,652 | $45,000 | thousands by filing date | |
| LIBERTY ALL STAR GROWTH FUND I | 529900102 | COM | 10,655 | $45,000 | thousands by filing date | |
| COMPANHIA PARANAENSE ENERG C | 20441B407 | SPON ADR PFD | 5,308 | $45,000 | thousands by filing date | |
| FIRST BANCORP NC | 318910106 | COMMON STOCK | 1,650 | $45,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X594 | ITL HDG QTLY DIV | 1,736 | $45,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A573 | ST STR SP HCSVC | 854 | $45,000 | thousands by filing date | |
| ISHARES INC | 464286780 | MSCI STH AFR ETF | 856 | $45,000 | thousands by filing date | |
| INTEL CORP | 458140AF7 | CORPORATE OBLIG | 26 | $45,000 | thousands by filing date | principal |
| ISLE OF CAPRI CASINOS | 464592104 | COMMON STOCK | 1,824 | $45,000 | thousands by filing date | |
| Anglogold Ashanti Plc | 035128206 | Common | 4,256 | $45,000 | thousands by filing date | |
| TECH DATA CORP | 878237106 | COM | 536 | $45,000 | thousands by filing date | |
| SEASPAN CORP | Y75638109 | SHS | 4,893 | $45,000 | thousands by filing date | |
| TICC CAPITAL CORP | 87244T109 | COM | 6,676 | $45,000 | thousands by filing date | |
| ADVAXIS INC | 007624208 | COM NEW | 6,300 | $45,000 | thousands by filing date | |
| ServiceNow,Inc. | 81762P102 | COM | 590 | $44,000 | thousands by filing date | |
| NICE LTD SPONSORED ADR | 653656108 | ADR | 646 | $44,000 | thousands by filing date | |
| PACIRA BIOSCIENCES INC COM | 695127100 | Stock | 1,373 | $44,000 | thousands by filing date | |
| ESSENT GROUP LTD COM | G3198U102 | Stock | 1,362 | $44,000 | thousands by filing date | |
| WESTAMERICA BANCORPORATION COM | 957090103 | Stock | 707 | $44,000 | thousands by filing date | |
| DOUBLELINE OPPORTUNISTIC CR | 258623107 | COM | 1,925 | $44,000 | thousands by filing date | |
| INDEPENDENCE RLTY TR INC | 45378A106 | COM | 4,907 | $44,000 | thousands by filing date | |
| CABOT CORP | 127055101 | COM | 885 | $44,000 | thousands by filing date | |
| ECHOSTAR CORP | 278768106 | CL A | 849 | $44,000 | thousands by filing date | |
| UNIVERSAL DISPLAY CORP | 91347P105 | COM | 775 | $44,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W109 | US TOTAL DIVIDND | 539 | $44,000 | thousands by filing date | |
| HEALTHCARE RLTY TR | 421946104 | COM | 1,460 | $44,000 | thousands by filing date | |
| EVERBANK FINANCIAL CORPORATION | 29977G102 | COMMON STOCK | 2,281 | $44,000 | thousands by filing date | |
| CAPSTEAD MTG CORP | 14067E506 | COM NO PAR | 4,356 | $44,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E747 | GLOB X NOR ETF | 3,996 | $44,000 | thousands by filing date | |
| VIRTUS TOTAL | 92829A103 | COM | 10,000 | $44,000 | thousands by filing date | |
| FQF TR | 351680103 | QUANTSHARE MOM | 1,926 | $44,000 | thousands by filing date | |
| GOLDMAN SACHS GROUP INC | 38141GMG6 | CNV | 35 | $44,000 | thousands by filing date | principal |
| TREVENA INC | 89532E109 | COM | 7,500 | $44,000 | thousands by filing date | |
| YAHOO INC | 984332AF3 | NOTE 12/0 | 44 | $44,000 | thousands by filing date | principal |
| TICC CAPITAL CORP | 87244TAB5 | DBCV 7.500%11/0 | 43 | $44,000 | thousands by filing date | principal |
| SPDR S&P Metals & Mining ETF | 78464A755 | SHS | 1,433 | $43,000 | thousands by filing date | |
| OSHKOSH CORP COM | 688239201 | Stock | 658 | $43,000 | thousands by filing date | |
| EATON VANCE ENHANCED EQUITY | 278277108 | COM | 3,365 | $43,000 | thousands by filing date | |
| ISHARES INC MSCI CHILE ETF | 464286640 | MSCI CHILE ETF | 1,152 | $43,000 | thousands by filing date | |
| HEICO CORP NEW | 422806208 | CL A | 634 | $43,000 | thousands by filing date | |
| CROSS TIMBERS RTY TR | 22757R109 | TR UNIT | 2,374 | $43,000 | thousands by filing date | |
| ISHARES INC | 464286756 | MSCI SWEDEN ETF | 1,476 | $43,000 | thousands by filing date | |
| REPUBLIC FIRST BANCORP INC | 760416107 | COM | 5,150 | $43,000 | thousands by filing date | |
| BLDRS INDEX FDS TR | 09348R300 | EMER MK 50 ADR | 1,333 | $43,000 | thousands by filing date | |
| JIVE SOFTWARE INC | 47760A108 | COM | 9,973 | $43,000 | thousands by filing date | |
| PIER 1 IMPORTS INC | 720279108 | COM | 5,000 | $43,000 | thousands by filing date | |
| POWERSHARES FDMNL PUR S CORE | 73935X435 | COM | 1,100 | $43,000 | thousands by filing date | |
| GUGGENHEIM EQUAL | 40167M106 | COM SH BEN INT | 2,600 | $43,000 | thousands by filing date | |
| CLAYMORE GUGGENHEIM | 18383Q796 | GUGG SHIPPNG ETF | 3,800 | $43,000 | thousands by filing date | |
| WELLS FARGO & CO | 94986RQH7 | MTNF 6/1 | 43 | $43,000 | thousands by filing date | principal |
| NVDA 1 12/1/18 | 67066GAC8 | Bond 30/360P2 U | 8 | $43,000 | thousands by filing date | principal |
| SPROUTS FMRS MKT INC COM | 85208M102 | Stock | 2,295 | $42,000 | thousands by filing date | |
| TERADYNE INC COM | 880770102 | Stock | 1,691 | $42,000 | thousands by filing date | |
| ROGERS COMMUNICATIONS INC CL B | 775109200 | Stock | 1,087 | $42,000 | thousands by filing date | |
| LIVANOVA PLC | G5509L101 | SHS | 932 | $42,000 | thousands by filing date | |
| DXP ENTERPRISES INC | 233377407 | COM NEW | 1,200 | $42,000 | thousands by filing date | |
| ULTRAPAR PARTICIPACOES SA | 90400P101 | SP ADR REP COM | 2,033 | $42,000 | thousands by filing date | |
| MIMEDX GROUP INC | 602496101 | COM | 4,750 | $42,000 | thousands by filing date | |
| PREMIER INC | 74051N102 | CL A | 1,387 | $42,000 | thousands by filing date | |
| Phillips 66 Partners LP | 718549207 | COM UNIT REP INT | 866 | $42,000 | thousands by filing date | |
| CLOVIS ONCOLOGY INC | 189464100 | COM | 950 | $42,000 | thousands by filing date | |
| LAKEFRONT BIOTHERAPEUTICS NV | 36315X101 | SPON ADR | 658 | $42,000 | thousands by filing date | |
| NAVIOS MARITIME PART LP | Y62267102 | COM UT LTD PTN | 29,746 | $42,000 | thousands by filing date | |
| CHICOS FAS INC | 168615102 | COM | 2,887 | $42,000 | thousands by filing date | |
| IPATH DJ UBS COFFEE SUBINDEX | 06739H297 | COMMON | 2,159 | $42,000 | thousands by filing date | |
| EMERGE ENERGY SVCS LP | 29102H108 | COM REP PARTN | 3,375 | $42,000 | thousands by filing date | |
| EAGLE GRWTH & INCOME OPPTY F | 26958J105 | COM SHS BEN IN | 2,600 | $42,000 | thousands by filing date | |
| SYNCHRONOSS TECHNOLOGIES INC | 87157BAA1 | NOTE 0.750 8/1 | 40 | $42,000 | thousands by filing date | principal |
| CHILDRENS PL INC NEW | 168905107 | COM | 403 | $41,000 | thousands by filing date | |
| CACI INTL INC CL A | 127190304 | Stock | 333 | $41,000 | thousands by filing date | |
| EPAM SYS INC COM | 29414B104 | Stock | 634 | $41,000 | thousands by filing date | |
| NORTHERN DYNASTY MINERALS LTD COM NEW | 66510M204 | Stock | 19,850 | $41,000 | thousands by filing date | |
| EQUITY LIFESTYLE PROPERTIES COM | 29472R108 | REIT | 578 | $41,000 | thousands by filing date | |
| ENDEAVOUR SILVER CORP | 29258Y103 | COM | 11,500 | $41,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS QUALITY | 09254C107 | COM | 3,005 | $41,000 | thousands by filing date | |
| FIDUCIARY CLAYMORE ENGRY INF | 31647Q106 | COM | 2,737 | $41,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33733C108 | SHS ISSUED FRST | 811 | $41,000 | thousands by filing date | |
| VERIFONE SYS INC | 92342Y109 | COM | 2,278 | $41,000 | thousands by filing date | |
| ZIX CORP | 98974P100 | COM | 8,190 | $41,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E226 | GLB X MLP ENRG I | 2,746 | $41,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E127 | REIT ETF | 2,870 | $41,000 | thousands by filing date | |
| VALMONT INDS INC COM | 920253101 | Stock | 284 | $40,000 | thousands by filing date | |
| GAMING & LEISURE P COM | 36467J108 | REIT | 1,292 | $40,000 | thousands by filing date | |
| CAPITOL FED FINL INC COM | 14057J101 | Stock | 2,446 | $40,000 | thousands by filing date | |
| HIGHWOODS PPTYS INC COM | 431284108 | REIT | 806 | $40,000 | thousands by filing date | |
| EATON VANCE MUN INCOME TERM | 27829U105 | SHS | 2,046 | $40,000 | thousands by filing date | |
| CRESTWOOD EQUITY PARTNERS LP U | 226344208 | UNIT LTD PARTNER | 1,554 | $40,000 | thousands by filing date | |
| WORLD WRESTLING ENTMT INC | 98156Q108 | CL A | 2,200 | $40,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J125 | LATIN AMER ALP | 2,155 | $40,000 | thousands by filing date | |
| SouthState Corp | 840441109 | Common Stock | 460 | $40,000 | thousands by filing date | |
| MEDICINES CO | 584688105 | COM | 1,180 | $40,000 | thousands by filing date | |
| AMARIN CORP PLC | 023111206 | SPONS ADR NEW | 13,139 | $40,000 | thousands by filing date | |
| M B T FINANCIAL CORP | 578877102 | Stock | 3,508 | $40,000 | thousands by filing date | |
| NUVEEN MICH QUALITY INCOME MUN FD INC | 670979103 | CEF | 3,000 | $40,000 | thousands by filing date | |
| WALKER&DUNLOPINC | 93148P102 | STOK | 1,243 | $39,000 | thousands by filing date | |
| BOX INC CL A | 10316T104 | Stock | 2,800 | $39,000 | thousands by filing date | |
| RADIAN GROUP INC COM | 750236101 | Stock | 2,158 | $39,000 | thousands by filing date | |
| MERITAGE HOMES CORP COM | 59001A102 | Stock | 1,144 | $39,000 | thousands by filing date | |
| CARNIVAL PLC ADS | 14365C103 | ADR | 757 | $39,000 | thousands by filing date | |
| CREDICORP LTD | G2519Y108 | COM | 247 | $39,000 | thousands by filing date | |
| MARTEN TRANSPORT LTD | 573075108 | COM | 1,701 | $39,000 | thousands by filing date | |
| JACK IN THE BOX INC | 466367109 | COM | 356 | $39,000 | thousands by filing date | |
| YY INC. ADR | 98426T106 | SPONSORED ADS A | 1,000 | $39,000 | thousands by filing date | |
| ESTERLINE TECHNOLOGIES CORP | 297425100 | COM | 434 | $39,000 | thousands by filing date | |
| CAVIUM INC | 14964U108 | COM | 607 | $39,000 | thousands by filing date | |
| PENGROWTH ENERGY CORP | 70706P104 | COMMON STOCK-FO | 27,688 | $39,000 | thousands by filing date | |
| GREENHILL & CO INC COM | 395259104 | Stock | 1,399 | $39,000 | thousands by filing date | |
| DOMINION DIAMOND CORP | 257287102 | COM | 4,019 | $39,000 | thousands by filing date | |
| GUGGENHEIM INTERNATIONAL MUL | 18383Q804 | GUG | 2,600 | $39,000 | thousands by filing date | |
| LIBERTY GLOBAL PLC | G5480U153 | COM | 1,844 | $39,000 | thousands by filing date | |
| iShares MSCI Intl Momentum Factor ETF | 46434V449 | SHS | 1,513 | $38,000 | thousands by filing date | |
| VANGUARDRUSSELL2000ETF | 92206C664 | STOK | 349 | $38,000 | thousands by filing date | |
| EXLSERVICE HLDGS INC COM | 302081104 | Stock | 757 | $38,000 | thousands by filing date | |
| BRIGHT HORIZONS FAM SOL IN DEL COM | 109194100 | Stock | 553 | $38,000 | thousands by filing date | |
| MORNINGSTAR INC COM | 617700109 | Stock | 523 | $38,000 | thousands by filing date | |
| DR REDDYS LABS LTD ADR | 256135203 | ADR | 853 | $38,000 | thousands by filing date | |
| CADENCE DESIGN SYSTEM INC COM | 127387108 | Stock | 1,511 | $38,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X719 | CHINADIV EX FI | 793 | $38,000 | thousands by filing date | |
| ALBANY INTL CORP | 012348108 | CL A | 824 | $38,000 | thousands by filing date | |
| TAUBMAN CTRS INC | 876664103 | COM | 516 | $38,000 | thousands by filing date | |
| BJS RESTAURANTS INC | 09180C106 | COM | 987 | $38,000 | thousands by filing date | |
| MECHANICS BANCORP A | 43785V102 | COMMON STOCK | 1,190 | $38,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E341 | GLB X GURU INDEX | 1,588 | $38,000 | thousands by filing date | |
| ALLSPRING UTILITIES AND HIGH | 94987E109 | WF UTILITIES INC | 3,200 | $38,000 | thousands by filing date | |
| INVESTORS BANCORP, INC. | 46146L101 | COMMON STOCK | 2,680 | $38,000 | thousands by filing date | |
| QIAGEN NV | N72482107 | COMMON STOCK-FO | 1,372 | $38,000 | thousands by filing date | |
| ZION OIL & GAS INC | 989696109 | COM | 27,445 | $38,000 | thousands by filing date | |
| TAKE-TWO INTERACTIVE SOFTWARE COM | 874054109 | Stock | 744 | $37,000 | thousands by filing date | |
| PENNYMAC MTG INVT TR COM | 70931T103 | REIT | 2,282 | $37,000 | thousands by filing date | |
| PROSHARES TR | 74347X633 | ULTRA FNCLS NEW | 399 | $37,000 | thousands by filing date | |
| SPDR SER TR | 78464A508 | PRTFLO S&P500 VL | 337 | $37,000 | thousands by filing date | |
| ADAMS DIVERSIFIED EQUITY FD | 006212104 | COM | 2,902 | $37,000 | thousands by filing date | |
| GLADSTONE CAPITAL CORPORATION | 376535100 | COM | 4,045 | $37,000 | thousands by filing date | |
| SUMMIT MATERIALS INC CLASS A | 86614U100 | CL A | 1,561 | $37,000 | thousands by filing date | |
| NUVEEN MORTGAGE AND INCOME F | 670735109 | COM | 1,526 | $37,000 | thousands by filing date | |
| KENNAMETAL INC | 489170100 | COM | 1,158 | $37,000 | thousands by filing date | |
| PROSHARES TR II | 74347W353 | ULTRA SILVER NEW | 1,150 | $37,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33718M105 | COM SHS ANNUAL | 836 | $37,000 | thousands by filing date | |
| PROSHARES TR | 74348A541 | HGH YLD INT RATE | 536 | $37,000 | thousands by filing date | |
| TPI Composites Inc | 87266J104 | Common Stock | 2,287 | $37,000 | thousands by filing date | |
| TRIANGLE CAP CORP | 895848109 | COM | 2,028 | $37,000 | thousands by filing date | |
| POWERSHARES ETF TRUST II | 73936Q835 | INTL CORP BOND | 1,540 | $37,000 | thousands by filing date | |
| NUVEEN PREFERRED & INCOME | 67075A106 | EXCHANGE TRADED | 1,600 | $37,000 | thousands by filing date | |
| GUGGENHEIM | 18383M605 | EXCHANGE TRADED | 850 | $37,000 | thousands by filing date | |
| NATIONAL WESTN LIFE GROUP IN | 638517102 | CL A | 120 | $37,000 | thousands by filing date | |
| SPECTRANETICS CORP | 84760C107 | COM | 1,500 | $37,000 | thousands by filing date | |
| ABAXIS INC | 002567105 | COM | 709 | $37,000 | thousands by filing date | |
| RYLAND GROUP 0.250 | 783764AS2 | NOTE 0.250% 6/0 | 40 | $37,000 | thousands by filing date | principal |
| ETFS PRECIOUS METALSBASKET TR ETFS PHYSICAL PM BASKET SHS | 26922W109 | ETF | 631 | $37,000 | thousands by filing date | |
| iShares MSCI Mexico ETF | 464286822 | SHS | 820 | $36,000 | thousands by filing date | |
| INNOVATIVE INDL PPTYS INC COM | 45781V101 | REIT | 2,025 | $36,000 | thousands by filing date | |
| MANPOWERGROUP INC WIS COM | 56418H100 | Stock | 394 | $36,000 | thousands by filing date | |
| ASTRONICS CORP COM | 046433108 | Stock | 1,091 | $36,000 | thousands by filing date | |
| COMPANHIA DE SANEAMENTO BASICO SPONSORED ADR | 20441A102 | ADR | 4,300 | $36,000 | thousands by filing date | |
| DUFF & PHELPS UTLITY AND INF | 26433C105 | COM | 2,300 | $36,000 | thousands by filing date | |
| SEABRIDGE GOLD INC | 811916105 | COM *D* | 4,500 | $36,000 | thousands by filing date | |
| COMMUNITY FINANCIAL SYSTEM I | 203607106 | COM | 575 | $36,000 | thousands by filing date | |
| HOLLYSYS AUTOMATION TCHNGY L | G45667105 | SHS | 1,994 | $36,000 | thousands by filing date | |
| CLOUGH GLOBAL DIVID & INCOME | 18913Y103 | COM | 3,000 | $36,000 | thousands by filing date | |
| PROOFPOINT INC | 743424103 | COM | 508 | $36,000 | thousands by filing date | |
| PIMCO NEW YORK MUN FD II | 72200Y102 | COM | 3,018 | $36,000 | thousands by filing date | |
| G III APPAREL GROUP LTD | 36237H101 | COM | 1,221 | $36,000 | thousands by filing date | |
| METHODE ELECTRONICS INC | 591520200 | COMMON STOCK | 877 | $36,000 | thousands by filing date | |
| KVH INDS INC | 482738101 | COM | 3,091 | $36,000 | thousands by filing date | |
| MULTI-COLOR | 625383104 | COM | 462 | $36,000 | thousands by filing date | |
| ENOVIS CORP | 194014106 | COMMON STOCK | 1,024 | $36,000 | thousands by filing date | |
| SEASPINE HLDGS CORP | 81255T108 | COM | 4,516 | $36,000 | thousands by filing date | |
| PENN WEST PETE LTD NEW | 707887105 | COM | 20,986 | $36,000 | thousands by filing date | |
| WISDOMTREE TRUST | 97717W828 | ASIA PAC EXJP FD | 622 | $36,000 | thousands by filing date | |
| NEW SR INVT GROUP INC | 648691103 | COM | 3,724 | $36,000 | thousands by filing date | |
| ISHARES TR | 46434VAA8 | IBONDS DEC18 ETF | 1,424 | $36,000 | thousands by filing date | |
| AXALTA COATING SYS LTD COM | G0750C108 | Stock | 1,275 | $35,000 | thousands by filing date | |
| JONES LANG LASALLE INC COM | 48020Q107 | Stock | 351 | $35,000 | thousands by filing date | |
| ALLEGION PLC | G0176J109 | ORD SHS | 545 | $35,000 | thousands by filing date | |
| ORMAT TECHNOLOGIES INC | 686688102 | COM | 651 | $35,000 | thousands by filing date | |
| EATON VANCE SENIOR INCOME FUND | 27826S103 | SH BEN INT | 5,235 | $35,000 | thousands by filing date | |
| ENTRAVISION COMMUNICATIONS A | 29382R107 | COMMON STOCK | 5,008 | $35,000 | thousands by filing date | |
| DSW INC-CLASS A | 23334L102 | CL A | 1,554 | $35,000 | thousands by filing date | |
| KAYNE ANDERSON ENRGY TTL RT | 48660P104 | COM | 2,912 | $35,000 | thousands by filing date | |
| BIG 5 SPORTING GOODS CORP | 08915P101 | COM | 2,000 | $35,000 | thousands by filing date | |
| AVON PRODS INC | 054303102 | COM | 6,913 | $35,000 | thousands by filing date | |
| POWERSHS DB MULTI SECT COMM DB | 73936B200 | ETF - EQUITY | 987 | $35,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q585 | SPROTT JR GLD | 1,100 | $35,000 | thousands by filing date | |
| INTERDIGITAL INC | 458660AD9 | NOTE 1.500% 3/0 | 26 | $35,000 | thousands by filing date | principal |
| CLAYMORE EXCHANGE TRD FD TR | 18383M217 | 2022 HG YLD CB | 1,400 | $35,000 | thousands by filing date | |
| WEB COM GROUP INC | 94733AAA2 | NOTE 1.000% 8/1 | 36 | $35,000 | thousands by filing date | principal |
| iShares Expanded Tech-Software Sector ETF | 464287515 | SHS | 313 | $34,000 | thousands by filing date | |
| GRUPO FINANCIERO GALICIA | 399909100 | SPONSORED ADR | 1,259 | $34,000 | thousands by filing date | |
| ARAMARK COM | 03852U106 | Stock | 971 | $34,000 | thousands by filing date | |
| KRANESHARES TRUST CSI CHI INTERNET | 500767306 | CSI CHI INTERNET | 970 | $34,000 | thousands by filing date | |
| INTERFACE INC | 458665304 | COM | 1,848 | $34,000 | thousands by filing date | |
| NUVEEN FLOATING RATE INCOME | 67072T108 | COM | 2,849 | $34,000 | thousands by filing date | |
| SHAKE SHACK INC | 819047101 | CL A | 988 | $34,000 | thousands by filing date | |
| COLUMBIA BKG SYS INC | 197236102 | COM | 771 | $34,000 | thousands by filing date | |
| WORLD KINECT CORPORATION | 981475106 | COM | 749 | $34,000 | thousands by filing date | |
| CHINA TELECOM CORP LTD | 169426103 | SPON ADR H SHS | 730 | $34,000 | thousands by filing date | |
| ALLEGHANY CORP DEL | 017175100 | COM | 57 | $34,000 | thousands by filing date | |
| YORK WATER CO | 987184108 | COMMON STOCK | 895 | $34,000 | thousands by filing date | |
| AMAG PHARMACEUTICALS INC | 00163U106 | COM | 997 | $34,000 | thousands by filing date | |
| CSRA INC | 12650T104 | COM | 1,067 | $34,000 | thousands by filing date | |
| MB FINANCIAL INC | 55264U108 | COMMON STOCK | 713 | $34,000 | thousands by filing date | |
| OFFICE DEPOT INC | 676220106 | COM | 7,643 | $34,000 | thousands by filing date | |
| INC RESH HLDGS INC | 45329R109 | CL A | 649 | $34,000 | thousands by filing date | |
| VOLITIONRX LTD | 928661107 | COM | 7,500 | $34,000 | thousands by filing date | |
| ALTISOURCE PORTFOLIO SOLNS S | L0175J104 | REG SHS | 1,264 | $34,000 | thousands by filing date | |
| ROADRUNNER TRNSN SVCS HLDG I | 76973Q105 | COM | 3,254 | $34,000 | thousands by filing date | |
| MEETME INC | 585141104 | COM | 6,915 | $34,000 | thousands by filing date | |
| CAVCO INDS INC DEL | 149568107 | COM | 335 | $33,000 | thousands by filing date | |
| EVERCORE INC CLASS A | 29977A105 | Stock | 472 | $33,000 | thousands by filing date | |
| INGEVITY CORP COM | 45688C107 | Stock | 589 | $33,000 | thousands by filing date | |
| ARBOR REALTY TRUST INC | 038923108 | COM | 4,400 | $33,000 | thousands by filing date | |
| TERRENO RLTY CORP | 88146M101 | COM | 1,174 | $33,000 | thousands by filing date | |
| GOLDMAN SACHS BDC INC | 38147U107 | SHS | 1,418 | $33,000 | thousands by filing date | |
| MATERION CORP | 576690101 | COM | 827 | $33,000 | thousands by filing date | |
| NV5 HOLDINGS, INC | 62945V109 | COM | 984 | $33,000 | thousands by filing date | |
| BOTTOMLINE TECH INC DEL | 101388106 | COM | 1,316 | $33,000 | thousands by filing date | |
| TOOTSIE ROLL INDS INC | 890516107 | COM | 843 | $33,000 | thousands by filing date | |
| SERITAGE GROWTH PPTYS | 81752R100 | CL A | 786 | $33,000 | thousands by filing date | |
| GABELLI HEALTHCARE & WELLNES | 36246K103 | SHS | 3,500 | $33,000 | thousands by filing date | |
| ISHARES TR | 46429B499 | MSCI NORWAY ETF | 1,500 | $33,000 | thousands by filing date | |
| INVESCO BD FD | 46132L107 | COM | 1,800 | $33,000 | thousands by filing date | |
| INVESCO TR INVT GRADE NEW YO | 46131T101 | COM | 2,486 | $33,000 | thousands by filing date | |
| ACXIOM CORP | 005125109 | COMMON STOCK | 1,249 | $33,000 | thousands by filing date | |
| FTSE RAFI Internat'l Dev Mkts | 73936T789 | COM | 881 | $33,000 | thousands by filing date | |
| FIRST POTOMAC RLTY TR | 33610F109 | COM | 2,986 | $33,000 | thousands by filing date | |
| CLOUD PEAK ENERGY INC | 18911Q102 | COM | 5,845 | $33,000 | thousands by filing date | |
| BANK MUTUAL CORP | 063750103 | COM | 3,449 | $33,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DYN OIL | 73935X625 | COM | 2,639 | $33,000 | thousands by filing date | |
| POWERSHARES FTSE RAFI DEVELOPED MARKETS | 73936T771 | COMMON | 1,234 | $33,000 | thousands by filing date | |
| MIDSTREAM PARTNERS | 02752P100 | COMMON STOCK | 1,850 | $33,000 | thousands by filing date | |
| LIBERTY INTERACTIVE CORP | 53071M856 | LBT VEN COM A NE | 869 | $33,000 | thousands by filing date | |
| SCHOLASTIC CORP COM | 807066105 | Stock | 671 | $32,000 | thousands by filing date | |
| LUMENTUM HLDGS INC COM | 55024U109 | Stock | 857 | $32,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092873 | MSCI COMMNTN SVC | 1,023 | $32,000 | thousands by filing date | |
| CHINA LIFE INSURANCE CO-ADR | 16939P106 | SPON ADR REP H | 2,471 | $32,000 | thousands by filing date | |
| SHAW COMMUNICATIONS INC | 82028K200 | CL B CONV | 1,556 | $32,000 | thousands by filing date | |
| GREAT WESTN BANCORP INC | 391416104 | COM | 735 | $32,000 | thousands by filing date | |
| CONSOLIDATED WATER CO ORD SH | G23773107 | COMMON STOCK | 2,911 | $32,000 | thousands by filing date | |
| ISHARES INC | 46434G830 | MSCI ITALY ETF | 1,318 | $32,000 | thousands by filing date | |
| DELEK US HOLDINGS INC | 246647101 | COMMON STOCK | 1,330 | $32,000 | thousands by filing date | |
| BLACKHAWK NETWORK HOLDING INC | 09238E104 | COMMON STOCK | 858 | $32,000 | thousands by filing date | |
| BABCOCK & WILCOX ENTERPRISES INC | 05614L100 | COM | 1,978 | $32,000 | thousands by filing date | |
| CHINA UNICOM HONG KONG | 16945R104 | SPONSORED ADR | 2,751 | $32,000 | thousands by filing date | |
| CALPINE CORP | 131347304 | COM | 2,862 | $32,000 | thousands by filing date | |
| M/I HOMES INC | 55292PAB1 | NOTE 3.000% 3/0 | 31 | $32,000 | thousands by filing date | principal |
| CVR REFINING LP COM UNIT REPSTG LTD PARTNER | 12663P107 | COM | 3,132 | $32,000 | thousands by filing date | |
| PNC FINANCIAL SERVICES GROUP | 693475121 | CMN | 650 | $32,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06739H214 | ETN DJUBS SGAR38 | 733 | $32,000 | thousands by filing date | |
| FLEXION THERAPEUTICS INC | 33938J106 | COM | 1,700 | $32,000 | thousands by filing date | |
| LPL FINL HLDGS INC COM | 50212V100 | Stock | 892 | $31,000 | thousands by filing date | |
| MIZUHO FINANCIAL GROUP INC SPONSORED ADR | 60687Y109 | ADR | 8,521 | $31,000 | thousands by filing date | |
| VOYA FINANCIAL INC COM | 929089100 | Stock | 790 | $31,000 | thousands by filing date | |
| GLAUKOS CORP COM | 377322102 | Stock | 900 | $31,000 | thousands by filing date | |
| BANCO BRADESCO S A | 059460303 | SP ADR PFD NEW | 3,525 | $31,000 | thousands by filing date | |
| MERCURY GENL CORP NEW | 589400100 | COM | 505 | $31,000 | thousands by filing date | |
| DCP MIDSTREAM LP | 23311P100 | COM UT LTD PTN | 801 | $31,000 | thousands by filing date | |
| NUVEEN ENERGY MLP TOTL RTRNF | 67074U103 | COM | 2,275 | $31,000 | thousands by filing date | |
| WELLCARE HEALTH PLANS INC | 94946T106 | COM | 228 | $31,000 | thousands by filing date | |
| KENNEDY-WILSON HOLDINGS INC | 489398107 | COM | 1,547 | $31,000 | thousands by filing date | |
| NORTHFIELD BANCORP INC | 66611T108 | COMMON STOCK | 1,536 | $31,000 | thousands by filing date | |
| USANA HEALTH SCIENCES INC | 90328M107 | COMMON STOCK | 502 | $31,000 | thousands by filing date | |
| UTAH MEDICAL PRODUCTS INC | 917488108 | COMMON STOCK | 426 | $31,000 | thousands by filing date | |
| SCHNITZER STEEL INDUSTRIES INC | 806882106 | CL A | 1,200 | $31,000 | thousands by filing date | |
| SL GREEN REALTY CORP | 78440X101 | COM | 289 | $31,000 | thousands by filing date | |
| TRIUMPH GROUP INC NEW | 896818101 | COM | 1,160 | $31,000 | thousands by filing date | |
| MICROSEMI CORP | 595137100 | COM | 572 | $31,000 | thousands by filing date | |
| CHUY'S HOLDINGS INC | 171604101 | COMMON STOCK | 961 | $31,000 | thousands by filing date | |
| PARKER DRILLING CO | 701081101 | COMMON STOCK | 12,015 | $31,000 | thousands by filing date | |
| BENEFITFOCUS INC | 08180D106 | COM | 1,031 | $31,000 | thousands by filing date | |
| HUANENG PWR INTL INC | 443304100 | SPON ADR H SHS | 1,185 | $31,000 | thousands by filing date | |
| G & K SVCS INC | 361268105 | CL A | 318 | $31,000 | thousands by filing date | |
| LASALLE HOTEL PROPERTIES | 517942108 | COM | 1,005 | $31,000 | thousands by filing date | |
| JOHN HANCOCK EXCHANGE TRADED | 47804J404 | CMN | 1,000 | $31,000 | thousands by filing date | |
| ANI PHARMACEUTICALS INC | 00182CAA1 | NOTE 3.00012/0 | 27 | $31,000 | thousands by filing date | principal |
| SPDR S&P North American Natural Resources ETF | 78463X152 | SHS | 880 | $30,000 | thousands by filing date | |
| NVE CORP COM NEW | 629445206 | Stock | 417 | $30,000 | thousands by filing date | |
| CONMED CORP COM | 207410101 | Stock | 680 | $30,000 | thousands by filing date | |
| BRASKEM S A SP ADR PFD A | 105532105 | ADR | 1,394 | $30,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X459 | ST STR SP GLBDIV | 485 | $30,000 | thousands by filing date | |
| ADVANSIX INC | 00773T101 | COM | 1,341 | $30,000 | thousands by filing date | |
| ISHARES TR | 464289479 | CORE LT USDB ETF | 493 | $30,000 | thousands by filing date | |
| EATON VANCE SHORT DURATION D | 27828V104 | COM | 2,182 | $30,000 | thousands by filing date | |
| DB GOLD DOUBLE LONG ETN | 25154H749 | DB GOLD DBL LNG | 1,475 | $30,000 | thousands by filing date | |
| EDAP TMS S A | 268311107 | SPONSORED ADR | 9,165 | $30,000 | thousands by filing date | |
| ISHARES INC | 46434G509 | CUR HD MSCI EM | 1,434 | $30,000 | thousands by filing date | |
| FIBRIA CELULOSE | 31573A109 | COMMON STOCK-FO | 3,048 | $30,000 | thousands by filing date | |
| CHINA FD INC | 169373107 | COM | 2,033 | $30,000 | thousands by filing date | |
| CVR Partners, LP | 126633106 | LTD | 5,005 | $30,000 | thousands by filing date | |
| JUST ENERGY GROUP INC | 48213W101 | COM | 5,659 | $30,000 | thousands by filing date | |
| CELLDEX THERAPEUTICS INC NEW | 15117B103 | COM | 8,365 | $30,000 | thousands by filing date | |
| Viacom Inc Cl A | 92553P102 | CL A | 763 | $30,000 | thousands by filing date | |
| XILINX INC 2.625 | 983919AF8 | NOTE 2.625% 6/1 | 14 | $30,000 | thousands by filing date | principal |
| BLACKROCK NY MUN INCOME TR I | 09249R102 | COM | 2,100 | $30,000 | thousands by filing date | |
| SIENTRA INC | 82621J105 | COM | 3,500 | $30,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459Y116 | CSI300 CHINA1X | 702 | $30,000 | thousands by filing date | |
| ASHFORD HOSPITALITY PRIME IN | 044102101 | COM | 2,179 | $30,000 | thousands by filing date | |
| TAILORED BRANDS INC | 87403A107 | COM | 1,162 | $30,000 | thousands by filing date | |
| CPI CARD GROUP INC | 12634H101 | COM | 7,195 | $30,000 | thousands by filing date | |
| ETFIS SER TR I | 26923G103 | INFRAC ACT MLP | 2,641 | $30,000 | thousands by filing date | |
| MICRON TECHNOLOGY INC | 595112AY9 | NOTE 3.000%11/1 | 30 | $30,000 | thousands by filing date | principal |
| VANGUARD SCOTTSDALE FDS | 92206C730 | COM | 277 | $29,000 | thousands by filing date | |
| TREX CO INC | 89531P105 | COM | 437 | $29,000 | thousands by filing date | |
| SHUTTERSTOCK INC COM | 825690100 | Stock | 612 | $29,000 | thousands by filing date | |
| DAKTRONICS INC | 234264109 | COM | 2,677 | $29,000 | thousands by filing date | |
| CALIFORNIA WTR SVC GROUP | 130788102 | COM | 849 | $29,000 | thousands by filing date | |
| FOX FACTORY HLDG CORP | 35138V102 | COM | 1,029 | $29,000 | thousands by filing date | |
| HUDSON PAC PPTYS INC | 444097109 | COM | 845 | $29,000 | thousands by filing date | |
| SHELL MIDSTREAM PARTNERS L P | 822634101 | UNIT LTD INT | 1,005 | $29,000 | thousands by filing date | |
| 8X8 INC | 282914100 | COMMON STOCK | 2,000 | $29,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X784 | WSDM EMKTBD FD | 421 | $29,000 | thousands by filing date | |
| ISHARES TR | 464288125 | 3YRTB ETF | 380 | $29,000 | thousands by filing date | |
| ISHARES INDIA 50 ETF | 464289529 | UIT EXCHANGE TRADED | 1,019 | $29,000 | thousands by filing date | |
| NATIONSTAR MORTGAGE HOLDINGS | 63861C109 | COMMON STOCK | 1,600 | $29,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001681115-17-000001 | superseded | 2017-01-31 | acceptance time not in the bulk data set | |
| 13F-HR/A 0001681115-17-000011 | this filing | 2017-11-02 | acceptance time not in the bulk data set |