13F-HR/A filed by Advisor Group, Inc.
Advisor Group, Inc. filed this 13F-HR/A for the quarter ended 2016-12-31, filed 2017-11-02, with 4,673 holding rows worth $4,424,928,000.
- Accession
- 0001681115-17-000011
- Filer
- CIK 1681115
- Filed
- 2017-11-02
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2016
A holdings report, amendment of type restatement, 12,911 entries on the cover page, a total value of $4,424,928,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $4,424,928,000 with VALUE read as thousands by filing date, 13F file number 028-17493. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerROYAL ALLIANCE ASSOCIATES INC
- included managerSAGEPOINT FINANCIAL, INC.
- included managerFSC Securities CORP
- included managerWOODBURY FINANCIAL SERVICES, INC.
- included managerVision2020 Wealth Management Copr.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| Concho Resources Inc. | 20605P101 | COM | 836 | $110,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459W847 | DAILY SMALL CAP | 1,092 | $110,000 | thousands by filing date | |
| WESTERN AST INFL LKD OPP & I | 95766R104 | COM | 9,758 | $109,000 | thousands by filing date | |
| JACOBS ENGINEERING GROUP INC | 469814107 | COM | 1,912 | $109,000 | thousands by filing date | |
| SINA CORP | G81477104 | ORD | 1,803 | $109,000 | thousands by filing date | |
| ENERSYS COM | 29275Y102 | Stock | 1,385 | $108,000 | thousands by filing date | |
| SOLAR SENIOR CAPITAL LTD | 83416M105 | COM | 6,532 | $108,000 | thousands by filing date | |
| NAVIGANT CONSULTING INC | 63935N107 | COM | 4,125 | $108,000 | thousands by filing date | |
| ADVISORSHARES TR | 00768Y727 | NEWFLT MULSINC | 2,215 | $108,000 | thousands by filing date | |
| Vanguard International Dividend Appreciation ETF | 921946810 | SHS | 2,041 | $107,000 | thousands by filing date | |
| MITSUBISHI UFJ FINANCIAL GROUP SPONSORED ADS | 606822104 | ADR | 17,284 | $107,000 | thousands by filing date | |
| FIRST MERCHANTS CORP COM | 320817109 | Stock | 2,842 | $107,000 | thousands by filing date | |
| SUMMIT HOTEL PPTYS | 866082100 | COM | 6,671 | $107,000 | thousands by filing date | |
| NOBLE ENERGY INC | 655044105 | COM | 2,802 | $107,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q726 | BARRONS 400 ETF | 3,046 | $107,000 | thousands by filing date | |
| RESOLUTE FOREST PRODUCTS | 76117W109 | COMMON STOCK | 19,976 | $107,000 | thousands by filing date | |
| PAYCOMSOFTWAREINC | 70432V102 | STOK | 2,315 | $106,000 | thousands by filing date | |
| ITT INC COM | 45073V108 | Stock | 2,756 | $106,000 | thousands by filing date | |
| POWER INTEGRATIONS INC COM | 739276103 | Stock | 1,546 | $106,000 | thousands by filing date | |
| KB FINL GROUP INC SPONSORED ADR | 48241A105 | ADR | 3,000 | $106,000 | thousands by filing date | |
| SASOL LTD | 803866300 | SPONSORED ADR | 3,687 | $106,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD QUALITY | 09254E103 | COM | 7,690 | $106,000 | thousands by filing date | |
| QUAKER HOUGHTON | 747316107 | COM | 828 | $106,000 | thousands by filing date | |
| CIT GROUP INC COM NEW | 125581801 | Stock | 2,512 | $106,000 | thousands by filing date | |
| EQUITY ONE | 294752100 | COM | 3,445 | $106,000 | thousands by filing date | |
| NEWMARKET CORP COM | 651587107 | Stock | 247 | $105,000 | thousands by filing date | |
| NUVEEN INTERMEDIATE DURATION M | 670671106 | COM | 8,230 | $105,000 | thousands by filing date | |
| BLACKROCK MUNICIPAL INCOME QUA | 092479104 | COM | 7,517 | $105,000 | thousands by filing date | |
| TATA MTRS LTD | 876568502 | SPONSORED ADR | 3,057 | $105,000 | thousands by filing date | |
| ISHARES TR | 464288786 | U.S. INSRNCE ETF | 1,772 | $105,000 | thousands by filing date | |
| VALIDUS HOLDINGS LTD | G9319H102 | COM SHS | 1,907 | $105,000 | thousands by filing date | |
| ONEBEACON INSURANCE GROUP LT | G67742109 | COMMON STOCK | 6,503 | $105,000 | thousands by filing date | |
| THETRADEDESKINCCLASSCLASSA | 88339J105 | STOK | 3,775 | $104,000 | thousands by filing date | |
| WOODWARD INC COM | 980745103 | Stock | 1,494 | $104,000 | thousands by filing date | |
| SABRE CORP COM | 78573M104 | Stock | 4,204 | $104,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R308 | BUYWRIT INCM ETF | 4,891 | $104,000 | thousands by filing date | |
| LIBERTY BROADBAND CORP | 530307305 | COM SER C | 1,400 | $104,000 | thousands by filing date | |
| ASHLAND INC | 044186104 | COM | 952 | $104,000 | thousands by filing date | |
| CVR ENERGY, INC. | 12662P108 | COM | 4,095 | $104,000 | thousands by filing date | |
| ISHARES TR | 464289123 | NEW ZEALAND ETF | 2,634 | $104,000 | thousands by filing date | |
| Proshares Short S&P | 74347B425 | COM | 2,826 | $104,000 | thousands by filing date | |
| GROUPE CGI INC | 39945C109 | CL A SUB VTG | 2,158 | $104,000 | thousands by filing date | |
| RENAISSANCERE HLDGS LTD COM | G7496G103 | Stock | 757 | $103,000 | thousands by filing date | |
| KNOWLES CORP COM | 49926D109 | Stock | 6,147 | $103,000 | thousands by filing date | |
| ISHARES GLOBAL HIGH YIELD CO | 464286178 | US INTL HGH YLD | 2,142 | $103,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS FD II | 09253P109 | COM | 7,035 | $103,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q718 | INTL SEC DV DOG | 4,343 | $103,000 | thousands by filing date | |
| BLACKROCK HEALTH SCIENCES TR | 09250W107 | COM | 3,237 | $103,000 | thousands by filing date | |
| EDUCATION RLTY TR INC | 28140H203 | COM NEW | 2,423 | $103,000 | thousands by filing date | |
| TROVAGENE INC | 897238309 | COM | 49,339 | $103,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B399 | DWA TACT MLT | 3,758 | $103,000 | thousands by filing date | |
| iShares Expanded Tech Sector ETF | 464287549 | SHS | 821 | $102,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C847 | COM | 1,386 | $102,000 | thousands by filing date | |
| NCR VOYIX CORPORATION | 62886E108 | COM | 2,507 | $102,000 | thousands by filing date | |
| GABELLI MULTIMEDIA TR INC | 36239Q109 | COM | 14,123 | $102,000 | thousands by filing date | |
| WAGEWORKS INC | 930427109 | COM | 1,386 | $102,000 | thousands by filing date | |
| MACOM TECH SOLUTIONS HLDGS INC COM | 55405Y100 | Stock | 2,169 | $101,000 | thousands by filing date | |
| JBT MAREL CORPORATION | 477839104 | COM | 1,182 | $101,000 | thousands by filing date | |
| II VI INC | 902104108 | COM | 3,402 | $101,000 | thousands by filing date | |
| STATOIL ASA | 85771P102 | SPONSORED ADR | 5,549 | $101,000 | thousands by filing date | |
| NUANCE COMMUNICATIONS INC | 67020Y100 | COM | 6,847 | $101,000 | thousands by filing date | |
| DEUTSCHE MULTI-MKT INCOME TR SHS | 25160E102 | CEF | 11,868 | $101,000 | thousands by filing date | |
| WORKDAY INC CL A | 98138H101 | Stock | 1,515 | $100,000 | thousands by filing date | |
| UNITED THERAPEUTICS CORP DEL COM | 91307C102 | Stock | 700 | $100,000 | thousands by filing date | |
| TELEFLEX INCORPORATED | 879369106 | COM | 618 | $100,000 | thousands by filing date | |
| IAC INTERACTIVECORP | 44919P508 | COM | 1,543 | $100,000 | thousands by filing date | |
| NICOLET BANKSHARES INC | 65406E102 | COM | 2,117 | $100,000 | thousands by filing date | |
| HARTFORD MULTIFACTOR EMERGING MARKETS ETF | 518416201 | ETF | 4,850 | $100,000 | thousands by filing date | |
| STAR GROUP LP | 85512C105 | UNIT LTD PARTNR | 9,246 | $100,000 | thousands by filing date | |
| ISHARES INC | 464286624 | MSCI THAILND ETF | 1,396 | $100,000 | thousands by filing date | |
| LIONS GATE ENTMNT CORP | 535919500 | CL B NON VTG | 4,106 | $100,000 | thousands by filing date | |
| DEL MONTE CORP ORD | G36738105 | Stock | 1,632 | $99,000 | thousands by filing date | |
| BLACKROCK INVESTMENT QUALITY M | 09247D105 | COM | 6,735 | $99,000 | thousands by filing date | |
| CENTERSTATE BK CORP | 15201P109 | COM | 3,953 | $99,000 | thousands by filing date | |
| ALLY FINL INC COM | 02005N100 | Stock | 5,188 | $98,000 | thousands by filing date | |
| BOOZ ALLEN HAMILTON HLDG CORP CL A | 099502106 | Stock | 2,704 | $98,000 | thousands by filing date | |
| WHITE MTNS INS GROUP LTD | G9618E107 | COM | 117 | $98,000 | thousands by filing date | |
| ISHARES TR | 46429B606 | MSCI POLAND ETF | 5,426 | $98,000 | thousands by filing date | |
| IDACORP INC | 451107106 | COM | 1,229 | $98,000 | thousands by filing date | |
| EATON VANCE FLTG RATE INCOM | 278284104 | COM SHS BEN INT | 5,716 | $98,000 | thousands by filing date | |
| SPIRIT AIRLS INC | 848577102 | COM | 1,692 | $98,000 | thousands by filing date | |
| VWR CORP | 91843L103 | COM | 3,941 | $98,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DYN LSR | 73935X757 | COM | 2,457 | $98,000 | thousands by filing date | |
| ASHFORD HOSPITALITY | 044103109 | COMMON STOCK | 12,712 | $98,000 | thousands by filing date | |
| HI-CRUSH PARTNERS LP | 428337109 | COM UNIT LTD | 4,969 | $98,000 | thousands by filing date | |
| DIVERSIFIED REAL ASSET INC FD COM SHS | 25533B108 | CEF | 6,325 | $98,000 | thousands by filing date | |
| ACCELERON PHARMA INC | 00434H108 | COM | 3,803 | $97,000 | thousands by filing date | |
| CUSHING RENAISSANCE FD | 231647108 | COM | 5,617 | $97,000 | thousands by filing date | |
| HOWARD HUGHES CORPORATION | 44267D107 | COMMON STOCK | 856 | $97,000 | thousands by filing date | |
| COMPUTER SCIENCES CORP | 205363104 | COM | 1,638 | $97,000 | thousands by filing date | |
| U S G CORP | 903293405 | COM NEW | 3,334 | $97,000 | thousands by filing date | |
| POWERSHS DB US DOLLAR INDEX DO | 73936D107 | COM | 3,668 | $97,000 | thousands by filing date | |
| LEGG MASON BW GLB INC OPP FD | 52469B100 | COM | 8,205 | $97,000 | thousands by filing date | |
| ISHARES TR | 464289446 | RUS TOP 200 ETF | 1,880 | $96,000 | thousands by filing date | |
| ELBIT SYS LTD ORD | M3760D101 | Stock | 940 | $96,000 | thousands by filing date | |
| UDR INC COM | 902653104 | REIT | 2,619 | $96,000 | thousands by filing date | |
| AFFILIATED MANAGERS GROUP COM | 008252108 | Stock | 661 | $96,000 | thousands by filing date | |
| INVESCO CALIF VALUE MUNI INCOM | 46132H106 | COM | 7,935 | $96,000 | thousands by filing date | |
| FIRST TRUST INDXX GLOBALNATURAL RESOURCES INCOMEETF | 33734X838 | ETF | 8,423 | $96,000 | thousands by filing date | |
| AVISTA CORP COM | 05379B107 | Stock | 2,377 | $95,000 | thousands by filing date | |
| TESORO CORP | 881609101 | COM | 1,079 | $95,000 | thousands by filing date | |
| MADISON STRTG SECTOR PREM FD | 558268108 | COM | 8,000 | $95,000 | thousands by filing date | |
| FNFV GROUP | 31620R402 | COM | 6,890 | $95,000 | thousands by filing date | |
| EMCOR GROUP INC COM | 29084Q100 | Stock | 1,331 | $94,000 | thousands by filing date | |
| IDEX CORP COM | 45167R104 | Stock | 1,048 | $94,000 | thousands by filing date | |
| PIMCO Investment Grade Co | 72201R817 | INV GRD CRP BD | 922 | $94,000 | thousands by filing date | |
| NEENAH PAPER INC | 640079109 | COM | 1,099 | $94,000 | thousands by filing date | |
| MCDERMOTT INTL INC | 580037109 | COM | 12,528 | $94,000 | thousands by filing date | |
| FITBIT INC | 33812L102 | CL A | 12,868 | $94,000 | thousands by filing date | |
| ENNIS INC COM | 293389102 | Stock | 5,350 | $93,000 | thousands by filing date | |
| CUBESMART COM | 229663109 | REIT | 3,439 | $93,000 | thousands by filing date | |
| PENSKE AUTOMOTIVE GRP INC COM | 70959W103 | Stock | 1,799 | $93,000 | thousands by filing date | |
| TELEDYNE TECHNOLOGIES INC COM | 879360105 | Stock | 757 | $93,000 | thousands by filing date | |
| SALLY BEAUTY HLDGS INC | 79546E104 | COM | 3,491 | $93,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092881 | MSCI MATLS INDEX | 3,236 | $93,000 | thousands by filing date | |
| TIMKEN CO | 887389104 | COM | 2,342 | $93,000 | thousands by filing date | |
| ABIOMED INC | 003654100 | COM | 829 | $93,000 | thousands by filing date | |
| FLAHERTY & CRUMRINE DYNAMIC | 33848W106 | SHS | 3,898 | $93,000 | thousands by filing date | |
| ISHARES TR | 46429B408 | CMN | 2,879 | $93,000 | thousands by filing date | |
| PANDORA MEDIA INC | 698354107 | COM | 7,211 | $93,000 | thousands by filing date | |
| Schwab U.S. Large-Cap Growth ETF | 808524300 | SHS | 1,646 | $92,000 | thousands by filing date | |
| GODADDY INC CL A | 380237107 | Stock | 2,658 | $92,000 | thousands by filing date | |
| ISHARES TR | 464288430 | ASIA 50 ETF | 1,985 | $92,000 | thousands by filing date | |
| CHEESECAKE FACTORY INC | 163072101 | COM | 1,555 | $92,000 | thousands by filing date | |
| GOLUB CAP BDC INC | 38173M102 | COM | 4,967 | $92,000 | thousands by filing date | |
| WORTHINGTON ENTERPRISES INC | 981811102 | COM | 1,945 | $92,000 | thousands by filing date | |
| JANUS HENDERSON SMALL/MID CAP GROWTH ALPHA ETF | 47103U209 | ETF | 2,937 | $92,000 | thousands by filing date | |
| VOYA PRIME RATE TRUST | 92913A100 | SH BEN INT | 16,676 | $92,000 | thousands by filing date | |
| ZAYO GROUP HLDGS INC COM | 98919V105 | Stock | 2,805 | $92,000 | thousands by filing date | |
| EXPRO GROUP HOLDINGS NV COM | N33462107 | Stock | 7,415 | $92,000 | thousands by filing date | |
| KBHOME | 48666K109 | COM | 5,737 | $91,000 | thousands by filing date | |
| ARTISAN PARTNERS ASSET MGMT I CL A | 04316A108 | Stock | 3,035 | $91,000 | thousands by filing date | |
| VALLEY NATL BANCORP | 919794107 | COM | 7,764 | $91,000 | thousands by filing date | |
| BANKUNITED INC | 06652K103 | COM | 2,424 | $91,000 | thousands by filing date | |
| WSTRN AST GLBL CORP OPP FD I | 95790C107 | COM | 5,263 | $91,000 | thousands by filing date | |
| QUALITY CARE PPTYS INC | 747545101 | COM | 5,826 | $91,000 | thousands by filing date | |
| SYNCHRONOSS TECHNOLOGIES INC | 87157B103 | COM | 2,371 | $91,000 | thousands by filing date | |
| TTM TECHNOLOGIES INC | 87305RAD1 | NOTE 1.750%12/1 | 60 | $91,000 | thousands by filing date | principal |
| FAIR ISAAC CORP COM | 303250104 | Stock | 754 | $90,000 | thousands by filing date | |
| MSC INDL DIRECT INC CL A | 553530106 | Stock | 982 | $90,000 | thousands by filing date | |
| EATON VANCE MUNICIPAL INCOME T | 27826U108 | SH BEN INT | 7,153 | $90,000 | thousands by filing date | |
| ETHAN ALLEN INTERIORS INC | 297602104 | COM | 2,433 | $90,000 | thousands by filing date | |
| TORTOISE MIDSTRM ENERGY FD I | 89148B101 | COM | 4,682 | $90,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W125 | FUTRE STRAT FD | 2,144 | $90,000 | thousands by filing date | |
| SANCHEZ ENERGY CORP | 79970Y105 | COMMON STOCK | 10,015 | $90,000 | thousands by filing date | |
| CIMAREX ENERGY CO COM | 171798101 | Stock | 662 | $90,000 | thousands by filing date | |
| POWERSHARES ETF TR II S&P SMCP | 73937B886 | ETF - EQUITY | 1,240 | $90,000 | thousands by filing date | |
| iShares Emerging Markets Dividend ETF | 464286319 | SHS | 2,570 | $89,000 | thousands by filing date | |
| TRIPADVISOR INC | 896945201 | COM | 1,916 | $89,000 | thousands by filing date | |
| FIRST TRUST ENERGY INCOME AND | 33738G104 | COM | 3,318 | $89,000 | thousands by filing date | |
| MAN TECH INTERNATIONAL CORP | 564563104 | CL A | 2,113 | $89,000 | thousands by filing date | |
| E TRADE FINANCIAL CORP | 269246401 | COM NEW | 2,589 | $89,000 | thousands by filing date | |
| EVOLUTION PETROLEUM CORP | 30049A107 | COMMON STOCK | 8,921 | $89,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W422 | INDIA ERNGS FD | 4,392 | $89,000 | thousands by filing date | |
| NUVEEN TAXABLE MUNICPAL INM FD COM | 67074C103 | CEF | 4,295 | $89,000 | thousands by filing date | |
| TRANSCANADA CORP | 89353D107 | COM | 1,966 | $89,000 | thousands by filing date | |
| NOBLE CORP PLC | G65431101 | SHS USD | 15,249 | $89,000 | thousands by filing date | |
| UBS AG LONDON BRH | 90267B682 | ETRAC ALER MLP | 4,459 | $89,000 | thousands by filing date | |
| TRAVELPORT WORLDWIDE LTD | G9019D104 | SHS | 6,327 | $89,000 | thousands by filing date | |
| DECKERS OUTDOOR CORP | 243537107 | COM | 1,582 | $88,000 | thousands by filing date | |
| HORACE MANN EDUCATORS CORP NEW COM | 440327104 | Stock | 2,053 | $88,000 | thousands by filing date | |
| CEMEX SAB DE CV SPON ADR NEW | 151290889 | ADR | 10,890 | $88,000 | thousands by filing date | |
| BLACKROCK MUN TARGET TERM TR | 09257P105 | COM SHS BEN IN | 4,000 | $88,000 | thousands by filing date | |
| GRUPO TELEVISA S A B | 40049J206 | SPON ADR REP ORD | 4,215 | $88,000 | thousands by filing date | |
| USA COMPRESSION PARTNERS LP | 90290N109 | COM UNIT LTDPAR | 5,100 | $88,000 | thousands by filing date | |
| WESTERN ASSET CORPORATE LN F | 95790J102 | COM | 7,835 | $88,000 | thousands by filing date | |
| BLACKROCK MUNIHLDGS NJ QLTY | 09254X101 | COM | 6,353 | $88,000 | thousands by filing date | |
| TABLEAU SOFTWARE INC | 87336U105 | CL A | 2,086 | $88,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459Y694 | CMN | 2,156 | $88,000 | thousands by filing date | |
| NUVEEN PA INVT QUALITY MUN F | 670972108 | COM | 6,776 | $88,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06739H776 | SP ADR 7.1%PF3 | 3,450 | $88,000 | thousands by filing date | |
| DEUTSCHE BK AG LONDON | 25153Q658 | ETN DJ HY 2022 | 4,751 | $88,000 | thousands by filing date | |
| iShares S&P Global Clean Energy Index Fund | 464288224 | COM | 11,162 | $87,000 | thousands by filing date | |
| iShares U.S. Treasury Bond ETF | 46429B267 | SHS | 3,477 | $87,000 | thousands by filing date | |
| LANDSTAR SYS INC COM | 515098101 | Stock | 1,017 | $87,000 | thousands by filing date | |
| PERMIAN BASIN RTY TR | 714236106 | UNIT BEN INT | 11,395 | $87,000 | thousands by filing date | |
| PRESTIGE CONSMR HEALTHCARE I | 74112D101 | COM | 1,664 | $87,000 | thousands by filing date | |
| BARINGS CORPORATE INVS | 06759X107 | COM | 5,642 | $87,000 | thousands by filing date | |
| PROSHARES TR | 74348A210 | SHRT RUSSELL2000 | 1,775 | $87,000 | thousands by filing date | |
| CALATLANTIC GROUP INC | 128195104 | COM | 2,567 | $87,000 | thousands by filing date | |
| BLACKROCK MULTI-SECTOR INCOME | 09258A107 | COM | 5,228 | $86,000 | thousands by filing date | |
| PIONEER FLOATING RATE FUND I | 72369J102 | COM | 7,210 | $86,000 | thousands by filing date | |
| SPRINT CORP | 85207U105 | COM SER 1 | 10,252 | $86,000 | thousands by filing date | |
| ABRDN PHYSICAL SILVER SHARES ETF | 26922X107 | COM | 5,497 | $86,000 | thousands by filing date | |
| COMFORT SYS USA INC COM | 199908104 | Stock | 2,540 | $85,000 | thousands by filing date | |
| STEPAN CO | 858586100 | COM | 1,045 | $85,000 | thousands by filing date | |
| HERBALIFE LTD | G4412G101 | COM SHS | 1,771 | $85,000 | thousands by filing date | |
| SUPERNUS PHARMACEUTICALS | 868459108 | COM | 3,395 | $85,000 | thousands by filing date | |
| INVESCO QUALITY MUNICIPAL INCO | 46133G107 | COM | 6,842 | $85,000 | thousands by filing date | |
| PDC ENERGY INC | 69327R101 | COM | 1,168 | $85,000 | thousands by filing date | |
| HIGHLAND FDS I | 430101774 | HI LD IBOXX SRLN | 4,539 | $85,000 | thousands by filing date | |
| STATE STREET SPDR ETF S&P RETAIL | 78464A714 | ETF | 1,943 | $85,000 | thousands by filing date | |
| EASTERLY GOVERNMENT PROPERTIES | 27616P103 | COMMON STOCK | 4,225 | $85,000 | thousands by filing date | |
| Q | 74876Y101 | Stock | 1,112 | $85,000 | thousands by filing date | |
| RESMED INC COM | 761152107 | Stock | 1,353 | $84,000 | thousands by filing date | |
| AMERICAN ASSETS TR INC COM | 024013104 | REIT | 1,945 | $84,000 | thousands by filing date | |
| CANADIAN NAT RES LTD MED TERM COM | 136385101 | Stock | 2,616 | $84,000 | thousands by filing date | |
| BLACKROCK UTILS INFRASTRUCTU | 09248D104 | COM | 4,525 | $84,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W844 | GLB US QTLY DIV | 1,827 | $84,000 | thousands by filing date | |
| RALPH LAUREN CORP | 751212101 | CL A | 929 | $84,000 | thousands by filing date | |
| SPIRE INC | 84857L101 | COM | 1,289 | $84,000 | thousands by filing date | |
| RUDOLPH TECHNOLOGIES INC | 781270103 | COM | 3,590 | $84,000 | thousands by filing date | |
| SUCAMPO PHARMACEUTICALS-CL A | 864909106 | CL A | 6,200 | $84,000 | thousands by filing date | |
| PROSHARES TR | 74347R107 | PSHS ULT S&P 500 | 1,097 | $83,000 | thousands by filing date | |
| RAYONIER INC COM | 754907103 | REIT | 3,117 | $83,000 | thousands by filing date | |
| POOL CORP COM | 73278L105 | Stock | 793 | $83,000 | thousands by filing date | |
| OSI SYSTEMS INC | 671044105 | COM | 1,092 | $83,000 | thousands by filing date | |
| PACIFIC PREMIER BANCORP INC | 69478X105 | COM | 2,351 | $83,000 | thousands by filing date | |
| LIBERTY BROADBAND A | 530307107 | COMMON STOCK | 1,157 | $83,000 | thousands by filing date | |
| DUPONT FABROS TECHNOLOGY INC | 26613Q106 | COM | 1,879 | $83,000 | thousands by filing date | |
| BBVA BANCO FRANCES S A | 07329M100 | CMN | 4,742 | $83,000 | thousands by filing date | |
| InterContinental Hotels | 45857p608 | CS | 1,847 | $83,000 | thousands by filing date | |
| KRATOS DEFENSE & SEC SOLUTIO | 50077B207 | COM NEW | 11,083 | $82,000 | thousands by filing date | |
| VERSUM MATLS INC | 92532W103 | COM | 2,926 | $82,000 | thousands by filing date | |
| TECHNIPFMC PLC | 30249U101 | COM | 2,332 | $82,000 | thousands by filing date | |
| SPDR S&P Aerospace & Defense ETF | 78464A631 | SHS | 1,285 | $81,000 | thousands by filing date | |
| VANGUARD RUSSELL 2000 VALUE ETF | 92206C649 | ETF | 784 | $81,000 | thousands by filing date | |
| UNIVERSAL CORP VA MTNS BK ENT COM | 913456109 | Stock | 1,269 | $81,000 | thousands by filing date | |
| OPENLANE INC | 48238T109 | COM | 1,904 | $81,000 | thousands by filing date | |
| GOLAR LNG LTD | G9456A100 | SHS | 3,548 | $81,000 | thousands by filing date | |
| AMC ENTMT HLDGS INC | 00165C104 | CL A COM | 2,405 | $81,000 | thousands by filing date | |
| ALEXANDER & BALDWIN INC NEW | 014491104 | COM | 1,793 | $81,000 | thousands by filing date | |
| ADVENT CLAYMORE ENH GRW & IN | 00765E104 | COM | 9,800 | $81,000 | thousands by filing date | |
| ELEVANCE HEALTH INC | 036752202 | PREFERRED STOCK | 1,737 | $81,000 | thousands by filing date | |
| GIGAMON INC | 37518B102 | COM | 1,787 | $81,000 | thousands by filing date | |
| AMERICAN FINANCIAL GROUP INC COM | 025932104 | Stock | 914 | $80,000 | thousands by filing date | |
| RYMAN HOSPITALITY PPTYS INC COM | 78377T107 | REIT | 1,272 | $80,000 | thousands by filing date | |
| GLOBUS MED INC CL A | 379577208 | Stock | 3,213 | $80,000 | thousands by filing date | |
| APTARGROUP INC COM | 038336103 | Stock | 1,083 | $80,000 | thousands by filing date | |
| KILROY REALTY CORP COM | 49427F108 | REIT | 1,086 | $80,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS INVESTM | 09254P108 | COM | 5,657 | $80,000 | thousands by filing date | |
| FLIR SYS INC | 302445101 | COM | 2,217 | $80,000 | thousands by filing date | |
| SUPER MICRO COMPUTER INC | 86800U104 | COM | 2,841 | $80,000 | thousands by filing date | |
| TECNOGLASS INC | G87264100 | ORD SHS | 6,500 | $80,000 | thousands by filing date | |
| DRIL-QUIP INC | 262037104 | COM | 1,314 | $80,000 | thousands by filing date | |
| SONIC CORP | 835451105 | COM | 3,048 | $80,000 | thousands by filing date | |
| AMETEK INC COM | 031100100 | Stock | 1,623 | $79,000 | thousands by filing date | |
| CANON INC-ADR | 138006309 | SPONSORED ADR | 2,832 | $79,000 | thousands by filing date | |
| WHITESTONE REIT | 966084204 | COM | 5,454 | $79,000 | thousands by filing date | |
| ORBOTECH LTD | M75253100 | ORD | 2,343 | $79,000 | thousands by filing date | |
| ORCHIDS PAPER PRODUCTS CO | 68572N104 | COMMON STOCK | 3,013 | $79,000 | thousands by filing date | |
| INVENSENSE INC | 46123D205 | COM | 6,246 | $79,000 | thousands by filing date | |
| WORKIVA INC COM CL A | 98139A105 | Stock | 5,700 | $78,000 | thousands by filing date | |
| UNITIL CORP COM | 913259107 | Stock | 1,729 | $78,000 | thousands by filing date | |
| ALAMOS GOLD INC COM CL A | 011532108 | Stock | 11,355 | $78,000 | thousands by filing date | |
| RE MAX HLDGS INC | 75524W108 | CL A | 1,403 | $78,000 | thousands by filing date | |
| MELCO RESORTS & ENTERTAINMENT | 585464100 | ADR | 4,930 | $78,000 | thousands by filing date | |
| SLR INVESTMENT CORP | 83413U100 | COM | 3,777 | $78,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L845 | QLT DIV DEF IDX | 2,015 | $78,000 | thousands by filing date | |
| GASTAR EXPLORATION LTD | 36729W202 | COMMON STOCK | 50,550 | $78,000 | thousands by filing date | |
| FIRST DATA CORP NEW COM CL A | 32008D106 | Stock | 5,516 | $78,000 | thousands by filing date | |
| NORWEGIAN CRUISE LINE HLDGS LT SHS | G66721104 | Stock | 1,821 | $77,000 | thousands by filing date | |
| SOMNIGROUP INTERNATIONAL INC COM | 88023U101 | Stock | 1,141 | $77,000 | thousands by filing date | |
| PLAINS GP HLDGS L P | 72651A207 | LTD PARTNR INT A | 2,240 | $77,000 | thousands by filing date | |
| MOBILE TELESYSTEMS PJSC | 607409109 | SPONSORED ADR | 8,395 | $77,000 | thousands by filing date | |
| Diamond Hill Investment Group Inc | 25264R207 | Common Stock | 365 | $77,000 | thousands by filing date | |
| POWERSHS EXCH TRAD FD TR INSURED NEW YORK MUNI | 73936T458 | ETF | 3,204 | $77,000 | thousands by filing date | |
| AMERICAN EAGLE OUTFITTERS INC COM | 02553E106 | Stock | 5,000 | $76,000 | thousands by filing date | |
| JABIL INC COM | 466313103 | Stock | 3,231 | $76,000 | thousands by filing date | |
| TELEFONAKTIEBOLAGET LM ERICSS ADR B SEK 10 | 294821608 | ADR | 13,047 | $76,000 | thousands by filing date | |
| GENERAL AMERICAN INVESTORS CO | 368802104 | COM | 2,436 | $76,000 | thousands by filing date | |
| STAMPS COM INC | 852857200 | COM NEW | 656 | $76,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A532 | STATE STREET SPD | 1,408 | $76,000 | thousands by filing date | |
| ZOES KITCHEN INC | 98979J109 | COM | 3,180 | $76,000 | thousands by filing date | |
| DIPLOMAT PHARMACY INC | 25456K101 | COM | 6,044 | $76,000 | thousands by filing date | |
| HEALTHSOUTH CORP | 421924309 | COM NEW | 1,851 | $76,000 | thousands by filing date | |
| TEGNA INC COM | 87901J105 | Stock | 3,454 | $75,000 | thousands by filing date | |
| POPULAR INC | 733174700 | COM NEW | 1,733 | $75,000 | thousands by filing date | |
| FIRST TRUST NEW OPPORTUNITIES | 33739M100 | COM | 5,884 | $75,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X863 | ST DOW INTL ETF | 2,070 | $75,000 | thousands by filing date | |
| LIBERTY PROPERTY TRUST | 531172104 | SH BEN INT | 1,905 | $75,000 | thousands by filing date | |
| STONE HBR EMERG MKTS TL INC | 86164W100 | COM | 5,500 | $75,000 | thousands by filing date | |
| ADVISORY BOARD CO/THE | 00762W107 | Domestic Common | 2,277 | $75,000 | thousands by filing date | |
| POWERSHARES GLOBAL EXCHANGE TRADED FD TR I-30 LADDERED | 73936T524 | ETF | 2,325 | $75,000 | thousands by filing date | |
| MICHAELS COS INC | 59408Q106 | COM | 3,636 | $75,000 | thousands by filing date | |
| PORTFOLIO RECOVERY ASSOCS IN | 73640QAB1 | NOTE 3.000% 8/0 | 80 | $75,000 | thousands by filing date | principal |
| Marine Harvest ASA | 56824R205 | ADR | 4,132 | $75,000 | thousands by filing date | |
| SANMINA CORP COM | 801056102 | Stock | 2,032 | $74,000 | thousands by filing date | |
| VERISIGN INC COM | 92343E102 | Stock | 979 | $74,000 | thousands by filing date | |
| DIEBOLD NXDF INC | 253651103 | COM | 2,965 | $74,000 | thousands by filing date | |
| XL GROUP LTD | G98294104 | COM | 1,994 | $74,000 | thousands by filing date | |
| LUMINEX CORP | 55027E102 | COMMON STOCK | 3,673 | $74,000 | thousands by filing date | |
| ALTRA HOLDINGS INC | 02208R106 | COMMON STOCK | 2,035 | $74,000 | thousands by filing date | |
| ENERPLUS CORP | 292766102 | COM | 7,767 | $74,000 | thousands by filing date | |
| ELLIE MAE INC | 28849P100 | COM | 878 | $74,000 | thousands by filing date | |
| DREW INDS INC | 26168L205 | COM NEW | 686 | $74,000 | thousands by filing date | |
| KEYCORP NEW | 493267405 | PFD 7.75% SR A | 550 | $74,000 | thousands by filing date | |
| POWERSHARES ACTIVE | 73935B805 | MNG ETF T S\&P.* DWNHDGE | 3,078 | $74,000 | thousands by filing date | |
| FIRSTCASH HOLDINGS INC. | 33767D105 | Common Stock | 1,571 | $74,000 | thousands by filing date | |
| CRESUD S A C I F Y A | 226406106 | SPONSORED ADR | 4,631 | $73,000 | thousands by filing date | |
| EMBRAER S.A. | 29082A107 | SPONSORED ADS | 3,815 | $73,000 | thousands by filing date | |
| COTY INC | 222070203 | COM CL A | 4,013 | $73,000 | thousands by filing date | |
| RELIANCE INC | 759509102 | COM | 923 | $73,000 | thousands by filing date | |
| NUVEEN CALIFORNIA AMT-FREE MUN | 670651108 | COM | 5,114 | $73,000 | thousands by filing date | |
| ACNB CORP | 000868109 | COMMON STOCK | 2,357 | $73,000 | thousands by filing date | |
| GOPRO INC | 38268T103 | CL A | 8,365 | $73,000 | thousands by filing date | |
| APARTMENT INVT & MGMT CO | 03748R101 | CL A | 1,629 | $73,000 | thousands by filing date | |
| INOVIO PHARMACEUTICALS INC | 45773H201 | COM NEW | 10,575 | $73,000 | thousands by filing date | |
| TRECORA RES | 894648104 | COM | 5,300 | $73,000 | thousands by filing date | |
| KEYSIGHT TECHNOLOGIES INC COM | 49338L103 | Stock | 1,962 | $72,000 | thousands by filing date | |
| SUMITOMO MITSUI FIN GRP INC | 86562M209 | SPONSORED ADR | 9,600 | $72,000 | thousands by filing date | |
| FIRST COMWLTH FINL CORP PA | 319829107 | COM | 5,046 | $72,000 | thousands by filing date | |
| ISHARES TR | 464288844 | US OIL EQ&SV ETF | 1,605 | $72,000 | thousands by filing date | |
| CRANE CO | 224399105 | COM | 995 | $72,000 | thousands by filing date | |
| KAYNE ANDERSON NEXTGEN ENERGY | 48661E108 | COM | 4,552 | $72,000 | thousands by filing date | |
| LIONS GATE ENTMNT CORP | 535919401 | CL A VTG | 2,708 | $72,000 | thousands by filing date | |
| AMC NETWORKS INC | 00164V103 | CL A | 1,372 | $72,000 | thousands by filing date | |
| PATTERN ENERGY GROUP INC | 70338P100 | CL A | 3,815 | $72,000 | thousands by filing date | |
| COOPER STANDARD HOLDING | 21676P103 | COMMON STOCK | 693 | $72,000 | thousands by filing date | |
| AES TR III | 00808N202 | PFD CV 6.75% | 1,435 | $72,000 | thousands by filing date | |
| POWERSHARES ETF TR II EURO CUR HDG | 73937B514 | ETF | 3,443 | $72,000 | thousands by filing date | |
| NATIONAL BEVERAGE CORP COM | 635017106 | Stock | 1,396 | $71,000 | thousands by filing date | |
| LOGITECH INTL S A SHS | H50430232 | Stock | 2,884 | $71,000 | thousands by filing date | |
| DONALDSON INC COM | 257651109 | Stock | 1,687 | $71,000 | thousands by filing date | |
| ANI PHARMACEUTICALS INC | 00182C103 | COM | 1,182 | $71,000 | thousands by filing date | |
| CALERES INC | 129500104 | COM | 2,156 | $71,000 | thousands by filing date | |
| HA SUSTAINABLE INFRA CAP INC | 41068X100 | COM | 3,805 | $71,000 | thousands by filing date | |
| BLACKROCK GLOBAL ENERGY AND RE | 09250U101 | COM | 4,909 | $71,000 | thousands by filing date | |
| HILTON WORLDWIDE HLDGS INC | 43300A104 | COM | 2,612 | $71,000 | thousands by filing date | |
| UNITED FIRE GROUP INC | 910340108 | COMMON STOCK | 1,447 | $71,000 | thousands by filing date | |
| CASS INFORMATION SYSTEMS INC | 14808P109 | COMMON STOCK | 976 | $71,000 | thousands by filing date | |
| COUSINS PROPERTIES INC | 222795106 | COM | 8,351 | $71,000 | thousands by filing date | |
| MONOTYPE IMAGING HOLDINGS, INC | 61022P100 | COM | 3,579 | $71,000 | thousands by filing date | |
| CALAMP CORP | 128126109 | COMMON STOCK | 4,904 | $71,000 | thousands by filing date | |
| DENBURY RES INC | 247916208 | COM NEW | 19,401 | $71,000 | thousands by filing date | |
| FERRO CORP | 315405100 | COM | 4,949 | $71,000 | thousands by filing date | |
| FOREST CITY RLTY TR INC | 345605109 | COM CL A | 3,392 | $71,000 | thousands by filing date | |
| TCF FINL CORP | 872275102 | COM | 3,629 | $71,000 | thousands by filing date | |
| ECHO GLOBAL LOGISTICS INC | 27875TAA9 | NOTE | 72 | $71,000 | thousands by filing date | principal |
| METHANEX CORP COM | 59151K108 | Stock | 1,598 | $70,000 | thousands by filing date | |
| SS&C TECH HLDGS COM | 78467J100 | Stock | 2,438 | $70,000 | thousands by filing date | |
| UNIVERSAL HLTH SVCS INC CL B | 913903100 | Stock | 671 | $70,000 | thousands by filing date | |
| HUBBELL INC COM | 443510607 | Stock | 609 | $70,000 | thousands by filing date | |
| AMERICAN HOMES 4 RENT | 02665T306 | CL A | 3,351 | $70,000 | thousands by filing date | |
| ISHARES INC | 464286665 | MSCI PAC JP ETF | 1,755 | $70,000 | thousands by filing date | |
| STEWARDSHIP FINL CORP | 860326107 | COM | 7,185 | $70,000 | thousands by filing date | |
| COLUMBIA ETF TR I | 19762B301 | I EM QUALITY ETF | 5,527 | $70,000 | thousands by filing date | |
| ON SEMICONDUCTOR CORP COM | 682189105 | Stock | 5,424 | $69,000 | thousands by filing date | |
| MADISON SQUARE GRDN SPRT CORP CL A | 55825T103 | Stock | 409 | $69,000 | thousands by filing date | |
| NEW JERSEY RES CORP | 646025106 | COM | 1,941 | $69,000 | thousands by filing date | |
| EATON VANCE CALIFORNIA MUNICIP | 27826F101 | SH BEN INT | 5,600 | $69,000 | thousands by filing date | |
| GUGGENHEIM ENHANCED EQUITY I | 40167B100 | COM | 8,600 | $69,000 | thousands by filing date | |
| PROSHARES TR | 74347R693 | PSHS ULTRA TECH | 704 | $69,000 | thousands by filing date | |
| INPHI CORP | 45772F107 | COM | 1,544 | $69,000 | thousands by filing date | |
| PGT INNOVATIONS INC | 69336V101 | COM | 6,000 | $69,000 | thousands by filing date | |
| UNIVERSAL HEALTH RLTY INCOME | 91359E105 | REIT | 1,047 | $69,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33737M102 | MID CP GR ALPH | 2,178 | $69,000 | thousands by filing date | |
| COMTECH TELECOMMUNICATIONS C | 205826209 | COM NEW | 5,820 | $69,000 | thousands by filing date | |
| LYDALL INC | 550819106 | COMMON STOCK | 1,117 | $69,000 | thousands by filing date | |
| FIRST DEFIANCE FINL CORP | 32006W106 | COMMON STOCK | 1,360 | $69,000 | thousands by filing date | |
| SENSATA TECHNOLOGIES HOLDING | N7902X106 | COMMON STOCK-FO | 1,764 | $69,000 | thousands by filing date | |
| SUPERIOR ENERGY SVCS INC | 868157108 | COM | 4,124 | $69,000 | thousands by filing date | |
| ANIXTER INTL INC | 035290105 | COM | 855 | $69,000 | thousands by filing date | |
| ASGN INC | 682159108 | COM | 1,560 | $69,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B662 | EM MRK LOW VOL | 3,321 | $69,000 | thousands by filing date | |
| COLONY CAP INC | 19624RAB2 | NOTE 3.875% 1/1 | 69 | $69,000 | thousands by filing date | principal |
| TRIMBLE INC COM | 896239100 | Stock | 2,253 | $68,000 | thousands by filing date | |
| RLI CORP COM | 749607107 | Stock | 1,072 | $68,000 | thousands by filing date | |
| ZILLOW GROUP INC CL C CAP STK | 98954M200 | Stock | 1,850 | $68,000 | thousands by filing date | |
| CHESAPEAKE UTILS CORP | 165303108 | COM | 1,014 | $68,000 | thousands by filing date | |
| WESTPAC BANKING CORP | 961214301 | SPONSORED ADR | 2,874 | $68,000 | thousands by filing date | |
| TUCOWS INC | 898697206 | COM NEW | 1,928 | $68,000 | thousands by filing date | |
| DNOW INC | 67011P100 | COMMON STOCK | 3,379 | $68,000 | thousands by filing date | |
| SUNOCO LOGISTICS PRTNRS L P | 86764L108 | COM UNITS | 2,817 | $68,000 | thousands by filing date | |
| ELLINGTON FINANCIAL LLC | 288522303 | COM | 4,355 | $68,000 | thousands by filing date | |
| NEUSTAR INC | 64126X201 | CL A | 2,073 | $68,000 | thousands by filing date | |
| ALLIED WRLD ASSUR COM HLDG A | H01531104 | SHS | 1,277 | $68,000 | thousands by filing date | |
| FINISH LINE/THE CL A | 317923100 | COM | 3,601 | $68,000 | thousands by filing date | |
| ATLAS AIR WORLDWIDE HLDGS IN | 049164BH8 | NOTE 2.250% 6/0 | 67 | $68,000 | thousands by filing date | principal |
| GETTY RLTY CORP NEW COM | 374297109 | REIT | 2,621 | $67,000 | thousands by filing date | |
| TRINET GROUP INC COM | 896288107 | Stock | 2,604 | $67,000 | thousands by filing date | |
| GEO GROUP INC NEW | 36162J106 | COM | 1,871 | $67,000 | thousands by filing date | |
| STEWART INFORMATION SVCS COR | 860372101 | COM | 1,461 | $67,000 | thousands by filing date | |
| SANDERSON FARMS | 800013104 | COM | 707 | $67,000 | thousands by filing date | |
| AIRCASTLE LTD | G0129K104 | COM | 3,185 | $67,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33733F101 | COM SHS | 1,280 | $67,000 | thousands by filing date | |
| BLACKROCK VA MUN BD TR | 092481100 | COM | 4,357 | $67,000 | thousands by filing date | |
| AMERICAN RAILCAR INDUSTRIES | 02916P103 | COMMON STOCK | 1,487 | $67,000 | thousands by filing date | |
| BLACKROCK DEFINED OPPRTY CR | 09255Q105 | COM | 4,882 | $67,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N774 | VCSHS US DISCVRY | 1,654 | $67,000 | thousands by filing date | |
| CALAMP CORP | 128126AB5 | NOTE 1.625% 5/1 | 70 | $67,000 | thousands by filing date | principal |
| STATE NATIONAL. | 85711T305 | Common Stock | 4,800 | $67,000 | thousands by filing date | |
| RLJ LODGING TR COM | 74965L101 | REIT | 2,667 | $66,000 | thousands by filing date | |
| CLOUGH GLOBAL EQUITY FD | 18914C100 | COM | 5,900 | $66,000 | thousands by filing date | |
| CLEARWATER PAPER CORP | 18538R103 | COM | 1,000 | $66,000 | thousands by filing date | |
| ABRDN NATL MUN INCOME FD SH BEN INT | 24610T108 | CEF | 5,000 | $66,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33737M201 | MID CAP VAL FD | 2,000 | $66,000 | thousands by filing date | |
| PIMCO GLOBAL STOCKPLUS INCOM | 722011103 | COM | 4,725 | $66,000 | thousands by filing date | |
| AIR TRANSPORT SERVICES GRP I | 00922R105 | COM | 4,165 | $66,000 | thousands by filing date | |
| JOY GLOBAL INC | 481165108 | COM | 2,338 | $66,000 | thousands by filing date | |
| BROCADE COMMUNICATIONS SYS I | 111621306 | COM NEW | 5,251 | $66,000 | thousands by filing date | |
| PANHANDLE OIL AND GAS INC | 698477106 | CL A | 2,800 | $66,000 | thousands by filing date | |
| ARGOS THERAPEUTICS INC | 040221103 | COM | 13,500 | $66,000 | thousands by filing date | |
| ACADIA HEALTHCARE COMPANY INC COM | 00404A109 | Stock | 1,948 | $65,000 | thousands by filing date | |
| GENPACT LIMITED SHS | G3922B107 | Stock | 2,664 | $65,000 | thousands by filing date | |
| AECOM COM | 00766T100 | Stock | 1,792 | $65,000 | thousands by filing date | |
| BRIXMOR PPTY GROUP INC | 11120U105 | COM | 2,647 | $65,000 | thousands by filing date | |
| SENSIENT TECHNOLOGIES CORP | 81725T100 | COM | 822 | $65,000 | thousands by filing date | |
| AGCO CORP | 001084102 | COM | 1,107 | $65,000 | thousands by filing date | |
| JOHNSON OUTDOORS INC A | 479167108 | COMMON STOCK | 1,629 | $65,000 | thousands by filing date | |
| ISHARES TR | 464288174 | GL TIMB FORE ETF | 1,205 | $65,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W331 | NEW ECON REAL ES | 2,589 | $65,000 | thousands by filing date | |
| DEPOMED INC | 249908104 | COM | 3,607 | $65,000 | thousands by filing date | |
| UNITED COMMUNITY FINANCIAL | 909839102 | COM | 7,253 | $65,000 | thousands by filing date | |
| INTELIQUENT INC | 45825N107 | COM | 2,852 | $65,000 | thousands by filing date | |
| CITIZENS FIRST CORP | 17462Q107 | COM | 3,600 | $65,000 | thousands by filing date | |
| APOLLO COML REAL EST FIN INC | 03762UAA3 | NOTE 5.500% 3/1 | 62 | $65,000 | thousands by filing date | principal |
| BLACKSTONE MTG TR INC | 09257WAA8 | NOTE 5.250pcnt12/0 | 58 | $65,000 | thousands by filing date | principal |
| BALCHEM CORP | 057665200 | COM | 762 | $64,000 | thousands by filing date | |
| POST HLDGS INC | 737446104 | COM | 793 | $64,000 | thousands by filing date | |
| Matrix Service Company | 576853105 | COM | 2,804 | $64,000 | thousands by filing date | |
| WESTERN ASSET MTG DEFINED OP | 95790B109 | COM | 2,805 | $64,000 | thousands by filing date | |
| PIMCO STRATEGIC INCOME FD | 72200X104 | COM | 7,249 | $64,000 | thousands by filing date | |
| CARDTRONICS PLC | G1991C105 | COMMON STOCK-FO | 1,159 | $64,000 | thousands by filing date | |
| MMA Capital Management LLC | 55315D105 | COM | 3,382 | $64,000 | thousands by filing date | |
| CALUMET SPECIALTY PRODS PART | 131476103 | COM | 15,910 | $64,000 | thousands by filing date | |
| SYNERGY PHARMACEUTICALS DEL | 871639308 | COM NEW | 10,550 | $64,000 | thousands by filing date | |
| EQUITY COMWLTH | 294628201 | 6.5% CNV PFD D | 2,500 | $64,000 | thousands by filing date | |
| AMPLIFY SNACK BRANDS | 03211L102 | COM | 7,251 | $64,000 | thousands by filing date | |
| MTGE INVT CORP COM | 55378A105 | REIT | 4,092 | $64,000 | thousands by filing date | |
| BLACKROCK CAPITAL INVESTMENT | 092533AB4 | NOTE 5.500prct 2/1 | 63 | $64,000 | thousands by filing date | principal |
| TD SYNNEX CORPORATION COM | 87162W100 | Stock | 516 | $63,000 | thousands by filing date | |
| WILLIS TOWERS WATSON PLC LTD SHS | G96629103 | Stock | 520 | $63,000 | thousands by filing date | |
| PBF ENERGY INC | 69318G106 | CL A | 2,266 | $63,000 | thousands by filing date | |
| GRUPO AEROPORTUNARIO DEL PAC | 400506101 | SPON ADS B | 773 | $63,000 | thousands by filing date | |
| UMB FINL CORP | 902788108 | COM | 823 | $63,000 | thousands by filing date | |
| WORKHORSE GROUP INC | 98138J206 | COM NEW | 8,906 | $63,000 | thousands by filing date | |
| ACACIA COMMUNICATIONS INC | 00401C108 | COM | 1,020 | $63,000 | thousands by filing date | |
| 22ND CENTY GROUP INC | 90137F103 | COM | 58,000 | $63,000 | thousands by filing date | |
| ENDURANCE SPECIALTY HLDGS LT | G30397106 | SHS | 673 | $63,000 | thousands by filing date | |
| HFF INC | 40418F108 | CL A | 2,051 | $63,000 | thousands by filing date | |
| Direxion All Cap Insider Senti | 25459Y769 | ETF | 815 | $63,000 | thousands by filing date | |
| RSP PERMIAN INC | 74978Q105 | COM | 1,417 | $63,000 | thousands by filing date | |
| SERVICE CORP INTL COM | 817565104 | Stock | 2,178 | $62,000 | thousands by filing date | |
| CNO FINL GROUP INC | 12621E103 | COM | 3,277 | $62,000 | thousands by filing date | |
| KEARNY FINL CORP MD | 48716P108 | COM | 3,941 | $62,000 | thousands by filing date | |
| NUVEEN REAL ASSET INCOME AND G | 67074Y105 | COM | 3,975 | $62,000 | thousands by filing date | |
| AMERICAN VANGUARD CORP | 030371108 | COM | 3,250 | $62,000 | thousands by filing date | |
| WESCO AIRCRAFT HOLDINGS INC | 950814103 | COMMON STOCK | 4,106 | $62,000 | thousands by filing date | |
| QEP RESOURCES INC | 74733V100 | COM | 3,372 | $62,000 | thousands by filing date | |
| MASTEC INC COM | 576323109 | Stock | 1,585 | $61,000 | thousands by filing date | |
| SCIENCE APPLICATIONS INTL CORP COM | 808625107 | Stock | 709 | $61,000 | thousands by filing date | |
| SIGNET JEWELERS LTD SHS | G81276100 | Stock | 645 | $61,000 | thousands by filing date | |
| ISHARES TR MSCI EURO FL ETF | 464289180 | MSCI EURO FL ETF | 3,176 | $61,000 | thousands by filing date | |
| TRUSTMARK CORP | 898402102 | COM | 1,694 | $61,000 | thousands by filing date | |
| NUVEEN REAL ESTATE INCOME FD | 67071B108 | COM | 5,616 | $61,000 | thousands by filing date | |
| DAVE & BUSTERS ENTMT INC | 238337109 | COM | 1,085 | $61,000 | thousands by filing date | |
| IMAX CORP | 45245E109 | COM | 1,955 | $61,000 | thousands by filing date | |
| REX AMERICAN RESOURCES CORP | 761624105 | COMMON STOCK | 620 | $61,000 | thousands by filing date | |
| COHEN & STEERS MLP INC & ENR | 19249B106 | COM SHS | 5,600 | $61,000 | thousands by filing date | |
| POWERSHARES GLOBAL ETF FD | 73936G308 | S&P 500 BUYWRT | 2,846 | $61,000 | thousands by filing date | |
| AKORN INC | 009728106 | COM | 2,781 | $61,000 | thousands by filing date | |
| POWERSHARES | 73936Q108 | EXCHANGE TRADED | 2,895 | $61,000 | thousands by filing date | |
| THERAPEUTICSMD INC | 88338N107 | COM | 10,565 | $61,000 | thousands by filing date | |
| EATON VANCE NEW YORK MUN BD | 27827Y109 | COM | 5,000 | $61,000 | thousands by filing date | |
| FRANCESCAS HLDGS CORP | 351793104 | COM | 3,351 | $61,000 | thousands by filing date | |
| REDWOOD TR INC | 758075AB1 | NOTE 4.625% 4/1 | 61 | $61,000 | thousands by filing date | principal |
| ALLIANCE HOLDINGS GP LP | 01861G100 | COM UNITS LP | 2,190 | $61,000 | thousands by filing date | |
| ILG INC | 44967H101 | COM | 3,400 | $61,000 | thousands by filing date | |
| CASTLIGHT HEALTH INC CL B | 14862Q100 | Stock | 12,500 | $61,000 | thousands by filing date | |
| BOK FINL CORP COM NEW | 05561Q201 | Stock | 726 | $60,000 | thousands by filing date | |
| CROWN HLDGS INC COM | 228368106 | Stock | 1,147 | $60,000 | thousands by filing date | |
| W & T OFFSHORE INC | 92922P106 | COM | 21,700 | $60,000 | thousands by filing date | |
| JOHN HANCOCK EXCHANGE TRADED | 47804J206 | MULTIFACTOR MI | 2,100 | $60,000 | thousands by filing date | |
| PETROLEO BRASILEIRO S A | 71654V408 | SPONSORED ADR | 5,851 | $60,000 | thousands by filing date | |
| Mallinckrodt Plc | G5785G107 | SHS | 1,208 | $60,000 | thousands by filing date | |
| COVANTA HLDG CORP | 22282E102 | COM | 3,753 | $60,000 | thousands by filing date | |
| GANNETT SPINCO INC | 36473H104 | COM | 6,161 | $60,000 | thousands by filing date | |
| KEWAUNEE SCIENTIFIC CP | 492854104 | COMM | 2,474 | $60,000 | thousands by filing date | |
| RELX NV | 75955B102 | SPONSORED ADR | 3,563 | $60,000 | thousands by filing date | |
| TEEKAY LNG PARTNERS L P | Y8564M105 | PRTNRSP UNITS | 4,156 | $60,000 | thousands by filing date | |
| AMERICAN CAPITAL LTD | 02503Y103 | COM | 3,346 | $60,000 | thousands by filing date | |
| FORESTAR GROUP INC | 346232AB7 | NOTE 3.750% 3/0 | 60 | $60,000 | thousands by filing date | principal |
| SYNGENTA AG ADR | 87160A100 | SPONS ADR | 774 | $60,000 | thousands by filing date | |
| HORIZON PHARMA PLC | G4617B105 | SHS | 3,740 | $60,000 | thousands by filing date | |
| PILGRIMS PRIDE CORP COM | 72147K108 | Stock | 3,111 | $59,000 | thousands by filing date | |
| WATSCO INC COM | 942622200 | Stock | 398 | $59,000 | thousands by filing date | |
| ISHARES TR | 464289420 | RUS TP200 VL ETF | 1,264 | $59,000 | thousands by filing date | |
| COPA HOLDINGS SA | P31076105 | CL A | 649 | $59,000 | thousands by filing date | |
| SAN JUAN BASIN RTY TR | 798241105 | UNIT BEN INT | 8,821 | $59,000 | thousands by filing date | |
| ISHARES TR | 46435G672 | CORE INTL AGGR | 1,130 | $59,000 | thousands by filing date | |
| SYNOVUS FINL CORP | 87161C501 | COM NEW | 1,438 | $59,000 | thousands by filing date | |
| PRA HEALTH SCIENCES INC | 69354M108 | COM | 1,066 | $59,000 | thousands by filing date | |
| BANCO MACRO S A | 05961W105 | SPON ADR B | 924 | $59,000 | thousands by filing date | |
| CONVERGYS CORP | 212485106 | COM | 2,390 | $59,000 | thousands by filing date | |
| WINDSTREAM HLDGS INC | 97382A200 | COM NEW | 7,929 | $59,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION | 74348TAQ5 | NOTE 4.750% 4/1 | 60 | $59,000 | thousands by filing date | principal |
| PIMCO DIVERSIFIED INCOME ACTIVE EXCHANGE-TRADED FUND | 72201R726 | ETF | 1,204 | $59,000 | thousands by filing date | |
| PROSHARES ULTRA BLOOMBERG CRUDE OIL | 74347W320 | ETF | 5,100 | $59,000 | thousands by filing date | |
| INFOSYS LTD SPONSORED ADR | 456788108 | ADR | 3,896 | $58,000 | thousands by filing date | |
| FEDERATED HERMES INC CL B | 314211103 | Stock | 2,058 | $58,000 | thousands by filing date | |
| HECLA MNG CO | 422704106 | COM | 11,080 | $58,000 | thousands by filing date | |
| BLOOMIN BRANDS INC | 094235108 | COM | 3,227 | $58,000 | thousands by filing date | |
| HEARTLAND EXPRESS INC | 422347104 | COM | 2,785 | $58,000 | thousands by filing date | |
| UNITED CMNTY BKS BLAIRSVLE G | 90984P303 | COM | 1,961 | $58,000 | thousands by filing date | |
| CANADIAN SOLAR INC | 136635109 | COM | 4,770 | $58,000 | thousands by filing date | |
| INVESCO TR INVT GRADE MUNS | 46131M106 | COM | 4,592 | $58,000 | thousands by filing date | |
| NUVEEN TAX-ADVANTAGED DIVID | 67073G105 | COM | 4,119 | $58,000 | thousands by filing date | |
| ALLIANZGI DIVERSIFIED INCOME | 01883J108 | COM | 3,074 | $58,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E333 | GLBX SUPRINC ETF | 4,589 | $58,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001681115-17-000001 | superseded | 2017-01-31 | acceptance time not in the bulk data set | |
| 13F-HR/A 0001681115-17-000011 | this filing | 2017-11-02 | acceptance time not in the bulk data set |