13F-HR/A filed by Advisor Group, Inc.
Advisor Group, Inc. filed this 13F-HR/A for the quarter ended 2016-09-30, filed 2017-11-02, with 4,620 holding rows worth $4,158,311,000.
- Accession
- 0001681115-17-000010
- Filer
- CIK 1681115
- Filed
- 2017-11-02
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2016
A holdings report, amendment of type restatement, 12,739 entries on the cover page, a total value of $4,158,311,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $4,158,311,000 with VALUE read as thousands by filing date, 13F file number 028-17493. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerROYAL ALLIANCE ASSOCIATES INC
- included managerSAGEPOINT FINANCIAL, INC.
- included managerFSC Securities CORP
- included managerWOODBURY FINANCIAL SERVICES, INC.
- included managerVision2020 Wealth Management Copr.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| AMERICA FIRST MULTIFAMILY IN | 02364V107 | BEN UNIT CTF | 8,800 | $53,000 | thousands by filing date | |
| KAPSTONE PAPER AND PACKAGING C | 48562P103 | COM | 2,767 | $53,000 | thousands by filing date | |
| TCF FINL CORP | 872275102 | COM | 3,657 | $53,000 | thousands by filing date | |
| KNOLL INC | 498904200 | COM NEW | 2,327 | $53,000 | thousands by filing date | |
| HFF INC | 40418F108 | CL A | 1,899 | $53,000 | thousands by filing date | |
| MERITAGE HOMES CORP | 59001AAR3 | NOTE | 53 | $53,000 | thousands by filing date | principal |
| POWERSHARES ETF TRUST II | 73936Q710 | GLBL ST HI YLD | 2,199 | $53,000 | thousands by filing date | |
| SIGNET JEWELERS LTD SHS | G81276100 | Stock | 701 | $52,000 | thousands by filing date | |
| SEABRIDGE GOLD INC | 811916105 | COM *D* | 4,650 | $52,000 | thousands by filing date | |
| SENSIENT TECHNOLOGIES CORP | 81725T100 | COM | 681 | $52,000 | thousands by filing date | |
| FIRST COMWLTH FINL CORP PA | 319829107 | COM | 5,076 | $52,000 | thousands by filing date | |
| WORTHINGTON ENTERPRISES INC | 981811102 | COM | 1,078 | $52,000 | thousands by filing date | |
| DYNAVAX TECHNOLOGIES CORP | 268158201 | COM NEW | 4,958 | $52,000 | thousands by filing date | |
| SANDERSON FARMS | 800013104 | COM | 539 | $52,000 | thousands by filing date | |
| AMERICAN VANGUARD CORP | 030371108 | COM | 3,250 | $52,000 | thousands by filing date | |
| ISHARES U S ETF TR | 46431W606 | IT RT HDG HGYL | 584 | $52,000 | thousands by filing date | |
| CENTRAL GARDEN PET CO | 153527106 | COMMON STOCK | 2,010 | $52,000 | thousands by filing date | |
| TRIO TECH INTL | 896712205 | COM NEW | 14,433 | $52,000 | thousands by filing date | |
| GENERAL MTRS CO | 37045V126 | *W EXP 07/10/201 | 3,743 | $52,000 | thousands by filing date | |
| UNITED COMMUNITY FINANCIAL | 909839102 | COM | 7,253 | $52,000 | thousands by filing date | |
| POWERSHARES DYNAMIC | 73935X104 | DYNAMIC MKT PT | 685 | $52,000 | thousands by filing date | |
| LIBERTY GLOBAL PLC | G5480U153 | COM | 1,871 | $52,000 | thousands by filing date | |
| CASTLIGHT HEALTH INC CL B | 14862Q100 | Stock | 12,500 | $52,000 | thousands by filing date | |
| PENNYMAC CORP | 70932AAB9 | NOTE 5.375% 5/0 | 54 | $52,000 | thousands by filing date | principal |
| CELANESE CORP DEL COM | 150870103 | Stock | 770 | $51,000 | thousands by filing date | |
| PARAMOUNT GROUP INC | 69924R108 | COM | 3,116 | $51,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W703 | INTL EQUITY FD | 1,089 | $51,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X511 | YIELD ENHANCD US | 980 | $51,000 | thousands by filing date | |
| BALCHEM CORP | 057665200 | COM | 658 | $51,000 | thousands by filing date | |
| CNO FINL GROUP INC | 12621E103 | COM | 3,335 | $51,000 | thousands by filing date | |
| SABINE RTY TR | 785688102 | UNIT BEN INT | 1,381 | $51,000 | thousands by filing date | |
| SAN JUAN BASIN RTY TR | 798241105 | UNIT BEN INT | 8,655 | $51,000 | thousands by filing date | |
| BIO-TECHNE CORP | 09073M104 | COM | 468 | $51,000 | thousands by filing date | |
| BLACKROCK MUNIVEST FUND II | 09253T101 | COM | 3,000 | $51,000 | thousands by filing date | |
| UNIVERSAL ELECTRS INC | 913483103 | COM | 694 | $51,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33737M201 | MID CAP VAL FD | 1,687 | $51,000 | thousands by filing date | |
| VIRTUS STONE HBR EMRG MKTS I | 86164T107 | COM | 3,185 | $51,000 | thousands by filing date | |
| MEDICINES CO | 584688105 | COM | 1,332 | $51,000 | thousands by filing date | |
| CSS INDS INC | 125906107 | COMMON STOCK | 2,000 | $51,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A305 | ALPCLONE ALTER | 1,421 | $51,000 | thousands by filing date | |
| TREVENA INC | 89532E109 | COM | 7,500 | $51,000 | thousands by filing date | |
| BADGER METER INC COM | 056525108 | Stock | 1,470 | $50,000 | thousands by filing date | |
| ANDERSONS INC COM | 034164103 | Stock | 1,359 | $50,000 | thousands by filing date | |
| GRUPO AEROPORTUNARIO DEL PAC | 400506101 | SPON ADS B | 528 | $50,000 | thousands by filing date | |
| ISHARES TR | 464287861 | EUROPE ETF | 1,279 | $50,000 | thousands by filing date | |
| EATON VANCE FLOATING-RATE INCO | 278279104 | COM | 3,446 | $50,000 | thousands by filing date | |
| EATON VANCE SENIOR INCOME FUND | 27826S103 | SH BEN INT | 7,735 | $50,000 | thousands by filing date | |
| BGC PARTNERS INC | 05541T101 | CL A | 5,724 | $50,000 | thousands by filing date | |
| U S CONCRETE INC | 90333L201 | COM | 1,065 | $50,000 | thousands by filing date | |
| KENNAMETAL INC | 489170100 | COM | 1,721 | $50,000 | thousands by filing date | |
| CLOVIS ONCOLOGY INC | 189464100 | COM | 1,393 | $50,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD INVESTMENT | 09254T100 | COM | 3,300 | $50,000 | thousands by filing date | |
| SPRINT CORP | 85207U105 | COM SER 1 | 7,578 | $50,000 | thousands by filing date | |
| NORTHSTAR ASSET | 66705Y104 | Common Stock | 3,901 | $50,000 | thousands by filing date | |
| VOYA FINANCIAL INC COM | 929089100 | Stock | 1,671 | $49,000 | thousands by filing date | |
| WATSCO INC COM | 942622200 | Stock | 349 | $49,000 | thousands by filing date | |
| AECOM COM | 00766T100 | Stock | 1,654 | $49,000 | thousands by filing date | |
| AMERICAN HOMES 4 RENT | 02665T306 | CL A | 2,300 | $49,000 | thousands by filing date | |
| GLACIER BANCORP INC NEW | 37637Q105 | COM | 1,731 | $49,000 | thousands by filing date | |
| MARTEN TRANSPORT LTD | 573075108 | COM | 2,353 | $49,000 | thousands by filing date | |
| BARNES GROUP INC | 067806109 | COM | 1,212 | $49,000 | thousands by filing date | |
| NUVEEN SELECT MATURITIES MUNIC | 67061t101 | CLSD FD | 4,635 | $49,000 | thousands by filing date | |
| CHICOS FAS INC | 168615102 | COM | 4,134 | $49,000 | thousands by filing date | |
| INC RESH HLDGS INC | 45329R109 | CL A | 1,120 | $49,000 | thousands by filing date | |
| PANHANDLE OIL AND GAS INC | 698477106 | CL A | 2,800 | $49,000 | thousands by filing date | |
| GUGGENHEIM INTERNATIONAL MUL | 18383Q804 | GUG | 3,200 | $49,000 | thousands by filing date | |
| BLACK KNIGHT INC | 09214X100 | COM | 1,218 | $49,000 | thousands by filing date | |
| METHANEX CORP COM | 59151K108 | Stock | 1,345 | $48,000 | thousands by filing date | |
| ROGERS COMMUNICATIONS INC CL B | 775109200 | Stock | 1,103 | $48,000 | thousands by filing date | |
| GEO GROUP INC NEW | 36162J106 | COM | 1,990 | $48,000 | thousands by filing date | |
| ORMAT TECHNOLOGIES INC | 686688102 | COM | 991 | $48,000 | thousands by filing date | |
| CHATHAM LODGING TR | 16208T102 | COM | 2,458 | $48,000 | thousands by filing date | |
| EATON VANCE MUN INCOME TERM | 27829U105 | SHS | 2,253 | $48,000 | thousands by filing date | |
| OUTFRONT MEDIA INC | 69007J106 | COM | 2,030 | $48,000 | thousands by filing date | |
| PROSHARES TR | 74347R669 | PSHS ULT SEMICDT | 383 | $48,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33739G103 | MNGD FUTRS STRGY | 1,015 | $48,000 | thousands by filing date | |
| NAVIOS MARITIME PART LP | Y62267102 | COM UT LTD PTN | 34,801 | $48,000 | thousands by filing date | |
| QIAGEN NV | N72482107 | COMMON STOCK-FO | 1,739 | $48,000 | thousands by filing date | |
| Plains Group Hldgs LP | 72651A108 | UT LTD PTNR | 3,736 | $48,000 | thousands by filing date | |
| SYNERGY PHARMACEUTICALS DEL | 871639308 | COM NEW | 8,750 | $48,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459Y116 | CSI300 CHINA1X | 1,150 | $48,000 | thousands by filing date | |
| NATIONAL HEALTH INVS INC | 63633DAE4 | NOTE 3.250% 4/0 | 42 | $48,000 | thousands by filing date | principal |
| TEREX CORP NEW COM | 880779103 | Stock | 1,904 | $47,000 | thousands by filing date | |
| MASTEC INC COM | 576323109 | Stock | 1,585 | $47,000 | thousands by filing date | |
| UPBOUND GROUP INC COM | 76009N100 | Stock | 3,716 | $47,000 | thousands by filing date | |
| NUVEEN DOW 30 DYNMC OVERWRT | 67075F105 | SHS | 3,236 | $47,000 | thousands by filing date | |
| TRUSTMARK CORP | 898402102 | COM | 1,674 | $47,000 | thousands by filing date | |
| SHAKE SHACK INC | 819047101 | CL A | 1,338 | $47,000 | thousands by filing date | |
| HOPE BANCORP INC | 43940T109 | COM | 2,716 | $47,000 | thousands by filing date | |
| WNS HOLDINGS LTD | 92932M101 | SPON ADR | 1,592 | $47,000 | thousands by filing date | |
| PIONEER MUNICIPAL HIGH INCOME | 723762100 | COM | 3,616 | $47,000 | thousands by filing date | |
| QUIDEL CORP | 74838J101 | COM | 2,142 | $47,000 | thousands by filing date | |
| WORLD WRESTLING ENTMT INC | 98156Q108 | CL A | 2,200 | $47,000 | thousands by filing date | |
| VERINT SYS INC | 92343X100 | COM | 1,261 | $47,000 | thousands by filing date | |
| WESTERN ASSET MTG DEFINED OP | 95790B109 | COM | 1,943 | $47,000 | thousands by filing date | |
| HOLLYSYS AUTOMATION TCHNGY L | G45667105 | SHS | 2,119 | $47,000 | thousands by filing date | |
| PATTERN ENERGY GROUP INC | 70338P100 | CL A | 2,112 | $47,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25490K281 | DLY EMG MK BL 3X | 720 | $47,000 | thousands by filing date | |
| WEIGHT WATCHERS INTL INC | 948626106 | COM | 4,529 | $47,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A573 | ST STR SP HCSVC | 854 | $47,000 | thousands by filing date | |
| ISLE OF CAPRI CASINOS | 464592104 | COMMON STOCK | 2,125 | $47,000 | thousands by filing date | |
| Zagg, Inc. | 98884U108 | COM | 5,663 | $47,000 | thousands by filing date | |
| RENEWABLE ENERGY GROUP INC | 75972AAA1 | NOTE 2.750 6/1 | 51 | $47,000 | thousands by filing date | principal |
| KBHOME | 48666K109 | COM | 2,872 | $46,000 | thousands by filing date | |
| RYMAN HOSPITALITY PPTYS INC COM | 78377T107 | REIT | 960 | $46,000 | thousands by filing date | |
| SCIENCE APPLICATIONS INTL CORP COM | 808625107 | Stock | 664 | $46,000 | thousands by filing date | |
| LIBERTY ALL STAR GROWTH FUND I | 529900102 | COM | 10,655 | $46,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459Y207 | NASDAQ 100 EQ WT | 677 | $46,000 | thousands by filing date | |
| SPECIAL OPPORTUNITIES FD INC | 84741T104 | COM | 3,070 | $46,000 | thousands by filing date | |
| LAKEFRONT BIOTHERAPEUTICS NV | 36315X101 | SPON ADR | 705 | $46,000 | thousands by filing date | |
| COHEN & STEERS MLP INC & ENR | 19249B106 | COM SHS | 4,250 | $46,000 | thousands by filing date | |
| SEASPINE HLDGS CORP | 81255T108 | COM | 4,516 | $46,000 | thousands by filing date | |
| ALLIED WRLD ASSUR COM HLDG A | H01531104 | SHS | 1,165 | $46,000 | thousands by filing date | |
| ABAXIS INC | 002567105 | COM | 886 | $46,000 | thousands by filing date | |
| WESTERN ASSET WORLDWIDE INCO | 957668106 | COM | 4,000 | $46,000 | thousands by filing date | |
| ORGANOVO HOLDINGS INC | 68620A104 | COMMON | 11,950 | $46,000 | thousands by filing date | |
| PBF ENERGY INC | 69318G106 | CL A | 1,977 | $45,000 | thousands by filing date | |
| BANCO SANTANDER CHILE NEW | 05965X109 | SP ADR REP COM | 2,167 | $45,000 | thousands by filing date | |
| SUMITOMO MITSUI FIN GRP INC | 86562M209 | SPONSORED ADR | 6,690 | $45,000 | thousands by filing date | |
| PREMIER INC | 74051N102 | CL A | 1,399 | $45,000 | thousands by filing date | |
| CUSHING RENAISSANCE FD | 231647108 | COM | 2,701 | $45,000 | thousands by filing date | |
| EASTERLY GOVERNMENT PROPERTIES | 27616P103 | COMMON STOCK | 2,386 | $45,000 | thousands by filing date | |
| TELEFONICA BRASIL SA FSPONSORED ADR 1 ADR REPS 2 ORD SHS | 87936R106 | COM | 3,148 | $45,000 | thousands by filing date | |
| HERTZ GLOBAL HLDGS INC | 42806J106 | COM | 1,103 | $45,000 | thousands by filing date | |
| CALPINE CORP | 131347304 | COM | 3,562 | $45,000 | thousands by filing date | |
| FQF TR | 351680103 | QUANTSHARE MOM | 1,866 | $45,000 | thousands by filing date | |
| TRUETT-HURST INC THST | 897871109 | COMMON | 27,755 | $45,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q585 | SPROTT JR GLD | 1,100 | $45,000 | thousands by filing date | |
| PROSHARES TR II ULTRA VIX SHORT | 74347W254 | CEF | 2,745 | $45,000 | thousands by filing date | |
| DR REDDYS LABS LTD ADR | 256135203 | ADR | 948 | $44,000 | thousands by filing date | |
| BOX INC CL A | 10316T104 | Stock | 2,750 | $44,000 | thousands by filing date | |
| ESSENT GROUP LTD COM | G3198U102 | Stock | 1,646 | $44,000 | thousands by filing date | |
| REXFORD INDL RLTY INC COM | 76169C100 | REIT | 1,891 | $44,000 | thousands by filing date | |
| ENDEAVOUR SILVER CORP | 29258Y103 | COM | 8,500 | $44,000 | thousands by filing date | |
| OLLIES BARGAIN OUTLET HLDGS | 681116109 | COM | 1,659 | $44,000 | thousands by filing date | |
| ULTRAPAR PARTICIPACOES SA | 90400P101 | SP ADR REP COM | 2,030 | $44,000 | thousands by filing date | |
| SERITAGE GROWTH PPTYS | 81752R100 | CL A | 860 | $44,000 | thousands by filing date | |
| WABASH NATIONAL CORP | 929566107 | COMMON STOCK | 3,083 | $44,000 | thousands by filing date | |
| TRI POINTE HOMES INC | 87265H109 | COM | 3,335 | $44,000 | thousands by filing date | |
| TRUSTCO BK CORP N Y | 898349105 | COM | 6,150 | $44,000 | thousands by filing date | |
| NUVEEN MICH QUALITY INCOME MUN FD INC | 670979103 | CEF | 3,000 | $44,000 | thousands by filing date | |
| GUGGENHEIM EQUAL | 40167M106 | COM SH BEN INT | 2,600 | $44,000 | thousands by filing date | |
| YAHOO INC | 984332AF3 | NOTE 12/0 | 44 | $44,000 | thousands by filing date | principal |
| EAGLE GRWTH & INCOME OPPTY F | 26958J105 | COM SHS BEN IN | 2,600 | $44,000 | thousands by filing date | |
| TICC CAPITAL CORP | 87244TAB5 | DBCV 7.500%11/0 | 43 | $44,000 | thousands by filing date | principal |
| CABOT CORP | 127055101 | COM | 845 | $43,000 | thousands by filing date | |
| USANA HEALTH SCIENCES INC | 90328M107 | COMMON STOCK | 305 | $43,000 | thousands by filing date | |
| FIRST TRUST INDXX GLOBALNATURAL RESOURCES INCOMEETF | 33734X838 | ETF | 4,124 | $43,000 | thousands by filing date | |
| CROSS TIMBERS RTY TR | 22757R109 | TR UNIT | 2,374 | $43,000 | thousands by filing date | |
| TORTOISE PIPELINE & ENERGY F | 89148H108 | COM | 2,025 | $43,000 | thousands by filing date | |
| GASTAR EXPLORATION LTD | 36729W202 | COMMON STOCK | 50,550 | $43,000 | thousands by filing date | |
| EVERBANK FINANCIAL CORPORATION | 29977G102 | COMMON STOCK | 2,233 | $43,000 | thousands by filing date | |
| STAGE STORES INC | 85254C305 | COMMON STOCK | 7,636 | $43,000 | thousands by filing date | |
| SERVICEMASTER GLOBAL HOLDING | 81761R109 | COMMON STOCK | 1,257 | $43,000 | thousands by filing date | |
| AMARIN CORP PLC | 023111206 | SPONS ADR NEW | 13,239 | $43,000 | thousands by filing date | |
| ROADRUNNER TRNSN SVCS HLDG I | 76973Q105 | COM | 5,366 | $43,000 | thousands by filing date | |
| GOLDMAN SACHS GROUP INC | 38141GMG6 | CNV | 35 | $43,000 | thousands by filing date | principal |
| ISHARES TR | 46434VAA8 | IBONDS DEC18 ETF | 1,721 | $43,000 | thousands by filing date | |
| GRUPO FINANCIERO GALICIA | 399909100 | SPONSORED ADR | 1,366 | $42,000 | thousands by filing date | |
| NEXSTAR MEDIA GROUP INC COMMON STOCK | 65336K103 | Stock | 742 | $42,000 | thousands by filing date | |
| EMBRAER S.A. | 29082A107 | SPONSORED ADS | 2,421 | $42,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A797 | ST STR SP BANK | 1,253 | $42,000 | thousands by filing date | |
| UNITED CMNTY BKS BLAIRSVLE G | 90984P303 | COM | 1,961 | $42,000 | thousands by filing date | |
| TAUBMAN CTRS INC | 876664103 | COM | 568 | $42,000 | thousands by filing date | |
| CHINA TELECOM CORP LTD | 169426103 | SPON ADR H SHS | 806 | $42,000 | thousands by filing date | |
| EAGLE PHARMACEUTICALS INC | 269796108 | COM | 600 | $42,000 | thousands by filing date | |
| VERADIGM INC | 01988P108 | COMMON STOCK | 3,210 | $42,000 | thousands by filing date | |
| O-I GLASS, INC. | 690768403 | COM | 2,289 | $42,000 | thousands by filing date | |
| ETFS PRECIOUS METALSBASKET TR ETFS PHYSICAL PM BASKET SHS | 26922W109 | ETF | 631 | $42,000 | thousands by filing date | |
| NEW SR INVT GROUP INC | 648691103 | COM | 3,637 | $42,000 | thousands by filing date | |
| ENCORE CAP GROUP INC | 292554AH5 | NOTE 2.875% 3/1 | 55 | $42,000 | thousands by filing date | principal |
| SYNCHRONOSS TECHNOLOGIES INC | 87157BAA1 | NOTE 0.750 8/1 | 40 | $42,000 | thousands by filing date | principal |
| PROSPECT CAPITAL CORPORATION 5.75 03/15/2018 | 74348TAL6 | Convertible | 40 | $42,000 | thousands by filing date | principal |
| MATADOR RES CO COM | 576485205 | Stock | 1,702 | $41,000 | thousands by filing date | |
| COMPANHIA DE SANEAMENTO BASICO SPONSORED ADR | 20441A102 | ADR | 4,349 | $41,000 | thousands by filing date | |
| MIMEDX GROUP INC | 602496101 | COM | 4,750 | $41,000 | thousands by filing date | |
| SYNOVUS FINL CORP | 87161C501 | COM NEW | 1,249 | $41,000 | thousands by filing date | |
| WESTERN ASSET INTER MUNI FD | 958435109 | COM | 3,870 | $41,000 | thousands by filing date | |
| PIMCO NEW YORK MUN FD II | 72200Y102 | COM | 3,018 | $41,000 | thousands by filing date | |
| CONSOLIDATED WATER CO ORD SH | G23773107 | COMMON STOCK | 3,605 | $41,000 | thousands by filing date | |
| MARTIN MIDSTREAM PRTNRS L P | 573331105 | UNIT L P INT | 2,044 | $41,000 | thousands by filing date | |
| ACXIOM CORP | 005125109 | COMMON STOCK | 1,547 | $41,000 | thousands by filing date | |
| INVESTORS BANCORP, INC. | 46146L101 | COMMON STOCK | 3,394 | $41,000 | thousands by filing date | |
| CAPSTEAD MTG CORP | 14067E506 | COM NO PAR | 4,305 | $41,000 | thousands by filing date | |
| BENEFITFOCUS INC | 08180D106 | COM | 1,031 | $41,000 | thousands by filing date | |
| ALTISOURCE PORTFOLIO SOLNS S | L0175J104 | REG SHS | 1,264 | $41,000 | thousands by filing date | |
| QUALITY SYS INC | 747582104 | COM | 3,674 | $41,000 | thousands by filing date | |
| DDR CORP | 23317H102 | COM | 2,419 | $41,000 | thousands by filing date | |
| IDERA PHARMACEUTICALS INC | 45168K306 | COM | 16,000 | $41,000 | thousands by filing date | |
| WELLS FARGO & CO | 94986RQH7 | MTNF 6/1 | 43 | $41,000 | thousands by filing date | principal |
| INVIVO THERAPEUTICS HLDGS CO | 46186M209 | COM NEW | 5,963 | $41,000 | thousands by filing date | |
| GLOBUS MED INC CL A | 379577208 | Stock | 1,768 | $40,000 | thousands by filing date | |
| HIGHWOODS PPTYS INC COM | 431284108 | REIT | 784 | $40,000 | thousands by filing date | |
| KRANESHARES TRUST CSI CHI INTERNET | 500767306 | CSI CHI INTERNET | 970 | $40,000 | thousands by filing date | |
| ISHARES TR | 464288182 | MSCI AC ASIA ETF | 672 | $40,000 | thousands by filing date | |
| WOLVERINE WORLD WIDE INC | 978097103 | COM | 1,728 | $40,000 | thousands by filing date | |
| NUVEEN FLOATING RATE INCOME | 67072T108 | COM | 3,627 | $40,000 | thousands by filing date | |
| KELLY SVCS INC | 488152208 | CL A | 2,080 | $40,000 | thousands by filing date | |
| UNIVERSAL DISPLAY CORP | 91347P105 | COM | 719 | $40,000 | thousands by filing date | |
| WESBANCO INC | 950810101 | COM | 1,219 | $40,000 | thousands by filing date | |
| CRANE CO | 224399105 | COM | 635 | $40,000 | thousands by filing date | |
| INVESCO QUALITY MUNICIPAL INCO | 46133G107 | COM | 2,911 | $40,000 | thousands by filing date | |
| ISHARES INC | 46434G509 | CUR HD MSCI EM | 1,831 | $40,000 | thousands by filing date | |
| LIBERTY GLOBAL PLC | G5480U104 | SHS CL A | 1,181 | $40,000 | thousands by filing date | |
| VOLITIONRX LTD | 928661107 | COM | 7,500 | $40,000 | thousands by filing date | |
| AVON PRODS INC | 054303102 | COM | 6,913 | $40,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B712 | KBW RG BK PORT | 935 | $40,000 | thousands by filing date | |
| NIMBLE STORAGE INC | 65440R101 | COM | 4,625 | $40,000 | thousands by filing date | |
| ServiceNow,Inc. | 81762P102 | COM | 498 | $39,000 | thousands by filing date | |
| CEMEX SAB DE CV SPON ADR NEW | 151290889 | ADR | 4,913 | $39,000 | thousands by filing date | |
| NATIONAL BEVERAGE CORP COM | 635017106 | Stock | 896 | $39,000 | thousands by filing date | |
| MERITAGE HOMES CORP COM | 59001A102 | Stock | 1,144 | $39,000 | thousands by filing date | |
| SHUTTERSTOCK INC COM | 825690100 | Stock | 612 | $39,000 | thousands by filing date | |
| UMB FINL CORP | 902788108 | COM | 672 | $39,000 | thousands by filing date | |
| WEX INC | 96208T104 | COM | 352 | $39,000 | thousands by filing date | |
| CHINA LIFE INSURANCE CO-ADR | 16939P106 | SPON ADR REP H | 2,892 | $39,000 | thousands by filing date | |
| BJS RESTAURANTS INC | 09180C106 | COM | 1,069 | $39,000 | thousands by filing date | |
| FLAHERTY & CRUMRINE PFD INCO | 338480106 | COM | 2,595 | $39,000 | thousands by filing date | |
| ADVISORSHARES TR | 00768Y206 | DORSEY WRIGT ADR | 972 | $39,000 | thousands by filing date | |
| NUVEEN PREFERRED & INCOME | 67075A106 | EXCHANGE TRADED | 1,600 | $39,000 | thousands by filing date | |
| GREENHILL & CO INC COM | 395259104 | Stock | 1,623 | $39,000 | thousands by filing date | |
| CHINA UNICOM HONG KONG | 16945R104 | SPONSORED ADR | 3,225 | $39,000 | thousands by filing date | |
| EKSO BIONICS HLDGS INC | 282644202 | COM NEW | 8,301 | $39,000 | thousands by filing date | |
| RACKSPACE HOSTING INC | 750086100 | COM | 1,219 | $39,000 | thousands by filing date | |
| TICC CAPITAL CORP | 87244T109 | COM | 6,577 | $39,000 | thousands by filing date | |
| MORGAN STANLEY | 61747W257 | RENMIN/USD ETN | 940 | $39,000 | thousands by filing date | |
| EXLSERVICE HLDGS INC COM | 302081104 | Stock | 754 | $38,000 | thousands by filing date | |
| VALMONT INDS INC COM | 920253101 | Stock | 284 | $38,000 | thousands by filing date | |
| CADENCE DESIGN SYSTEM INC COM | 127387108 | Stock | 1,473 | $38,000 | thousands by filing date | |
| W & T OFFSHORE INC | 92922P106 | COM | 21,700 | $38,000 | thousands by filing date | |
| ENPRO INC | 29355X107 | COM | 676 | $38,000 | thousands by filing date | |
| ESCO TECHNOLOGIES INC | 296315104 | COM | 823 | $38,000 | thousands by filing date | |
| CVR ENERGY, INC. | 12662P108 | COM | 2,681 | $38,000 | thousands by filing date | |
| DCP MIDSTREAM LP | 23311P100 | COM UT LTD PTN | 1,076 | $38,000 | thousands by filing date | |
| II VI INC | 902104108 | COM | 1,584 | $38,000 | thousands by filing date | |
| Phillips 66 Partners LP | 718549207 | COM UNIT REP INT | 791 | $38,000 | thousands by filing date | |
| PROOFPOINT INC | 743424103 | COM | 500 | $38,000 | thousands by filing date | |
| ENTRAVISION COMMUNICATIONS A | 29382R107 | COMMON STOCK | 5,011 | $38,000 | thousands by filing date | |
| BLACKHAWK NETWORK HOLDING INC | 09238E104 | COMMON STOCK | 1,247 | $38,000 | thousands by filing date | |
| ZION OIL & GAS INC | 989696109 | COM | 27,445 | $38,000 | thousands by filing date | |
| FTSE RAFI Internat'l Dev Mkts | 73936T789 | COM | 1,040 | $38,000 | thousands by filing date | |
| ON SEMICONDUCTOR CORP | 682189AK1 | NOTE 1.000%12/0 | 38 | $38,000 | thousands by filing date | principal |
| UBS AG LONDON BRH | 90267B765 | ETRAC 2X LEV LNG | 2,000 | $38,000 | thousands by filing date | |
| SPECTRANETICS CORP | 84760C107 | COM | 1,500 | $38,000 | thousands by filing date | |
| CVR REFINING LP COM UNIT REPSTG LTD PARTNER | 12663P107 | COM | 4,368 | $38,000 | thousands by filing date | |
| WISDOMTREE TRUST | 97717W828 | ASIA PAC EXJP FD | 622 | $38,000 | thousands by filing date | |
| Vanguard International Dividend Appreciation ETF | 921946810 | SHS | 642 | $37,000 | thousands by filing date | |
| TURKCELL ILETISIM SPON ADR NEW | 900111204 | ADR | 4,617 | $37,000 | thousands by filing date | |
| MORNINGSTAR INC COM | 617700109 | Stock | 458 | $37,000 | thousands by filing date | |
| HALOZYME THERAPEUTICS INC COM | 40637H109 | Stock | 3,062 | $37,000 | thousands by filing date | |
| ICICI BANK LIMITED ADR | 45104G104 | ADR | 4,915 | $37,000 | thousands by filing date | |
| TENET HEALTHCARE CORP COM NEW | 88033G407 | Stock | 1,622 | $37,000 | thousands by filing date | |
| BOOZ ALLEN HAMILTON HLDG CORP CL A | 099502106 | Stock | 1,178 | $37,000 | thousands by filing date | |
| INTERFACE INC | 458665304 | COM | 2,228 | $37,000 | thousands by filing date | |
| HINGHAM INSTN SVGS MASS | 433323102 | COM | 270 | $37,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS QUALITY | 09254C107 | COM | 2,500 | $37,000 | thousands by filing date | |
| NUVEEN MORTGAGE AND INCOME F | 670735109 | COM | 1,526 | $37,000 | thousands by filing date | |
| MBIA INC | 55262C100 | COMMON STOCK | 4,767 | $37,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33737M102 | MID CP GR ALPH | 1,178 | $37,000 | thousands by filing date | |
| WESTERN ASSET INVESTMENT GRA | 95766T100 | COM | 2,400 | $37,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33733C108 | SHS ISSUED FRST | 811 | $37,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E341 | GLB X GURU INDEX | 1,588 | $37,000 | thousands by filing date | |
| INTEL CORP | 458140AF7 | CORPORATE OBLIG | 21 | $37,000 | thousands by filing date | principal |
| ELEVANCE HEALTH INC | 036752202 | PREFERRED STOCK | 857 | $37,000 | thousands by filing date | |
| CREDIT SUISSE NASSAU BRH ETN L | 22542D852 | COM | 1,704 | $37,000 | thousands by filing date | |
| RYLAND GROUP 0.250 | 783764AS2 | NOTE 0.250% 6/0 | 40 | $37,000 | thousands by filing date | principal |
| ISHARES TR | 46435G862 | MSCI UN KNGDOM | 1,428 | $37,000 | thousands by filing date | |
| First Horizon Corporation | 320517105 | Common Capital Stock, par value $0.625 per share | 2,385 | $36,000 | thousands by filing date | |
| NVR INC COM | 62944T105 | Stock | 22 | $36,000 | thousands by filing date | |
| VIPSHOP HLDGS LTD SPONSORED ADS A | 92763W103 | ADR | 2,497 | $36,000 | thousands by filing date | |
| LGI HOMES INC COM | 50187T106 | Stock | 960 | $36,000 | thousands by filing date | |
| JONES LANG LASALLE INC COM | 48020Q107 | Stock | 319 | $36,000 | thousands by filing date | |
| NETSCOUT SYS INC | 64115T104 | COM | 1,216 | $36,000 | thousands by filing date | |
| IROBOT CORP | 462726100 | COM | 833 | $36,000 | thousands by filing date | |
| CLOUGH GLOBAL DIVID & INCOME | 18913Y103 | COM | 3,000 | $36,000 | thousands by filing date | |
| MORGAN STANLEY CHINA A SH FD | 617468103 | COM | 1,900 | $36,000 | thousands by filing date | |
| G III APPAREL GROUP LTD | 36237H101 | COM | 1,218 | $36,000 | thousands by filing date | |
| PROSHARES TR | 74348A541 | HGH YLD INT RATE | 536 | $36,000 | thousands by filing date | |
| GUGGENHEIM | 18383M605 | EXCHANGE TRADED | 850 | $36,000 | thousands by filing date | |
| JIVE SOFTWARE INC | 47760A108 | COM | 8,450 | $36,000 | thousands by filing date | |
| BLACKROCK NY MUN INCOME TR I | 09249R102 | COM | 2,100 | $36,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E176 | GURU INTL IDX | 2,586 | $36,000 | thousands by filing date | |
| Fidelity MSCI Real Estate Index ETF | 316092857 | SHS | 1,411 | $35,000 | thousands by filing date | |
| VANGUARDRUSSELL2000ETF | 92206C664 | STOK | 349 | $35,000 | thousands by filing date | |
| UNIVERSAL CORP VA MTNS BK ENT COM | 913456109 | Stock | 617 | $35,000 | thousands by filing date | |
| AEROVIRONMENT INC COM | 008073108 | Stock | 1,415 | $35,000 | thousands by filing date | |
| OLD NATL BANCORP IND | 680033107 | COM | 2,454 | $35,000 | thousands by filing date | |
| HEICO CORP NEW | 422806208 | CL A | 576 | $35,000 | thousands by filing date | |
| WERNER ENTERPRISES INC | 950755108 | COM | 1,511 | $35,000 | thousands by filing date | |
| JACK IN THE BOX INC | 466367109 | COM | 354 | $35,000 | thousands by filing date | |
| NUVEEN NY DIVI ADV | 67066X107 | COM | 2,286 | $35,000 | thousands by filing date | |
| PROSHARES TR | 74347X849 | INDX FD | 1,703 | $35,000 | thousands by filing date | |
| PS BUSINESS PKS INC CALIF | 69360J107 | COM | 312 | $35,000 | thousands by filing date | |
| LOGILITY SUPPLY CHAIN SOLUTIONS | 029683109 | COMMON STOCK | 3,124 | $35,000 | thousands by filing date | |
| PENGROWTH ENERGY CORP | 70706P104 | COMMON STOCK-FO | 21,813 | $35,000 | thousands by filing date | |
| FIRST DATA CORP NEW COM CL A | 32008D106 | Stock | 2,692 | $35,000 | thousands by filing date | |
| AERIE PHARMACEUTICALS INC | 00771V108 | COM | 951 | $35,000 | thousands by filing date | |
| POST PPTYS INC | 737464107 | COM | 521 | $35,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E747 | GLOB X NOR ETF | 3,182 | $35,000 | thousands by filing date | |
| ETF MANAGERS TR | 26924G805 | DRONE ECONMY STG | 1,310 | $35,000 | thousands by filing date | |
| FINISAR CORP | 31787AAM3 | NOTE 0.500%12/1 | 29 | $35,000 | thousands by filing date | principal |
| PHOTRONICS INC | 719405AK8 | NOTE 3.250 4/0 | 29 | $35,000 | thousands by filing date | principal |
| CAVCO INDS INC DEL | 149568107 | COM | 345 | $34,000 | thousands by filing date | |
| TERADYNE INC COM | 880770102 | Stock | 1,602 | $34,000 | thousands by filing date | |
| ARAMARK COM | 03852U106 | Stock | 906 | $34,000 | thousands by filing date | |
| CAPITOL FED FINL INC COM | 14057J101 | Stock | 2,446 | $34,000 | thousands by filing date | |
| SIERRA BANCORP | 82620P102 | COM | 1,800 | $34,000 | thousands by filing date | |
| DXP ENTERPRISES INC | 233377407 | COM NEW | 1,200 | $34,000 | thousands by filing date | |
| ZENDESK INC | 98936J101 | COM | 1,095 | $34,000 | thousands by filing date | |
| BLACKROCK MULTI-SECTOR INCOME | 09258A107 | COM | 2,008 | $34,000 | thousands by filing date | |
| NV5 HOLDINGS, INC | 62945V109 | COM | 1,064 | $34,000 | thousands by filing date | |
| NUVEEN REAL ASSET INCOME AND G | 67074Y105 | COM | 2,000 | $34,000 | thousands by filing date | |
| SELECT MED HLDGS CORP | 81619Q105 | COM | 2,529 | $34,000 | thousands by filing date | |
| KENNEDY-WILSON HOLDINGS INC | 489398107 | COM | 1,541 | $34,000 | thousands by filing date | |
| ASA GOLD AND PRECIOUS MTLS L | G3156P103 | SHS | 2,270 | $34,000 | thousands by filing date | |
| NAUTILUS INC | 63910B102 | COMMON STOCK | 1,510 | $34,000 | thousands by filing date | |
| UBS AG LONDON BRH | 90269A302 | ETRACS MTH2XRE | 2,155 | $34,000 | thousands by filing date | |
| ENERGOUS CORP | 29272C103 | COM | 1,715 | $34,000 | thousands by filing date | |
| TRAVELPORT WORLDWIDE LTD | G9019D104 | SHS | 2,242 | $34,000 | thousands by filing date | |
| OM ASSET MGMT PLC | G67506108 | SHS | 2,453 | $34,000 | thousands by filing date | |
| NVDA 1 12/1/18 | 67066GAC8 | Bond 30/360P2 U | 10 | $34,000 | thousands by filing date | principal |
| DEUTSCHE HIGH INCOME TR SHS | 25155R100 | CEF | 3,666 | $34,000 | thousands by filing date | |
| MANPOWERGROUP INC WIS COM | 56418H100 | Stock | 457 | $33,000 | thousands by filing date | |
| ALBANY INTL CORP | 012348108 | CL A | 805 | $33,000 | thousands by filing date | |
| GENWORTH FINL INC | 37247D106 | COM SHS | 6,741 | $33,000 | thousands by filing date | |
| ECHOSTAR CORP | 278768106 | CL A | 763 | $33,000 | thousands by filing date | |
| ISHARES TR | 464288844 | US OIL EQ&SV ETF | 834 | $33,000 | thousands by filing date | |
| GLADSTONE CAPITAL CORPORATION | 376535100 | COM | 4,085 | $33,000 | thousands by filing date | |
| AVANGRID INC | 05351W103 | COM | 801 | $33,000 | thousands by filing date | |
| SHAW COMMUNICATIONS INC | 82028K200 | CL B CONV | 1,578 | $33,000 | thousands by filing date | |
| DB GOLD DOUBLE LONG ETN | 25154H749 | DB GOLD DBL LNG | 1,240 | $33,000 | thousands by filing date | |
| FIRST BANCORP NC | 318910106 | COMMON STOCK | 1,650 | $33,000 | thousands by filing date | |
| SouthState Corp | 840441109 | Common Stock | 442 | $33,000 | thousands by filing date | |
| ESTERLINE TECHNOLOGIES CORP | 297425100 | COM | 434 | $33,000 | thousands by filing date | |
| CARDINAL FINANCIAL CORP | 14149F109 | COMMON STOCK | 1,268 | $33,000 | thousands by filing date | |
| INFINERA CORP | 45667G103 | COMMON STOCK | 3,746 | $33,000 | thousands by filing date | |
| HIBBETT INC | 428567101 | COM | 833 | $33,000 | thousands by filing date | |
| CHINA FD INC | 169373107 | COM | 2,000 | $33,000 | thousands by filing date | |
| PIER 1 IMPORTS INC | 720279108 | COM | 8,050 | $33,000 | thousands by filing date | |
| MORGAN STANLEY TRUSTS | 61745P874 | INCOME SECS INC | 1,750 | $33,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383Q861 | GUGG CHN RL EST | 1,425 | $33,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06739H214 | ETN DJUBS SGAR38 | 656 | $33,000 | thousands by filing date | |
| FLEXION THERAPEUTICS INC | 33938J106 | COM | 1,700 | $33,000 | thousands by filing date | |
| OPHTHOTECH CORP | 683745103 | COM | 724 | $33,000 | thousands by filing date | |
| WEB COM GROUP INC | 94733AAA2 | NOTE 1.000% 8/1 | 36 | $33,000 | thousands by filing date | principal |
| ANI PHARMACEUTICALS INC | 00182CAA1 | NOTE 3.00012/0 | 27 | $33,000 | thousands by filing date | principal |
| VANECK VECTORS SOLAR ENERGY ETF | 92189F874 | ETF | 847 | $33,000 | thousands by filing date | |
| SPDR Portfolio Emerging Markets ETF | 78463X509 | SHS | 529 | $32,000 | thousands by filing date | |
| VANGUARD S&P MID-CAP 400 VALUE ETF | 921932844 | ETF | 315 | $32,000 | thousands by filing date | |
| BOK FINL CORP COM NEW | 05561Q201 | Stock | 463 | $32,000 | thousands by filing date | |
| LIVE NATION ENTERTAINMENT INC COM | 538034109 | Stock | 1,179 | $32,000 | thousands by filing date | |
| TAKE-TWO INTERACTIVE SOFTWARE COM | 874054109 | Stock | 706 | $32,000 | thousands by filing date | |
| TERRENO RLTY CORP | 88146M101 | COM | 1,174 | $32,000 | thousands by filing date | |
| WORLD KINECT CORPORATION | 981475106 | COM | 698 | $32,000 | thousands by filing date | |
| CRESTWOOD EQUITY PARTNERS LP U | 226344208 | UNIT LTD PARTNER | 1,505 | $32,000 | thousands by filing date | |
| TORTOISE PWR & ENERGY INFRASTR | 89147X104 | COM | 1,450 | $32,000 | thousands by filing date | |
| ISHARES TR | 464288125 | 3YRTB ETF | 380 | $32,000 | thousands by filing date | |
| DSW INC-CLASS A | 23334L102 | CL A | 1,554 | $32,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459W730 | CMN | 1,208 | $32,000 | thousands by filing date | |
| CVR Partners, LP | 126633106 | LTD | 6,017 | $32,000 | thousands by filing date | |
| KOSMOS ENERGY LTD | G5315B107 | SHS | 5,011 | $32,000 | thousands by filing date | |
| CLOUD PEAK ENERGY INC | 18911Q102 | COM | 5,845 | $32,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DYN OIL | 73935X625 | COM | 2,771 | $32,000 | thousands by filing date | |
| POWERSHARES GLOBAL ETF TRUSTGB | 73936T623 | COM | 1,410 | $32,000 | thousands by filing date | |
| PLURISTEM THERAPEUTICS INC | 72940R102 | COM | 20,008 | $32,000 | thousands by filing date | |
| M B T FINANCIAL CORP | 578877102 | Stock | 3,499 | $32,000 | thousands by filing date | |
| INTERDIGITAL INC | 458660AD9 | NOTE 1.500% 3/0 | 26 | $32,000 | thousands by filing date | principal |
| PROSHARES TR | 74347R107 | PSHS ULT S&P 500 | 437 | $31,000 | thousands by filing date | |
| TRIMBLE INC COM | 896239100 | Stock | 1,097 | $31,000 | thousands by filing date | |
| LATTICE SEMICONDUCTOR CORP COM | 518415104 | Stock | 4,705 | $31,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X459 | ST STR SP GLBDIV | 485 | $31,000 | thousands by filing date | |
| GOLDMAN SACHS BDC INC | 38147U107 | SHS | 1,418 | $31,000 | thousands by filing date | |
| BOTTOMLINE TECH INC DEL | 101388106 | COM | 1,316 | $31,000 | thousands by filing date | |
| BLACKROCK N Y MUN INCOME TRU | 09248L106 | SH BEN INT | 1,920 | $31,000 | thousands by filing date | |
| TOOTSIE ROLL INDS INC | 890516107 | COM | 843 | $31,000 | thousands by filing date | |
| 8X8 INC | 282914100 | COMMON STOCK | 2,000 | $31,000 | thousands by filing date | |
| MATTHEWS INTL CORP CLASS A | 577128101 | COMMON STOCK | 511 | $31,000 | thousands by filing date | |
| METHODE ELECTRONICS INC | 591520200 | COMMON STOCK | 918 | $31,000 | thousands by filing date | |
| NUVEEN AMT-FREE MUN VALUE FD | 670695105 | COM | 1,650 | $31,000 | thousands by filing date | |
| ALLIANCE CALIFORNIA MUNICIPAL | 018546101 | COM | 2,000 | $31,000 | thousands by filing date | |
| HUANENG PWR INTL INC | 443304100 | SPON ADR H SHS | 1,218 | $31,000 | thousands by filing date | |
| BROADSOFT INC | 11133B409 | COM | 666 | $31,000 | thousands by filing date | |
| M/I HOMES INC | 55292PAB1 | NOTE 3.000% 3/0 | 31 | $31,000 | thousands by filing date | principal |
| RYDEX ETF TRUST | 78355W700 | GUG S&P SC600 PV | 495 | $31,000 | thousands by filing date | |
| TALEN ENERGY CORP | 87422J105 | COM | 2,225 | $31,000 | thousands by filing date | |
| SIENTRA INC | 82621J105 | COM | 3,500 | $31,000 | thousands by filing date | |
| ASHFORD HOSPITALITY PRIME IN | 044102101 | COM | 2,179 | $31,000 | thousands by filing date | |
| JOHN HANCOCK EXCHANGE TRADED | 47804J602 | mc | 1,000 | $31,000 | thousands by filing date | |
| MURPHY USA INC COM | 626755102 | Stock | 427 | $30,000 | thousands by filing date | |
| LUMENTUM HLDGS INC COM | 55024U109 | Stock | 720 | $30,000 | thousands by filing date | |
| NEW YORK LIFE INVESTMENTS ET | 45409B800 | NYLI MERGER ARBI | 1,025 | $30,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A540 | ST STR SP TELCO | 460 | $30,000 | thousands by filing date | |
| MERCURY GENL CORP NEW | 589400100 | COM | 555 | $30,000 | thousands by filing date | |
| MONROE CAPITAL CORP | 610335101 | COM | 1,900 | $30,000 | thousands by filing date | |
| HILL ROM HLDGS INC | 431475102 | COM | 483 | $30,000 | thousands by filing date | |
| YORK WATER CO | 987184108 | COMMON STOCK | 1,017 | $30,000 | thousands by filing date | |
| FIRST TR/ABERDEEN EMERG OPT | 33731K102 | COM | 2,000 | $30,000 | thousands by filing date | |
| CHUY'S HOLDINGS INC | 171604101 | COMMON STOCK | 1,088 | $30,000 | thousands by filing date | |
| OFFICE DEPOT INC | 676220106 | COM | 8,540 | $30,000 | thousands by filing date | |
| BOARDWALK PIPELINE PARTNERS | 096627104 | UT LTD PARTNER | 1,791 | $30,000 | thousands by filing date | |
| LEGACY RESERVES LP | 524707304 | UNIT LP INT | 22,619 | $30,000 | thousands by filing date | |
| BLACKROCK NY MUNI INC QLTY T | 09249U105 | COM | 2,010 | $30,000 | thousands by filing date | |
| POWERSHARES DYNAMIC OTC | 73935X203 | COM | 382 | $30,000 | thousands by filing date | |
| AKERS BIOSCIENCES INC | 00973E102 | COM | 9,000 | $30,000 | thousands by filing date | |
| IVLU | 46435G409 | COM | 1,317 | $29,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A599 | ST STR SW SERV | 520 | $29,000 | thousands by filing date | |
| PETROLEO BRASILEIRO S A | 71654V408 | SPONSORED ADR | 3,190 | $29,000 | thousands by filing date | |
| EATON VANCE SHORT DURATION D | 27828V104 | COM | 2,182 | $29,000 | thousands by filing date | |
| OXFORD INDS INC | 691497309 | COM | 420 | $29,000 | thousands by filing date | |
| WHITESTONE REIT | 966084204 | COM | 2,054 | $29,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X784 | WSDM EMKTBD FD | 403 | $29,000 | thousands by filing date | |
| MULTI-COLOR | 625383104 | COM | 442 | $29,000 | thousands by filing date | |
| MANAGED DURATION INVT GRD FU | 56165R103 | COM | 2,000 | $29,000 | thousands by filing date | |
| ROYAL BANK OF SCOTLAND GROUP PLC | 780097788 | PREFERRED STOCK | 1,151 | $29,000 | thousands by filing date | |
| FIRST POTOMAC RLTY TR | 33610F109 | COM | 3,122 | $29,000 | thousands by filing date | |
| AG MTG INVT TR INC | 001228105 | COM | 1,850 | $29,000 | thousands by filing date | |
| IPATH DJ UBS COFFEE SUBINDEX | 06739H297 | COMMON | 1,300 | $29,000 | thousands by filing date | |
| WELLS FARGO & CO | 94986RQF1 | MTNF 6/0 | 22 | $29,000 | thousands by filing date | principal |
| GLOBAL X FDS | 37950E226 | GLB X MLP ENRG I | 1,943 | $29,000 | thousands by filing date | |
| MICRON TECHNOLOGY INC | 595112AY9 | NOTE 3.000%11/1 | 33 | $29,000 | thousands by filing date | principal |
| COLUCID PHARMACEUTICALS INC | 19716T101 | COM | 750 | $29,000 | thousands by filing date | |
| iShares Global REIT ETF | 46434V647 | SHS | 1,021 | $28,000 | thousands by filing date | |
| ROGERS CORP COM | 775133101 | Stock | 455 | $28,000 | thousands by filing date | |
| JD.COM INC SPON ADS CL A | 47215P106 | ADR | 1,068 | $28,000 | thousands by filing date | |
| JOHN HANCOCK EXCHANGE TRADED | 47804J206 | MULTIFACTOR MI | 1,000 | $28,000 | thousands by filing date | |
| COMMUNITY FINANCIAL SYSTEM I | 203607106 | COM | 575 | $28,000 | thousands by filing date | |
| PROSHARES TR | 74347R206 | PSHS ULTRA QQQ | 326 | $28,000 | thousands by filing date | |
| HURON CONSULTING GROUP INC | 447462102 | COM | 474 | $28,000 | thousands by filing date | |
| INVESCO MUNI OPPORTUNITY TRUST | 46132C107 | COM | 1,985 | $28,000 | thousands by filing date | |
| PIONEER MUNICIPAL HIGH INCOME | 723763108 | COM SHS | 2,104 | $28,000 | thousands by filing date | |
| HUDSON PAC PPTYS INC | 444097109 | COM | 881 | $28,000 | thousands by filing date | |
| VIRTUS TOTAL RETURN FUND INC | 92835W107 | COM | 2,358 | $28,000 | thousands by filing date | |
| FIDUCIARY CLAYMORE ENGRY INF | 31647Q106 | COM | 1,737 | $28,000 | thousands by filing date | |
| BROOKDALE SR LIVING INC | 112463104 | COM | 1,649 | $28,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092816 | MOMENTUM FACTR | 1,113 | $28,000 | thousands by filing date | |
| SL GREEN REALTY CORP | 78440X101 | COM | 256 | $28,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A771 | ST STR SP CAPMKT | 705 | $28,000 | thousands by filing date | |
| ISHARES INDIA 50 ETF | 464289529 | UIT EXCHANGE TRADED | 930 | $28,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F635 | ISRAEL ETF | 1,020 | $28,000 | thousands by filing date | |
| NYMOX PHARMACEUTICAL CORP ORD SHS Corp | P73398102 | Common Stock | 8,645 | $28,000 | thousands by filing date | |
| ARCELORMITTAL FUNSPONSORED ADR 1 ADR REPS 1 ORD SHS | 03938L104 | COM | 4,706 | $28,000 | thousands by filing date | |
| QIWI PLC | 74735M108 | SPON ADR REP B | 1,889 | $28,000 | thousands by filing date | |
| MICROCHIP TECHNOLOGY INC. | 595017AD6 | NOTE 1.625% 2/1 | 22 | $28,000 | thousands by filing date | principal |
| RTI INTL METALS INC | 74973WAB3 | NOTE 1.625%10/1 | 26 | $28,000 | thousands by filing date | principal |
| MENTOR GRAPHICS CORP | 587200106 | COM | 1,056 | $28,000 | thousands by filing date | |
| INTERVAL LEISURE GROUP INC | 46113M108 | COM | 1,658 | $28,000 | thousands by filing date | |
| FORTRESS INVT GROUP LLC CL A | 34958B106 | COM | 5,763 | $28,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M860 | GUG S&PG DIV OPP | 2,810 | $28,000 | thousands by filing date | |
| FT MEGA CAP ALPHADEX FD ETF(FMK) | 33737M508 | ETF | 1,026 | $28,000 | thousands by filing date | |
| MFS SPECIAL VALUE TRUST | 55274E102 | CMN | 4,861 | $28,000 | thousands by filing date | |
| FORWARD PHARMA A/S | 34986J105 | SPONSORED ADR | 1,329 | $28,000 | thousands by filing date | |
| TESLA INC | 88160RAB7 | NOTE 0.250 3/0 | 30 | $28,000 | thousands by filing date | principal |
| WALKER&DUNLOPINC | 93148P102 | STOK | 1,070 | $27,000 | thousands by filing date | |
| PENNYMAC MTG INVT TR COM | 70931T103 | REIT | 1,708 | $27,000 | thousands by filing date | |
| BRASKEM S A SP ADR PFD A | 105532105 | ADR | 1,717 | $27,000 | thousands by filing date | |
| INGEVITY CORP COM | 45688C107 | Stock | 581 | $27,000 | thousands by filing date | |
| PIMCO MUN INCOME FD III | 72201A103 | COM | 2,085 | $27,000 | thousands by filing date | |
| GENERAC HLDGS INC | 368736104 | COM | 746 | $27,000 | thousands by filing date | |
| TETRA TECH INC NEW | 88162G103 | COM | 781 | $27,000 | thousands by filing date | |
| CANADIAN SOLAR INC | 136635109 | COM | 1,920 | $27,000 | thousands by filing date | |
| KAMAN CORP-CLASS A | 483548103 | COM | 601 | $27,000 | thousands by filing date | |
| SHELL MIDSTREAM PARTNERS L P | 822634101 | UNIT LTD INT | 833 | $27,000 | thousands by filing date | |
| SK TELECOM LTD | 78440P108 | SPONSORED ADR | 1,191 | $27,000 | thousands by filing date | |
| NEKTAR THERAPEUTICS | 640268108 | COM | 1,541 | $27,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR | 78467V400 | STATE STREET GLO | 791 | $27,000 | thousands by filing date | |
| WESTERN ASSET MUN HIGH INCOME COM | 95766N103 | CEF | 3,414 | $27,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092832 | DIVID ETF RISI | 1,057 | $27,000 | thousands by filing date | |
| Mkt Vctrs J P Mrgn Em | 92189F494 | COM | 1,426 | $27,000 | thousands by filing date | |
| EDAP TMS S A | 268311107 | SPONSORED ADR | 9,165 | $27,000 | thousands by filing date | |
| VERISIGN INC | 92343EAD4 | CORPORATE OBLIG | 12 | $27,000 | thousands by filing date | principal |
| BIG 5 SPORTING GOODS CORP | 08915P101 | COM | 2,000 | $27,000 | thousands by filing date | |
| ANWORTH MORTGAGE ASSET CP | 037347101 | COM | 5,400 | $27,000 | thousands by filing date | |
| NUVEEN PA MUN VALUE FD | 67074K105 | COM | 1,600 | $27,000 | thousands by filing date | |
| FORESIGHT ENERGY LP | 34552U104 | COM UNT RP INT | 7,046 | $27,000 | thousands by filing date | |
| MDSO 1 8/01/18 | 58471AAB1 | Bond 30/360P2 U | 22 | $27,000 | thousands by filing date | principal |
| TUBEMOGUL INC COM | 898570106 | Stock | 2,831 | $27,000 | thousands by filing date | |
| BROOKFIELD HIGH INCOME FD INC COM | 11272P102 | CEF | 3,646 | $27,000 | thousands by filing date | |
| ISHARES TR | 46435G797 | CURR HD INTL HI | 1,075 | $27,000 | thousands by filing date | |
| Advanced Micro Devices,Inc. | 007903107 | COM | 3,723 | $26,000 | thousands by filing date | |
| ALLY FINL INC COM | 02005N100 | Stock | 1,335 | $26,000 | thousands by filing date | |
| ELME COMMUNITIES | 939653101 | SH BEN INT | 817 | $26,000 | thousands by filing date | |
| DAKTRONICS INC | 234264109 | COM | 2,677 | $26,000 | thousands by filing date | |
| COLUMBIA BKG SYS INC | 197236102 | COM | 812 | $26,000 | thousands by filing date | |
| ACADIA PHARMACEUTICALS INC | 004225108 | COM | 795 | $26,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J182 | EMERG MKT ALPH | 1,278 | $26,000 | thousands by filing date | |
| TRUEBLUE INC | 89785X101 | COM | 1,150 | $26,000 | thousands by filing date | |
| GAMCO NAT RES GOLD & INCOME | 36465E101 | SH BEN INT | 3,386 | $26,000 | thousands by filing date | |
| UTAH MEDICAL PRODUCTS INC | 917488108 | COMMON STOCK | 426 | $26,000 | thousands by filing date | |
| KVH INDS INC | 482738101 | COM | 2,991 | $26,000 | thousands by filing date | |
| PARKER DRILLING CO | 701081101 | COMMON STOCK | 12,015 | $26,000 | thousands by filing date | |
| ENOVIS CORP | 194014106 | COMMON STOCK | 801 | $26,000 | thousands by filing date | |
| DUN & BRADSTREET CORP DEL NE | 26483E100 | COM | 194 | $26,000 | thousands by filing date | |
| INNERWORKINGS INC | 45773Y105 | COM | 2,811 | $26,000 | thousands by filing date | |
| EPIZYME INC | 29428V104 | COM | 2,693 | $26,000 | thousands by filing date | |
| VERIFONE SYS INC | 92342Y109 | COM | 1,671 | $26,000 | thousands by filing date | |
| ANALOGIC CORP | 032657207 | COM | 295 | $26,000 | thousands by filing date | |
| BANK MUTUAL CORP | 063750103 | COM | 3,427 | $26,000 | thousands by filing date | |
| Viacom Inc Cl A | 92553P102 | CL A | 613 | $26,000 | thousands by filing date | |
| ISHARES INC MSCI ITALY CAP | 464286855 | ETF | 2,362 | $26,000 | thousands by filing date | |
| NATIONAL WESTMINSTER BK PLC | 638539882 | SPON ADR C | 1,000 | $26,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001681115-16-000009 | superseded | 2016-11-09 | acceptance time not in the bulk data set | |
| 13F-HR/A 0001681115-17-000010 | this filing | 2017-11-02 | acceptance time not in the bulk data set |