13F-HR/A filed by Advisor Group, Inc.
Advisor Group, Inc. filed this 13F-HR/A for the quarter ended 2016-09-30, filed 2017-11-02, with 4,620 holding rows worth $4,158,311,000.
- Accession
- 0001681115-17-000010
- Filer
- CIK 1681115
- Filed
- 2017-11-02
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2016
A holdings report, amendment of type restatement, 12,739 entries on the cover page, a total value of $4,158,311,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $4,158,311,000 with VALUE read as thousands by filing date, 13F file number 028-17493. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerROYAL ALLIANCE ASSOCIATES INC
- included managerSAGEPOINT FINANCIAL, INC.
- included managerFSC Securities CORP
- included managerWOODBURY FINANCIAL SERVICES, INC.
- included managerVision2020 Wealth Management Copr.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| ASTRONICS CORP COM | 046433108 | Stock | 2,218 | $100,000 | thousands by filing date | |
| SOUTHERN COPPER CORP | 84265V105 | COM | 3,786 | $100,000 | thousands by filing date | |
| ISHARES TR | 464288729 | GLOB INDSTRL ETF | 1,350 | $100,000 | thousands by filing date | |
| FULTON FINL CORP PA | 360271100 | COM | 6,927 | $100,000 | thousands by filing date | |
| iShares S&P Global Clean Energy Index Fund | 464288224 | COM | 10,814 | $99,000 | thousands by filing date | |
| UDR INC COM | 902653104 | REIT | 2,754 | $99,000 | thousands by filing date | |
| POWER INTEGRATIONS INC COM | 739276103 | Stock | 1,581 | $99,000 | thousands by filing date | |
| WESTERN ALLIANCE BANCORP COM | 957638109 | Stock | 2,631 | $99,000 | thousands by filing date | |
| ENERSYS COM | 29275Y102 | Stock | 1,434 | $99,000 | thousands by filing date | |
| KB FINL GROUP INC SPONSORED ADR | 48241A105 | ADR | 2,903 | $99,000 | thousands by filing date | |
| SERVICE CORP INTL COM | 817565104 | Stock | 3,693 | $99,000 | thousands by filing date | |
| PROSHARES TR | 74347B607 | INVT INT RT HG | 1,332 | $99,000 | thousands by filing date | |
| ONEBEACON INSURANCE GROUP LT | G67742109 | COMMON STOCK | 6,964 | $99,000 | thousands by filing date | |
| MACOM TECH SOLUTIONS HLDGS INC COM | 55405Y100 | Stock | 2,284 | $98,000 | thousands by filing date | |
| WOODWARD INC COM | 980745103 | Stock | 1,568 | $98,000 | thousands by filing date | |
| NUVEEN TAXABLE MUNICPAL INM FD COM | 67074C103 | CEF | 4,295 | $98,000 | thousands by filing date | |
| FLAHERTY & CRUMRINE DYNAMIC | 33848W106 | SHS | 3,898 | $98,000 | thousands by filing date | |
| WINDSTREAM HLDGS INC | 97382A200 | COM NEW | 9,752 | $98,000 | thousands by filing date | |
| HOWARD HUGHES CORPORATION | 44267D107 | COMMON STOCK | 854 | $98,000 | thousands by filing date | |
| ENDURANCE SPECIALTY HLDGS LT | G30397106 | SHS | 1,502 | $98,000 | thousands by filing date | |
| MONMOUTH REAL ESTATE INVT CO | 609720107 | CL A | 6,869 | $98,000 | thousands by filing date | |
| AVISTA CORP COM | 05379B107 | Stock | 2,313 | $97,000 | thousands by filing date | |
| RENASANT CORP | 75970E107 | COM | 2,896 | $97,000 | thousands by filing date | |
| ADVENT CONVERTIBLE AND INCOME | 00764C109 | COM | 6,654 | $97,000 | thousands by filing date | |
| BARINGS CORPORATE INVS | 06759X107 | COM | 5,642 | $97,000 | thousands by filing date | |
| ISHARES TR | 46429B408 | CMN | 2,607 | $97,000 | thousands by filing date | |
| LEUCADIA NATL CORP | 527288104 | COM | 5,115 | $97,000 | thousands by filing date | |
| PENNEY J C INC | 708160106 | COM | 10,426 | $97,000 | thousands by filing date | |
| HORACE MANN EDUCATORS CORP NEW COM | 440327104 | Stock | 2,628 | $96,000 | thousands by filing date | |
| ELBIT SYS LTD ORD | M3760D101 | Stock | 1,004 | $96,000 | thousands by filing date | |
| BLACKBAUD INC COM | 09227Q100 | Stock | 1,456 | $96,000 | thousands by filing date | |
| HELEN OF TROY CORP LTD | G4388N106 | COM | 1,122 | $96,000 | thousands by filing date | |
| NABORS INDUSTRIES LTD | G6359F103 | SHS | 7,940 | $96,000 | thousands by filing date | |
| CIT GROUP INC COM NEW | 125581801 | Stock | 2,666 | $96,000 | thousands by filing date | |
| LEGG MASON BW GLB INC OPP FD | 52469B100 | COM | 7,100 | $96,000 | thousands by filing date | |
| BBVA BANCO FRANCES S A | 07329M100 | CMN | 4,846 | $96,000 | thousands by filing date | |
| SOUTHWEST GAS HLDGS INC COM | 844895102 | Stock | 1,354 | $95,000 | thousands by filing date | |
| RENAISSANCERE HLDGS LTD COM | G7496G103 | Stock | 794 | $95,000 | thousands by filing date | |
| LINCOLN ELEC HLDGS INC | 533900106 | COM | 1,509 | $95,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F387 | SHRT HGH YLD MUN | 3,756 | $95,000 | thousands by filing date | |
| STAMPS COM INC | 852857200 | COM NEW | 1,008 | $95,000 | thousands by filing date | |
| PROSHARES TR | 74347R701 | PSHS SHORT DOW30 | 4,576 | $95,000 | thousands by filing date | |
| AMPLIFY SNACK BRANDS | 03211L102 | COM | 5,849 | $95,000 | thousands by filing date | |
| EXPONENT INC | 30214U102 | COM | 1,845 | $94,000 | thousands by filing date | |
| HA SUSTAINABLE INFRA CAP INC | 41068X100 | COM | 4,046 | $94,000 | thousands by filing date | |
| PRESTIGE CONSMR HEALTHCARE I | 74112D101 | COM | 1,948 | $94,000 | thousands by filing date | |
| SUPERNUS PHARMACEUTICALS | 868459108 | COM | 3,786 | $94,000 | thousands by filing date | |
| COUSINS PROPERTIES INC | 222795106 | COM | 8,974 | $94,000 | thousands by filing date | |
| LUMINEX CORP | 55027E102 | COMMON STOCK | 4,109 | $94,000 | thousands by filing date | |
| RESOLUTE FOREST PRODUCTS | 76117W109 | COMMON STOCK | 19,939 | $94,000 | thousands by filing date | |
| INVESTORS REAL ESTATE TRUST | 461730103 | COMMON STOCK | 15,745 | $94,000 | thousands by filing date | |
| COMPUTER SCIENCES CORP | 205363104 | COM | 1,815 | $94,000 | thousands by filing date | |
| MADISON STRTG SECTOR PREM FD | 558268108 | COM | 8,000 | $94,000 | thousands by filing date | |
| STELLAR BIOTECHNOLOGIES INC NO PAR | 85855A203 | Common Stock | 39,124 | $94,000 | thousands by filing date | |
| VERISIGN INC COM | 92343E102 | Stock | 1,185 | $93,000 | thousands by filing date | |
| AMERICAN ASSETS TR INC COM | 024013104 | REIT | 2,152 | $93,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X756 | S&P EMKTSC ETF | 2,156 | $93,000 | thousands by filing date | |
| GRUPO TELEVISA S A B | 40049J206 | SPON ADR REP ORD | 3,647 | $93,000 | thousands by filing date | |
| QUAKER HOUGHTON | 747316107 | COM | 880 | $93,000 | thousands by filing date | |
| LIBERTY PROPERTY TRUST | 531172104 | SH BEN INT | 2,284 | $93,000 | thousands by filing date | |
| WGL HLDGS INC | 92924F106 | COM | 1,491 | $93,000 | thousands by filing date | |
| EXPRO GROUP HOLDINGS NV COM | N33462107 | Stock | 7,165 | $93,000 | thousands by filing date | |
| BLACKROCK GLOBAL FLOATING RATE | 091941104 | COM | 6,850 | $92,000 | thousands by filing date | |
| ZOES KITCHEN INC | 98979J109 | COM | 4,099 | $92,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B746 | KBW BK PORT | 2,536 | $92,000 | thousands by filing date | |
| DECKERS OUTDOOR CORP | 243537107 | COM | 1,522 | $91,000 | thousands by filing date | |
| HECLA MNG CO | 422704106 | COM | 15,830 | $91,000 | thousands by filing date | |
| WESTERN AST INFL LKD OPP & I | 95766R104 | COM | 8,087 | $91,000 | thousands by filing date | |
| HD SUPPLY HLDGS INC | 40416M105 | COM | 2,848 | $91,000 | thousands by filing date | |
| DEPOMED INC | 249908104 | COM | 3,664 | $91,000 | thousands by filing date | |
| NUVEEN BUILD AMER BD OPPTNY | 67074q102 | COM | 4,000 | $91,000 | thousands by filing date | |
| AMERICAN EAGLE OUTFITTERS INC COM | 02553E106 | Stock | 5,020 | $90,000 | thousands by filing date | |
| ENNIS INC COM | 293389102 | Stock | 5,350 | $90,000 | thousands by filing date | |
| FIRST TRUST ENERGY INCOME AND | 33738G104 | COM | 3,318 | $90,000 | thousands by filing date | |
| MELCO RESORTS & ENTERTAINMENT | 585464100 | ADR | 5,554 | $90,000 | thousands by filing date | |
| ADVISORSHARES TR | 00768Y503 | PERITUS HG YLD | 2,553 | $90,000 | thousands by filing date | |
| Fidelity MSCI Energy Index ETF | 316092402 | SHS | 4,481 | $89,000 | thousands by filing date | |
| NEW JERSEY RES CORP | 646025106 | COM | 2,709 | $89,000 | thousands by filing date | |
| EATON VANCE FLTG RATE INCOM | 278284104 | COM SHS BEN INT | 5,716 | $89,000 | thousands by filing date | |
| INPHI CORP | 45772F107 | COM | 2,042 | $89,000 | thousands by filing date | |
| URBAN OUTFITTERS INC | 917047102 | COM | 2,546 | $89,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W109 | US TOTAL DIVIDND | 1,134 | $89,000 | thousands by filing date | |
| EDUCATION RLTY TR INC | 28140H203 | COM NEW | 2,065 | $89,000 | thousands by filing date | |
| SANCHEZ ENERGY CORP | 79970Y105 | COMMON STOCK | 10,015 | $89,000 | thousands by filing date | |
| U S G CORP | 903293405 | COM NEW | 3,451 | $89,000 | thousands by filing date | |
| ADVISORY BOARD CO/THE | 00762W107 | Domestic Common | 2,001 | $89,000 | thousands by filing date | |
| GUGGENHEIM RUSSELL MCAP | 78355W577 | ETF | 1,682 | $89,000 | thousands by filing date | |
| UBS AG LONDON BRH | 90267B682 | ETRAC ALER MLP | 4,459 | $89,000 | thousands by filing date | |
| KLA CORP | 482480100 | COM | 1,261 | $88,000 | thousands by filing date | |
| NORWEGIAN CRUISE LINE HLDGS LT SHS | G66721104 | Stock | 2,325 | $88,000 | thousands by filing date | |
| AFFILIATED MANAGERS GROUP COM | 008252108 | Stock | 611 | $88,000 | thousands by filing date | |
| ISHARES INC MSCI SPAIN ETF | 464286764 | MSCI SPAIN ETF | 3,288 | $88,000 | thousands by filing date | |
| GOLUB CAP BDC INC | 38173M102 | COM | 4,744 | $88,000 | thousands by filing date | |
| WESTPAC BANKING CORP | 961214301 | SPONSORED ADR | 3,894 | $88,000 | thousands by filing date | |
| Diamond Hill Investment Group Inc | 25264R207 | Common Stock | 477 | $88,000 | thousands by filing date | |
| ADVENT CLAYMORE ENH GRW & IN | 00765E104 | COM | 10,500 | $88,000 | thousands by filing date | |
| TESORO CORP | 881609101 | COM | 1,092 | $88,000 | thousands by filing date | |
| FIRST MERCHANTS CORP COM | 320817109 | Stock | 3,246 | $87,000 | thousands by filing date | |
| UNITED THERAPEUTICS CORP DEL COM | 91307C102 | Stock | 730 | $87,000 | thousands by filing date | |
| PERRIGO CO PLC SHS | G97822103 | Stock | 938 | $87,000 | thousands by filing date | |
| ALLEGION PLC | G0176J109 | ORD SHS | 1,253 | $87,000 | thousands by filing date | |
| ISHARES TR | 464289479 | CORE LT USDB ETF | 1,300 | $87,000 | thousands by filing date | |
| MORGAN STANLEY EMER MKTS DEB | 61744H105 | COM | 8,992 | $87,000 | thousands by filing date | |
| COLONY CAP INC | 19624R106 | CL A | 4,790 | $87,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E127 | REIT ETF | 5,742 | $87,000 | thousands by filing date | |
| JAMES RIV GROUP LTD | G5005R107 | COM | 2,387 | $86,000 | thousands by filing date | |
| NUVEEN PA INVT QUALITY MUN F | 670972108 | COM | 5,776 | $86,000 | thousands by filing date | |
| CIMAREX ENERGY CO COM | 171798101 | Stock | 642 | $86,000 | thousands by filing date | |
| WAGEWORKS INC | 930427109 | COM | 1,403 | $86,000 | thousands by filing date | |
| LANDSTAR SYS INC COM | 515098101 | Stock | 1,248 | $85,000 | thousands by filing date | |
| SS&C TECH HLDGS COM | 78467J100 | Stock | 2,665 | $85,000 | thousands by filing date | |
| INTERDIGITAL INC COM | 45867G101 | Stock | 1,079 | $85,000 | thousands by filing date | |
| ALAMOS GOLD INC COM CL A | 011532108 | Stock | 10,355 | $85,000 | thousands by filing date | |
| CRESUD S A C I F Y A | 226406106 | SPONSORED ADR | 4,781 | $85,000 | thousands by filing date | |
| BLACKROCK MUN TARGET TERM TR | 09257P105 | COM SHS BEN IN | 3,520 | $85,000 | thousands by filing date | |
| SUNOCO LP/SUNOCO FIN CORP | 86765K109 | COM UT REP LP | 2,940 | $85,000 | thousands by filing date | |
| NCR VOYIX CORPORATION | 62886E108 | COM | 2,659 | $85,000 | thousands by filing date | |
| WISDOMTREE INC | 97717P104 | COM | 8,326 | $85,000 | thousands by filing date | |
| NUVEEN CALIFORNIA AMT-FREE MUN | 670651108 | COM | 5,114 | $85,000 | thousands by filing date | |
| CANON INC-ADR | 138006309 | SPONSORED ADR | 2,955 | $85,000 | thousands by filing date | |
| CHESAPEAKE GRANITE WASH TRUST | 165185109 | COMMON STOCK | 40,805 | $85,000 | thousands by filing date | |
| ISHARES | 464289271 | TR 2017 S\&P.* AMTFR | 3,106 | $85,000 | thousands by filing date | |
| INTELIQUENT INC | 45825N107 | COM | 5,251 | $85,000 | thousands by filing date | |
| SINCLAIR BROADCAST GROUP INC | 829226109 | CL A | 2,911 | $84,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33739Q309 | HIGH INCM STRGC | 1,663 | $84,000 | thousands by filing date | |
| BRIXMOR PPTY GROUP INC | 11120U105 | COM | 2,969 | $83,000 | thousands by filing date | |
| USA COMPRESSION PARTNERS LP | 90290N109 | COM UNIT LTDPAR | 4,400 | $83,000 | thousands by filing date | |
| PIMCO STRATEGIC INCOME FD | 72200X104 | COM | 8,284 | $83,000 | thousands by filing date | |
| STAR GROUP LP | 85512C105 | UNIT LTD PARTNR | 8,678 | $83,000 | thousands by filing date | |
| ALEXANDER & BALDWIN INC NEW | 014491104 | COM | 2,153 | $83,000 | thousands by filing date | |
| TECHNIPFMC PLC | 30249U101 | COM | 2,778 | $83,000 | thousands by filing date | |
| SUPERIOR INDS INTL INC | 868168105 | COM | 2,856 | $83,000 | thousands by filing date | |
| SCHULMAN (A.) INC | 808194104 | COM | 2,876 | $83,000 | thousands by filing date | |
| FNFV GROUP | 31620R402 | COM | 6,700 | $83,000 | thousands by filing date | |
| MINERALS TECHNOLOGIES INC COM | 603158106 | Stock | 1,160 | $82,000 | thousands by filing date | |
| ZILLOW GROUP INC CL C CAP STK | 98954M200 | Stock | 2,388 | $82,000 | thousands by filing date | |
| ANI PHARMACEUTICALS INC | 00182C103 | COM | 1,224 | $82,000 | thousands by filing date | |
| ARBOR REALTY TRUST INC | 038923108 | COM | 10,960 | $82,000 | thousands by filing date | |
| PERMIAN BASIN RTY TR | 714236106 | UNIT BEN INT | 11,852 | $82,000 | thousands by filing date | |
| MONOTYPE IMAGING HOLDINGS, INC | 61022P100 | COM | 3,716 | $82,000 | thousands by filing date | |
| CENTERSTATE BK CORP | 15201P109 | COM | 4,636 | $82,000 | thousands by filing date | |
| MICHAELS COS INC | 59408Q106 | COM | 3,413 | $82,000 | thousands by filing date | |
| InterContinental Hotels | 45857p608 | CS | 1,977 | $82,000 | thousands by filing date | |
| CF INDUSTRIES HOLD COM | 125269100 | Stock | 3,344 | $81,000 | thousands by filing date | |
| TELEDYNE TECHNOLOGIES INC COM | 879360105 | Stock | 756 | $81,000 | thousands by filing date | |
| ICU MED INC | 44930G107 | COM | 651 | $81,000 | thousands by filing date | |
| NICOLET BANKSHARES INC | 65406E102 | COM | 2,117 | $81,000 | thousands by filing date | |
| CORECIVIC INC | 22025Y407 | COM | 5,889 | $81,000 | thousands by filing date | |
| SUNOCO LOGISTICS PRTNRS L P | 86764L108 | COM UNITS | 2,846 | $81,000 | thousands by filing date | |
| DUPONT FABROS TECHNOLOGY INC | 26613Q106 | COM | 1,975 | $81,000 | thousands by filing date | |
| POWERSHARES FTSE RAFI DEVELOPED MARKETS | 73936T771 | COMMON | 2,880 | $81,000 | thousands by filing date | |
| POWERSHARES GLOBAL EXCHANGE TRADED FD TR I-30 LADDERED | 73936T524 | ETF | 2,325 | $81,000 | thousands by filing date | |
| DEAN FOODS CO NEW | 242370203 | COM NEW | 4,963 | $81,000 | thousands by filing date | |
| ARTISAN PARTNERS ASSET MGMT I CL A | 04316A108 | Stock | 2,956 | $80,000 | thousands by filing date | |
| STEPAN CO | 858586100 | COM | 1,112 | $80,000 | thousands by filing date | |
| EATON VANCE SENIOR FLOATING-RA | 27828Q105 | COM | 5,604 | $80,000 | thousands by filing date | |
| MATCH GROUP INC | 57665R106 | COM | 4,486 | $80,000 | thousands by filing date | |
| BANKUNITED INC | 06652K103 | COM | 2,667 | $80,000 | thousands by filing date | |
| WHITING PETE CORP NEW | 966387102 | COM | 9,237 | $80,000 | thousands by filing date | |
| HEALTHSOUTH CORP | 421924309 | COM NEW | 1,953 | $80,000 | thousands by filing date | |
| POWERSHS EXCH TRAD FD TR INSURED NEW YORK MUNI | 73936T458 | ETF | 3,204 | $80,000 | thousands by filing date | |
| ASSOCIATED BANC CORP | 045487113 | WTS | 32,000 | $80,000 | thousands by filing date | |
| RLI CORP COM | 749607107 | Stock | 1,162 | $79,000 | thousands by filing date | |
| KILROY REALTY CORP COM | 49427F108 | REIT | 1,138 | $79,000 | thousands by filing date | |
| FORTUNE BRANDS INNOVATIONS INC COM | 34964C106 | Stock | 1,373 | $79,000 | thousands by filing date | |
| TIMKEN CO | 887389104 | COM | 2,273 | $79,000 | thousands by filing date | |
| CREDIT SUISSE GROUP-ADR | 225401108 | SPONSORED ADR | 5,992 | $79,000 | thousands by filing date | |
| MAN TECH INTERNATIONAL CORP | 564563104 | CL A | 2,113 | $79,000 | thousands by filing date | |
| STARZ | 85571Q102 | COM SER A | 2,568 | $79,000 | thousands by filing date | |
| NATUS MEDICAL INC | 639050103 | COM | 2,002 | $79,000 | thousands by filing date | |
| GABELLI MULTIMEDIA TR INC | 36239Q109 | COM | 10,246 | $79,000 | thousands by filing date | |
| FIRST DEFIANCE FINL CORP | 32006W106 | COMMON STOCK | 1,791 | $79,000 | thousands by filing date | |
| FOREST CITY RLTY TR INC | 345605109 | COM CL A | 3,406 | $79,000 | thousands by filing date | |
| Guggenheim ETF Trust 2 Timber | 18383Q879 | GUGG TIMBER ETF | 3,166 | $79,000 | thousands by filing date | |
| ROYAL BANK SCOTLAND GRP PLC 6.6% PFD SER B | 780097739 | PFD | 3,061 | $79,000 | thousands by filing date | |
| TTM TECHNOLOGIES INC | 87305RAD1 | NOTE 1.750%12/1 | 60 | $79,000 | thousands by filing date | principal |
| TOLL BROTHERS INC COM | 889478103 | Stock | 2,613 | $78,000 | thousands by filing date | |
| DEXCOM INC COM | 252131107 | Stock | 894 | $78,000 | thousands by filing date | |
| SALLY BEAUTY HLDGS INC | 79546E104 | COM | 3,062 | $78,000 | thousands by filing date | |
| GOLAR LNG LTD | G9456A100 | SHS | 3,641 | $78,000 | thousands by filing date | |
| INVESCO CALIF VALUE MUNI INCOM | 46132H106 | COM | 5,661 | $78,000 | thousands by filing date | |
| IAC INTERACTIVECORP | 44919P508 | COM | 1,271 | $78,000 | thousands by filing date | |
| FLAHERTY & CRUMRINE TOTAL RE | 338479108 | COM | 3,725 | $78,000 | thousands by filing date | |
| TECNOGLASS INC | G87264100 | ORD SHS | 6,500 | $78,000 | thousands by filing date | |
| SPIRE INC | 84857L101 | COM | 1,208 | $78,000 | thousands by filing date | |
| DNOW INC | 67011P100 | COMMON STOCK | 3,648 | $78,000 | thousands by filing date | |
| ISHARES TR | 464288786 | U.S. INSRNCE ETF | 1,470 | $78,000 | thousands by filing date | |
| DENBURY RES INC | 247916208 | COM NEW | 24,401 | $78,000 | thousands by filing date | |
| RUDOLPH TECHNOLOGIES INC | 781270103 | COM | 4,397 | $78,000 | thousands by filing date | |
| AMERICAN TOWER CORP NEW | 03027X407 | DEP PFD CONV SE | 714 | $78,000 | thousands by filing date | |
| JABIL INC COM | 466313103 | Stock | 3,511 | $77,000 | thousands by filing date | |
| DEUTSCHE BK AG NAMEN AKT | D18190898 | Stock | 5,877 | $77,000 | thousands by filing date | |
| RESMED INC COM | 761152107 | Stock | 1,194 | $77,000 | thousands by filing date | |
| RAYONIER INC COM | 754907103 | REIT | 2,921 | $77,000 | thousands by filing date | |
| SERVISFIRST BANCSHARES INC | 81768T108 | COM | 1,479 | $77,000 | thousands by filing date | |
| DAUCH CORP | 024061103 | COM | 4,446 | $77,000 | thousands by filing date | |
| EATON VANCE CALIFORNIA MUNICIP | 27826F101 | SH BEN INT | 5,600 | $77,000 | thousands by filing date | |
| SLR INVESTMENT CORP | 83413U100 | COM | 3,766 | $77,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E416 | SOCIAL MED ETF | 3,025 | $77,000 | thousands by filing date | |
| WSTRN AST GLBL CORP OPP FD I | 95790C107 | COM | 4,340 | $77,000 | thousands by filing date | |
| CALAMP CORP | 128126109 | COMMON STOCK | 5,477 | $77,000 | thousands by filing date | |
| ENERPLUS CORP | 292766102 | COM | 11,950 | $77,000 | thousands by filing date | |
| 22ND CENTY GROUP INC | 90137F103 | COM | 53,500 | $77,000 | thousands by filing date | |
| CAMBREX CORP | 132011107 | COM | 1,730 | $77,000 | thousands by filing date | |
| FIFTH STREET FIN CORP COM | 31678A103 | COM | 13,166 | $77,000 | thousands by filing date | |
| HI-CRUSH PARTNERS LP | 428337109 | COM UNIT LTD | 4,969 | $77,000 | thousands by filing date | |
| ENBRIDGE INC COM | 29250N105 | Stock | 1,721 | $76,000 | thousands by filing date | |
| PTC INC COM | 69370C100 | Stock | 1,715 | $76,000 | thousands by filing date | |
| KNOWLES CORP COM | 49926D109 | Stock | 5,397 | $76,000 | thousands by filing date | |
| CHEESECAKE FACTORY INC | 163072101 | COM | 1,543 | $76,000 | thousands by filing date | |
| GRUBHUB INC | 400110102 | COM | 1,751 | $76,000 | thousands by filing date | |
| Anglogold Ashanti Plc | 035128206 | Common | 4,733 | $76,000 | thousands by filing date | |
| EATON VANCE NEW YORK MUN BD | 27827Y109 | COM | 5,300 | $76,000 | thousands by filing date | |
| MANITOWOC COMPANY INC | 563571108 | COM | 15,769 | $76,000 | thousands by filing date | |
| SYNGENTA AG ADR | 87160A100 | SPONS ADR | 864 | $76,000 | thousands by filing date | |
| ISHARES TR | 46434V720 | MIN VOL EUROPE | 3,253 | $76,000 | thousands by filing date | |
| PROSHARES ULTRA BLOOMBERG CRUDE OIL | 74347W320 | ETF | 7,365 | $76,000 | thousands by filing date | |
| PAYCOMSOFTWAREINC | 70432V102 | STOK | 1,481 | $75,000 | thousands by filing date | |
| MITSUBISHI UFJ FINANCIAL GROUP SPONSORED ADS | 606822104 | ADR | 14,948 | $75,000 | thousands by filing date | |
| MSC INDL DIRECT INC CL A | 553530106 | Stock | 1,031 | $75,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W331 | NEW ECON REAL ES | 2,589 | $75,000 | thousands by filing date | |
| SENSATA TECHNOLOGIES HOLDING | N7902X106 | COMMON STOCK-FO | 1,918 | $75,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06739H776 | SP ADR 7.1%PF3 | 2,900 | $75,000 | thousands by filing date | |
| TANZANIAN ROYALTY EXPLORATION CORP. | 87600U104 | COM | 94,000 | $75,000 | thousands by filing date | |
| KEYCORP NEW | 493267405 | PFD 7.75% SR A | 550 | $75,000 | thousands by filing date | |
| Marine Harvest ASA | 56824R205 | ADR | 4,218 | $75,000 | thousands by filing date | |
| DEL MONTE CORP ORD | G36738105 | Stock | 1,227 | $74,000 | thousands by filing date | |
| COMFORT SYS USA INC COM | 199908104 | Stock | 2,512 | $74,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y855 | LITHIUM BTRY ETF | 2,990 | $74,000 | thousands by filing date | |
| PACIFIC PREMIER BANCORP INC | 69478X105 | COM | 2,805 | $74,000 | thousands by filing date | |
| BANCO MACRO S A | 05961W105 | SPON ADR B | 945 | $74,000 | thousands by filing date | |
| COMPASS DIVERSIFIED HOLDINGS | 20451Q104 | COMMON STOCK | 4,326 | $74,000 | thousands by filing date | |
| TRANSCANADA CORP | 89353D107 | COM | 1,544 | $74,000 | thousands by filing date | |
| CALUMET SPECIALTY PRODS PART | 131476103 | COM | 16,110 | $74,000 | thousands by filing date | |
| ELLINGTON FINANCIAL LLC | 288522303 | COM | 4,430 | $74,000 | thousands by filing date | |
| GUGGENHEIM ENHANCED EQUITY S | 40167K100 | COM | 4,570 | $74,000 | thousands by filing date | |
| HORIZON PHARMA PLC | G4617B105 | SHS | 4,123 | $74,000 | thousands by filing date | |
| RALPH LAUREN CORP | 751212101 | CL A | 721 | $73,000 | thousands by filing date | |
| FORWARD AIR CORP | 349853101 | COM | 1,692 | $73,000 | thousands by filing date | |
| VOYA PRIME RATE TRUST | 92913A100 | SH BEN INT | 13,744 | $73,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q726 | BARRONS 400 ETF | 2,282 | $73,000 | thousands by filing date | |
| APARTMENT INVT & MGMT CO | 03748R101 | CL A | 1,616 | $73,000 | thousands by filing date | |
| DIEBOLD NXDF INC | 253651103 | COM | 2,965 | $73,000 | thousands by filing date | |
| FIRSTCASH HOLDINGS INC. | 33767D105 | Common Stock | 1,543 | $73,000 | thousands by filing date | |
| iShares Expanded Tech Sector ETF | 464287549 | SHS | 584 | $72,000 | thousands by filing date | |
| VANGUARD WHITEHALL FDS | 921946885 | COM | 885 | $72,000 | thousands by filing date | |
| KAYNE ANDERSON NEXTGEN ENERGY | 48661E108 | COM | 4,552 | $72,000 | thousands by filing date | |
| MCDERMOTT INTL INC | 580037109 | COM | 14,473 | $72,000 | thousands by filing date | |
| PORTFOLIO RECOVERY ASSOCS IN | 73640QAB1 | NOTE 3.000% 8/0 | 80 | $72,000 | thousands by filing date | principal |
| VANGUARD SCOTTSDALE FDS | 92206C730 | COM | 714 | $71,000 | thousands by filing date | |
| VANGUARD RUSSELL 2000 VALUE ETF | 92206C649 | ETF | 780 | $71,000 | thousands by filing date | |
| POPULAR INC | 733174700 | COM NEW | 1,854 | $71,000 | thousands by filing date | |
| FIRST MAJESTIC SILVER CORP | 32076V103 | COM | 6,833 | $71,000 | thousands by filing date | |
| VIRTUS GLOBAL MULTI-SECTOR I | 92829B101 | COM | 4,500 | $71,000 | thousands by filing date | |
| DREW INDS INC | 26168L205 | COM NEW | 726 | $71,000 | thousands by filing date | |
| ASHFORD HOSPITALITY | 044103109 | COMMON STOCK | 12,059 | $71,000 | thousands by filing date | |
| KEYSIGHT TECHNOLOGIES INC COM | 49338L103 | Stock | 2,221 | $70,000 | thousands by filing date | |
| SOMNIGROUP INTERNATIONAL INC COM | 88023U101 | Stock | 1,228 | $70,000 | thousands by filing date | |
| LOGITECH INTL S A SHS | H50430232 | Stock | 3,119 | $70,000 | thousands by filing date | |
| IDEX CORP COM | 45167R104 | Stock | 762 | $70,000 | thousands by filing date | |
| PLDT INC SPONSORED ADR | 69344D408 | ADR | 1,988 | $70,000 | thousands by filing date | |
| PROSHARES TR | 74347R248 | LARGE CAP CRE | 1,332 | $70,000 | thousands by filing date | |
| COPA HOLDINGS SA | P31076105 | CL A | 799 | $70,000 | thousands by filing date | |
| OSI SYSTEMS INC | 671044105 | COM | 1,080 | $70,000 | thousands by filing date | |
| AMC ENTMT HLDGS INC | 00165C104 | CL A COM | 2,252 | $70,000 | thousands by filing date | |
| PROSHARES TR | 74347R693 | PSHS ULTRA TECH | 732 | $70,000 | thousands by filing date | |
| ACNB CORP | 000868109 | COMMON STOCK | 2,641 | $70,000 | thousands by filing date | |
| ABRDN NATL MUN INCOME FD SH BEN INT | 24610T108 | CEF | 5,000 | $70,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A532 | STATE STREET SPD | 1,499 | $70,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DYN LSR | 73935X757 | COM | 1,955 | $70,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X385 | ENERGY SEC POR | 1,690 | $70,000 | thousands by filing date | |
| NICE LTD SPONSORED ADR | 653656108 | ADR | 1,029 | $69,000 | thousands by filing date | |
| WILLIS TOWERS WATSON PLC LTD SHS | G96629103 | Stock | 523 | $69,000 | thousands by filing date | |
| NUVEEN NEW YORK AMT QLT MUNI | 670656107 | COM | 4,877 | $69,000 | thousands by filing date | |
| AKORN INC | 009728106 | COM | 2,555 | $69,000 | thousands by filing date | |
| Schwab Short Term US Treasury ETF | 808524862 | SHS | 1,326 | $68,000 | thousands by filing date | |
| AMETEK INC COM | 031100100 | Stock | 1,424 | $68,000 | thousands by filing date | |
| HUBBELL INC COM | 443510607 | Stock | 640 | $68,000 | thousands by filing date | |
| FIRST FINL BANKSHARES INC COM | 32020R109 | Stock | 1,884 | $68,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X719 | CHINADIV EX FI | 1,294 | $68,000 | thousands by filing date | |
| INVESCO TR INVT GRADE MUNS | 46131M106 | COM | 4,793 | $68,000 | thousands by filing date | |
| COMPANHIA PARANAENSE ENERG C | 20441B407 | SPON ADR PFD | 6,530 | $68,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33733F101 | COM SHS | 1,280 | $68,000 | thousands by filing date | |
| ENLINK MIDSTREAM LLC | 29336T100 | COM UNIT REP LTD | 4,081 | $68,000 | thousands by filing date | |
| CHEMTURA CORP | 163893209 | COM NEW | 2,069 | $68,000 | thousands by filing date | |
| LUXOTTICA GROUP SPA ADR | 55068R202 | SPONS ADR | 1,443 | $68,000 | thousands by filing date | |
| DEUTSCHE BK AG LONDON | 25153Q658 | ETN DJ HY 2022 | 3,751 | $68,000 | thousands by filing date | |
| EQUITY COMWLTH | 294628201 | 6.5% CNV PFD D | 2,500 | $68,000 | thousands by filing date | |
| UNITIL CORP COM | 913259107 | Stock | 1,729 | $67,000 | thousands by filing date | |
| GENPACT LIMITED SHS | G3922B107 | Stock | 2,814 | $67,000 | thousands by filing date | |
| CLOUGH GLOBAL EQUITY FD | 18914C100 | COM | 5,900 | $67,000 | thousands by filing date | |
| GUGGENHEIM ENHANCED EQUITY I | 40167B100 | COM | 8,600 | $67,000 | thousands by filing date | |
| LYDALL INC | 550819106 | COMMON STOCK | 1,303 | $67,000 | thousands by filing date | |
| Q | 74876Y101 | Stock | 827 | $67,000 | thousands by filing date | |
| TRINITY BIOTECH PLC | 896438306 | SPON ADR NEW | 5,028 | $67,000 | thousands by filing date | |
| ADVAXIS INC | 007624208 | COM NEW | 6,300 | $67,000 | thousands by filing date | |
| COLONY CAP INC | 19624RAB2 | NOTE 3.875% 1/1 | 69 | $67,000 | thousands by filing date | principal |
| ARGOS THERAPEUTICS INC | 040221103 | COM | 13,500 | $67,000 | thousands by filing date | |
| PILGRIMS PRIDE CORP COM | 72147K108 | Stock | 3,112 | $66,000 | thousands by filing date | |
| PACIRA BIOSCIENCES INC COM | 695127100 | Stock | 1,930 | $66,000 | thousands by filing date | |
| JOHNSON OUTDOORS INC A | 479167108 | COMMON STOCK | 1,804 | $66,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X594 | ITL HDG QTLY DIV | 2,493 | $66,000 | thousands by filing date | |
| ECHO GLOBAL LOGISTICS INC | 27875T101 | COM | 2,844 | $66,000 | thousands by filing date | |
| DBX ETF TR | 233051853 | XTRACK MSCI EURP | 2,595 | $66,000 | thousands by filing date | |
| XL GROUP LTD | G98294104 | COM | 1,950 | $66,000 | thousands by filing date | |
| POWERSHARES ETF TRUST II | 73936Q835 | INTL CORP BOND | 2,465 | $66,000 | thousands by filing date | |
| STERLING BANCORP DEL | 85917A100 | COM | 3,746 | $66,000 | thousands by filing date | |
| BLACKROCK DEFINED OPPRTY CR | 09255Q105 | COM | 4,882 | $66,000 | thousands by filing date | |
| SPROUTS FMRS MKT INC COM | 85208M102 | Stock | 3,125 | $65,000 | thousands by filing date | |
| CLEARWATER PAPER CORP | 18538R103 | COM | 1,000 | $65,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092881 | MSCI MATLS INDEX | 2,375 | $65,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L845 | QLT DIV DEF IDX | 1,715 | $65,000 | thousands by filing date | |
| RELX NV | 75955B102 | SPONSORED ADR | 3,667 | $65,000 | thousands by filing date | |
| TEEKAY LNG PARTNERS L P | Y8564M105 | PRTNRSP UNITS | 4,317 | $65,000 | thousands by filing date | |
| LIFELOCK INC COM | 53224V100 | COM | 3,858 | $65,000 | thousands by filing date | |
| SEASPAN CORP | Y75638109 | SHS | 4,880 | $65,000 | thousands by filing date | |
| ATLAS AIR WORLDWIDE HLDGS IN | 049164BH8 | NOTE 2.250% 6/0 | 67 | $65,000 | thousands by filing date | principal |
| CALAMP CORP | 128126AB5 | NOTE 1.625% 5/1 | 70 | $65,000 | thousands by filing date | principal |
| BLACKROCK CAPITAL INVESTMENT | 092533AB4 | NOTE 5.500prct 2/1 | 63 | $65,000 | thousands by filing date | principal |
| CANADIAN NAT RES LTD MED TERM COM | 136385101 | Stock | 1,979 | $64,000 | thousands by filing date | |
| GETTY RLTY CORP NEW COM | 374297109 | REIT | 2,662 | $64,000 | thousands by filing date | |
| BOISE CASCADE CO DEL | 09739D100 | COM | 2,504 | $64,000 | thousands by filing date | |
| NEUBERGER BERMAN REAL ESTATE S | 64190A103 | COM | 11,306 | $64,000 | thousands by filing date | |
| IMAX CORP | 45245E109 | COM | 2,192 | $64,000 | thousands by filing date | |
| PGT INNOVATIONS INC | 69336V101 | COM | 6,000 | $64,000 | thousands by filing date | |
| HIGHLAND FDS I | 430101774 | HI LD IBOXX SRLN | 3,433 | $64,000 | thousands by filing date | |
| ADVANCED SEMICONDUCTOR ENGR | 00756M404 | SPONSORED ADR | 10,793 | $64,000 | thousands by filing date | |
| THERAPEUTICSMD INC | 88338N107 | COM | 9,300 | $64,000 | thousands by filing date | |
| ASGN INC | 682159108 | COM | 1,764 | $64,000 | thousands by filing date | |
| NEUSTAR INC | 64126X201 | CL A | 2,388 | $64,000 | thousands by filing date | |
| BLACKROCK MD MUNICIPAL BOND | 09249L105 | COM | 4,000 | $64,000 | thousands by filing date | |
| APOLLO COML REAL EST FIN INC | 03762UAA3 | NOTE 5.500% 3/1 | 62 | $64,000 | thousands by filing date | principal |
| BLACKSTONE MTG TR INC | 09257WAA8 | NOTE 5.250pcnt12/0 | 58 | $64,000 | thousands by filing date | principal |
| CHILDRENS PL INC NEW | 168905107 | COM | 799 | $63,000 | thousands by filing date | |
| MOOG INC CL A | 615394202 | Stock | 1,053 | $63,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F643 | MRNGSTR WDE MOAT | 1,836 | $63,000 | thousands by filing date | |
| DAVE & BUSTERS ENTMT INC | 238337109 | COM | 1,612 | $63,000 | thousands by filing date | |
| KRATON CORPORATION | 50077C106 | COM | 1,800 | $63,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459W847 | DAILY SMALL CAP | 779 | $63,000 | thousands by filing date | |
| MEDIDATE SOLUTIONS INC | 58471A105 | COM | 1,127 | $63,000 | thousands by filing date | |
| ISHARES TR | 46429B507 | MSCI IRELAND ETF | 1,650 | $63,000 | thousands by filing date | |
| STATOIL ASA | 85771P102 | SPONSORED ADR | 3,777 | $63,000 | thousands by filing date | |
| SUPERIOR ENERGY SVCS INC | 868157108 | COM | 3,580 | $63,000 | thousands by filing date | |
| MACQUARIE FT TR GB INF UT DI | 55607W100 | COM | 4,952 | $63,000 | thousands by filing date | |
| FIDELITY COMWLTH TR | 315912808 | COM | 297 | $62,000 | thousands by filing date | |
| FOMENTO ECONOMICO MEXICANO S A SPON ADR UNITS | 344419106 | ADR | 674 | $62,000 | thousands by filing date | |
| ISHARES INC MSCI HONG KG ETF | 464286871 | MSCI HONG KG ETF | 2,831 | $62,000 | thousands by filing date | |
| POST HLDGS INC | 737446104 | COM | 793 | $62,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092873 | MSCI COMMNTN SVC | 2,037 | $62,000 | thousands by filing date | |
| ALLIANZGI DIVERSIFIED INCOME | 01883J108 | COM | 3,242 | $62,000 | thousands by filing date | |
| AMC NETWORKS INC | 00164V103 | CL A | 1,208 | $62,000 | thousands by filing date | |
| TEAM HEALTH HOLDINGS INC | 87817A107 | COMMON STOCK | 1,920 | $62,000 | thousands by filing date | |
| TARO PHARMACEUTICAL INDS LTD | M8737E108 | SHS | 557 | $62,000 | thousands by filing date | |
| SPDR Portfolio S&P 600 Small Cap ETF | 78468R853 | SHS | 825 | $61,000 | thousands by filing date | |
| MATSON INC COM | 57686G105 | Stock | 1,536 | $61,000 | thousands by filing date | |
| NORTHWESTERN ENERGY GROUP INC COM NEW | 668074305 | Stock | 1,065 | $61,000 | thousands by filing date | |
| RE MAX HLDGS INC | 75524W108 | CL A | 1,403 | $61,000 | thousands by filing date | |
| ACADIA RLTY TR | 004239109 | COM SH BEN INT | 1,664 | $61,000 | thousands by filing date | |
| ISHARES TR | 46435G672 | CORE INTL AGGR | 1,130 | $61,000 | thousands by filing date | |
| ISHARES TR | 464288521 | CRE U S REIT ETF | 1,200 | $61,000 | thousands by filing date | |
| MOBILE TELESYSTEMS PJSC | 607409109 | SPONSORED ADR | 8,132 | $61,000 | thousands by filing date | |
| NUVEEN FLOATING RATE INCOME OP | 6706EN100 | COM SHS | 5,500 | $61,000 | thousands by filing date | |
| PDC ENERGY INC | 69327R101 | COM | 912 | $61,000 | thousands by filing date | |
| NUVEEN TAX-ADVANTAGED DIVID | 67073G105 | COM | 4,119 | $61,000 | thousands by filing date | |
| ACCELERON PHARMA INC | 00434H108 | COM | 1,702 | $61,000 | thousands by filing date | |
| BlackRock Muniy Michigan | 09254V105 | Fund | 4,052 | $61,000 | thousands by filing date | |
| ISHARES TR | 464288174 | GL TIMB FORE ETF | 1,205 | $61,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J109 | ASIA EX JAPAN | 2,000 | $61,000 | thousands by filing date | |
| TRIUMPH GROUP INC NEW | 896818101 | COM | 2,191 | $61,000 | thousands by filing date | |
| SODASTREAM INTERNATIONAL | M9068E105 | LTD | 2,333 | $61,000 | thousands by filing date | |
| DRIL-QUIP INC | 262037104 | COM | 1,107 | $61,000 | thousands by filing date | |
| ANIXTER INTL INC | 035290105 | COM | 952 | $61,000 | thousands by filing date | |
| JOY GLOBAL INC | 481165108 | COM | 2,169 | $61,000 | thousands by filing date | |
| Cynosure, Inc. | 232577205 | COM | 1,200 | $61,000 | thousands by filing date | |
| REDWOOD TR INC | 758075AB1 | NOTE 4.625% 4/1 | 61 | $61,000 | thousands by filing date | principal |
| POWERSHARES ACTIVE MNG ETF TUS | 73935B508 | COM | 761 | $61,000 | thousands by filing date | |
| BBX CAPITAL CORP-A | 05540P100 | CL A | 2,955 | $61,000 | thousands by filing date | |
| STEWARDSHIP FINL CORP | 860326107 | COM | 7,708 | $61,000 | thousands by filing date | |
| INOVALON HLDGS INC | 45781D101 | COM CL A | 4,121 | $61,000 | thousands by filing date | |
| TRECORA RES | 894648104 | COM | 5,300 | $61,000 | thousands by filing date | |
| PIMCO DIVERSIFIED INCOME ACTIVE EXCHANGE-TRADED FUND | 72201R726 | ETF | 1,204 | $61,000 | thousands by filing date | |
| OCEANEERING INTL INC | 675232102 | COM | 2,169 | $60,000 | thousands by filing date | |
| KEARNY FINL CORP MD | 48716P108 | COM | 4,451 | $60,000 | thousands by filing date | |
| AGCO CORP | 001084102 | COM | 1,236 | $60,000 | thousands by filing date | |
| WATERSTONE FINL INC MD | 94188P101 | COM | 3,526 | $60,000 | thousands by filing date | |
| ARMOUR RESIDENTIAL REIT INC | 042315507 | COM NEW | 2,645 | $60,000 | thousands by filing date | |
| UNITED FIRE GROUP INC | 910340108 | COMMON STOCK | 1,426 | $60,000 | thousands by filing date | |
| GRAY MEDIA INC | 389375106 | COMMON STOCK | 5,836 | $60,000 | thousands by filing date | |
| STONE HBR EMERG MKTS TL INC | 86164W100 | COM | 4,100 | $60,000 | thousands by filing date | |
| ASTORIA FINANCIAL CORP | 046265104 | COMMON STOCK | 4,040 | $60,000 | thousands by filing date | |
| QEP RESOURCES INC | 74733V100 | COM | 3,070 | $60,000 | thousands by filing date | |
| MMA Capital Management LLC | 55315D105 | COM | 3,299 | $60,000 | thousands by filing date | |
| G & K SVCS INC | 361268105 | CL A | 629 | $60,000 | thousands by filing date | |
| CROWN HLDGS INC COM | 228368106 | Stock | 1,041 | $59,000 | thousands by filing date | |
| UNITED STATES STL CORP NEW | 912909108 | COM | 3,120 | $59,000 | thousands by filing date | |
| CENTRAL GARDEN & PET CO | 153527205 | CL A NON-VTG | 2,391 | $59,000 | thousands by filing date | |
| Matrix Service Company | 576853105 | COM | 3,155 | $59,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F767 | INDIA GROWTH LDR | 1,267 | $59,000 | thousands by filing date | |
| BLACKROCK MUNIHLDGS NY QLTY | 09255C106 | COM | 4,000 | $59,000 | thousands by filing date | |
| Radcom Ltd | M81865111 | COM | 2,894 | $59,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q668 | EM SECT DIV DG | 2,625 | $59,000 | thousands by filing date | |
| WESCO AIRCRAFT HOLDINGS INC | 950814103 | COMMON STOCK | 4,402 | $59,000 | thousands by filing date | |
| ARGO GROUP INTERNATIONAL | G0464B107 | COMMON STOCK | 1,040 | $59,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION | 74348TAQ5 | NOTE 4.750% 4/1 | 60 | $59,000 | thousands by filing date | principal |
| CITIZENS FIRST CORP | 17462Q107 | COM | 3,693 | $59,000 | thousands by filing date | |
| DOUBLELINE OPPORTUNISTIC CR | 258623107 | COM | 2,245 | $58,000 | thousands by filing date | |
| CALERES INC | 129500104 | COM | 2,306 | $58,000 | thousands by filing date | |
| LIVANOVA PLC | G5509L101 | SHS | 961 | $58,000 | thousands by filing date | |
| STEWART INFORMATION SVCS COR | 860372101 | COM | 1,304 | $58,000 | thousands by filing date | |
| HERBALIFE LTD | G4412G101 | COM SHS | 935 | $58,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS INVESTM | 09254P108 | COM | 3,657 | $58,000 | thousands by filing date | |
| CNOOC LIMITED | 126132109 | SPONSORED ADR | 453 | $58,000 | thousands by filing date | |
| REX AMERICAN RESOURCES CORP | 761624105 | COMMON STOCK | 691 | $58,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W125 | FUTRE STRAT FD | 1,381 | $58,000 | thousands by filing date | |
| ABERDEEN INDIA FD INC | 454089103 | COM | 2,337 | $58,000 | thousands by filing date | |
| SSGA ACTIVE TR | 78470P309 | ST STR MARKE ETF | 1,100 | $58,000 | thousands by filing date | |
| HEALTHCARE RLTY TR | 421946104 | COM | 1,701 | $58,000 | thousands by filing date | |
| POWERSHARES GLOBAL ETF FD | 73936G308 | S&P 500 BUYWRT | 2,746 | $58,000 | thousands by filing date | |
| ALTRA HOLDINGS INC | 02208R106 | COMMON STOCK | 2,004 | $58,000 | thousands by filing date | |
| ZAYO GROUP HLDGS INC COM | 98919V105 | Stock | 2,001 | $58,000 | thousands by filing date | |
| BLUEKNIGHT ENERGY PARTNERS LP | 09625U109 | PREFERRED | 9,445 | $58,000 | thousands by filing date | |
| RESOURCE CAP CORP | 76120WAA2 | NOTE 6.000prct12/0 | 59 | $58,000 | thousands by filing date | principal |
| STEEL DYNAMICS INC COM | 858119100 | Stock | 2,289 | $57,000 | thousands by filing date | |
| SANMINA CORP COM | 801056102 | Stock | 1,995 | $57,000 | thousands by filing date | |
| ON SEMICONDUCTOR CORP COM | 682189105 | Stock | 4,640 | $57,000 | thousands by filing date | |
| HAEMONETICS CORP MASS COM | 405024100 | Stock | 1,572 | $57,000 | thousands by filing date | |
| KT CORP SPONSORED ADR | 48268K101 | ADR | 3,540 | $57,000 | thousands by filing date | |
| KOREA ELEC PWR CORP SPONSORED ADR | 500631106 | ADR | 2,342 | $57,000 | thousands by filing date | |
| BLOOMIN BRANDS INC | 094235108 | COM | 3,270 | $57,000 | thousands by filing date | |
| HEARTLAND EXPRESS INC | 422347104 | COM | 3,023 | $57,000 | thousands by filing date | |
| TEXAS CAP BANCSHARES INC | 88224Q107 | COM | 1,062 | $57,000 | thousands by filing date | |
| INVESCO HIGH INCOME TRUST II | 46131F101 | COM | 3,930 | $57,000 | thousands by filing date | |
| CLEARBRIDGE MLP AND MIDSTRM | 184692101 | COM | 3,500 | $57,000 | thousands by filing date | |
| CARLYLE GROUP L P | 14309L102 | COM UTS LTD PTN | 3,630 | $57,000 | thousands by filing date | |
| BLDRS INDEX FDS TR | 09348R300 | EMER MK 50 ADR | 1,615 | $57,000 | thousands by filing date | |
| AMERICAN CAPITAL LTD | 02503Y103 | COM | 3,346 | $57,000 | thousands by filing date | |
| SYNTEL INC | 87162H103 | COM | 1,350 | $57,000 | thousands by filing date | |
| LIBERTY INTERACTIVE CORP | 53071M880 | LBT VENT COM A | 1,399 | $57,000 | thousands by filing date | |
| BROCADE COMMUNICATIONS SYS I | 111621306 | COM NEW | 6,124 | $57,000 | thousands by filing date | |
| FORESTAR GROUP INC | 346232AB7 | NOTE 3.750% 3/0 | 60 | $57,000 | thousands by filing date | principal |
| ALLIANCE HOLDINGS GP LP | 01861G100 | COM UNITS LP | 2,188 | $57,000 | thousands by filing date | |
| ECHO GLOBAL LOGISTICS INC | 27875TAA9 | NOTE | 60 | $57,000 | thousands by filing date | principal |
| RLJ LODGING TR COM | 74965L101 | REIT | 2,621 | $56,000 | thousands by filing date | |
| EQUITY LIFESTYLE PROPERTIES COM | 29472R108 | REIT | 729 | $56,000 | thousands by filing date | |
| BLACKROCK SCIENCE & TECHNOLO | 09258G104 | SHS | 3,021 | $56,000 | thousands by filing date | |
| EATON VANCE ENHANCED EQUITY | 278277108 | COM | 4,115 | $56,000 | thousands by filing date | |
| ISHARES INC | 464286665 | MSCI PAC JP ETF | 1,303 | $56,000 | thousands by filing date | |
| WESTERN ASSET EMERGING MARKETS | 95766A101 | COM | 3,401 | $56,000 | thousands by filing date | |
| VOYA INFRASTRUCTURE INDLS & | 92912X101 | COM | 4,138 | $56,000 | thousands by filing date | |
| TENNECO INC | 880349105 | COM | 942 | $56,000 | thousands by filing date | |
| CABELAS INC | 126804301 | COM | 1,018 | $56,000 | thousands by filing date | |
| NUVEEN NEW JERSEY QULT MUN F | 67069Y102 | COM | 3,775 | $56,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q718 | INTL SEC DV DOG | 2,300 | $56,000 | thousands by filing date | |
| KEWAUNEE SCIENTIFIC CP | 492854104 | COMM | 2,361 | $56,000 | thousands by filing date | |
| INTEGRATED DEVICE TECHNOLOGY INC | 458118106 | COMMON STOCK | 2,408 | $56,000 | thousands by filing date | |
| ORCHIDS PAPER PRODUCTS CO | 68572N104 | COMMON STOCK | 2,050 | $56,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229409 | COM A SIRIUSXM | 1,628 | $56,000 | thousands by filing date | |
| ACACIA COMMUNICATIONS INC | 00401C108 | COM | 540 | $56,000 | thousands by filing date | |
| INVENSENSE INC | 46123D205 | COM | 7,559 | $56,000 | thousands by filing date | |
| INFOSYS LTD SPONSORED ADR | 456788108 | ADR | 3,458 | $55,000 | thousands by filing date | |
| DONALDSON INC COM | 257651109 | Stock | 1,494 | $55,000 | thousands by filing date | |
| TELUS CORPORATION COM | 87971M103 | Stock | 1,649 | $55,000 | thousands by filing date | |
| ISHARES TR MSCI EURO FL ETF | 464289180 | MSCI EURO FL ETF | 3,206 | $55,000 | thousands by filing date | |
| BLACKROCK GLOBAL ENERGY AND RE | 09250U101 | COM | 3,815 | $55,000 | thousands by filing date | |
| COVANTA HLDG CORP | 22282E102 | COM | 3,554 | $55,000 | thousands by filing date | |
| THOMSON REUTERS CORP | 884903105 | COM | 1,329 | $55,000 | thousands by filing date | |
| SUPER MICRO COMPUTER INC | 86800U104 | COM | 2,319 | $55,000 | thousands by filing date | |
| ALPHA & OMEGA SEMICONDUCTOR | G6331P104 | SHS | 2,547 | $55,000 | thousands by filing date | |
| EQM MIDSTREAM PARTNERS LP | 26885B100 | UNIT LTD PARTN | 718 | $55,000 | thousands by filing date | |
| CASS INFORMATION SYSTEMS INC | 14808P109 | COMMON STOCK | 976 | $55,000 | thousands by filing date | |
| VALIDUS HOLDINGS LTD | G9319H102 | COM SHS | 1,121 | $55,000 | thousands by filing date | |
| SPIRIT AIRLS INC | 848577102 | COM | 1,298 | $55,000 | thousands by filing date | |
| CALATLANTIC GROUP INC | 128195104 | COM | 1,643 | $55,000 | thousands by filing date | |
| ARIAD PHARMACEUTICALS INC | 04033A100 | COM | 4,000 | $55,000 | thousands by filing date | |
| SPDR SERIES TRUST OILGAS EQUIP | 78464A748 | COM | 2,900 | $55,000 | thousands by filing date | |
| RSP PERMIAN INC | 74978Q105 | COM | 1,414 | $55,000 | thousands by filing date | |
| Ishares Ibonds Dec | 46434VBK5 | ETF | 2,179 | $55,000 | thousands by filing date | |
| ARMSTRONG FLOORING INC | 04238R106 | COM | 2,892 | $55,000 | thousands by filing date | |
| CHEMOURS CO COM | 163851108 | Stock | 3,345 | $54,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524706 | EMRG MKTEQ ETF | 2,333 | $54,000 | thousands by filing date | |
| GRUPO AEROPORTUARIO DEL CENT | 400501102 | SPON ADR | 1,167 | $54,000 | thousands by filing date | |
| TERADATA CORP DEL | 88076W103 | COM | 1,709 | $54,000 | thousands by filing date | |
| AIRCASTLE LTD | G0129K104 | COM | 2,663 | $54,000 | thousands by filing date | |
| ISHARES TR | 46434V639 | CUR HD EURZN ETF | 2,180 | $54,000 | thousands by filing date | |
| BLACKROCK DEBT STRAT FD INC | 09255R103 | COM | 14,892 | $54,000 | thousands by filing date | |
| AMERICAN CAP MTG INVT CORP | 02504A104 | COM | 3,167 | $54,000 | thousands by filing date | |
| VIRTUS TOTAL | 92829A103 | COM | 11,500 | $54,000 | thousands by filing date | |
| iShares U.S. Treasury Bond ETF | 46429B267 | SHS | 2,034 | $53,000 | thousands by filing date | |
| OMNICELL COM COM | 68213N109 | Stock | 1,391 | $53,000 | thousands by filing date | |
| FEDERATED HERMES INC CL B | 314211103 | Stock | 1,806 | $53,000 | thousands by filing date | |
| CHESAPEAKE UTILS CORP | 165303108 | COM | 875 | $53,000 | thousands by filing date | |
| BLACKROCK INVESTMENT QUALITY M | 09247D105 | COM | 3,092 | $53,000 | thousands by filing date | |
| INTERCEPT PHARMACEUTICALS IN | 45845P108 | COM | 321 | $53,000 | thousands by filing date | |
| PRA HEALTH SCIENCES INC | 69354M108 | COM | 935 | $53,000 | thousands by filing date | |
| TORTOISE MIDSTRM ENERGY FD I | 89148B101 | COM | 2,674 | $53,000 | thousands by filing date | |
| UNIVERSAL HEALTH RLTY INCOME | 91359E105 | REIT | 833 | $53,000 | thousands by filing date | |
| YY INC. ADR | 98426T106 | SPONSORED ADS A | 1,000 | $53,000 | thousands by filing date | |
| FORMULA SYSTEMS 1985 LTD | 346414105 | SPONSORED ADS | 1,404 | $53,000 | thousands by filing date | |
| Sandstorm Gold Ltd | 80013R206 | Common Stock | 10,502 | $53,000 | thousands by filing date | |
| VOYA INTL HIGH DIVID EQTY IN | 92912Y109 | COM | 8,000 | $53,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001681115-16-000009 | superseded | 2016-11-09 | acceptance time not in the bulk data set | |
| 13F-HR/A 0001681115-17-000010 | this filing | 2017-11-02 | acceptance time not in the bulk data set |