13F-HR filed by Advisor Group, Inc.
Advisor Group, Inc. filed this 13F-HR for the quarter ended 2017-06-30, filed 2017-08-11, with 4,960 holding rows worth $5,533,968,000.
- Accession
- 0001681115-17-000009
- Filer
- CIK 1681115
- Filed
- 2017-08-11
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2017
A holdings report, 13,757 entries on the cover page, a total value of $5,533,968,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $5,533,968,000 with VALUE read as thousands by filing date, 13F file number 028-17493. A later restatement replaced it, so the quarter does not use it. The resolved quarter.
Other managers
- included managerROYAL ALLIANCE ASSOCIATES INC
- included managerSAGEPOINT FINANCIAL, INC.
- included managerFSC Securities CORP
- included managerWOODBURY FINANCIAL SERVICES, INC.
- included managerVision2020 Wealth Management Copr.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| POWERSHARES GLOBAL EXCHANGE TRADED FD TR I-30 LADDERED | 73936T524 | ETF | 2,305 | $75,000 | thousands by filing date | |
| CLOUGH GLOBAL EQUITY FD | 18914C100 | COM | 5,900 | $74,000 | thousands by filing date | |
| PRA HEALTH SCIENCES INC | 69354M108 | COM | 1,049 | $74,000 | thousands by filing date | |
| DBX ETF TR | 233051507 | XTRACK MSCI JAPN | 1,960 | $74,000 | thousands by filing date | |
| VOYA PRIME RATE TRUST | 92913A100 | SH BEN INT | 13,744 | $74,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q668 | EM SECT DIV DG | 3,110 | $74,000 | thousands by filing date | |
| RESOLUTE FOREST PRODUCTS | 76117W109 | COMMON STOCK | 18,337 | $74,000 | thousands by filing date | |
| CARA THERAPEUTICS INC | 140755109 | COM | 6,330 | $74,000 | thousands by filing date | |
| SYKES ENTERPRISES INC COM | 871237103 | Stock | 2,215 | $74,000 | thousands by filing date | |
| TELEFONICA BRASIL SA FSPONSORED ADR 1 ADR REPS 2 ORD SHS | 87936R106 | COM | 5,572 | $74,000 | thousands by filing date | |
| MIDSTREAM PARTNERS | 02752P100 | COMMON STOCK | 5,703 | $74,000 | thousands by filing date | |
| NORWEGIAN CRUISE LINE HLDGS LT SHS | G66721104 | Stock | 1,345 | $73,000 | thousands by filing date | |
| ACADIA HEALTHCARE COMPANY INC COM | 00404A109 | Stock | 1,489 | $73,000 | thousands by filing date | |
| HUBBELL INC COM | 443510607 | Stock | 809 | $73,000 | thousands by filing date | |
| GENIE ENERGY LTD | 372284208 | CL B | 9,583 | $73,000 | thousands by filing date | |
| EXCHANGE TRADED CONCEPTS TRU | 301505707 | ROBO GLB ETF | 2,140 | $73,000 | thousands by filing date | |
| ADVENT CLAYMORE ENH GRW & IN | 00765E104 | COM | 8,300 | $73,000 | thousands by filing date | |
| SPRINT CORP | 85207U105 | COM SER 1 | 8,763 | $73,000 | thousands by filing date | |
| QIWI PLC | 74735M108 | SPON ADR REP B | 2,954 | $73,000 | thousands by filing date | |
| KNOLL INC | 498904200 | COM NEW | 3,627 | $73,000 | thousands by filing date | |
| POWERSHARES GLOBAL ETF TRUSTGB | 73936T623 | COM | 3,409 | $73,000 | thousands by filing date | |
| CACI INTL INC CL A | 127190304 | Stock | 576 | $72,000 | thousands by filing date | |
| ARAMARK COM | 03852U106 | Stock | 1,800 | $72,000 | thousands by filing date | |
| CROWN HLDGS INC COM | 228368106 | Stock | 1,203 | $72,000 | thousands by filing date | |
| TELEFLEX INCORPORATED | 879369106 | COM | 459 | $72,000 | thousands by filing date | |
| ANIKA THERAPEUTICS INC | 035255108 | COM | 1,497 | $72,000 | thousands by filing date | |
| Phillips 66 Partners LP | 718549207 | COM UNIT REP INT | 1,453 | $72,000 | thousands by filing date | |
| SANCHEZ ENERGY CORP | 79970Y105 | COMMON STOCK | 10,015 | $72,000 | thousands by filing date | |
| SONIC CORP | 835451105 | COM | 2,740 | $72,000 | thousands by filing date | |
| MULESOFT INC | 625207105 | CL A | 2,876 | $72,000 | thousands by filing date | |
| Ishares Ibonds Dec | 46434VAU4 | ETF | 5,598 | $72,000 | thousands by filing date | |
| JP MORGAN EXCHANGE TRADED FD | 46641Q506 | DIVRSFD RT INT | 2,500 | $72,000 | thousands by filing date | |
| First Horizon Corporation | 320517105 | Common Capital Stock, par value $0.625 per share | 4,028 | $71,000 | thousands by filing date | |
| BOK FINL CORP COM NEW | 05561Q201 | Stock | 993 | $71,000 | thousands by filing date | |
| XPO INC COM | 983793100 | Stock | 1,097 | $71,000 | thousands by filing date | |
| ASHLAND INC | 044186104 | COM | 1,289 | $71,000 | thousands by filing date | |
| COVISTA INC | 00737L103 | COM | 1,871 | $71,000 | thousands by filing date | |
| AVANGRID INC | 05351W103 | COM | 1,628 | $71,000 | thousands by filing date | |
| QCR HOLDINGS INC | 74727A104 | COMMON STOCK | 1,494 | $71,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X610 | EURO QTLY DIV GR | 2,843 | $71,000 | thousands by filing date | |
| JOHN HANCOCK EXCHANGE TRADED | 47804J107 | MLTFCTR LRG CAP | 2,240 | $71,000 | thousands by filing date | |
| INFINERA CORP | 45667G103 | COMMON STOCK | 6,603 | $71,000 | thousands by filing date | |
| CAPSTEAD MTG CORP | 14067E506 | COM NO PAR | 6,787 | $71,000 | thousands by filing date | |
| LAZARD WORLD DIVID & INCOME | 521076109 | COM | 6,400 | $71,000 | thousands by filing date | |
| APARTMENT INVT & MGMT CO | 03748R762 | PFD CL A 6.875 | 2,630 | $71,000 | thousands by filing date | |
| BLOCK INC CL A | 852234103 | Stock | 7,595 | $70,000 | thousands by filing date | |
| EATON VANCE CALIFORNIA MUNICIP | 27826F101 | SH BEN INT | 5,600 | $70,000 | thousands by filing date | |
| SPECIAL OPPORTUNITIES FD INC | 84741T104 | COM | 4,628 | $70,000 | thousands by filing date | |
| INVESTORS REAL ESTATE TRUST | 461730103 | COMMON STOCK | 11,280 | $70,000 | thousands by filing date | |
| Ishares Ibonds Dec | 46434VAQ3 | ETF | 2,763 | $70,000 | thousands by filing date | |
| ISHARES TR | 46434VAA8 | IBONDS DEC18 ETF | 2,787 | $70,000 | thousands by filing date | |
| AXOGEN INC | 05463X106 | COM | 4,100 | $69,000 | thousands by filing date | |
| SAN JUAN BASIN RTY TR | 798241105 | UNIT BEN INT | 10,386 | $69,000 | thousands by filing date | |
| SENSIENT TECHNOLOGIES CORP | 81725T100 | COM | 870 | $69,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y855 | LITHIUM BTRY ETF | 2,402 | $69,000 | thousands by filing date | |
| FIRST TRUST NEW OPPORTUNITIES | 33739M100 | COM | 5,187 | $69,000 | thousands by filing date | |
| METHODE ELECTRONICS INC | 591520200 | COMMON STOCK | 1,674 | $69,000 | thousands by filing date | |
| ISHARES TR | 464289842 | MSCI PERU GL ETF | 2,063 | $69,000 | thousands by filing date | |
| KERYX BIOPHARMACEUTICALS | 492515101 | COMMON STOCK | 9,565 | $69,000 | thousands by filing date | |
| ROYAL BANK OF SCOTLAND GROUP PLC | 780097788 | PREFERRED STOCK | 2,743 | $69,000 | thousands by filing date | |
| LIONS GATE ENTMNT CORP | 535919500 | CL B NON VTG | 2,619 | $69,000 | thousands by filing date | |
| SPDR SERIES TRUST OILGAS EQUIP | 78464A748 | COM | 9,284 | $69,000 | thousands by filing date | |
| VELOCITYSHARES INV VIX SH-TM | 22542D795 | INVR | 820 | $69,000 | thousands by filing date | |
| IDEX CORP COM | 45167R104 | Stock | 758 | $68,000 | thousands by filing date | |
| WORTHINGTON ENTERPRISES INC | 981811102 | COM | 1,356 | $68,000 | thousands by filing date | |
| EATON VANCE SENIOR FLOATING-RA | 27828Q105 | COM | 4,535 | $68,000 | thousands by filing date | |
| FIRST TRUST ENERGY INCOME AND | 33738G104 | COM | 2,675 | $68,000 | thousands by filing date | |
| KINGSTONE COS INC | 496719105 | COMMON STOCK | 4,450 | $68,000 | thousands by filing date | |
| TRI POINTE HOMES INC | 87265H109 | COM | 5,245 | $68,000 | thousands by filing date | |
| QUALITY CARE PPTYS INC | 747545101 | COM | 4,076 | $68,000 | thousands by filing date | |
| VERADIGM INC | 01988P108 | COMMON STOCK | 5,354 | $68,000 | thousands by filing date | |
| ETF | 26923A106 | EXCHANGE TRADED | 839 | $68,000 | thousands by filing date | |
| HERSHA HOSPITALITY TR | 427825500 | PR SHS BEN INT | 3,689 | $68,000 | thousands by filing date | |
| CHILDRENS PL INC NEW | 168905107 | COM | 655 | $67,000 | thousands by filing date | |
| CENTRAL GARDEN & PET CO | 153527205 | CL A NON-VTG | 2,238 | $67,000 | thousands by filing date | |
| GOLAR LNG LTD | G9456A100 | SHS | 3,258 | $67,000 | thousands by filing date | |
| NUVEEN FLOATING RATE INCOME OP | 6706EN100 | COM SHS | 5,700 | $67,000 | thousands by filing date | |
| ABRDN NATL MUN INCOME FD SH BEN INT | 24610T108 | CEF | 5,000 | $67,000 | thousands by filing date | |
| DBX ETF TR | 233051481 | XTRA RU 1000 ETF | 2,296 | $67,000 | thousands by filing date | |
| PROSHARES TR | 74347B201 | PSHS ULTSH 20YRS | 1,879 | $67,000 | thousands by filing date | |
| LYDALL INC | 550819106 | COMMON STOCK | 1,302 | $67,000 | thousands by filing date | |
| DOMINION RES INC VA NEW | 25746U869 | UNIT 99/99/9999 | 1,400 | $67,000 | thousands by filing date | |
| TECHNIPFMC PLC COM | G87110105 | Stock | 2,633 | $66,000 | thousands by filing date | |
| WINTRUST FINL CORP COM | 97650W108 | Stock | 861 | $66,000 | thousands by filing date | |
| TELUS CORPORATION COM | 87971M103 | Stock | 1,914 | $66,000 | thousands by filing date | |
| POST HLDGS INC | 737446104 | COM | 838 | $66,000 | thousands by filing date | |
| ALPHA & OMEGA SEMICONDUCTOR | G6331P104 | SHS | 3,989 | $66,000 | thousands by filing date | |
| LIBERTY BROADBAND A | 530307107 | COMMON STOCK | 771 | $66,000 | thousands by filing date | |
| Diamond Hill Investment Group Inc | 25264R207 | Common Stock | 329 | $66,000 | thousands by filing date | |
| TIM PARTICIPACOES S A | 88706P205 | SPONSORED ADR | 4,430 | $66,000 | thousands by filing date | |
| CNO FINL GROUP INC | 12621E103 | COM | 3,113 | $65,000 | thousands by filing date | |
| WESTERN ASSET INTER MUNI FD | 958435109 | COM | 6,648 | $65,000 | thousands by filing date | |
| SK TELECOM LTD | 78440P108 | SPONSORED ADR | 2,576 | $65,000 | thousands by filing date | |
| NEW YORK LIFE INVESTMENTS ET | 45409B560 | FTSE INTL EQTY C | 3,206 | $65,000 | thousands by filing date | |
| CALAMP CORP | 128126109 | COMMON STOCK | 3,250 | $65,000 | thousands by filing date | |
| PENNYMAC FINANCIAL SERVICE-A | 70932B101 | CL A | 3,850 | $65,000 | thousands by filing date | |
| EQUITY COMWLTH | 294628201 | 6.5% CNV PFD D | 2,500 | $65,000 | thousands by filing date | |
| CAVCO INDS INC DEL | 149568107 | COM | 493 | $64,000 | thousands by filing date | |
| PILGRIMS PRIDE CORP COM | 72147K108 | Stock | 2,904 | $64,000 | thousands by filing date | |
| UNITIL CORP COM | 913259107 | Stock | 1,322 | $64,000 | thousands by filing date | |
| BLACKROCK GLOBAL ENERGY AND RE | 09250U101 | COM | 4,917 | $64,000 | thousands by filing date | |
| ALLIANZGI DIVERSIFIED INCOME | 01883J108 | COM | 3,074 | $64,000 | thousands by filing date | |
| PGT INNOVATIONS INC | 69336V101 | COM | 5,000 | $64,000 | thousands by filing date | |
| CASS INFORMATION SYSTEMS INC | 14808P109 | COMMON STOCK | 970 | $64,000 | thousands by filing date | |
| NUVEEN MUN INCOME FD INC | 67062J102 | COM | 5,494 | $64,000 | thousands by filing date | |
| CEL-SCI CORP | 150837607 | COM PAR NEW | 28,584 | $64,000 | thousands by filing date | |
| MMA Capital Management LLC | 55315D105 | COM | 2,803 | $64,000 | thousands by filing date | |
| HUANENG PWR INTL INC | 443304100 | SPON ADR H SHS | 2,353 | $64,000 | thousands by filing date | |
| ABAXIS INC | 002567105 | COM | 1,235 | $64,000 | thousands by filing date | |
| DREYFUS STRATEGIC MUNS INC | 261932107 | COM | 9,785 | $64,000 | thousands by filing date | |
| JOHN HANCOCK EXCHANGE TRADED | 47804J602 | mc | 1,800 | $64,000 | thousands by filing date | |
| BLACK KNIGHT INC | 09214X100 | COM | 1,627 | $64,000 | thousands by filing date | |
| VALMONT INDS INC COM | 920253101 | Stock | 420 | $63,000 | thousands by filing date | |
| SCIENCE APPLICATIONS INTL CORP COM | 808625107 | Stock | 935 | $63,000 | thousands by filing date | |
| HEICO CORP NEW | 422806208 | CL A | 1,002 | $63,000 | thousands by filing date | |
| UMB FINL CORP | 902788108 | COM | 836 | $63,000 | thousands by filing date | |
| FIDUS INVESTMENT GROUP | 316500107 | COM | 3,756 | $63,000 | thousands by filing date | |
| UNITED FIRE GROUP INC | 910340108 | COMMON STOCK | 1,425 | $63,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E416 | SOCIAL MED ETF | 2,324 | $63,000 | thousands by filing date | |
| POWERSHARES ETF TR II S&P SMCP | 73937B886 | ETF - EQUITY | 712 | $63,000 | thousands by filing date | |
| NEW SR INVT GROUP INC | 648691103 | COM | 6,268 | $63,000 | thousands by filing date | |
| COLUMBIA ETF TR I | 19762B301 | I EM QUALITY ETF | 4,502 | $63,000 | thousands by filing date | |
| ServiceNow,Inc. | 81762P102 | COM | 583 | $62,000 | thousands by filing date | |
| TURKCELL ILETISIM SPON ADR NEW | 900111204 | ADR | 7,596 | $62,000 | thousands by filing date | |
| METHANEX CORP COM | 59151K108 | Stock | 1,400 | $62,000 | thousands by filing date | |
| MOOG INC CL A | 615394202 | Stock | 851 | $62,000 | thousands by filing date | |
| MERITAGE HOMES CORP COM | 59001A102 | Stock | 1,470 | $62,000 | thousands by filing date | |
| TRUSTMARK CORP | 898402102 | COM | 1,914 | $62,000 | thousands by filing date | |
| COTY INC | 222070203 | COM CL A | 3,744 | $62,000 | thousands by filing date | |
| TECNOGLASS INC | G87264100 | ORD SHS | 6,648 | $62,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33737M201 | MID CAP VAL FD | 1,875 | $62,000 | thousands by filing date | |
| BLACKROCK N J MUN INCOME TR | 09248J101 | SH BEN INT | 4,000 | $62,000 | thousands by filing date | |
| ABERDEEN | 003011103 | MUTUAL FUNDS EQ | 10,202 | $62,000 | thousands by filing date | |
| AMARIN CORP PLC | 023111206 | SPONS ADR NEW | 15,639 | $62,000 | thousands by filing date | |
| IRSA INVERSIONES Y REP S A SPON GDS ECH 10 | 450047204 | ADR | 2,586 | $62,000 | thousands by filing date | |
| BROCADE COMMUNICATIONS SYS I | 111621306 | COM NEW | 4,897 | $62,000 | thousands by filing date | |
| COTIVITI HLDGS INC | 22164K101 | COM | 1,684 | $62,000 | thousands by filing date | |
| TOMPKINS FINL CORP COM | 890110109 | Stock | 778 | $61,000 | thousands by filing date | |
| NORTHWESTERN ENERGY GROUP INC COM NEW | 668074305 | Stock | 987 | $61,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733B100 | WTR ETF | 1,414 | $61,000 | thousands by filing date | |
| BLACKROCK DEBT STRATEGIES FD I | 09255R202 | COM NEW | 5,296 | $61,000 | thousands by filing date | |
| Mallinckrodt Plc | G5785G107 | SHS | 1,376 | $61,000 | thousands by filing date | |
| PROSHARES TR | 74347R669 | PSHS ULT SEMICDT | 766 | $61,000 | thousands by filing date | |
| MARTIN MIDSTREAM PRTNRS L P | 573331105 | UNIT L P INT | 3,519 | $61,000 | thousands by filing date | |
| BOARDWALK PIPELINE PARTNERS | 096627104 | UT LTD PARTNER | 3,388 | $61,000 | thousands by filing date | |
| EXONE CO | 302104104 | COM | 5,350 | $61,000 | thousands by filing date | |
| VERIFONE SYS INC | 92342Y109 | COM | 3,361 | $61,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W364 | BRCLYS NEGTV DUR | 1,419 | $61,000 | thousands by filing date | |
| VANECK VECTORS HIGH INCOME INFRASTRUCTURE MLP ETF | 92189F569 | ETF | 4,175 | $61,000 | thousands by filing date | |
| RANGE RES CORP COM | 75281A109 | Stock | 2,617 | $60,000 | thousands by filing date | |
| PLDT INC SPONSORED ADR | 69344D408 | ADR | 1,697 | $60,000 | thousands by filing date | |
| INTERFACE INC | 458665304 | COM | 3,074 | $60,000 | thousands by filing date | |
| CHARLES RIV LABS INTL INC | 159864107 | COM | 593 | $60,000 | thousands by filing date | |
| CHEESECAKE FACTORY INC | 163072101 | COM | 1,291 | $60,000 | thousands by filing date | |
| WINMARK CORP | 974250102 | COM | 465 | $60,000 | thousands by filing date | |
| IMMERSION CORPORATION | 452521107 | COMMON STOCK | 6,658 | $60,000 | thousands by filing date | |
| SL GREEN REALTY CORP | 78440X101 | COM | 568 | $60,000 | thousands by filing date | |
| SouthState Corp | 840441109 | Common Stock | 697 | $60,000 | thousands by filing date | |
| ELDORADO RESORTS INC | 28470R102 | COM | 3,013 | $60,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION | 74348TAQ5 | NOTE 4.750% 4/1 | 60 | $60,000 | thousands by filing date | principal |
| UNITED COMMUNITY FINANCIAL | 909839102 | COM | 7,253 | $60,000 | thousands by filing date | |
| TRECORA RES | 894648104 | COM | 5,300 | $60,000 | thousands by filing date | |
| SHINHAN FINANCIAL GROUP CO LTD SPN ADR RESTRD | 824596100 | ADR | 1,348 | $59,000 | thousands by filing date | |
| GREIF INC | 397624107 | CL A | 1,051 | $59,000 | thousands by filing date | |
| IES HOLDINGS INC | 44951W106 | COM | 3,250 | $59,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092881 | MSCI MATLS INDEX | 1,899 | $59,000 | thousands by filing date | |
| INVESCO HIGH INCOME TRUST II | 46131F101 | COM | 3,930 | $59,000 | thousands by filing date | |
| PDC ENERGY INC | 69327R101 | COM | 1,384 | $59,000 | thousands by filing date | |
| BLACKROCK N Y MUN INCOME TRU | 09248L106 | SH BEN INT | 3,920 | $59,000 | thousands by filing date | |
| VOYA INTL HIGH DIVID EQTY IN | 92912Y109 | COM | 8,000 | $59,000 | thousands by filing date | |
| ASTORIA FINANCIAL CORP | 046265104 | COMMON STOCK | 2,889 | $59,000 | thousands by filing date | |
| GEMPHIRE THERAPEUTICS INC | 36870A108 | COM | 4,612 | $59,000 | thousands by filing date | |
| iShares U.S. Treasury Bond ETF | 46429B267 | SHS | 2,317 | $58,000 | thousands by filing date | |
| EPAM SYS INC COM | 29414B104 | Stock | 688 | $58,000 | thousands by filing date | |
| DONALDSON INC COM | 257651109 | Stock | 1,430 | $58,000 | thousands by filing date | |
| CLEARWATER PAPER CORP | 18538R103 | COM | 1,229 | $58,000 | thousands by filing date | |
| KEARNY FINL CORP MD | 48716P108 | COM | 3,952 | $58,000 | thousands by filing date | |
| CORCEPT THERAPEUTICS INC | 218352102 | COM | 4,938 | $58,000 | thousands by filing date | |
| HEARTLAND EXPRESS INC | 422347104 | COM | 2,807 | $58,000 | thousands by filing date | |
| OAK VALLEY BANCORP | 671807105 | COMMON STOCK | 4,150 | $58,000 | thousands by filing date | |
| COLUMBIA ETF TR II | 19762B202 | EM CORE EX ETF | 2,187 | $58,000 | thousands by filing date | |
| NUVEEN TAXABLE MUNICPAL INM FD COM | 67074C103 | CEF | 2,795 | $58,000 | thousands by filing date | |
| FIRST TR EXCHNG TRADED FD VI | 33740F409 | INCOME OPPRTNTES | 2,700 | $58,000 | thousands by filing date | |
| NOBLE CORP PLC | G65431101 | SHS USD | 15,778 | $58,000 | thousands by filing date | |
| SENSATA TECHNOLOGIES HOLDING | N7902X106 | COMMON STOCK-FO | 1,362 | $58,000 | thousands by filing date | |
| OFFICE DEPOT INC | 676220106 | COM | 10,304 | $58,000 | thousands by filing date | |
| ENERPLUS CORP | 292766102 | COM | 7,155 | $58,000 | thousands by filing date | |
| TECH DATA CORP | 878237106 | COM | 579 | $58,000 | thousands by filing date | |
| POWERSHARES DYNAMIC | 73935X104 | DYNAMIC MKT PT | 685 | $58,000 | thousands by filing date | |
| BADGER METER INC COM | 056525108 | Stock | 1,430 | $57,000 | thousands by filing date | |
| ADAMS DIVERSIFIED EQUITY FD | 006212104 | COM | 3,972 | $57,000 | thousands by filing date | |
| WESBANCO INC | 950810101 | COM | 1,424 | $57,000 | thousands by filing date | |
| DISCOVERY INC | 25470F302 | COM SER C | 2,271 | $57,000 | thousands by filing date | |
| RPC INC | 749660106 | COMMON STOCK | 2,848 | $57,000 | thousands by filing date | |
| BlackRock Muniy Michigan | 09254V105 | Fund | 4,052 | $57,000 | thousands by filing date | |
| Mkt Vctrs J P Mrgn Em | 92189F494 | COM | 3,486 | $57,000 | thousands by filing date | |
| RELX NV | 75955B102 | SPONSORED ADR | 2,765 | $57,000 | thousands by filing date | |
| WHITING PETE CORP NEW | 966387102 | COM | 10,531 | $57,000 | thousands by filing date | |
| PANHANDLE OIL AND GAS INC | 698477106 | CL A | 2,500 | $57,000 | thousands by filing date | |
| FIRST TR DYNAMIC EUROPE EQUI | 33740D107 | COM SHS | 3,016 | $57,000 | thousands by filing date | |
| LIBERTY INTERACTIVE CORP | 53071M856 | LBT VEN COM A NE | 1,102 | $57,000 | thousands by filing date | |
| RLI CORP COM | 749607107 | Stock | 1,025 | $56,000 | thousands by filing date | |
| FIRST FINL BANKSHARES INC COM | 32020R109 | Stock | 1,262 | $56,000 | thousands by filing date | |
| TRANSPORTADORA DE GAS SUR | 893870204 | SPONSORED ADS B | 3,379 | $56,000 | thousands by filing date | |
| PATTERSON-UTI ENERGY INC | 703481101 | COM | 2,787 | $56,000 | thousands by filing date | |
| SERVISFIRST BANCSHARES INC | 81768T108 | COM | 1,516 | $56,000 | thousands by filing date | |
| COLUMBIA BKG SYS INC | 197236102 | COM | 1,416 | $56,000 | thousands by filing date | |
| AMERICAN VANGUARD CORP | 030371108 | COM | 3,250 | $56,000 | thousands by filing date | |
| CLEARBRIDGE MLP AND MIDSTRM | 184692101 | COM | 3,700 | $56,000 | thousands by filing date | |
| G III APPAREL GROUP LTD | 36237H101 | COM | 2,244 | $56,000 | thousands by filing date | |
| INC RESH HLDGS INC | 45329R109 | CL A | 987 | $56,000 | thousands by filing date | |
| SPDR SER TR | 78468R127 | S&P INTERNET ETF | 825 | $56,000 | thousands by filing date | |
| FORWARD PHARMA A/S | 34986J105 | SPONSORED ADR | 2,742 | $56,000 | thousands by filing date | |
| J P MORGAN EXCHANGETRADED F DIV RTN EU ETF | 46641Q605 | Stock | 984 | $56,000 | thousands by filing date | |
| PENN ENTERTAINMENT INC COM | 707569109 | Stock | 2,547 | $55,000 | thousands by filing date | |
| TERADYNE INC COM | 880770102 | Stock | 1,799 | $55,000 | thousands by filing date | |
| RLJ LODGING TR COM | 74965L101 | REIT | 2,748 | $55,000 | thousands by filing date | |
| CADENCE DESIGN SYSTEM INC COM | 127387108 | Stock | 1,655 | $55,000 | thousands by filing date | |
| COMPANHIA DE SANEAMENTO BASICO SPONSORED ADR | 20441A102 | ADR | 5,866 | $55,000 | thousands by filing date | |
| OIL STS INTL INC | 678026105 | COM | 2,023 | $55,000 | thousands by filing date | |
| SEABRIDGE GOLD INC | 811916105 | COM *D* | 5,200 | $55,000 | thousands by filing date | |
| TERADATA CORP DEL | 88076W103 | COM | 1,968 | $55,000 | thousands by filing date | |
| WASHINGTON PRIME GROUP NEW | 93964W108 | COM | 6,678 | $55,000 | thousands by filing date | |
| BLACKROCK STRATEGIC MUN TR | 09248T109 | COM | 4,000 | $55,000 | thousands by filing date | |
| SUPER MICRO COMPUTER INC | 86800U104 | COM | 2,215 | $55,000 | thousands by filing date | |
| BROOKDALE SR LIVING INC | 112463104 | COM | 3,724 | $55,000 | thousands by filing date | |
| FLAHERTY & CRUMRINE DYNAMIC | 33848W106 | SHS | 2,092 | $55,000 | thousands by filing date | |
| SUPERIOR ENERGY SVCS INC | 868157108 | COM | 5,316 | $55,000 | thousands by filing date | |
| ELLINGTON FINANCIAL LLC | 288522303 | COM | 3,373 | $55,000 | thousands by filing date | |
| K12 INC | 48273U102 | COM | 3,075 | $55,000 | thousands by filing date | |
| CLAYMORE EXCHANGE-TRADED FD WI | 18383M308 | COM | 1,734 | $55,000 | thousands by filing date | |
| UNITED STATES NATL GAS FUND | 912318201 | UNIT PAR $0.001 | 12,806 | $55,000 | thousands by filing date | |
| MERCURY SYS INC COM | 589378108 | Stock | 1,292 | $54,000 | thousands by filing date | |
| MORNINGSTAR INC COM | 617700109 | Stock | 791 | $54,000 | thousands by filing date | |
| TRANSUNION COM | 89400J107 | Stock | 1,255 | $54,000 | thousands by filing date | |
| WESTERN AST INFL LKD OPP & I | 95766R104 | COM | 4,958 | $54,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A573 | ST STR SP HCSVC | 835 | $54,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X812 | INDXX GLOBAL AGR | 2,133 | $54,000 | thousands by filing date | |
| CONVERGYS CORP | 212485106 | COM | 2,273 | $54,000 | thousands by filing date | |
| WORKHORSE GROUP INC | 98138J206 | COM NEW | 14,706 | $54,000 | thousands by filing date | |
| PREMIER FINL BANCORP INC | 74050M105 | COM | 2,597 | $54,000 | thousands by filing date | |
| COMBIMATRIX CORPORATION | 20009T501 | COM PAR | 10,076 | $54,000 | thousands by filing date | |
| UPBOUND GROUP INC COM | 76009N100 | Stock | 4,517 | $53,000 | thousands by filing date | |
| CAPITOL FED FINL INC COM | 14057J101 | Stock | 3,697 | $53,000 | thousands by filing date | |
| OLD NATL BANCORP IND | 680033107 | COM | 3,109 | $53,000 | thousands by filing date | |
| LENDINGTREE INC | 52603B107 | COM | 326 | $53,000 | thousands by filing date | |
| ISHARES S&P GSCI COMMODITY- | 46428R107 | UNIT BEN INT | 16,095 | $53,000 | thousands by filing date | |
| UNITED CMNTY BKS BLAIRSVLE G | 90984P303 | COM | 1,879 | $53,000 | thousands by filing date | |
| WERNER ENTERPRISES INC | 950755108 | COM | 1,790 | $53,000 | thousands by filing date | |
| SOTHEBYS | 835898107 | COM | 1,000 | $53,000 | thousands by filing date | |
| EQM MIDSTREAM PARTNERS LP | 26885B100 | UNIT LTD PARTN | 721 | $53,000 | thousands by filing date | |
| INFRAREIT INC | 45685L100 | COM | 2,751 | $53,000 | thousands by filing date | |
| NTT DOCOMO INC | 62942M201 | SPONS ADR | 2,448 | $53,000 | thousands by filing date | |
| TROVAGENE INC | 897238309 | COM | 41,923 | $53,000 | thousands by filing date | |
| PCM INC | 69323K100 | COM | 2,800 | $53,000 | thousands by filing date | |
| HORIZON PHARMA PLC | G4617B105 | SHS | 4,491 | $53,000 | thousands by filing date | |
| Fidelity MSCI Energy Index ETF | 316092402 | SHS | 2,885 | $52,000 | thousands by filing date | |
| iShares MSCI Mexico ETF | 464286822 | SHS | 988 | $52,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C730 | COM | 470 | $52,000 | thousands by filing date | |
| NEXSTAR MEDIA GROUP INC COMMON STOCK | 65336K103 | Stock | 890 | $52,000 | thousands by filing date | |
| PROSHARES TR | 74347X633 | ULTRA FNCLS NEW | 499 | $52,000 | thousands by filing date | |
| ALBANY INTL CORP | 012348108 | CL A | 971 | $52,000 | thousands by filing date | |
| OUTFRONT MEDIA INC | 69007J106 | COM | 2,250 | $52,000 | thousands by filing date | |
| PROOFPOINT INC | 743424103 | COM | 595 | $52,000 | thousands by filing date | |
| NUVEEN NEW JERSEY QULT MUN F | 67069Y102 | COM | 3,769 | $52,000 | thousands by filing date | |
| FIRST BANCORP NC | 318910106 | COMMON STOCK | 1,650 | $52,000 | thousands by filing date | |
| HENNESSY ADVISORS INC | 425885100 | COM | 3,441 | $52,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459W730 | CMN | 1,516 | $52,000 | thousands by filing date | |
| PROSHARES TR | 74347X294 | HD REPLICATION | 1,181 | $52,000 | thousands by filing date | |
| SEASPINE HLDGS CORP | 81255T108 | COM | 4,516 | $52,000 | thousands by filing date | |
| AMERICA FIRST MULTIFAMILY IN | 02364V107 | BEN UNIT CTF | 8,664 | $52,000 | thousands by filing date | |
| SUMMIT FINL GROUP INC | 86606G101 | COM | 4,727 | $52,000 | thousands by filing date | |
| BANK MUTUAL CORP | 063750103 | COM | 5,680 | $52,000 | thousands by filing date | |
| ARALEZ PHARMACEUTICALS INC | 03852X100 | COM | 38,350 | $52,000 | thousands by filing date | |
| FOMENTO ECONOMICO MEXICANO S A SPON ADR UNITS | 344419106 | ADR | 522 | $51,000 | thousands by filing date | |
| AMERICAN HOMES 4 RENT | 02665T306 | CL A | 2,232 | $51,000 | thousands by filing date | |
| PARAMOUNT GROUP INC | 69924R108 | COM | 3,191 | $51,000 | thousands by filing date | |
| ACADIA RLTY TR | 004239109 | COM SH BEN INT | 1,839 | $51,000 | thousands by filing date | |
| SALLY BEAUTY HLDGS INC | 79546E104 | COM | 2,510 | $51,000 | thousands by filing date | |
| MARTEN TRANSPORT LTD | 573075108 | COM | 1,860 | $51,000 | thousands by filing date | |
| ISHARES U S ETF TR | 46431W606 | IT RT HDG HGYL | 559 | $51,000 | thousands by filing date | |
| EXTENDED STAY AMER INC | 30224P200 | UNIT 99/99/9999B | 2,639 | $51,000 | thousands by filing date | |
| LENNAR CORP CL B | 526057302 | Stock | 1,124 | $51,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X594 | ITL HDG QTLY DIV | 1,726 | $51,000 | thousands by filing date | |
| FTSE RAFI Internat'l Dev Mkts | 73936T789 | COM | 1,234 | $51,000 | thousands by filing date | |
| GARDNER DENVER HLDGS INC | 36555P107 | COM | 2,378 | $51,000 | thousands by filing date | |
| Foundation Medicine Inc | 350465100 | COM | 1,275 | $51,000 | thousands by filing date | |
| INFOSYS LTD SPONSORED ADR | 456788108 | ADR | 3,303 | $50,000 | thousands by filing date | |
| PENNYMAC MTG INVT TR COM | 70931T103 | REIT | 2,792 | $50,000 | thousands by filing date | |
| ESCO TECHNOLOGIES INC | 296315104 | COM | 841 | $50,000 | thousands by filing date | |
| GASLOG PARTNERS LP | Y2687W108 | UNIT LTD PTNRP | 2,191 | $50,000 | thousands by filing date | |
| KAYNE ANDERSON ENRGY TTL RT | 48660P104 | COM | 4,532 | $50,000 | thousands by filing date | |
| CELLDEX THERAPEUTICS INC NEW | 15117B103 | COM | 20,207 | $50,000 | thousands by filing date | |
| PROGENICS PHARMACEUTICALS IN | 743187106 | COM | 7,379 | $50,000 | thousands by filing date | |
| TANZANIAN ROYALTY EXPLORATION CORP. | 87600U104 | COM | 112,500 | $50,000 | thousands by filing date | |
| COLLECTORS UNIVERSE | 19421R200 | COMMON | 2,000 | $50,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383Q135 | GUGG CHN TECH | 1,070 | $50,000 | thousands by filing date | |
| POWERSHARES ACTIVE MNG ETF T | 73935B862 | VAR RAT INV GR | 1,970 | $50,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X511 | YIELD ENHANCD US | 1,105 | $49,000 | thousands by filing date | |
| ECHOSTAR CORP | 278768106 | CL A | 802 | $49,000 | thousands by filing date | |
| HOPE BANCORP INC | 43940T109 | COM | 3,027 | $49,000 | thousands by filing date | |
| NUVEEN ENHANCED MUNICIPAL VALU | 67074M101 | COM | 3,400 | $49,000 | thousands by filing date | |
| ARENA PHARMACEUTICALS INC | 040047607 | COM NEW | 2,951 | $49,000 | thousands by filing date | |
| GASTAR EXPLORATION LTD | 36729W202 | COMMON STOCK | 52,550 | $49,000 | thousands by filing date | |
| TRUSTCO BK CORP N Y | 898349105 | COM | 6,276 | $49,000 | thousands by filing date | |
| JOHN HANCOCK EXCHANGE TRADED | 47804J404 | CMN | 1,500 | $49,000 | thousands by filing date | |
| PACER FDS TR | 69374H881 | US CASH COWS 100 | 1,850 | $48,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L407 | MORNSTAR UPSTR | 1,686 | $48,000 | thousands by filing date | |
| NOVOCURE LTD | G6674U108 | ORD SHS | 2,764 | $48,000 | thousands by filing date | |
| ADVANSIX INC | 00773T101 | COM | 1,577 | $48,000 | thousands by filing date | |
| BUNGE LTD | G16962105 | COM | 658 | $48,000 | thousands by filing date | |
| UNIVERSAL ELECTRS INC | 913483103 | COM | 714 | $48,000 | thousands by filing date | |
| THOMSON REUTERS CORP | 884903105 | COM | 1,095 | $48,000 | thousands by filing date | |
| SUNCOKE ENERGY INC | 86722A103 | COMMON STOCK | 4,423 | $48,000 | thousands by filing date | |
| CROSS TIMBERS RTY TR | 22757R109 | TR UNIT | 3,124 | $48,000 | thousands by filing date | |
| REPUBLIC FIRST BANCORP INC | 760416107 | COM | 5,150 | $48,000 | thousands by filing date | |
| POWERSHS DB MULTI SECT COMM DB | 73936B200 | ETF - EQUITY | 1,515 | $48,000 | thousands by filing date | |
| BLACKROCK DEFINED OPPRTY CR | 09255Q105 | COM | 4,882 | $48,000 | thousands by filing date | |
| ISHARES TR | 46429B564 | IBONDS SEP19 ETF | 1,880 | $48,000 | thousands by filing date | |
| Fidelity MSCI Real Estate Index ETF | 316092857 | SHS | 1,926 | $47,000 | thousands by filing date | |
| ISHARES TR | 46435G516 | COM | 746 | $47,000 | thousands by filing date | |
| EXLSERVICE HLDGS INC COM | 302081104 | Stock | 880 | $47,000 | thousands by filing date | |
| FORMFACTOR INC COM | 346375108 | Stock | 4,657 | $47,000 | thousands by filing date | |
| HAEMONETICS CORP MASS COM | 405024100 | Stock | 1,217 | $47,000 | thousands by filing date | |
| BOSTON BEER INC CL A | 100557107 | Stock | 358 | $47,000 | thousands by filing date | |
| HANOVER INS GROUP INC COM | 410867105 | Stock | 524 | $47,000 | thousands by filing date | |
| SABINE RTY TR | 785688102 | UNIT BEN INT | 1,222 | $47,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F635 | ISRAEL ETF | 1,520 | $47,000 | thousands by filing date | |
| INVESCO TR INVT GRADE NEW YO | 46131T101 | COM | 3,450 | $47,000 | thousands by filing date | |
| MB FINANCIAL INC | 55264U108 | COMMON STOCK | 1,068 | $47,000 | thousands by filing date | |
| BLDRS INDEX FDS TR | 09348R300 | EMER MK 50 ADR | 1,392 | $47,000 | thousands by filing date | |
| MORGAN STANLEY TRUSTS | 61745P874 | INCOME SECS INC | 3,070 | $47,000 | thousands by filing date | |
| ETFS PRECIOUS METALSBASKET TR ETFS PHYSICAL PM BASKET SHS | 26922W109 | ETF | 762 | $47,000 | thousands by filing date | |
| TRAVELPORT WORLDWIDE LTD | G9019D104 | SHS | 5,023 | $47,000 | thousands by filing date | |
| CASTLIGHT HEALTH INC CL B | 14862Q100 | Stock | 11,400 | $47,000 | thousands by filing date | |
| POSCO HOLDINGS INC SPONSORED ADR | 693483109 | ADR | 756 | $46,000 | thousands by filing date | |
| CNOOC LIMITED | 126132109 | SPONSORED ADR | 434 | $46,000 | thousands by filing date | |
| SHELL MIDSTREAM PARTNERS L P | 822634101 | UNIT LTD INT | 1,507 | $46,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W786 | INTERNTNL AI ENH | 1,130 | $46,000 | thousands by filing date | |
| NAVIOS MARITIME PART LP | Y62267102 | COM UT LTD PTN | 29,255 | $46,000 | thousands by filing date | |
| WESTPORT FUEL SYSTEMS INC | 960908309 | COM | 19,400 | $46,000 | thousands by filing date | |
| NRG YIELD INC | 62942X405 | CL C | 2,583 | $46,000 | thousands by filing date | |
| ISHARES TR | 46435G599 | MLTFACT ENERGY | 1,900 | $46,000 | thousands by filing date | |
| JD.COM INC SPON ADS CL A | 47215P106 | ADR | 1,149 | $45,000 | thousands by filing date | |
| HIGHWOODS PPTYS INC COM | 431284108 | REIT | 901 | $45,000 | thousands by filing date | |
| CVB FINL CORP COM | 126600105 | Stock | 2,003 | $45,000 | thousands by filing date | |
| ALLEGION PLC | G0176J109 | ORD SHS | 549 | $45,000 | thousands by filing date | |
| RIVERNORTH OPPORTUNITIES FD | 76881Y109 | COM | 2,252 | $45,000 | thousands by filing date | |
| SPDR SER TR | 78464A508 | PRTFLO S&P500 VL | 396 | $45,000 | thousands by filing date | |
| W & T OFFSHORE INC | 92922P106 | COM | 22,880 | $45,000 | thousands by filing date | |
| WORLD WRESTLING ENTMT INC | 98156Q108 | CL A | 2,200 | $45,000 | thousands by filing date | |
| INPHI CORP | 45772F107 | COM | 1,344 | $45,000 | thousands by filing date | |
| BJS RESTAURANTS INC | 09180C106 | COM | 1,217 | $45,000 | thousands by filing date | |
| MFS MULTIMARKET INCOME TR | 552737108 | SH BEN INT | 94,597 | $45,000 | thousands by filing date | |
| CARBONITE INC | 141337105 | COM | 2,050 | $45,000 | thousands by filing date | |
| HEALTHCARE RLTY TR | 421946104 | COM | 1,331 | $45,000 | thousands by filing date | |
| CALPINE CORP | 131347304 | COM | 3,360 | $45,000 | thousands by filing date | |
| CVR REFINING LP COM UNIT REPSTG LTD PARTNER | 12663P107 | COM | 4,632 | $45,000 | thousands by filing date | |
| Guggenheim ETF Trust 2 Timber | 18383Q879 | GUGG TIMBER ETF | 1,571 | $45,000 | thousands by filing date | |
| M B T FINANCIAL CORP | 578877102 | Stock | 4,615 | $45,000 | thousands by filing date | |
| FI ENHANCED LRG CAP GROWTH CS | 22542D423 | COM | 253 | $45,000 | thousands by filing date | |
| SIERRA BANCORP | 82620P102 | COM | 1,800 | $44,000 | thousands by filing date | |
| SUMMIT MATERIALS INC CLASS A | 86614U100 | CL A | 1,547 | $44,000 | thousands by filing date | |
| AIRCASTLE LTD | G0129K104 | COM | 3,427 | $44,000 | thousands by filing date | |
| PRETIUM RESOURCES INC | 74139C102 | COMMON STOCK-FO | 4,640 | $44,000 | thousands by filing date | |
| CURRENCYSHARES SWISS FRANC TRU | 23129V109 | ETF | 442 | $44,000 | thousands by filing date | |
| ASHFORD HOSPITALITY | 044103109 | COMMON STOCK | 16,232 | $44,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E127 | REIT ETF | 2,870 | $44,000 | thousands by filing date | |
| NUVECTRA CORP | 67075N108 | COM | 3,314 | $44,000 | thousands by filing date | |
| MICRON TECHNOLOGY INC | 595112AY9 | NOTE 3.000%11/1 | 39 | $44,000 | thousands by filing date | principal |
| DEUTSCHE BK AG LONDON BRH | 25155L293 | FI ENH GL0BAL HY | 287 | $44,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C847 | COM | 556 | $43,000 | thousands by filing date | |
| INGEVITY CORP COM | 45688C107 | Stock | 747 | $43,000 | thousands by filing date | |
| VIRTU FINL INC | 928254101 | CL A | 2,613 | $43,000 | thousands by filing date | |
| ISHARES TR | 464288844 | US OIL EQ&SV ETF | 1,254 | $43,000 | thousands by filing date | |
| GLADSTONE CAPITAL CORPORATION | 376535100 | COM | 4,345 | $43,000 | thousands by filing date | |
| INTERCEPT PHARMACEUTICALS IN | 45845P108 | COM | 349 | $43,000 | thousands by filing date | |
| BLACKROCK MUNIHLDGS NJ QLTY | 09254X101 | COM | 3,000 | $43,000 | thousands by filing date | |
| NUVEEN NY DIVI ADV | 67066X107 | COM | 3,063 | $43,000 | thousands by filing date | |
| ISHARES INC | 464286202 | MSCI AUSTRIA ETF | 2,022 | $43,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E341 | GLB X GURU INDEX | 1,588 | $43,000 | thousands by filing date | |
| POWERSHARES GLOBAL ETF FD | 73936G308 | S&P 500 BUYWRT | 1,909 | $43,000 | thousands by filing date | |
| WESCO AIRCRAFT HOLDINGS INC | 950814103 | COMMON STOCK | 4,000 | $43,000 | thousands by filing date | |
| PROSHARES TR II | 74347W247 | ULTA BLMBG 2017 | 2,895 | $43,000 | thousands by filing date | |
| YAHOO INC | 984332AF3 | NOTE 12/0 | 38 | $43,000 | thousands by filing date | principal |
| UNITED MICROELECTRONICS CORP SPON ADR NEW | 910873405 | ADR | 17,245 | $42,000 | thousands by filing date | |
| CARETRUST REIT INC COM | 14174T107 | REIT | 2,237 | $42,000 | thousands by filing date | |
| ISHARES INC MSCI CHILE ETF | 464286640 | MSCI CHILE ETF | 1,015 | $42,000 | thousands by filing date | |
| CUSTOMERS BANCORP INC | 23204G100 | COM | 1,486 | $42,000 | thousands by filing date | |
| NV5 HOLDINGS, INC | 62945V109 | COM | 999 | $42,000 | thousands by filing date | |
| NEW YORK MORTGAGE TRUST INC | 649604501 | COM PAR $.02 | 6,686 | $42,000 | thousands by filing date | |
| LAZARD GLOBAL TOTAL RETURN & | 52106W103 | COM | 2,553 | $42,000 | thousands by filing date | |
| TD AMERITRADE HLDG CORP | 87236Y108 | COM | 1,003 | $42,000 | thousands by filing date | |
| ESTERLINE TECHNOLOGIES CORP | 297425100 | COM | 439 | $42,000 | thousands by filing date | |
| TRIUMPH GROUP INC NEW | 896818101 | COM | 1,299 | $42,000 | thousands by filing date | |
| AMERICAN RAILCAR INDUSTRIES | 02916P103 | COMMON STOCK | 1,120 | $42,000 | thousands by filing date | |
| ANWORTH MORTGAGE ASSET CP | 037347101 | COM | 7,066 | $42,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W825 | GUG S&P500EQWTMA | 2,942 | $42,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X608 | EUROPE ETF | 1,442 | $42,000 | thousands by filing date | |
| CHINA BIOLOGIC PRODUCTS INC | 16938C106 | COMM STK | 371 | $42,000 | thousands by filing date | |
| ARC LOGISTICS PARTNERS LP | 03879N101 | COM UT REP LPN | 2,819 | $42,000 | thousands by filing date | |
| UNIQURE NV | N90064101 | SHS | 6,600 | $41,000 | thousands by filing date | |
| LGI HOMES INC COM | 50187T106 | Stock | 1,025 | $41,000 | thousands by filing date | |
| AUTOHOME INC SP ADS RP CL A | 05278C107 | ADR | 911 | $41,000 | thousands by filing date | |
| KOREA ELEC PWR CORP SPONSORED ADR | 500631106 | ADR | 2,345 | $41,000 | thousands by filing date | |
| INTEGER HLDGS CORP | 45826H109 | COM | 944 | $41,000 | thousands by filing date | |
| DXP ENTERPRISES INC | 233377407 | COM NEW | 1,200 | $41,000 | thousands by filing date | |
| CRESTWOOD EQUITY PARTNERS LP U | 226344208 | UNIT LTD PARTNER | 1,724 | $41,000 | thousands by filing date | |
| CHINA LIFE INSURANCE CO-ADR | 16939P106 | SPON ADR REP H | 2,626 | $41,000 | thousands by filing date | |
| IMAX CORP | 45245E109 | COM | 2,075 | $41,000 | thousands by filing date | |
| JPMORGAN DVRSFD RTRN INTRNL EQT ETF | 46641Q209 | COM | 1,351 | $41,000 | thousands by filing date | |
| SERITAGE GROWTH PPTYS | 81752R100 | CL A | 984 | $41,000 | thousands by filing date | |
| ALLSPRING UTILITIES AND HIGH | 94987E109 | WF UTILITIES INC | 3,200 | $41,000 | thousands by filing date | |
| ORBOTECH LTD | M75253100 | ORD | 1,283 | $41,000 | thousands by filing date | |
| GUGGENHEIM | 18383M605 | EXCHANGE TRADED | 850 | $41,000 | thousands by filing date | |
| TESORO LOGISTICS LP | 88160T107 | COM UNIT LP | 810 | $41,000 | thousands by filing date | |
| NEUSTAR INC | 64126X201 | CL A | 1,250 | $41,000 | thousands by filing date | |
| NUVEEN MICH QUALITY INCOME MUN FD INC | 670979103 | CEF | 3,000 | $41,000 | thousands by filing date | |
| ADVAXIS INC | 007624208 | COM NEW | 6,300 | $41,000 | thousands by filing date | |
| FITBIT INC | 33812L102 | CL A | 7,548 | $41,000 | thousands by filing date | |
| YELP INC CL A | 985817105 | Stock | 1,354 | $40,000 | thousands by filing date | |
| TEGNA INC COM | 87901J105 | Stock | 2,938 | $40,000 | thousands by filing date | |
| COMMUNITY FINANCIAL SYSTEM I | 203607106 | COM | 710 | $40,000 | thousands by filing date | |
| ENPRO INC | 29355X107 | COM | 563 | $40,000 | thousands by filing date | |
| KKR INCOME OPPORTUNITIES FD | 48249T106 | COM | 2,306 | $40,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R718 | ENHNCD LW DUR AC | 393 | $40,000 | thousands by filing date | |
| HURON CONSULTING GROUP INC | 447462102 | COM | 926 | $40,000 | thousands by filing date | |
| CRANE CO | 224399105 | COM | 745 | $40,000 | thousands by filing date | |
| CLOUGH GLOBAL DIVID & INCOME | 18913Y103 | COM | 3,000 | $40,000 | thousands by filing date | |
| NUVEEN ENERGY MLP TOTL RTRNF | 67074U103 | COM | 3,015 | $40,000 | thousands by filing date | |
| LESAKA TECHNOLOGIES INC | 64107N206 | CMN | 4,036 | $40,000 | thousands by filing date | |
| DBX ETF TR | 233051697 | XTRACK MSCI EURO | 1,354 | $40,000 | thousands by filing date | |
| WINDSTREAM HLDGS INC | 97382A200 | COM NEW | 10,157 | $40,000 | thousands by filing date | |
| RICE ENERGY INC | 762760106 | COM | 1,502 | $40,000 | thousands by filing date | |
| iShares S&P Global Clean Energy Index Fund | 464288224 | COM | 4,608 | $39,000 | thousands by filing date | |
| SPDR Portfolio S&P 500 High Dividend ETF | 78468R788 | SHS | 1,094 | $39,000 | thousands by filing date | |
| INSIGHT ENTERPRISES INC | 45765U103 | COM | 988 | $39,000 | thousands by filing date | |
| TUTOR PERINI CORP | 901109108 | COM | 1,335 | $39,000 | thousands by filing date | |
| U HAUL HOLDING COMPANY | 023586100 | COM | 109 | $39,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X131 | INTL QULTY DIV | 1,361 | $39,000 | thousands by filing date | |
| ARK ETF TR | 00214Q203 | AUTNMUS TECHNLGY | 1,400 | $39,000 | thousands by filing date | |
| DOUGLAS DYNAMICS INC | 25960R105 | COM | 1,235 | $39,000 | thousands by filing date | |
| REGAL REXNORD CORPORATION | 758750103 | COM | 475 | $39,000 | thousands by filing date | |
| GABELLI GLOBAL UTIL & INCOME | 36242L105 | COM SH BEN INT | 1,912 | $39,000 | thousands by filing date | |
| BLUEBIRD BIO INC | 09609G100 | COM | 368 | $39,000 | thousands by filing date | |
| EL PASO ELECTRIC CO | 283677854 | COM NEW | 747 | $39,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD INVESTMENT | 09254T100 | COM | 2,800 | $39,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33736N101 | ALERIAN DISRUPT | 898 | $39,000 | thousands by filing date | |
| MEDICINES CO | 584688105 | COM | 1,025 | $39,000 | thousands by filing date | |
| AMERICAN CAP SR FLOATING LTD | 02504D108 | COM | 3,000 | $39,000 | thousands by filing date | |
| WEB.COM GROUP INC | 94733A104 | COMMON STOCK | 1,581 | $39,000 | thousands by filing date | |
| CARDTRONICS PLC | G1991C105 | COMMON STOCK-FO | 1,220 | $39,000 | thousands by filing date | |
| NEVRO CORP | 64157F103 | COM | 532 | $39,000 | thousands by filing date | |
| SOUTHWESTERN ENERGY CO | 845467109 | COM | 8,064 | $39,000 | thousands by filing date | |
| QEP RESOURCES INC | 74733V100 | COM | 3,883 | $39,000 | thousands by filing date | |
| RSP PERMIAN INC | 74978Q105 | COM | 1,230 | $39,000 | thousands by filing date | |
| WORKIVA INC COM CL A | 98139A105 | Stock | 2,000 | $38,000 | thousands by filing date | |
| CONMED CORP COM | 207410101 | Stock | 730 | $38,000 | thousands by filing date | |
| TERRENO RLTY CORP | 88146M101 | COM | 1,119 | $38,000 | thousands by filing date | |
| MERCURY GENL CORP NEW | 589400100 | COM | 706 | $38,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R804 | ST STR R1K LOWV | 436 | $38,000 | thousands by filing date | |
| MULTI-COLOR | 625383104 | COM | 485 | $38,000 | thousands by filing date | |
| EBIX INC | 278715206 | COM NEW | 700 | $38,000 | thousands by filing date | |
| ACCESS NATIONAL CORP | 004337101 | COMMON STOCK | 1,440 | $38,000 | thousands by filing date | |
| INSEEGO CORP | 45782B104 | COMMON STOCK | 30,000 | $38,000 | thousands by filing date | |
| NUSTAR GP HOLDINGS LLC | 67059L102 | COMMON STOCK | 1,558 | $38,000 | thousands by filing date | |
| ZOES KITCHEN INC | 98979J109 | COM | 3,180 | $38,000 | thousands by filing date | |
| SPECTRANETICS CORP | 84760C107 | COM | 1,000 | $38,000 | thousands by filing date | |
| TEAM INC | 878155100 | COM | 1,611 | $38,000 | thousands by filing date | |
| ALTISOURCE RESIDENTIAL CORP | 02153W100 | CL B | 3,040 | $38,000 | thousands by filing date | |
| SOMNIGROUP INTERNATIONAL INC COM | 88023U101 | Stock | 685 | $37,000 | thousands by filing date | |
| ANGIODYNAMICS INC | 03475V101 | COM | 2,282 | $37,000 | thousands by filing date | |
| BRANDYWINE RLTY TR | 105368203 | SH BEN INT NEW | 2,184 | $37,000 | thousands by filing date | |
| FOX FACTORY HLDG CORP | 35138V102 | COM | 1,029 | $37,000 | thousands by filing date | |
| FIRST COMWLTH FINL CORP PA | 319829107 | COM | 2,846 | $37,000 | thousands by filing date | |
| PENNANTPARK INVESTMENT CORPORA | 708062104 | COM | 4,960 | $37,000 | thousands by filing date | |
| FIRST BANK HAMILTON NJ | 31931U102 | COMMON STOCK | 3,200 | $37,000 | thousands by filing date | |
| U.S. GLOBAL JETS ETF | 26922A842 | ETF | 1,160 | $37,000 | thousands by filing date | |
| BARINGS CORPORATE INVS | 06759X107 | COM | 2,450 | $37,000 | thousands by filing date | |
| SILVERCORP METALS INC COMP | 82835P103 | EQUITY | 11,871 | $37,000 | thousands by filing date | |
| ACXIOM CORP | 005125109 | COMMON STOCK | 1,437 | $37,000 | thousands by filing date | |
| INTEL CORP | 458140AF7 | CORPORATE OBLIG | 22 | $37,000 | thousands by filing date | principal |
| TARO PHARMACEUTICAL INDS LTD | M8737E108 | SHS | 492 | $37,000 | thousands by filing date | |
| ALMOST FAMILY INC | 020409108 | COM | 596 | $37,000 | thousands by filing date | |
| FIRST POTOMAC RLTY TR | 33610F109 | COM | 3,285 | $37,000 | thousands by filing date | |
| PNC FINANCIAL SERVICES GROUP | 693475121 | CMN | 650 | $37,000 | thousands by filing date | |
| AROTECH CORP | 042682203 | COM NEW | 10,255 | $37,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q585 | SPROTT JR GLD | 1,100 | $37,000 | thousands by filing date | |
| CONE MIDSTREAM PARTNERS LP | 206812109 | COM UNIT REPST | 1,977 | $37,000 | thousands by filing date | |
| SPDR Portfolio Emerging Markets ETF | 78463X509 | SHS | 540 | $36,000 | thousands by filing date | |
| AMERICAN EAGLE OUTFITTERS INC COM | 02553E106 | Stock | 3,071 | $36,000 | thousands by filing date | |
| NVE CORP COM NEW | 629445206 | Stock | 465 | $36,000 | thousands by filing date | |
| GRUPO AEROPORTUARIO DEL SURE | 40051E202 | SPON ADR SER B | 170 | $36,000 | thousands by filing date | |
| WILEY JOHN & SONS INC | 968223206 | CL A | 687 | $36,000 | thousands by filing date | |
| KAISER ALUMINUM CORP | 483007704 | COM PAR $0.01 | 402 | $36,000 | thousands by filing date | |
| QUIDEL CORP | 74838J101 | COM | 1,329 | $36,000 | thousands by filing date | |
| WISDOMTREE U S VALUE ETF | 97717W547 | COM | 500 | $36,000 | thousands by filing date | |
| KENNEDY-WILSON HOLDINGS INC | 489398107 | COM | 1,881 | $36,000 | thousands by filing date | |
| COMTECH TELECOMMUNICATIONS C | 205826209 | COM NEW | 1,907 | $36,000 | thousands by filing date | |
| SMART SAND INC | 83191H107 | COM | 4,000 | $36,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001681115-17-000009 | this filing | 2017-08-11 | acceptance time not in the bulk data set | |
| 13F-HR/A 0001681115-17-000013 | base | 2017-11-03 | acceptance time not in the bulk data set |