13F-HR filed by Advisor Group, Inc.
Advisor Group, Inc. filed this 13F-HR for the quarter ended 2017-06-30, filed 2017-08-11, with 4,960 holding rows worth $5,533,968,000.
- Accession
- 0001681115-17-000009
- Filer
- CIK 1681115
- Filed
- 2017-08-11
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2017
A holdings report, 13,757 entries on the cover page, a total value of $5,533,968,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $5,533,968,000 with VALUE read as thousands by filing date, 13F file number 028-17493. A later restatement replaced it, so the quarter does not use it. The resolved quarter.
Other managers
- included managerROYAL ALLIANCE ASSOCIATES INC
- included managerSAGEPOINT FINANCIAL, INC.
- included managerFSC Securities CORP
- included managerWOODBURY FINANCIAL SERVICES, INC.
- included managerVision2020 Wealth Management Copr.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| NORTEL INVERSORA S A | 656567401 | SPON ADR PFD B | 65 | $2,000 | thousands by filing date | |
| MANAGED PORTFOLIO SERIES | 56167N720 | TORTOISE NRAM PI | 100 | $2,000 | thousands by filing date | |
| VASCULAR BIOGENICS LTD | M96883109 | COM | 500 | $2,000 | thousands by filing date | |
| CAPSTONE GREEN ENERGY CORP. | 14067D409 | Common Stock | 2,375 | $2,000 | thousands by filing date | |
| PATHEON N V | N6865W105 | SHS | 59 | $2,000 | thousands by filing date | |
| EXTERRAN CORP | 30227H106 | COM | 73 | $2,000 | thousands by filing date | |
| GREAT ELM CAP CORP | 390320109 | COM | 181 | $2,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q650 | WRKPLC EQL PRT | 50 | $2,000 | thousands by filing date | |
| ARMSTRONG FLOORING INC | 04238R106 | COM | 109 | $2,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229508 | COM B SIRIUSXM | 55 | $2,000 | thousands by filing date | |
| REX ENERGY CORPORATION | 761565506 | COM NEW | 840 | $2,000 | thousands by filing date | |
| TITAN PHARMACEUTICALS INC DE | 888314309 | COM NEW | 1,100 | $2,000 | thousands by filing date | |
| ASTERIAS BIOTHERAPEUTICS INC | 04624N107 | COM SER A | 789 | $2,000 | thousands by filing date | |
| Ocugen | 43358V109 | Common | 1,300 | $2,000 | thousands by filing date | |
| SMART & FINAL STORES INC | 83190B101 | COM | 274 | $2,000 | thousands by filing date | |
| SESEN BIO, INC. | 286221106 | COM | 1,300 | $2,000 | thousands by filing date | |
| CUSHING ENERGY INCOME | 23162T102 | COM SH BEN INT | 183 | $2,000 | thousands by filing date | |
| PERSHING GOLD CORP | 715302204 | COM NEW | 555 | $2,000 | thousands by filing date | |
| EGALET CORP | 28226B104 | COM | 650 | $2,000 | thousands by filing date | |
| STONE ENERGY CORP | 861642403 | COM PAR | 102 | $2,000 | thousands by filing date | |
| ISHARES IBONDS DEC 2017 TERM CORPORATE ETF | 46434VAR1 | ETF | 98 | $2,000 | thousands by filing date | |
| GAFISA S A | 362607400 | UNSPONSORED ADR | 370 | $2,000 | thousands by filing date | |
| LIBERTY INTERACTIVE CORP | 53071M864 | LBT VEN COM B NE | 29 | $2,000 | thousands by filing date | |
| UBS AG LONDON BRH | 90274D168 | VELOCITYSHS TAIL | 100 | $2,000 | thousands by filing date | |
| SPDR SSgA Multi-Asset Real Return ETF | 78467V103 | SHS | 55 | $1,000 | thousands by filing date | |
| KORNIT DIGITAL LTD | M6372Q113 | SHS | 60 | $1,000 | thousands by filing date | |
| HILTON GRAND VACATIONS INC COM | 43283X105 | Stock | 242 | $1,000 | thousands by filing date | |
| LAUREATE ED INC COMMON STOCK | 518613203 | Stock | 64 | $1,000 | thousands by filing date | |
| CANADA GOOSE HLDGS INC SHS SUB VTG | 135086106 | Stock | 307 | $1,000 | thousands by filing date | |
| ENPHASE ENERGY INC COM | 29355A107 | Stock | 1,000 | $1,000 | thousands by filing date | |
| GORMAN RUPP CO COM | 383082104 | Stock | 32 | $1,000 | thousands by filing date | |
| WEYCO GROUP INC COM | 962149100 | Stock | 35 | $1,000 | thousands by filing date | |
| ONEMAIN HLDGS INC COM | 68268W103 | Stock | 74 | $1,000 | thousands by filing date | |
| COMMVAULT SYS INC COM | 204166102 | Stock | 19 | $1,000 | thousands by filing date | |
| QUANEX BLDG PRODS CORP COM | 747619104 | Stock | 42 | $1,000 | thousands by filing date | |
| GERDAU SA SPON ADR REP PFD | 373737105 | ADR | 227 | $1,000 | thousands by filing date | |
| DIANA SHIPPING INC | Y2066G104 | COM | 250 | $1,000 | thousands by filing date | |
| QUEST RESOURCE HLDG CORP | 74836W203 | COM NEW | 375 | $1,000 | thousands by filing date | |
| HERON THERAPEUTICS INC | 427746102 | COM | 39 | $1,000 | thousands by filing date | |
| SUNRUN INC | 86771W105 | COM | 172 | $1,000 | thousands by filing date | |
| WESTERN COPPER & GOLD CORP | 95805V108 | COM | 600 | $1,000 | thousands by filing date | |
| YPF SOCIEDAD ANONIMA | 984245100 | SPON ADR CL D | 199 | $1,000 | thousands by filing date | |
| INSTEEL INDS INC | 45774W108 | COM | 102 | $1,000 | thousands by filing date | |
| PAR PAC HOLDINGS INC | 69888T207 | COM NEW | 35 | $1,000 | thousands by filing date | |
| PEABODY ENGR CORP | 704551100 | COM | 57 | $1,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A672 | ST INTER ETF | 24 | $1,000 | thousands by filing date | |
| BANCO DE CHILE | 059520106 | SPONSORED ADS | 19 | $1,000 | thousands by filing date | |
| ENERGY FUELS INC | 292671708 | COM NEW | 387 | $1,000 | thousands by filing date | |
| VIKING THERAPEUTICS INC | 92686J106 | COM | 500 | $1,000 | thousands by filing date | |
| GRAHAM CORP | 384556106 | COM | 75 | $1,000 | thousands by filing date | |
| INTELLIA THERAPEUTICS INC | 45826J105 | COM | 40 | $1,000 | thousands by filing date | |
| EVERBRIDGE INC | 29978A104 | COM | 28 | $1,000 | thousands by filing date | |
| AMICUS THERAPEUTICS INC | 03152W109 | COM | 113 | $1,000 | thousands by filing date | |
| BLACKROCK MUNIENHANCED FD IN | 09253Y100 | COM | 122 | $1,000 | thousands by filing date | |
| LA Z BOY INC | 505336107 | COM | 45 | $1,000 | thousands by filing date | |
| NORTHERN OIL & GAS INC NEV | 665531109 | COM | 502 | $1,000 | thousands by filing date | |
| COMPANHIA SIDERURGICA NACION | 20440W105 | SPONSORED ADR | 452 | $1,000 | thousands by filing date | |
| UFP TECHNOLOGIES INC | 902673102 | COM | 44 | $1,000 | thousands by filing date | |
| YEXT INC | 98585N106 | COM | 99 | $1,000 | thousands by filing date | |
| CAESARSTONE LTD | M20598104 | ORD SHS | 31 | $1,000 | thousands by filing date | |
| MRC GLOBAL INC | 55345K103 | COM | 35 | $1,000 | thousands by filing date | |
| TEMPLETON DRAGON FD INC | 88018T101 | COM | 50 | $1,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A334 | BLOMBERG BRC INT | 36 | $1,000 | thousands by filing date | |
| TENNANT CO | 880345103 | COM | 15 | $1,000 | thousands by filing date | |
| ODYSSEY MARINE EXPL INC | 676118201 | COM NEW | 478 | $1,000 | thousands by filing date | |
| LIQUIDITY SVCS INC | 53635B107 | COM | 144 | $1,000 | thousands by filing date | |
| CLEAN ENERGY FUELS CORP | 184499101 | COMMON STOCK | 650 | $1,000 | thousands by filing date | |
| ATLANTICUS HOLDINGS CORP | 04914Y102 | COMMON STOCK | 240 | $1,000 | thousands by filing date | |
| LSI INDUSTRIES INC | 50216C108 | COMMON STOCK | 72 | $1,000 | thousands by filing date | |
| FOSTER LB CO A | 350060109 | COMMON STOCK | 325 | $1,000 | thousands by filing date | |
| NPK INTERNATIONAL INC | 651718504 | COMMON STOCK | 195 | $1,000 | thousands by filing date | |
| STRATTEC SECURITY CORP | 863111100 | COMMON STOCK | 22 | $1,000 | thousands by filing date | |
| COMMUNITY TRUST BANCORP INC | 204149108 | COMMON STOCK | 1,802 | $1,000 | thousands by filing date | |
| ZUMIEZ INC | 989817101 | COMMON STOCK | 100 | $1,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F825 | DEFENSE ETF | 59 | $1,000 | thousands by filing date | |
| CERAGON NETWORKS LTD ORD | M22013102 | Stock | 500 | $1,000 | thousands by filing date | |
| SEARS HOLDINGS CORP XXX | 812350106 | COM | 57 | $1,000 | thousands by filing date | |
| CROWN CRAFTS INC | 228309100 | COM | 140 | $1,000 | thousands by filing date | |
| Zedge Inc | 98923T104 | COM | 231 | $1,000 | thousands by filing date | |
| WESTERN ASSET PREMIER BD FD | 957664105 | SHS BEN INT | 79 | $1,000 | thousands by filing date | |
| ISHARES TR | 46429B515 | CMN | 17 | $1,000 | thousands by filing date | |
| THE BRAND HOUSE COLLECTIVE I | 497498105 | COM | 117 | $1,000 | thousands by filing date | |
| POWERSHARES TR II S&P SMALLCAP | 73937b704 | INDX FD | 70 | $1,000 | thousands by filing date | |
| TESLA INC | 88160R951 | PUT | 80 | $1,000 | thousands by filing date | put |
| MV OIL TR | 553859109 | TR UNITS | 100 | $1,000 | thousands by filing date | |
| INTERGROUP CORP | 458685104 | COM | 49 | $1,000 | thousands by filing date | |
| VOC ENERGY TR | 91829B103 | TR UNIT | 212 | $1,000 | thousands by filing date | |
| EQUUS TOTAL RETURN INC | 294766100 | COM | 571 | $1,000 | thousands by filing date | |
| MASTECH HLDGS INC | 57633B100 | COM | 164 | $1,000 | thousands by filing date | |
| NOODLES & CO | 65540B105 | COM CL A | 320 | $1,000 | thousands by filing date | |
| MACYS INC | 55616P954 | COM | 4 | $1,000 | thousands by filing date | put |
| NATIONAL GEN HLDGS CORP | 636220303 | COM | 24 | $1,000 | thousands by filing date | |
| PUTMAN HIGH INCOME SEC FUND | 746779107 | SHS BEN INT | 64 | $1,000 | thousands by filing date | |
| ROWAN COMPANIES PLC | G7665A101 | SHS CL A | 122 | $1,000 | thousands by filing date | |
| VITAL ENERGY INC | 516806106 | COMMON STOCK | 53 | $1,000 | thousands by filing date | |
| MACATAWA BANK CORP | 554225102 | COMMON STOCK | 100 | $1,000 | thousands by filing date | |
| HOSTESS BRANDS INC | 44109J106 | COMMON STOCK | 64 | $1,000 | thousands by filing date | |
| ParkerVision Inc | 701354300 | USD | 300 | $1,000 | thousands by filing date | |
| UBS AG ETRACS SILVER SHARES COVERED CALL ETNS DUE APRIL 21, 2033 ETP 2022-2 | 22542D449 | ETF | 106 | $1,000 | thousands by filing date | |
| AZURE POWER GLOBAL LTD | V0393H103 | COM | 66 | $1,000 | thousands by filing date | |
| ITERIS INC NEW | 46564T107 | COM | 162 | $1,000 | thousands by filing date | |
| LUNA INNOVATIONS INC | 550351100 | COM | 500 | $1,000 | thousands by filing date | |
| BARNES & NOBLE ED INC | 06777U101 | COM | 94 | $1,000 | thousands by filing date | |
| PLAYA HOTELS & RESORTS NV | N70544106 | SHS | 117 | $1,000 | thousands by filing date | |
| SILVERBOW RES INC | 82836G102 | COM | 38 | $1,000 | thousands by filing date | |
| PIXELWORKS INC | 72581M305 | COM NEW | 200 | $1,000 | thousands by filing date | |
| ICAD INC | 44934S206 | COM NEW | 163 | $1,000 | thousands by filing date | |
| ATARA BIOTHERAPEUTICS INC COM NEW | 046513107 | Stock | 134 | $1,000 | thousands by filing date | |
| VanEck Rare Earth/Strat Mtls ETF | 92189F742 | Exchange Traded Fund | 75 | $1,000 | thousands by filing date | |
| CONTANGO OIL & GAS CO COM NEW | 21075N204 | Stock | 188 | $1,000 | thousands by filing date | |
| ARRAY BIOPHARMA INC COM | 04269X105 | Stock | 175 | $1,000 | thousands by filing date | |
| ENSERVCO CORP COM NEW | 29358Y102 | Stock | 4,660 | $1,000 | thousands by filing date | |
| TTOO | 89853L104 | Stock | 200 | $1,000 | thousands by filing date | |
| PALATIN TECHNOLOGIES INC | 696077403 | COM PAR $ .01 | 1,765 | $1,000 | thousands by filing date | |
| HOEGH LNG PARTNERS LP | Y3262R100 | COM UNIT LTD | 50 | $1,000 | thousands by filing date | |
| AQUA METALS INC | 03837J101 | COM | 407 | $1,000 | thousands by filing date | |
| GOLDEN OCEAN GROUP LTD | G39637205 | SHS NEW | 155 | $1,000 | thousands by filing date | |
| PROSHARES SP 500 DIVIDEND ARISTOCRATS ETF | 74347B482 | ETF | 15 | $1,000 | thousands by filing date | |
| USD PARTNERS LP LP | 903318103 | STOK | 70 | $1,000 | thousands by filing date | |
| LIBERTY GLOBAL CL B ORD | G5480U112 | COM | 41 | $1,000 | thousands by filing date | |
| BENEFITFOCUS INC | 08180D106 | COM | 1,031 | $1,000 | thousands by filing date | |
| DBV TECHNOLOGIES S A | 23306J101 | ADR | 29 | $1,000 | thousands by filing date | |
| SERVICESOURCE INTL LLC | 81763U100 | COM | 342 | $1,000 | thousands by filing date | |
| APPROACH RESOURCES INC | 03834A103 | COM | 150 | $1,000 | thousands by filing date | |
| AVEO PHARMACEUTICALS INC | 053588109 | COM | 467 | $1,000 | thousands by filing date | |
| OCWEN FINL CORP | 675746309 | COM NEW | 316 | $1,000 | thousands by filing date | |
| TOWN SPORTS INTL HLDGS INC | 89214A102 | COM | 300 | $1,000 | thousands by filing date | |
| QUALITY SYS INC | 747582104 | COM | 3,532 | $1,000 | thousands by filing date | |
| MERRIMACK PHARMACEUTICALS IN | 590328100 | COM | 1,000 | $1,000 | thousands by filing date | |
| DURECT CORP | 266605104 | COM | 900 | $1,000 | thousands by filing date | |
| RTI BIOLOGICS INC | 74975N105 | COM | 200 | $1,000 | thousands by filing date | |
| ACHILLION PHARMACEUTICALS IN | 00448Q201 | COM | 287 | $1,000 | thousands by filing date | |
| JA SOLAR HOLDINGS CO LTD | 466090206 | SPON ADR REP5ORD | 94 | $1,000 | thousands by filing date | |
| NQ MOBILE INC | 64118U108 | ADR REPR CL A | 1,280 | $1,000 | thousands by filing date | |
| SIGMA DESIGNS INC | 826565103 | COM | 1,199 | $1,000 | thousands by filing date | |
| CHRISTOPHER + BANKS CORP | 171046105 | COM | 1,000 | $1,000 | thousands by filing date | |
| FORTRESS INVT GROUP LLC CL A | 34958B106 | COM | 75 | $1,000 | thousands by filing date | |
| VIVUS INC | 928551100 | COM | 758 | $1,000 | thousands by filing date | |
| ORION ENERGY SYSTEMS INC | 686275108 | COM | 550 | $1,000 | thousands by filing date | |
| CYTRX CORP | 232828509 | COM PAR $.001 | 2,841 | $1,000 | thousands by filing date | |
| INTL FCSTONE INC | 46116V105 | COM | 25 | $1,000 | thousands by filing date | |
| SILVER SPRING NETWORKS INC | 82817Q103 | COM | 92 | $1,000 | thousands by filing date | |
| PARK STERLING CORP | 70086Y105 | COM | 76 | $1,000 | thousands by filing date | |
| COMMUNICATIONS SYSTEMS INC | 203900105 | COM | 234 | $1,000 | thousands by filing date | |
| E-TRACS UBS LONG PLATINUM ETN | 902641786 | COM | 100 | $1,000 | thousands by filing date | |
| POWERSHARES GOLDEN DRAGON (PGJ) | 73935X401 | ETF | 14 | $1,000 | thousands by filing date | |
| GLOBAL X FDS GLB X | 37950E499 | FERTIL | 100 | $1,000 | thousands by filing date | |
| CERNER CORP | 156782954 | COM | 130 | $1,000 | thousands by filing date | put |
| POWERSHARES ETF TRUST II | 73936Q876 | GLOB GLD&P ETF | 30 | $1,000 | thousands by filing date | |
| PROSHARES TR | 74348A673 | ULT MSCIBZL CAPP | 50 | $1,000 | thousands by filing date | |
| XINYUAN REAL ESTATE CO LTD | 98417P105 | SPONS ADR | 145 | $1,000 | thousands by filing date | |
| SWEDISH EXPT CR CORP | 870297215 | MLCX GRN ETN23 | 250 | $1,000 | thousands by filing date | |
| ORIGIN AGRITECH LIMITED | G67828106 | SHS | 500 | $1,000 | thousands by filing date | |
| BOWL AMER INC BWL | 102565108 | COMMON | 70 | $1,000 | thousands by filing date | |
| GIGA TRONICS INC | 375175106 | COM | 1,400 | $1,000 | thousands by filing date | |
| DISCOVERY COMMUNICATNS NEW | 25470F203 | COM | 41 | $1,000 | thousands by filing date | |
| AETERNA ZENTARIS INC | 007975402 | COM | 1,013 | $1,000 | thousands by filing date | |
| SUPERIOR DRILLING PRODS INC | 868153107 | COM | 2,000 | $1,000 | thousands by filing date | |
| ONCOCYTE CORP | 68235C107 | COM | 102 | $1,000 | thousands by filing date | |
| RUBICON PROJ INC | 78112V102 | COM | 144 | $1,000 | thousands by filing date | |
| Tandem Diabetes Care, Inc. | 875372104 | COM | 1,000 | $1,000 | thousands by filing date | |
| STRATA SKIN SCIENCES INC | 86272A206 | COMMON | 320 | $1,000 | thousands by filing date | |
| SONUS NETWORKS INC | 835916503 | COM NEW | 195 | $1,000 | thousands by filing date | |
| APRICUS BIOSCIENCES INC | 03832V307 | COM NEW | 588 | $1,000 | thousands by filing date | |
| ARADIGM CORP | 038505400 | COM NO PAR NEW | 1,100 | $1,000 | thousands by filing date | |
| TENAX THERAPEUTICS INC | 88032L100 | COM | 1,300 | $1,000 | thousands by filing date | |
| URANIUM RES INC | 916901705 | COM | 1,004 | $1,000 | thousands by filing date | |
| DASAN ZHONE SOLUTIONS INC | 23305L206 | COM NEW | 85 | $1,000 | thousands by filing date | |
| ABERDEEN GTR CHINA FD INC | 003031101 | COM | 76 | $1,000 | thousands by filing date | |
| AMEC FOSTER WHEELER PLC | 00167X205 | SPONSORED ADR | 236 | $1,000 | thousands by filing date | |
| TRONC INC | 89703P107 | COM | 41 | $1,000 | thousands by filing date | |
| RESONANT INC | 76118L102 | COM | 350 | $1,000 | thousands by filing date | |
| WESTROCK CO | 96145D905 | COM | 1 | $1,000 | thousands by filing date | call |
| AETHLON MED INC | 00808Y208 | AETHLON MED INC | 600 | $1,000 | thousands by filing date | |
| CPI CARD GROUP INC | 12634H101 | COM | 670 | $1,000 | thousands by filing date | |
| DARIOHEALTH CORP | 23725P100 | COM | 602 | $1,000 | thousands by filing date | |
| FIBROCELL SCIENCE INC | 315721308 | COM PAR | 266 | $1,000 | thousands by filing date | |
| COMMERCEHUB INC | 20084V108 | COM SER A | 54 | $1,000 | thousands by filing date | |
| EHI CAR SVCS LTD | 26853A100 | SPON ADS CL A | 100 | $1,000 | thousands by filing date | |
| EP ENERGY CORP | 268785102 | CL A | 502 | $1,000 | thousands by filing date | |
| PULMATRIX INC | 74584P103 | COM | 300 | $1,000 | thousands by filing date | |
| PAIN THERAPEUTICS INC | 69562K506 | COM NEW | 266 | $1,000 | thousands by filing date | |
| LIBERTY EXPEDIA HOLDINGS | 53046P208 | SER B COM | 19 | $1,000 | thousands by filing date | |
| FRONTIER COMMUNICATIONS CORP | 35906A207 | PFD CONV SER-A | 50 | $1,000 | thousands by filing date | |
| TapImmune Inc | 876033408 | COM | 279 | $1,000 | thousands by filing date | |
| OPGEN INC | 68373L109 | COM | 2,000 | $1,000 | thousands by filing date | |
| PETROQUEST ENERGY INC COM NEW | 716748306 | Stock | 693 | $1,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q486 | ALPS DORESEY | 37,495 | $1,000 | thousands by filing date | |
| SKYLINE MED INC | 83084T606 | COM PAR | 400 | $1,000 | thousands by filing date | |
| WESTERN REFNG LOGISTICS LP | 95931Q205 | COM UNIT REP LTP | 45 | $1,000 | thousands by filing date | |
| OCERA THERAPEUTICS INC COM | 67552A108 | COM | 1,000 | $1,000 | thousands by filing date | |
| TEARLAB CORP | 878193200 | COM | 500 | $1,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B613 | CONTRARIAN OPP | 29 | $1,000 | thousands by filing date | |
| INNOVATIVE INDL PPTYS INC COM | 45781V101 | REIT | 25 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DILLARDS INC CL A | 254067101 | Stock | 8 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AMKOR TECHNOLOGY INC COM | 031652100 | Stock | 48 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BIOLIFE SOLUTIONS INC COM NEW | 09062W204 | Stock | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ECOPETROL S A SPONSORED ADS | 279158109 | ADR | 50 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ENEL CHILE SA SPONSORED ADR | 29278D105 | ADR | 39 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CROCS INC COM | 227046109 | Stock | 50 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GEOPARK LTD USD SHS | G38327105 | Stock | 43 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DENISON MINES CORP | 248356107 | COM | 1,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INTERNATIONAL TOWER HILL MIN | 46050R102 | COM | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| V2X INC | 92242T101 | COM | 11 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DHT HOLDINGS INC | Y2065G121 | SHS NEW | 8 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NEWS CORP NEW | 65249B208 | CL B | 37 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SPDR INDEX SHS FDS | 78463X459 | ST STR SP GLBDIV | 1,819 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ACCURAY INC DEL | 004397105 | COM | 8 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AMERICAN SUPERCONDUCTOR CORP | 030111207 | SHS NEW | 110 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| COMPANIA DE MINAS BUENAVENTU | 204448104 | SPONSORED ADR | 41 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FIDELITY COVINGTON TRUST | 316092873 | MSCI COMMNTN SVC | 678 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| RAYONIER ADVANCED MATLS INC | 75508B104 | COM | 12 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| RINGCENTRAL INC | 76680R206 | CL A | 250 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HINGHAM INSTN SVGS MASS | 433323102 | COM | 246 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DYNAVAX TECHNOLOGIES CORP | 268158201 | COM NEW | 11 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| JINKOSOLAR HOLDING COMPANY,LIM | 47759T100 | SPONSORED ADR | 20 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DAQO NEW ENERGY CORP. (ADR) | 23703Q203 | SPNSRD ADS NEW | 9 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ENEL AMERICAS S.A. (ADR) | 29274F104 | SPONSORED ADR | 26 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FIRST TRUST SENIOR FLOATING RA | 33733U108 | COM | 22 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ALTERYX, INC (CLASS A) | 02156B103 | COM CL A | 25 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AMERICA MOVIL SAB DE CV | 02364W204 | SPONSORED ADR | 14 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BLACKROCK MUNI INCOME TR II | 09249N101 | COM | 500 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SANDRIDGE ENERGY INC | 80007P869 | COM NEW | 18 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CALIX INC | 13100M509 | COM | 1,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FIRST TR EXCHANGE-TRADED FD | 33739G103 | MNGD FUTRS STRGY | 1,015 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CENTRAIS ELETRICAS BRASILEIR | 15234Q108 | SPON ADR PFD B | 44 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EGAIN CORP | 28225C806 | COM NEW | 50 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| COSAN LTD | G25343107 | SHS A | 147 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HARMONIC INC | 413160102 | COM | 1,368 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ALPHATEC HLDGS INC | 02081G201 | COM NEW | 108 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PULSE BIOSCIENCES INC | 74587B101 | COMMON STOCK | 1,482 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AVIAT NETWORKS INC | 05366Y201 | COMMON STOCK | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| UTAH MEDICAL PRODUCTS INC | 917488108 | COMMON STOCK | 76 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| METALLUS INC | 887399103 | COMMON STOCK | 39 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CITIZENS INC | 174740100 | COMMON STOCK | 29 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GREENLIGHT CAPITAL RE LTD A | G4095J109 | COMMON STOCK | 22 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| COMPANIA CERVECERIAS UNIDAS | 204429104 | SPONSORED ADR | 14 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TEEKAY CORPORATION | Y8564W103 | COM | 73 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AUDIOCODES LTD | M15342104 | ORD | 39 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VANECK ETF TRUST | 92189F817 | VANECK VIETNAM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DMC GLOBAL INC | 23291C103 | COM | 14 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ISHARES TR | 464288489 | INTL DEV RE ETF | 263 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SEARS CDA INC | 81234D109 | COM | 22 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NACCO INDUSTRIES INC CLASS A | 629579103 | COM | 50 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DORCHESTER MINERALS L P | 25820R105 | COM UNIT | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GUANGSHEN RAILWAY CO LTD-ADR | 40065W107 | SPONSORED ADR | 629 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ALUMINUM CORP CHINA LTD | 022276109 | SPON ADR H SHS | 13 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TRIO TECH INTL | 896712205 | COM NEW | 14,433 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Xunlei Ltd-Adr | 98419E108 | COM | 25 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GEE GROUP INC | 36165A102 | COM | 12 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CONTROLADORA VUELA COMP DE A | 21240E105 | SPON ADR RP 10 | 82 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INTELLICHECK MOBILISA INC | 45817G201 | COM NEW | 50 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MANCHESTER UTD PLC NEW | G5784H106 | CMN | 18 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GRUPO AVAL ACCIONES Y VALORE | 40053W101 | SPONSORED ADS | 42 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| UNITED STS 12 MONTH OIL FD L | 91288V103 | UNIT BEN INT | 24 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| RETRACTABLE TECHNOLOGIES INC | 76129W105 | COM | 130 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| YIREN DIGITAL LTD | 98585L100 | SPONSORED ADS | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BLACKROCK VA MUN BD TR | 092481100 | COM | 2,933 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| KELLY SVCS INC | 488152307 | CL B | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MOOG INC | 615394301 | CL B | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FORD MTR CO | 345370950 | PUT | 54 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| GENERAL MTRS CO | 37045V950 | PUT | 31 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| GIGAMEDIA LTD | Y2711Y112 | SHS NEW | 20 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PFIZER INC | 717081903 | CALL | 2 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| CATERPILLAR INC | 149123951 | PUT | 2 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| SNAP INC | 83304A956 | PUT | 1 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| CHENIERE ENERGY INC | 16411R958 | PUT | 4 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| DEUTSCHE BK AG | D18190958 | NAMEN AKT | 6 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| CANADIAN NAT RES LTD MED TER | 136385951 | COM | 19 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| Golden Entertainment Inc | 381013101 | Common Stock | 18 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FRONTLINE PLC F | G3682E192 | ORD SHS | 63 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| iShares MSCI Russia ETF Special | 46434G798 | Exchange Traded Fund | 16 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AQUABOUNTY TECHNOLOGIES INC | 03842K200 | COM NEW | 115 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DYNEGY INC NEW DEL | 26817R108 | COM | 52 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BLACK BOX CORP | 091826107 | COMMON STOCK | 106 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NAVISTAR INTERNATIONAL | 63934E108 | COMMON STOCK | 32 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VOXX INTERNATIONAL CORP | 91829F104 | COMMON STOCK | 1,200 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ECA MARCELLUS TRUST I | 26827L109 | COMMON STOCK | 430 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GLOBALSTAR INC | 378973408 | COM | 60 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MAIDEN HOLDINGS LTD | G5753U112 | SHS | 441 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LIBERTY TRIPADVISOR HLDGS IN | 531465102 | COM SER A | 62 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FLOTEK INDS INC DEL | 343389102 | COM | 37 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WIDEPOINT CORP COMMON | 967590100 | COM | 8,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| RENTECH INC | 760112201 | COMMON STOCK | 1,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| RANGER OIL CORPORATION CLASS A COM | 70788V102 | Stock | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GAMCO INVS INC COM | 361438104 | COM | 15 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| OI SA-ADR | 670851500 | ADR | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| RETROPHIN INC | 761299106 | COM | 20 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EMEREN GROUP LTD | 75971T301 | SPONSORED ADS | 155 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AMYRIS INC | 03236M200 | COM NEW | 21 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PROSPECT CAP CORP | 74348TAR3 | NOTE 4.950% 7/1 | 57 | $0 | thousands by filing date | principalValue filed as zero, left out of ratios. |
| Vale Sa | 91912E204 | COM | 34 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| COBALT INTL ENERGY | 19075F304 | COM | 67 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Cinedigm Corp CL A | 172406209 | COM NEW | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| QUANTUM CORP | 747906501 | COM | 632 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ALTISOURCE ASSET MGMT CORP | 02153X108 | COM | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LIBERTY TRIPADVISOR HLDGS IN | 531465201 | COM | 20 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EMAGIN CORP | 29076N206 | COM | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ZYNERBA PHARMACEUTICALS INC | 98986X109 | COM | 811 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BROADSOFT INC | 11133BAB8 | NOTE 1.500% 7/0 | 3 | $0 | thousands by filing date | principalValue filed as zero, left out of ratios. |
| ALTISOURCE PORTFOLIO SOLNS S | L0175J104 | REG SHS | 20 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HORNBECK OFFSHORE SVCS INC N | 440543106 | COM | 365 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CHINA FIN ONLINE CO LTD | 169379104 | SPONSORED ADR | 155 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PHH CORP | 693320202 | COM NEW | 28 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ENDOCYTE INC | 29269A102 | COM | 800 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ENDOLOGIX INC | 29266S106 | COM | 37 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GOLDEN STAR RES LTD CDA | 38119T104 | COM | 500 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| OVASCIENCE INC | 69014Q101 | COM | 52 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| THRESHOLD PHARMACEUTICAL INC | 885807206 | COM NEW | 800 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TIDEWATER INC | 886423102 | COM | 2,189 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| REDWOOD TR INC | 758075AB1 | NOTE 4.625% 4/1 | 61 | $0 | thousands by filing date | principalValue filed as zero, left out of ratios. |
| ASCENA RETAIL GROUP INC | 04351G101 | COM | 124 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LUXFER HLDGS PLC | 550678106 | SPONSORED ADR | 17 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| M/I HOMES INC | 55292PAB1 | NOTE 3.000% 3/0 | 36 | $0 | thousands by filing date | principalValue filed as zero, left out of ratios. |
| MARIN SOFTWARE INC | 56804T106 | COM | 144 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| UTSTARCOM HOLDINGS CORP | G9310A114 | SHS NEW | 104 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INTERMOLECULAR INC | 45882D109 | COM | 200 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PRIMERO MNG CORP | 74164W106 | COM | 400 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| RYLAND GROUP 0.250 | 783764AS2 | NOTE 0.250% 6/0 | 40 | $0 | thousands by filing date | principalValue filed as zero, left out of ratios. |
| BLACKROCK MUNIYIELD INVT F | 09254R104 | COM | 10,973 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SEMICONDUCTOR MFG INTL CORP | 81663N206 | SPONSORED ADR | 74 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PHOENIX NEW MEDIA LTD | 71910C103 | SPONSORED ADR | 281 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SEARS HOMETOWN & OUTLET STOR | 812362101 | COM | 106 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TEEKAY TANKERS LTD | Y8565N102 | CL A | 500 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| QUICKLOGIC CORP | 74837P108 | COM | 185 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CHINA SOUTHN AIRLS LTD | 169409109 | SPON ADR CL H | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ASCENT CAPITAL GROUP INC-A | 043632108 | COM | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ATHERSYS INC | 04744L106 | COM | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TRAVELCENTERS OF AMERICA LLC | 894174101 | COM | 138 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MERITAGE HOMES CORP | 59001AAR3 | NOTE | 53 | $0 | thousands by filing date | principalValue filed as zero, left out of ratios. |
| BIOLINERX LTD-SPONS ADR | 09071M106 | SPON | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| STARRETT (L.S.) CO -CL A | 855668109 | CL A | 14 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| QAD INC-A | 74727D306 | CL A | 40 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CELGENE CORP | 151020112 | RIGHT 12/31/2030 | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WMI HOLDINGS CORP | 92936P100 | COMMON | 22 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MRV COMMUNICATIONS INC | 553477407 | COMMON | 25 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CHINA EASTN AIRLS LTD | 16937R104 | SPON ADR CL H | 46 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FLY LEASING LTD | 34407D109 | SPONSORED ADR | 108 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DYNEGY INC WARRANT | 26817R116 | WARRANT | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PACIFIC ETHANOL INC PAR $.001 | 69423U305 | COM | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AIRMEDIA GROUP INC | 009411109 | ADR | 30 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MORGAN STANLEY EMER MKTS FD | 61744G107 | COM | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INDEXIQ ETF TR IQ GLB | 45409B883 | RES ETF | 12,844 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SEARS HOLDINGS CORP | 812350956 | COM | 3 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| QAD INC-B | 74727D207 | Common | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WISDOMTREE TR | 97717X693 | GLOBL CP BD FD | 140 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CHINA DISTANCE ED HLDGS LTD | 16944W104 | SPONS ADR | 9 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SYNTHETIC BIOLOGICS INC | 87164U102 | COM | 500 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CRYSTAL ROCK HLDGS INC | 22940F103 | COM | 500 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BIOANALYTICAL SYS INC | 09058M103 | COM | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BROADVISION INC | 111412706 | COM | 8 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INDUSTRIAS BACHOCO S A B DE | 456463108 | ADR | 33 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GOLDMAN SACHS GROUP INC | 38141GMG6 | CNV | 35 | $0 | thousands by filing date | principalValue filed as zero, left out of ratios. |
| BLACKROCK MD MUNICIPAL BOND | 09249L105 | COM | 1,654 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WELLS FARGO & CO | 94986RQF1 | MTNF 6/0 | 22 | $0 | thousands by filing date | principalValue filed as zero, left out of ratios. |
| WELLS FARGO & CO | 94986RQH7 | MTNF 6/1 | 43 | $0 | thousands by filing date | principalValue filed as zero, left out of ratios. |
| SONIC CORP CMN STK | 835451955 | Cmn | 3 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| FINISH LINE INC -CL A CMN STK | 317923950 | Cmn | 4 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| RITE AID CORP NEW YORK | 767754904 | Cmn | 40 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| HELIOS & MATHESON ANALYTICS | 42327L200 | COM NEW | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AMERICAN LORAIN CORP | 027297100 | COM | 500 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FLEXSHARES TR | 33939L852 | COM | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LIBERTY LATIN AMERICA CL A ORD | G5480U138 | COM | 12 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Adverum Biotechnologies, Inc. | 00773U108 | Common Stock | 2,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SIENTRA INC | 82621J105 | COM | 595 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| RICEBRAN TECHNOLOGIES | 762831204 | COM NEW | 30 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DIREXION SHS ETF TR | 25459Y116 | CSI300 CHINA1X | 11 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ASHFORD INC | 044104107 | COM | 103 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ZHAOPIN LTD-SPONSORED ADR | 98954L103 | ADR | 21 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LEJU HLDGS LTD | 50187J108 | SPONSORED ADS | 24 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Pareteum Corporation | 69946T207 | COM | 333 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| YINGLI GREEN ENERGY HLDG COMPANY LTD ADR NEW | 98584B202 | COM | 20 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| QUORUM HEALTH CORP | 74909E106 | COM | 93 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ASHFORD HOSPITALITY PRIME IN | 044102101 | COM | 2,179 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GREAT ELM CAP GROUP INC | 39036P209 | COM NEW | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BIOTIME INC | 09066L162 | W EXP 10/01/201 | 109 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CASCADIAN THERAPEUTICS INC | 14740B606 | COM NEW | 11 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| COVISINT CORP | 22357R103 | COM | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CYTORI THERAPEUTICS INC | 23283K204 | COM NEW | 60 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FUELCELL ENERGY INC | 35952H502 | COM NEW | 554 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| OPHTHOTECH CORP | 683745103 | COM | 159 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ITAU CORPBANCA | 45033E105 | SPONSORED ADR | 23 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DRYSHIPS INC | Y2109Q606 | COM PAR NEW | 74 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DELCATH SYS INC | 24661P500 | COM PAR | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MICROBOT MED INC | 59503A105 | COM | 11 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VERINT SYS INC | 92343XAA8 | NOTE 1.500% 6/0 | 24 | $0 | thousands by filing date | principalValue filed as zero, left out of ratios. |
| COLONY CAP INC | 19624RAB2 | NOTE 3.875% 1/1 | 69 | $0 | thousands by filing date | principalValue filed as zero, left out of ratios. |
| ATLAS AIR WORLDWIDE HLDGS IN | 049164BH8 | NOTE 2.250% 6/0 | 67 | $0 | thousands by filing date | principalValue filed as zero, left out of ratios. |
| CLEVELAND BIOLABS INC | 185860202 | COM NEW | 37 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HORIZON GLOBAL CORP | 44052WAA2 | NOTE 2.750% 7/0 | 58 | $0 | thousands by filing date | principalValue filed as zero, left out of ratios. |
| FCB Financial Holdings Inc Cla | 30255G103 | COM | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| RXI PHARMACEUTICALS CORP NEW | 74979C501 | COM | 163 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NEURALSTEM INC | 64127R401 | COM NEW | 133 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SUPERCONDUCTOR TECHNOLOGIES | 867931503 | COM PAR NEW | 42 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CASI PHARMACEUTICALS INC | 14757U109 | COM | 90 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| IMPAX LABORATORIES INC | 45256BAE1 | NOTE 2.000% 6/1 | 61 | $0 | thousands by filing date | principalValue filed as zero, left out of ratios. |
| ENCORE CAP GROUP INC | 292554AH5 | NOTE 2.875% 3/1 | 55 | $0 | thousands by filing date | principalValue filed as zero, left out of ratios. |
| TTM TECHNOLOGIES INC | 87305RAD1 | NOTE 1.750%12/1 | 31 | $0 | thousands by filing date | principalValue filed as zero, left out of ratios. |
| PORTFOLIO RECOVERY ASSOCS IN | 73640QAB1 | NOTE 3.000% 8/0 | 80 | $0 | thousands by filing date | principalValue filed as zero, left out of ratios. |
| CALAMP CORP | 128126AB5 | NOTE 1.625% 5/1 | 61 | $0 | thousands by filing date | principalValue filed as zero, left out of ratios. |
| PENNYMAC CORP | 70932AAB9 | NOTE 5.375% 5/0 | 54 | $0 | thousands by filing date | principalValue filed as zero, left out of ratios. |
| ADAMIS PHARMACEUTICALS CORP | 00547W908 | CALL | 10 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| J ALEXANDERS HLDGS INC | 46609J106 | COM | 1,101 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BASIC ENERGY SVCS INC NEW | 06985P209 | COM NEW | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DIFFERENTIAL BRANDS GROUP IN | 25374L108 | COM | 17 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| YIELD10 BIOSCIENCE INC | 98585K201 | COM NEW | 33 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Gevo Inc stock | 374396307 | Stock | 115 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ACTUA CORPORATION | 005094107 | COM | 15 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BLACKSTONE MORTGAGE TRUST IN | 09257WAB6 | NOTE 4.375% 5/0 | 59 | $0 | thousands by filing date | principalValue filed as zero, left out of ratios. |
| WESTMORELAND RESOURCE PARTNE COM UNIT RP LP | 96108P103 | Stock | 71 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NEW YORK MTG TRUST | 649604AD7 | NOTE 6.250% 1/1 | 48 | $0 | thousands by filing date | principalValue filed as zero, left out of ratios. |
| FORESIGHT ENERGY LP | 34552U104 | COM UNT RP INT | 7,046 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AEVI GENOMIC MEDICINE INC | 00835P105 | COM | 525 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CHINA TECHFAITH WIRLS COMM T | 169424207 | SPON ADR NEW | 64 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CIVEO CORP CDA | 17878Y108 | COM | 52 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FINISAR CORP | 31787AAM3 | NOTE 0.500%12/1 | 22 | $0 | thousands by filing date | principalValue filed as zero, left out of ratios. |
| APOLLO COML REAL EST FIN INC | 03762UAA3 | NOTE 5.500% 3/1 | 62 | $0 | thousands by filing date | principalValue filed as zero, left out of ratios. |
| KEY ENERGY SVCS INC DEL | 49309J103 | COM | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HEMISPHERX BIOPHARMA INC | 42366C301 | COM NEW | 250 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ACORN INTL INC | 004854204 | SPONSORD ADR NEW | 26 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| JRJR33 INCORPORATED | 46645Q106 | Common Stock | 290 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Asterias Biothera 16 Wts | 04624N115 | Warrants | 97 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PARKWAY INC COM | 70156Q107 | Stock | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HRG GROUP INC COM | 40434J100 | Stock | 23 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SEQUENTIAL BRNDS GROUP I | 81734P107 | COM | 119 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HCI GROUP INC | 40416EAB9 | NOTE 3.875% 3/1 | 45 | $0 | thousands by filing date | principalValue filed as zero, left out of ratios. |
| COUNTERPATH CORP | 22228P302 | COM | 190 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Aceto Corp | 004446AD2 | CONV BOND | 60 | $0 | thousands by filing date | principalValue filed as zero, left out of ratios. |
| GOLDMAN SACHS GROUP INC | 38147QMF0 | CNV | 7 | $0 | thousands by filing date | principalValue filed as zero, left out of ratios. |
| U S ENERGY CORP WYO | 911805208 | COM NEW | 83 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| RENEWABLE ENERGY GROUP INC | 75972AAA1 | NOTE 2.750 6/1 | 51 | $0 | thousands by filing date | principalValue filed as zero, left out of ratios. |
| WHEELER REAL ESTATE INVT TR | 963025119 | *W EXP 04/29/201 | 1,200 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SYNCHRONOSS TECHNOLOGIES INC | 87157BAA1 | NOTE 0.750 8/1 | 49 | $0 | thousands by filing date | principalValue filed as zero, left out of ratios. |
| SPRINT CORP | 85207U955 | PUT | 7 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| ANI PHARMACEUTICALS INC | 00182CAA1 | NOTE 3.00012/0 | 27 | $0 | thousands by filing date | principalValue filed as zero, left out of ratios. |
| NEW MTN FIN CORP | 647551AB6 | NOTE 5.000 6/1 | 3 | $0 | thousands by filing date | principalValue filed as zero, left out of ratios. |
| JASON INDS INC | 471172114 | *W EXP 06/30/201 | 150 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HANWHA Q CELL CO LTD | 41135V301 | SPONSORED ADR NE | 26 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ARBOR RLTY TR INC | 038923AA6 | NOTE 6.50010/0 | 33 | $0 | thousands by filing date | principalValue filed as zero, left out of ratios. |
| ALTIMMUNE INC | 02155H101 | COM | 40 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BIOSTAR PHARMACEUTICALS INC | 090678301 | COM PAR | 39 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FIRST TR EXCHANGE TRADED FD | 33738R803 | RBA QUALIN ETF | 10,609 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GlassBridge Enterprises Inc. | 377185103 | COMMON | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MODUSLINK GLOBAL SOLUTIONS INC COM NEW | 60786L206 | Stock | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MAGNEGAS CORP COM PAR | 55939L301 | Stock | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| STONE ENERGY CORP WT EXP 022821 | 861642114 | Stock | 250 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GALENA BIOPHARMA INC COM NEW | 363256504 | Stock | 759 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| OCEAN RIG UDW INC SHS | G66964100 | Stock | 20 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EASTMAN KODAK CO WT EXP 090318 | 277461141 | Stock | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EASTMAN KODAK CO WT EXP 090318 | 277461133 | Stock | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PROSHARES VIX SHORT-TERM FUTURES ETF | 74347W262 | ETF | 25 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PACIFIC DRILLING SA LUXEMBOURG SHS NEW | L7257P114 | Stock | 200 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HUDBAY MINERALS INC | 443628136 | *W EXP 07/20/201 | 510 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CONTRAVIR PHARMACEUTICALS IN | 21234W103 | COM | 283 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AMEDICA CORP COM PAR | 023435209 | Stock | 205 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CUMULUS MEDIA INC. | 231082603 | COM | 51 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BIOSTAGE INC | 09074M103 | COM | 1,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| UBS AG | 90270KAW9 | NOTE 2/1 | 21 | $0 | thousands by filing date | principalValue filed as zero, left out of ratios. |
| MAXPOINT INTERACTIVE INC | 57777M201 | COM NEW | 50 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CHINA XINIYA FASHION LTD | 16950W113 | SPONSRD ADR NEW | 338 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001681115-17-000009 | this filing | 2017-08-11 | acceptance time not in the bulk data set | |
| 13F-HR/A 0001681115-17-000013 | base | 2017-11-03 | acceptance time not in the bulk data set |