13F-HR filed by Advisor Group, Inc.
Advisor Group, Inc. filed this 13F-HR for the quarter ended 2017-03-31, filed 2017-05-15, with 4,849 holding rows worth $4,829,429,000.
- Accession
- 0001681115-17-000008
- Filer
- CIK 1681115
- Filed
- 2017-05-15
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2017
A holdings report, 13,455 entries on the cover page, a total value of $4,829,429,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $4,829,429,000 with VALUE read as thousands by filing date, 13F file number 028-17493. A later restatement replaced it, so the quarter does not use it. The resolved quarter.
Other managers
- included managerROYAL ALLIANCE ASSOCIATES INC
- included managerSAGEPOINT FINANCIAL, INC.
- included managerFSC Securities CORP
- included managerWOODBURY FINANCIAL SERVICES, INC.
- included managerVision2020 Wealth Management Copr.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| ISHARES TR | 46435G813 | MSCI SPAIN ETF | 670 | $15,000 | thousands by filing date | |
| RPM INTL INC | 749685AT0 | NOTE 2.250%12/1 | 13 | $15,000 | thousands by filing date | principal |
| INCYTE CORP | 45337CAM4 | NOTE 0.375%11/1 | 6 | $15,000 | thousands by filing date | principal |
| PLANET FITNESS MASTER ISSUER L CL A | 72703H101 | Stock | 737 | $14,000 | thousands by filing date | |
| MESA LABS INC COM | 59064R109 | Stock | 117 | $14,000 | thousands by filing date | |
| STANTEC INC COM | 85472N109 | Stock | 526 | $14,000 | thousands by filing date | |
| TG THERAPEUTICS INC COM | 88322Q108 | Stock | 1,215 | $14,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739N108 | MANAGD MUN ETF | 1,033 | $14,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F486 | IG FLOA RATE ETF | 548 | $14,000 | thousands by filing date | |
| WISDOMTREE TR | 97717x552 | EUROP OPPOR FD | 500 | $14,000 | thousands by filing date | |
| AXIA ENERGIA SA | 15234Q207 | SPONSORED ADR | 2,500 | $14,000 | thousands by filing date | |
| AAON INC | 000360206 | COM PAR $0.004 | 394 | $14,000 | thousands by filing date | |
| POPULAR INC | 733174700 | COM NEW | 511 | $14,000 | thousands by filing date | |
| HILLTOP HLDGS INC | 432748101 | COM | 501 | $14,000 | thousands by filing date | |
| BLACKROCK MUNI INCOME INV QL | 09250G102 | COM | 1,000 | $14,000 | thousands by filing date | |
| COMPANHIA BRASILEIRA DE DIST | 20440T201 | SPN ADR PFD CL A | 1,125 | $14,000 | thousands by filing date | |
| GASLOG LTD | G37585109 | SHS | 910 | $14,000 | thousands by filing date | |
| JPMORGAN DVRSFD RTRN INTRNL EQT ETF | 46641Q209 | COM | 894 | $14,000 | thousands by filing date | |
| HOMETRUST BANCSHARES INC | 437872104 | COMMON STOCK | 596 | $14,000 | thousands by filing date | |
| MISTRAS GROUP INC | 60649T107 | COMMON STOCK | 634 | $14,000 | thousands by filing date | |
| FRANKLIN MASTER INTER INCOME SH BEN INT | 746909100 | CEF | 3,000 | $14,000 | thousands by filing date | |
| GENOMIC HEALTH, INC. | 37244C101 | COM | 703 | $14,000 | thousands by filing date | |
| GLOBAL X INTERNET OF THINGS ETF | 37954Y780 | UIT EXCHANGE TRADED | 800 | $14,000 | thousands by filing date | |
| GRUPO SUPERVIELLE S.A. | 40054A108 | CMN | 807 | $14,000 | thousands by filing date | |
| INVESCO MUNI INCOME OPP TRST | 46132X101 | COM | 1,871 | $14,000 | thousands by filing date | |
| PROSHARES TR | 74347R131 | SHRT HGH YIELD | 575 | $14,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DELAWARE | 531229870 | COM SER A FRMLA | 436 | $14,000 | thousands by filing date | |
| AVADEL PHARMACEUTICALS, PLC | 05337M104 | COMMON STOCK-FO | 1,388 | $14,000 | thousands by filing date | |
| CORE-MARK HOLDING CO INC | 218681104 | COMMON STOCK | 451 | $14,000 | thousands by filing date | |
| ROOKLINE BANCORP INC DEL | 11373M107 | COM | 872 | $14,000 | thousands by filing date | |
| FELCOR LODGING TR INC | 31430F101 | COM | 1,814 | $14,000 | thousands by filing date | |
| AIR METHODS CORP | 009128307 | COM PAR $.06 | 320 | $14,000 | thousands by filing date | |
| POTBELLY CORP | 73754Y100 | COM | 1,026 | $14,000 | thousands by filing date | |
| Seadrill Partners, LLC | Y7545W109 | LTD | 3,786 | $14,000 | thousands by filing date | |
| PENN WEST PETE LTD NEW | 707887105 | COM | 8,270 | $14,000 | thousands by filing date | |
| CALGON CARBON CORP | 129603106 | COM | 955 | $14,000 | thousands by filing date | |
| GUGGENHEIM INTERNATIONAL MUL | 18383Q804 | GUG | 900 | $14,000 | thousands by filing date | |
| PROSHARES TR | 74347R701 | PSHS SHORT DOW30 | 800 | $14,000 | thousands by filing date | |
| BARCLAYS BANK PLC ETN+ FI ENHANCED GLBL | 06742C152 | PFD | 99 | $14,000 | thousands by filing date | |
| SEVERN BANCORP ANNAPOLIS MD | 81811M100 | COM | 2,000 | $14,000 | thousands by filing date | |
| BLDRS EUROPE 100 ADR INDEX | 09348R409 | COM | 680 | $14,000 | thousands by filing date | |
| GAS NAT INC | 367204104 | COM | 1,089 | $14,000 | thousands by filing date | |
| UBS AG LONDON BRH | 90267L409 | ETRACS 2XLVS&P | 200 | $14,000 | thousands by filing date | |
| CRM 0.25 4/1/18 | 79466LAD6 | Bond 30/360P2 U | 11 | $14,000 | thousands by filing date | principal |
| RAMBUS INC DEL COM | 750917106 | Stock | 1,119 | $13,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R407 | NASDAQ BUYWRITE | 630 | $13,000 | thousands by filing date | |
| SIMPSON MFG INC | 829073105 | COM | 311 | $13,000 | thousands by filing date | |
| ENTERPRISE FINL SVCS CORP | 293712105 | COM | 313 | $13,000 | thousands by filing date | |
| IRIDIUM COMMUNICATIONS INC | 46269C102 | COM | 1,283 | $13,000 | thousands by filing date | |
| WORLD KINECT CORPORATION | 981475106 | COM | 370 | $13,000 | thousands by filing date | |
| XPLR INFRASTRUCTURE LP | 65341B106 | COM UNIT PART IN | 391 | $13,000 | thousands by filing date | |
| MICROVISION INC DEL | 594960304 | COM NEW | 5,277 | $13,000 | thousands by filing date | |
| MILLERKNOLL INC | 600544100 | COM | 455 | $13,000 | thousands by filing date | |
| SUNPOWER CORP | 867652406 | COM | 2,150 | $13,000 | thousands by filing date | |
| KAISER ALUMINUM CORP | 483007704 | COM PAR $0.01 | 169 | $13,000 | thousands by filing date | |
| GASLOG PARTNERS LP | Y2687W108 | UNIT LTD PTNRP | 550 | $13,000 | thousands by filing date | |
| VISTA OUTDOOR INC | 928377100 | COM | 636 | $13,000 | thousands by filing date | |
| HUDSON TECHNOLOGIES INC | 444144109 | COMMON STOCK | 1,883 | $13,000 | thousands by filing date | |
| FLEXSTEEL INDS | 339382103 | COMMON STOCK | 262 | $13,000 | thousands by filing date | |
| LATTICE STRATEGIES TR | 518416102 | HARTFORD MLT ETF | 500 | $13,000 | thousands by filing date | |
| WEIGHT WATCHERS INTL INC | 948626106 | COM | 813 | $13,000 | thousands by filing date | |
| LIFEVANTAGE CORP | 53222K205 | COMMON STOCK | 2,342 | $13,000 | thousands by filing date | |
| GRUPO SIMEC SAB DE C V | 400491106 | ADR | 1,000 | $13,000 | thousands by filing date | |
| SINOPEC SHANGHAI PETROCHEMIC | 82935M109 | SPON ADR H | 283 | $13,000 | thousands by filing date | |
| FORUM ENERGY TECHNOLOGIES | 34984V100 | COMMON STOCK | 593 | $13,000 | thousands by filing date | |
| IXYS CORP | 46600W106 | COMMON STOCK | 865 | $13,000 | thousands by filing date | |
| STAGE STORES INC | 85254C305 | COMMON STOCK | 4,936 | $13,000 | thousands by filing date | |
| INTERNATIONAL SPEEDWAY CORP | 460335201 | COMMON STOCK | 334 | $13,000 | thousands by filing date | |
| SERVICEMASTER GLOBAL HOLDING | 81761R109 | COMMON STOCK | 311 | $13,000 | thousands by filing date | |
| RAVEN INDS INC COM | 754212108 | Stock | 448 | $13,000 | thousands by filing date | |
| CTRIP COM INTL LTD | 22943FAF7 | NOTE 1.000% 7/0 | 11 | $13,000 | thousands by filing date | principal |
| NUTRI SYS INC NEW | 67069D108 | COM | 232 | $13,000 | thousands by filing date | |
| GLATFELTER | 377316104 | COM | 598 | $13,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06739F291 | IPMS INDIA ETN | 175 | $13,000 | thousands by filing date | |
| CLAYMORE EXCHANGE-TRADED FD WI | 18383M308 | COM | 441 | $13,000 | thousands by filing date | |
| FINANCIAL ENGINES INC | 317485100 | COM | 300 | $13,000 | thousands by filing date | |
| STILLWATER MINING CO | 86074Q102 | COM | 750 | $13,000 | thousands by filing date | |
| BRISTOW GROUP INC | 110394103 | COM | 864 | $13,000 | thousands by filing date | |
| STANDARD PAC CORP 1.250 | 85375CBC4 | NOTE 1.250% 8/0 | 13 | $13,000 | thousands by filing date | principal |
| CHARTER FINANCIAL CORP | 16122W108 | COM | 695 | $13,000 | thousands by filing date | |
| WESTERN ASSET VAR RT STRG FD | 957667108 | COM | 800 | $13,000 | thousands by filing date | |
| POWERSHARES DYNAMIC OTC | 73935X203 | COM | 152 | $13,000 | thousands by filing date | |
| PROSHARES ULTRA | 74347R719 | PSHS ULTRA O&G | 354 | $13,000 | thousands by filing date | |
| FEDERATED PREM INTR MUN INC | 31423M105 | COM | 1,000 | $13,000 | thousands by filing date | |
| COLUMBIA ETF TR II | 19762B806 | INDIA INFRSR ETF | 1,020 | $13,000 | thousands by filing date | |
| INNOVATOR IBD 50 | 004006508 | COM | 500 | $13,000 | thousands by filing date | |
| ALDER BIOPHARMACEUTICALS INC | 014339105 | COM | 625 | $13,000 | thousands by filing date | |
| ARCHROCK PARTNERS L P | 03957U100 | COM UNITS REPSTG | 775 | $13,000 | thousands by filing date | |
| SOLARCITY CORP | 83416TAC4 | NOTE 1.625%11/0 | 15 | $13,000 | thousands by filing date | principal |
| COHEN & STEERS INC COM | 19247A100 | Stock | 300 | $12,000 | thousands by filing date | |
| KRONOS WORLDWIDE INC COM | 50105F105 | Stock | 745 | $12,000 | thousands by filing date | |
| VEECO INSTRS INC DEL COM | 922417100 | Stock | 396 | $12,000 | thousands by filing date | |
| COCA-COLA FEMSA SAB DE CV SPONS ADS REP | 191241108 | ADR | 163 | $12,000 | thousands by filing date | |
| B2GOLD CORP COM | 11777Q209 | Stock | 4,000 | $12,000 | thousands by filing date | |
| ARCHROCK INC | 03957W106 | COM | 1,000 | $12,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q676 | ALERIAN ENERGY | 500 | $12,000 | thousands by filing date | |
| NEWTEKONE INC | 652526203 | COM NEW | 715 | $12,000 | thousands by filing date | |
| COMPANIA DE MINAS BUENAVENTU | 204448104 | SPONSORED ADR | 1,001 | $12,000 | thousands by filing date | |
| CORCEPT THERAPEUTICS INC | 218352102 | COM | 1,128 | $12,000 | thousands by filing date | |
| BEACON FINANCIAL CORP. | 084680107 | COM | 334 | $12,000 | thousands by filing date | |
| STEWART INFORMATION SVCS COR | 860372101 | COM | 275 | $12,000 | thousands by filing date | |
| FERROGLOBE PLC | G33856108 | SHS | 1,200 | $12,000 | thousands by filing date | |
| DANA INC | 235825205 | COM | 588 | $12,000 | thousands by filing date | |
| HACKETT GROUP INC | 404609109 | COM | 636 | $12,000 | thousands by filing date | |
| NUVEEN CALIFORNIA SELECT TAX-F | 67063R103 | SH BEN INT | 822 | $12,000 | thousands by filing date | |
| CENTRAL SECURITIES CORP | 155123102 | COM | 500 | $12,000 | thousands by filing date | |
| CALIFORNIA RES CORP | 13057Q206 | COM NEW | 1,219 | $12,000 | thousands by filing date | |
| CLEARBRIDGE MLP AND MIDSTRM | 18469Q108 | COM | 868 | $12,000 | thousands by filing date | |
| RESOURCES CONNECTION INC | 76122Q105 | COM | 730 | $12,000 | thousands by filing date | |
| ENVIRI CORP | 415864107 | COM | 934 | $12,000 | thousands by filing date | |
| ACNB CORP | 000868109 | COMMON STOCK | 423 | $12,000 | thousands by filing date | |
| EVOLUTION PETROLEUM CORP | 30049A107 | COMMON STOCK | 1,527 | $12,000 | thousands by filing date | |
| HERITAGE FINANCIAL CORP | 42722X106 | COMMON STOCK | 478 | $12,000 | thousands by filing date | |
| COMMUNITY HEALTH SYSTEMS INC | 203668108 | COMMON STOCK | 1,226 | $12,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L688 | STOX GBL ESG SLT | 140 | $12,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J190 | GERMANY ALPHA | 310 | $12,000 | thousands by filing date | |
| CANTERBURY PK HLDG CORP | 13811E101 | COM | 1,203 | $12,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W786 | INTERNTNL AI ENH | 291 | $12,000 | thousands by filing date | |
| VIRTUS ETF TR II | 92790A207 | VIRTUS NEWFLEET | 496 | $12,000 | thousands by filing date | |
| WEB.COM GROUP INC | 94733A104 | COMMON STOCK | 609 | $12,000 | thousands by filing date | |
| INVESTMENT TECHNOLOGY GROUP | 46145F105 | COMMON STOCK | 570 | $12,000 | thousands by filing date | |
| AGENUS INC | 00847G705 | COM NEW | 3,042 | $12,000 | thousands by filing date | |
| J2 GLOBAL INC | 48123VAC6 | NOTE 3.250% 6/1 | 9 | $12,000 | thousands by filing date | principal |
| WESTPORT FUEL SYSTEMS INC | 960908309 | COM | 11,710 | $12,000 | thousands by filing date | |
| DOMINION DIAMOND CORP | 257287102 | COM | 925 | $12,000 | thousands by filing date | |
| DEL FRISCOS RESTAURANT GROUP | 245077102 | COM | 706 | $12,000 | thousands by filing date | |
| MORGAN STANLEY | 61760E846 | CUSHNG MLP ETN | 1,500 | $12,000 | thousands by filing date | |
| FIRST SOUTH BANCORP INC VA | 33646W100 | COM | 1,000 | $12,000 | thousands by filing date | |
| AIMMUNE THERAPEUTICS INC. | 00900T107 | Common Stock | 537 | $12,000 | thousands by filing date | |
| CARE COM INC | 141633107 | COM | 895 | $12,000 | thousands by filing date | |
| UNITED FINL BANCORP INC NEW | 910304104 | COM | 724 | $12,000 | thousands by filing date | |
| STERICYCLE INC | 858912207 | DEP PFD A 1/10 | 156 | $12,000 | thousands by filing date | |
| EURONET WORLDWIDE INC | 298736AH2 | NOTE 1.50010/0 | 9 | $12,000 | thousands by filing date | principal |
| GLOBAL X FDS | 37950E176 | GURU INTL IDX | 792 | $12,000 | thousands by filing date | |
| SM ENERGY COMPANY COM | 78454L100 | Stock | 464 | $11,000 | thousands by filing date | |
| NEWS CORP NEW CL A | 65249B109 | Stock | 828 | $11,000 | thousands by filing date | |
| INDEPENDENT BK CORP MASS | 453836108 | COM | 164 | $11,000 | thousands by filing date | |
| TELADOC HEALTH INC | 87918A105 | COM | 440 | $11,000 | thousands by filing date | |
| DHT HOLDINGS INC | Y2065G121 | SHS NEW | 2,508 | $11,000 | thousands by filing date | |
| PC CONNECTION INC | 69318J100 | COM | 361 | $11,000 | thousands by filing date | |
| SILGAN HLDGS INC | 827048109 | COM | 175 | $11,000 | thousands by filing date | |
| DINE BRANDS GLOBAL INC | 254423106 | COM | 197 | $11,000 | thousands by filing date | |
| PROSPERITY BANCSHARES INC | 743606105 | COM | 161 | $11,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092873 | MSCI COMMNTN SVC | 1,027 | $11,000 | thousands by filing date | |
| ZTO EXPRESS CAYMAN INC | 98980A105 | SPONSORED ADS A | 838 | $11,000 | thousands by filing date | |
| DAUCH CORP | 024061103 | COM | 555 | $11,000 | thousands by filing date | |
| ELLSWORTH GROWTH AND INCOME FU | 289074106 | COM | 1,318 | $11,000 | thousands by filing date | |
| PETROCHINA CO LTD ADR | 71646E100 | SPONSORED ADR | 156 | $11,000 | thousands by filing date | |
| BANCROFT FUND LIMITED | 059695106 | COM | 512 | $11,000 | thousands by filing date | |
| COMMSCOPE HLDG CO INC | 20337X109 | COM | 252 | $11,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A706 | ST STR GLB DOW | 150 | $11,000 | thousands by filing date | |
| INVESCO ADVANTAGE MUN INCOME | 46132E103 | SH BEN INT | 1,000 | $11,000 | thousands by filing date | |
| GENESCO INC | 371532102 | COM | 206 | $11,000 | thousands by filing date | |
| KBR INC COM | 48242W106 | Stock | 741 | $11,000 | thousands by filing date | |
| TPG SPECIALTY LENDING INC | 87265K102 | COM | 571 | $11,000 | thousands by filing date | |
| TCW CONV SECS FD INC | 872340104 | COM | 2,465 | $11,000 | thousands by filing date | |
| LEXICON PHARMACEUTICALS INC | 528872302 | COMMON STOCK | 808 | $11,000 | thousands by filing date | |
| STANDARD MOTOR PRODS | 853666105 | COMMON STOCK | 220 | $11,000 | thousands by filing date | |
| TRICO BANCSHARES | 896095106 | COMMON STOCK | 301 | $11,000 | thousands by filing date | |
| VAREX IMAGING CORP | 92214X106 | COMMON STOCK | 325 | $11,000 | thousands by filing date | |
| IDENTIV INC | 45170X205 | COM NEW | 1,600 | $11,000 | thousands by filing date | |
| HEIDRICK & STRUGGLES INTL IN | 422819102 | COM | 400 | $11,000 | thousands by filing date | |
| FLAHERTY & CRUMRINE PFD INCO | 338480106 | COM | 758 | $11,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06742C723 | IPATH SELCT MLP | 479 | $11,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J232 | SWITZLND ALPHA | 250 | $11,000 | thousands by filing date | |
| JANUS DETROIT | 47103U100 | MF Closed and MF Open | 350 | $11,000 | thousands by filing date | |
| PROSHARES TR PSHS ULTRA DOW30 | 74347r305 | INDX FD | 125 | $11,000 | thousands by filing date | |
| ISHARES INC | 464286293 | ASIA/PAC DIV ETF | 219 | $11,000 | thousands by filing date | |
| RAMCO-GERSHENSON PPTYS TR | 751452202 | COM SH BEN INT | 736 | $11,000 | thousands by filing date | |
| INSYS THERAPEUTICS INC | 45824V209 | COMMON STOCK | 2,400 | $11,000 | thousands by filing date | |
| MASONITE INTERNATIONAL CORP | 575385109 | COMMON STOCK-FO | 142 | $11,000 | thousands by filing date | |
| SODASTREAM INTERNATIONAL | M9068E105 | LTD | 230 | $11,000 | thousands by filing date | |
| EDGIO INC | 53261M104 | COM | 4,080 | $11,000 | thousands by filing date | |
| ISIS PHARMACEUTICALS INC DEL | 464337AJ3 | NOTE 1.000%11/1 | 11 | $11,000 | thousands by filing date | principal |
| CIMPRESS N V | N20146101 | SHS EURO | 119 | $11,000 | thousands by filing date | |
| SUPERIOR INDS INTL INC | 868168105 | COM | 451 | $11,000 | thousands by filing date | |
| CALLIDUS SOFTWARE INC | 13123E500 | COM | 493 | $11,000 | thousands by filing date | |
| LASALLE HOTEL PROPERTIES | 517942108 | COM | 1,168 | $11,000 | thousands by filing date | |
| PEREGRINE PHARMACEUTICALS IN | 713661304 | COM NEW | 16,800 | $11,000 | thousands by filing date | |
| 8POINT3 ENERGY PARTNERS LP | 282539105 | CL A RPT LTDPT | 800 | $11,000 | thousands by filing date | |
| IMMUNE PHARMACEUTICALS INC | 45254C101 | COM | 75,000 | $11,000 | thousands by filing date | |
| ETF MANAGERS TR | 26924G805 | DRONE ECONMY STG | 400 | $11,000 | thousands by filing date | |
| PROSHARES TR | 74348A426 | ULTSHRT QQQ | 582 | $11,000 | thousands by filing date | |
| HABIT RESTAURANTS INC | 40449J103 | COM CL A | 1,125 | $11,000 | thousands by filing date | |
| DBX ETF TR | 233051713 | XTRCK JP MRGN ES | 430 | $11,000 | thousands by filing date | |
| Guggenheim BulletShares 2023 C | 18383M241 | ETF | 540 | $11,000 | thousands by filing date | |
| BulletShares 2024 Corporate | 18383M233 | COM | 542 | $11,000 | thousands by filing date | |
| BulletShares 2025 Corporate | 18383M191 | COM | 550 | $11,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M126 | GUGGENHEM 2026 | 577 | $11,000 | thousands by filing date | |
| VIPSHOP HLDGS LTD | 92763WAA1 | NOTE 1.500% 3/1 | 11 | $11,000 | thousands by filing date | principal |
| YINTECH INVT HLDGS LTD | 98585M108 | SPONSORED ADR | 500 | $11,000 | thousands by filing date | |
| NAVISTAR INTL CORP NEW | 63934EAS7 | NOTE 4.750 4/1 | 11 | $11,000 | thousands by filing date | principal |
| Vanguard Short-Term Treasury ETF | 92206C102 | SHS | 165 | $10,000 | thousands by filing date | |
| ACCO BRANDS CORP COM | 00081T108 | Stock | 717 | $10,000 | thousands by filing date | |
| SPS COMM INC COM | 78463M107 | Stock | 179 | $10,000 | thousands by filing date | |
| EVERPURE INC CL A | 74624M102 | Stock | 1,025 | $10,000 | thousands by filing date | |
| LGI HOMES INC COM | 50187T106 | Stock | 300 | $10,000 | thousands by filing date | |
| BAYTEX ENERGY CORP COM | 07317Q105 | Stock | 2,983 | $10,000 | thousands by filing date | |
| CAMPING WORLD HLDGS INC CL A | 13462K109 | Stock | 331 | $10,000 | thousands by filing date | |
| EAGLE POINT CREDIT COMPANY I | 269808101 | COM | 500 | $10,000 | thousands by filing date | |
| NATURAL RESOURCE PARTNERS LP | 63900P608 | COM UNIT LTD PAR | 360 | $10,000 | thousands by filing date | |
| DIAMONDROCK HOSPITALITY CO | 252784301 | COM | 851 | $10,000 | thousands by filing date | |
| PEBBLEBROOK HOTEL TR | 70509V100 | COM | 1,449 | $10,000 | thousands by filing date | |
| BANCO SANTANDER CHILE NEW | 05965X109 | SP ADR REP COM | 400 | $10,000 | thousands by filing date | |
| CUSTOMERS BANCORP INC | 23204G100 | COM | 308 | $10,000 | thousands by filing date | |
| ENSIGN GROUP INC | 29358P101 | COM | 537 | $10,000 | thousands by filing date | |
| GRUPO AEROPORTUARIO DEL SURE | 40051E202 | SPON ADR SER B | 60 | $10,000 | thousands by filing date | |
| GOGO INC | 38046C109 | COM | 975 | $10,000 | thousands by filing date | |
| HUB GROUP INC | 443320106 | CL A | 213 | $10,000 | thousands by filing date | |
| MIMEDX GROUP INC | 602496101 | COM | 4,750 | $10,000 | thousands by filing date | |
| APOLLO TACTICAL INCOME FD INC | 037638103 | COM | 615 | $10,000 | thousands by filing date | |
| CUBIC CORP | 229669106 | COM | 180 | $10,000 | thousands by filing date | |
| DIVIDEND & INCOME FD INC | 25538A204 | COM NEW | 795 | $10,000 | thousands by filing date | |
| PARK OHIO HOLDINGS CORP | 700666100 | COMMON STOCK | 287 | $10,000 | thousands by filing date | |
| ASURE SOFTWARE INC | 04649U102 | COMMON STOCK | 950 | $10,000 | thousands by filing date | |
| ATKORE INC | 047649108 | COMMON STOCK | 398 | $10,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33737M102 | MID CP GR ALPH | 1,221 | $10,000 | thousands by filing date | |
| KNOT OFFSHORE PARTNERS LP | Y48125101 | COM UNITS | 450 | $10,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W877 | GLB HIGH DIV FD | 226 | $10,000 | thousands by filing date | |
| ISHARES INC MSCI FRANCE ETF | 464286707 | ETF | 385 | $10,000 | thousands by filing date | |
| AMPLIFY ETF TR | 032108102 | CMN | 345 | $10,000 | thousands by filing date | |
| ROYCE GLOBAL TRUST INC | 78081T104 | COM | 1,212 | $10,000 | thousands by filing date | |
| TESARO INC | 881569107 | COM | 60 | $10,000 | thousands by filing date | |
| LANDMARK INFRASTRUCTURE PARTNERS | 51508J108 | COMMON STOCK | 700 | $10,000 | thousands by filing date | |
| GROUPON INC | 399473107 | COMMON STOCK | 2,396 | $10,000 | thousands by filing date | |
| ISTAR INC | 45031U101 | COMMON STOCK | 863 | $10,000 | thousands by filing date | |
| HERTZ GLOBAL HLDGS INC | 42806J106 | COM | 545 | $10,000 | thousands by filing date | |
| AQUA METALS INC | 03837J101 | COM | 700 | $10,000 | thousands by filing date | |
| ILLUMINA INC | 452327AH2 | NOTE 0.500% 6/1 | 10 | $10,000 | thousands by filing date | principal |
| ZYNERBA PHARMACEUTICALS INC | 98986X109 | COM | 1,231 | $10,000 | thousands by filing date | |
| NCI BUILDING SYSTEMS INC | 628852204 | COM | 600 | $10,000 | thousands by filing date | |
| BON-TON STORES INC | 09776J101 | COM | 11,800 | $10,000 | thousands by filing date | |
| INNERWORKINGS INC | 45773Y105 | COM | 1,182 | $10,000 | thousands by filing date | |
| JUST ENERGY GROUP INC | 48213W101 | COM | 5,668 | $10,000 | thousands by filing date | |
| Powershs Db US Dollar Tr | 73936D206 | DOLL INDX BEAR | 500 | $10,000 | thousands by filing date | |
| ENBRIDGE ENERGY MANAGEMENT L | 29250x103 | SHS UNITS LLI | 570 | $10,000 | thousands by filing date | |
| WEBMD HEALTH CORP | 94770V102 | COM | 192 | $10,000 | thousands by filing date | |
| CURRENCYSHS BRIT POUND STER | 23129S106 | BRIT POUND STE | 80 | $10,000 | thousands by filing date | |
| CHINA BIOLOGIC PRODUCTS INC | 16938C106 | COMM STK | 100 | $10,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHA FD I | 33737J166 | CMN | 400 | $10,000 | thousands by filing date | |
| Knight Capital Group, Inc. | 48244B100 | common stock | 566 | $10,000 | thousands by filing date | |
| SUNPOWER CORP | 867652AL3 | DBCV 4.000% 1/1 | 12 | $10,000 | thousands by filing date | principal |
| ISHARES TR | 46432FAW7 | IBONDS MAR18 ETF | 377 | $10,000 | thousands by filing date | |
| CAROLINA FINL CORP NEW | 143873107 | COM | 341 | $10,000 | thousands by filing date | |
| BARRACUDA NETWORKS INC | 068323104 | COM | 454 | $10,000 | thousands by filing date | |
| JOHN HANCOCK EXCHANGE TRADED | 47804J701 | MLTFACTOR ENRG | 355 | $10,000 | thousands by filing date | |
| EQT GP HLDGS LP | 26885J103 | COM UNIT REP | 359 | $10,000 | thousands by filing date | |
| BLACKROCK CAPITAL INVESTMENT | 092533AB4 | NOTE 5.500prct 2/1 | 10 | $10,000 | thousands by filing date | principal |
| SUNPOWER CORP | 867652AG4 | DBCV 0.750% 6/0 | 10 | $10,000 | thousands by filing date | principal |
| NVDA 1 12/1/18 | 67066GAC8 | Bond 30/360P2 U | 2 | $10,000 | thousands by filing date | principal |
| STWD 3.75 10/17 | 85571BAC9 | Bond 30/360P2 U | 10 | $10,000 | thousands by filing date | principal |
| PROSPECT CAPITAL CORPORATION 5.75 03/15/2018 | 74348TAL6 | Convertible | 10 | $10,000 | thousands by filing date | principal |
| VANGUARD SCOTTSDALE FDS | 92206C730 | COM | 87 | $9,000 | thousands by filing date | |
| SPDR Portfolio S&P 400 Mid Cap ETF | 78464A847 | SHS | 100 | $9,000 | thousands by filing date | |
| GERON CORP | 374163103 | COM | 4,200 | $9,000 | thousands by filing date | |
| CYTOKINETICS INC | 23282W605 | COM NEW | 723 | $9,000 | thousands by filing date | |
| BALLARD PWR SYS INC NEW COM | 058586108 | Stock | 3,800 | $9,000 | thousands by filing date | |
| INVITATION HOMES INC COM | 46187W107 | REIT | 422 | $9,000 | thousands by filing date | |
| LATTICE SEMICONDUCTOR CORP COM | 518415104 | Stock | 1,305 | $9,000 | thousands by filing date | |
| OIL DRI CORP AMER COM | 677864100 | Stock | 250 | $9,000 | thousands by filing date | |
| INGLES MKTS INC CL A | 457030104 | Stock | 200 | $9,000 | thousands by filing date | |
| MANNKIND CORP COM NEW | 56400P706 | Stock | 6,621 | $9,000 | thousands by filing date | |
| UR-ENERGY INC | 91688R108 | COM | 14,081 | $9,000 | thousands by filing date | |
| GRIFFON CORP | 398433102 | COM | 366 | $9,000 | thousands by filing date | |
| INSPERITY INC | 45778Q107 | COM | 99 | $9,000 | thousands by filing date | |
| TREDEGAR CORP | 894650100 | COM | 520 | $9,000 | thousands by filing date | |
| CNA FINL CORP | 126117100 | COM | 210 | $9,000 | thousands by filing date | |
| BRADY CORP | 104674106 | CL A | 252 | $9,000 | thousands by filing date | |
| BROOKFIELD RENEWABLE ENERGY | G16258108 | PARTNERSHIP UNIT | 300 | $9,000 | thousands by filing date | |
| CABLE ONE INC | 12685J105 | COM | 14 | $9,000 | thousands by filing date | |
| FORRESTER RESH INC | 346563109 | COM | 221 | $9,000 | thousands by filing date | |
| ENERGY RECOVERY INC | 29270J100 | COM | 1,089 | $9,000 | thousands by filing date | |
| CROSSAMERICA PARTNERS LP | 22758A105 | UT LTD PTN INT | 345 | $9,000 | thousands by filing date | |
| ETSY INC | 29786A106 | COM | 810 | $9,000 | thousands by filing date | |
| FATE THERAPEUTICS INC | 31189P102 | COM | 2,000 | $9,000 | thousands by filing date | |
| ULTRAGENYX PHARMACEUTICAL IN | 90400D108 | COM | 138 | $9,000 | thousands by filing date | |
| VISTEON CORP | 92839U206 | COM NEW | 98 | $9,000 | thousands by filing date | |
| GABELLI GLOBAL UTIL & INCOME | 36242L105 | COM SH BEN INT | 500 | $9,000 | thousands by filing date | |
| TRIPLEPOINT VENTR GRW BDC CORP | 89677Y100 | COM | 632 | $9,000 | thousands by filing date | |
| BLACKROCK MUN INCOME INVT TR | 09248H105 | SHS BEN INT | 599 | $9,000 | thousands by filing date | |
| LUXOFT HLDG INC | G57279104 | ORD SHS CL A | 139 | $9,000 | thousands by filing date | |
| COMPANHIA SIDERURGICA NACION | 20440W105 | SPONSORED ADR | 3,326 | $9,000 | thousands by filing date | |
| WINMARK CORP | 974250102 | COM | 80 | $9,000 | thousands by filing date | |
| FOSSIL GROUP INC | 34988V106 | COMMON STOCK | 547 | $9,000 | thousands by filing date | |
| CITY HOLDING CO | 177835105 | COMMON STOCK | 146 | $9,000 | thousands by filing date | |
| GUANGSHEN RAILWAY CO LTD-ADR | 40065W107 | SPONSORED ADR | 924 | $9,000 | thousands by filing date | |
| WESTERN ASSET PREMIER BD FD | 957664105 | SHS BEN INT | 679 | $9,000 | thousands by filing date | |
| NATURAL HEALTH TRENDS CORP | 63888P406 | COM | 301 | $9,000 | thousands by filing date | |
| PROSHARES TR | 74347R685 | PSHS ULTRA UTIL | 216 | $9,000 | thousands by filing date | |
| LEGACY TEX FINL GROUP INC | 52471Y106 | COM | 240 | $9,000 | thousands by filing date | |
| AMAG PHARMACEUTICALS INC | 00163U106 | COM | 394 | $9,000 | thousands by filing date | |
| RICE MIDSTREAM PARTNERS LP | 762819100 | UNIT LTD PARTN | 362 | $9,000 | thousands by filing date | |
| BILL BARRETT CORP | 06846N104 | COMMON STOCK | 2,003 | $9,000 | thousands by filing date | |
| CEDAR REALTY TRUST INC | 150602209 | COMMON STOCK | 1,927 | $9,000 | thousands by filing date | |
| NXSTAGE MEDICAL INC | 67072V103 | COMMON STOCK | 313 | $9,000 | thousands by filing date | |
| DUFF & PHELPS | 26432K108 | EXCHANGE TRADED | 1,000 | $9,000 | thousands by filing date | |
| UNIVERSAL STAINLESS & ALLOY | 913837100 | COM | 505 | $9,000 | thousands by filing date | |
| LAKELAND BANCORP INC | 511637100 | COM | 483 | $9,000 | thousands by filing date | |
| EKSO BIONICS HLDGS INC | 282644202 | COM NEW | 2,359 | $9,000 | thousands by filing date | |
| GOLAR LNG PARTNERS LP | Y2745C102 | COM UNITS LPI | 400 | $9,000 | thousands by filing date | |
| FRANCESCAS HLDGS CORP | 351793104 | COM | 577 | $9,000 | thousands by filing date | |
| BRIGGS & STRATTON CORP | 109043109 | COM | 420 | $9,000 | thousands by filing date | |
| BROADSOFT INC | 11133B409 | COM | 262 | $9,000 | thousands by filing date | |
| Powershares Etf Fd Tr II | 73937B506 | S&P SMCP C DIS | 186 | $9,000 | thousands by filing date | |
| NEOPHOTONICS CORP | 64051T100 | COM | 985 | $9,000 | thousands by filing date | |
| PROSHARES ULTRASHORT SILVER | 74347W114 | COM | 320 | $9,000 | thousands by filing date | |
| ARDAGH GROUP S A | L0223L101 | COM | 412 | $9,000 | thousands by filing date | |
| AVIANCA HLDGS SA | 05367G100 | SPON ADR REP PFD | 1,212 | $9,000 | thousands by filing date | |
| ADAMIS PHARMACEUTICALS CORP | 00547W208 | COM NEW | 2,000 | $9,000 | thousands by filing date | |
| CLOVIS ONCOLOGY INC | 189464AB6 | NOTE 2.500% 9/1 | 6 | $9,000 | thousands by filing date | principal |
| WISDOMTREE TR | 97717X214 | EMERG MKTS ESG | 300 | $9,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M183 | GUGENHIM 2023 | 348 | $9,000 | thousands by filing date | |
| PRANA BIOTECHNOLOGY LTD | 739727204 | SPON ADR NEW | 2,916 | $9,000 | thousands by filing date | |
| CIM COML TR CORP | 125525105 | COM | 537 | $9,000 | thousands by filing date | |
| STARWOOD WAYPOINT RESIDENTL | 85571WAB5 | NOTE 3.000% 7/0 | 7 | $9,000 | thousands by filing date | principal |
| INPHI CORP | 45772FAB3 | NOTE 1.125%12/0 | 7 | $9,000 | thousands by filing date | principal |
| PDC ENERGY INC | 69327RAD3 | NOTE 1.125% 9/1 | 9 | $9,000 | thousands by filing date | principal |
| EGALET CORP | 28226B104 | COM | 1,750 | $9,000 | thousands by filing date | |
| RESOURCE CAP CORP | 76120W708 | COM NEW | 875 | $9,000 | thousands by filing date | |
| NEXTERA ENERGY INC | 65339F846 | UNIT 08/31/2018 | 165 | $9,000 | thousands by filing date | |
| AIR LEASE CORP | 00912XAK0 | NOTE 3.875%12/0 | 7 | $9,000 | thousands by filing date | principal |
| PROSHARES VIX SHORT-TERM FUTURES ETF | 74347W262 | ETF | 700 | $9,000 | thousands by filing date | |
| HILTON WORLDWIDE HLDGS INC COM | 43300A203 | Stock | 871 | $8,000 | thousands by filing date | |
| NOMAD FOODS LTD USD ORD SHS | G6564A105 | Stock | 691 | $8,000 | thousands by filing date | |
| NATIONAL HEALTHCARE CORP COM | 635906100 | Stock | 116 | $8,000 | thousands by filing date | |
| VALVOLINE INC COM | 92047W101 | Stock | 342 | $8,000 | thousands by filing date | |
| GLOBAL PARTNERS LP | 37946R109 | COM UNITS | 400 | $8,000 | thousands by filing date | |
| TFS FINL CORP | 87240R107 | COM | 500 | $8,000 | thousands by filing date | |
| ALAMO GROUP INC | 011311107 | COM | 102 | $8,000 | thousands by filing date | |
| ARES COML REAL ESTATE CORP | 04013V108 | COM | 600 | $8,000 | thousands by filing date | |
| NEWS CORP NEW | 65249B208 | CL B | 623 | $8,000 | thousands by filing date | |
| LENDINGTREE INC | 52603B107 | COM | 88 | $8,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A581 | ST STR SP HCEQ | 527 | $8,000 | thousands by filing date | |
| ACUSHNET HLDGS CORP | 005098108 | COM | 436 | $8,000 | thousands by filing date | |
| KIRBY CORP | 497266106 | COM | 117 | $8,000 | thousands by filing date | |
| PLUG PWR INC | 72919P202 | COM NEW | 6,010 | $8,000 | thousands by filing date | |
| EQUITY COMMONWEALTH | 294628102 | COM SH BEN INT | 270 | $8,000 | thousands by filing date | |
| INTERCEPT PHARMACEUTICALS IN | 45845P108 | COM | 72 | $8,000 | thousands by filing date | |
| KOPPERS HOLDINGS INC | 50060P106 | COM | 200 | $8,000 | thousands by filing date | |
| NOBLE MIDSTREAM PARTNERS LP | 65506L105 | COM UNIT REPST | 150 | $8,000 | thousands by filing date | |
| UNITED STS GASOLINE FD LP | 91201T102 | UNITS | 297 | $8,000 | thousands by filing date | |
| MINDBODY INC | 60255W105 | COM CL A | 300 | $8,000 | thousands by filing date | |
| CAESARSTONE LTD | M20598104 | ORD SHS | 231 | $8,000 | thousands by filing date | |
| CENTURY ALUM CO | 156431108 | COM | 605 | $8,000 | thousands by filing date | |
| FIRST BANK HAMILTON NJ | 31931U102 | COMMON STOCK | 700 | $8,000 | thousands by filing date | |
| AIRGAIN INC | 00938A104 | COM | 500 | $8,000 | thousands by filing date | |
| PROSHARES TR II | 74347W601 | ULTRA GOLD | 200 | $8,000 | thousands by filing date | |
| CBL & ASSOCIATES PROPERTIES IN | 124830100 | COM | 802 | $8,000 | thousands by filing date | |
| ISHARES INC | 46434G814 | MSCI MLY ETF NEW | 249 | $8,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J141 | CHINA ALPHADEX | 379 | $8,000 | thousands by filing date | |
| ISHARES TR | 464288497 | DEVSMCP EXNA ETF | 169 | $8,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33736M103 | ALERIAN US NXTGN | 167 | $8,000 | thousands by filing date | |
| CHICAGO RIVET & MACH CO | 168088102 | COM | 200 | $8,000 | thousands by filing date | |
| Enzo Biochem Inc | 294100102 | Common Stock | 1,000 | $8,000 | thousands by filing date | |
| JEFFERIES GROUP INC | 472319AG7 | CORPORATE OBLIG | 8 | $8,000 | thousands by filing date | principal |
| SANDY SPRING BANCORP INC | 800363103 | COMMON STOCK | 185 | $8,000 | thousands by filing date | |
| REXNORD CORP | 76169B102 | COMMON STOCK | 364 | $8,000 | thousands by filing date | |
| CORNERSTONE ONDEMAND INC COM | 21925Y103 | Stock | 214 | $8,000 | thousands by filing date | |
| ELEMENTS ROGERS INTL CMDTY AGRI TR ETN | 870297603 | ETF | 1,200 | $8,000 | thousands by filing date | |
| CINCINNATI BELL INC NEW COM NEW | 171871502 | Stock | 437 | $8,000 | thousands by filing date | |
| DRIVE SHACK INC | 262077100 | COM | 2,000 | $8,000 | thousands by filing date | |
| GLOBAL X FTSE GREECE 20 ETF | 37950E366 | COMMON | 1,080 | $8,000 | thousands by filing date | |
| KANDI TECHNOLOGIES GROUP INC | 483709101 | COM | 1,945 | $8,000 | thousands by filing date | |
| ENERGOUS CORP | 29272C103 | COM | 515 | $8,000 | thousands by filing date | |
| IMPERVA INC | 45321L100 | COM | 204 | $8,000 | thousands by filing date | |
| FBL FINL GROUP INC | 30239F106 | CL A | 126 | $8,000 | thousands by filing date | |
| CYANOTECH CORP | 232437301 | COM PAR $0.02 | 2,000 | $8,000 | thousands by filing date | |
| ZELTIQ AESTHETICS INC | 98933Q108 | COM | 146 | $8,000 | thousands by filing date | |
| SUPERVALU INC | 868536103 | COM | 2,025 | $8,000 | thousands by filing date | |
| NEWPARK RES INC 4.000 | 651718AC2 | NOTE 4.000%10/0 | 8 | $8,000 | thousands by filing date | principal |
| ALON USA PARTNERS LP UNIT LTD PARTNERSHIP INT | 02052T109 | COM | 900 | $8,000 | thousands by filing date | |
| DEUTSCHE BK AG LDN BRH | 25154H558 | PS AGRI DL ETN | 2,400 | $8,000 | thousands by filing date | |
| LAM RESEARCH CORP | 512807AL2 | NOTE | 4 | $8,000 | thousands by filing date | principal |
| INDEXIQ ETF TR | 45409B842 | GLB CRUDE OIL | 700 | $8,000 | thousands by filing date | |
| CANCER GENETICS INC. | 13739u104 | COM | 2,000 | $8,000 | thousands by filing date | |
| FIVE PRIME THERAPEUTICS INC. | 33830X104 | Common Stock | 215 | $8,000 | thousands by filing date | |
| PROSHARES TR II | 74347W239 | ULTRA VIX ETF | 500 | $8,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W398 | NEGT DUR HIG YLD | 391 | $8,000 | thousands by filing date | |
| Real Industry Inc | 75601w104 | CS | 2,680 | $8,000 | thousands by filing date | |
| STEADYMED LTD | M84920103 | SHS | 1,400 | $8,000 | thousands by filing date | |
| OHA INVT CORP | 67091U102 | COM | 5,300 | $8,000 | thousands by filing date | |
| TESARO INC | 881569AA5 | NOTE 3.00010/0 | 2 | $8,000 | thousands by filing date | principal |
| FRONTIER COMMUNICATIONS CORP | 35906A207 | PFD CONV SER-A | 165 | $8,000 | thousands by filing date | |
| PFPT1.25 12/18 | 743424AB9 | Bond 30/360P2 U | 4 | $8,000 | thousands by filing date | principal |
| ADVANCED ACCELERATOR APPLIC SPONSORED ADS | 00790T100 | ADR | 207 | $8,000 | thousands by filing date | |
| IVLU | 46435G409 | COM | 320 | $7,000 | thousands by filing date | |
| UNITED MICROELECTRONICS CORP SPON ADR NEW | 910873405 | ADR | 3,628 | $7,000 | thousands by filing date | |
| ALARM COM HLDGS INC COM | 011642105 | Stock | 240 | $7,000 | thousands by filing date | |
| MEDPACE HLDGS INC COM | 58506Q109 | Stock | 222 | $7,000 | thousands by filing date | |
| CRISPR THERAPEUTICS AG NAMEN AKT | H17182108 | Stock | 300 | $7,000 | thousands by filing date | |
| ST JOE CO | 790148100 | COM | 406 | $7,000 | thousands by filing date | |
| ISHARES INC | 46434G848 | MSCI GBL ETF NEW | 260 | $7,000 | thousands by filing date | |
| HEALTHSTREAM INC | 42222N103 | COM | 297 | $7,000 | thousands by filing date | |
| MAGELLAN HEALTH SERVICES INC | 559079207 | COM NEW | 97 | $7,000 | thousands by filing date | |
| IMMUNOMEDICS INC | 452907108 | COM | 1,200 | $7,000 | thousands by filing date | |
| 51JOB INC | 316827104 | SPONSORED ADS | 195 | $7,000 | thousands by filing date | |
| GARRISON CAP INC | 366554103 | COM | 665 | $7,000 | thousands by filing date | |
| Federal Agric Mtg Corp Cl C | 313148306 | COM | 128 | $7,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F841 | NATURAL RESOURC | 200 | $7,000 | thousands by filing date | |
| NEW MEDIA INVT GROUP INC | 64704V106 | COM | 537 | $7,000 | thousands by filing date | |
| TIVO CORP | 88870P106 | COM | 489 | $7,000 | thousands by filing date | |
| CENTRUS ENERGY CORP | 15643U104 | CL A | 1,109 | $7,000 | thousands by filing date | |
| SHENANDOAH TELECOMMUNICATION | 82312B106 | COMMON STOCK | 250 | $7,000 | thousands by filing date | |
| CARRIAGE SERVICES INC | 143905107 | COMMON STOCK | 260 | $7,000 | thousands by filing date | |
| ARROW FINANCIAL CORP | 042744102 | COMMON STOCK | 200 | $7,000 | thousands by filing date | |
| UNITED STATES COMMODITY INDE | 911717106 | Common Stock | 187 | $7,000 | thousands by filing date | |
| APPLE INC | 037833900 | CALL | 5 | $7,000 | thousands by filing date | call |
| VANECK ETF TRUST | 92189F684 | RETAIL ETF | 91 | $7,000 | thousands by filing date | |
| SPARK ENERGY INC | 846511103 | CL A COM | 208 | $7,000 | thousands by filing date | |
| POWERSHARES TR II S&P SMALLCAP | 73937b704 | INDX FD | 379 | $7,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F205 | STEEL ETF | 180 | $7,000 | thousands by filing date | |
| HANCOCK JOHN INCOME SECS TR | 410123103 | COM | 500 | $7,000 | thousands by filing date | |
| NORTH EUROPEAN OIL RTY TR | 659310106 | SH BEN INT | 990 | $7,000 | thousands by filing date | |
| Sandstorm Gold Ltd | 80013R206 | Common Stock | 1,830 | $7,000 | thousands by filing date | |
| NORDIC AMERN OFFSHORE LTD | G65772108 | SHS | 6,564 | $7,000 | thousands by filing date | |
| PDL BIOPHARMA INC | 69329Y104 | COM | 3,191 | $7,000 | thousands by filing date | |
| LIBERTY | 531229888 | COMMON STOCK | 276 | $7,000 | thousands by filing date | |
| POWERSHARES | 73935X278 | EXCHANGE TRADED | 200 | $7,000 | thousands by filing date | |
| ARCH COAL INC | 039380407 | COMMON STOCK | 100 | $7,000 | thousands by filing date | |
| SILVER BAY REALTY TRUST CORP | 82735Q102 | COMMON STOCK | 383 | $7,000 | thousands by filing date | |
| HIBBETT INC | 428567101 | COM | 229 | $7,000 | thousands by filing date | |
| PLANTRONICS INC NEW | 727493108 | COM | 131 | $7,000 | thousands by filing date | |
| CHESAPEAKE LODGING TR | 165240102 | SH BEN INT | 300 | $7,000 | thousands by filing date | |
| VASCO DATA SEC INTL INC | 92230Y104 | COM | 550 | $7,000 | thousands by filing date | |
| ACHILLION PHARMACEUTICALS IN | 00448Q201 | COM | 1,787 | $7,000 | thousands by filing date | |
| Powershs Db Multi Sector | 73936B309 | DB SILVER FUND | 260 | $7,000 | thousands by filing date | |
| NOVADAQ TECHNOLOGIES INC COMMON | 66987G102 | COM | 932 | $7,000 | thousands by filing date | |
| LRAD CORP | 50213V109 | COM | 4,760 | $7,000 | thousands by filing date | |
| GUGGENHEIM CANADIAN ENERGY I | 18383Q606 | GUGG | 1,478 | $7,000 | thousands by filing date | |
| BELLATRIX EXPLORATION LTD | 078314101 | COM | 9,000 | $7,000 | thousands by filing date | |
| ABERDEEN EMERGING MKTS SMALL | 00301T102 | COM | 500 | $7,000 | thousands by filing date | |
| RYDEX ETF TRUST GUG | 78355W502 | S\&P.* PV | 114 | $7,000 | thousands by filing date | |
| CLAYMORE GUGGENHEIM | 18383Q739 | GUGGENHEIM SOLAR | 346 | $7,000 | thousands by filing date | |
| QUOTIENT LTD | G73268107 | SHS | 1,000 | $7,000 | thousands by filing date | |
| ATLAS AIR WORLDWIDE HLDGS IN | 049164BH8 | NOTE 2.250% 6/0 | 74 | $7,000 | thousands by filing date | principal |
| Engility Holdings Inc | 29286C107 | COM | 251 | $7,000 | thousands by filing date | |
| WOORI BK | 98105T104 | ADR | 283 | $7,000 | thousands by filing date | |
| GAFISA S A | 362607400 | UNSPONSORED ADR | 370 | $7,000 | thousands by filing date | |
| GIGPEAK INC | 37518Q109 | COM | 2,330 | $7,000 | thousands by filing date | |
| PARK HOTELS & RESORTS INC COM | 700517105 | REIT | 725 | $6,000 | thousands by filing date | |
| DRDGOLD LIMITED SPON ADR REPSTG | 26152H301 | ADR | 1,329 | $6,000 | thousands by filing date | |
| PERFORMANCE FOOD GROUP CO COM | 71377A103 | Stock | 335 | $6,000 | thousands by filing date | |
| QUALYS INC COM | 74758T303 | Stock | 169 | $6,000 | thousands by filing date | |
| PAYLOCITY HLDG CORP COM | 70438V106 | Stock | 153 | $6,000 | thousands by filing date | |
| WATTS WATER TECHNOLOGIES INC CL A | 942749102 | Stock | 90 | $6,000 | thousands by filing date | |
| HUDBAY MINERALS INC COM | 443628102 | Stock | 945 | $6,000 | thousands by filing date | |
| SABRA HEALTH CARE REIT INC COM | 78573L106 | REIT | 210 | $6,000 | thousands by filing date | |
| SEMTECH CORP COM | 816850101 | Stock | 179 | $6,000 | thousands by filing date | |
| VERACYTE INC COM | 92337F107 | Stock | 650 | $6,000 | thousands by filing date | |
| NUTANIX INC CL A | 67059N108 | Stock | 306 | $6,000 | thousands by filing date | |
| ADECOAGRO S A | L00849106 | COM | 500 | $6,000 | thousands by filing date | |
| PACER FDS TR | 69374H709 | GLOBL CASH ETF | 200 | $6,000 | thousands by filing date | |
| CALLAWAY GOLF CO | 131193104 | COM | 578 | $6,000 | thousands by filing date | |
| CENTRAL PAC FINL CORP | 154760409 | COM NEW | 191 | $6,000 | thousands by filing date | |
| VIASAT INC | 92552V100 | COM | 88 | $6,000 | thousands by filing date | |
| ZILLOW GROUP INC CLASS A | 98954M101 | CL A | 200 | $6,000 | thousands by filing date | |
| ZYNGA INC. | 98986T108 | CL A | 2,300 | $6,000 | thousands by filing date | |
| GLADSTONE INVESTMENT CORP | 376546107 | COM | 675 | $6,000 | thousands by filing date | |
| COUPA SOFTWARE INCORPORATED | 22266L106 | COM | 250 | $6,000 | thousands by filing date | |
| CSG SYSTEMS | 126349109 | COM | 150 | $6,000 | thousands by filing date | |
| ISHARES TR | 464289479 | CORE LT USDB ETF | 100 | $6,000 | thousands by filing date | |
| WESTERN ASSET MUN PARTNERS F | 95766P108 | COM | 407 | $6,000 | thousands by filing date | |
| NOAH HLDGS LTD | 65487X102 | SPON ADS CL A | 236 | $6,000 | thousands by filing date | |
| VEON LTD | 91822M106 | SPONSORED ADR | 1,353 | $6,000 | thousands by filing date | |
| CROSS CTRY HEALTHCARE INC | 227483104 | COM | 435 | $6,000 | thousands by filing date | |
| KRATON CORPORATION | 50077C106 | COM | 200 | $6,000 | thousands by filing date | |
| DIAMOND OFFSHORE DRILLING IN | 25271C102 | COM | 342 | $6,000 | thousands by filing date | |
| FARMLAND PARTNERS INC | 31154R109 | REIT | 620 | $6,000 | thousands by filing date | |
| ONE LIBERTY PROPERTIES INC | 682406103 | REIT | 250 | $6,000 | thousands by filing date | |
| FIRST MID BANCSHARES INC | 320866106 | COMMON STOCK | 172 | $6,000 | thousands by filing date | |
| ARTESIAN RES CORP | 043113208 | CL A | 188 | $6,000 | thousands by filing date | |
| CARROLS RESTAURANT GROUP INC | 14574X104 | COM | 402 | $6,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33733C108 | SHS ISSUED FRST | 116 | $6,000 | thousands by filing date | |
| CULP INC | 230215105 | CMN | 200 | $6,000 | thousands by filing date | |
| PROSHARES TR | 74348A210 | SHRT RUSSELL2000 | 135 | $6,000 | thousands by filing date | |
| ENERGEN CORP | 29265N108 | COM | 126 | $6,000 | thousands by filing date | |
| ALBANY MOLECULAR RESH | 012423109 | COMMON STOCK | 507 | $6,000 | thousands by filing date | |
| TEXAS | 882610108 | COMMON STOCK | 20 | $6,000 | thousands by filing date | |
| CHORD ENERGY CORPORATION | 674215108 | COMMON STOCK | 442 | $6,000 | thousands by filing date | |
| SANDRIDGE MISSISSIPPIAN TRUST I | 80007T101 | COMMON STOCK | 4,135 | $6,000 | thousands by filing date | |
| MFS INTER HIGH INCOME FD | 59318T109 | SH BEN INT | 2,158 | $6,000 | thousands by filing date | |
| HANCOCK JOHN INVT TR | 41013P749 | TAX ADV GLB SH | 687 | $6,000 | thousands by filing date | |
| INTERSECT ENT INC | 46071F103 | COM | 375 | $6,000 | thousands by filing date | |
| PERFORMANT HEALTHCARE INC | 71377E105 | COM | 2,030 | $6,000 | thousands by filing date | |
| GREEN PLAINS PARTNERS LP | 393221106 | COM | 274 | $6,000 | thousands by filing date | |
| MECHEL PAO | 583840608 | SPONSORED ADR NE | 1,150 | $6,000 | thousands by filing date | |
| REALPAGE INC | 75606N109 | COM | 152 | $6,000 | thousands by filing date | |
| BRAINSTORM CELL THERAPEUTICS | 10501E201 | COM | 1,500 | $6,000 | thousands by filing date | |
| ATWOOD OCEANICS INC | 050095108 | COM | 668 | $6,000 | thousands by filing date | |
| BOINGO WIRELESS INC | 09739C102 | COM | 428 | $6,000 | thousands by filing date | |
| PSYCHEMEDICS CORP | 744375205 | COM NEW | 300 | $6,000 | thousands by filing date | |
| GLOBAL BRASS & COPPR HLDGS I | 37953G103 | COM | 192 | $6,000 | thousands by filing date | |
| ANGIES LIST INC | 034754101 | COM | 1,099 | $6,000 | thousands by filing date | |
| PROGENICS PHARMACEUTICALS IN | 743187106 | COM | 583 | $6,000 | thousands by filing date | |
| NAVIGATORS GROUP INC | 638904102 | COM | 102 | $6,000 | thousands by filing date | |
| Powershs Exch Trad Fd Tr | 73935X500 | WNDRHLL CLN EN | 1,760 | $6,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DYN NETW | 73935X815 | COM | 131 | $6,000 | thousands by filing date | |
| TWO RIV BANCORP | 90207C105 | COMMON | 315 | $6,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X657 | INTL TECH ETF | 145 | $6,000 | thousands by filing date | |
| PACIFIC COAST OIL TR | 694103102 | UNIT BEN INT | 3,350 | $6,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001681115-17-000008 | this filing | 2017-05-15 | acceptance time not in the bulk data set | |
| 13F-HR/A 0001681115-17-000012 | base | 2017-11-02 | acceptance time not in the bulk data set |