13F-HR filed by Advisor Group, Inc.
Advisor Group, Inc. filed this 13F-HR for the quarter ended 2017-03-31, filed 2017-05-15, with 4,849 holding rows worth $4,829,429,000.
- Accession
- 0001681115-17-000008
- Filer
- CIK 1681115
- Filed
- 2017-05-15
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2017
A holdings report, 13,455 entries on the cover page, a total value of $4,829,429,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $4,829,429,000 with VALUE read as thousands by filing date, 13F file number 028-17493. A later restatement replaced it, so the quarter does not use it. The resolved quarter.
Other managers
- included managerROYAL ALLIANCE ASSOCIATES INC
- included managerSAGEPOINT FINANCIAL, INC.
- included managerFSC Securities CORP
- included managerWOODBURY FINANCIAL SERVICES, INC.
- included managerVision2020 Wealth Management Copr.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| INSIGHT SELECT INCOME FD | 45781W109 | COM | 1,600 | $31,000 | thousands by filing date | |
| ISHARES IBONDS DEC 2021 TERM MUNI BD ETF | 46435G789 | ETF | 1,200 | $31,000 | thousands by filing date | |
| NRG YIELD INC | 62942X306 | COM | 1,763 | $31,000 | thousands by filing date | |
| COLONY STARWOOD | 19625X102 | Common Stock | 899 | $31,000 | thousands by filing date | |
| STRATEGY INC CL A NEW | 594972408 | Stock | 158 | $30,000 | thousands by filing date | |
| AXIS CAP HLDGS LTD SHS | G0692U109 | Stock | 447 | $30,000 | thousands by filing date | |
| ASTRONICS CORP COM | 046433108 | Stock | 949 | $30,000 | thousands by filing date | |
| FOX FACTORY HLDG CORP | 35138V102 | COM | 1,029 | $30,000 | thousands by filing date | |
| CRANE CO | 224399105 | COM | 826 | $30,000 | thousands by filing date | |
| MOMO INC | 60879B107 | ADR | 900 | $30,000 | thousands by filing date | |
| GNC HLDGS INC | 36191G107 | COM CL A | 3,994 | $30,000 | thousands by filing date | |
| EATON VANCE SHORT DURATION D | 27828V104 | COM | 2,182 | $30,000 | thousands by filing date | |
| HIGHLAND FDS I | 430101774 | HI LD IBOXX SRLN | 4,723 | $30,000 | thousands by filing date | |
| XOMA ROYALTY CORPORATION | 98419J206 | COMMON STOCK | 4,186 | $30,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092816 | MOMENTUM FACTR | 1,084 | $30,000 | thousands by filing date | |
| ISHARES TR | 464288125 | 3YRTB ETF | 380 | $30,000 | thousands by filing date | |
| CARBONITE INC | 141337105 | COM | 1,500 | $30,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F635 | ISRAEL ETF | 1,020 | $30,000 | thousands by filing date | |
| EVERI HLDGS INC | 30034T103 | COM | 6,265 | $30,000 | thousands by filing date | |
| iShares MSCI Russia ETF Special | 46434G798 | Exchange Traded Fund | 948 | $30,000 | thousands by filing date | |
| VOLITIONRX LTD | 928661107 | COM | 7,500 | $30,000 | thousands by filing date | |
| DUN & BRADSTREET CORP DEL NE | 26483E100 | COM | 275 | $30,000 | thousands by filing date | |
| CVR Partners, LP | 126633106 | LTD | 6,284 | $30,000 | thousands by filing date | |
| ISHARES | 464289271 | TR 2017 S\&P.* AMTFR | 1,100 | $30,000 | thousands by filing date | |
| iShares S&P AMT-Free Municipal | 46429B580 | COM | 1,181 | $30,000 | thousands by filing date | |
| ISHARES TR | 46434V571 | ISHARES TR | 1,185 | $30,000 | thousands by filing date | |
| VANECK VECTORS SOLAR ENERGY ETF | 92189F874 | ETF | 847 | $30,000 | thousands by filing date | |
| BUILDERS FIRSTSOURCE INC COM | 12008R107 | Stock | 1,979 | $29,000 | thousands by filing date | |
| BROWN & BROWN INC COM | 115236101 | Stock | 11,202 | $29,000 | thousands by filing date | |
| AEROVIRONMENT INC COM | 008073108 | Stock | 1,029 | $29,000 | thousands by filing date | |
| BANCO BRADESCO S A | 059460303 | SP ADR PFD NEW | 2,767 | $29,000 | thousands by filing date | |
| HUDSON PAC PPTYS INC | 444097109 | COM | 819 | $29,000 | thousands by filing date | |
| QIAGEN NV | N72482123 | SHS NEW | 1,005 | $29,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229854 | COM SER C FRMLA | 843 | $29,000 | thousands by filing date | |
| TOOTSIE ROLL INDS INC | 890516107 | COM | 794 | $29,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X784 | WSDM EMKTBD FD | 408 | $29,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092832 | DIVID ETF RISI | 1,041 | $29,000 | thousands by filing date | |
| MULTI-COLOR | 625383104 | COM | 421 | $29,000 | thousands by filing date | |
| SRC ENERGY INC | 78470V108 | COM | 3,383 | $29,000 | thousands by filing date | |
| LOGILITY SUPPLY CHAIN SOLUTIONS | 029683109 | COMMON STOCK | 2,760 | $29,000 | thousands by filing date | |
| RTI INTL METALS INC | 74973WAB3 | NOTE 1.625%10/1 | 25 | $29,000 | thousands by filing date | principal |
| SPECTRANETICS CORP | 84760C107 | COM | 1,000 | $29,000 | thousands by filing date | |
| HSN INC | 404303109 | COM | 916 | $29,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X658 | DYN EN EX PROD | 6,472 | $29,000 | thousands by filing date | |
| TRINSEO S A | L9340P101 | SHS | 440 | $29,000 | thousands by filing date | |
| JOHN HANCOCK EXCHANGE TRADED | 47804J305 | MULTIFACTOR CO | 1,065 | $29,000 | thousands by filing date | |
| TESLA INC | 88160RAB7 | NOTE 0.250 3/0 | 29 | $29,000 | thousands by filing date | principal |
| AMERICAN RLTY CAP PPTYS INC | 02917TAA2 | NOTE 3.000% 8/0 | 29 | $29,000 | thousands by filing date | principal |
| TREX CO INC | 89531P105 | COM | 395 | $28,000 | thousands by filing date | |
| PENN ENTERTAINMENT INC COM | 707569109 | Stock | 1,539 | $28,000 | thousands by filing date | |
| INTERPARFUMS INC COM | 458334109 | Stock | 763 | $28,000 | thousands by filing date | |
| GUIDEWIRE SOFTWARE INC COM | 40171V100 | Stock | 499 | $28,000 | thousands by filing date | |
| TRI CONTL CORP | 895436103 | COM | 1,237 | $28,000 | thousands by filing date | |
| PJT PARTNERS INC | 69343T107 | COM CL A | 791 | $28,000 | thousands by filing date | |
| ISHARES TR | 46435G433 | MSCI USA SMCP MN | 1,039 | $28,000 | thousands by filing date | |
| NORTHFIELD BANCORP INC | 66611T108 | COMMON STOCK | 1,540 | $28,000 | thousands by filing date | |
| MATTHEWS INTL CORP CLASS A | 577128101 | COMMON STOCK | 412 | $28,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X610 | EURO QTLY DIV GR | 1,211 | $28,000 | thousands by filing date | |
| NUVEEN AMT-FREE MUN VALUE FD | 670695105 | COM | 1,650 | $28,000 | thousands by filing date | |
| DULUTH HLDGS INC | 26443V101 | COM CL B | 1,318 | $28,000 | thousands by filing date | |
| CHUY'S HOLDINGS INC | 171604101 | COMMON STOCK | 937 | $28,000 | thousands by filing date | |
| FIBRIA CELULOSE | 31573A109 | COMMON STOCK-FO | 3,048 | $28,000 | thousands by filing date | |
| PRETIUM RESOURCES INC | 74139C102 | COMMON STOCK-FO | 2,640 | $28,000 | thousands by filing date | |
| CONSOLIDATED TOMOKA LAND CO | 210226106 | COMMON STOCK | 531 | $28,000 | thousands by filing date | |
| Etfmg Prime Mobile | 26924G409 | COM | 980 | $28,000 | thousands by filing date | |
| PIER 1 IMPORTS INC | 720279108 | COM | 4,000 | $28,000 | thousands by filing date | |
| SCHULMAN (A.) INC | 808194104 | COM | 917 | $28,000 | thousands by filing date | |
| BOB EVANS FARMS | 096761101 | COM | 436 | $28,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W536 | GUG MSCI EMKT EQ | 930 | $28,000 | thousands by filing date | |
| DOMINION ENERGY MIDSTRM PRTN | 257454108 | COM UT REP LTD | 854 | $28,000 | thousands by filing date | |
| ISHARES TR | 46434V720 | MIN VOL EUROPE | 1,239 | $28,000 | thousands by filing date | |
| WEATHERFORD INTL LTD | 947075AH0 | NOTE 5.875% 7/0 | 21 | $28,000 | thousands by filing date | principal |
| T MOBILE US INC | 872590203 | CONV PFD SER A | 263 | $28,000 | thousands by filing date | |
| ISHARES TR | 46435G797 | CURR HD INTL HI | 1,075 | $28,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A867 | MASTER INC ETF | 1,501 | $28,000 | thousands by filing date | |
| AUTOHOME INC SP ADS RP CL A | 05278C107 | ADR | 846 | $27,000 | thousands by filing date | |
| ENDEAVOUR SILVER CORP | 29258Y103 | COM | 8,500 | $27,000 | thousands by filing date | |
| WOLVERINE WORLD WIDE INC | 978097103 | COM | 1,091 | $27,000 | thousands by filing date | |
| COHU INC | 192576106 | COM | 1,467 | $27,000 | thousands by filing date | |
| RALPH LAUREN CORP | 751212101 | CL A | 656 | $27,000 | thousands by filing date | |
| REGAL REXNORD CORPORATION | 758750103 | COM | 358 | $27,000 | thousands by filing date | |
| WHITEHORSE FINANCE INC | 96524V106 | COM | 1,962 | $27,000 | thousands by filing date | |
| HOLLY ENERGY PARTNERS L P | 435763107 | COM UT LTD PTN | 728 | $27,000 | thousands by filing date | |
| DCP MIDSTREAM LP | 23311P100 | COM UT LTD PTN | 677 | $27,000 | thousands by filing date | |
| BLACKROCK N Y MUN INCOME TRU | 09248L106 | SH BEN INT | 1,920 | $27,000 | thousands by filing date | |
| BLACKROCK MUNIHLDGS NY QLTY | 09255C106 | COM | 2,000 | $27,000 | thousands by filing date | |
| KENNAMETAL INC | 489170100 | COM | 686 | $27,000 | thousands by filing date | |
| G III APPAREL GROUP LTD | 36237H101 | COM | 1,233 | $27,000 | thousands by filing date | |
| ALPHA ARCHITECT U.S. QUANTITATIVE VALUE ETF | 02072L102 | ETF | 1,056 | $27,000 | thousands by filing date | |
| ASA GOLD AND PRECIOUS MTLS L | G3156P103 | SHS | 2,270 | $27,000 | thousands by filing date | |
| PS BUSINESS PKS INC CALIF | 69360J107 | COM | 234 | $27,000 | thousands by filing date | |
| MB FINANCIAL INC | 55264U108 | COMMON STOCK | 621 | $27,000 | thousands by filing date | |
| FINISAR CORP | 31787A507 | COM NEW | 1,024 | $27,000 | thousands by filing date | |
| AVON PRODS INC | 054303102 | COM | 6,049 | $27,000 | thousands by filing date | |
| BOARDWALK PIPELINE PARTNERS | 096627104 | UT LTD PARTNER | 1,485 | $27,000 | thousands by filing date | |
| ALMOST FAMILY INC | 020409108 | COM | 554 | $27,000 | thousands by filing date | |
| M B T FINANCIAL CORP | 578877102 | Stock | 2,413 | $27,000 | thousands by filing date | |
| Wilshire US REIT ETF | 18383M472 | ETF | 572 | $27,000 | thousands by filing date | |
| PROSHARES TR II | 74347W742 | PROSHS SHT EUR | 600 | $27,000 | thousands by filing date | |
| JUNO THERAPEUTICS INC | 48205A109 | COM | 1,235 | $27,000 | thousands by filing date | |
| FORTERRA INC | 34960W106 | COM | 1,356 | $27,000 | thousands by filing date | |
| STRAIGHT PATH COMMUNICATNS I | 862578101 | CL B | 750 | $27,000 | thousands by filing date | |
| TENET HEALTHCARE CORP COM NEW | 88033G407 | Stock | 1,484 | $26,000 | thousands by filing date | |
| GREIF INC | 397624107 | CL A | 475 | $26,000 | thousands by filing date | |
| DOUGLAS EMMETT INC | 25960P109 | COM | 687 | $26,000 | thousands by filing date | |
| INVESCO MUNI OPPORTUNITY TRUST | 46132C107 | COM | 1,985 | $26,000 | thousands by filing date | |
| VIRTUS TOTAL RETURN FUND INC | 92835W107 | COM | 2,189 | $26,000 | thousands by filing date | |
| QTS RLTY TR INC | 74736A103 | COM CL A | 517 | $26,000 | thousands by filing date | |
| EXTENDED STAY AMER INC | 30224P200 | UNIT 99/99/9999B | 1,632 | $26,000 | thousands by filing date | |
| MORGAN STANLEY CHINA A SH FD | 617468103 | COM | 1,370 | $26,000 | thousands by filing date | |
| ATLAS AIR WORLDWIDE HOLDINGS I | 049164205 | COM NEW | 467 | $26,000 | thousands by filing date | |
| SEMGROUP CORP | 81663A105 | CL A | 737 | $26,000 | thousands by filing date | |
| RENAISSANCE CAP GREENWICH FD | 759937204 | IPO ETF | 1,088 | $26,000 | thousands by filing date | |
| ISHARES TR | 464288216 | EMGR MKT INF ETF | 819 | $26,000 | thousands by filing date | |
| MANAGED DURATION INVT GRD FU | 56165R103 | COM | 2,000 | $26,000 | thousands by filing date | |
| TALLGRASS ENERGY PARTNERS LP | 874697105 | COM UNIT | 481 | $26,000 | thousands by filing date | |
| VERISIGN INC | 92343EAD4 | CORPORATE OBLIG | 10 | $26,000 | thousands by filing date | principal |
| Western Midstream Partners | 95825r103 | COM | 568 | $26,000 | thousands by filing date | |
| SUN HYDRAULICS CORP | 866942105 | COM | 744 | $26,000 | thousands by filing date | |
| TUESDAY MORNING CORP | 899035505 | COM NEW | 6,900 | $26,000 | thousands by filing date | |
| FIRST MIDWEST BANCORP INC/IL | 320867104 | COM | 1,083 | $26,000 | thousands by filing date | |
| CURRENCYSHARES AUSTRALIAN DLAU | 23129U101 | ETF - EQUITY | 335 | $26,000 | thousands by filing date | |
| CELADON GROUP INC | 150838100 | COM | 3,850 | $26,000 | thousands by filing date | |
| ROYAL BANK OF SCOT-SPON ADR | 780097689 | SPON | 4,300 | $26,000 | thousands by filing date | |
| NATIONAL WESTMINSTER BK PLC | 638539882 | SPON ADR C | 1,000 | $26,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M613 | GUG RAYM JAMES S | 636 | $26,000 | thousands by filing date | |
| PROSHARES TR | 74348A525 | ULSHOIL&GASNEW13 | 625 | $26,000 | thousands by filing date | |
| MIDSTREAM PARTNERS | 02752P100 | COMMON STOCK | 1,786 | $26,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E747 | GLOB X NOR ETF | 2,275 | $26,000 | thousands by filing date | |
| TREVENA INC | 89532E109 | COM | 7,000 | $26,000 | thousands by filing date | |
| JOHN HANCOCK MULTIFACTOR HEALTHCARE ETF | 47804J503 | ETF | 940 | $26,000 | thousands by filing date | |
| SPDR Portfolio Emerging Markets ETF | 78463X509 | SHS | 390 | $25,000 | thousands by filing date | |
| ANTERO RESOURCES CORP COM | 03674X106 | Stock | 1,062 | $25,000 | thousands by filing date | |
| PEGASYSTEMS INC COM | 705573103 | Stock | 561 | $25,000 | thousands by filing date | |
| HIMAX TECHNOLOGIES INC SPONSORED ADR | 43289P106 | ADR | 2,700 | $25,000 | thousands by filing date | |
| SHUTTERSTOCK INC COM | 825690100 | Stock | 612 | $25,000 | thousands by filing date | |
| MAGIC SOFTWARE ENTERPRISES LTD ORD | 559166103 | Stock | 3,408 | $25,000 | thousands by filing date | |
| WESTERN ASSET MANAGED MUNS F | 95766M105 | COM | 1,768 | $25,000 | thousands by filing date | |
| INNOSPEC INC | 45768S105 | COM | 389 | $25,000 | thousands by filing date | |
| VANDA PHARMACEUTICALS INC | 921659108 | COM | 1,755 | $25,000 | thousands by filing date | |
| AVIS BUDGET GROUP INC | 053774105 | COM | 838 | $25,000 | thousands by filing date | |
| DAKTRONICS INC | 234264109 | COM | 2,677 | $25,000 | thousands by filing date | |
| PROSHARES TR | 74347X625 | ULT R/EST NEW | 210 | $25,000 | thousands by filing date | |
| HORIZON TECHNOLOGY FIN CORP | 44045A102 | COM | 2,280 | $25,000 | thousands by filing date | |
| PACIFIC PREMIER BANCORP INC | 69478X105 | COM | 645 | $25,000 | thousands by filing date | |
| KENNEDY-WILSON HOLDINGS INC | 489398107 | COM | 1,154 | $25,000 | thousands by filing date | |
| KVH INDS INC | 482738101 | COM | 2,991 | $25,000 | thousands by filing date | |
| EAGLE PHARMACEUTICALS INC | 269796108 | COM | 300 | $25,000 | thousands by filing date | |
| NUVEEN NY DIVI ADV | 67066X107 | COM | 1,833 | $25,000 | thousands by filing date | |
| EDAP TMS S A | 268311107 | SPONSORED ADR | 9,165 | $25,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W331 | NEW ECON REAL ES | 899 | $25,000 | thousands by filing date | |
| WESTERN GAS PARTNERS LP | 958254104 | COM UNIT LP IN | 406 | $25,000 | thousands by filing date | |
| BARNES & NOBLE INC | 067774109 | COMMON STOCK | 2,716 | $25,000 | thousands by filing date | |
| VERIS RESIDENTIAL INC | 554489104 | COM | 920 | $25,000 | thousands by filing date | |
| Telecom Italia S P A New Spons | 87927Y201 | ADR | 3,365 | $25,000 | thousands by filing date | |
| ACETO CORP | 004446100 | COM | 1,532 | $25,000 | thousands by filing date | |
| PRECISION DRILLING CORP | 74022D308 | COM 2010 | 5,453 | $25,000 | thousands by filing date | |
| Etfs Phys Platinum Etf | 26922V101 | SH BEN INT | 273 | $25,000 | thousands by filing date | |
| PETROBRAS ARGENTINA SA-B | 71646J109 | CMN | 2,246 | $25,000 | thousands by filing date | |
| MFS SPECIAL VALUE TRUST | 55274E102 | CMN | 4,361 | $25,000 | thousands by filing date | |
| JANUS DETROIT STR TR | 47103U605 | ORGANICS ETF | 1,000 | $25,000 | thousands by filing date | |
| COTIVITI HLDGS INC | 22164K101 | COM | 578 | $25,000 | thousands by filing date | |
| Vanguard International High Dividend Yield ETF | 921946794 | SHS | 390 | $24,000 | thousands by filing date | |
| UNIQURE NV | N90064101 | SHS | 4,126 | $24,000 | thousands by filing date | |
| PROGRESS SOFTWARE CORP COM | 743312100 | Stock | 823 | $24,000 | thousands by filing date | |
| RUSH ENTERPRISES INC CL A | 781846209 | Stock | 731 | $24,000 | thousands by filing date | |
| HANOVER INS GROUP INC COM | 410867105 | Stock | 262 | $24,000 | thousands by filing date | |
| PIMCO MUN INCOME FD III | 72201A103 | COM | 2,085 | $24,000 | thousands by filing date | |
| SAIA INC | 78709Y105 | COM | 541 | $24,000 | thousands by filing date | |
| EAGLE BANCORPORATION INC | 268948106 | COM | 409 | $24,000 | thousands by filing date | |
| COGENT COMMUNICATIONS GROUP | 19239V302 | COM NEW | 556 | $24,000 | thousands by filing date | |
| PIONEER MUNICIPAL HIGH INCOME | 723763108 | COM SHS | 2,104 | $24,000 | thousands by filing date | |
| CHINA TELECOM CORP LTD | 169426103 | SPON ADR H SHS | 564 | $24,000 | thousands by filing date | |
| SPDR S&P 500 ETF TR | 78462F953 | PUT | 78 | $24,000 | thousands by filing date | put |
| FLAHERTY & CRUMRINE PFD INCO | 33848E106 | COM | 2,054 | $24,000 | thousands by filing date | |
| NRC HEALTH | 637372202 | COMMON STOCK | 1,233 | $24,000 | thousands by filing date | |
| COOPER STANDARD HOLDING | 21676P103 | COMMON STOCK | 211 | $24,000 | thousands by filing date | |
| WESTERN ASSET INVESTMENT GRA | 95766T100 | COM | 1,699 | $24,000 | thousands by filing date | |
| GABELLI UTIL TR | 36240A101 | COM | 3,526 | $24,000 | thousands by filing date | |
| US ECOLOGY INC COM | 91732J102 | COM | 532 | $24,000 | thousands by filing date | |
| LIVE VENTURES INC | 538142308 | COM NEW | 1,518 | $24,000 | thousands by filing date | |
| NUVEEN MUN INCOME FD INC | 67062J102 | COM | 1,950 | $24,000 | thousands by filing date | |
| PARKER DRILLING CO | 701081101 | COMMON STOCK | 13,685 | $24,000 | thousands by filing date | |
| DENNYS CORP | 24869P104 | COM | 1,971 | $24,000 | thousands by filing date | |
| CHANGYOU COM LTD | 15911M107 | ADS REP CL A | 982 | $24,000 | thousands by filing date | |
| INTEVAC INC | 461148108 | COM | 1,950 | $24,000 | thousands by filing date | |
| MTS SYSTEMS CORP | 553777103 | COM | 444 | $24,000 | thousands by filing date | |
| ASHFORD HOSPITALITY | 044103109 | COMMON STOCK | 12,839 | $24,000 | thousands by filing date | |
| OMEGA PROTEIN CORP | 68210P107 | COM | 1,190 | $24,000 | thousands by filing date | |
| PLURISTEM THERAPEUTICS INC | 72940R102 | COM | 20,008 | $24,000 | thousands by filing date | |
| DELAWARE INVTS DIV & INCOME | 245915103 | COM | 2,358 | $24,000 | thousands by filing date | |
| VIRTUS TOTAL | 92829A103 | COM | 5,596 | $24,000 | thousands by filing date | |
| VALERO ENERGY PARTNERS LP | 91914J102 | COM UNT REP LP | 508 | $24,000 | thousands by filing date | |
| TELIGENT INC NEW | 87960W104 | COM | 3,282 | $24,000 | thousands by filing date | |
| IMPERIAL OIL LTD COM NEW | 453038408 | Stock | 750 | $23,000 | thousands by filing date | |
| APPLIED INDL TECHNOLOGIES INC COM | 03820C105 | Stock | 598 | $23,000 | thousands by filing date | |
| SIGNET JEWELERS LTD SHS | G81276100 | Stock | 347 | $23,000 | thousands by filing date | |
| ELME COMMUNITIES | 939653101 | SH BEN INT | 747 | $23,000 | thousands by filing date | |
| NGL ENERGY PARTNERS LP | 62913M107 | COM UNIT REPST | 1,022 | $23,000 | thousands by filing date | |
| ASSOCIATED BANC-CORP | 045487105 | COM | 936 | $23,000 | thousands by filing date | |
| CANADIAN SOLAR INC | 136635109 | COM | 1,920 | $23,000 | thousands by filing date | |
| GREEN DOT CORP CLASS A | 39304D102 | CL A | 684 | $23,000 | thousands by filing date | |
| M.D.C. HOLDINGS INC | 552676108 | COM | 758 | $23,000 | thousands by filing date | |
| GREEN PLAINS INC | 393222104 | COM | 944 | $23,000 | thousands by filing date | |
| HILL ROM HLDGS INC | 431475102 | COM | 330 | $23,000 | thousands by filing date | |
| THL CR SR LN FD | 87244R103 | COM | 1,305 | $23,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33718M105 | COM SHS ANNUAL | 536 | $23,000 | thousands by filing date | |
| ISHARES MSCI AGRICULTUREPRODUCERS ETF | 464286350 | ETF | 900 | $23,000 | thousands by filing date | |
| COLUMBIA INDIA CONSUMER ETF | 19762B707 | ETF | 602 | $23,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A771 | ST STR SP CAPMKT | 487 | $23,000 | thousands by filing date | |
| INNOPHOS HOLDINGS INC | 45774N108 | COMMON STOCK | 427 | $23,000 | thousands by filing date | |
| TETRAPHASE PHARMACEUTICALS INC | 88165N105 | COMMON STOCK | 2,500 | $23,000 | thousands by filing date | |
| WESTERN ASSET MTG CAP CORP | 95790D105 | COM | 2,342 | $23,000 | thousands by filing date | |
| ANALOGIC CORP | 032657207 | COM | 309 | $23,000 | thousands by filing date | |
| ABERDEEN ISRAEL FUND INC | 00301L109 | COM | 1,295 | $23,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06739H214 | ETN DJUBS SGAR38 | 633 | $23,000 | thousands by filing date | |
| DEUTSCHE MULTI-MKT INCOME TR SHS | 25160E102 | CEF | 9,139 | $23,000 | thousands by filing date | |
| NATIONAL STORAGE AFFILIATES TR COM SHS BEN IN | 637870106 | REIT | 900 | $22,000 | thousands by filing date | |
| J & J SNACK FOODS CORP COM | 466032109 | Stock | 166 | $22,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733B100 | WTR ETF | 510 | $22,000 | thousands by filing date | |
| U HAUL HOLDING COMPANY | 023586100 | COM | 60 | $22,000 | thousands by filing date | |
| CIA ENERGETICA DE MINAS GERA | 204409601 | SP ADR N-V PFD | 6,546 | $22,000 | thousands by filing date | |
| CHEFS WHSE INC | 163086101 | COM | 1,583 | $22,000 | thousands by filing date | |
| NUVEEN TX ADV TOTAL RET STRG | 67090H102 | COM | 1,765 | $22,000 | thousands by filing date | |
| OXFORD INDS INC | 691497309 | COM | 393 | $22,000 | thousands by filing date | |
| NATIONAL PRESTO INDS INC | 637215104 | COMMON STOCK | 220 | $22,000 | thousands by filing date | |
| OMEGA FLEX INC | 682095104 | COMMON STOCK | 465 | $22,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q726 | BARRONS 400 ETF | 600 | $22,000 | thousands by filing date | |
| TRIANGLE CAP CORP | 895848109 | COM | 1,131 | $22,000 | thousands by filing date | |
| ALPINE GLOBAL DYNAMIC DIVD F | 02082E205 | COM NEW | 2,300 | $22,000 | thousands by filing date | |
| ADVISORSHARES | 00768Y883 | EXCHANGE TRADED | 2,500 | $22,000 | thousands by filing date | |
| ANTERO MIDSTREAM LP | 03673L103 | Limited Partnership | 661 | $22,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06742A669 | IPATH SHILR CAPE | 212 | $22,000 | thousands by filing date | |
| MICROCHIP TECHNOLOGY INC. | 595017AD6 | NOTE 1.625% 2/1 | 15 | $22,000 | thousands by filing date | principal |
| POWERSHARES INDIA ETF TR | 73935L100 | INDIA PORT | 956 | $22,000 | thousands by filing date | |
| CLOUD PEAK ENERGY INC | 18911Q102 | COM | 4,737 | $22,000 | thousands by filing date | |
| CURRENCYSHS JAPANESE YEN TR | 23130A102 | JAPANESE YEN | 254 | $22,000 | thousands by filing date | |
| SHILOH INDUSTRIES INC | 824543102 | COM | 1,617 | $22,000 | thousands by filing date | |
| STATE AUTO FINANCIAL CORP | 855707105 | COM | 818 | $22,000 | thousands by filing date | |
| POWERSHARES FDMNL PUR S CORE | 73935X435 | COM | 550 | $22,000 | thousands by filing date | |
| BOJANGLES INC | 097488100 | COM | 1,056 | $22,000 | thousands by filing date | |
| AMERICAN EAGLE OUTFITTERS INC COM | 02553E106 | Stock | 1,526 | $21,000 | thousands by filing date | |
| GRAPHIC PACKAGING HLDG CO COM | 388689101 | Stock | 1,698 | $21,000 | thousands by filing date | |
| KFORCE INC COM | 493732101 | Stock | 862 | $21,000 | thousands by filing date | |
| TELEPHONE & DATA SYS INC | 879433829 | COM NEW | 794 | $21,000 | thousands by filing date | |
| COCA COLA CONS INC | 191098102 | COM | 100 | $21,000 | thousands by filing date | |
| GENWORTH FINL INC | 37247D106 | COM SHS | 5,000 | $21,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524748 | FUNDAMENTAL INTL | 700 | $21,000 | thousands by filing date | |
| SHAKE SHACK INC | 819047101 | CL A | 634 | $21,000 | thousands by filing date | |
| U S PHYSICAL THERAPY | 90337L108 | COM | 327 | $21,000 | thousands by filing date | |
| STEELCASE INC-CLASS A | 858155203 | CL A | 1,271 | $21,000 | thousands by filing date | |
| WASHINGTON PRIME GROUP NEW | 93964W108 | COM | 2,344 | $21,000 | thousands by filing date | |
| LIMONEIRA CO | 532746104 | COM | 1,000 | $21,000 | thousands by filing date | |
| PUTNAM PREMIER INCOME TR | 746853100 | SH BEN INT | 3,912 | $21,000 | thousands by filing date | |
| BANK OF MARIN BANCORP CA | 063425102 | COMMON STOCK | 331 | $21,000 | thousands by filing date | |
| UNITY BANCORP INC | 913290102 | COMMON STOCK | 1,250 | $21,000 | thousands by filing date | |
| FIRST TR EMERGING ETF MARKETS SMALL CAP ALPHADEX FUND | 33737J307 | ETF | 682 | $21,000 | thousands by filing date | |
| NANOMETRICS | 630077105 | COM | 700 | $21,000 | thousands by filing date | |
| CORNERSTONE TOTAL RETURN FD | 21924U300 | COM | 1,280 | $21,000 | thousands by filing date | |
| LESAKA TECHNOLOGIES INC | 64107N206 | CMN | 1,719 | $21,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F460 | CEF MUNI INCOME | 781 | $21,000 | thousands by filing date | |
| TRIUMPH GROUP INC NEW | 896818101 | COM | 820 | $21,000 | thousands by filing date | |
| CURRENCYSHARES EURO TRUST | 23130C108 | COMMON STOCK | 200 | $21,000 | thousands by filing date | |
| HEARTLAND FINL USA INC | 42234Q102 | COM | 420 | $21,000 | thousands by filing date | |
| FIRST LONG IS CORP | 320734106 | COM | 802 | $21,000 | thousands by filing date | |
| AIX INC | 30712A103 | SPONSORED ADS | 2,364 | $21,000 | thousands by filing date | |
| Ampio Pharmaceuticals | 03209T109 | COM | 25,700 | $21,000 | thousands by filing date | |
| LIBERTY EXPEDIA HLDGS INC | 53046P109 | SER A COM | 460 | $21,000 | thousands by filing date | |
| OSSEN INNOVATION CO LTD | 688410208 | SPONSORED ADR NE | 10,000 | $21,000 | thousands by filing date | |
| SPDR S&P North American Natural Resources ETF | 78463X152 | SHS | 595 | $20,000 | thousands by filing date | |
| VERMILION ENERGY INC COM | 923725105 | Stock | 1,187 | $20,000 | thousands by filing date | |
| BENCHMARK ELECTRS INC COM | 08160H101 | Stock | 620 | $20,000 | thousands by filing date | |
| URANIUM ENERGY CORP COM | 916896103 | Stock | 24,026 | $20,000 | thousands by filing date | |
| ONEMAIN HLDGS INC COM | 68268W103 | Stock | 820 | $20,000 | thousands by filing date | |
| KELLY SVCS INC | 488152208 | CL A | 905 | $20,000 | thousands by filing date | |
| PERMIAN BASIN RTY TR | 714236106 | UNIT BEN INT | 4,118 | $20,000 | thousands by filing date | |
| MARZETTI COMPANY | 513847103 | COM | 155 | $20,000 | thousands by filing date | |
| H&E EQUIPMENT SERVICES INC | 404030108 | COM | 800 | $20,000 | thousands by filing date | |
| FIRST INTERSTATE BANCSYSTEM IN | 32055Y201 | COM CL A | 485 | $20,000 | thousands by filing date | |
| PENNANTPARK INVESTMENT CORPORA | 708062104 | COM | 2,560 | $20,000 | thousands by filing date | |
| FORWARD AIR CORP | 349853101 | COM | 419 | $20,000 | thousands by filing date | |
| RMR GROUP INC | 74967R106 | CL A | 409 | $20,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y863 | GLOBAL X GOLD EX | 853 | $20,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459W755 | CMN | 1,078 | $20,000 | thousands by filing date | |
| ENSTAR GROUP LIMITED | G3075P101 | SHS | 121 | $20,000 | thousands by filing date | |
| THERMON GROUP HLDGS INC | 88362T103 | COM | 966 | $20,000 | thousands by filing date | |
| HALYARD HEALTH INC | 40650V100 | COM | 520 | $20,000 | thousands by filing date | |
| SILICONWARE PRECISION INDS L | 827084864 | SPONSD ADR SPL | 2,438 | $20,000 | thousands by filing date | |
| CHINA LODGING GROUP LTD | 16949N109 | SPONSORED ADR | 410 | $20,000 | thousands by filing date | |
| EXCO RESOURCES INC | 269279402 | COMMON STOCK | 32,000 | $20,000 | thousands by filing date | |
| HEADWATERS INC | 42210P102 | COMMON STOCK | 845 | $20,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DYN OIL | 73935X625 | COM | 2,839 | $20,000 | thousands by filing date | |
| DIGIRAD CORP | 253827109 | COM | 3,729 | $20,000 | thousands by filing date | |
| BLUEKNIGHT ENERGY PARTNERS LP | 09625U109 | PREFERRED | 2,929 | $20,000 | thousands by filing date | |
| MACKINAC FINL CORP | 554571109 | COM | 1,430 | $20,000 | thousands by filing date | |
| HERBALIFE LTD | 42703MAB9 | NOTE 2.000% 8/1 | 20 | $20,000 | thousands by filing date | principal |
| INVIVO THERAPEUTICS HLDGS CO | 46186M209 | COM NEW | 7,563 | $20,000 | thousands by filing date | |
| BLACKROCK INCOME TR INC | 09247F100 | COM | 3,144 | $19,000 | thousands by filing date | |
| KORN FERRY COM NEW | 500643200 | Stock | 619 | $19,000 | thousands by filing date | |
| HALOZYME THERAPEUTICS INC COM | 40637H109 | Stock | 1,444 | $19,000 | thousands by filing date | |
| TTM TECHNOLOGIES INC | 87305R109 | COM | 1,161 | $19,000 | thousands by filing date | |
| HCI GROUP INC | 40416E103 | COM | 412 | $19,000 | thousands by filing date | |
| WAYFAIR INC | 94419L101 | CL A | 470 | $19,000 | thousands by filing date | |
| HURON CONSULTING GROUP INC | 447462102 | COM | 439 | $19,000 | thousands by filing date | |
| AMERISAFE INC | 03071H100 | COM | 281 | $19,000 | thousands by filing date | |
| TORTOISE PWR & ENERGY INFRASTR | 89147X104 | COM | 850 | $19,000 | thousands by filing date | |
| CATHAY GEN BANCORP | 149150104 | COM | 496 | $19,000 | thousands by filing date | |
| DOMTAR CORP | 257559203 | COM NEW | 523 | $19,000 | thousands by filing date | |
| FIDUCIARY CLAYMORE ENGRY INF | 31647Q106 | COM | 1,177 | $19,000 | thousands by filing date | |
| COSAN LTD | G25343107 | SHS A | 2,537 | $19,000 | thousands by filing date | |
| VEDANTA LTD | 92242Y100 | SPONSORED ADR | 1,114 | $19,000 | thousands by filing date | |
| UNISYS CORP | 909214306 | COMMON STOCK | 1,373 | $19,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L837 | INTL QLTDV IDX | 752 | $19,000 | thousands by filing date | |
| GOOD TIMES RESTAURANTS INC | 382140879 | COM NEW | 6,000 | $19,000 | thousands by filing date | |
| FIRST TR EXCHNG TRADED FD VI | 33740F409 | INCOME OPPRTNTES | 900 | $19,000 | thousands by filing date | |
| ENLINK MIDSTREAM PARTNERS LP | 29336U107 | COM UNIT REP LTD | 1,028 | $19,000 | thousands by filing date | |
| DREYFUS | 26200S101 | MUTUAL FUNDS FI | 5,500 | $19,000 | thousands by filing date | |
| DENBURY RES INC | 247916208 | COM NEW | 13,674 | $19,000 | thousands by filing date | |
| DIPLOMAT PHARMACY INC | 25456K101 | COM | 1,155 | $19,000 | thousands by filing date | |
| DDR CORP | 23317H102 | COM | 1,541 | $19,000 | thousands by filing date | |
| DEVRY INC DEL | 251893103 | COM | 525 | $19,000 | thousands by filing date | |
| NOVELLUS SYS INC | 670008AD3 | NOTE 2.625% 5/1 | 5 | $19,000 | thousands by filing date | principal |
| CRAFT BREW ALLIANCE INC | 224122101 | COM | 1,385 | $19,000 | thousands by filing date | |
| ZWEIG FUND INC. | 989834205 | COM | 1,725 | $19,000 | thousands by filing date | |
| FT MEGA CAP ALPHADEX FD ETF(FMK) | 33737M508 | ETF | 1,030 | $19,000 | thousands by filing date | |
| SPDR S&P INTL TELECOM SECTOR | 78463X640 | CMN | 780 | $19,000 | thousands by filing date | |
| TIME INC NEW | 887228104 | COM | 929 | $19,000 | thousands by filing date | |
| DEUTSCHE BK AG | D1T769565 | RIGHT 04/06/2017 | 8,112 | $19,000 | thousands by filing date | |
| FQF TR | 351680848 | O SHS FTSE EUR | 800 | $19,000 | thousands by filing date | |
| ECHO GLOBAL LOGISTICS INC | 27875TAA9 | NOTE | 71 | $19,000 | thousands by filing date | principal |
| THIRD PT REINS LTD | G8827U100 | COM | 1,544 | $19,000 | thousands by filing date | |
| MEDICINES CO | 584688AE5 | NOTE 2.500% 1/1 | 12 | $19,000 | thousands by filing date | principal |
| VIDEOCON D2H LTD | 92657J101 | ADR | 1,666 | $19,000 | thousands by filing date | |
| Schwab Fundamental Emerging Markets Equity ETF | 808524730 | SHS | 700 | $18,000 | thousands by filing date | |
| AUTONATION INC COM | 05329W102 | Stock | 447 | $18,000 | thousands by filing date | |
| MIZUHO FINANCIAL GROUP INC SPONSORED ADR | 60687Y109 | ADR | 6,917 | $18,000 | thousands by filing date | |
| INTERACTIVE BROKERS GROUP INC COM CL A | 45841N107 | Stock | 516 | $18,000 | thousands by filing date | |
| MSA SAFETY INC COM | 553498106 | Stock | 630 | $18,000 | thousands by filing date | |
| ABERCROMBIE & FITCH CO CL A | 002896207 | Stock | 1,490 | $18,000 | thousands by filing date | |
| IMPINJ INC | 453204109 | COM | 585 | $18,000 | thousands by filing date | |
| 1ST FINL BANCORP | 320209109 | COM | 661 | $18,000 | thousands by filing date | |
| CARPENTER TECHNOLOGY CORP | 144285103 | COM | 476 | $18,000 | thousands by filing date | |
| KADANT INC | 48282T104 | COM | 302 | $18,000 | thousands by filing date | |
| SONIC AUTOMOTIVE INC | 83545G102 | CL A | 900 | $18,000 | thousands by filing date | |
| CENOVUS ENERGY INC | 15135U109 | COM | 1,575 | $18,000 | thousands by filing date | |
| COPT DEFENSE PROPERTIES | 22002T108 | SHS BEN INT | 536 | $18,000 | thousands by filing date | |
| PHIBRO ANIMAL HEALTH CORP (CLA | 71742Q106 | CL A COM | 641 | $18,000 | thousands by filing date | |
| BLUEBIRD BIO INC | 09609G100 | COM | 205 | $18,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E473 | GLBL X MLP ETF | 1,522 | $18,000 | thousands by filing date | |
| BROOKDALE SR LIVING INC | 112463104 | COM | 1,399 | $18,000 | thousands by filing date | |
| TELECOM ARGENTINA SA | 879273209 | SPON ADR REP B | 817 | $18,000 | thousands by filing date | |
| DONEGAL GROUP INC CL A | 257701201 | COMMON STOCK | 1,000 | $18,000 | thousands by filing date | |
| LANDMARK BANCORP INC | 51504L107 | COMMON STOCK | 595 | $18,000 | thousands by filing date | |
| VISTA GOLD CORP | 927926303 | COMMON STOCK | 17,600 | $18,000 | thousands by filing date | |
| U.S. GLOBAL JETS ETF | 26922A842 | ETF | 660 | $18,000 | thousands by filing date | |
| FLEXSHARES IBOXX 5 YR TARGET D | 33939L605 | IBOXX 5YR TRGT | 701 | $18,000 | thousands by filing date | |
| Mkt Vctrs J P Mrgn Em | 92189F494 | COM | 1,421 | $18,000 | thousands by filing date | |
| WHEELER REAL ESTATE INVT TR | 963025309 | CV PFD SER B | 750 | $18,000 | thousands by filing date | |
| LSC COMMUNICATIONS INC | 50218P107 | COM | 733 | $18,000 | thousands by filing date | |
| MELLANOX TECHNOLOGIES LTD | M51363113 | COMMON STOCK | 353 | $18,000 | thousands by filing date | |
| GRUPO FINANCIERO SANTANDER | 40053C105 | COMMON STOCK-FO | 1,933 | $18,000 | thousands by filing date | |
| FLOTEK INDS INC DEL | 343389102 | COM | 1,462 | $18,000 | thousands by filing date | |
| TARENA INTL INC | 876108101 | SPONSORED ADS | 977 | $18,000 | thousands by filing date | |
| LATAM AIRLS GROUP S A | 51817R106 | SPONSORED ADR | 1,443 | $18,000 | thousands by filing date | |
| FIDELITY NATIONAL FINANCIAL | 31620RAE5 | NOTE 4.250% 8/1 | 8 | $18,000 | thousands by filing date | principal |
| AU OPTRONICS CORP | 002255107 | SPONSORED ADR | 5,720 | $18,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383Q135 | GUGG CHN TECH | 420 | $18,000 | thousands by filing date | |
| WABASH NATL CORP | 929566AH0 | CNV | 10 | $18,000 | thousands by filing date | principal |
| POWERSHARES EXCHANGE TRADED | 739371201 | LARGE VALUE | 500 | $18,000 | thousands by filing date | |
| TAILORED BRANDS INC | 87403A107 | COM | 1,150 | $18,000 | thousands by filing date | |
| WRIGHT MED GROUP INC | 98235TAE7 | NOTE 2.000% 2/1 | 15 | $18,000 | thousands by filing date | principal |
| INNOVATOR LUNT LOW VOL/HIGH BETA TACTICAL ETF | 287711790 | ETF | 600 | $18,000 | thousands by filing date | |
| HUBSPOTINC | 443573100 | STOK | 287 | $17,000 | thousands by filing date | |
| CHILDRENS PL INC NEW | 168905107 | COM | 140 | $17,000 | thousands by filing date | |
| NORTHERN DYNASTY MINERALS LTD COM NEW | 66510M204 | Stock | 11,418 | $17,000 | thousands by filing date | |
| WINTRUST FINL CORP COM | 97650W108 | Stock | 240 | $17,000 | thousands by filing date | |
| VISHAY INTERTECHNOLOGY INC COM | 928298108 | Stock | 1,035 | $17,000 | thousands by filing date | |
| JD.COM INC SPON ADS CL A | 47215P106 | ADR | 575 | $17,000 | thousands by filing date | |
| BRANDYWINE RLTY TR | 105368203 | SH BEN INT NEW | 1,112 | $17,000 | thousands by filing date | |
| BRUKER CORP | 116794108 | COM | 713 | $17,000 | thousands by filing date | |
| AMERIS BANCORP | 03076K108 | COM | 373 | $17,000 | thousands by filing date | |
| ISHARES CMBS ETF | 46429B366 | CMBS ETF | 401 | $17,000 | thousands by filing date | |
| RMR REAL ESTATE INCOME FD | 76970B101 | COM | 810 | $17,000 | thousands by filing date | |
| ENABLE MIDSTREAM PARTNERS LP | 292480100 | COM UNIT RP IN | 1,000 | $17,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J125 | LATIN AMER ALP | 805 | $17,000 | thousands by filing date | |
| WASHINGTON TRUST BANCORP | 940610108 | COMMON STOCK | 784 | $17,000 | thousands by filing date | |
| LIBERTY GLOBAL PLC | G5480U104 | SHS CL A | 476 | $17,000 | thousands by filing date | |
| ATLANTIC PWR CORP | 04878Q863 | COM NEW | 6,192 | $17,000 | thousands by filing date | |
| SPARTANNASH CO | 847215100 | COM | 505 | $17,000 | thousands by filing date | |
| INDEPENDENT BANK GROUP INC | 45384B106 | COM | 270 | $17,000 | thousands by filing date | |
| TAKE-TWO INTERACTIVE SOFTWAR | 874054AD1 | NOTE 1.000% 7/0 | 6 | $17,000 | thousands by filing date | principal |
| SYNTEL INC | 87162H103 | COM | 1,030 | $17,000 | thousands by filing date | |
| TEAM INC | 878155100 | COM | 645 | $17,000 | thousands by filing date | |
| FINISH LINE/THE CL A | 317923100 | COM | 1,189 | $17,000 | thousands by filing date | |
| KB HOME 1.375 | 48666KAS8 | NOTE 1.375% 2/0 | 64 | $17,000 | thousands by filing date | principal |
| ALON USA ENERGY INC | 020520102 | COM | 1,387 | $17,000 | thousands by filing date | |
| BNC Bancorp | 05566T101 | Com | 493 | $17,000 | thousands by filing date | |
| TICC CAPITAL CORP | 87244T109 | COM | 3,800 | $17,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N832 | VCSHS US SML CAP | 406 | $17,000 | thousands by filing date | |
| HARBORONE BANCORP INC | 41165F101 | COM | 900 | $17,000 | thousands by filing date | |
| MCBC HLDGS INC | 55276F107 | COM | 1,068 | $17,000 | thousands by filing date | |
| LIVE NATION ENTERTAINMENT IN | 538034AJ8 | NOTE 2.500 5/1 | 15 | $17,000 | thousands by filing date | principal |
| DIFFUSION PHARMACEUTICALS IN | 253748206 | COM NEW | 4,300 | $17,000 | thousands by filing date | |
| SILICON LABORATORIES INC COM | 826919102 | Stock | 211 | $16,000 | thousands by filing date | |
| HYATT HOTELS CORP COM CL A | 448579102 | Stock | 313 | $16,000 | thousands by filing date | |
| FAIR ISAAC CORP COM | 303250104 | Stock | 132 | $16,000 | thousands by filing date | |
| LIVE NATION ENTERTAINMENT INC COM | 538034109 | Stock | 686 | $16,000 | thousands by filing date | |
| NUVEEN SELECT TAX-FREE INCOM | 67062F100 | SH BEN INT | 1,125 | $16,000 | thousands by filing date | |
| ETFIS SER TR I | 26923G707 | VIRTUS NEWFLEET | 626 | $16,000 | thousands by filing date | |
| INSIGHT ENTERPRISES INC | 45765U103 | COM | 386 | $16,000 | thousands by filing date | |
| TOWNEBANK PORTSMOUTH VA | 89214P109 | COM | 500 | $16,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X719 | CHINADIV EX FI | 270 | $16,000 | thousands by filing date | |
| CHERRY HILL MTG INVT CORP | 164651101 | COM | 939 | $16,000 | thousands by filing date | |
| STEPAN CO | 858586100 | COM | 212 | $16,000 | thousands by filing date | |
| URBAN EDGE PPTYS | 91704F104 | COM | 578 | $16,000 | thousands by filing date | |
| MADDEN STEVEN LTD | 556269108 | COM | 394 | $16,000 | thousands by filing date | |
| KAMAN CORP-CLASS A | 483548103 | COM | 350 | $16,000 | thousands by filing date | |
| SUNSTONE HOTEL INVS INC NEW | 867892101 | COM | 1,029 | $16,000 | thousands by filing date | |
| HMS HLDGS CORP | 40425J101 | COM | 759 | $16,000 | thousands by filing date | |
| CAPITALA FIN CORP | 14054R106 | COM | 1,100 | $16,000 | thousands by filing date | |
| EPLUS INC | 294268107 | COM | 119 | $16,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R804 | ST STR R1K LOWV | 193 | $16,000 | thousands by filing date | |
| DONNELLEY FINL SOLUTIONS INC | 25787G100 | COM | 833 | $16,000 | thousands by filing date | |
| IDT CORP | 448947507 | CL B NEW | 1,299 | $16,000 | thousands by filing date | |
| PARKE BANCORP INC | 700885106 | COMMON STOCK | 750 | $16,000 | thousands by filing date | |
| KOPIN CORP | 500600101 | COMMON STOCK | 4,350 | $16,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33733F101 | COM SHS | 1,280 | $16,000 | thousands by filing date | |
| PROSHARES TR | 74347R750 | ULTRA CONS DISCR | 248 | $16,000 | thousands by filing date | |
| CREDIT SUISSE HIGH YIELD CRE | 22544F103 | SH BEN INT | 5,879 | $16,000 | thousands by filing date | |
| ISHARES TR | 464287531 | US DIGI REAL ETF | 340 | $16,000 | thousands by filing date | |
| ISHARES TR | 464288794 | US BR DEL SE ETF | 318 | $16,000 | thousands by filing date | |
| MFS HIGH YIELD MUNICIPAL TRUST | 59318E102 | SH BEN INT | 3,302 | $16,000 | thousands by filing date | |
| ORBOTECH LTD | M75253100 | ORD | 507 | $16,000 | thousands by filing date | |
| NIC INC | 62914B100 | COM | 813 | $16,000 | thousands by filing date | |
| MAINSOURCE FINANCIAL GP INC | 56062Y102 | COM | 477 | $16,000 | thousands by filing date | |
| NOVAVAX INC | 670002104 | COMMON STOCK | 12,273 | $16,000 | thousands by filing date | |
| ADVANCED MICRO DEVICES INC | 007903BD8 | COM | 8 | $16,000 | thousands by filing date | principal |
| DERMIRA INC | 24983L104 | COM | 479 | $16,000 | thousands by filing date | |
| TSAKOS ENERGY NAVIGATION LTD | G9108L108 | SHS | 3,250 | $16,000 | thousands by filing date | |
| ACTUANT CORP | 00508X203 | CL A NEW | 598 | $16,000 | thousands by filing date | |
| SANDRIDGE MISSISSIPPIAN TR I | 80007V106 | SH BEN INT | 11,114 | $16,000 | thousands by filing date | |
| ROYAL BK SCOTLND GRP PLC | 780097804 | SPON | 600 | $16,000 | thousands by filing date | |
| NEWMONT MINING CORP | 651639AJ5 | NOTE 1.625% 7/1 | 16 | $16,000 | thousands by filing date | principal |
| CLAYMORE GUGGENHEIM | 18383Q853 | GUGG CHN SML CAP | 629 | $16,000 | thousands by filing date | |
| MORGAN STANLEY | 61747W257 | RENMIN/USD ETN | 400 | $16,000 | thousands by filing date | |
| FTD COS INC | 30281V108 | COM | 808 | $16,000 | thousands by filing date | |
| BG STAFFING INC | 05544A109 | COM | 1,150 | $16,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q643 | SPROTT GL MINE | 820 | $16,000 | thousands by filing date | |
| AMPLIFY SNACK BRANDS | 03211L102 | COM | 1,869 | $16,000 | thousands by filing date | |
| AKERS BIOSCIENCES INC | 00973E102 | COM | 9,000 | $16,000 | thousands by filing date | |
| CAROLINA TR BANCSHARES INC | 14422P105 | COM | 2,000 | $16,000 | thousands by filing date | |
| SILVER STD RES INC | 82823LAC0 | NOTE 2.875% 2/0 | 16 | $16,000 | thousands by filing date | principal |
| Dws Strategic Muni Incm | 25159F102 | COM | 1,252 | $16,000 | thousands by filing date | |
| DOMINION ENERGY INC | 25746U836 | UNIT 08/15/2019 | 310 | $16,000 | thousands by filing date | |
| NIMBLE STORAGE INC | 65440R101 | COM | 1,620 | $16,000 | thousands by filing date | |
| ISHARES EDGE MSCI MIN VOL EAFE CURRENCY HEDGED ETF | 46435G714 | ETF | 623 | $16,000 | thousands by filing date | |
| PROVIDENT FINL SVCS INC COM | 74386T105 | Stock | 576 | $15,000 | thousands by filing date | |
| NOMURA HLDGS INC SPONSORED ADR | 65535H208 | ADR | 2,361 | $15,000 | thousands by filing date | |
| VOYA FINANCIAL INC COM | 929089100 | Stock | 382 | $15,000 | thousands by filing date | |
| DR REDDYS LABS LTD ADR | 256135203 | ADR | 372 | $15,000 | thousands by filing date | |
| DIODES INC COM | 254543101 | Stock | 628 | $15,000 | thousands by filing date | |
| PRIMORIS SVCS CORP COM | 74164F103 | Stock | 661 | $15,000 | thousands by filing date | |
| ISHARES TR MSCI CHINA ETF | 46429B671 | MSCI CHINA ETF | 309 | $15,000 | thousands by filing date | |
| ARCOS DORADOS HLDGS INC | G0457F107 | SHS CLASS -A - | 1,870 | $15,000 | thousands by filing date | |
| GIBRALTAR INDS INC | 374689107 | COM | 382 | $15,000 | thousands by filing date | |
| WEX INC | 96208T104 | COM | 169 | $15,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y715 | RBTCS ARTFL INTE | 888 | $15,000 | thousands by filing date | |
| FARO TECHNOLOGIES INC | 311642102 | COM | 401 | $15,000 | thousands by filing date | |
| ATLASSIAN CORP | G06242104 | CL A | 521 | $15,000 | thousands by filing date | |
| MIMECAST LIMITED | G14838109 | ORD SHS | 650 | $15,000 | thousands by filing date | |
| BLACKROCK MUNIYEILD QUALITY FU | 09254G108 | COM | 1,152 | $15,000 | thousands by filing date | |
| NEUBERGER BERMAN MUN FD INC | 64124P101 | COM | 1,000 | $15,000 | thousands by filing date | |
| VIRTUSA CORP | 92827P102 | COM | 524 | $15,000 | thousands by filing date | |
| WRIGHT MED GROUP N V | N96617118 | ORD SHS | 476 | $15,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y806 | ALTERNATIVE INCM | 955 | $15,000 | thousands by filing date | |
| KCAP FINANCIAL INC | 48668E101 | COM | 3,816 | $15,000 | thousands by filing date | |
| ABRAXAS PETROLEUM CORP | 003830106 | COM | 7,501 | $15,000 | thousands by filing date | |
| DYNAGAS LNG PARTNERS LP | Y2188B108 | CMN | 817 | $15,000 | thousands by filing date | |
| FIRST TR MTG INCOME FD | 33734E103 | COM SHS | 1,070 | $15,000 | thousands by filing date | |
| Lincoln National Corporat | 524901105 | COM | 403 | $15,000 | thousands by filing date | |
| HELIX ENERGY SOLUTIONS GROUP | 42330PAG2 | CORPORATE OBLIG | 15 | $15,000 | thousands by filing date | principal |
| MGIC INVESTMENT CORP | 552848AE3 | CORPORATE OBLIG | 11 | $15,000 | thousands by filing date | principal |
| SCORPIO TANKERS INC | Y7542C106 | COMMON STOCK-FO | 3,364 | $15,000 | thousands by filing date | |
| BABCOCK & WILCOX ENTERPRISES INC | 05614L100 | COM | 2,028 | $15,000 | thousands by filing date | |
| IRSA INVERSIONES Y REP S A SPON GDS ECH 10 | 450047204 | ADR | 597 | $15,000 | thousands by filing date | |
| KYOCERA CORP -SPONS ADR | 501556203 | COM | 273 | $15,000 | thousands by filing date | |
| PROSHARES TR | 74347B714 | FUND | 350 | $15,000 | thousands by filing date | |
| VIRNETX HLDG CORP | 92823T108 | COM | 6,760 | $15,000 | thousands by filing date | |
| ROADRUNNER TRNSN SVCS HLDG I | 76973Q105 | COM | 2,225 | $15,000 | thousands by filing date | |
| CORELOGIC INC | 21871D103 | COM | 356 | $15,000 | thousands by filing date | |
| POWERSHARES ACTIVE MNG ETF TUS | 73935B508 | COM | 200 | $15,000 | thousands by filing date | |
| LIBBEY INC | 529898108 | COM | 1,058 | $15,000 | thousands by filing date | |
| YRC WORLDWIDE INC | 984249607 | COM | 1,350 | $15,000 | thousands by filing date | |
| ADVISORSHARES TR | 00768Y834 | MADRONA GLB BD | 598 | $15,000 | thousands by filing date | |
| DYNASIL CORP AMER | 268102100 | COM | 12,000 | $15,000 | thousands by filing date | |
| MESOBLAST LTD F SPONSORED ADR 1 ADR REPS 10 ORD SHS | 590717104 | SPONS ADR | 1,616 | $15,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A826 | RANGE CANCER THE | 620 | $15,000 | thousands by filing date | |
| BELLICUM PHARMACEUTICALS INC | 079481107 | COM | 1,273 | $15,000 | thousands by filing date | |
| ALLEGHENY TECHNOLOGIES INC | 01741RAG7 | NOTE | 10 | $15,000 | thousands by filing date | principal |
| FNFV GROUP | 31620R402 | COM | 7,306 | $15,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001681115-17-000008 | this filing | 2017-05-15 | acceptance time not in the bulk data set | |
| 13F-HR/A 0001681115-17-000012 | base | 2017-11-02 | acceptance time not in the bulk data set |