13F-HR filed by OSAIC HOLDINGS, INC.
OSAIC HOLDINGS, INC. filed this 13F-HR for the quarter ended 2022-09-30, filed 2022-11-14, with 7,623 holding rows worth $43,750,732,000.
- Accession
- 0001677044-22-000035
- Filer
- CIK 1677044
- Filed
- 2022-11-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2022
A holdings report, 35,410 entries on the cover page, a total value of $43,750,732,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $43,750,732,000 with VALUE read as thousands by filing date, 13F file number 028-20288. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerROYAL ALLIANCE ASSOCIATES, INC.
- included managerSAGEPOINT FINANCIAL, INC.
- included managerFSC SECURITES, INC.
- included managerWOODBURY FINANCIAL SERVICES, INC.
- included managerSECURITIES AMERICA ADVISORS INC
- included managerLADENBURG THALMANN ASSET MANAGEMENT
- included managerARBOR POINT ADVISORS, LLC
- included managerTRIAD HYBRID SOLUTIONS, LLC
- included managerTRIAD ADVISORS, LLC
- included managerVISION2020 WEALTH MANAGEMENT CORP.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| INNOVATOR ETFS TRUST | 45782C763 | mc | 1,605 | $45,000 | thousands by filing date | |
| PENNS WOODS BANCORP INC | 708430103 | COM | 1,951 | $45,000 | thousands by filing date | |
| ETF MANAGERS TR | 26924G763 | TREATMENTS TSTNG | 2,200 | $45,000 | thousands by filing date | |
| AMTD IDEA GROUP | 00180G106 | SPONSORED ADS | 38,000 | $45,000 | thousands by filing date | |
| NELNET INC | 64031N108 | CL A | 549 | $44,000 | thousands by filing date | |
| DAILY JOURNAL CORP | 233912104 | COM | 170 | $44,000 | thousands by filing date | |
| SONIC AUTOMOTIVE INC | 83545G102 | CL A | 1,027 | $44,000 | thousands by filing date | |
| ADAPTHEALTH CORP | 00653Q102 | COMMON STOCK | 2,353 | $44,000 | thousands by filing date | |
| UNIVERSAL TECHNICAL INST INC | 913915104 | COM | 8,241 | $44,000 | thousands by filing date | |
| INNOVIZ TECHNOLOGIES LTD | M5R635108 | SHS | 8,489 | $44,000 | thousands by filing date | |
| CARROLS RESTAURANT GROUP INC | 14574X104 | COM | 27,280 | $44,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 530715AG6 | DEB 4.000%11/1 | 97 | $44,000 | thousands by filing date | principal |
| FIRST TR EXCH TRADED FD III | 33741Y100 | HORIZON VOL SMCP | 1,569 | $44,000 | thousands by filing date | |
| Akoustis Technologies Inc | 00973N102 | COM | 14,842 | $44,000 | thousands by filing date | |
| CITIUS PHARMACEUTICALS INC | 17322U207 | COM | 36,650 | $44,000 | thousands by filing date | |
| LISTED FDS TR | 53656F680 | TRUESHARES NOV | 1,570 | $44,000 | thousands by filing date | |
| CAPITAL CLEAN ENERGY CARRIERS COM | Y11082206 | Stock | 3,253 | $44,000 | thousands by filing date | |
| INVESCO DB MLTI SECTR CMMTY | 46140H601 | GOLD FD | 939 | $44,000 | thousands by filing date | |
| NORTHERN LTS FD TR IV | 66538H369 | INSPI GROWT ETF | 2,079 | $43,000 | thousands by filing date | |
| WISDOMTREE TR | 97717Y808 | YIELD ENHANCED | 917 | $43,000 | thousands by filing date | |
| LUMBER LIQUIDATORS HOLDINGS | 55003T107 | COMMON STOCK | 6,171 | $43,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y228 | CLEANTECH ETF | 3,081 | $43,000 | thousands by filing date | |
| CREDIT SUISSE ASSET MGMT INC | 224916106 | COM | 15,804 | $42,000 | thousands by filing date | |
| NEXGEN ENERGY LTD COM | 65340P106 | Stock | 11,327 | $42,000 | thousands by filing date | |
| ZTO EXPRESS CAYMAN INC | 98980A105 | SPONSORED ADS A | 1,782 | $42,000 | thousands by filing date | |
| GASLOG PARTNERS LP | Y2687W108 | UNIT LTD PTNRP | 8,162 | $42,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459Y876 | DAIL HEAL BU ETF | 500 | $42,000 | thousands by filing date | |
| GENESCO INC | 371532102 | COM | 1,049 | $42,000 | thousands by filing date | |
| ADVISORS INNER CIRCLE FD III | 00774Q346 | DEMCRATIC LG ETF | 1,910 | $42,000 | thousands by filing date | |
| PUMA BIOTECHNOLOGY INC | 74587V107 | COMMON STOCK | 17,482 | $42,000 | thousands by filing date | |
| RCI HOSPITALITY HOLDINGS INC | 74934Q108 | COMMON STOCK | 637 | $42,000 | thousands by filing date | |
| IMMERSION CORPORATION | 452521107 | COMMON STOCK | 7,628 | $42,000 | thousands by filing date | |
| AMES NATIONAL CORP | 031001100 | COMMON STOCK | 1,916 | $42,000 | thousands by filing date | |
| CARIBOU BIOSCIENCES INC COM | 142038108 | Stock | 3,990 | $42,000 | thousands by filing date | |
| GLOBAL SHIP LEASE INC | Y27183600 | COM CL A | 2,665 | $42,000 | thousands by filing date | |
| LATCH ORD | 51818V106 | COMMON STOCK | 43,928 | $42,000 | thousands by filing date | |
| NORTH EUROPEAN OIL RTY TR | 659310106 | SH BEN INT | 2,929 | $42,000 | thousands by filing date | |
| WESTERN DIGITAL CORP. | 958102AP0 | NOTE 1.500% 2/0 | 45,000 | $42,000 | thousands by filing date | |
| SUNWORKS INC | 86803X204 | COMMON STOCK | 15,251 | $42,000 | thousands by filing date | |
| BLACKROCK ENHANCED GOVT FD (EGF) | 09255K108 | COM | 4,378 | $42,000 | thousands by filing date | |
| KHOSLA VENTURES ACQUISITION | 482504107 | CL A | 4,300 | $42,000 | thousands by filing date | |
| APPLOVIN CORP COM CL A | 03831W108 | Stock | 2,157 | $41,000 | thousands by filing date | |
| BIOVENTUS INC | 09075A108 | COM CL A | 5,910 | $41,000 | thousands by filing date | |
| XERIS BIOPHARMA HOLDINGS INC | 98422E103 | COM | 26,332 | $41,000 | thousands by filing date | |
| BLACKROCK MUNIHLDGS NY QLTY | 09255C106 | COM | 4,113 | $41,000 | thousands by filing date | |
| TMC THE METALS CO INC | 87261Y106 | COMMON STOCK | 39,140 | $41,000 | thousands by filing date | |
| Counterpoint High Yield Trend ETF | 66538R722 | ETF | 1,968 | $41,000 | thousands by filing date | |
| Gilat Satellite Network | M51474118 | COM | 7,631 | $41,000 | thousands by filing date | |
| Taiwan Fund Inc/The/Md | 874036106 | COM | 1,951 | $41,000 | thousands by filing date | |
| HEALTH CATALYST INC | 42225T107 | COM | 4,206 | $41,000 | thousands by filing date | |
| EAGLE CAP GROWTH FD INC | 269451100 | CLSD FD | 4,514 | $41,000 | thousands by filing date | |
| SNAP ONE HOLDINGS CORP | 83303Y105 | COM | 4,020 | $41,000 | thousands by filing date | |
| DYNATRONICS CORP | 268157401 | COM NEW | 82,078 | $41,000 | thousands by filing date | |
| Avantis US Large Cap Value ETF | 025072349 | SHS | 909 | $40,000 | thousands by filing date | |
| COURSERA INC COM | 22266M104 | Stock | 3,784 | $40,000 | thousands by filing date | |
| EVERQUOTE INC | 30041R108 | COM CL A | 5,868 | $40,000 | thousands by filing date | |
| GRUPO AEROPORTUARIO DEL CENT | 400501102 | SPON ADR | 783 | $40,000 | thousands by filing date | |
| METALLA ROYALTY & STREAMING | 59124U605 | COM | 10,394 | $40,000 | thousands by filing date | |
| INNOVATOR BUFFER STEP-UP STRATEGY ETF | 45783Y731 | BUFF STEP UP ETF | 1,757 | $40,000 | thousands by filing date | |
| EARTHSTONE ENERGY INC | 27032D304 | COMMON STOCK | 3,224 | $40,000 | thousands by filing date | |
| E2OPEN PARENT HOLDINGS INC | 29788T103 | COM CL A | 6,637 | $40,000 | thousands by filing date | |
| RANGER OIL CORPORATION CLASS A COM | 70788V102 | Stock | 1,299 | $40,000 | thousands by filing date | |
| SP PLUS CORP | 78469C103 | COM | 1,269 | $40,000 | thousands by filing date | |
| META MATERIALS INC | 59134N104 | COM | 62,192 | $40,000 | thousands by filing date | |
| KNOW LABS INC | 499238103 | COM NEW | 21,800 | $40,000 | thousands by filing date | |
| CHURCHILL CAPITAL CORP VII | 17144M102 | COM CL A | 4,030 | $40,000 | thousands by filing date | |
| ZYMERGEN INC | 98985X100 | COM | 14,610 | $40,000 | thousands by filing date | |
| HYLIION HOLDINGS CORP | 449109107 | COMMON STOCK | 13,729 | $39,000 | thousands by filing date | |
| TUPPERWARE BRANDS CORP | 899896104 | COM | 6,202 | $39,000 | thousands by filing date | |
| CRICUT INC | 22658D100 | COM CL A | 4,210 | $39,000 | thousands by filing date | |
| LANDS END INC | 51509F105 | COMMON STOCK | 5,159 | $39,000 | thousands by filing date | |
| CENTRAL GARDEN PET CO | 153527106 | COMMON STOCK | 1,096 | $39,000 | thousands by filing date | |
| GREAT SOUTHERN BANCORP INC | 390905107 | COMMON STOCK | 678 | $39,000 | thousands by filing date | |
| REPUBLIC BANCORP INC CLASS A | 760281204 | COMMON STOCK | 1,039 | $39,000 | thousands by filing date | |
| ALDEYRA THERAPEUTICS INC | 01438T106 | COM | 7,314 | $39,000 | thousands by filing date | |
| SEI EXCHANGE TRADED FUNDS | 81589A106 | QIM US LRG CAP Q | 1,671 | $39,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092220 | ELEC VEHS & FUTR | 2,410 | $39,000 | thousands by filing date | |
| RETRACTABLE TECHNOLOGIES INC | 76129W105 | COM | 20,031 | $39,000 | thousands by filing date | |
| ARGO GROUP INTERNATIONAL | G0464B107 | COMMON STOCK | 2,057 | $39,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y434 | GENOMIC BIOTECH | 3,085 | $39,000 | thousands by filing date | |
| MIDDLEFIELD BANC CORP | 596304204 | COM NEW | 1,440 | $39,000 | thousands by filing date | |
| REDWOOD TRUST INC | 758075AC9 | BOND | 40,000 | $39,000 | thousands by filing date | |
| DELAWARE INVTS DIV & INCOME | 245915103 | COM | 5,368 | $39,000 | thousands by filing date | |
| EPIPHANY TECHNOLOGY ACQUISIT | 29429X208 | UNIT 99/99/9999 | 4,000 | $39,000 | thousands by filing date | |
| BITE ACQUISITION CORP | 09175K204 | UNIT 99/99/9999 | 4,000 | $39,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N816 | VCSHS DEV ENH VL | 1,353 | $39,000 | thousands by filing date | |
| KKR REAL ESTATE FIN TR INC | 48251KAB6 | NOTE 6.125% 5/1 | 39,000 | $39,000 | thousands by filing date | |
| ATHLON ACQUISITION CORP | 04748A205 | UNIT 01/12/2026 | 3,900 | $39,000 | thousands by filing date | |
| ACM RESH INC COM CL A | 00108J109 | Stock | 3,000 | $38,000 | thousands by filing date | |
| ACCO BRANDS CORP COM | 00081T108 | Stock | 7,872 | $38,000 | thousands by filing date | |
| STRATEGIC ED INC COM | 86272C103 | Stock | 613 | $38,000 | thousands by filing date | |
| PRIMORIS SVCS CORP COM | 74164F103 | Stock | 2,403 | $38,000 | thousands by filing date | |
| GREENBRIER COS INC | 393657AM3 | NOTE 2.875% 4/1 | 48 | $38,000 | thousands by filing date | principal |
| ISHARES TR | 464287382 | JPX NIKKEI 400 | 744 | $38,000 | thousands by filing date | |
| J P MORGAN EXCHANGE TRADED F | 46641Q738 | BETBULD MSCI | 497 | $38,000 | thousands by filing date | |
| PROSHARES TR | 74347X625 | ULT R/EST NEW | 684 | $38,000 | thousands by filing date | |
| RENASANT CORP | 75970E107 | COM | 1,240 | $38,000 | thousands by filing date | |
| PROSHARES TR | 74347X864 | ULTRPRO S&P500 | 1,362 | $38,000 | thousands by filing date | |
| ALTO INGREDIENTS INC | 021513106 | COMMON STOCK | 10,459 | $38,000 | thousands by filing date | |
| PAMT CORP | 693149106 | COMMON STOCK | 1,203 | $38,000 | thousands by filing date | |
| OCUGEN INC | 67577C105 | COMMON STOCK | 21,415 | $38,000 | thousands by filing date | |
| INMUNE BIO INC | 45782T105 | COM | 6,050 | $38,000 | thousands by filing date | |
| RLJ LODGING TR | 74965L200 | CUM CONV PFD A | 1,547 | $38,000 | thousands by filing date | |
| PIMCO EQUITY SER | 72202L371 | RAFI DYN MULTI | 1,684 | $38,000 | thousands by filing date | |
| ISHARES TR | 464288216 | EMGR MKT INF ETF | 2,017 | $38,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X198 | US CORP BOND FD | 897 | $38,000 | thousands by filing date | |
| NORTHERN LIGHTS FD TR | 66538J738 | TOEWS AGLTY DNYM | 1,692 | $38,000 | thousands by filing date | |
| PROSHARES TR | 74347G507 | RUSSELL US DIV | 909 | $38,000 | thousands by filing date | |
| WIDEOPENWEST INC | 96758W101 | COM | 3,113 | $38,000 | thousands by filing date | |
| YELLOW CORP | 985510106 | COM | 7,538 | $38,000 | thousands by filing date | |
| KKR & CO INC | 48251W401 | CONV | 704 | $38,000 | thousands by filing date | |
| INVESCO EXCHNG TRADED FD TR | 46138E248 | S&P INTL DEV | 1,862 | $38,000 | thousands by filing date | |
| INVESCO DB MLTI SECTR CMMTY | 46140H205 | SILVER FD | 1,459 | $38,000 | thousands by filing date | |
| PROSPECTOR CAPITAL CORP | G7273A121 | UNIT 01/01/2030 | 3,800 | $38,000 | thousands by filing date | |
| UBS AG LONDON BRANCH | 902677780 | NT LKD 24 | 103 | $38,000 | thousands by filing date | |
| VALARIS LTD | G9460G101 | CL A | 760 | $37,000 | thousands by filing date | |
| VISTA ENERGY S.A.B. DE C.V. SPONSORED ADS | 92837L109 | ADR | 3,964 | $37,000 | thousands by filing date | |
| CARGURUS INC COM CL A | 141788109 | Stock | 2,587 | $37,000 | thousands by filing date | |
| INDEPENDENT BK CORP MICH | 453838609 | COM NEW | 1,990 | $37,000 | thousands by filing date | |
| CERUS CORP | 157085101 | COM | 10,450 | $37,000 | thousands by filing date | |
| HINGHAM INSTN SVGS MASS | 433323102 | COM | 143 | $37,000 | thousands by filing date | |
| SYMBOTIC INC | 87151X101 | CLASS A COM | 3,297 | $37,000 | thousands by filing date | |
| LINDBLAD EXPEDITIONS HLDGS I | 535219109 | COM | 5,561 | $37,000 | thousands by filing date | |
| EVOLUTION PETROLEUM CORP | 30049A107 | COMMON STOCK | 5,374 | $37,000 | thousands by filing date | |
| TPG MORTGAGE INVESTMENT TRUS | 001228501 | REIT | 9,001 | $37,000 | thousands by filing date | |
| FRP HOLDINGS INC | 30292L107 | COMMON STOCK | 674 | $37,000 | thousands by filing date | |
| IRADIMED CORP | 46266A109 | COMMON STOCK | 1,187 | $37,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25460G195 | DAILY FTSE CHINA | 900 | $37,000 | thousands by filing date | |
| FRANKLIN TEMPLETON ETF TR | 35473P538 | DISRPTVE COM ETF | 1,771 | $37,000 | thousands by filing date | |
| ASHFORD HOSPITALITY TR INC | 044103869 | COM SHS | 5,474 | $37,000 | thousands by filing date | |
| ENERGOUS CORP | 29272C103 | COM | 35,805 | $37,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25460G617 | HYDROGEN ETF | 2,795 | $37,000 | thousands by filing date | |
| HV BANCORP | 40441H105 | COM | 1,800 | $37,000 | thousands by filing date | |
| ECOFIN DIGITAL PAYMENTS INFRASTRUCTURE FUND | 56167N548 | ETF | 1,518 | $37,000 | thousands by filing date | |
| VAXCYTE INC COM | 92243G108 | Stock | 1,500 | $36,000 | thousands by filing date | |
| NEW GOLD INC CDA | 644535106 | COM | 40,800 | $36,000 | thousands by filing date | |
| FORD MTR CO | 345370CZ1 | NOTE 3/1 | 39 | $36,000 | thousands by filing date | principal |
| HALOZYME THERAPEUTICS INC | 40637HAD1 | NOTE 0.250% 3/0 | 43 | $36,000 | thousands by filing date | principal |
| DOUGLAS EMMETT INC | 25960P109 | COM | 2,077 | $36,000 | thousands by filing date | |
| NEXTDOOR HOLDINGS INC | 65345M108 | COM CL A | 13,024 | $36,000 | thousands by filing date | |
| RECURSION PHARMACEUTICALS IN | 75629V104 | CL A | 3,385 | $36,000 | thousands by filing date | |
| BLACKROCK ETF TRUST II | 092528108 | ISHARES HIGH YIE | 1,739 | $36,000 | thousands by filing date | |
| FINANCIAL INSTITUTIONS INC | 317585404 | COMMON STOCK | 1,465 | $36,000 | thousands by filing date | |
| MILLER INDUSTRIES INC TENN | 600551204 | COMMON STOCK | 1,708 | $36,000 | thousands by filing date | |
| ORGANOGENESIS HOLDINGS INC | 68621F102 | COMMON STOCK | 11,036 | $36,000 | thousands by filing date | |
| CITIZENS COMMUNITY BANCORP I | 174903104 | COMMON STOCK | 3,073 | $36,000 | thousands by filing date | |
| MODIV INDUSTRIAL INC | 60784B101 | REIT | 2,472 | $36,000 | thousands by filing date | |
| CARRIAGE SERVICES INC | 143905107 | COMMON STOCK | 1,127 | $36,000 | thousands by filing date | |
| Up Fintech Holding Ltd | 91531W106 | COM | 10,840 | $36,000 | thousands by filing date | |
| WILLAMETTE VY VINEYARD I | 969136100 | COMMON STOCK | 5,816 | $36,000 | thousands by filing date | |
| EASTERN CO | 276317104 | COM | 2,090 | $36,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25490K596 | DAIL HO SUPP ETF | 1,662 | $36,000 | thousands by filing date | |
| PROSHARES TR | 74347X849 | INDX FD | 1,598 | $36,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33736M103 | ALERIAN US NXTGN | 811 | $36,000 | thousands by filing date | |
| NUVEEN VA QUALITY MUN INCOM | 67064R102 | COM | 2,925 | $36,000 | thousands by filing date | |
| PROSHARES TR | 74347B847 | MSCI EMRG MKTS | 868 | $36,000 | thousands by filing date | |
| VERITIV CORP | 923454102 | COM | 358 | $36,000 | thousands by filing date | |
| LISTED FDS TR | 53656F698 | TRUESHARES OCT | 1,300 | $36,000 | thousands by filing date | |
| ACURX PHARMACEUTICALS INC | 00510M104 | COM | 12,000 | $36,000 | thousands by filing date | |
| GREENLIGHT BIOSCIENCES HOLDING | 39536G105 | Common Stock | 15,400 | $36,000 | thousands by filing date | |
| PHUNWARE INC | 71948P100 | COMMON | 30,975 | $36,000 | thousands by filing date | |
| FORTRESS VALUE ACQUISITIN IV | 34964K207 | UNIT 03/31/2028 | 3,700 | $36,000 | thousands by filing date | |
| ALIGHT INC | 01626W101 | COM CL A | 4,825 | $35,000 | thousands by filing date | |
| ANNEXON INC | 03589W102 | COM | 5,791 | $35,000 | thousands by filing date | |
| ARTIVION INC | 228903100 | COM | 2,506 | $35,000 | thousands by filing date | |
| DIAMONDROCK HOSPITALITY CO | 252784301 | COM | 4,662 | $35,000 | thousands by filing date | |
| LENDINGTREE INC | 52603B107 | COM | 1,491 | $35,000 | thousands by filing date | |
| ESAB CORPORATION | 29605J106 | COM | 1,039 | $35,000 | thousands by filing date | |
| EXCHANGE TRADED CONCEPTS TRU | 301505723 | ROBO GBL HLTCR | 1,319 | $35,000 | thousands by filing date | |
| GLOBAL BLOOD THERAPEUTICS USD | 37890U108 | COM | 521 | $35,000 | thousands by filing date | |
| PROTERRA INC | 74374T109 | COM | 6,900 | $35,000 | thousands by filing date | |
| SHAW COMMUNICATIONS INC | 82028K200 | CL B CONV | 1,430 | $35,000 | thousands by filing date | |
| CLAROS MORTGAGE TRUST INC | 18270D106 | REIT | 3,000 | $35,000 | thousands by filing date | |
| LATHAM GROUP INC | 51819L107 | COMMON STOCK | 9,696 | $35,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25490K281 | DLY EMG MK BL 3X | 1,478 | $35,000 | thousands by filing date | |
| VAXART INC NEW | 92243A200 | COM | 15,938 | $35,000 | thousands by filing date | |
| HEIDRICK & STRUGGLES INTL IN | 422819102 | COM | 1,368 | $35,000 | thousands by filing date | |
| J P MORGAN EXCHANGE TRADED F | 46641Q746 | USD EMRNG MKT | 959 | $35,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J109 | ASIA EX JAPAN | 1,550 | $35,000 | thousands by filing date | |
| 2U INC | 90214J101 | COM | 5,686 | $35,000 | thousands by filing date | |
| VISHAY INTERTECHNOLOGY INC | 928298AP3 | NOTE 2.250% 6/1 | 38 | $35,000 | thousands by filing date | principal |
| GAN LTD | G3728V109 | SHS | 15,691 | $35,000 | thousands by filing date | |
| CBDMD INC | 12482W200 | 8% SER A CUM PFD | 10,000 | $35,000 | thousands by filing date | |
| PARTY CITY HOLDCO INC | 702149105 | COM | 22,242 | $35,000 | thousands by filing date | |
| SIFY TECHNOLOGIES LTD | 82655M107 | ADR | 20,609 | $35,000 | thousands by filing date | |
| THE REAL GOOD FOOD COMPANY I | 75601G109 | COM CL A | 5,351 | $35,000 | thousands by filing date | |
| NULL | 032108755 | NULL | 2,052 | $35,000 | thousands by filing date | |
| SOCIAL CAPITAL HEDOSOPHA HLD | G82514103 | SHS CL A | 3,445 | $35,000 | thousands by filing date | |
| KAMAN CORP | 483548AF0 | BOND | 37 | $35,000 | thousands by filing date | principal |
| RLJ LODGING TR COM | 74965L101 | REIT | 3,353 | $34,000 | thousands by filing date | |
| DREAM FINDERS HOMES INC COM CL A | 26154D100 | Stock | 3,222 | $34,000 | thousands by filing date | |
| VIRTUS INVT PARTNERS INC COM | 92828Q109 | Stock | 211 | $34,000 | thousands by filing date | |
| VICTORY CAP HLDGS INC DEL COM CL A | 92645B103 | Stock | 1,437 | $34,000 | thousands by filing date | |
| LIFE TIME GROUP HOLDINGS INC COMMON STOCK | 53190C102 | Stock | 3,430 | $34,000 | thousands by filing date | |
| PROPETRO HLDG CORP | 74347M108 | COM | 4,241 | $34,000 | thousands by filing date | |
| USA TODAY CO INC | 36472T109 | COM | 22,733 | $34,000 | thousands by filing date | |
| SEER INC | 81578P106 | COM CL A | 4,434 | $34,000 | thousands by filing date | |
| BANDWIDTH INC | 05988J103 | COM CL A | 2,901 | $34,000 | thousands by filing date | |
| ENOVIS CORPORATION | 194014502 | COM | 728 | $34,000 | thousands by filing date | |
| GRUPO AEROPORTUARIO DEL SURE | 40051E202 | SPON ADR SER B | 176 | $34,000 | thousands by filing date | |
| BGC PARTNERS INC | 05541T101 | CL A | 10,767 | $34,000 | thousands by filing date | |
| Sun Country Airlines Holding | 866683105 | COM | 2,488 | $34,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R662 | INTL DEV STRNGTH | 1,334 | $34,000 | thousands by filing date | |
| VIRGINIA NATIONAL BANKSHARES | 928031103 | COMMON STOCK | 1,057 | $34,000 | thousands by filing date | |
| CIVISTA BANCSHARES INC | 178867107 | COMMON STOCK | 1,640 | $34,000 | thousands by filing date | |
| ISHARES IBONDS 2026 TERM HIGH YIELD AND INCOME ETF | 46436E528 | ETF | 1,578 | $34,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A230 | HOYA CAP HOUSI | 1,121 | $34,000 | thousands by filing date | |
| GABELLI GLOBAL SMALL & MID C | 36249W104 | COM | 3,615 | $34,000 | thousands by filing date | |
| LAKEFRONT BIOTHERAPEUTICS NV | 36315X101 | SPON ADR | 813 | $34,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A511 | CMN | 1,234 | $34,000 | thousands by filing date | |
| WRAP TECHNOLOGIES INC | 98212N107 | COM | 20,336 | $34,000 | thousands by filing date | |
| WESTERN ASSET INVT GRADE OPP | 95790A101 | COM | 2,212 | $34,000 | thousands by filing date | |
| Great Lakes Dredge & Dock Corp | 390607109 | Common Stock | 4,428 | $34,000 | thousands by filing date | |
| ADAMS RESOURCES & ENERGY INC | 006351308 | COMMON STOCK | 1,144 | $34,000 | thousands by filing date | |
| EQRX INC | 26886C107 | COM | 6,818 | $34,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E347 | S&P500 MIN VAR | 1,025 | $34,000 | thousands by filing date | |
| BURLINGTON STORES INC | 122017AB2 | NOTE 2.250% 4/1 | 36 | $34,000 | thousands by filing date | principal |
| SMART GLOBAL HLDGS INC | G8232Y101 | COM | 2,084 | $34,000 | thousands by filing date | |
| BIOXCEL THERAPEUTICS INC | 09075P105 | COM | 2,844 | $34,000 | thousands by filing date | |
| AZUL S A | 05501U106 | OPT | 4,200 | $34,000 | thousands by filing date | |
| CENNTRO ELECTRIC GROUP LIMIT | Q6519V120 | COM | 34,582 | $34,000 | thousands by filing date | |
| SCREAMING EAGLE ACQUISITN CO | G79407113 | UNIT 01/05/2027 | 3,450 | $34,000 | thousands by filing date | |
| TIO TECH A | G8T10C122 | UNIT 04/12/2028 | 3,425 | $34,000 | thousands by filing date | |
| ETF MANAGERS TR | 26924G805 | DRONE ECONMY STG | 1,168 | $34,000 | thousands by filing date | |
| DBX ETF TR | 233051762 | XTRACK MSCI CHNA | 1,300 | $34,000 | thousands by filing date | |
| KINGSOFT CLOUD HLDGS LTD ADS | 49639K101 | ADR | 16,865 | $33,000 | thousands by filing date | |
| ISHARES ESG SELECT SCREENED S&P 500 ETF | 46436E569 | ETF | 1,229 | $33,000 | thousands by filing date | |
| IMMUNOCORE HLDGS PLC ADS | 45258D105 | ADR | 718 | $33,000 | thousands by filing date | |
| BIOMARIN PHARMACEUTICAL INC | 09061GAK7 | NOTE 1.250% 5/1 | 33 | $33,000 | thousands by filing date | principal |
| ARCTURUS THERAPEUTICS HLDGS | 03969T109 | COM | 2,313 | $33,000 | thousands by filing date | |
| ECHOSTAR CORP | 278768106 | CL A | 2,011 | $33,000 | thousands by filing date | |
| EVOLUS INC | 30052C107 | COM | 4,132 | $33,000 | thousands by filing date | |
| COHEN & STEERS REAL ESTATE O | 19249Q103 | SHS BENFIN INT | 2,532 | $33,000 | thousands by filing date | |
| AXT INC | 00246W103 | COM | 4,836 | $33,000 | thousands by filing date | |
| CB FINANCIAL SERVICES INC | 12479G101 | COMMON STOCK | 1,530 | $33,000 | thousands by filing date | |
| SOUTHSIDE BANCSHARES INC | 84470P109 | COMMON STOCK | 926 | $33,000 | thousands by filing date | |
| COMPX INTERNATIONAL INC | 20563P101 | COMMON STOCK | 2,059 | $33,000 | thousands by filing date | |
| GAIN THERAPEUTICS INC | 36269B105 | COM | 10,000 | $33,000 | thousands by filing date | |
| BICYCLE THERAPEUTICS PLC-ADR | 088786108 | SPONSORED ADS | 1,410 | $33,000 | thousands by filing date | |
| HARTFORD MULTIFACTOR EMERGING MARKETS ETF | 518416201 | ETF | 1,843 | $33,000 | thousands by filing date | |
| ISHARES MSCI NETHERLANDSETF | 464286814 | ETF | 1,081 | $33,000 | thousands by filing date | |
| PRINCIPAL EXCHANGE TRADED FD | 74255Y763 | SPECTRUM PREFERR | 1,815 | $33,000 | thousands by filing date | |
| GREENBOX POS | 39366L208 | COM NEW | 33,600 | $33,000 | thousands by filing date | |
| WESTERN ASSET MORTGAGE CAP ORD | 95790D204 | COM | 3,026 | $33,000 | thousands by filing date | |
| WISDOMTREE INTERNATIONAL ESG FUND | 97717Y709 | ETF | 1,500 | $33,000 | thousands by filing date | |
| SIMPLIFY EXCHANGE TRADED FUN | 82889N509 | NASDAQ 100 DS CN | 1,446 | $33,000 | thousands by filing date | |
| WEYCO GROUP INC COM | 962149100 | Stock | 1,565 | $32,000 | thousands by filing date | |
| SCHRODINGER INC COM | 80810D103 | Stock | 1,306 | $32,000 | thousands by filing date | |
| VIMEO INC | 92719V100 | COMMON STOCK | 8,043 | $32,000 | thousands by filing date | |
| CLIMB GLOBAL SOLUTIONS INC | 946760105 | COMMON STOCK | 1,165 | $32,000 | thousands by filing date | |
| CVRX INC | 126638105 | COMMON STOCK | 3,442 | $32,000 | thousands by filing date | |
| TIDAL TR III ETF IMPACT SHARES WOMEN'S EMPOWERMENT | 45259A100 | ETF | 1,233 | $32,000 | thousands by filing date | |
| RIDENOW GROUP INC | 781386305 | COM CL B | 1,908 | $32,000 | thousands by filing date | |
| STRIDE INC | 86333MAA6 | NOTE 1.125% 9/0 | 32 | $32,000 | thousands by filing date | principal |
| PURECYCLE TECHNOLOGIES INC | 74623V111 | *W EXP 03/17/202 | 9,500 | $32,000 | thousands by filing date | |
| SCPHARMACEUTICALS INC | 810648105 | COM | 4,926 | $32,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G862 | FLOAT RATE ETF | 1,301 | $32,000 | thousands by filing date | |
| DUN & BRADSTREET HLDGS INC | 26484T106 | COM | 2,541 | $32,000 | thousands by filing date | |
| VIZIO HOLDING CORP | 92858V101 | COMMON STOCK | 3,640 | $32,000 | thousands by filing date | |
| LIONS GATE ENTMNT CORP | 535919500 | CL B NON VTG | 4,730 | $32,000 | thousands by filing date | |
| NISOURCE INC | 65473P121 | CONV | 315 | $32,000 | thousands by filing date | |
| TOKYO LIFESTYLE CO LTD SPONSORED ADS | 98741L101 | ADR | 22,450 | $32,000 | thousands by filing date | |
| CHURCHILL CAPITAL CORP V | 17144T206 | UNIT 99/99/9999 | 3,250 | $32,000 | thousands by filing date | |
| EXCHANGE LISTED FDS TR | 30151E764 | ARMOR US EQT IDX | 1,620 | $32,000 | thousands by filing date | |
| TOWER SEMICONDUCTOR LTD SHS NEW | M87915274 | Stock | 700 | $31,000 | thousands by filing date | |
| TORM PLC SHS CL A | G89479102 | Stock | 1,516 | $31,000 | thousands by filing date | |
| AKAMAI TECHNOLOGIES INC | 00971TAL5 | NOTE 0.375% 9/0 | 33 | $31,000 | thousands by filing date | principal |
| WISDOMTREE TR | 97717W521 | JAPAN OPPOR FD | 705 | $31,000 | thousands by filing date | |
| CALERES INC | 129500104 | COM | 1,284 | $31,000 | thousands by filing date | |
| SKYX PLATFORMS CORP | 78471E105 | COM | 8,500 | $31,000 | thousands by filing date | |
| BEACON FINANCIAL CORP. | 084680107 | COM | 1,139 | $31,000 | thousands by filing date | |
| ST JOE CO | 790148100 | COM | 957 | $31,000 | thousands by filing date | |
| CALAVO GROWERS INC | 128246105 | COM | 980 | $31,000 | thousands by filing date | |
| THE ODP CORP | 88337F105 | COM | 893 | $31,000 | thousands by filing date | |
| SCHWAB LONG-TERM U.S. TREASURY ETF | 808524680 | ETF | 859 | $31,000 | thousands by filing date | |
| WHITESTONE REIT | 966084204 | COM | 3,747 | $31,000 | thousands by filing date | |
| SYNDAX PHARMACEUTICALS INC | 87164F105 | COM | 1,275 | $31,000 | thousands by filing date | |
| IDENTIV INC | 45170X205 | COM NEW | 2,408 | $31,000 | thousands by filing date | |
| ACQUIRERS SMALL AND MICRO DEEP VALUE ETF | 26922A701 | ETF | 1,111 | $31,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R697 | SP KENSHO INFRA | 953 | $31,000 | thousands by filing date | |
| PRINCIPAL EXCHANGE TRADED FD | 74255Y821 | CMN | 1,494 | $31,000 | thousands by filing date | |
| Berry Corp | 08579X101 | Common Stock | 4,066 | $31,000 | thousands by filing date | |
| FLAGSTAR BANCORP INC | 337930705 | COM PAR .001 | 907 | $31,000 | thousands by filing date | |
| HONEYWELL INTL INC | 438516906 | CALL | 6 | $31,000 | thousands by filing date | call |
| ENTHUSIAST GAMING HLDGS INC | 29385B109 | COM | 35,480 | $31,000 | thousands by filing date | |
| MOMENTUS INC | 60879E101 | COM | 22,575 | $31,000 | thousands by filing date | |
| U S XPRESS ENTERPRISES INC | 90338N202 | COM | 12,500 | $31,000 | thousands by filing date | |
| AKUMIN INC | 01021F109 | COM | 17,975 | $31,000 | thousands by filing date | |
| ALEXANDERS INC COM | 014752109 | REIT | 144 | $30,000 | thousands by filing date | |
| COMPANHIA DE SANEAMENTO BASICO SPONSORED ADR | 20441A102 | ADR | 3,223 | $30,000 | thousands by filing date | |
| ETFIS SER TR I | 26923G707 | VIRTUS NEWFLEET | 1,395 | $30,000 | thousands by filing date | |
| W & T OFFSHORE INC | 92922P106 | COM | 5,218 | $30,000 | thousands by filing date | |
| MIMEDX GROUP INC | 602496101 | COM | 10,367 | $30,000 | thousands by filing date | |
| LIVEPERSON, INC. | 538146101 | COM | 3,200 | $30,000 | thousands by filing date | |
| CAPRICOR THERAPEUTICS INC | 14070B309 | COMMON STOCK | 5,000 | $30,000 | thousands by filing date | |
| AMERICAN OUTDOOR BRANDS INC | 02875D109 | COM | 3,337 | $30,000 | thousands by filing date | |
| CONSOLIDATED COMMUNICATIONS | 209034107 | COM | 7,157 | $30,000 | thousands by filing date | |
| FRANKLIN TEMPLETON ETF TR | 35473P876 | US SML CP MLTFCT | 1,000 | $30,000 | thousands by filing date | |
| FRANKLIN TEMPLETON ETF TR | 35473P488 | US TREAS BD ETF | 1,444 | $30,000 | thousands by filing date | |
| Zedge Inc | 98923T104 | COM | 12,585 | $30,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459Y801 | DAIL CONS DI ETF | 1,276 | $30,000 | thousands by filing date | |
| PERMROCK ROYALTY TRUST | 714254109 | TR UNIT | 4,143 | $30,000 | thousands by filing date | |
| FRANKLIN TEMPLETON ETF TR | 35473P520 | GENOMIC ADV ETF | 1,019 | $30,000 | thousands by filing date | |
| CUE HEALTH INC | 229790100 | COM | 10,019 | $30,000 | thousands by filing date | |
| FTI CONSULTING INC | 302941AP4 | NOTE 2.000% 8/1 | 18,000 | $30,000 | thousands by filing date | |
| WILLIAM PENN BANCORPORATION | 96927A105 | COM | 2,710 | $30,000 | thousands by filing date | |
| POWERED BRANDS | G7209M124 | UNIT 99/99/9999 | 3,000 | $30,000 | thousands by filing date | |
| DATCHAT INC | 23816M107 | COM | 41,288 | $30,000 | thousands by filing date | |
| INVESCO ACTIVELY MANAGED EXCHA LIQ $12.06432/SH 6/26/23 | 46090A309 | LIQ $12.06432/SH 6/26/23 | 2,600 | $30,000 | thousands by filing date | |
| GDS HLDGS LTD SPONSORED ADS | 36165L108 | ADR | 1,632 | $29,000 | thousands by filing date | |
| TRAVERE THERAPEUTICS INC | 89422G107 | COM | 1,150 | $29,000 | thousands by filing date | |
| PARK AEROSPACE CORP | 70014A104 | COM | 2,574 | $29,000 | thousands by filing date | |
| NLIGHT INC | 65487K100 | COM | 3,162 | $29,000 | thousands by filing date | |
| CELLDEX THERAPEUTICS INC NEW | 15117B202 | COM NEW | 1,034 | $29,000 | thousands by filing date | |
| EDGEWELL PERSONAL CARE CO | 28035Q102 | COM | 774 | $29,000 | thousands by filing date | |
| STITCH FIX INC | 860897107 | COM CL A | 7,250 | $29,000 | thousands by filing date | |
| MICRO FOCUS INTL PLC | 594837403 | SPON ADR NEW | 5,083 | $29,000 | thousands by filing date | |
| SITIO ROYALTIES CORP | 82982V101 | CLASS A COM | 1,312 | $29,000 | thousands by filing date | |
| LUCKY STRIKE ENTERTAINMENT C | 10258P102 | CL A COM | 2,400 | $29,000 | thousands by filing date | |
| TRUBRIDGE INC | 205306103 | COM | 1,019 | $29,000 | thousands by filing date | |
| ONE LIBERTY PROPERTIES INC | 682406103 | REIT | 1,387 | $29,000 | thousands by filing date | |
| HOLLEY INC | 43538H103 | COMMON STOCK | 7,055 | $29,000 | thousands by filing date | |
| Direxion Daily Technology Bull 3X Shares | 25459W102 | ETF | 1,372 | $29,000 | thousands by filing date | |
| INVESCO BD FD | 46132L107 | COM | 2,020 | $29,000 | thousands by filing date | |
| FEDERATED HERMES ETF TRUST | 31423L107 | SHOR DU CORP ETF | 1,248 | $29,000 | thousands by filing date | |
| AUTONATION INC | 05329W952 | PUT | 5 | $29,000 | thousands by filing date | put |
| Couchbase Inc | 22207T101 | Common Stock | 2,000 | $29,000 | thousands by filing date | |
| SERES THERAPEUTICS INC | 81750R102 | COM | 4,583 | $29,000 | thousands by filing date | |
| THE BEACHBODY COMPANY INC | 073463101 | COM | 28,752 | $29,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06746P548 | FUND | 491 | $29,000 | thousands by filing date | |
| INSPIRATO INCORPORATED | 45791E107 | COM | 12,150 | $29,000 | thousands by filing date | |
| LISTED FD TR | 53656F730 | TRUESHARES STRUC | 1,250 | $29,000 | thousands by filing date | |
| PINE TECHNOLOGY ACQUISITN CO | 722850104 | CLASS A COM | 3,000 | $29,000 | thousands by filing date | |
| MEAT TECH 3D LTD | 583435102 | COM | 15,000 | $29,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X214 | EMERG MKTS ESG | 1,172 | $29,000 | thousands by filing date | |
| COMERA LIFE SCIENCES HLDGS I | 20037C108 | COM | 18,260 | $29,000 | thousands by filing date | |
| JOHN HANCOCK EXCHANGE TRADED | 47804J800 | MLTFACTR MATLS | 755 | $29,000 | thousands by filing date | |
| NATIONAL VISION HLDGS INC COM | 63845R107 | Stock | 847 | $28,000 | thousands by filing date | |
| AKAMAI TECHNOLOGIES INC | 00971TAL5 | NOTE 0.375% 9/0 | 30,000 | $28,000 | thousands by filing date | |
| PACIRA BIOSCIENCES INC | 695127AF7 | NOTE 0.750% 8/0 | 29 | $28,000 | thousands by filing date | principal |
| GROUPON INC | 399473206 | COM NEW | 3,547 | $28,000 | thousands by filing date | |
| PHREESIA INC | 71944F106 | COM | 1,076 | $28,000 | thousands by filing date | |
| INTAPP INC | 45827U109 | COM | 1,476 | $28,000 | thousands by filing date | |
| LIQUIDITY SVCS INC | 53635B107 | COM | 1,750 | $28,000 | thousands by filing date | |
| SPORTSMANS WHSE HLDGS INC | 84920Y106 | COM | 3,341 | $28,000 | thousands by filing date | |
| APPLE INC | 037833900 | CALL | 8 | $28,000 | thousands by filing date | call |
| Abrdn Emerging Markets | 00301W105 | COM | 6,027 | $28,000 | thousands by filing date | |
| DYNAGAS LNG PARTNERS LP | Y2188B108 | CMN | 9,567 | $28,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L571 | ESG & CLM INVEST | 710 | $28,000 | thousands by filing date | |
| NUTRIBAND INC | 67092M208 | COM NEW | 7,819 | $28,000 | thousands by filing date | |
| James Hardie Industries PLC | 47030M106 | Depositary Receipt | 1,405 | $28,000 | thousands by filing date | |
| SWK HLDGS CORP | 78501P203 | COM NEW | 1,625 | $28,000 | thousands by filing date | |
| NEW IRELAND FD INCORPORATED | 645673104 | Closed End Funds - Taxable | 4,191 | $28,000 | thousands by filing date | |
| ATLANTIC COASTAL ACQUISTN CO | 048453203 | UNIT 03/02/2026 | 2,900 | $28,000 | thousands by filing date | |
| NEUROMETRIX INC | 641255807 | COM | 10,000 | $28,000 | thousands by filing date | |
| DTE ENERGY CO | 233331842 | UNIT 11/01/2022 | 558 | $28,000 | thousands by filing date | |
| ENDRA LIFE SCIENCES INC COM NEW | 29273B104 | Stock | 90,287 | $28,000 | thousands by filing date | |
| ABSOLUTE SHS TR | 00400R841 | WBI BULBEAR TR | 1,554 | $28,000 | thousands by filing date | |
| BROADSTONE NET LEASE INC COM | 11135E203 | REIT | 1,715 | $27,000 | thousands by filing date | |
| WISDOMTREE TR | 97717x552 | EUROP OPPOR FD | 992 | $27,000 | thousands by filing date | |
| DHT HOLDINGS INC | Y2065G121 | SHS NEW | 3,595 | $27,000 | thousands by filing date | |
| COVENANT LOGISTICS GROUP INC | 22284P105 | CL A | 932 | $27,000 | thousands by filing date | |
| OXFORD SQUARE CAP CORP | 69181V107 | COM | 8,998 | $27,000 | thousands by filing date | |
| MFS GOVT MKTS INCOME TR | 552939100 | SH BEN INT | 8,194 | $27,000 | thousands by filing date | |
| ABRDN GLOBAL INFRA INCOME FU | 00326W106 | COM SHS BEN INT | 1,709 | $27,000 | thousands by filing date | |
| OPPENHEIMER HOLDINGS CL A | 683797104 | COMMON STOCK | 851 | $27,000 | thousands by filing date | |
| WESTERN ASSET MUN HIGH INCOME COM | 95766N103 | CEF | 4,325 | $27,000 | thousands by filing date | |
| PACER TRENDPILOT FUND OF FUNDS ETF | 69374H675 | ETF | 1,019 | $27,000 | thousands by filing date | |
| ISHARES 25 YEAR TREASURY STRIPS BOND ETF | 46436E577 | ETF | 2,000 | $27,000 | thousands by filing date | |
| WISDOMTREE INTERNATIONALMULTIFACTOR FUND | 97717Y774 | ETF | 1,241 | $27,000 | thousands by filing date | |
| INOTIV INC | 45783Q100 | COM | 1,575 | $27,000 | thousands by filing date | |
| VANECK INDONESIA INDEX ETF | 92189F833 | ETF | 1,375 | $27,000 | thousands by filing date | |
| SIMPLIFY EXCHANGE TRADED FUN | 82889N301 | CMN | 1,090 | $27,000 | thousands by filing date | |
| PROSHARES TR | 74347R180 | ULTR 7-10 TREA | 563 | $27,000 | thousands by filing date | |
| FLEXSHOPPER INC | 33939J303 | COM | 14,420 | $27,000 | thousands by filing date | |
| COWEN GROUP INC | 223622606 | COMMON STOCK | 710 | $27,000 | thousands by filing date | |
| ABRDN GLOBAL INCOME FUND INC | 003013109 | COM | 5,589 | $27,000 | thousands by filing date | |
| BLOCK INC | 852234AF0 | NOTE 0.125% 3/0 | 30,000 | $27,000 | thousands by filing date | |
| GRITSTONE BIO INC | 39868T105 | COM | 10,500 | $27,000 | thousands by filing date | |
| LEGG MASON ETF INVT | 52468L810 | WESTN ASET TTL | 1,365 | $27,000 | thousands by filing date | |
| SRAX INC | 78472M106 | CL A | 16,250 | $27,000 | thousands by filing date | |
| BANCORP INC DEL | 05969A105 | COM | 1,208 | $26,000 | thousands by filing date | |
| FORD MTR CO | 345370CZ1 | NOTE 3/1 | 28,000 | $26,000 | thousands by filing date | |
| WESTERN COPPER & GOLD CORP | 95805V108 | COM | 20,200 | $26,000 | thousands by filing date | |
| ARCUS BIOSCIENCES INC | 03969F109 | COM | 1,000 | $26,000 | thousands by filing date | |
| BALLYS CORPORATION | 05875B106 | COM | 1,294 | $26,000 | thousands by filing date | |
| CUSTOM TRUCK ONE SOURCE INC | 23204X103 | COM CL A | 4,535 | $26,000 | thousands by filing date | |
| CAMDEN NATIONAL CORP | 133034108 | COMMON STOCK | 601 | $26,000 | thousands by filing date | |
| CONCRETE PUMPING HOLDINGS IN | 206704108 | COMMON STOCK | 4,025 | $26,000 | thousands by filing date | |
| TSAKOS ENERGY NAVIGATION COM U | G9108L173 | SHS | 1,700 | $26,000 | thousands by filing date | |
| ISHARES INC | 464286210 | EURO HIGH YIELD | 673 | $26,000 | thousands by filing date | |
| EPR PPTYS | 26884U208 | PFD C CV 5.75% | 1,511 | $26,000 | thousands by filing date | |
| RBB FD INC | 74933W650 | MOTL FO NEXT ETF | 1,905 | $26,000 | thousands by filing date | |
| ADVISORSHARES TR | 00768Y768 | STAR GLOB BUYW | 800 | $26,000 | thousands by filing date | |
| FUSION FUEL GREEN PLC | G3R25D118 | CL A | 5,290 | $26,000 | thousands by filing date | |
| HUMANKIND BENEFIT CORPORATIO | 444869101 | HUMANKIND US STK | 1,110 | $26,000 | thousands by filing date | |
| ARES CAPITAL CORP | 04010LAW3 | NOTE 4.625% 3/0 | 25,000 | $26,000 | thousands by filing date | |
| TITAN MED INC | 88830X819 | COM | 62,487 | $26,000 | thousands by filing date | |
| CHURCHILL CAPITAL CORP VI | 17143W101 | COM | 2,600 | $26,000 | thousands by filing date | |
| NEW MTN FIN CORP | 647551AC4 | BOND | 26,000 | $26,000 | thousands by filing date | |
| BIG SKY GROWTH PARTNERS INC UNIT EX 040126 | 08954L201 | Stock | 2,700 | $26,000 | thousands by filing date | |
| PROVIDENT FINL SVCS INC COM | 74386T105 | Stock | 1,256 | $25,000 | thousands by filing date | |
| SKYWATER TECHNOLOGY INC COM | 83089J108 | Stock | 3,289 | $25,000 | thousands by filing date | |
| IQIYI INC SPONSORED ADS | 46267X108 | ADR | 9,201 | $25,000 | thousands by filing date | |
| NETSTREIT CORP | 64119V303 | COM | 1,423 | $25,000 | thousands by filing date | |
| COMPASS PATHWAYS PLC | 20451W101 | SPONSORED ADS | 2,354 | $25,000 | thousands by filing date | |
| CORSAIR GAMING INC | 22041X102 | COM | 2,127 | $25,000 | thousands by filing date | |
| STRATA CRITICAL MEDICAL INC | 092667104 | CL A COM | 6,440 | $25,000 | thousands by filing date | |
| WATERSTONE FINL INC MD | 94188P101 | COM | 1,513 | $25,000 | thousands by filing date | |
| ARRIVAL GROUP | L0423Q108 | SHS | 31,904 | $25,000 | thousands by filing date | |
| CUTERA INC | 232109108 | COM | 555 | $25,000 | thousands by filing date | |
| ADC THERAPEUTICS SA | H0036K147 | COMMON STOCK | 5,257 | $25,000 | thousands by filing date | |
| PROSHARES TR | 74347B581 | SP500 EX ENRGY | 323 | $25,000 | thousands by filing date | |
| Ishares Bb Rated Corp B | 46435U473 | COM | 574 | $25,000 | thousands by filing date | |
| NIU TECHNOLOGIES | 65481N100 | CMN | 6,148 | $25,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L613 | CMN | 625 | $25,000 | thousands by filing date | |
| TEUCRIUM COMMODITY TR | 88166A409 | SUGAR FD | 2,930 | $25,000 | thousands by filing date | |
| PROSHARES TR | 74347B375 | LONG ONLINE SHRT | 770 | $25,000 | thousands by filing date | |
| COSTCO WHOLESALE CORPORATION | 22160K905 | CALL | 5 | $25,000 | thousands by filing date | call |
| RETAIL OPPORTUNITY INVESTMENTS | 76131N101 | COMMON STOCK | 1,858 | $25,000 | thousands by filing date | |
| NATIONAL CINEMEDIA INC | 635309107 | COM | 38,380 | $25,000 | thousands by filing date | |
| MARINE PRODS CORP | 568427108 | cs | 3,020 | $25,000 | thousands by filing date | |
| CHEGG INC | 163092AD1 | NOTE 0.125% 3/1 | 29 | $25,000 | thousands by filing date | principal |
| BELLUS HEALTH INC NEW | 07987C204 | COM | 2,400 | $25,000 | thousands by filing date | |
| BLACKSTONE MTG TR INC | 09257WAC4 | NOTE 4.750% 3/1 | 25,000 | $25,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25460G732 | MOONSHOT INNOVAT | 1,916 | $25,000 | thousands by filing date | |
| DARE BIOSCIENCE INC | 23666P101 | COMMON | 25,200 | $25,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189H797 | FUTURE OF FOOD | 1,500 | $25,000 | thousands by filing date | |
| JOHN HANCOCK EXCHANGE TRADED | 47804J701 | MLTFACTOR ENRG | 852 | $25,000 | thousands by filing date | |
| Empire State Realty Trust, Inc. | 292104106 | Class A Common Stock, $0.01 par value per share | 3,667 | $24,000 | thousands by filing date | |
| NVE CORP COM NEW | 629445206 | Stock | 538 | $24,000 | thousands by filing date | |
| IDEAYA BIOSCIENCES INC COM | 45166A102 | Stock | 1,659 | $24,000 | thousands by filing date | |
| PAYONEER GLOBAL INC COM | 70451X104 | Stock | 3,901 | $24,000 | thousands by filing date | |
| SOUTHWEST AIRLS CO | 844741BG2 | NOTE 1.250% 5/0 | 21,000 | $24,000 | thousands by filing date | |
| ARCHER AVIATION INC | 03945R102 | COM CL A | 9,064 | $24,000 | thousands by filing date | |
| GREEN DOT CORP CLASS A | 39304D102 | CL A | 1,289 | $24,000 | thousands by filing date | |
| U S SILICA HLDGS INC | 90346E103 | COM | 2,261 | $24,000 | thousands by filing date | |
| UNIFIED SER TR | 90470L550 | BALLAST SMLMD CP | 830 | $24,000 | thousands by filing date | |
| HARMONIC INC | 413160102 | COM | 1,812 | $24,000 | thousands by filing date | |
| CORE MOLDING TECHNOLOGIES IN | 218683100 | COMMON STOCK | 2,410 | $24,000 | thousands by filing date | |
| FIRST BUSINESS FINANCIAL SER | 319390100 | COMMON STOCK | 741 | $24,000 | thousands by filing date | |
| PEAPACK GLADSTONE FINL CORP | 704699107 | COMMON STOCK | 703 | $24,000 | thousands by filing date | |
| ATEA PHARMACEUTICALS INC | 04683R106 | COMMON STOCK | 4,192 | $24,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459W847 | DAILY SMALL CAP | 850 | $24,000 | thousands by filing date | |
| CARDIOL THERAPEUTICS INC | 14161Y200 | COM CL A | 22,840 | $24,000 | thousands by filing date | |
| PULMONX CORP | 745848101 | COM | 1,462 | $24,000 | thousands by filing date | |
| Milestone Pharmaceuticals Inc | 59935V107 | COM | 2,602 | $24,000 | thousands by filing date | |
| HENNESSY ADVISORS INC | 425885100 | COM | 2,750 | $24,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y319 | CMN | 1,157 | $24,000 | thousands by filing date | |
| ALPHABET INC | 02079K905 | CALL | 25 | $24,000 | thousands by filing date | call |
| Y-mAbs Therapeutics Inc | 984241109 | Common Stock | 1,683 | $24,000 | thousands by filing date | |
| CO-DIAGNOSTICS INC | 189763105 | COM | 7,294 | $24,000 | thousands by filing date | |
| BOOKING HOLDINGS INC | 09857LAN8 | NOTE 0.750% 5/0 | 20,000 | $24,000 | thousands by filing date | |
| JAZZ INVESTMENTS I LTD | 472145AD3 | NOTE 1.500% 8/1 | 25,000 | $24,000 | thousands by filing date | |
| WEWORK INC | 96209A104 | COM | 9,108 | $24,000 | thousands by filing date | |
| AFFIMED N V | N01045108 | COM | 11,574 | $24,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06746P571 | FUND | 543 | $24,000 | thousands by filing date | |
| GUESS INC | 401617AD7 | BOND | 26 | $24,000 | thousands by filing date | principal |
| AES CORP | 00130H204 | CONV | 270 | $24,000 | thousands by filing date | |
| KATAPULT HOLDINGS INC | 485859102 | COM | 25,490 | $24,000 | thousands by filing date | |
| FORTRESS BIOTECH INC | 34960Q109 | COM | 28,201 | $24,000 | thousands by filing date | |
| ZYNERBA PHARMACEUTICALS INC | 98986X109 | COM | 31,159 | $24,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N832 | VCSHS US SML CAP | 458 | $24,000 | thousands by filing date | |
| FORUM ENERGY TECHNOLOGIES IN | 34984VAC4 | NOTE 9.000% 8/0 | 25 | $24,000 | thousands by filing date | principal |
| Natixis Loomis Sayles Short Duration Income ETF | 63873X208 | ETP | 1,016 | $24,000 | thousands by filing date | |
| EMLES TR | 291361871 | CMN | 1,000 | $24,000 | thousands by filing date | |
| IAMGOLD CORP COM | 450913108 | Stock | 21,601 | $23,000 | thousands by filing date | |
| WEATHERFORD INTL PLC ORD SHS | G48833118 | Stock | 729 | $23,000 | thousands by filing date | |
| TIDEWATER INC NEW COM | 88642R109 | Stock | 1,091 | $23,000 | thousands by filing date | |
| BANCO BBVA ARGENTINA S A | 058934100 | SPONSORED ADS | 7,500 | $23,000 | thousands by filing date | |
| ISHARES INC MSCI CHILE ETF | 464286640 | MSCI CHILE ETF | 930 | $23,000 | thousands by filing date | |
| DOCGO INC | 256086109 | COM | 2,382 | $23,000 | thousands by filing date | |
| KELLY SVCS INC | 488152208 | CL A | 1,712 | $23,000 | thousands by filing date | |
| PROSHARES TR | 74347R818 | PSHS ULT SCAP600 | 1,250 | $23,000 | thousands by filing date | |
| PTC THERAPEUTICS INC | 69366J200 | COM | 459 | $23,000 | thousands by filing date | |
| HONEST CO INC | 438333106 | COM | 6,674 | $23,000 | thousands by filing date | |
| CLEARBRIDGE ENERGY MLP TOTAL R | 18469Q207 | COM | 868 | $23,000 | thousands by filing date | |
| DERMTECH INC | 24984K105 | COM | 5,710 | $23,000 | thousands by filing date | |
| TRICON RESIDENTIAL INC | 89612W102 | COM NPV | 2,640 | $23,000 | thousands by filing date | |
| URBAN OUTFITTERS INC | 917047102 | COM | 1,167 | $23,000 | thousands by filing date | |
| OP BANCORP | 67109R109 | COMMON STOCK | 2,085 | $23,000 | thousands by filing date | |
| CAPITAL CITY BANK GROUP INC | 139674105 | COMMON STOCK | 748 | $23,000 | thousands by filing date | |
| CITIZENS NORTHERN CORP | 172922106 | COMMON STOCK | 925 | $23,000 | thousands by filing date | |
| EVI INDUSTRIES INC | 26929N102 | COMMON STOCK | 1,248 | $23,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A628 | POINT BRIDGE AMR | 670 | $23,000 | thousands by filing date | |
| AMERICAN CENTY ETF TR | 025072794 | FOCUSED LRG CAP | 433 | $23,000 | thousands by filing date | |
| VILLAGE FARMS INTL INC | 92707Y108 | COM | 11,665 | $23,000 | thousands by filing date | |
| BANK MONTREAL MEDIUM | 06368B504 | CMN | 1,103 | $23,000 | thousands by filing date | |
| ARMATA PHARMACEUTICALS INC | 04216R102 | COM | 5,500 | $23,000 | thousands by filing date | |
| FTAI AVIATION LTD | 34960P101 | COM | 1,555 | $23,000 | thousands by filing date | |
| TRIUMPH GROUP INC NEW | 896818101 | COM | 2,680 | $23,000 | thousands by filing date | |
| SPRUCE POWER HOLDING CORP | 9837FR100 | COMMON STOCK | 25,752 | $23,000 | thousands by filing date | |
| LUNA INNOVATIONS INC | 550351100 | COM | 5,104 | $23,000 | thousands by filing date | |
| WHEELS UP EXPERIENCE I F | 96328L106 | Com | 18,981 | $23,000 | thousands by filing date | |
| PRIMO WATER CORPORATION | 74167P108 | COM | 1,880 | $23,000 | thousands by filing date | |
| VELODYNE LIDAR INC | 92259F101 | COM | 23,618 | $23,000 | thousands by filing date | |
| ATRECA INC | 04965G109 | COM | 14,791 | $23,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06746P480 | FUND | 800 | $23,000 | thousands by filing date | |
| AMERICAN NATL BANKSHARES INC | 027745108 | COM | 715 | $23,000 | thousands by filing date | |
| ACTIVESHARES ETF TR | 00509W105 | CLRBRDG FCS ESG | 833 | $23,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001677044-22-000035 | this filing | 2022-11-14 | acceptance time not in the bulk data set |