13F-HR filed by OSAIC HOLDINGS, INC.
OSAIC HOLDINGS, INC. filed this 13F-HR for the quarter ended 2022-09-30, filed 2022-11-14, with 7,623 holding rows worth $43,750,732,000.
- Accession
- 0001677044-22-000035
- Filer
- CIK 1677044
- Filed
- 2022-11-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2022
A holdings report, 35,410 entries on the cover page, a total value of $43,750,732,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $43,750,732,000 with VALUE read as thousands by filing date, 13F file number 028-20288. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerROYAL ALLIANCE ASSOCIATES, INC.
- included managerSAGEPOINT FINANCIAL, INC.
- included managerFSC SECURITES, INC.
- included managerWOODBURY FINANCIAL SERVICES, INC.
- included managerSECURITIES AMERICA ADVISORS INC
- included managerLADENBURG THALMANN ASSET MANAGEMENT
- included managerARBOR POINT ADVISORS, LLC
- included managerTRIAD HYBRID SOLUTIONS, LLC
- included managerTRIAD ADVISORS, LLC
- included managerVISION2020 WEALTH MANAGEMENT CORP.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| EPIPHANY TECHNOLOGY ACQUISIT | 29429X117 | *W EXP 01/12/202 | 756 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BERKSHIRE GREY INC | 084656115 | *W EXP 07/21/202 | 1,150 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CALYXT INC | 13173L107 | COM | 904 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| IM CANNABIS CORP | 44969Q208 | COM NEW | 46 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HELIUS MED TECHNOLOGIES INC | 42328V603 | COM CL A NEW | 200 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NOVABAY PHARMACEUTICALS INC | 66987P201 | COM NEW | 1,260 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| COMSOVEREIGN HLDG CORP | 205650203 | COM NEW | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AMERICAN VRTUAL CLOUD TECH I | 030382105 | COM | 1,900 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CNS PHARMACEUTICALS INC | 18978H102 | COM | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SIGNATURE BK NEW YORK N Y | 82669G904 | CALL | 1 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| OPGEN INC | 68373L307 | COM | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ORAGENICS INC | 684023302 | COM PAR | 313 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ETF SER SOLUTIONS | 26922B816 | DEFIANCE DIGITAL | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VOLTA INC | 92873V110 | *W EXP 08/26/202 | 500 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CONTRAFECT CORP | 212326300 | COM | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| IDERA PHARMACEUTICALS INC | 45168K405 | COM PAR | 30 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SOLIGENIX INC | 834223307 | COM | 1,256 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| POSHMARK INC | 73739W904 | CALL | 8 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| OBLONG INC | 674434105 | COM | 633 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CYTOSORBENTS CORP | 23283X906 | CALL | 30 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| METACRINE INC | 59101E103 | COM | 15 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DAVE INC | 23834J102 | CLASS A COM | 500 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| JAGUAR HEALTH INC | 47010C607 | COM | 120 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BAOSHENG MEDIA GROUP HLDNG L | G08908116 | SHS | 74 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ALTERITY THERAPEUTICS LTD | 02155X106 | SPONSORED ADR | 823 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ALLIED HEALTHCARE PRODS INC | 019222207 | COM | 180 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CATALYST PARTNRS ACQUISITN C | G19550121 | *W EXP 05/12/202 | 1,478 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LANDSEA HOMES CORP | 51509P111 | *W EXP 01/08/202 | 2,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SNOW LAKE RES LTD | 83336J208 | COM | 190 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ADTHEORENT HOLDING COMPANY | 00739D117 | YW EXP 12/26/202 | 34 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| KNIGHTSCOPE INC | 49907V102 | CLASS A COM | 200 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| THE LION ELECTRIC COMPANY | 536221112 | *W EXP 05/06/202 | 125 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LILIUM N V | N52586117 | *W EXP 09/14/202 | 1,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ZEROFOX HLDGS INC | 98955G111 | *W EXP 08/03/202 | 800 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| OSIRIS ACQUISITION CORP | 68829A111 | *W EXP 05/01/202 | 300 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| IMAC HLDGS INC | 44967K112 | *W EXP 02/12/202 | 2,340 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LANDCADIA HOLDINGS IV INC | 51477A112 | *W EXP 03/29/202 | 250 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| APEXIGEN INC | 03759B110 | *W EXP 07/29/202 | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BETTER WORLD ACQUISITION COR | 08772B112 | *W EXP 11/15/202 | 621 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| POST HOLDINGS PARTNERING COR | 737465112 | *W EXP 04/12/202 | 2,427 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SPI ENERGY CO LTD | G8651P110 | SHS NEW | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TIDEWATER INC NEW | 88642R174 | *W EXP 11/14/202 | 18 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SONOMA PHARMACEUTICALS INC | 83558L204 | COM NEW | 166 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| THERIVA BIOLOGICS INC | 87164U409 | COM NEW | 47 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FRANKLIN FTSE RUSSIA ETF | 35473P728 | OUTDATED | 9,185 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GREENLANE HLDGS INC CLASS A | 395330202 | COM | 148 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| IVEDA SOLUTIONS INC | 46583A204 | COM NEW | 259 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INMED PHARMACEUTICALS INC | 457637601 | COM NEW | 76 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CRUCIBLE ACQUISITION CORP | 22877P207 | UNIT 12/26/2025 | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| RECON TECHNOLOGY LTD | G7415M124 | COMMON | 600 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| APPLIED DNA SCIENCES INC | 03815U300 | COMMON | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NUCANA PLC | 67022C106 | ADR | 54 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| KIORA PHARMACEUTICALS INC | 49721T309 | COMMON | 36 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VANECK EGYPT INDEX ETF | 92189F775 | FUND | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CN ENERGY GROUP INC | G2181K105 | COMMON | 170 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TITAN PHARMACEUTICALS INC DE | 888314606 | COMMON | 14 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| APTEVO THERAPEUTICS INC | 03835L207 | COMMON | 30 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NEMAURA MED INC | 640442208 | COMMON | 50 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Ohr Pharmaceutical Inc | 64132K102 | COM | 450 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| COLOR STAR TECHNOLOGY CO LTD | G2287A209 | USD CL A ORD SHS | 262 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Uxin Ltd | 91818X108 | ADS | 120 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| RUBICON TECHNOLOGIES INC CL A | 78112J109 | Stock | 128 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CHINA JO-JO DRUGSTORES INC ORD SHS | G2124G112 | Stock | 15 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ETF MANAGERS TR | 26924G755 | ETFMG US ALTER | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AGRIFY CORP | 00853E107 | COM | 1,459 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PLURI INC | 72942G104 | COM | 275 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| APPLIED GENETIC TECHNOL CORP | 03820J100 | COM | 1,400 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SPRAGUE RES LP | 849343108 | COM UNIT REP LTD | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ISHARES TR | 46435G862 | MSCI UN KNGDOM | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HYCROFT MINING HOLDING CORP | 44862P125 | W EXP 10/12/202 | 53 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ASTROTECH CORP | 046484200 | COM NEW | 250 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LOGICBIO THERAPEUTICS INC | 54142F102 | COM | 925 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EDESA BIOTECH INC | 27966L108 | COM | 108 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BIO-PATH HLDGS INC | 09057N300 | COM | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TOP SHIPS INC | Y8897Y198 | SHS NEW | 61 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| REUNION NEUROSCIENCE INC | 76134G103 | COM | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EXELA TECHNOLOGIES INC | 30162V706 | COM | 220 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HALL OF FAME RESORT & ENTMT | 40619L102 | COM | 113 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CEA INDUSTRIES INC | 86887P200 | COM NEW | 24 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SWITCHBACK II CORP | 09077j115 | WT | 81 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GREENWAVE TECHNOLOGY SOLUTIO | 57630J304 | USD | 44 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| THERMOGENESIS HLDGS INC | 88362L100 | COM | 600 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NEXIMMUNE INC | 65344D109 | COM | 150 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AVALO THERAPEUTICS INC COM NEW | 05338F207 | Stock | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CODIAK BIOSCIENCES INC | 192010106 | COM | 38 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NIKOLA CORP | 654110905 | COM | 7 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| ACER THERAPEUTICS INC | 00444P108 | CMN | 200 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| STEEL CONNECT INC | 858098106 | CMN | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| OYSTER ENTERPRISES ACQ CORP | 69242M112 | WTS | 500 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FUSION ACQUISITION CORP II | 36118N110 | WTS | 334 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NANTHEALTH INC | 630104107 | CMN | 1,358 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| COCRYSTAL PHARMA INC | 19188J300 | CMN | 20 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SUPER GROUP SGHC LIMITED | G8588X111 | WTS | 500 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FRESH TRACKS THERAPEUTICS INC | 10802T204 | Com | 43 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| THE BEACHBODY COMPANY INC | 073463119 | *W EXP 12/31/202 | 200 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FORWARD PHARMA A/S | 34986J204 | SPONSORED ADS NEW | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WTS/NOVUS CAPITAL CORP11.5000EXP06/30/2027 | 03783T111 | WARR | 61 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TUESDAY MORNING CORP | 89904V101 | COM | 1,972 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BIMI INTERNATIONAL MEDICAL I | 05552Q202 | COM NEW | 580 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MIDWEST HLDG INC | 59833J206 | COM NEW | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SUNLIGHT FINANCIAL HOLDINGS | 86738J114 | *W EXP 07/09/202 | 300 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SHIFTPIXY INC | 82452L302 | COM NEW | 18 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WISDOMTREE TR | 97717Y584 | U S GRWT & MNTM | 15 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MEDAVAIL HOLDINGS INC | 58406B103 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ASCENT SOLAR TECHNOLOGIES INC COM NEW | 043635606 | Stock | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ACORDA THERAPEUTICS INC COM | 00484M601 | Stock | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BIOLASE INC | 090911405 | cs | 28 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SITIO ROYALTIES CORP | 82982V119 | *W EXP 08/23/202 | 205 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| METEN HOLDING GROUP LTD | G6055H148 | SHS NEW | 984 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LIBERTY MEDIA ACQUISITION CO | 53073L112 | *W EXP 99/99/999 | 50 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AGILE THERAPEUTICS INC | 00847L209 | COM NEW | 1,147 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| QUALTRICS INTL INC | 747601901 | CALL | 2 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| SKILLZ INC | 83067L909 | COM | 5 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| LIGHTNING EMOTORS INC | 53228T901 | CALL | 20 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| AKERNA CORP | 00973W102 | COM | 3,605 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VYANT BIO INC | 92942V109 | COM | 120 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BAUDAX BIO INC | 07160F206 | COM NEW | 942 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INTERPRIVATE II ACQUISITION | 46064Q116 | *W EXP 03/09/202 | 1,429 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AMERICAS TECHNOLOGY ACQSN CO | G0404A110 | *W EXP 12/31/202 | 400 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ALFI INC | 00161P109 | COM | 75 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PALISADE BIO INC | 696389105 | COM | 1,093 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INPIXON | 45790J800 | COM | 24 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ALTAMIRA THERAPEUTICS LTD | G0360L100 | SHS | 310 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001677044-22-000035 | this filing | 2022-11-14 | acceptance time not in the bulk data set |