13F-HR filed by OSAIC HOLDINGS, INC.
OSAIC HOLDINGS, INC. filed this 13F-HR for the quarter ended 2021-12-31, filed 2022-02-03, with 7,639 holding rows worth $52,834,878,000.
- Accession
- 0001677044-22-000001
- Filer
- CIK 1677044
- Filed
- 2022-02-03
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2021
A holdings report, 34,761 entries on the cover page, a total value of $52,834,878,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $52,834,878,000 with VALUE read as thousands by filing date, 13F file number 028-20288. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerROYAL ALLIANCE ASSOCIATES, INC.
- included managerSAGEPOINT FINANCIAL, INC.
- included managerFSC SECURITES, INC.
- included managerWOODBURY FINANCIAL SERVICES, INC.
- included managerSECURITIES AMERICA ADVISORS INC
- included managerLADENBURG THALMANN ASSET MANAGEMENT
- included managerARBOR POINT ADVISORS, LLC
- included managerTRIAD HYBRID SOLUTIONS, LLC
- included managerTRIAD ADVISORS, LLC
- included managerVISION2020 WEALTH MANAGEMENT CORP.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| KINNATE BIOPHARMA INC | 49705R105 | COM | 9 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CAREMAX INC | 14171W103 | COM | 28 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DHC ACQUISITION CORP | G2758T117 | WARR | 540 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EDIFY ACQUISITION CORP | 28059Q111 | WARR | 500 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GUARDION HEALTH SCIENCES INC | 40145Q401 | COM | 300 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ASSEMBLY BIOSCIENCES INC | 045396108 | COM | 18 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ALTISOURCE ASSET MGMT CORP | 02153X108 | COM | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LUCIRA HEALTH INC | 54948U105 | COM | 50 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CORENERGY INFRASTRUCTURE TR | 21870U502 | TRUS | 60 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AMERICAN NATIONAL GROUP INC | 02772A109 | COM NEW | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BIOMX INC | 09090D103 | COM | 250 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INDAPTUS THERAPEUTICS INC (US) Old | 45339J105 | COM | 82 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TEAM INC | 878155100 | COM | 382 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GOLD STD VENTURES CORP | 380738104 | COM | 1,005 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| UTSTARCOM HOLDINGS CORP | G9310A114 | SHS NEW | 449 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GOLDEN MINERALS COMPANY | 381119106 | COM | 154 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HEMISPHERE MEDIA GROUP INC CL A | 42365Q103 | COM | 73 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PHOENIX NEW MEDIA LTD | 71910C103 | SPONSORED ADR | 603 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| XINYUAN REAL ESTATE CO LTD | 98417P105 | SPONS ADR | 695 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| OCEAN BIO-CHEM INC | 674631106 | COM | 21 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FORTUNA SILVER MINES INC COMMON STOCK | 349915908 | Cmn | 10 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| ITERUM THERAPEUTICS PLC SHS NEW | G6333L101 | Stock | 1,280 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FUBOTV INC | 35953D904 | CLASS A COM SHS | 1 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| PURPLE BIOTECH LTD SPONSORED ADR | 74638P109 | ADR | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| IMMUNOPRECISE ANTIBODIES LTDCOM NEW | 45257F200 | cs | 20 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ISHARES MORNINGSTAR MID CAP ETF | 46434G202 | ETF | 15 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WORKSPORT LTD | 98139q209 | COM | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AVEPOINT INC | 053604112 | *W EXP 09/18/202 | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HOTH THERAPEUTICS INC COM NEW | 44148G105 | Stock | 101 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CHURCHILL CAPITAL CORP VI | 17143W119 | *W EXP 02/17/202 | 120 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AEQUI ACQUISITION CORP | 00775W110 | *W EXP 11/30/202 | 300 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CHURCHILL CAPITAL CORP VII | 17144M110 | *W EXP 02/29/202 | 400 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BRIDGETOWN HOLDINGS LTD | G1355U121 | *W EXP 09/30/202 | 300 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| YUNJI INC | 98873N107 | ADS RP CL A | 158 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TB SA ACQUISITION CORP | G8657L121 | *W EXP 03/25/202 | 167 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AUTHENTIC EQUITY ACQUISTN CO | G06607124 | *W EXP 01/20/202 | 500 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VIRPAX PHARMACEUTICALS INC | 928251107 | COM | 50 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| COMPUTE HEALTH ACQUISITIN CO | 204833115 | *W EXP 01/25/202 | 160 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SIO GENE THERAPIES INC | 829399104 | COM | 86 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EPIPHANY TECHNOLOGY ACQUISIT | 29429X117 | *W EXP 01/12/202 | 947 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CALYXT INC | 13173L107 | COM | 154 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| RA MED SYS INC | 74933X203 | COM | 336 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NOVABAY PHARMACEUTICALS INC | 66987P201 | COM NEW | 1,260 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SONIM TECHNOLOGIES INC | 83548F200 | COM NEW | 50 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CNS PHARMACEUTICALS INC | 18978H102 | COM | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CREATIVE REALITIES INC | 22530J200 | COM | 300 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ORAGENICS INC | 684023302 | COM PAR | 513 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ELECTROCORE INC | 28531P103 | COM | 600 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ETF SER SOLUTIONS | 26922B816 | DEFIANCE DIGITAL | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| IDERA PHARMACEUTICALS INC | 45168K405 | COM PAR | 89 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| COUPA SOFTWARE INC | 22266L906 | CALL | 1 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| SOLIGENIX INC | 834223307 | COM | 1,256 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| METACRINE INC | 59101E103 | COM | 15 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| JAGUAR HEALTH INC | 47010C607 | COM | 200 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ALTERITY THERAPEUTICS LTD | 02155X106 | SPONSORED ADR | 375 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ALLIED HEALTHCARE PRODS INC | 019222207 | COM | 62 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ION GEOPHYSICAL CORP | 462044207 | COMMON STOCK | 29 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ADTHEORENT HOLDING COMPANY | 00739D117 | YW EXP 12/26/202 | 34 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BIOMERICA INC | 09061H307 | COM NEW | 50 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| IDW MEDIA | 44951N106 | COM | 190 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| THE LION ELECTRIC COMPANY | 536221112 | *W EXP 05/06/202 | 125 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| OSIRIS ACQUISITION CORP | 68829A111 | *W EXP 05/01/202 | 300 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CONX CORP | 212873202 | UNIT 10/30/2027 | 27 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LANDCADIA HOLDINGS IV INC | 51477A112 | *W EXP 03/29/202 | 250 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| 7GC & CO HOLDINGS INC | 81786A115 | *W EXP 12/28/202 | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BETTER WORLD ACQUISITION COR | 08772B112 | *W EXP 11/15/202 | 621 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BIOMX INC | 09090D111 | *W EXP 10/28/202 | 1,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EAST RES ACQUISITION CO | 274681204 | UNIT 07/01/2027 | 25 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SPI ENERGY CO LTD | G8651P110 | SHS NEW | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TIDEWATER INC NEW | 88642R174 | *W EXP 11/14/202 | 34 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| THERIVA BIOLOGICS INC COM NEW | 87164U201 | Stock | 479 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FORMA THERAPEUTICS HLDGS INC | 34633R104 | SHS | 14 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CRUCIBLE ACQUISITION CORP | 22877P207 | UNIT 12/26/2025 | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LEJU HLDGS LTD | 50187J108 | SPONSORED ADS | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| COREPOINT LODGING INC | 21872L104 | COM | 16 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CELLEBRITE DI LTD | M2197Q115 | WARRANT | 133 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| APPLIED DNA SCIENCES INC | 03815U300 | COMMON | 29 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NUCANA PLC | 67022C106 | ADR | 154 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CN ENERGY GROUP INC | G2181K105 | COMMON | 170 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TITAN PHARMACEUTICALS INC DE | 888314606 | COMMON | 15 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| APTEVO THERAPEUTICS INC | 03835L207 | COMMON | 30 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ETF MANAGERS TR | 26924G755 | ETFMG US ALTER | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EXTERRAN CORP | 30227H106 | COM | 233 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SPRAGUE RES LP | 849343108 | COM UNIT REP LTD | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HYCROFT MINING HOLDING CORP | 44862P125 | W EXP 10/12/202 | 53 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ONCOSEC MED INC | 68234L306 | COM | 65 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ASTROTECH CORP | 046484200 | COM NEW | 300 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GREAT ELM CAP CORP | 390320109 | COM | 13 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AKOUOS INC | 00973J101 | COM | 52 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EVOKE PHARMA INC | 30049G104 | COM | 500 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BIO-PATH HLDGS INC | 09057N300 | COM | 14 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SWITCHBACK II CORP | 09077j115 | WT | 81 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SPARK NETWORKS SE | 846517100 | SPONSORED ADR | 64 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CALITHERA BIOSCIENCES INC COM NEW | 13089P101 | Stock | 893 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CODIAK BIOSCIENCES INC | 192010106 | COM | 19 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VIRGIN GALACTIC HOLDINGS INC | 92766K906 | COM | 1 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| AKERNA CORP | 00973W110 | WTS | 600 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ACER THERAPEUTICS INC | 00444P108 | CMN | 200 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| STEEL CONNECT INC | 858098106 | CMN | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| OYSTER ENTERPRISES ACQ CORP | 69242M112 | WTS | 500 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MDH ACQUISITION CORP | 55283P114 | WTS | 300 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FUSION ACQUISITION CORP II | 36118N110 | WTS | 334 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NANTHEALTH INC | 630104107 | CMN | 382 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| COCRYSTAL PHARMA INC | 19188J300 | CMN | 553 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EXCHANGE LISTED FDS TR | 30151E616 | CMN | 12 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WARRIOR TECHNOLOGIES ACQUI C | 936273119 | WTS | 250 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NOVAN INC COM NEW | 66988N205 | Stock | 50 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INVITAE CORP | 46185L903 | CALL | 13 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| THE BEACHBODY COMPANY INC | 073463119 | *W EXP 12/31/202 | 200 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| COMSOVEREIGN HLDG CORP | 205650112 | *W EXP 12/18/202 | 500 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WTS/NOVUS CAPITAL CORP11.5000EXP06/30/2027 | 03783T111 | WARR | 370 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MIDWEST HLDG INC | 59833J206 | COM NEW | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SUNLIGHT FINANCIAL HOLDINGS | 86738J114 | *W EXP 07/09/202 | 600 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MEDAVAIL HOLDINGS INC | 58406B103 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CYCLERION THERAPEUTICS INC | 23255M105 | COM | 12 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PROSHARES TR | 74347G713 | ULTSHT FINLS NEW | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BAOSHENG MEDIA GROUP HLDNG L | G08908108 | SHS | 235 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ACORDA THERAPEUTICS INC COM | 00484M601 | Stock | 85 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CRUCIBLE ACQUISITION CORP | 22877P116 | *W EXP 12/26/202 | 433 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FALCON MINERALS CORP | 30607B208 | *W EXP 07/21/202 | 205 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EJF ACQUISITION CORP | G2955B125 | *W EXP 03/10/202 | 300 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LIBERTY MEDIA ACQUISITION CO | 53073L112 | *W EXP 99/99/999 | 50 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FARMMI INC SHS NEW | G33277107 | Stock | 200 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| YUMANITY THERAPEUTICS INC | 98872L102 | COM | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SINTX TECHNOLOGIES INC | 829392307 | COM NEW | 85 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INVIVO THERAPEUTICS HLDGS CORP COM | 46186M506 | Stock | 108 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AMERICAS TECHNOLOGY ACQSN CO | G0404A110 | *W EXP 12/31/202 | 400 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PALISADE BIO INC | 696389105 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INPIXON | 45790J800 | COM | 24 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HTG MOLECULAR DIAGNOSTICS IN | 40434H203 | COM NEW | 13 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HEXO CORP | 428304907 | CALL | 18 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| HAILIANG ED GROUP INC | 40522L108 | SPONSORED ADR | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BROOKLINE CAP ACQUISITION CO | 11374E112 | *W EXP 08/31/202 | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SECOND SIGHT MED PRODS INC | 81362J126 | *W EXP 03/14/202 | 45 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CHINA JO-JO DRUGSTORES INC | G2124G104 | ORD SHS | 180 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| RTS/SPECIAL OPPORTUNITIES FUND, INC. EXP12/31/2099 | 84741T138 | COM | 7,623 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| IVANHOE CAPITAL ACQUISTIN CO | G4R87P106 | WTS | 185 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CHINA FIN ONLINE CO LTD | 169379203 | SPONSORD ADS NEW | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WEIDAI LTD | 94861A108 | SPONS ADS | 228 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001677044-22-000001 | this filing | 2022-02-03 | acceptance time not in the bulk data set |