13F-HR filed by OSAIC HOLDINGS, INC.
OSAIC HOLDINGS, INC. filed this 13F-HR for the quarter ended 2021-12-31, filed 2022-02-03, with 7,639 holding rows worth $52,834,878,000.
- Accession
- 0001677044-22-000001
- Filer
- CIK 1677044
- Filed
- 2022-02-03
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2021
A holdings report, 34,761 entries on the cover page, a total value of $52,834,878,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $52,834,878,000 with VALUE read as thousands by filing date, 13F file number 028-20288. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerROYAL ALLIANCE ASSOCIATES, INC.
- included managerSAGEPOINT FINANCIAL, INC.
- included managerFSC SECURITES, INC.
- included managerWOODBURY FINANCIAL SERVICES, INC.
- included managerSECURITIES AMERICA ADVISORS INC
- included managerLADENBURG THALMANN ASSET MANAGEMENT
- included managerARBOR POINT ADVISORS, LLC
- included managerTRIAD HYBRID SOLUTIONS, LLC
- included managerTRIAD ADVISORS, LLC
- included managerVISION2020 WEALTH MANAGEMENT CORP.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| HOWARD BANCORP INC COM | 442496105 | COM | 338 | $7,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E804 | NASDQ CHINA TECH | 336 | $7,000 | thousands by filing date | |
| SOS LIMITED | 83587W106 | SPNSORD ADS NEW | 8,850 | $7,000 | thousands by filing date | |
| OPGEN INC | 68373L307 | COM | 7,200 | $7,000 | thousands by filing date | |
| PROTAGENIC THERAPEUTICS INC | 74365N103 | COM | 5,055 | $7,000 | thousands by filing date | |
| PROSHARES TR | 74347G689 | ULTSHT RUSS2000 | 525 | $7,000 | thousands by filing date | |
| BURGERFI INTERNATIONAL INC | 12122L101 | COM | 1,159 | $7,000 | thousands by filing date | |
| SCORPIUS HOLDINGS INC | 42237K409 | COMMON | 2,115 | $7,000 | thousands by filing date | |
| American Century Emerging Markets Bond ETF | 025072414 | ETP | 154 | $7,000 | thousands by filing date | |
| AGRIFY CORP | 00853E107 | COM | 796 | $7,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y723 | EDUCATION ETF | 789 | $7,000 | thousands by filing date | |
| 180 LIFE SCIENCES CORP | 68236V104 | COM | 1,715 | $7,000 | thousands by filing date | |
| AETHLON MED INC | 00808Y307 | COM | 3,765 | $7,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y798 | HEALTH WELLNESS | 236 | $7,000 | thousands by filing date | |
| SINGULARITY FUTURE TECH LTD | 82935V208 | CMN | 1,500 | $7,000 | thousands by filing date | |
| GRANITE PT MTG TR INC | 38741LAC1 | NOTE 6.375%10/0 | 7 | $7,000 | thousands by filing date | principal |
| OCEANPAL INC | Y6430L103 | COMMON STOCK | 3,448 | $7,000 | thousands by filing date | |
| METEN HOLDING GROUP LTD | G6055H114 | ORD SHS | 31,000 | $7,000 | thousands by filing date | |
| EQ HEALTH ACQUISITION CORP UNIT EXP 020228 | 26886A200 | Stock | 696 | $7,000 | thousands by filing date | |
| SOLARIS ENERGY INFRAS INC COM CL A | 83418M103 | Stock | 962 | $6,000 | thousands by filing date | |
| FRONTIER GROUP HLDGS INC COM | 35909R108 | Stock | 527 | $6,000 | thousands by filing date | |
| ARBE ROBOTICS LTD ORDINARY SHARES | M1R95N100 | Stock | 600 | $6,000 | thousands by filing date | |
| ADMA BIOLOGICS INC | 000899104 | COM | 4,276 | $6,000 | thousands by filing date | |
| ANIXA BIOSCIENCES INC | 03528H109 | COM | 1,900 | $6,000 | thousands by filing date | |
| CANAAN INC | 134748102 | SPONSORED ADS | 1,245 | $6,000 | thousands by filing date | |
| GCM GROSVENOR INC | 36831E108 | COM CL A | 540 | $6,000 | thousands by filing date | |
| PC CONNECTION INC | 69318J100 | COM | 127 | $6,000 | thousands by filing date | |
| DORIAN LPG LTD | Y2106R110 | SHS USD | 411 | $6,000 | thousands by filing date | |
| ROCKET PHARMACEUTICALS INC | 77313F106 | COM | 309 | $6,000 | thousands by filing date | |
| SIRIUSPOINT LTD | G8192H106 | COM | 700 | $6,000 | thousands by filing date | |
| BEL FUSE INC | 077347300 | CL B | 450 | $6,000 | thousands by filing date | |
| TETRA TECHNOLOGIES INC DEL | 88162F105 | COM | 2,248 | $6,000 | thousands by filing date | |
| NOAH HLDGS LTD | 65487X102 | SPON ADS CL A | 209 | $6,000 | thousands by filing date | |
| ENANTA PHARMACEUTICALS INC | 29251M106 | COM | 73 | $6,000 | thousands by filing date | |
| KLX ENERGY SERVICES HOLDINGS | 48253L205 | COM NEW | 2,073 | $6,000 | thousands by filing date | |
| QUIPT HOME MEDICAL CORP | 74880P104 | COM | 1,000 | $6,000 | thousands by filing date | |
| VERA BRADLEY INC | 92335C106 | COM | 729 | $6,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y491 | DAX GERMANY ETF | 200 | $6,000 | thousands by filing date | |
| OFG BANCORP | 67103X102 | COM | 252 | $6,000 | thousands by filing date | |
| WILLDAN GROUP INC | 96924N100 | COM | 160 | $6,000 | thousands by filing date | |
| SERITAGE GROWTH PPTYS | 81752R100 | CL A | 471 | $6,000 | thousands by filing date | |
| CHOICEONE FINANCIAL SVCS INC | 170386106 | COMMON STOCK | 220 | $6,000 | thousands by filing date | |
| VELOCITY FINANCIAL INC | 92262D101 | COMMON STOCK | 450 | $6,000 | thousands by filing date | |
| HOOKER FURNISHINGS CORPORATI | 439038100 | COM | 247 | $6,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092295 | FUN SMA MID ETF | 233 | $6,000 | thousands by filing date | |
| WHITEHAWK THERAPEUTICS INC | 00032Q104 | CMN | 259 | $6,000 | thousands by filing date | |
| EXCHANGE LISTED FDS TR | 30151E715 | ETC CABANA TARGT | 222 | $6,000 | thousands by filing date | |
| CAMBRIA ETF TR | 132061508 | GLB MOMENT ETF | 200 | $6,000 | thousands by filing date | |
| ARCHER AVIATION INC | 03945R110 | *W EXP 09/16/202 | 5,000 | $6,000 | thousands by filing date | |
| GREENLAND TECHNOLOGIES HLDG | G4095T107 | ORD SHS CL A | 1,069 | $6,000 | thousands by filing date | |
| NEW YORK LIFE INVESTMENTS ET | 45409B453 | CANDRIAM INTL EQ | 193 | $6,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R779 | EMERGING MKTS | 123 | $6,000 | thousands by filing date | |
| INNOVATOR ETFS TRUST | 45782C235 | INVATR 20 PLS 9 | 250 | $6,000 | thousands by filing date | |
| TARGET CORP | 87612E906 | CALL | 1 | $6,000 | thousands by filing date | call |
| KRANESHARES TRUST | 500767835 | MSCI ALL CHINA | 222 | $6,000 | thousands by filing date | |
| XPENG INC | 98422D905 | CALL | 2 | $6,000 | thousands by filing date | call |
| HECLA MINING COMPANY | 422704205 | PFD CV SER B | 100 | $6,000 | thousands by filing date | |
| CROWN CASTLE INC | 22822V901 | CALL | 1 | $6,000 | thousands by filing date | call |
| SEA LTD | 81141R900 | CALL | 1 | $6,000 | thousands by filing date | call |
| BILL HOLDINGS INC | 090043900 | CALL | 1 | $6,000 | thousands by filing date | call |
| DOLLAR GEN CORP | 256677905 | CALL | 1 | $6,000 | thousands by filing date | call |
| MODERNA INC | 60770K957 | PUT | 2 | $6,000 | thousands by filing date | put |
| ZOOM COMMUNICATIONS INC | 98980L901 | CALL | 4 | $6,000 | thousands by filing date | call |
| TELADOC HEALTH INC CALL | 87918A905 | OPTION | 8 | $6,000 | thousands by filing date | call |
| NORWEGIAN CRUISE LINE HLDGS | G66721904 | SHS | 40 | $6,000 | thousands by filing date | call |
| SPORTRADAR GROUP AG | H8088L903 | CLASS A ORD SHS | 10 | $6,000 | thousands by filing date | call |
| INMODE LTD | M5425M903 | SHS | 2 | $6,000 | thousands by filing date | call |
| ENPHASE ENERGY INC | 29355A907 | COM | 2 | $6,000 | thousands by filing date | call |
| CINTAS CORP | 172908905 | CALL | 1 | $6,000 | thousands by filing date | call |
| ITERIS INC NEW | 46564T107 | COM | 1,450 | $6,000 | thousands by filing date | |
| REATA PHARMACEUTICALS INC | 75615P103 | CL A | 225 | $6,000 | thousands by filing date | |
| G1 THERAPEUTICS INC | 3621LQ109 | COM | 558 | $6,000 | thousands by filing date | |
| MARINUS PHARMACEUTICALS INC | 56854Q200 | COM NEW | 487 | $6,000 | thousands by filing date | |
| ADVENT TECHNOLOGIES HOLDNG I | 00788A105 | COM CL A | 804 | $6,000 | thousands by filing date | |
| GOLDEN NUGGET ONLINE GAMIN | 38113L107 | COM CL A | 613 | $6,000 | thousands by filing date | |
| HERZFELD CREDIT INCOME FUND | 42804T106 | COM | 1,048 | $6,000 | thousands by filing date | |
| INDEPENDENCE RLTY TR INC | 45378A956 | COM | 87 | $6,000 | thousands by filing date | put |
| VISHAY INTERTECHNOLOGY INC | 928298AP3 | NOTE 2.250% 6/1 | 6,000 | $6,000 | thousands by filing date | |
| GT BIOPHARMA INC | 36254L209 | COM NEW | 1,651 | $6,000 | thousands by filing date | |
| OSIRIS ACQUISITION CORP | 68829A103 | COM | 600 | $6,000 | thousands by filing date | |
| OLINK HLDG AB | 680710100 | ADR | 294 | $6,000 | thousands by filing date | |
| PEAR THERAPEUTICS INC | 704723105 | COM | 914 | $6,000 | thousands by filing date | |
| TRANSGLOBE ENERGY CORP | 893662106 | COM | 2,000 | $6,000 | thousands by filing date | |
| MEI PHARMA INC | 55279B202 | COM NEW | 2,339 | $6,000 | thousands by filing date | |
| COLONY FINL INC | 19624RAA4 | NOTE 5.000% 4/1 | 6 | $6,000 | thousands by filing date | principal |
| WIRELESS TELECOM GROUP INC | 976524108 | COM | 2,960 | $6,000 | thousands by filing date | |
| CHINA SOUTHN AIRLS LTD | 169409109 | SPON ADR CL H | 199 | $6,000 | thousands by filing date | |
| LAKE SHORE BANCORP INC | 510700107 | COM | 374 | $6,000 | thousands by filing date | |
| PROSHARES SHORT | 74347R396 | PSHS SH MSCI EMR | 500 | $6,000 | thousands by filing date | |
| SUNPOWER CORP | 867652AL3 | DBCV 4.000% 1/1 | 6 | $6,000 | thousands by filing date | principal |
| COMPUTE HEALTH ACQUISITIN CO | 204833107 | COM CL A | 640 | $6,000 | thousands by filing date | |
| ONCOCYTE CORP | 68235C107 | COM | 2,840 | $6,000 | thousands by filing date | |
| ATOTECH LTD | G0625A105 | COM | 250 | $6,000 | thousands by filing date | |
| CEDAR REALTY TRUST INC | 150602605 | COM NEW | 227 | $6,000 | thousands by filing date | |
| ESSENTIAL UTILS INC | 29670G201 | UNIT 04/30/2022 | 81 | $6,000 | thousands by filing date | |
| POLISHED COM INC | 28252C109 | CMN | 2,642 | $6,000 | thousands by filing date | |
| RESHAPE LIFESCIENCES INC | 76090R101 | CMN | 3,959 | $6,000 | thousands by filing date | |
| REDBOX ENTERTAINMENT INC | 75724T103 | CMN | 806 | $6,000 | thousands by filing date | |
| CELYAD ONCOLOGY SA | 151205200 | ADR | 1,500 | $6,000 | thousands by filing date | |
| CAMBER ENERGY INC | 13200M508 | COM | 7,001 | $6,000 | thousands by filing date | |
| PLURISTEM THERAPEUTICS INC | 72940R300 | COM NEW | 5,270 | $6,000 | thousands by filing date | |
| EXCHANGE TRADED CONCEPTS TR | 301505574 | FOUNT METAVERSE | 250 | $6,000 | thousands by filing date | |
| AMPLIFY ETF TR | 032108813 | CLEANER LIVING | 281 | $6,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A461 | AI PWD INTL EQTY | 200 | $6,000 | thousands by filing date | |
| ENTRADA THERAPEUTICS INC COM | 29384C108 | Stock | 300 | $5,000 | thousands by filing date | |
| FINVOLUTION GROUP SPONSORED ADS | 31810T101 | ADR | 1,050 | $5,000 | thousands by filing date | |
| IMMUNOCORE HLDGS PLC ADS | 45258D105 | ADR | 144 | $5,000 | thousands by filing date | |
| KENON HLDGS LTD SHS | Y46717107 | Stock | 100 | $5,000 | thousands by filing date | |
| STANTEC INC COM | 85472N109 | Stock | 85 | $5,000 | thousands by filing date | |
| GITLAB INC CLASS A COM | 37637K108 | Stock | 60 | $5,000 | thousands by filing date | |
| LIGHTPATH TECHNOLOGIES INC | 532257805 | COM CL A | 2,000 | $5,000 | thousands by filing date | |
| ALTIMMUNE INC | 02155H200 | COM NEW | 550 | $5,000 | thousands by filing date | |
| PROPETRO HLDG CORP | 74347M108 | COM | 602 | $5,000 | thousands by filing date | |
| DESIGN THERAPEUTICS INC | 25056L103 | COM | 205 | $5,000 | thousands by filing date | |
| PAR PAC HOLDINGS INC | 69888T207 | COM NEW | 278 | $5,000 | thousands by filing date | |
| OCTAVE SPECIALTY GROUP INC | 023139884 | COM NEW | 316 | $5,000 | thousands by filing date | |
| THRYV HLDGS INC | 886029206 | COM NEW | 128 | $5,000 | thousands by filing date | |
| Matrix Service Company | 576853105 | COM | 545 | $5,000 | thousands by filing date | |
| SELLAS LIFE SCIENCES GROUP I | 81642T209 | COM NEW | 865 | $5,000 | thousands by filing date | |
| SYNDAX PHARMACEUTICALS INC | 87164F105 | COM | 250 | $5,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F627 | CHINE INNOV ETF | 109 | $5,000 | thousands by filing date | |
| MILLER INDUSTRIES INC TENN | 600551204 | COMMON STOCK | 151 | $5,000 | thousands by filing date | |
| UROGEN PHARMA LTD | M96088105 | COMMON STOCK | 500 | $5,000 | thousands by filing date | |
| ADC THERAPEUTICS SA | H0036K147 | COMMON STOCK | 237 | $5,000 | thousands by filing date | |
| DELCATH SYSTEMS INC | 24661P807 | COMMON STOCK | 672 | $5,000 | thousands by filing date | |
| CREXENDO INC | 226552107 | COMMON STOCK | 900 | $5,000 | thousands by filing date | |
| SIGHT SCIENCES INC | 82657M105 | COMMON STOCK | 275 | $5,000 | thousands by filing date | |
| CONNECTONE BANCORP INC | 20786W107 | COMMON STOCK | 154 | $5,000 | thousands by filing date | |
| RPC INC | 749660106 | COMMON STOCK | 1,030 | $5,000 | thousands by filing date | |
| CARTER BANKSHARES INC | 146103106 | COMMON STOCK | 322 | $5,000 | thousands by filing date | |
| TARSUS PHARMACEUTICALS INC | 87650L103 | COMMON STOCK | 200 | $5,000 | thousands by filing date | |
| LINEAGE CELL THERAPEUTICS IN | 53566P109 | COMMON STOCK | 2,284 | $5,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092360 | FUNDAMENTAL LARG | 183 | $5,000 | thousands by filing date | |
| KEY TRONIC CORP | 493144109 | COM | 835 | $5,000 | thousands by filing date | |
| NEXA RES S A | L67359106 | COM | 600 | $5,000 | thousands by filing date | |
| SOPHIA GENETICS SA | H82027105 | ORDINARY SHARES | 417 | $5,000 | thousands by filing date | |
| PHARMACYTE BIOTECH INC | 71715X203 | COM NEW | 1,763 | $5,000 | thousands by filing date | |
| PLATINUM GROUP METALS LTD | 72765Q882 | CMN | 3,315 | $5,000 | thousands by filing date | |
| USIO INC | 917313108 | CMN | 1,093 | $5,000 | thousands by filing date | |
| MEXICO EQUITY & INCOME FD | 592834105 | COM | 603 | $5,000 | thousands by filing date | |
| INNATE PHARMA S A | 45781K204 | SPONSORED ADS | 1,000 | $5,000 | thousands by filing date | |
| KENTUCKY FIRST FED BANCORP | 491292108 | COM | 700 | $5,000 | thousands by filing date | |
| WESTERN ASSET INVT GRADE OPP | 95790A101 | COM | 212 | $5,000 | thousands by filing date | |
| MARVELL TECHNOLOGY INC | 573874904 | CALL | 1 | $5,000 | thousands by filing date | call |
| 26 Capital Acquisition Corp | 90138P100 | Equity | 500 | $5,000 | thousands by filing date | |
| ALIBABA GROUP HLDG LTD | 01609W902 | CALL | 14 | $5,000 | thousands by filing date | call |
| ADVISORSHARES TR | 00768Y479 | ETFs | 133 | $5,000 | thousands by filing date | |
| APPLIED MATLS INC | 038222905 | CALL | 1 | $5,000 | thousands by filing date | call |
| ANALOG DEVICES INC | 032654905 | CALL | 1 | $5,000 | thousands by filing date | call |
| DIGITALOCEAN HLDGS INC | 25402D902 | CALL | 1 | $5,000 | thousands by filing date | call |
| UNITY SOFTWARE INC | 91332U901 | CALL | 1 | $5,000 | thousands by filing date | call |
| RH | 74967X903 | CALL | 1 | $5,000 | thousands by filing date | call |
| CROCS INC | 227046909 | CALL | 1 | $5,000 | thousands by filing date | call |
| OKTA INC | 679295905 | CALL | 1 | $5,000 | thousands by filing date | call |
| PAYCOM SOFTWARE INC | 70432V902 | COM | 1 | $5,000 | thousands by filing date | call |
| ISHARES TR | 464288902 | US HOME CONS ETF | 7 | $5,000 | thousands by filing date | call |
| Mersana Therapeutics Inc | 59045L106 | Common Stock | 877 | $5,000 | thousands by filing date | |
| LA JOLLA PHARMACEUTICAL CO | 503459604 | COM PAR $.0001 2 | 1,150 | $5,000 | thousands by filing date | |
| BELLRING BRANDS INC | 079823100 | COMMON STOCK | 176 | $5,000 | thousands by filing date | |
| AVANTAX INC | 095229100 | COMMON STOCK | 255 | $5,000 | thousands by filing date | |
| OYSTER POINT PHARMA INC | 69242L106 | COMMON STOCK | 250 | $5,000 | thousands by filing date | |
| HERITAGE CRYSTAL CLEAN INC | 42726M106 | COM | 141 | $5,000 | thousands by filing date | |
| WHOLE EARTH BRANDS INC | 96684W100 | COM CL A | 500 | $5,000 | thousands by filing date | |
| CURO GROUP HOLDINGS CORP | 23131L107 | COM | 300 | $5,000 | thousands by filing date | |
| PLX PHARMA INC. XXXBANKRUPTCY EFF: 10/02/23 | 72942A107 | COMMON STOCK | 675 | $5,000 | thousands by filing date | |
| Instil Bio, Inc. | 45783C101 | Common Stock | 272 | $5,000 | thousands by filing date | |
| CYBEROPTICS CORP COM | 232517102 | Stock | 100 | $5,000 | thousands by filing date | |
| ADAPTIMMUNE THERAPEUTICS PLC | 00653A107 | SPONDS ADR | 1,250 | $5,000 | thousands by filing date | |
| ICECURE MEDICAL LTD CAESAREA | M53071136 | SHS NEW | 1,670 | $5,000 | thousands by filing date | |
| ADVISORSHARES TR | 00768Y388 | RESTAURANT ETF | 200 | $5,000 | thousands by filing date | |
| LYRA THERAPEUTICS INC | 55234L105 | COM | 1,234 | $5,000 | thousands by filing date | |
| PONTEM CORPORATION | G71707106 | COM | 500 | $5,000 | thousands by filing date | |
| BIOVIE INC | 09074F207 | COM | 1,000 | $5,000 | thousands by filing date | |
| ELYS GAME TECHNOLOGY CORP | 290734102 | COM | 1,935 | $5,000 | thousands by filing date | |
| BLUERIVER ACQUISITION CORP | G1261Q107 | COM | 500 | $5,000 | thousands by filing date | |
| EVELO BIOSCIENCES INC | 299734103 | COM | 750 | $5,000 | thousands by filing date | |
| F-STAR THERAPEUTICS INC | 30315R107 | COM | 1,049 | $5,000 | thousands by filing date | |
| LUTHER BURBANK CORP | 550550107 | COM | 340 | $5,000 | thousands by filing date | |
| HARPOON THERAPEUTICS INC | 41358P106 | COM | 641 | $5,000 | thousands by filing date | |
| CYBIN INC | 23256X100 | COM | 4,575 | $5,000 | thousands by filing date | |
| O2MICRO INTERNATIONAL LTD | 67107W100 | SPONS ADR | 1,000 | $5,000 | thousands by filing date | |
| SWEDISH EXPT CR CORP | 870297405 | RG METAL ETN22 | 450 | $5,000 | thousands by filing date | |
| LOGISTIC PROPERTIES OF THE AME USD ORD SHS | G9152V101 | Stock | 500 | $5,000 | thousands by filing date | |
| 7GC & CO HOLDINGS INC | 81786A107 | COM CL A | 500 | $5,000 | thousands by filing date | |
| APOLLO STRATEGIC GRWT CPTL I | G0412A110 | UNIT 99/99/9999 | 471 | $5,000 | thousands by filing date | |
| AEQUI ACQUISITION CORP | 00775W102 | COM CL A | 500 | $5,000 | thousands by filing date | |
| COLOR STAR TECHNOLOGY CO LTD | G2287A100 | SHS NEW | 10,500 | $5,000 | thousands by filing date | |
| HYRECAR INC | 44916T107 | COM | 1,000 | $5,000 | thousands by filing date | |
| TB SA ACQUISITION CORP | G8657L105 | CLASS A ORD SHS | 501 | $5,000 | thousands by filing date | |
| FAR PEAK ACQUISITION CORP | G3312L103 | SHS CL A | 500 | $5,000 | thousands by filing date | |
| INVESCO EXCHNG TRAD SLF INDE | 46139W601 | INVT GRAD VALU | 184 | $5,000 | thousands by filing date | |
| JACK CREEK INVESTMENT CORP | G4989X115 | CL A SHS | 500 | $5,000 | thousands by filing date | |
| COLISEUM ACQUISITION CORP | G2263T115 | UNIT 08/22/2028 | 500 | $5,000 | thousands by filing date | |
| EG ACQUISITION CORP | 26846A209 | UNIT 99/99/9999 | 500 | $5,000 | thousands by filing date | |
| LOGISTICS INNOVTN TECHNLGS C | 54141L209 | UNIT 06/10/2026 | 500 | $5,000 | thousands by filing date | |
| 26 CAPITAL ACQUISITION CORP | 90138P209 | UNIT 12/31/2027 | 500 | $5,000 | thousands by filing date | |
| VPC IMPACT ACQU HOLDI III IN | 91835J108 | COM CL A | 500 | $5,000 | thousands by filing date | |
| APTOSE BIOSCIENCES INC COM | 03835T200 | Stock | 3,921 | $5,000 | thousands by filing date | |
| TWITTER INC | 90184L902 | COM | 17 | $5,000 | thousands by filing date | call |
| FIREEYE INC | 31816QAB7 | NOTE 1.000% 6/0 | 5 | $5,000 | thousands by filing date | principal |
| AVINGER INC | 053734604 | COM | 10,370 | $5,000 | thousands by filing date | |
| NXT-ID INC | 67091J404 | COM NEW | 1,634 | $5,000 | thousands by filing date | |
| COHBAR INC COM NEW | 19249J109 | Stock | 16,112 | $5,000 | thousands by filing date | |
| CLASS ACCELERATION CORP | 18274B106 | CMN | 500 | $5,000 | thousands by filing date | |
| ATLANTIC AVE ACQUISITION COR | 04906P101 | CMN | 500 | $5,000 | thousands by filing date | |
| KKR ACQUISITION HOLDING I CO | 48253T117 | WTS | 4,536 | $5,000 | thousands by filing date | |
| VACCINEX INC | 918640103 | CMN | 4,300 | $5,000 | thousands by filing date | |
| WARRIOR TECHNOLOGIES ACQUI C | 936273101 | CMN | 500 | $5,000 | thousands by filing date | |
| MEDIGUS LTD SPON ADS NEW | 58471G300 | ADR | 4,750 | $5,000 | thousands by filing date | |
| IVANHOE CAPITAL ACQUISTIN CO | G4R87P114 | COM CL A | 480 | $5,000 | thousands by filing date | |
| CASTLIGHT HEALTH INC CL B | 14862Q100 | Stock | 3,331 | $5,000 | thousands by filing date | |
| EXELA TECHNOLOGIES INC | 30162V409 | COM NEW | 5,115 | $5,000 | thousands by filing date | |
| COHN ROBBINS HOLDINGS CORP | G23726105 | COM CL A | 500 | $5,000 | thousands by filing date | |
| AF ACQUISITION CORP | 001040203 | UNIT 03/23/2028 | 501 | $5,000 | thousands by filing date | |
| SPORTS ENTERTAINMENT ACQU CO | 84918M106 | COM CL A | 502 | $5,000 | thousands by filing date | |
| SPORTS VENTURES ACQUISIN COR | G8372A111 | UNIT 99/99/9999 | 550 | $5,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922B808 | mc | 400 | $5,000 | thousands by filing date | |
| PANBELA THERAPEUTICS INC | 69833Q100 | COM | 3,115 | $5,000 | thousands by filing date | |
| HISTOGEN INC | 43358Y103 | COM | 12,950 | $5,000 | thousands by filing date | |
| GROWTH CAP ACQUISITION CORP | 39986V206 | UNIT 06/01/2027 | 500 | $5,000 | thousands by filing date | |
| NAVITAS SEMICONDUCTOR CORP | 63942X114 | *W EXP 10/19/202 | 800 | $5,000 | thousands by filing date | |
| RED CAT HLDGS INC | 75644T100 | COM | 2,100 | $4,000 | thousands by filing date | |
| INTERNATIONAL SEAWAYS INC COM | Y41053102 | Stock | 296 | $4,000 | thousands by filing date | |
| AVIDITY BIOSCIENCES INC COM | 05370A108 | Stock | 211 | $4,000 | thousands by filing date | |
| HARMONY GOLD MINING CO LTD SPONSORED ADR | 413216300 | ADR | 1,047 | $4,000 | thousands by filing date | |
| INOGEN INC | 45780L104 | COM | 118 | $4,000 | thousands by filing date | |
| NATIONAL BK HLDGS CORP | 633707104 | CL A | 75 | $4,000 | thousands by filing date | |
| TREDEGAR CORP | 894650100 | COM | 307 | $4,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W521 | JAPAN OPPOR FD | 100 | $4,000 | thousands by filing date | |
| BLEND LABS INC | 09352U108 | CL A | 490 | $4,000 | thousands by filing date | |
| BURFORD CAPITAL LIMITED | G17977110 | ORD SHS | 390 | $4,000 | thousands by filing date | |
| NORTHEAST BK PORTLAND ME | 66405S100 | COM | 99 | $4,000 | thousands by filing date | |
| SIERRA BANCORP | 82620P102 | COM | 179 | $4,000 | thousands by filing date | |
| DUCOMMUN INC DEL | 264147109 | COM | 82 | $4,000 | thousands by filing date | |
| GRUPO AEROPORTUARIO DEL CENT | 400501102 | SPON ADR | 66 | $4,000 | thousands by filing date | |
| VISHAY PRECISION GROUP INC | 92835K103 | COM | 96 | $4,000 | thousands by filing date | |
| FIRST TR EXCHNG TRADED FD VI | 33740F821 | ACTV FCTR LGCP | 149 | $4,000 | thousands by filing date | |
| COMPANHIA SIDERURGICA NACION | 20440W105 | SPONSORED ADR | 828 | $4,000 | thousands by filing date | |
| ARIS WATER SOLUTIONS INC | 04041L106 | CLASS A COM | 335 | $4,000 | thousands by filing date | |
| CVR PARTNERS LP | 126633205 | COM | 52 | $4,000 | thousands by filing date | |
| ECOVYST INC | 27923Q109 | COM | 345 | $4,000 | thousands by filing date | |
| ARDELYX INC | 039697107 | COM | 4,063 | $4,000 | thousands by filing date | |
| CENTRAL PUERTO S A | 155038201 | SPONSORED ADR | 1,225 | $4,000 | thousands by filing date | |
| TCW ETF TRUST | 29287L106 | TRANSFRM 500 ETF | 70 | $4,000 | thousands by filing date | |
| HOME BANCORP INC | 43689E107 | COMMON STOCK | 109 | $4,000 | thousands by filing date | |
| ARKO CORP | 041242108 | COMMON STOCK | 408 | $4,000 | thousands by filing date | |
| SOUTHERN MISSOURI BANCORP | 843380106 | COMMON STOCK | 69 | $4,000 | thousands by filing date | |
| VOYAGER THERAPEUTICS INC | 92915B106 | COMMON STOCK | 1,500 | $4,000 | thousands by filing date | |
| SANARA MEDTECH INC | 79957L100 | COMMON STOCK | 123 | $4,000 | thousands by filing date | |
| FIRST BUSINESS FINANCIAL SER | 319390100 | COMMON STOCK | 142 | $4,000 | thousands by filing date | |
| INVESTAR HOLDING CORP | 46134L105 | COMMON STOCK | 200 | $4,000 | thousands by filing date | |
| ORLA MNG LTD NEW | 68634K106 | COM | 1,167 | $4,000 | thousands by filing date | |
| ALDEYRA THERAPEUTICS INC | 01438T106 | COM | 811 | $4,000 | thousands by filing date | |
| TREACE MED CONCEPTS INC | 89455T109 | COM | 200 | $4,000 | thousands by filing date | |
| MAMMOTH ENERGY SERVICES INC | 56155L108 | COM | 2,123 | $4,000 | thousands by filing date | |
| NORTH AMERN CONSTR GROUP LTD | 656811106 | COM | 225 | $4,000 | thousands by filing date | |
| Amplify Energy Corp | 03212B103 | COM | 1,249 | $4,000 | thousands by filing date | |
| COLLPLANT BIOTECHNOLOG F | M2R51X116 | FOREIGN ORDINARIES | 248 | $4,000 | thousands by filing date | |
| PRELUDE THERAPEUTICS INC | 74065P101 | CMN | 340 | $4,000 | thousands by filing date | |
| VEEVA SYS INC | 922475908 | CALL | 1 | $4,000 | thousands by filing date | call |
| FLEXSHARES TR | 33939L647 | DEV MRK EX LOW | 155 | $4,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25460G849 | DAILY 20 YR TREA | 74 | $4,000 | thousands by filing date | |
| CAMBRIA ETF TR | 132061839 | TRINITY | 150 | $4,000 | thousands by filing date | |
| MOLECULAR PARTNERS AG | 60853G106 | ADS | 200 | $4,000 | thousands by filing date | |
| CATERPILLAR INC | 149123901 | CALL | 1 | $4,000 | thousands by filing date | call |
| COCA COLA CO | 191216900 | CALL | 50 | $4,000 | thousands by filing date | call |
| MANNATECH INC | 563771203 | COM NEW | 95 | $4,000 | thousands by filing date | |
| CHAMPION HOMES INC | 830830905 | CALL | 5 | $4,000 | thousands by filing date | call |
| SPDR GOLD TR | 78463V907 | CALL | 3 | $4,000 | thousands by filing date | call |
| HALLIBURTON CO | 406216901 | CALL | 5 | $4,000 | thousands by filing date | call |
| BOX INC | 10316T904 | CALL | 3 | $4,000 | thousands by filing date | call |
| EXPEDIA GROUP INC | 30212P903 | CALL | 1 | $4,000 | thousands by filing date | call |
| GRUPO SIMEC SAB DE C V | 400491106 | ADR | 150 | $4,000 | thousands by filing date | |
| DEERE & CO | 244199905 | CALL | 1 | $4,000 | thousands by filing date | call |
| EXXON MOBIL CORP | 30231G902 | CALL | 10 | $4,000 | thousands by filing date | call |
| LIVE NATION ENTERTAINMENT IN | 538034909 | CALL | 1 | $4,000 | thousands by filing date | call |
| AMRYT PHARMA LTD - SPNR ADR | 03217L106 | COMMON EQUITY | 422 | $4,000 | thousands by filing date | |
| PORTILLOS INC | 73642K906 | COM CL A | 3 | $4,000 | thousands by filing date | call |
| INCOME OPPORTUNITY RLTY INVS | 452926108 | COM | 300 | $4,000 | thousands by filing date | |
| NEXTIER OILFIELD SOLUTIONS INC | 65290C105 | COMMON STOCK | 1,116 | $4,000 | thousands by filing date | |
| RIGEL PHARMACEUTICALS INC | 766559603 | COMMON STOCK | 1,405 | $4,000 | thousands by filing date | |
| UNIVERSAL STAINLESS & ALLOY | 913837100 | COM | 462 | $4,000 | thousands by filing date | |
| MODEL N INC | 607525102 | COM | 120 | $4,000 | thousands by filing date | |
| NATIONAL WESTN LIFE GROUP IN | 638517102 | CL A | 15 | $4,000 | thousands by filing date | |
| LIBERTY TRIPADVISOR HLDGS IN | 531465102 | COM SER A | 2,269 | $4,000 | thousands by filing date | |
| CENTURY COMMUNITIES INC | 156504900 | COM | 5 | $4,000 | thousands by filing date | call |
| RANGER OIL CORPORATION CLASS A COM | 70788V102 | Stock | 130 | $4,000 | thousands by filing date | |
| A K A BRANDS HLDG CORP COM SHS | 00152K101 | Stock | 500 | $4,000 | thousands by filing date | |
| ONCOLYTICS BIOTECH INC | 682310875 | COM NEW | 2,962 | $4,000 | thousands by filing date | |
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| DOUYU INTL HLDGS LTD | 25985W105 | SPONSORED ADS | 1,700 | $4,000 | thousands by filing date | |
| UPHEALTH INC | 91532B101 | COM | 2,000 | $4,000 | thousands by filing date | |
| ONTRAK INC | 683373104 | COM | 594 | $4,000 | thousands by filing date | |
| PALATIN TECHNOLOGIES INC | 696077403 | COM PAR $ .01 | 7,080 | $4,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V670 | DYNMC OIL GAS | 1,329 | $4,000 | thousands by filing date | |
| URBAN ONE INC | 91705J204 | CL D NON VTG | 1,320 | $4,000 | thousands by filing date | |
| POTBELLY CORP | 73754Y100 | COM | 710 | $4,000 | thousands by filing date | |
| AKOYA BIOSCIENCES INC COM | 00974H104 | Stock | 236 | $4,000 | thousands by filing date | |
| FIRST FINANCIAL NORTHWEST IN | 32022K102 | COM | 259 | $4,000 | thousands by filing date | |
| INNOVATOR ETFS TRUST | 45783Y707 | FUND | 150 | $4,000 | thousands by filing date | |
| SUMMIT MIDSTREAM PARTNERS LP | 866142409 | COM | 207 | $4,000 | thousands by filing date | |
| XOS INC | 98423B108 | COM | 1,536 | $4,000 | thousands by filing date | |
| LIVEVOX HOLDING INC | 53838L100 | COM | 690 | $4,000 | thousands by filing date | |
| INFINITY PHARMACEUTICALS INC | 45665G303 | COM | 1,864 | $4,000 | thousands by filing date | |
| INNOVATE CORP | 45784J105 | COM | 1,000 | $4,000 | thousands by filing date | |
| CALLIDITAS THERAPEUTICS AB SPONSERED | 13124Q106 | ADS | 163 | $4,000 | thousands by filing date | |
| PENNSYLVANIA RL ESTATE INVT | 709102107 | SH BEN INT | 4,600 | $4,000 | thousands by filing date | |
| PARTNER COMMUNICATIONS CO LT | 70211M109 | ADR | 488 | $4,000 | thousands by filing date | |
| ENGLOBAL CORP | 293306106 | COM | 3,000 | $4,000 | thousands by filing date | |
| IQ HEDGE MARKET NEUT TRACK | 45409B503 | CMN | 140 | $4,000 | thousands by filing date | |
| TSR INC | 872885207 | COM | 400 | $4,000 | thousands by filing date | |
| CALL MATTERPORT INC $3.5 EXP 05/19/23 | 577096900 | OPTION | 5 | $4,000 | thousands by filing date | call |
| Adverum Biotechnologies, Inc. | 00773U108 | Common Stock | 2,000 | $4,000 | thousands by filing date | |
| VERB TECHNOLOGY CO INC | 92337U104 | COM | 3,070 | $4,000 | thousands by filing date | |
| AXCELLA HEALTH INC | 05454B105 | COM | 2,150 | $4,000 | thousands by filing date | |
| LIZHI INC | 53933L104 | ADS | 2,000 | $4,000 | thousands by filing date | |
| GOHEALTH INC | 38046W105 | COM CL A | 1,000 | $4,000 | thousands by filing date | |
| AMERICAN VRTUAL CLOUD TECH I | 030382105 | COM | 1,400 | $4,000 | thousands by filing date | |
| INVESCO EXCH TRD SLF IDX FD | 46138J692 | STRG EMERG ETF | 133 | $4,000 | thousands by filing date | |
| WINDTREE THERAPEUTICS INC | 97382D303 | COM | 2,465 | $4,000 | thousands by filing date | |
| MARKFORGED HOLDING CORPORATI | 57064N110 | *W EXP 07/14/202 | 5,000 | $4,000 | thousands by filing date | |
| INTERPRIVATE III FINANCIAL P | 46064R205 | UNIT 99/99/9999 | 400 | $4,000 | thousands by filing date | |
| PACER FDS TR | 69374H626 | CSOP FTSE CHINA | 200 | $4,000 | thousands by filing date | |
| ENDEAVOR GROUP HLDGS INC | 29260Y909 | CL A COM | 3 | $4,000 | thousands by filing date | call |
| SPARTAN ACQUISITION CORP III | 84677R205 | UNIT 99/99/9999 | 350 | $4,000 | thousands by filing date | |
| IBIO INC | 451033203 | COM NEW | 6,412 | $4,000 | thousands by filing date | |
| ENTREPRENEURSHARES SERIES TR | 293828885 | ERSHARES NEXTGEN | 200 | $4,000 | thousands by filing date | |
| CLEVER LEAVES HOLDINGS INC | 186760104 | COM | 1,275 | $4,000 | thousands by filing date | |
| CALADRIUS BIOSCIENCES INC | 128058203 | COM NEW | 5,281 | $4,000 | thousands by filing date | |
| WAITR HLDGS INC | 930752100 | COM | 5,055 | $4,000 | thousands by filing date | |
| SECOND SIGHT MED PRODS INC | 81362J209 | CMN | 2,050 | $4,000 | thousands by filing date | |
| FISKER INC | 33813J906 | CALL | 20 | $4,000 | thousands by filing date | call |
| PACER FDS TR | 69374H444 | METAURUS CAP 300 | 100 | $4,000 | thousands by filing date | |
| TUESDAY MORNING CORP | 89904V101 | COM | 1,972 | $4,000 | thousands by filing date | |
| MEDIWOUND LTD | M68830104 | ORD SHS | 1,580 | $4,000 | thousands by filing date | |
| LIGHTNING EMOTORS INC | 53228T901 | CALL | 20 | $4,000 | thousands by filing date | call |
| AKERNA CORP | 00973W102 | COM | 2,405 | $4,000 | thousands by filing date | |
| STEALTH BIOTHERAPEUTICS CORP SPONSORED ADS | 85789A105 | Stock | 5,057 | $4,000 | thousands by filing date | |
| ENVERIC BIOSCIENCES INC | 29405E109 | COM NEW | 4,000 | $4,000 | thousands by filing date | |
| AUTOWEB INC | 05335B100 | COM | 1,225 | $4,000 | thousands by filing date | |
| TURKCELL ILETISIM SPON ADR NEW | 900111204 | ADR | 993 | $3,000 | thousands by filing date | |
| XENON PHARMACEUTICALS INC COM | 98420N105 | Stock | 100 | $3,000 | thousands by filing date | |
| 1ST SOURCE CORP COM | 336901103 | Stock | 58 | $3,000 | thousands by filing date | |
| SIGMA LITHIUM CORPORATION COM | 826599102 | Stock | 250 | $3,000 | thousands by filing date | |
| ITURAN LOCATION AND CONTROL SHS | M6158M104 | Stock | 123 | $3,000 | thousands by filing date | |
| UDEMY INC COM | 902685106 | Stock | 150 | $3,000 | thousands by filing date | |
| DOLE PLC | G27907107 | ORD SHS | 234 | $3,000 | thousands by filing date | |
| AMERICAS GOLD AND SILVER COR | 03062D100 | COM | 3,300 | $3,000 | thousands by filing date | |
| ISHARES INC MSCI CHILE ETF | 464286640 | MSCI CHILE ETF | 119 | $3,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189H821 | DIGI TRANSFRM | 186 | $3,000 | thousands by filing date | |
| SELECT WATER SOLUTIONS INC | 81617J301 | CL A COM | 410 | $3,000 | thousands by filing date | |
| CENTRAL PAC FINL CORP | 154760409 | COM NEW | 103 | $3,000 | thousands by filing date | |
| PROSHARES TR | 74347X302 | MSCI EMRG ETF | 37 | $3,000 | thousands by filing date | |
| QUANTUM COMPUTING INC | 74766W108 | COM | 900 | $3,000 | thousands by filing date | |
| REMITLY GLOBAL INC | 75960P104 | COM | 125 | $3,000 | thousands by filing date | |
| CORVUS PHARMACEUTICALS INC | 221015100 | COM | 1,100 | $3,000 | thousands by filing date | |
| BANCO SANTANDER BRASIL S.A. AD | 05967A107 | ADS REP 1 UNIT | 626 | $3,000 | thousands by filing date | |
| BERKELEY LTS INC | 084310101 | COM | 175 | $3,000 | thousands by filing date | |
| ALTUS POWER INC | 02217A102 | COM CL A | 300 | $3,000 | thousands by filing date | |
| NOBLE CORP NEW | G6610J209 | SHS | 125 | $3,000 | thousands by filing date | |
| HYSTER-YALE INC | 449172105 | CL A | 85 | $3,000 | thousands by filing date | |
| CENTURY THERAPEUTICS INC | 15673T100 | COM | 200 | $3,000 | thousands by filing date | |
| HARROW INC | 415858109 | COM | 311 | $3,000 | thousands by filing date | |
| LENSAR INC | 52634L108 | COM | 471 | $3,000 | thousands by filing date | |
| TALKSPACE INC | 87427V103 | COM | 1,520 | $3,000 | thousands by filing date | |
| AKEBIA THERAPEUTICS INC | 00972D105 | COMMON STOCK | 963 | $3,000 | thousands by filing date | |
| BIGLARI HOLDINGS INC B | 08986R309 | COMMON STOCK | 18 | $3,000 | thousands by filing date | |
| HANMI FINANCIAL CORPORATION | 410495204 | COMMON STOCK | 128 | $3,000 | thousands by filing date | |
| NORWOOD FINANCIAL CORP | 669549107 | COMMON STOCK | 98 | $3,000 | thousands by filing date | |
| WILLIS LEASE FINANCE CORP | 970646105 | COMMON STOCK | 84 | $3,000 | thousands by filing date | |
| RELMADA THERAPEUTICS INC | 75955J402 | COMMON STOCK | 102 | $3,000 | thousands by filing date | |
| CVRX INC | 126638105 | COMMON STOCK | 250 | $3,000 | thousands by filing date | |
| NLI HOLDINGS INC | 629156407 | COMMON STOCK | 413 | $3,000 | thousands by filing date | |
| SAFE BULKERS INC | Y7388L103 | COMMON STOCK | 700 | $3,000 | thousands by filing date | |
| ALX ONCOLOGY HOLDINGS INC | 00166B105 | COMMON STOCK | 130 | $3,000 | thousands by filing date | |
| TAYSHA GENE THERAPIES INC | 877619106 | COMMON STOCK | 241 | $3,000 | thousands by filing date | |
| HURCO CO | 447324104 | COM | 100 | $3,000 | thousands by filing date | |
| FRANKLIN FTSE CHINA ETF | 35473P819 | ETF | 140 | $3,000 | thousands by filing date | |
| CAMBRIA ETF TR | 132061409 | GLOBAL VALUE ETF | 137 | $3,000 | thousands by filing date | |
| TELA BIO INC | 872381108 | COM | 200 | $3,000 | thousands by filing date | |
| VINCI COMPASS INVESTMENTS LTD | G9451V109 | COM CL A | 265 | $3,000 | thousands by filing date | |
| DISH NETWORK CORPORATION | 25470MAB5 | NOTE 3.375% 8/1 | 3 | $3,000 | thousands by filing date | principal |
| ISHARES MSCI BRAZIL SMALL-CAP ETF | 464289131 | ETF | 265 | $3,000 | thousands by filing date | |
| PROVIDENT FINL HLDGS INC | 743868101 | COM | 202 | $3,000 | thousands by filing date | |
| INTERCURE LTD | M549GJ111 | COM NEW | 500 | $3,000 | thousands by filing date | |
| SMART SAND INC | 83191H107 | COM | 1,300 | $3,000 | thousands by filing date | |
| AUBURN NATL BANCORP | 050473107 | COM | 83 | $3,000 | thousands by filing date | |
| Aurora Innovation Inc W Exp 11/03/202 | 051774115 | SPAC Combination | 923 | $3,000 | thousands by filing date | |
| BRAGG GAMING GROUP INC | 104833306 | CMN | 650 | $3,000 | thousands by filing date | |
| RENEW ENERGY GLOBAL PLC | G7500M120 | WTS | 1,500 | $3,000 | thousands by filing date | |
| UNION BANKSHARES INC | 905400107 | CMN | 100 | $3,000 | thousands by filing date | |
| ENLIVEX LTD | M4130Y106 | CMN | 400 | $3,000 | thousands by filing date | |
| NEW GERMANY FD INC | 644465106 | COM | 207 | $3,000 | thousands by filing date | |
| ADS TEC ENERGY PLC | G0085J117 | SHS | 300 | $3,000 | thousands by filing date | |
| JEWETT CAMERON TRADING LTD | 47733C207 | COM NEW | 400 | $3,000 | thousands by filing date | |
| TAIWAN SEMICONDUCTOR MANUFAC | 874039900 | CALL | 1 | $3,000 | thousands by filing date | call |
| ARMATA PHARMACEUTICALS INC | 04216R102 | COM | 624 | $3,000 | thousands by filing date | |
| UBS AG LONDON BRANCH | 90274D374 | ETRA AL ML IN 18 | 300 | $3,000 | thousands by filing date | |
| C3 AI INC | 12468P904 | CALL | 4 | $3,000 | thousands by filing date | call |
| CROWDSTRIKE HLDGS INC | 22788C905 | CALL | 1 | $3,000 | thousands by filing date | call |
| SOFI TECHNOLOGIES INC | 83406F902 | CALL | 5 | $3,000 | thousands by filing date | call |
| UCLOUDLINK GROUP INC | 90354D104 | SPONSORED ADS | 500 | $3,000 | thousands by filing date | |
| DELTA AIR LINES INC | 247361902 | CALL | 2 | $3,000 | thousands by filing date | call |
| NIO INC | 62914V906 | CALL | 4 | $3,000 | thousands by filing date | call |
| NETEASE COM INC | 64110W902 | CALL | 1 | $3,000 | thousands by filing date | call |
| CVS HEALTH CORP | 126650900 | CALL | 4 | $3,000 | thousands by filing date | call |
| Enzo Biochem Inc | 294100102 | Common Stock | 977 | $3,000 | thousands by filing date | |
| QUANTUMSCAPE CORP | 74767V909 | CALL | 4 | $3,000 | thousands by filing date | call |
| LENNAR CORP | 526057904 | CL A | 10 | $3,000 | thousands by filing date | call |
| CHARTER COMMUNICATIONS INC | 16119P908 | CL A | 1 | $3,000 | thousands by filing date | call |
| WILLIAMS INDUSTRIAL SERVICES | 96951A104 | COMMON STOCK | 1,000 | $3,000 | thousands by filing date | |
| MAIDEN HOLDINGS LTD | G5753U112 | SHS | 1,100 | $3,000 | thousands by filing date | |
| MORPHIC HLDG INC | 61775R105 | COM | 57 | $3,000 | thousands by filing date | |
| SECUREWORKS CORP | 81374A105 | CL A | 203 | $3,000 | thousands by filing date | |
| FORIAN INC | 34630N106 | cs | 300 | $3,000 | thousands by filing date | |
| GULF IS FABRICATION INC | 402307102 | COM | 825 | $3,000 | thousands by filing date | |
| TCR2 THERAPEUTICS INC | 87808K106 | COM | 749 | $3,000 | thousands by filing date | |
| AQUA METALS INC | 03837J101 | COM | 2,913 | $3,000 | thousands by filing date | |
| PUTNAM ETF TRUST | 746729201 | SUSTAINABLE FUTU | 100 | $3,000 | thousands by filing date | |
| FAT BRANDS INC | 30258N105 | CLASS A COM | 300 | $3,000 | thousands by filing date | |
| ANEBULO PHARMACEUTICALS INC | 034569103 | COM | 500 | $3,000 | thousands by filing date | |
| BRIDGEBIO PHARMA INC | 09077J107 | COM | 406 | $3,000 | thousands by filing date | |
| PROSPECT CAP CORP | 74348TAR3 | NOTE 4.950% 7/1 | 3 | $3,000 | thousands by filing date | principal |
| GREENBRIER COS INC | 393657AK7 | NOTE 2.875% 2/0 | 3 | $3,000 | thousands by filing date | principal |
| VERTICAL AEROSPACE LTD | G9471C107 | ORD SHS | 500 | $3,000 | thousands by filing date | |
| ASSOCIATED CAP GROUP INC | 045528106 | COM | 70 | $3,000 | thousands by filing date | |
| BM TECHNOLOGIES INC | 05591L107 | COM | 351 | $3,000 | thousands by filing date | |
| WILLIAM PENN BANCORPORATION | 96927A105 | COM | 210 | $3,000 | thousands by filing date | |
| SENSTAR TECHNOLOGIES LTD | M8T77E105 | COM | 900 | $3,000 | thousands by filing date | |
| ORCHARD THERAPEUTICS PLC | 68570P101 | ADR | 1,979 | $3,000 | thousands by filing date | |
| VINCO VENTURES INC | 927330100 | COM | 1,400 | $3,000 | thousands by filing date | |
| NEOGAMES S A | L6673X107 | COM | 100 | $3,000 | thousands by filing date | |
| BOXED INC | 103174108 | COM | 230 | $3,000 | thousands by filing date | |
| BLUEKNIGHT ENERGY PARTNERS LP | 09625U109 | PREFERRED | 1,000 | $3,000 | thousands by filing date | |
| IPATH DJ-UBS COCOA SUBINDEX | 06739H313 | CMN | 100 | $3,000 | thousands by filing date | |
| AIM IMMUNOTECH INC | 00901B105 | COM | 3,455 | $3,000 | thousands by filing date | |
| CYCLO THERAPEUTICS INC | 23254X201 | Common Stock | 900 | $3,000 | thousands by filing date | |
| SHAPEWAYS HOLDINGS INC | 81947T102 | COMMON STOCK | 850 | $3,000 | thousands by filing date | |
| HARBOR CUSTOM DEVELOPMENT IN | 41150T108 | COM | 1,000 | $3,000 | thousands by filing date | |
| IM CANNABIS CORP | 44969Q208 | COM NEW | 1,108 | $3,000 | thousands by filing date | |
| APREA THERAPEUTICS INC | 03836J102 | COM | 1,050 | $3,000 | thousands by filing date | |
| RICEBRAN TECHNOLOGIES | 762831204 | COM NEW | 8,030 | $3,000 | thousands by filing date | |
| CUENTAS INC | 229794201 | COM | 2,664 | $3,000 | thousands by filing date | |
| FFBW INC MD | 30260M103 | COM | 269 | $3,000 | thousands by filing date | |
| INDEPENDENCE HOLDINGS CORP | G4761A101 | CLASS A ORD SHS | 300 | $3,000 | thousands by filing date | |
| AGEX THERAPEUTICS INC | 00848H108 | COM | 3,307 | $3,000 | thousands by filing date | |
| SYNAPTOGENIX INC | 87167T201 | COM NEW | 298 | $3,000 | thousands by filing date | |
| WAVERLEY CAPITAL ACQUIS CORP | G06536125 | UNIT 99/99/9999 | 300 | $3,000 | thousands by filing date | |
| QUOTIENT LTD | G73268107 | SHS | 1,113 | $3,000 | thousands by filing date | |
| CAPSTONE GREEN ENERGY CORP. | 14067D508 | Common Stock | 992 | $3,000 | thousands by filing date | |
| ISHARES TR | 46436E585 | VIRTUAL WRK LIFE | 141 | $3,000 | thousands by filing date | |
| REMARK HLDGS INC | 75955K102 | COM | 3,500 | $3,000 | thousands by filing date | |
| BELLEROPHON THERAPEUTICS INC | 078771300 | COM NEW | 1,000 | $3,000 | thousands by filing date | |
| APTINYX INC | 03836N103 | COM | 1,000 | $3,000 | thousands by filing date | |
| CELSION CORP | 15117N503 | COM PAR NEW | 5,415 | $3,000 | thousands by filing date | |
| EXICURE INC | 30205M101 | COM | 13,680 | $3,000 | thousands by filing date | |
| ADITX THERAPEUTICS INC | 007025109 | COM | 4,500 | $3,000 | thousands by filing date | |
| MATTERPORT INC | 577096118 | W EXP 08/24/202 | 300 | $3,000 | thousands by filing date | |
| BIOFRONTERA INC | 09077D100 | COM | 400 | $3,000 | thousands by filing date | |
| CELLECTAR BIOSCIENCES INC | 15117F500 | COM PAR | 5,400 | $3,000 | thousands by filing date | |
| GTY TECHNOLOGY HOLDINGS INC | 362409104 | COM | 441 | $3,000 | thousands by filing date | |
| ASTREA ACQUISITION CORP | 04637C106 | CMN | 300 | $3,000 | thousands by filing date | |
| BITNILE HOLDINGS INC | 09175M101 | CMN | 2,913 | $3,000 | thousands by filing date | |
| INTERPRIVATE II ACQUISITION | 46064Q108 | CMN | 258 | $3,000 | thousands by filing date | |
| SOC TELEMED | 78472F101 | COM | 2,110 | $3,000 | thousands by filing date | |
| Pershing Square T 25 WTS Warrants Exp 07/24/25 | 71531R117 | WT | 2,211 | $3,000 | thousands by filing date | |
| HARBOR CUSTOM | 41150T207 | PFD | 201 | $3,000 | thousands by filing date | |
| ALJ REGIONAL HOLDINGS INC | 001627108 | COM | 1,400 | $3,000 | thousands by filing date | |
| GLORY STAR NEW MED GP HLDG L | G39973105 | SHS | 2,560 | $3,000 | thousands by filing date | |
| MERIDA MERGER CORP I | 58953M114 | *W EXP 11/07/202 | 2,500 | $3,000 | thousands by filing date | |
| PETROS PHARMACEUTICALS INC | 71678J100 | COM | 1,135 | $3,000 | thousands by filing date | |
| IMEDIA BRANDS INC | 452465206 | COM CL A | 510 | $3,000 | thousands by filing date | |
| 2ND VOTE FDS | 81386P108 | 2NDVOTE LIFE NEU | 100 | $3,000 | thousands by filing date | |
| ARIES I ACQUISITION CORP (U.S.) | G0542N123 | COM | 3,710 | $3,000 | thousands by filing date | |
| COLICITY INC | 194170106 | COM CL A | 300 | $3,000 | thousands by filing date | |
| PROPERTY SOLUTIONS ACQUISITION UNIT EX 030126 | 74350A207 | Stock | 300 | $3,000 | thousands by filing date | |
| SOCIAL CAPITAL HEDOSOPHA HLDWT | G8251L113 | WARRANT AND RIGH | 1,460 | $3,000 | thousands by filing date | |
| KIORA PHARMACEUTICALS INC | 49721T101 | COMMON STOCK | 1,468 | $3,000 | thousands by filing date | |
| PROTAGONIST THERAPEUTICS | 74366E102 | COM | 57 | $2,000 | thousands by filing date | |
| ENACT HLDGS INC COM | 29249E109 | Stock | 79 | $2,000 | thousands by filing date | |
| SAUL CTRS INC COM | 804395101 | REIT | 56 | $2,000 | thousands by filing date | |
| ICL GROUP LTD SHS | M53213100 | Stock | 252 | $2,000 | thousands by filing date | |
| WAVE LIFE SCIENCES LTD SHS | Y95308105 | Stock | 500 | $2,000 | thousands by filing date | |
| LG DISPLAY CO LTD SPONS ADR REP | 50186V102 | ADR | 290 | $2,000 | thousands by filing date | |
| INTERCORP FINL SVCS INC | P5626F128 | SHS | 78 | $2,000 | thousands by filing date | |
| NETSCOUT SYS INC | 64115T104 | COM | 93 | $2,000 | thousands by filing date | |
| ANGIODYNAMICS INC | 03475V101 | COM | 77 | $2,000 | thousands by filing date | |
| BAR HBR BANKSHARES | 066849100 | COM | 61 | $2,000 | thousands by filing date | |
| FERROGLOBE PLC | G33856108 | SHS | 400 | $2,000 | thousands by filing date | |
| FIRST ADVANTAGE CORP NEW | 31846B108 | COM | 78 | $2,000 | thousands by filing date | |
| TERAWULF INC | 88080T104 | COM | 140 | $2,000 | thousands by filing date | |
| ENEL AMERICAS S.A. (ADR) | 29274F104 | SPONSORED ADR | 325 | $2,000 | thousands by filing date | |
| PACTIV EVERGREEN INC | 69526K105 | COM | 185 | $2,000 | thousands by filing date | |
| BLACKROCK ETF TRUST | 09290C608 | ISHA WORL EX ETF | 52 | $2,000 | thousands by filing date | |
| RHYTHM PHARMACEUTICALS INC | 76243J105 | COM | 210 | $2,000 | thousands by filing date | |
| MRC GLOBAL INC | 55345K103 | COM | 359 | $2,000 | thousands by filing date | |
| ORTHOFIX MED INC | 68752M108 | COM | 50 | $2,000 | thousands by filing date | |
| JPMORGAN ACTIVEBLD EMRG MRKT EQY ETF | 46641Q266 | COM | 51 | $2,000 | thousands by filing date | |
| THERAVANCE BIOPHARMA INC | G8807B106 | COM | 138 | $2,000 | thousands by filing date | |
| ANAPTYSBIO INC | 032724106 | COM | 78 | $2,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001677044-22-000001 | this filing | 2022-02-03 | acceptance time not in the bulk data set |