13F-HR/A filed by Matisse Capital
Matisse Capital filed this 13F-HR/A for the quarter ended 2022-12-31, filed 2023-01-24, with 131 holding rows worth $112,587,163.
- Accession
- 0001668256-23-000002
- Filer
- CIK 1668256
- Filed
- 2023-01-24
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2022
A holdings report, amendment of type new holdings, 131 entries on the cover page, a total value of $112,587,163 stated on the cover page (in dollars after the unit check, H1), rows summing to $112,587,163 with VALUE read as dollars as filed, 13F file number 028-17404. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| iShares Core Dividend Growth ETF | 46434V621 | SHS | 142,171 | $7,108,558 | dollars as filed | |
| Apple Inc | 037833100 | COM | 33,582 | $4,363,356 | dollars as filed | |
| Microsoft Corp | 594918104 | COM | 16,685 | $4,001,339 | dollars as filed | |
| ASCENDIS PHARMA A/S DKK 1.0 AD | 04351P101 | SPONSORED ADR | 30,520 | $3,727,408 | dollars as filed | |
| PIMCO ENRGY TACTICAL CR OPP FD | 69346N107 | COM SHS BEN INT | 162,000 | $2,420,280 | dollars as filed | |
| GOLDMAN SACHS MLP ENERGY REN | 38148G206 | COM | 182,000 | $2,325,960 | dollars as filed | |
| SHOCKWAVE MED INC | 82489T104 | COM | 10,071 | $2,070,698 | dollars as filed | |
| CLEARBRIDGE ENERGY MLP FUND, I | 184692200 | COM | 58,000 | $1,934,880 | dollars as filed | |
| SEVEN HILLS REALTY TRUST | 81784E101 | REIT | 200,000 | $1,818,000 | dollars as filed | |
| Elevance Health, Inc. | 036752103 | COM | 3,487 | $1,788,726 | dollars as filed | |
| WESTERN ASSET MTG DEFINED OP | 95790B109 | COM | 141,813 | $1,527,326 | dollars as filed | |
| ABERDEEN ASIA-PACIFIC INCOME F | 003009107 | COM | 575,420 | $1,513,355 | dollars as filed | |
| WESTERN ASSET EMERGING MARKETS | 95766A101 | COM | 161,700 | $1,473,087 | dollars as filed | |
| NEUBERGER BERMAN NEXT GENERA | 64133Q108 | COMMON STOCK | 160,000 | $1,455,200 | dollars as filed | |
| LAM RESEARCH CORP | 512807108 | COM | 3,422 | $1,438,267 | dollars as filed | |
| NUVEEN OHIO QUALITY INC MUNI | 670980101 | COM | 112,900 | $1,432,701 | dollars as filed | |
| BLACKROCK TECH AND PRIVATE E | 09260Q108 | SHS BEN INT | 210,000 | $1,430,100 | dollars as filed | |
| CLEARBRIDGE ENERGY MLP TOTAL R | 18469Q207 | COM | 50,000 | $1,413,500 | dollars as filed | |
| NEXPOINT DIVERSIFIED REAL ESTA | 65340G205 | COM NEW | 125,100 | $1,402,371 | dollars as filed | |
| WESTERN ASSET DIVERSIFIED IN | 95790K109 | COM SHS BEN INT | 110,000 | $1,397,000 | dollars as filed | |
| HIGHLAND OPPS & INCOME FD | 43010E404 | HIGHLAND INCOME | 135,000 | $1,390,500 | dollars as filed | |
| NUVEEN MORTGAGE AND INCOME F | 670735109 | COM | 84,000 | $1,359,120 | dollars as filed | |
| MORGAN STANLEY EMERGING MKTS | 617477104 | COM | 306,290 | $1,347,676 | dollars as filed | |
| NUVEEN CORE PLUS IMPACT FUND | 67080D103 | COM BEN INT | 130,000 | $1,346,800 | dollars as filed | |
| MORGAN STANLEY CHINA A SH FD | 617468103 | COM | 94,700 | $1,344,740 | dollars as filed | |
| BLACKROCK ESG CAP ALLC TR | 09262F100 | SHS BEN INT | 100,000 | $1,343,000 | dollars as filed | |
| Mexico Fund Inc/The | 592835102 | COM | 90,000 | $1,326,600 | dollars as filed | |
| Amazon.com, Inc | 023135106 | COM | 15,511 | $1,302,958 | dollars as filed | |
| BLACKROCK MUNIYIELD PA QUALI | 09255G107 | COM | 117,000 | $1,288,170 | dollars as filed | |
| BLACKROCK HEALTH SCIENCES TE | 09260E105 | COM SHS | 82,000 | $1,265,260 | dollars as filed | |
| BLACKROCK SCIENCE & TECHNOLO | 09260K101 | SHS BEN INT | 80,000 | $1,251,200 | dollars as filed | |
| MFS HIGH YIELD MUNICIPAL TRUST | 59318E102 | SH BEN INT | 385,623 | $1,207,000 | dollars as filed | |
| DESTRA MULTI-ALTERNATIVE FD | 25065A502 | COMMON SHARES | 174,461 | $1,191,569 | dollars as filed | |
| PIONEER MUN HIGH INCOME OPPO | 723760104 | COMMON STOCK | 110,000 | $1,171,500 | dollars as filed | |
| MEXICO EQUITY & INCOME FD | 592834105 | COM | 132,000 | $1,158,960 | dollars as filed | |
| MAINSTAY CBRE GBL INFRSTR ME | 56064Q107 | COM | 84,300 | $1,150,695 | dollars as filed | |
| CUSHING NEXTGEN INFRASTRUCTURE | 231647207 | COM | 30,000 | $1,148,100 | dollars as filed | |
| BRANDYWINEGLOBAL GLOBAL INCOME | 10537L104 | COM | 140,000 | $1,141,000 | dollars as filed | |
| FIRST TR ABERDEEN GLBL OPP F | 337319107 | COM SHS | 187,356 | $1,124,136 | dollars as filed | |
| VIRTUS GLOBAL MULTI-SECTOR I | 92829B101 | COM | 145,000 | $1,123,750 | dollars as filed | |
| NIKE,Inc. Class B | 654106103 | COM | 9,220 | $1,078,832 | dollars as filed | |
| EATON VANCE CALIFORNIA MUNICIP | 27826F101 | SH BEN INT | 107,178 | $1,069,636 | dollars as filed | |
| PIONEER FLOATING RATE FUND I | 72369J102 | COM | 121,814 | $1,068,309 | dollars as filed | |
| EATON VANCE NEW YORK MUN BD | 27827Y109 | COM | 114,287 | $1,029,726 | dollars as filed | |
| RIVERNORTH MANAGED DUR MUN I | 76882M104 | COM | 67,559 | $1,025,546 | dollars as filed | |
| ANGEL OAK FINL STRATEGIES IN | 03464A100 | COM BEN INT | 80,000 | $1,024,800 | dollars as filed | |
| WESTERN AST INFL LKD OPP & I | 95766R104 | COM | 110,500 | $1,008,865 | dollars as filed | |
| FRANKLIN LTD DURATION INCOME | 35472T101 | COM | 159,668 | $991,538 | dollars as filed | |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 10,560 | $931,709 | dollars as filed | |
| BLACKROCK CAP ALLOCATION TER | 09260U109 | COM | 65,640 | $910,427 | dollars as filed | |
| BLACKROCK MUNIHLDNGS CALI | 09254L107 | COM | 78,600 | $844,164 | dollars as filed | |
| APOLLO TACTICAL INCOME FD INC | 037638103 | COM | 68,837 | $834,304 | dollars as filed | |
| NEUBERGER BERMAN CALIFORNIA IN | 64123C101 | COM | 71,956 | $813,060 | dollars as filed | |
| CARLYLE CREDIT INCOME FUND | 92535C104 | SHS BEN INT | 93,019 | $810,195 | dollars as filed | |
| MFS INVT GRADE MUN TR | 59318B108 | SH BEN INT | 113,651 | $809,195 | dollars as filed | |
| BLACKROCK MUNIHLDGS NJ QLTY | 09254X101 | COM | 71,765 | $794,439 | dollars as filed | |
| MORGAN STANLEY EMER MKTS DEB | 61744H105 | COM | 117,137 | $766,076 | dollars as filed | |
| BLACKROCK N Y MUN INCOME TRU | 09248L106 | SH BEN INT | 74,719 | $752,420 | dollars as filed | |
| BLACKSTONE LONG-SHORT CREDIT I | 09257D102 | COM SHS BN INT | 69,365 | $751,917 | dollars as filed | |
| TORTOISE ENERGY INFRA CORP | 89147L886 | COM | 23,024 | $731,472 | dollars as filed | |
| USBANCORPDEL | 902973304 | COM NEW | 16,738 | $729,944 | dollars as filed | |
| FIRST TRUST SENIOR FLOATING RA | 33733U108 | COM | 74,274 | $707,831 | dollars as filed | |
| ARES DYNAMIC CR ALLOCATION F | 04014F102 | COM | 60,105 | $696,617 | dollars as filed | |
| GARTNERINC | 366651107 | STOK | 1,880 | $631,943 | dollars as filed | |
| FIRST TR HIGH YIELD OPPRT 20 | 33741Q107 | COM | 46,036 | $620,565 | dollars as filed | |
| Costco Wholesale Corporation | 22160K105 | COM | 1,318 | $601,667 | dollars as filed | |
| INVESCO PA VALUE MUN INC TR | 46132K109 | COM | 60,552 | $593,410 | dollars as filed | |
| Analog Devices,Inc. | 032654105 | COM | 3,416 | $560,326 | dollars as filed | |
| Accenture Plc Class A | G1151C101 | COM | 2,086 | $556,628 | dollars as filed | |
| DELAWARE IVY HIGH INCOME OPPOR | 246107106 | COM | 50,659 | $555,223 | dollars as filed | |
| Lockheed Martin Corporation | 539830109 | COM | 1,133 | $551,193 | dollars as filed | |
| Home Depot, Inc | 437076102 | COM | 1,664 | $525,591 | dollars as filed | |
| Tesla Motors, Inc | 88160R101 | COM | 4,230 | $521,051 | dollars as filed | |
| Berkshire Hathaway Inc | 084670702 | COM | 1,640 | $506,596 | dollars as filed | |
| Walmart Inc. | 931142103 | COM | 3,539 | $501,795 | dollars as filed | |
| UnitedHealth Group Inc | 91324P102 | COM | 930 | $493,067 | dollars as filed | |
| NEUBERGER BERMAN NY INT MUN | 64124K102 | COM | 50,964 | $480,591 | dollars as filed | |
| FEDERATED HERMES PREM MUNI I | 31423P108 | COM | 44,588 | $468,174 | dollars as filed | |
| MasterCard, Inc | 57636Q104 | COM | 1,325 | $460,742 | dollars as filed | |
| A-MARK PRECIOUS METALS INC | 00181T107 | COM | 13,000 | $451,490 | dollars as filed | |
| SOFI TECHNOLOGIES INC COM | 83406F102 | Stock | 97,394 | $448,986 | dollars as filed | |
| ISHARES RUSSELL 1000 VALUE ETF | 464287598 | ETF | 2,900 | $439,785 | dollars as filed | |
| Chevron Corporation | 166764100 | COM | 2,363 | $424,058 | dollars as filed | |
| NUVEEN PA INVT QUALITY MUN F | 670972108 | COM | 34,675 | $385,933 | dollars as filed | |
| KKR INCOME OPPORTUNITIES FD | 48249T106 | COM | 34,381 | $378,535 | dollars as filed | |
| Intuitive Surgical,Inc. | 46120E602 | COM | 1,423 | $377,593 | dollars as filed | |
| WESTERN ASSET MUN PARTNERS F | 95766P108 | COM | 31,435 | $365,903 | dollars as filed | |
| EUROPEAN EQUITY FD INC COM | 298768102 | CEF | 48,342 | $362,565 | dollars as filed | |
| INVESCO TR INVT GRADE NEW YO | 46131T101 | COM | 35,794 | $361,519 | dollars as filed | |
| MEDIFAST INC | 58470H101 | COM | 2,950 | $340,283 | dollars as filed | |
| KAYNE ANDERSON NEXTGEN ENERGY | 48661E108 | COM | 43,219 | $324,575 | dollars as filed | |
| BLACKROCK MUNIYIELD N Y QUAL | 09255E102 | COM | 33,064 | $324,027 | dollars as filed | |
| Johnson & Johnson | 478160104 | COM | 1,820 | $321,565 | dollars as filed | |
| Starbucks Corporation | 855244109 | COM | 3,210 | $318,432 | dollars as filed | |
| Intel Corp | 458140100 | COM | 11,400 | $301,302 | dollars as filed | |
| HIGHLAND GLOBAL ALLOCATION F | 43010T104 | COM | 31,288 | $294,733 | dollars as filed | |
| ASA GOLD AND PRECIOUS MTLS L | G3156P103 | SHS | 20,200 | $289,062 | dollars as filed | |
| GENERAL DYNAMICS CORP COM | 369550108 | Stock | 1,145 | $284,086 | dollars as filed | |
| NORTHROP GRUMMAN CORP COM | 666807102 | Stock | 515 | $280,989 | dollars as filed | |
| THE CENTRAL AND EASTERN EU I | 153436100 | COM | 33,995 | $280,799 | dollars as filed | |
| NUVEEN MASS QUALITY MUN INC | 67061E104 | COM | 26,207 | $277,008 | dollars as filed | |
| Lowes Companies,Inc. | 548661107 | COM | 1,350 | $268,974 | dollars as filed | |
| GERON CORP | 374163103 | COM | 110,000 | $266,200 | dollars as filed | |
| Taiwan Fund Inc/The/Md | 874036106 | COM | 11,366 | $262,441 | dollars as filed | |
| Procter & Gamble Co | 742718109 | COM | 1,633 | $247,497 | dollars as filed | |
| INVESCO CALIF VALUE MUNI INCOM | 46132H106 | COM | 26,088 | $247,314 | dollars as filed | |
| BlackRock Muniy Michigan | 09254V105 | Fund | 21,623 | $239,799 | dollars as filed | |
| PGIM HIGH YIELD BOND FUND IN | 69346H100 | COM | 19,878 | $235,952 | dollars as filed | |
| BNY MELLON MUN INCOME INC | 05589T104 | COM | 37,322 | $233,636 | dollars as filed | |
| ILLINOIS TOOL WKS INC | 452308109 | COM | 1,000 | $220,300 | dollars as filed | |
| Visa Inc | 92826C839 | COM | 1,015 | $210,876 | dollars as filed | |
| HERZFELD CREDIT INCOME FUND | 42804T106 | COM | 55,656 | $204,812 | dollars as filed | |
| ECOFIN SUSTAINABLE & SOC IMP T | 27901F109 | COM SH BEN INT | 15,876 | $204,007 | dollars as filed | |
| KOREA FD INC | 500634209 | COM NEW | 9,718 | $202,426 | dollars as filed | |
| NEW AMERICA HIGH INCOME FUND I | 641876800 | COM NEW | 30,516 | $201,406 | dollars as filed | |
| 3M CO COM | 88579Y101 | Stock | 1,668 | $200,027 | dollars as filed | |
| DWS STRATEGIC MUN INCOME TR | 23342Q101 | COM | 22,808 | $186,341 | dollars as filed | |
| PIONEER HIGH INCOME FUND INC | 72369H106 | COM | 27,064 | $175,916 | dollars as filed | |
| EATON VANCE CALIFORNIA MUNI BO | 27828A100 | COM | 18,170 | $156,989 | dollars as filed | |
| BNY MELLON STRATEGIC MUN BD | 09662E109 | COM | 26,474 | $153,020 | dollars as filed | |
| NEUBERGER BERMAN MLP AND ENERG | 64129H104 | COM | 22,800 | $151,848 | dollars as filed | |
| NUVEEN SHORT DURATION CREDIT | 67074X107 | COM | 12,135 | $143,921 | dollars as filed | |
| BARINGS GLOBAL SHORT DURATIO | 06760L100 | COM | 10,988 | $139,328 | dollars as filed | |
| APOLLO SENIOR FLOATING RATE FU | 037636107 | COM | 10,778 | $133,001 | dollars as filed | |
| ENERGY FUELS INC | 292671708 | COM NEW | 16,248 | $100,900 | dollars as filed | |
| PIONEER MUNICIPAL HIGH INCOME | 723763108 | COM SHS | 11,368 | $97,537 | dollars as filed | |
| WAVE LIFE SCIENCES LTD SHS | Y95308105 | Stock | 12,213 | $85,491 | dollars as filed | |
| FS CREDIT OPPORTUNITIES CORP | 30290Y101 | COMMON STOCK | 15,382 | $72,449 | dollars as filed | |
| NOVAGOLD RESOURCES INC | 66987E206 | COM NEW | 10,000 | $59,800 | dollars as filed | |
| VERASTEM INC | 92337C104 | COM | 35,000 | $14,088 | dollars as filed | |
| SIENTRA INC | 82621J105 | COM | 15,818 | $3,209 | dollars as filed |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001668256-23-000001 | superseded | 2023-01-20 | acceptance time not in the bulk data set | |
| 13F-HR/A 0001668256-23-000002 | this filing | 2023-01-24 | acceptance time not in the bulk data set |