13F-HR filed by Matisse Capital
Matisse Capital filed this 13F-HR for the quarter ended 2022-12-31, filed 2023-01-20, with 103 holding rows worth $98,235,000.
- Accession
- 0001668256-23-000001
- Filer
- CIK 1668256
- Filed
- 2023-01-20
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2022
A holdings report, 103 entries on the cover page, a total value of $98,235,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $98,235,000 with VALUE read as thousands, detected and multiplied, 13F file number 028-17404. A later restatement replaced it, so the quarter does not use it. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| iShares Core Dividend Growth ETF | 46434V621 | SHS | 142,171 | $7,109,000 | thousands, detected and multiplied | |
| Apple Inc | 037833100 | COM | 33,582 | $4,363,000 | thousands, detected and multiplied | |
| Microsoft Corp | 594918104 | COM | 16,685 | $4,001,000 | thousands, detected and multiplied | |
| ASCENDIS PHARMA A/S DKK 1.0 AD | 04351P101 | SPONSORED ADR | 30,520 | $3,727,000 | thousands, detected and multiplied | |
| PIMCO ENRGY TACTICAL CR OPP FD | 69346N107 | COM SHS BEN INT | 162,000 | $2,420,000 | thousands, detected and multiplied | |
| GOLDMAN SACHS MLP ENERGY REN | 38148G206 | COM | 182,000 | $2,326,000 | thousands, detected and multiplied | |
| SHOCKWAVE MED INC | 82489T104 | COM | 10,071 | $2,071,000 | thousands, detected and multiplied | |
| CLEARBRIDGE ENERGY MLP FUND, I | 184692200 | COM | 58,000 | $1,935,000 | thousands, detected and multiplied | |
| SEVEN HILLS REALTY TRUST | 81784E101 | REIT | 200,000 | $1,818,000 | thousands, detected and multiplied | |
| WESTERN ASSET MTG DEFINED OP | 95790B109 | COM | 141,813 | $1,527,000 | thousands, detected and multiplied | |
| ABERDEEN ASIA-PACIFIC INCOME F | 003009107 | COM | 575,420 | $1,513,000 | thousands, detected and multiplied | |
| WESTERN ASSET EMERGING MARKETS | 95766A101 | COM | 161,700 | $1,473,000 | thousands, detected and multiplied | |
| NEUBERGER BERMAN NEXT GENERA | 64133Q108 | COMMON STOCK | 160,000 | $1,455,000 | thousands, detected and multiplied | |
| NUVEEN OHIO QUALITY INC MUNI | 670980101 | COM | 112,900 | $1,433,000 | thousands, detected and multiplied | |
| BLACKROCK TECH AND PRIVATE E | 09260Q108 | SHS BEN INT | 210,000 | $1,430,000 | thousands, detected and multiplied | |
| CLEARBRIDGE ENERGY MLP TOTAL R | 18469Q207 | COM | 50,000 | $1,414,000 | thousands, detected and multiplied | |
| NEXPOINT DIVERSIFIED REAL ESTA | 65340G205 | COM NEW | 125,100 | $1,402,000 | thousands, detected and multiplied | |
| WESTERN ASSET DIVERSIFIED IN | 95790K109 | COM SHS BEN INT | 110,000 | $1,397,000 | thousands, detected and multiplied | |
| HIGHLAND OPPS & INCOME FD | 43010E404 | HIGHLAND INCOME | 135,000 | $1,391,000 | thousands, detected and multiplied | |
| NUVEEN MORTGAGE AND INCOME F | 670735109 | COM | 84,000 | $1,359,000 | thousands, detected and multiplied | |
| MORGAN STANLEY EMERGING MKTS | 617477104 | COM | 306,290 | $1,348,000 | thousands, detected and multiplied | |
| NUVEEN CORE PLUS IMPACT FUND | 67080D103 | COM BEN INT | 130,000 | $1,347,000 | thousands, detected and multiplied | |
| MORGAN STANLEY CHINA A SH FD | 617468103 | COM | 94,700 | $1,345,000 | thousands, detected and multiplied | |
| BLACKROCK ESG CAP ALLC TR | 09262F100 | SHS BEN INT | 100,000 | $1,343,000 | thousands, detected and multiplied | |
| Mexico Fund Inc/The | 592835102 | COM | 90,000 | $1,327,000 | thousands, detected and multiplied | |
| Amazon.com, Inc | 023135106 | COM | 15,511 | $1,303,000 | thousands, detected and multiplied | |
| BLACKROCK MUNIYIELD PA QUALI | 09255G107 | COM | 117,000 | $1,288,000 | thousands, detected and multiplied | |
| BLACKROCK HEALTH SCIENCES TE | 09260E105 | COM SHS | 82,000 | $1,265,000 | thousands, detected and multiplied | |
| BLACKROCK SCIENCE & TECHNOLO | 09260K101 | SHS BEN INT | 80,000 | $1,251,000 | thousands, detected and multiplied | |
| MFS HIGH YIELD MUNICIPAL TRUST | 59318E102 | SH BEN INT | 385,623 | $1,207,000 | thousands, detected and multiplied | |
| DESTRA MULTI-ALTERNATIVE FD | 25065A502 | COMMON SHARES | 174,461 | $1,192,000 | thousands, detected and multiplied | |
| PIONEER MUN HIGH INCOME OPPO | 723760104 | COMMON STOCK | 110,000 | $1,172,000 | thousands, detected and multiplied | |
| MEXICO EQUITY & INCOME FD | 592834105 | COM | 132,000 | $1,159,000 | thousands, detected and multiplied | |
| MAINSTAY CBRE GBL INFRSTR ME | 56064Q107 | COM | 84,300 | $1,151,000 | thousands, detected and multiplied | |
| CUSHING NEXTGEN INFRASTRUCTURE | 231647207 | COM | 30,000 | $1,148,000 | thousands, detected and multiplied | |
| BRANDYWINEGLOBAL GLOBAL INCOME | 10537L104 | COM | 140,000 | $1,141,000 | thousands, detected and multiplied | |
| FIRST TR ABERDEEN GLBL OPP F | 337319107 | COM SHS | 187,356 | $1,124,000 | thousands, detected and multiplied | |
| VIRTUS GLOBAL MULTI-SECTOR I | 92829B101 | COM | 145,000 | $1,124,000 | thousands, detected and multiplied | |
| EATON VANCE CALIFORNIA MUNICIP | 27826F101 | SH BEN INT | 107,178 | $1,070,000 | thousands, detected and multiplied | |
| PIONEER FLOATING RATE FUND I | 72369J102 | COM | 121,814 | $1,068,000 | thousands, detected and multiplied | |
| EATON VANCE NEW YORK MUN BD | 27827Y109 | COM | 114,287 | $1,030,000 | thousands, detected and multiplied | |
| RIVERNORTH MANAGED DUR MUN I | 76882M104 | COM | 67,559 | $1,026,000 | thousands, detected and multiplied | |
| ANGEL OAK FINL STRATEGIES IN | 03464A100 | COM BEN INT | 80,000 | $1,025,000 | thousands, detected and multiplied | |
| WESTERN AST INFL LKD OPP & I | 95766R104 | COM | 110,500 | $1,009,000 | thousands, detected and multiplied | |
| FRANKLIN LTD DURATION INCOME | 35472T101 | COM | 159,668 | $992,000 | thousands, detected and multiplied | |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 10,560 | $932,000 | thousands, detected and multiplied | |
| BLACKROCK CAP ALLOCATION TER | 09260U109 | COM | 65,640 | $910,000 | thousands, detected and multiplied | |
| BLACKROCK MUNIHLDNGS CALI | 09254L107 | COM | 78,600 | $844,000 | thousands, detected and multiplied | |
| APOLLO TACTICAL INCOME FD INC | 037638103 | COM | 68,837 | $834,000 | thousands, detected and multiplied | |
| NEUBERGER BERMAN CALIFORNIA IN | 64123C101 | COM | 71,956 | $813,000 | thousands, detected and multiplied | |
| CARLYLE CREDIT INCOME FUND | 92535C104 | SHS BEN INT | 93,019 | $810,000 | thousands, detected and multiplied | |
| MFS INVT GRADE MUN TR | 59318B108 | SH BEN INT | 113,651 | $809,000 | thousands, detected and multiplied | |
| BLACKROCK MUNIHLDGS NJ QLTY | 09254X101 | COM | 71,765 | $794,000 | thousands, detected and multiplied | |
| MORGAN STANLEY EMER MKTS DEB | 61744H105 | COM | 117,137 | $766,000 | thousands, detected and multiplied | |
| BLACKSTONE LONG-SHORT CREDIT I | 09257D102 | COM SHS BN INT | 69,365 | $752,000 | thousands, detected and multiplied | |
| BLACKROCK N Y MUN INCOME TRU | 09248L106 | SH BEN INT | 74,719 | $752,000 | thousands, detected and multiplied | |
| TORTOISE ENERGY INFRA CORP | 89147L886 | COM | 23,024 | $731,000 | thousands, detected and multiplied | |
| USBANCORPDEL | 902973304 | COM NEW | 16,738 | $730,000 | thousands, detected and multiplied | |
| FIRST TRUST SENIOR FLOATING RA | 33733U108 | COM | 74,274 | $708,000 | thousands, detected and multiplied | |
| ARES DYNAMIC CR ALLOCATION F | 04014F102 | COM | 60,105 | $697,000 | thousands, detected and multiplied | |
| FIRST TR HIGH YIELD OPPRT 20 | 33741Q107 | COM | 46,036 | $621,000 | thousands, detected and multiplied | |
| INVESCO PA VALUE MUN INC TR | 46132K109 | COM | 60,552 | $593,000 | thousands, detected and multiplied | |
| DELAWARE IVY HIGH INCOME OPPOR | 246107106 | COM | 50,659 | $555,000 | thousands, detected and multiplied | |
| NEUBERGER BERMAN NY INT MUN | 64124K102 | COM | 50,964 | $481,000 | thousands, detected and multiplied | |
| FEDERATED HERMES PREM MUNI I | 31423P108 | COM | 44,588 | $468,000 | thousands, detected and multiplied | |
| A-MARK PRECIOUS METALS INC | 00181T107 | COM | 13,000 | $451,000 | thousands, detected and multiplied | |
| SOFI TECHNOLOGIES INC COM | 83406F102 | Stock | 97,394 | $449,000 | thousands, detected and multiplied | |
| NUVEEN PA INVT QUALITY MUN F | 670972108 | COM | 34,675 | $386,000 | thousands, detected and multiplied | |
| KKR INCOME OPPORTUNITIES FD | 48249T106 | COM | 34,381 | $379,000 | thousands, detected and multiplied | |
| WESTERN ASSET MUN PARTNERS F | 95766P108 | COM | 31,435 | $366,000 | thousands, detected and multiplied | |
| EUROPEAN EQUITY FD INC COM | 298768102 | CEF | 48,342 | $363,000 | thousands, detected and multiplied | |
| INVESCO TR INVT GRADE NEW YO | 46131T101 | COM | 35,794 | $362,000 | thousands, detected and multiplied | |
| KAYNE ANDERSON NEXTGEN ENERGY | 48661E108 | COM | 43,219 | $325,000 | thousands, detected and multiplied | |
| BLACKROCK MUNIYIELD N Y QUAL | 09255E102 | COM | 33,064 | $324,000 | thousands, detected and multiplied | |
| Intel Corp | 458140100 | COM | 11,400 | $301,000 | thousands, detected and multiplied | |
| HIGHLAND GLOBAL ALLOCATION F | 43010T104 | COM | 31,288 | $295,000 | thousands, detected and multiplied | |
| ASA GOLD AND PRECIOUS MTLS L | G3156P103 | SHS | 20,200 | $289,000 | thousands, detected and multiplied | |
| THE CENTRAL AND EASTERN EU I | 153436100 | COM | 33,995 | $281,000 | thousands, detected and multiplied | |
| NUVEEN MASS QUALITY MUN INC | 67061E104 | COM | 26,207 | $277,000 | thousands, detected and multiplied | |
| GERON CORP | 374163103 | COM | 110,000 | $266,000 | thousands, detected and multiplied | |
| Taiwan Fund Inc/The/Md | 874036106 | COM | 11,366 | $262,000 | thousands, detected and multiplied | |
| INVESCO CALIF VALUE MUNI INCOM | 46132H106 | COM | 26,088 | $247,000 | thousands, detected and multiplied | |
| BlackRock Muniy Michigan | 09254V105 | Fund | 21,623 | $240,000 | thousands, detected and multiplied | |
| PGIM HIGH YIELD BOND FUND IN | 69346H100 | COM | 19,878 | $236,000 | thousands, detected and multiplied | |
| BNY MELLON MUN INCOME INC | 05589T104 | COM | 37,322 | $234,000 | thousands, detected and multiplied | |
| HERZFELD CREDIT INCOME FUND | 42804T106 | COM | 55,656 | $205,000 | thousands, detected and multiplied | |
| ECOFIN SUSTAINABLE & SOC IMP T | 27901F109 | COM SH BEN INT | 15,876 | $204,000 | thousands, detected and multiplied | |
| NEW AMERICA HIGH INCOME FUND I | 641876800 | COM NEW | 30,516 | $201,000 | thousands, detected and multiplied | |
| DWS STRATEGIC MUN INCOME TR | 23342Q101 | COM | 22,808 | $186,000 | thousands, detected and multiplied | |
| PIONEER HIGH INCOME FUND INC | 72369H106 | COM | 27,064 | $176,000 | thousands, detected and multiplied | |
| EATON VANCE CALIFORNIA MUNI BO | 27828A100 | COM | 18,170 | $157,000 | thousands, detected and multiplied | |
| BNY MELLON STRATEGIC MUN BD | 09662E109 | COM | 26,474 | $153,000 | thousands, detected and multiplied | |
| NEUBERGER BERMAN MLP AND ENERG | 64129H104 | COM | 22,800 | $152,000 | thousands, detected and multiplied | |
| NUVEEN SHORT DURATION CREDIT | 67074X107 | COM | 12,135 | $144,000 | thousands, detected and multiplied | |
| BARINGS GLOBAL SHORT DURATIO | 06760L100 | COM | 10,988 | $139,000 | thousands, detected and multiplied | |
| APOLLO SENIOR FLOATING RATE FU | 037636107 | COM | 10,778 | $133,000 | thousands, detected and multiplied | |
| ENERGY FUELS INC | 292671708 | COM NEW | 16,248 | $101,000 | thousands, detected and multiplied | |
| PIONEER MUNICIPAL HIGH INCOME | 723763108 | COM SHS | 11,368 | $98,000 | thousands, detected and multiplied | |
| WAVE LIFE SCIENCES LTD SHS | Y95308105 | Stock | 12,213 | $85,000 | thousands, detected and multiplied | |
| FS CREDIT OPPORTUNITIES CORP | 30290Y101 | COMMON STOCK | 15,382 | $72,000 | thousands, detected and multiplied | |
| NOVAGOLD RESOURCES INC | 66987E206 | COM NEW | 10,000 | $60,000 | thousands, detected and multiplied | |
| VERASTEM INC | 92337C104 | COM | 35,000 | $14,000 | thousands, detected and multiplied | |
| SIENTRA INC | 82621J105 | COM | 15,818 | $3,000 | thousands, detected and multiplied |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001668256-23-000001 | this filing | 2023-01-20 | acceptance time not in the bulk data set | |
| 13F-HR/A 0001668256-23-000002 | base | 2023-01-24 | acceptance time not in the bulk data set |