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13F-HR filed by Baird Financial Group, Inc.

Baird Financial Group, Inc. filed this 13F-HR for the quarter ended 2016-09-30, filed 2016-11-10, with 1,191 holding rows worth $11,163,811,000.

Accession
0001648711-16-000016
Filed
2016-11-10
Accepted by EDGAR
acceptance time not in the bulk data set
Ingested
Source
SEC quarterly data set

Original filing

13F report for Q3 2016

A combination report, 1,192 entries on the cover page, a total value of $11,163,811,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $11,163,811,000 with VALUE read as thousands by filing date, 13F file number 028-16981. The quarter's positions are built on this report. The resolved quarter.

Other managers

  • reports for this filerRiverFront Investment Group, LLC 028-13577
  • included managerBAIRD ROBERT W & CO INC /WI/028-01911
  • included managerBaird Financial Corporation

The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).

Issuer as filedCUSIPClassAmountValueValue read asType
CALAMOS DY COM NPV12811V105COM20,649$383,000thousands by filing date
Applied Materials,Inc.038222105COM12,472$376,000thousands by filing date
NISOURCE INC COM65473P105Stock15,560$375,000thousands by filing date
PETMED EXPRESS INC716382106COM18,400$373,000thousands by filing date
PORTLAND GEN ELEC CO736508847COM NEW8,723$372,000thousands by filing date
VANECK VECTORS ETF TR92189F718OIL SVCS ETF12,650$370,000thousands by filing date
FOOT LOCKER INC344849104COM5,443$369,000thousands by filing date
WHIRLPOOL CORP COM963320106Stock2,237$363,000thousands by filing date
PIEDMONT NATURAL GAS CO720186105COM6,028$362,000thousands by filing date
ROGERS COMMUNICATIONS INC CL B775109200Stock8,515$361,000thousands by filing date
M & T BK CORP COM55261F104Stock3,108$361,000thousands by filing date
B/E AEROSPACE INC073302101COM6,985$361,000thousands by filing date
PENNYMAC MTG INVT TR COM70931T103REIT23,115$360,000thousands by filing date
ISHARES TR464288109MORNINGSTAR VALU4,070$359,000thousands by filing date
EMPIRE ST RLTY OP L P292102209UNIT LTD PRT 6016,974$359,000thousands by filing date
WISDOMTREE TR97717W570US MIDCAP FUND3,729$357,000thousands by filing date
MARATHON OIL CORP565849106COM22,451$355,000thousands by filing date
ADVENT CONVERTIBLE AND INCOME00764C109COM24,253$354,000thousands by filing date
Apollo Global Management037612306COM19,723$354,000thousands by filing date
ISHARES MSCI INDIA SMALL-CAP ETF46429B614ETF9,535$351,000thousands by filing date
Vanguard Consumer Discretionary ETF92204A108SHS2,765$348,000thousands by filing date
PG&E CORP COM69331C108Stock5,684$348,000thousands by filing date
NATIONAL GRID PLC636274300SPONSORED ADR NE4,856$345,000thousands by filing date
COLUMBIA SPORTSWEAR CO198516106COM6,041$343,000thousands by filing date
HEALTHSOUTH CORP421924309COM NEW8,446$343,000thousands by filing date
ISHARES TR464288612INTRM GOV CR ETF3,016$340,000thousands by filing date
NORTHWEST BANCSHARES INC COM667340103Stock21,600$339,000thousands by filing date
NEW GOLD INC CDA644535106COM77,811$338,000thousands by filing date
BERKLEY W R CORP COM084423102Stock5,759$333,000thousands by filing date
ISHARES INC464286533MSCI EMERG MRKT6,167$333,000thousands by filing date
AVX CORP NEW002444107COM24,060$332,000thousands by filing date
VULCAN MATLS CO COM929160109Stock2,884$328,000thousands by filing date
ISHARES INC464286665MSCI PAC JP ETF7,733$327,000thousands by filing date
CBS CORP NEW124857202CL B5,978$327,000thousands by filing date
SEMPRA COM816851109Stock3,004$322,000thousands by filing date
HORMEL FOODS CORP COM440452100Stock8,433$320,000thousands by filing date
REAVES UTIL INCOME FD756158101COM SH BEN INT10,478$320,000thousands by filing date
POWERSHARES ETF TRUST73935X302HI YLD EQ DVDN20,171$320,000thousands by filing date
BLACKROCK STRATEGIC MUN TR09248T109COM21,366$319,000thousands by filing date
FIDUS INVESTMENT GROUP316500107COM19,970$315,000thousands by filing date
BALL CORP058498106COM3,829$314,000thousands by filing date
GALLAGHER ARTHUR J & CO COM363576109Stock6,149$313,000thousands by filing date
AUTOZONE INC COM053332102Stock407$313,000thousands by filing date
EG DJ EMRG MKT CNSUMR TITA268461779EGS EMKTCONS ETF12,534$311,000thousands by filing date
iShares MSCI USA Momentum Factor ETF46432F396SHS4,012$310,000thousands by filing date
ENBRIDGE INC COM29250N105Stock6,995$309,000thousands by filing date
POWERSHARES DB MULTISECT C73936B507DB OIL FUND34,801$309,000thousands by filing date
ARROWMARK FINANCIAL CORP861780104COM16,459$307,000thousands by filing date
Elevance Health, Inc.036752103COM2,441$306,000thousands by filing date
FEDERATED PREM INTR MUN INC31423M105COM21,600$305,000thousands by filing date
FORTUNA MNG CORP F349915108COM41,866$303,000thousands by filing date
FORTRESS INVT GROUP LLC CL A34958B106COM61,100$302,000thousands by filing date
HOSPITALITY PROPERTIES TRUST44106M102COM SH BEN INT10,135$301,000thousands by filing date
NWPX INFRASTRUCTURE INC667746101COM25,073$296,000thousands by filing date
iShares Expanded Tech Sector ETF464287549SHS2,390$295,000thousands by filing date
LEIDOS HOLDINGS INC COM525327102Stock6,794$294,000thousands by filing date
NEUBERGER BERMAN HIGH YIELD ST64128C106COM24,695$293,000thousands by filing date
ALLIANCEBERNSTEIN GLOBAL HIG01879R106COM23,049$291,000thousands by filing date
HABIT RESTAURANTS INC40449J103COM CL A20,800$291,000thousands by filing date
TRANSDIGM GROUP INC COM893641100Stock998$289,000thousands by filing date
NASDAQ INC COM631103108Stock4,262$288,000thousands by filing date
EQUITY RESIDENTIAL29476L107SH BEN INT4,445$286,000thousands by filing date
WISDOMTREE TR97717W869EUROPE SMCP DV5,175$286,000thousands by filing date
SINGLE TOUCH SYSTEMS INC82988R203COM64,999$286,000thousands by filing date
COHEN & STEERS REIT AND PREFER19247X100COM14,145$285,000thousands by filing date
ELECTRONIC ARTS INC COM285512109Stock3,330$284,000thousands by filing date
SUMMIT MIDSTREAM PARTNERS LP866142102COM UNIT LTD12,375$284,000thousands by filing date
GOPRO INC38268T103CL A16,989$283,000thousands by filing date
FIRST TR/ABERDEEN EMERG OPT33731K102COM18,609$282,000thousands by filing date
SANDY SPRING BANCORP INC800363103COMMON STOCK9,182$281,000thousands by filing date
DUNKIN BRANDS GROUP INC265504100COM5,375$280,000thousands by filing date
UNITED BANKSHARES INC WEST VA COM909907107Stock7,413$279,000thousands by filing date
PIONEER DIVERSIFIED HIGH INCOM723653101COM16,771$274,000thousands by filing date
PROSHARES TR74347B680S&P MDCP 400 DIV5,863$273,000thousands by filing date
SPDR SERIES TRUST78464A375ST INTER BD ETF7,809$273,000thousands by filing date
ARATANA THERAPEUTICS INC03874P101COM29,219$273,000thousands by filing date
MEAD JOHNSON NUTRITION CO582839106COM3,430$271,000thousands by filing date
EAGLE BANCORPORATION INC268948106COM5,479$270,000thousands by filing date
RYDEX S&P EQ WEIGHT TECHN ETF(RYT)78355W817ETF2,560$270,000thousands by filing date
ROLLINS INC COM775711104Stock9,181$269,000thousands by filing date
FIRST TRUST INTERMEDIATE DURATION PREFERRED & INCOME FUND33718W103CEF11,540$269,000thousands by filing date
QUEST DIAGNOSTICS INC COM74834L100Stock3,143$266,000thousands by filing date
BLACKROCK MUNICIPAL INCOME QUA092479104COM17,017$266,000thousands by filing date
CIGNA CORPORATION125509109COM2,041$266,000thousands by filing date
Federal Agric Mtg Corp Cl C313148306COM6,656$263,000thousands by filing date
CYS INVTS INC12673A108COM30,189$263,000thousands by filing date
PIMCO MUN INCOME FD II72200W106COM19,178$262,000thousands by filing date
OPPENHEIMER ETF TR68386C302S&P SMALLCAP 6004,403$262,000thousands by filing date
TEXTAINER GROUP HOLDINGS LTDG8766E109SHS34,569$259,000thousands by filing date
NUVEEN MICH QUALITY INCOME MUN FD INC670979103CEF17,200$254,000thousands by filing date
FLEXSHARES TR33939L860QUALT DIVD IDX6,679$253,000thousands by filing date
GAMCO NAT RES GOLD & INCOME36465E101SH BEN INT32,800$253,000thousands by filing date
BJS RESTAURANTS INC09180C106COM7,050$251,000thousands by filing date
ADAM NAT RES FD INC00548F105COM12,549$250,000thousands by filing date
WESTERN ASSET HIGH INCOM FD95766J102COM34,849$250,000thousands by filing date
MANITOWOC FOODSERVICE INC563568104COM15,402$250,000thousands by filing date
Vanguard Extended Market ETF922908652SHS2,725$249,000thousands by filing date
ROYAL CARIBBEAN GROUP COMV7780T103Stock3,290$247,000thousands by filing date
WATERS CORP COM941848103Stock1,558$247,000thousands by filing date
TEMPLETON EMERGING MKTS INCO880192109COM22,096$243,000thousands by filing date
FTSE RAFI US 1500 Small Cap73935X567COM2,303$243,000thousands by filing date
UNIVERSAL DISPLAY CORP91347P105COM4,353$242,000thousands by filing date
SMITH & WESSON BRANDS, INC.831756101COM9,107$242,000thousands by filing date
ISHARES TR464287606S&P MC 400GR ETF1,366$239,000thousands by filing date
Vanguard Energy ETF92204A306SHS2,438$238,000thousands by filing date
PIMCO ETF TR72201R866INTER MUN BD ACT4,303$236,000thousands by filing date
STERIS PLCG84720104SHS USD3,233$236,000thousands by filing date
SPROUTS FMRS MKT INC COM85208M102Stock11,375$235,000thousands by filing date
HUBBELL INC COM443510607Stock2,172$234,000thousands by filing date
TOYOTA MOTOR CORP ADS892331307ADR2,017$234,000thousands by filing date
NUVASIVE INC670704105COM3,500$233,000thousands by filing date
NUVEEN TAXABLE MUNICPAL INM FD COM67074C103CEF10,270$233,000thousands by filing date
MSA SAFETY INC COM553498106Stock4,000$232,000thousands by filing date
FIRST BUSINESS FINANCIAL SER319390100COMMON STOCK9,856$232,000thousands by filing date
MGE ENERGY INC55277P104COM4,089$231,000thousands by filing date
ISHARES MICRO-CAP ETF464288869ETF2,878$225,000thousands by filing date
FIRST TRUST ENHANCED EQUITY IN337318109COM16,711$223,000thousands by filing date
TORTOISE MIDSTRM ENERGY FD I89148B101COM11,175$223,000thousands by filing date
LIFE STORAGE INC53223X107COM2,495$222,000thousands by filing date
L BRANDS INC501797104COM3,143$222,000thousands by filing date
SPIRE INC84857L101COM3,487$222,000thousands by filing date
UNION BANKSHARES CORP90539J109COM8,205$220,000thousands by filing date
POLYONE CORP73179P106COM6,495$220,000thousands by filing date
WEX INC96208T104COM2,023$219,000thousands by filing date
iShares Core S&P Total U.S. Stock Market ETF464287150SHS4,371$217,000thousands by filing date
ISHARES 10 Y INVE GRADE COR B46428951110+ YR INVST GRD3,437$217,000thousands by filing date
ORMAT TECHNOLOGIES INC686688102COM4,457$216,000thousands by filing date
TORONTO DOMINION BK ONT COM NEW891160509Stock4,826$214,000thousands by filing date
UNITED STATES OIL FUND LP91232N108UNITS19,550$214,000thousands by filing date
TICC CAPITAL CORP87244T109COM36,801$214,000thousands by filing date
UNUM GROUP COM91529Y106Stock6,045$213,000thousands by filing date
WESTERN ASSET INTER MUNI FD958435109COM20,194$213,000thousands by filing date
RAMBUS INC DEL COM750917106Stock16,975$212,000thousands by filing date
TABLEAU SOFTWARE INC87336U105CL A3,815$211,000thousands by filing date
POWERSHARES ETF TRUST73935X591DYN UTIL PORTF8,150$211,000thousands by filing date
OPPENHEIMER ETF TR68386C203S&P MDCP 400 REV4,188$211,000thousands by filing date
NUVEEN AMT-FREE MUN VALUE FD670695105COM11,137$210,000thousands by filing date
ZEBRA TECHNOLOGIES CORPORATION CL A989207105Stock2,990$208,000thousands by filing date
PIMCO MUN INCOME FD III72201A103COM16,253$208,000thousands by filing date
BLACKROCK GLOBAL ENERGY AND RE09250U101COM14,215$206,000thousands by filing date
CBOE GLOBAL MKTS INC COM12503M108Stock3,150$204,000thousands by filing date
WISDOMTREE TR97717W794TRUE DEV INTL FD4,719$204,000thousands by filing date
AUTODESK INC COM052769106Stock2,809$203,000thousands by filing date
Accelerate Diagnostics00430H102COM7,455$203,000thousands by filing date
ENBRIDGE ENERGY PARTNERS L P29250R106Domestic Common7,887$201,000thousands by filing date
PENNANTPARK INVESTMENT CORPORA708062104COM25,493$192,000thousands by filing date
F N B CORP302520101COM15,463$190,000thousands by filing date
NUVEEN MUN HIGH INCOME OPPOR670682103COM12,989$188,000thousands by filing date
TEMPLETON EMERGING MARKETS FUN880191101COM14,615$185,000thousands by filing date
SIRIUS XM HOLDINGS INC82968B103COM44,165$184,000thousands by filing date
NORDIC AMERICAN TANKERS LIMIG65773106COM18,025$182,000thousands by filing date
XEROX CORP984121103COM17,867$181,000thousands by filing date
UMPQUA HOLDINGS904214103COM11,853$178,000thousands by filing date
WHITING PETE CORP NEW966387102COM20,180$176,000thousands by filing date
REDWOOD TRUST INC758075402COM12,325$175,000thousands by filing date
NUVEEN INTERMEDIATE DURATION M670671106COM12,000$166,000thousands by filing date
EL POLLO LOCO HOLDINGS INC268603107COMMON STOCK13,021$164,000thousands by filing date
ADAMS DIVERSIFIED EQUITY FD006212104COM12,088$159,000thousands by filing date
ENSCO PLCG3157S106SHS CLASS A18,480$157,000thousands by filing date
SHILOH INDUSTRIES INC824543102COM22,000$156,000thousands by filing date
EATON VANCE TAX-MANAGED BUY-27828Y108COM10,139$153,000thousands by filing date
NUVEEN S&P 500 BUY-WRITE INCOM COM6706ER101CEF11,118$147,000thousands by filing date
EATON VANCE MUNICIPAL INCOME T27826U108SH BEN INT10,268$146,000thousands by filing date
DEUTSCHE BK AG NAMEN AKTD18190898Stock11,052$145,000thousands by filing date
RITHM CAPITAL CORP COM NEW64828T201REIT10,337$143,000thousands by filing date
CIVISTA BANCSHARES INC178867107COMMON STOCK10,087$143,000thousands by filing date
TWIN DISC INC901476101COMMON STOCK11,048$132,000thousands by filing date
ELECTRO SCIENTIFIC INDS285229100COM23,274$131,000thousands by filing date
KEYCORP COM493267108Stock10,615$129,000thousands by filing date
EATON VANCE TAX-MANAGED DIVE27828N102COM12,073$129,000thousands by filing date
NUVEEN SELECT MATURITIES MUNIC67061t101CLSD FD11,900$127,000thousands by filing date
MODINE MFG CO COM607828100Stock10,600$126,000thousands by filing date
WESTERN ASSET MUN HIGH INCOME COM95766N103CEF14,518$115,000thousands by filing date
DIAMONDROCK HOSPITALITY CO252784301COM12,447$113,000thousands by filing date
WEATHERFORD INTL INC ORD SHSG48833100Stock17,520$98,000thousands by filing date
ARCELORMITTAL FUNSPONSORED ADR 1 ADR REPS 1 ORD SHS03938L104COM14,429$87,000thousands by filing date
MIMEDX GROUP INC602496101COM10,000$86,000thousands by filing date
PROSPECT CAPITAL CORPORATION74348T102COM10,553$85,000thousands by filing date
CLIFFS NATURAL RESOURCES18683K101COMMON STOCK14,223$83,000thousands by filing date
APOLLO INVT CORP03761U106COM13,983$81,000thousands by filing date
PC TEL INC69325Q105COM14,286$76,000thousands by filing date
Bowater Inc09066L105COMMON STOCKS18,021$70,000thousands by filing date
MANITOWOC COMPANY INC563571108COM14,410$69,000thousands by filing date
NOKIA CORP654902204SPONSORED ADR11,582$67,000thousands by filing date
CURIS INC231269101COM24,968$65,000thousands by filing date
COMPUGEN LTDM25722105ORD10,000$63,000thousands by filing date
DRDGOLD LIMITED SPON ADR REPSTG26152H301ADR11,246$56,000thousands by filing date
PUTNAM PREMIER INCOME TR746853100SH BEN INT10,535$52,000thousands by filing date
TASEKO MINES LTD COM876511106Stock42,607$20,000thousands by filing date
MANNKIND CORP56400P201COM25,000$16,000thousands by filing date
NAVIOS MARITIME ACQUISITIONY62159101COMMON11,000$15,000thousands by filing date

Amendment chain

FilingRoleFiledAcceptedIngested
13F-HR 0001648711-16-000016this filing2016-11-10acceptance time not in the bulk data set