13F-HR filed by Baird Financial Group, Inc.
Baird Financial Group, Inc. filed this 13F-HR for the quarter ended 2016-09-30, filed 2016-11-10, with 1,191 holding rows worth $11,163,811,000.
- Accession
- 0001648711-16-000016
- Filer
- CIK 1648711
- Filed
- 2016-11-10
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2016
A combination report, 1,192 entries on the cover page, a total value of $11,163,811,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $11,163,811,000 with VALUE read as thousands by filing date, 13F file number 028-16981. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerRiverFront Investment Group, LLC 028-13577
- included managerBAIRD ROBERT W & CO INC /WI/028-01911
- included managerBaird Financial Corporation
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| ASA GOLD AND PRECIOUS MTLS L | G3156P103 | SHS | 172,290 | $2,553,000 | thousands by filing date | |
| ROSS STORES INC COM | 778296103 | Stock | 39,588 | $2,546,000 | thousands by filing date | |
| INVESCO TR INVT GRADE MUNS | 46131M106 | COM | 180,582 | $2,546,000 | thousands by filing date | |
| BORGWARNER INC COM | 099724106 | Stock | 72,205 | $2,540,000 | thousands by filing date | |
| TOOTSIE ROLL INDS INC | 890516107 | COM | 68,910 | $2,538,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X427 | BASIC MAT SECT | 43,710 | $2,537,000 | thousands by filing date | |
| ISHARES TR | 464287689 | RUSSELL 3000 ETF | 19,778 | $2,535,000 | thousands by filing date | |
| OPENLANE INC | 48238T109 | COM | 58,659 | $2,532,000 | thousands by filing date | |
| POTASH CORP OF SASKATCHEWAN | 73755L107 | COMMON STOCK-FO | 153,639 | $2,507,000 | thousands by filing date | |
| CANADIAN IMPERIAL BANK OF COMM COM | 136069101 | Stock | 32,236 | $2,499,000 | thousands by filing date | |
| ANNALY CAPITAL MANAGEMENT | 035710409 | COM | 233,905 | $2,456,000 | thousands by filing date | |
| BLACKROCK CORPORATE HIGH YIELD | 09255P107 | COM | 226,695 | $2,453,000 | thousands by filing date | |
| DOLLAR TREE INC COM | 256746108 | Stock | 31,050 | $2,451,000 | thousands by filing date | |
| ISHARES TR | 464288513 | IBOXX HI YD ETF | 28,001 | $2,443,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W604 | US SMALLCAP DIVD | 32,383 | $2,436,000 | thousands by filing date | |
| AMER STATES WTR CO COM | 029899101 | Stock | 60,742 | $2,433,000 | thousands by filing date | |
| VAIL RESORTS INC COM | 91879Q109 | Stock | 15,483 | $2,429,000 | thousands by filing date | |
| COLGATE PALMOLIVE CO COM | 194162103 | Stock | 32,733 | $2,427,000 | thousands by filing date | |
| TRIBUNE COMPANY | 896047503 | COMMON | 66,425 | $2,426,000 | thousands by filing date | |
| SCANA CORP NEW | 80589M102 | COM | 33,070 | $2,393,000 | thousands by filing date | |
| Goldman Sachs Group,Inc. | 38141G104 | COM | 14,695 | $2,370,000 | thousands by filing date | |
| GAMESTOP CORP | 36467W109 | CL A | 85,907 | $2,370,000 | thousands by filing date | |
| Intuit Inc. | 461202103 | COM | 21,406 | $2,355,000 | thousands by filing date | |
| MACYS INC COM | 55616P104 | Stock | 63,315 | $2,346,000 | thousands by filing date | |
| EXELON CORP COM | 30161N101 | Stock | 70,265 | $2,339,000 | thousands by filing date | |
| GENUINE PARTS CO COM | 372460105 | Stock | 23,250 | $2,335,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X749 | ST DOW GLOBA ETF | 46,078 | $2,296,000 | thousands by filing date | |
| HELMERICH & PAYNE INC | 423452101 | COM | 33,594 | $2,261,000 | thousands by filing date | |
| AMETEK INC COM | 031100100 | Stock | 47,250 | $2,258,000 | thousands by filing date | |
| INTREXON CORP | 46122T102 | COM | 80,546 | $2,257,000 | thousands by filing date | |
| BANK MONTREAL MEDIUM COM | 063671101 | Stock | 34,187 | $2,242,000 | thousands by filing date | |
| THE CAMPBELLS COMPANY COM | 134429109 | Stock | 40,869 | $2,236,000 | thousands by filing date | |
| BRUNSWICK CORP | 117043109 | COM | 45,760 | $2,232,000 | thousands by filing date | |
| TWITTER INC | 90184L102 | COM | 96,717 | $2,229,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X772 | S&P INTL ETF | 60,110 | $2,211,000 | thousands by filing date | |
| COLUMBIA BKG SYS INC | 197236102 | COM | 66,874 | $2,188,000 | thousands by filing date | |
| Adobe Inc | 00724F101 | COM | 20,158 | $2,187,000 | thousands by filing date | |
| ACCENDRA HEALTH INC | 690732102 | COM | 62,551 | $2,172,000 | thousands by filing date | |
| Vanguard Total World Stock ETF | 922042742 | SHS | 35,532 | $2,162,000 | thousands by filing date | |
| UNDER ARMOUR INC | 904311206 | CL C | 63,398 | $2,147,000 | thousands by filing date | |
| UNITED AIRLS HLDGS INC COM | 910047109 | Stock | 40,547 | $2,128,000 | thousands by filing date | |
| SEATTLE GENETICS INC | 812578102 | COM | 39,358 | $2,126,000 | thousands by filing date | |
| NORTHERN TR CORP COM | 665859104 | Stock | 31,178 | $2,120,000 | thousands by filing date | |
| VANGUARD INDEX FDS | 922908637 | LARGE CAP ETF | 21,373 | $2,119,000 | thousands by filing date | |
| iShares Silver Trust | 46428Q109 | COM | 115,446 | $2,101,000 | thousands by filing date | |
| ACTVISION BLIZZARD INC | 00507V109 | COM | 47,430 | $2,101,000 | thousands by filing date | |
| SHAW COMMUNICATIONS INC | 82028K200 | CL B CONV | 101,814 | $2,083,000 | thousands by filing date | |
| GENTEX CORP COM | 371901109 | Stock | 117,997 | $2,072,000 | thousands by filing date | |
| ICON PUB LTD CO SHS | G4705A100 | Stock | 26,658 | $2,063,000 | thousands by filing date | |
| BLACKROCK MUN TARGET TERM TR | 09257P105 | COM SHS BEN IN | 85,017 | $2,063,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M530 | GUG BULL2018 E | 96,258 | $2,052,000 | thousands by filing date | |
| CAPITAL ONE FINL CORP | 14040H105 | COM | 28,458 | $2,044,000 | thousands by filing date | |
| PROSHARES SHORT | 74347R396 | PSHS SH MSCI EMR | 85,192 | $2,032,000 | thousands by filing date | |
| POWERSHARES S&P SMALLCAP LOW | 73937B639 | EXCHANGE TRADED | 52,482 | $2,031,000 | thousands by filing date | |
| VECTREN CORP | 92240G101 | COM | 40,151 | $2,016,000 | thousands by filing date | |
| ALIGN TECHNOLOGY INC COM | 016255101 | Stock | 21,440 | $2,010,000 | thousands by filing date | |
| LUXOTTICA GROUP SPA ADR | 55068R202 | SPONS ADR | 41,885 | $2,003,000 | thousands by filing date | |
| ISHARES TR | 46429B663 | CORE HIGH DV ETF | 24,534 | $1,994,000 | thousands by filing date | |
| BANK HAWAII CORP | 062540109 | COM | 27,455 | $1,994,000 | thousands by filing date | |
| FIRSTENERGY CORP | 337932107 | COM | 59,822 | $1,979,000 | thousands by filing date | |
| ISHARES U S ETF TR | 46431W507 | SHOR DURA BD ETF | 39,364 | $1,976,000 | thousands by filing date | |
| PIONEER NATURAL RESOURCES CO | 723787107 | COM | 10,582 | $1,965,000 | thousands by filing date | |
| VANGUARD HEALTH CARE ETF | 92204A504 | ETF | 14,770 | $1,963,000 | thousands by filing date | |
| MARRIOTT INTL INC NEW CL A | 571903202 | Stock | 29,099 | $1,959,000 | thousands by filing date | |
| ABERCROMBIE & FITCH CO CL A | 002896207 | Stock | 122,231 | $1,942,000 | thousands by filing date | |
| iShares TIPS Bond ETF | 464287176 | SHS | 16,651 | $1,940,000 | thousands by filing date | |
| DISCOVERY INC | 25470F302 | COM SER C | 73,425 | $1,932,000 | thousands by filing date | |
| ROYAL BK CDA COM | 780087102 | Stock | 31,147 | $1,930,000 | thousands by filing date | |
| PRUDENTIAL GLB SHT DUR HG YL | 74433A109 | COM | 126,633 | $1,913,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33738D309 | SENIOR LN FD | 39,132 | $1,897,000 | thousands by filing date | |
| SCHULMAN (A.) INC | 808194104 | COM | 65,140 | $1,897,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y308 | STATE STREET CON | 35,399 | $1,884,000 | thousands by filing date | |
| BROWN FORMAN CORP CL B | 115637209 | Stock | 39,713 | $1,884,000 | thousands by filing date | |
| Vanguard High Dividend Yield ETF | 921946406 | SHS | 26,085 | $1,882,000 | thousands by filing date | |
| Real Estate Select Sector SPDR Fund | 81369Y860 | SHS | 57,278 | $1,877,000 | thousands by filing date | |
| NUVEEN OHIO QUALITY INC MUNI | 670980101 | COM | 113,141 | $1,866,000 | thousands by filing date | |
| ISHARES | 464286848 | EXCHANGE TRADED | 148,288 | $1,860,000 | thousands by filing date | |
| NUVEEN PREFERRED & INCOME | 67075A106 | EXCHANGE TRADED | 75,514 | $1,859,000 | thousands by filing date | |
| ISHARES SHORT-TERM NATIONAL MUNI BOND ETF | 464288158 | ETF | 17,530 | $1,858,000 | thousands by filing date | |
| iShares iBoxx Inv Grade Corporate Bond ETF | 464287242 | SHS | 15,064 | $1,856,000 | thousands by filing date | |
| CONAGRA FOODS INC | 205887102 | COM | 39,325 | $1,853,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W307 | US LARGECAP DIVD | 23,931 | $1,842,000 | thousands by filing date | |
| KAYNE ANDERSON ENERGY | 486606106 | COM | 89,035 | $1,837,000 | thousands by filing date | |
| ITC HLDGS CORP | 465685105 | COM | 39,120 | $1,818,000 | thousands by filing date | |
| BUCKLE INC COM | 118440106 | Stock | 75,377 | $1,811,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F791 | JUNIOR GOLD MINE | 40,894 | $1,811,000 | thousands by filing date | |
| ISHARES TR | 464288281 | JPMORGAN USD EMG | 15,313 | $1,795,000 | thousands by filing date | |
| MILACRON HLDGS CORP | 59870L106 | COM | 111,296 | $1,776,000 | thousands by filing date | |
| Deere & Company | 244199105 | COM | 20,451 | $1,745,000 | thousands by filing date | |
| ISHARES TR | 464288653 | 10-20 YR TRS ETF | 12,032 | $1,742,000 | thousands by filing date | |
| TESORO CORP | 881609101 | COM | 21,895 | $1,742,000 | thousands by filing date | |
| STATE STREET SPDR ETF S&P RETAIL | 78464A714 | ETF | 39,929 | $1,739,000 | thousands by filing date | |
| VEREIT INC | 92339V100 | COM | 167,446 | $1,736,000 | thousands by filing date | |
| WILEY JOHN & SONS INC | 968223206 | CL A | 33,575 | $1,733,000 | thousands by filing date | |
| CHESAPEAKE LODGING TR | 165240102 | SH BEN INT | 75,082 | $1,719,000 | thousands by filing date | |
| iShares MBS ETF | 464288588 | SHS | 15,497 | $1,706,000 | thousands by filing date | |
| ELME COMMUNITIES | 939653101 | SH BEN INT | 54,744 | $1,704,000 | thousands by filing date | |
| ASTRAZENECA PLC SPONSORED ADR | 046353108 | ADR | 51,737 | $1,700,000 | thousands by filing date | |
| HSBC HLDGS PLC SPON ADR NEW | 404280406 | ADR | 45,055 | $1,695,000 | thousands by filing date | |
| HUNTINGTON BANCSHARES INC COM | 446150104 | Stock | 171,299 | $1,689,000 | thousands by filing date | |
| COMPASS MINERALS INTL INC | 20451N101 | COM | 22,608 | $1,666,000 | thousands by filing date | |
| PRICE T ROWE GROUP INC COM | 74144T108 | Stock | 24,987 | $1,662,000 | thousands by filing date | |
| TRANSOCEAN LTD REGISTERED SHS | H8817H100 | Stock | 155,738 | $1,660,000 | thousands by filing date | |
| AGCO CORP | 001084102 | COM | 33,630 | $1,659,000 | thousands by filing date | |
| MONSANTO CO NEW | 61166W101 | COM | 16,145 | $1,650,000 | thousands by filing date | |
| ADVANCE AUTO PARTS INC | 00751Y106 | COM | 11,048 | $1,647,000 | thousands by filing date | |
| FEDERATED HERMES INC CL B | 314211103 | Stock | 55,373 | $1,641,000 | thousands by filing date | |
| ON SEMICONDUCTOR CORP COM | 682189105 | Stock | 132,998 | $1,639,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M522 | GUG BULL2019 E | 76,603 | $1,639,000 | thousands by filing date | |
| STAPLES INC | 855030102 | COM | 191,513 | $1,637,000 | thousands by filing date | |
| FIRST TRUST HIGH YIELD LONG/SH | 33738D408 | FIRST TR TA HIYL | 33,284 | $1,619,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33739Q408 | FIRST TR ENH NEW | 26,838 | $1,609,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33735J101 | COM SHS | 37,569 | $1,600,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M266 | CLAYMORE EXCHANGE TRD FD TR | 74,063 | $1,600,000 | thousands by filing date | |
| TUPPERWARE BRANDS CORP | 899896104 | COM | 24,366 | $1,593,000 | thousands by filing date | |
| PUBLIC STORAGE COM | 74460D109 | REIT | 7,129 | $1,591,000 | thousands by filing date | |
| SEABOARD CORP DEL | 811543107 | COM | 460 | $1,582,000 | thousands by filing date | |
| FACTSET RESH SYS INC COM | 303075105 | Stock | 9,689 | $1,571,000 | thousands by filing date | |
| MECHANICS BANCORP A | 43785V102 | COMMON STOCK | 62,552 | $1,568,000 | thousands by filing date | |
| CIMAREX ENERGY CO COM | 171798101 | Stock | 11,645 | $1,565,000 | thousands by filing date | |
| FEDERAL SIGNAL CORP | 313855108 | COM | 117,581 | $1,559,000 | thousands by filing date | |
| NCR VOYIX CORPORATION | 62886E108 | COM | 48,247 | $1,553,000 | thousands by filing date | |
| ROYCE VALUE TRUST | 780910105 | COM | 122,312 | $1,548,000 | thousands by filing date | |
| PLAINS ALL AMERN PIPELINE L | 726503105 | UNIT LTD PARTN | 49,225 | $1,546,000 | thousands by filing date | |
| KITE PHARMA INC | 49803L109 | COM | 27,639 | $1,544,000 | thousands by filing date | |
| PACKAGING CORP AMER COM | 695156109 | Stock | 18,973 | $1,542,000 | thousands by filing date | |
| ISHARES TR | 46432FAZ0 | IBONDS MAR23 ETF | 56,666 | $1,542,000 | thousands by filing date | |
| POWERSHS DB US DOLLAR INDEX DO | 73936D107 | COM | 62,287 | $1,537,000 | thousands by filing date | |
| NRG YIELD INC | 62942X405 | CL C | 90,335 | $1,532,000 | thousands by filing date | |
| LYONDELLBASELL INDUSTRIES NV SHS - A - | N53745100 | Stock | 18,974 | $1,530,000 | thousands by filing date | |
| ALEXION PHARMACEUTICALS INC | 015351109 | COM | 12,445 | $1,525,000 | thousands by filing date | |
| VANGUARD TAX-EXEMPT BOND ETF | 922907746 | ETF | 29,139 | $1,521,000 | thousands by filing date | |
| Vanguard Total International Bond Index Fund ETF | 92203J407 | SHS | 27,079 | $1,518,000 | thousands by filing date | |
| CONTINENTAL RES INC | 212015101 | COM | 29,175 | $1,516,000 | thousands by filing date | |
| EASTMAN CHEM CO COM | 277432100 | Stock | 22,357 | $1,513,000 | thousands by filing date | |
| PAN AMERN SILVER CORP | 697900108 | COM | 85,791 | $1,512,000 | thousands by filing date | |
| CONSOLIDATED EDISON INC | 209115104 | COM | 19,985 | $1,505,000 | thousands by filing date | |
| MONMOUTH REAL ESTATE INVT CO | 609720107 | CL A | 105,415 | $1,504,000 | thousands by filing date | |
| SPDR Portfolio Long Term Treasury ETF | 78464A664 | SHS | 18,958 | $1,499,000 | thousands by filing date | |
| CLEARSIGN TECHNOLOGIES CORP | 185064102 | COM | 249,385 | $1,496,000 | thousands by filing date | |
| HAWAIIAN ELEC INDS INC MTN B | 419870100 | COM | 50,048 | $1,494,000 | thousands by filing date | |
| RENAISSANCERE HLDGS LTD COM | G7496G103 | Stock | 12,394 | $1,489,000 | thousands by filing date | |
| D R HORTON INC COM | 23331A109 | Stock | 48,646 | $1,469,000 | thousands by filing date | |
| SUNCOR ENERGY INC NEW COM | 867224107 | Stock | 52,861 | $1,468,000 | thousands by filing date | |
| PPL CORP COM | 69351T106 | Stock | 42,406 | $1,466,000 | thousands by filing date | |
| ENTERGY CORP NEW COM | 29364G103 | Stock | 19,052 | $1,462,000 | thousands by filing date | |
| SUNPOWER CORP | 867652406 | COM | 163,827 | $1,461,000 | thousands by filing date | |
| SPDR Bloomberg Emerging Markets Local Bond ETF | 78464A391 | SHS | 51,515 | $1,459,000 | thousands by filing date | |
| J.HANCOCK FINL OPP FUND | 409735206 | COM | 52,492 | $1,457,000 | thousands by filing date | |
| DEVON ENERGY CORP NEW COM | 25179M103 | Stock | 32,738 | $1,444,000 | thousands by filing date | |
| SPDR SER TR | 78464A292 | WELLS FG PFD ETF | 31,750 | $1,444,000 | thousands by filing date | |
| ORBITAL ATK INC | 68557N103 | COM | 18,899 | $1,441,000 | thousands by filing date | |
| CAPITOL FED FINL INC COM | 14057J101 | Stock | 102,302 | $1,439,000 | thousands by filing date | |
| Micron Technology,Inc. | 595112103 | COM | 80,352 | $1,429,000 | thousands by filing date | |
| HCA Healthcare Inc | 40412C101 | COM | 18,865 | $1,427,000 | thousands by filing date | |
| NUVEEN AMT FREE QLTY MUN INC | 670657105 | COM | 97,677 | $1,426,000 | thousands by filing date | |
| FMC CORP COM NEW | 302491303 | Stock | 29,362 | $1,419,000 | thousands by filing date | |
| PEMBINA PIPELINE CORP COM | 706327103 | Stock | 46,535 | $1,417,000 | thousands by filing date | |
| ISHARES TR | 46432FBC0 | IBONDS MAR20 ETF | 53,350 | $1,413,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X669 | US QTLY DIV GRT | 43,577 | $1,407,000 | thousands by filing date | |
| SPROTT PHYSICAL GOLD TR | 85207H104 | UNIT | 127,230 | $1,393,000 | thousands by filing date | |
| FEDERAL REALTY INVESTMENT TRUS | 313747206 | SH BEN INT NEW | 9,049 | $1,393,000 | thousands by filing date | |
| ISHARES | 46434VBA7 | EXCHANGE TRADED | 54,367 | $1,392,000 | thousands by filing date | |
| CANADIANNATLRYCOF | 136375102 | STOK | 21,244 | $1,389,000 | thousands by filing date | |
| SPDR SERIES TRUST BLOOMBERG BR | 78464A417 | BLOOMBERG BRCLYS | 37,631 | $1,382,000 | thousands by filing date | |
| BANCORPSOUTH INC | 059692103 | COM | 59,174 | $1,373,000 | thousands by filing date | |
| PRUDENTIAL FINL INC COM | 744320102 | Stock | 16,808 | $1,372,000 | thousands by filing date | |
| XCELENERGY INC | 98389B100 | COM | 33,331 | $1,371,000 | thousands by filing date | |
| ATHENAHEALTH INC | 04685W103 | COMMON STOCK | 10,862 | $1,370,000 | thousands by filing date | |
| CA INC COM | 12673P105 | COM | 41,352 | $1,368,000 | thousands by filing date | |
| CRAY INC | 225223304 | COM NEW | 57,725 | $1,359,000 | thousands by filing date | |
| BAIDU INC SPON ADR REP A | 056752108 | ADR | 7,419 | $1,351,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M373 | GUG BUL 2019 HY | 55,642 | $1,349,000 | thousands by filing date | |
| NUVEEN FLOATING RATE INCOME | 67072T108 | COM | 122,117 | $1,347,000 | thousands by filing date | |
| CITIZENS FINL GROUP INC COM | 174610105 | Stock | 54,345 | $1,343,000 | thousands by filing date | |
| Q | 74876Y101 | Stock | 16,555 | $1,342,000 | thousands by filing date | |
| MOLSON COORS BEVERAGE CO CL B | 60871R209 | Stock | 12,204 | $1,340,000 | thousands by filing date | |
| DREYFUS STRATEGIC MUN BD FD | 26202F107 | COM | 149,660 | $1,326,000 | thousands by filing date | |
| PUBLIC SVC ENTERPRISE GROUP COM | 744573106 | Stock | 31,607 | $1,323,000 | thousands by filing date | |
| PENTAIR PLC SHS | G7S00T104 | Stock | 20,502 | $1,317,000 | thousands by filing date | |
| ISHARES TR | 464288539 | MRTG PLS CAP IDX | 125,147 | $1,315,000 | thousands by filing date | |
| ARCHER DANIELS MIDLAND CO COM | 039483102 | Stock | 31,152 | $1,314,000 | thousands by filing date | |
| FIRST FINANCIAL NORTHWEST IN | 32022K102 | COM | 92,306 | $1,308,000 | thousands by filing date | |
| REALTY INCOME CORP COM | 756109104 | REIT | 19,353 | $1,295,000 | thousands by filing date | |
| TOLL BROTHERS INC COM | 889478103 | Stock | 43,295 | $1,293,000 | thousands by filing date | |
| VANGUARD STAR FDS | 921909768 | COM | 27,147 | $1,282,000 | thousands by filing date | |
| CHECK POINT SOFTWARE TECH LTD ORD | M22465104 | Stock | 16,484 | $1,279,000 | thousands by filing date | |
| POLARIS INC COM | 731068102 | Stock | 16,481 | $1,276,000 | thousands by filing date | |
| SWEDISH EXPT CR CORP | 870297801 | ROG TTL ETN 22 | 255,141 | $1,276,000 | thousands by filing date | |
| KANDI TECHNOLOGIES GROUP INC | 483709101 | COM | 230,455 | $1,265,000 | thousands by filing date | |
| IMPERIAL OIL LTD COM NEW | 453038408 | Stock | 40,183 | $1,259,000 | thousands by filing date | |
| JACOBS ENGINEERING GROUP INC | 469814107 | COM | 24,286 | $1,256,000 | thousands by filing date | |
| SORRENTO THERAPEUTICS INC | 83587F202 | COMMON STOCK | 162,275 | $1,256,000 | thousands by filing date | |
| REYNOLDS AMERICAN INC | 761713106 | COMMON STOCK | 26,531 | $1,251,000 | thousands by filing date | |
| SPDR SER TR | 78464A870 | S&P BIOTECH | 18,769 | $1,244,000 | thousands by filing date | |
| ALCOA INC | 013817101 | COM | 121,976 | $1,237,000 | thousands by filing date | |
| ISHARES TR | 464287713 | US TELECOM ETF | 38,368 | $1,236,000 | thousands by filing date | |
| ARBOR REALTY TRUST INC | 038923108 | COM | 165,435 | $1,228,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED GLOB | 27829F108 | COM | 141,400 | $1,227,000 | thousands by filing date | |
| WILLIAMS SONOMA INC COM | 969904101 | Stock | 24,008 | $1,226,000 | thousands by filing date | |
| STATOIL ASA | 85771P102 | SPONSORED ADR | 71,857 | $1,207,000 | thousands by filing date | |
| APPLE HOSPITALITY REIT INC COM NEW | 03784Y200 | REIT | 65,140 | $1,206,000 | thousands by filing date | |
| PANERA BREAD CO | 69840W108 | CL A | 6,130 | $1,194,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33738D101 | NO AMER ENERGY | 46,813 | $1,185,000 | thousands by filing date | |
| GAMCO GLOBAL GOLD NAT RES & | 36465A109 | COM SH BEN INT | 185,361 | $1,183,000 | thousands by filing date | |
| DREYFUS STRATEGIC MUNS INC | 261932107 | COM | 126,429 | $1,182,000 | thousands by filing date | |
| BHP BILLITON LIMITED SPONSORED ADS | 088606108 | ADR | 33,866 | $1,173,000 | thousands by filing date | |
| PATTERSON COS INC | 703395103 | COM | 25,501 | $1,172,000 | thousands by filing date | |
| SOUTHWESTAIRLSCO | 844741108 | STOK | 30,106 | $1,171,000 | thousands by filing date | |
| CERUS CORP | 157085101 | COM | 187,372 | $1,164,000 | thousands by filing date | |
| ANTERO RESOURCES CORP COM | 03674X106 | Stock | 42,956 | $1,158,000 | thousands by filing date | |
| CROWN CASTLE INC COM | 22822V101 | REIT | 12,246 | $1,154,000 | thousands by filing date | |
| ORANGE SPONSORED ADR | 684060106 | SPONSORED ADR | 73,640 | $1,147,000 | thousands by filing date | |
| BUCKEYE PARTNERS LP (BPL) | 118230101 | UNIT LTD PARTN | 15,920 | $1,140,000 | thousands by filing date | |
| GARMIN LTD SHS | H2906T109 | Stock | 23,632 | $1,137,000 | thousands by filing date | |
| OLD REP INTL CORP COM | 680223104 | Stock | 64,492 | $1,136,000 | thousands by filing date | |
| ISHARES TR | 464287564 | SELECT US REIT | 10,748 | $1,127,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X344 | TECH SECT PORT | 27,037 | $1,124,000 | thousands by filing date | |
| KEARNY FINL CORP MD | 48716P108 | COM | 82,407 | $1,122,000 | thousands by filing date | |
| TELEFONAKTIEBOLAGET LM ERICSS ADR B SEK 10 | 294821608 | ADR | 155,388 | $1,120,000 | thousands by filing date | |
| WATERSTONE FINL INC MD | 94188P101 | COM | 65,331 | $1,110,000 | thousands by filing date | |
| Vanguard Consumer Staples ETF | 92204A207 | SHS | 8,088 | $1,107,000 | thousands by filing date | |
| EVERSOURCE ENERGY COM | 30040W108 | Stock | 20,260 | $1,098,000 | thousands by filing date | |
| WESTERN DIGITAL CORP | 958102105 | COM | 18,721 | $1,095,000 | thousands by filing date | |
| NATIONAL FUEL GAS CO COM | 636180101 | Stock | 20,227 | $1,094,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J182 | EMERG MKT ALPH | 52,497 | $1,089,000 | thousands by filing date | |
| VANGUARDRUSSELL2000ETF | 92206C664 | STOK | 10,921 | $1,088,000 | thousands by filing date | |
| STEELCASE INC-CLASS A | 858155203 | CL A | 77,663 | $1,079,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M514 | GUG BULL2020 E | 49,691 | $1,079,000 | thousands by filing date | |
| HA SUSTAINABLE INFRA CAP INC | 41068X100 | COM | 46,013 | $1,075,000 | thousands by filing date | |
| WESTERN ASSET GLOBAL HIGH INCO | 95766B109 | COM | 105,056 | $1,071,000 | thousands by filing date | |
| REXNORD CORP | 76169B102 | COMMON STOCK | 50,000 | $1,071,000 | thousands by filing date | |
| DIEBOLD NXDF INC | 253651103 | COM | 42,850 | $1,062,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W315 | EMER MKT HIGH FD | 28,246 | $1,061,000 | thousands by filing date | |
| POWERSHARES | 73935X708 | EXCHANGE TRADED | 33,694 | $1,061,000 | thousands by filing date | |
| MGC | 921910873 | COM | 14,373 | $1,060,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X393 | CON STAPLE SEC | 18,796 | $1,060,000 | thousands by filing date | |
| TARGA RES CORP COM | 87612G101 | Stock | 21,359 | $1,049,000 | thousands by filing date | |
| BENEFICIAL BANCORP INC | 08171T102 | COM | 70,673 | $1,040,000 | thousands by filing date | |
| HYD | 92189F361 | ETF | 32,119 | $1,036,000 | thousands by filing date | |
| AETNA INC NEW | 00817Y108 | COM | 8,946 | $1,033,000 | thousands by filing date | |
| PIMCO DYNAMIC CR INCOME FD | 72202D106 | COM SHS | 50,464 | $1,029,000 | thousands by filing date | |
| Invesco Large-Cap Growth | 73935X609 | ETF | 32,389 | $1,026,000 | thousands by filing date | |
| STANLEY BLACK & DECKER INC COM | 854502101 | Stock | 8,307 | $1,022,000 | thousands by filing date | |
| CALAMOS GBL DYN INCOME FUND | 12811L107 | COM | 133,255 | $1,001,000 | thousands by filing date | |
| BCE INC COM NEW | 05534B760 | Stock | 21,497 | $993,000 | thousands by filing date | |
| HECLA MNG CO | 422704106 | COM | 172,784 | $985,000 | thousands by filing date | |
| WYNDHAM DESTINATIONS INC | 98310W108 | COM | 14,609 | $984,000 | thousands by filing date | |
| CBRE GBL REAL ESTATE INC FD COM | 12504G100 | CEF | 116,960 | $982,000 | thousands by filing date | |
| JONES LANG LASALLE INC COM | 48020Q107 | Stock | 8,615 | $980,000 | thousands by filing date | |
| ALCENTRA CAP CORP | 01374T102 | COM | 75,433 | $980,000 | thousands by filing date | |
| TWO HARBORS INVESTMENT CORP | 90187B101 | COMMON STOCK | 114,433 | $976,000 | thousands by filing date | |
| ISHARES TR | 46432F834 | COM | 18,613 | $972,000 | thousands by filing date | |
| PREFERRED APT CMNTYS INC | 74039L103 | COM | 71,749 | $969,000 | thousands by filing date | |
| AMERIPRISE FINL INC COM | 03076C106 | Stock | 9,704 | $968,000 | thousands by filing date | |
| BLUE BIRD CORP | 095306106 | COM | 65,892 | $963,000 | thousands by filing date | |
| LEGG MASON BW GLB INC OPP FD | 52469B100 | COM | 70,673 | $960,000 | thousands by filing date | |
| HERSHEY CO COM | 427866108 | Stock | 10,035 | $959,000 | thousands by filing date | |
| ROCKWELL COLLINS INC | 774341101 | COM | 11,317 | $954,000 | thousands by filing date | |
| EATON VANCE SENIOR FLOATING-RA | 27828Q105 | COM | 67,450 | $953,000 | thousands by filing date | |
| AMN HEALTHCARE SVCS INC | 001744101 | COM | 29,865 | $952,000 | thousands by filing date | |
| ELBIT SYS LTD ORD | M3760D101 | Stock | 9,925 | $951,000 | thousands by filing date | |
| LCNB CORP | 50181P100 | COM | 52,156 | $950,000 | thousands by filing date | |
| SEQUANS COMMUNICATIONS SA | 817323108 | COM | 534,715 | $946,000 | thousands by filing date | |
| SURGICAL CARE AFFILIATES INC COM | 86881L106 | Stock | 19,400 | $946,000 | thousands by filing date | |
| DENTSPLY SIRONA INC | 24906P109 | COM | 15,857 | $942,000 | thousands by filing date | |
| GREAT PLAINS ENERGY INC | 391164100 | COM | 34,285 | $936,000 | thousands by filing date | |
| KROGER CO COM | 501044101 | Stock | 31,492 | $935,000 | thousands by filing date | |
| iShares Global 100 ETF | 464287572 | SHS | 12,413 | $931,000 | thousands by filing date | |
| NATIONAL PRESTO INDS INC | 637215104 | COMMON STOCK | 10,600 | $931,000 | thousands by filing date | |
| NUVEEN HGH INC DEC18 TRGT TR | 67075P103 | COM | 89,118 | $927,000 | thousands by filing date | |
| BRADY CORP | 104674106 | CL A | 26,735 | $925,000 | thousands by filing date | |
| Deutsche Global High Income | 25158V108 | 0 | 109,888 | $925,000 | thousands by filing date | |
| DYCOM INDS INC COM | 267475101 | Stock | 11,295 | $924,000 | thousands by filing date | |
| OMEROS CORP | 682143102 | COM | 82,093 | $916,000 | thousands by filing date | |
| MORGAN STANLEY EMERGING MKTS | 617477104 | COM | 113,321 | $910,000 | thousands by filing date | |
| HOLLYFRONTIER CORP | 436106108 | COM | 36,828 | $902,000 | thousands by filing date | |
| LINCOLN NATL CORP IND COM | 534187109 | Stock | 19,157 | $900,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F528 | VANECK SHRT MUNI | 50,638 | $894,000 | thousands by filing date | |
| Ishares Ibonds Dec | 46434VBK5 | ETF | 35,240 | $893,000 | thousands by filing date | |
| REPUBLIC SVCS INC COM | 760759100 | Stock | 17,673 | $892,000 | thousands by filing date | |
| NEW YORK COMMUNITY BANCORP | 649445103 | COM | 62,698 | $892,000 | thousands by filing date | |
| CHICAGO BRIDGE & IRON CO NV | 167250109 | N Y REGISTRY SH | 31,840 | $892,000 | thousands by filing date | |
| DOUBLELINE INCOME SOLUTIONS | 258622109 | COM | 46,503 | $891,000 | thousands by filing date | |
| WESTERN ASSET PREMIER BD FD | 957664105 | SHS BEN INT | 66,318 | $890,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M258 | CLAYMORE EXCHANGE TRD FD TR | 41,028 | $888,000 | thousands by filing date | |
| VARIAN MED SYS INC | 92220P105 | COM | 8,903 | $886,000 | thousands by filing date | |
| ALLIANZGI CONV INCOME FD II | 018825109 | COM | 148,441 | $880,000 | thousands by filing date | |
| MEDICAL PROPERTIES TRUST INC COM | 58463J304 | REIT | 59,289 | $876,000 | thousands by filing date | |
| PROOFPOINT INC | 743424103 | COM | 11,702 | $876,000 | thousands by filing date | |
| POWERSHARES ETF TR II S&P SMCP | 73937B860 | ETF - EQUITY | 13,809 | $876,000 | thousands by filing date | |
| DNP SELECT INCOME FD INC | 23325P104 | COM | 84,895 | $871,000 | thousands by filing date | |
| CHARTER FINANCIAL CORP | 16122W108 | COM | 67,641 | $871,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R408 | ST TERM HIGH ETF | 31,283 | $866,000 | thousands by filing date | |
| IPG PHOTONICS CORP | 44980X109 | COM | 10,467 | $862,000 | thousands by filing date | |
| GUGGENHEIM STRATEGIC OPPORTU | 40167F101 | COM SBI | 44,536 | $851,000 | thousands by filing date | |
| FREEPORT MCMORAN INC CL B | 35671D857 | Stock | 78,166 | $849,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W208 | US HIGH DIVIDEND | 12,750 | $848,000 | thousands by filing date | |
| STATE STR CORP COM | 857477103 | Stock | 12,123 | $844,000 | thousands by filing date | |
| CATO CORP NEW | 149205106 | CL A | 25,653 | $844,000 | thousands by filing date | |
| VALMONT INDS INC COM | 920253101 | Stock | 6,239 | $840,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X168 | MATERIALS ALPH | 24,568 | $840,000 | thousands by filing date | |
| SWIFT TRANSPORTATION CO | 87074U101 | COM | 38,921 | $836,000 | thousands by filing date | |
| AMERICAN CAPITAL AGENCY CORP | 02503X105 | COMMON STOCK | 42,750 | $835,000 | thousands by filing date | |
| NORTHWEST NATURAL GAS CO | 667655104 | COM | 13,858 | $833,000 | thousands by filing date | |
| ISHARES TR | 46429B564 | IBONDS SEP19 ETF | 32,358 | $830,000 | thousands by filing date | |
| NUVEEN AMT FREE MUN CR INC F | 67071L106 | COM | 50,700 | $815,000 | thousands by filing date | |
| POWERSHARES | 73935S105 | EXCHANGE TRADED | 54,323 | $815,000 | thousands by filing date | |
| POWER SOLUTIONS INTERNATIONA | 73933G202 | COMMON STOCK | 79,296 | $813,000 | thousands by filing date | |
| WW GRAINGER INC COM | 384802104 | Stock | 3,603 | $810,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B597 | VAR RATE PFD POR | 31,617 | $807,000 | thousands by filing date | |
| JPMORGAN DVRSFD RTRN INTRNL EQT ETF | 46641Q209 | COM | 15,396 | $806,000 | thousands by filing date | |
| SOTHERLY HOTELS INC | 83600C103 | COM | 152,366 | $804,000 | thousands by filing date | |
| ENERGY TRANSFER L P | 29273V100 | COM UT LTD PTN | 47,838 | $803,000 | thousands by filing date | |
| Ishares Ibonds Dec | 46434VAU4 | ETF | 31,920 | $802,000 | thousands by filing date | |
| CITRIX SYSTEMS INC | 177376100 | COM | 9,388 | $800,000 | thousands by filing date | |
| GUGGENHEIM ENHANCED EQUITY S | 40167K100 | COM | 49,600 | $795,000 | thousands by filing date | |
| COVANTA HLDG CORP | 22282E102 | COM | 51,521 | $793,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M548 | GUGG CRP BD 2017 | 34,695 | $787,000 | thousands by filing date | |
| NUSTAR ENERGY LP | 67058H102 | UNIT COM | 15,833 | $785,000 | thousands by filing date | |
| CLIFTON BANCORP INC | 186873105 | COM | 50,721 | $776,000 | thousands by filing date | |
| CENTRAL SECURITIES CORP | 155123102 | COM | 36,448 | $774,000 | thousands by filing date | |
| TELEFONICA S A SPONSORED ADR | 879382208 | ADR | 76,017 | $766,000 | thousands by filing date | |
| DIVERSIFIED REAL ASSET INC FD COM SHS | 25533B108 | CEF | 44,402 | $765,000 | thousands by filing date | |
| SVB FINANCIAL GROUP | 78486Q101 | COM | 6,886 | $761,000 | thousands by filing date | |
| JOY GLOBAL INC | 481165108 | COM | 27,446 | $761,000 | thousands by filing date | |
| Health Care Select Sector SPDR Fund | 81369Y209 | SHS | 10,493 | $757,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A607 | ST STR DOW REIT | 7,770 | $757,000 | thousands by filing date | |
| iShares S&P AMT-Free Municipal | 46429B580 | COM | 29,575 | $755,000 | thousands by filing date | |
| Netflix, Inc | 64110L106 | COM | 7,588 | $748,000 | thousands by filing date | |
| BANK NOVA SCOTIA B C COM | 064149107 | Stock | 14,033 | $744,000 | thousands by filing date | |
| KONINKLIJKE PHILIPS N V NY REGIS SHS NEW | 500472303 | ADR | 24,961 | $739,000 | thousands by filing date | |
| ISHARES TR | 464288174 | GL TIMB FORE ETF | 14,650 | $736,000 | thousands by filing date | |
| VALIDUS HOLDINGS LTD | G9319H102 | COM SHS | 14,737 | $734,000 | thousands by filing date | |
| INVESCO QUALITY MUNICIPAL INCO | 46133G107 | COM | 53,071 | $732,000 | thousands by filing date | |
| HUMANA INC COM | 444859102 | Stock | 4,100 | $725,000 | thousands by filing date | |
| NAVIGATOR HLDGS LTD SHS | Y62132108 | Stock | 100,151 | $720,000 | thousands by filing date | |
| PRUDENTIAL SHT DURATION HG Y | 74442F107 | COM | 44,847 | $717,000 | thousands by filing date | |
| CHINA MOBILE LIMITED | 16941M109 | SPONSORED ADR | 11,635 | $716,000 | thousands by filing date | |
| ISHARES TR | 46434V571 | ISHARES TR | 27,755 | $716,000 | thousands by filing date | |
| ALASKA AIR GROUP INC COM | 011659109 | Stock | 10,808 | $712,000 | thousands by filing date | |
| ENERGY TRANSFER PRTNRS L P | 29273R109 | UNIT LTD PARTN | 19,234 | $712,000 | thousands by filing date | |
| DEAN FOODS CO NEW | 242370203 | COM NEW | 43,323 | $710,000 | thousands by filing date | |
| JUNO THERAPEUTICS INC | 48205A109 | COM | 23,601 | $708,000 | thousands by filing date | |
| Invesco S&P 500 Revenue ETF | 68386C104 | Exchange Traded Fund | 16,877 | $705,000 | thousands by filing date | |
| HOMETRUST BANCSHARES INC | 437872104 | COMMON STOCK | 37,974 | $703,000 | thousands by filing date | |
| PIMCO DYNAMIC INCOME FD | 72201Y101 | SHS | 24,646 | $702,000 | thousands by filing date | |
| EXTENDED STAY AMER INC | 30224P200 | UNIT 99/99/9999B | 49,415 | $702,000 | thousands by filing date | |
| ONEOK INC NEW | 682680103 | COM | 13,565 | $697,000 | thousands by filing date | |
| APACHE CORP | 037411105 | COM | 10,917 | $697,000 | thousands by filing date | |
| CRACKER BARREL OLD CTRY STOR | 22410J106 | COM | 5,262 | $696,000 | thousands by filing date | |
| ELDORADO GOLD CORP NEW | 284902103 | COM | 176,921 | $695,000 | thousands by filing date | |
| ISHARES | 464289271 | TR 2017 S\&P.* AMTFR | 25,347 | $692,000 | thousands by filing date | |
| POWERSHARES | 73935X286 | COMMON STOCK | 14,565 | $691,000 | thousands by filing date | |
| BROWN FORMAN CORP | 115637100 | CL A | 13,862 | $690,000 | thousands by filing date | |
| TORTOISE ENERGY INFRA CORP | 89147L100 | COM | 22,247 | $684,000 | thousands by filing date | |
| DISCOVERY INC | 25470F104 | COM SER A | 25,105 | $676,000 | thousands by filing date | |
| NUVEEN SELECT TAX FREE INCOM | 67063C106 | SH BEN INT | 46,376 | $675,000 | thousands by filing date | |
| ANADARKO PETROLEUM CORP | 032511107 | COM | 10,646 | $675,000 | thousands by filing date | |
| VANECK PHARMACEUTICAL ETF | 92189F692 | ETF | 11,575 | $665,000 | thousands by filing date | |
| HEWLETT PACKARD ENTERPRISE CO COM | 42824C109 | Stock | 28,886 | $657,000 | thousands by filing date | |
| BlackRock Muniy Michigan | 09254V105 | Fund | 43,447 | $657,000 | thousands by filing date | |
| BANK OF NY MELLON CORP COM | 064058100 | Stock | 16,287 | $650,000 | thousands by filing date | |
| POWERSHARES ETF TRUST II | 73936Q207 | DWA EMRG MKTS | 39,707 | $648,000 | thousands by filing date | |
| Sandstorm Gold Ltd | 80013R206 | Common Stock | 128,315 | $645,000 | thousands by filing date | |
| PROSHARES TR | 74347R701 | PSHS SHORT DOW30 | 31,102 | $645,000 | thousands by filing date | |
| VIACOM INC | 92553P201 | CL B | 16,844 | $642,000 | thousands by filing date | |
| BEMIS INC | 081437105 | COM | 12,585 | $642,000 | thousands by filing date | |
| FIREEYE INC | 31816Q101 | COM | 43,520 | $641,000 | thousands by filing date | |
| CDK GLOBAL INC | 12508E101 | COM | 11,164 | $640,000 | thousands by filing date | |
| EATON VANCE SENIOR INCOME FUND | 27826S103 | SH BEN INT | 98,500 | $634,000 | thousands by filing date | |
| WHITEWAVE FOODS COMPANY | 966244105 | COMMON STOCK | 11,608 | $632,000 | thousands by filing date | |
| HSBC HLDGS PLC | 404280604 | ADR A 1/40PF A | 24,528 | $629,000 | thousands by filing date | |
| TEREX CORP NEW COM | 880779103 | Stock | 24,653 | $626,000 | thousands by filing date | |
| KKR & CO LP | 48248M102 | COMMON STOCK | 43,856 | $625,000 | thousands by filing date | |
| WORLD KINECT CORPORATION | 981475106 | COM | 13,407 | $620,000 | thousands by filing date | |
| VANGUARD MALVERN FDS | 922020805 | SHS | 12,443 | $618,000 | thousands by filing date | |
| TRIANGLE CAP CORP | 895848109 | COM | 31,377 | $618,000 | thousands by filing date | |
| KANSAS CITY SOUTHERN | 485170302 | COM NEW | 6,615 | $617,000 | thousands by filing date | |
| MARKELGROUPINC | 570535104 | STOK | 663 | $616,000 | thousands by filing date | |
| HERITAGE FINANCIAL CORP | 42722X106 | COMMON STOCK | 34,126 | $613,000 | thousands by filing date | |
| BLACKROCK RESOURCES & COMMODIT | 09257A108 | SHS | 74,914 | $611,000 | thousands by filing date | |
| BAKER HUGHES INC | 057224107 | COM | 12,015 | $606,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C714 | COM | 6,531 | $604,000 | thousands by filing date | |
| WASHINGTON PRIME GROUP NEW | 93964W108 | COM | 48,592 | $602,000 | thousands by filing date | |
| DELL TECHNOLOGIES INC CLASS CLASS C | 24703L103 | CLASS C | 12,549 | $600,000 | thousands by filing date | |
| EPR PPTYS COM SH BEN INT | 26884U109 | REIT | 7,601 | $599,000 | thousands by filing date | |
| OXFORD LANE CAP CORP | 691543102 | COM | 57,055 | $597,000 | thousands by filing date | |
| ALLSTATE CORP COM | 020002101 | Stock | 8,555 | $592,000 | thousands by filing date | |
| PENNEY J C INC | 708160106 | COM | 64,131 | $591,000 | thousands by filing date | |
| ARCH CAP GROUP LTD ORD | G0450A105 | Stock | 7,425 | $589,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC COM NEW | 026874784 | Stock | 9,920 | $589,000 | thousands by filing date | |
| ISHARES TR | 464289123 | NEW ZEALAND ETF | 12,423 | $582,000 | thousands by filing date | |
| MURPHY OIL CORP COM | 626717102 | Stock | 19,072 | $580,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R783 | 0-5 HIGH YIELD | 5,801 | $577,000 | thousands by filing date | |
| SCIENCE APPLICATIONS INTL CORP COM | 808625107 | Stock | 8,293 | $575,000 | thousands by filing date | |
| PROASSURANCE CORP | 74267C106 | COM | 10,942 | $574,000 | thousands by filing date | |
| Vaneck Vectors AMT-Free Inter | 92189F544 | ETF | 23,328 | $574,000 | thousands by filing date | |
| AUTOLIV INC | 052800109 | COM | 5,344 | $571,000 | thousands by filing date | |
| EQUIFAX INC COM | 294429105 | Stock | 4,239 | $570,000 | thousands by filing date | |
| ESSEX PPTY TR INC COM | 297178105 | REIT | 2,545 | $567,000 | thousands by filing date | |
| VERA BRADLEY INC | 92335C106 | COM | 37,408 | $567,000 | thousands by filing date | |
| Vanguard FTSE All-World ex-US Small-Cap ETF | 922042718 | SHS | 5,649 | $562,000 | thousands by filing date | |
| GABELLI DIVID & INCOME TR | 36242H104 | COM | 29,178 | $561,000 | thousands by filing date | |
| BIO-TECHNE CORP | 09073M104 | COM | 5,087 | $557,000 | thousands by filing date | |
| ESTERLINE TECHNOLOGIES CORP | 297425100 | COM | 7,322 | $557,000 | thousands by filing date | |
| CHENIERE ENERGY INC COM NEW | 16411R208 | Stock | 12,733 | $555,000 | thousands by filing date | |
| GARRISON CAP INC | 366554103 | COM | 54,793 | $555,000 | thousands by filing date | |
| CEPHEID | 15670R107 | COM | 10,538 | $555,000 | thousands by filing date | |
| MYRIAD GENETICS INC | 62855J104 | COM | 26,936 | $554,000 | thousands by filing date | |
| CUSTOMERS BANCORP INC | 23204G100 | COM | 21,950 | $552,000 | thousands by filing date | |
| FIRST TRUST | 33733G109 | COM BEN INTR | 79,475 | $552,000 | thousands by filing date | |
| DARDEN RESTAURANTS INC COM | 237194105 | Stock | 8,965 | $550,000 | thousands by filing date | |
| FIRST TRUST NEW OPPORTUNITIES | 33739M100 | COM | 40,186 | $549,000 | thousands by filing date | |
| CHESEPEAKE ENERGY CORP | 165167107 | COM | 87,517 | $549,000 | thousands by filing date | |
| CANADIAN NAT RES LTD MED TERM COM | 136385101 | Stock | 17,113 | $548,000 | thousands by filing date | |
| RANDGOLD RES LTD | 752344309 | ADR | 5,470 | $547,000 | thousands by filing date | |
| MGM RESORTS INTERNATIONAL | 552953101 | COM | 20,975 | $546,000 | thousands by filing date | |
| WGL HLDGS INC | 92924F106 | COM | 8,689 | $545,000 | thousands by filing date | |
| EBAY INC. COM | 278642103 | Stock | 16,487 | $542,000 | thousands by filing date | |
| PRINCIPAL REAL ESTATE INCOME | 74255X104 | SHS BEN INT | 30,427 | $537,000 | thousands by filing date | |
| SHIRE PLC | 82481R106 | COMMON STOCK-FO | 2,766 | $536,000 | thousands by filing date | |
| LAMAR ADVERTISING CO CL A | 512816109 | REIT | 8,155 | $533,000 | thousands by filing date | |
| OPKO HEALTH INC | 68375N103 | COM | 50,313 | $533,000 | thousands by filing date | |
| FIRST MAJESTIC SILVER CORP | 32076V103 | COM | 51,777 | $533,000 | thousands by filing date | |
| iShares Currency Hedged MSCI EAFE ETF | 46434V803 | SHS | 21,462 | $532,000 | thousands by filing date | |
| SRH TOTAL RETURN FUND INC | 101507101 | COM | 63,194 | $530,000 | thousands by filing date | |
| DELTIC TIMBER CORP | 247850100 | COMMON STOCK | 7,800 | $528,000 | thousands by filing date | |
| NUVEEN DIVERSIFIED DIVID & I | 6706EP105 | COM | 44,941 | $525,000 | thousands by filing date | |
| Invesco Intl Developed Low Vol | 73937B688 | INTL DEV LOWVL | 17,075 | $524,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED GLOB | 27829c105 | COM | 46,486 | $512,000 | thousands by filing date | |
| Vaneck Long Muni ETF | 92189F536 | ETF | 24,587 | $512,000 | thousands by filing date | |
| MGIC INVT CORP WIS COM | 552848103 | Stock | 63,680 | $509,000 | thousands by filing date | |
| ABERDEEN ASIA-PACIFIC INCOME F | 003009107 | COM | 99,333 | $509,000 | thousands by filing date | |
| FIRST TRUST MLP AND ENERGY INC | 33739B104 | COM | 30,595 | $507,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R118 | NASD TECH DIV | 17,052 | $500,000 | thousands by filing date | |
| ALDER BIOPHARMACEUTICALS INC | 014339105 | COM | 15,251 | $500,000 | thousands by filing date | |
| HP INC COM | 40434L105 | Stock | 31,907 | $496,000 | thousands by filing date | |
| MONROE CAPITAL CORP | 610335101 | COM | 31,502 | $496,000 | thousands by filing date | |
| UNILEVER N V | 904784709 | N Y SHS NEW | 10,716 | $494,000 | thousands by filing date | |
| BARRICK GOLD CORP | 067901108 | COM | 27,758 | $492,000 | thousands by filing date | |
| CAE INC COM | 124765108 | Stock | 34,411 | $490,000 | thousands by filing date | |
| TRANSCANADA CORP | 89353D107 | COM | 10,187 | $484,000 | thousands by filing date | |
| CENTURYLINK INC | 156700106 | COM | 17,625 | $483,000 | thousands by filing date | |
| BERRY GLOBAL GROUP INC | 08579W103 | COM | 10,981 | $482,000 | thousands by filing date | |
| RED HAT INC | 756577102 | COM | 5,967 | $482,000 | thousands by filing date | |
| TEMPLETON GLOBAL INCOME FD | 880198106 | COM | 77,043 | $481,000 | thousands by filing date | |
| TERRAFORM GLOBAL INC | 88104M101 | CL A | 116,702 | $480,000 | thousands by filing date | |
| MATTEL INC | 577081102 | COM | 15,814 | $479,000 | thousands by filing date | |
| ST JUDE MED INC | 790849103 | COM | 5,990 | $478,000 | thousands by filing date | |
| MANPOWERGROUP INC WIS COM | 56418H100 | Stock | 6,591 | $476,000 | thousands by filing date | |
| DTE ENERGY CO COM | 233331107 | Stock | 5,083 | $476,000 | thousands by filing date | |
| RESMED INC COM | 761152107 | Stock | 7,285 | $472,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R506 | RISNG DIVD ACHIV | 21,297 | $472,000 | thousands by filing date | |
| AVERY DENNISON CORP COM | 053611109 | Stock | 5,995 | $466,000 | thousands by filing date | |
| ISHARES INC MSCI BRAZIL ETF | 464286400 | MSCI BRAZIL ETF | 13,713 | $463,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR | 78467V848 | ST STR TOTAL ETF | 9,221 | $463,000 | thousands by filing date | |
| COHEN & STEERS QUALITY INCOME | 19247L106 | COM | 34,332 | $458,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734G108 | CMN | 18,876 | $457,000 | thousands by filing date | |
| BARNES & NOBLE INC | 067774109 | COMMON STOCK | 40,473 | $457,000 | thousands by filing date | |
| NUVEEN SHORT DURATION CREDIT | 67074X107 | COM | 26,745 | $450,000 | thousands by filing date | |
| SPDR PORTFOLIO TIPS ETF | 78464A656 | PORTFLI TIPS ETF | 7,710 | $448,000 | thousands by filing date | |
| TORO CO | 891092108 | COM | 9,495 | $445,000 | thousands by filing date | |
| SEABRIDGE GOLD INC | 811916105 | COM *D* | 40,333 | $445,000 | thousands by filing date | |
| COTERRA ENERGY INC COM | 127097103 | Stock | 17,191 | $444,000 | thousands by filing date | |
| CLEARBRIDGE MLP AND MIDSTRM | 184692101 | COM | 27,010 | $440,000 | thousands by filing date | |
| PULTE GROUP INC COM | 745867101 | Stock | 21,705 | $435,000 | thousands by filing date | |
| CARLISLE COS INC COM | 142339100 | Stock | 4,224 | $433,000 | thousands by filing date | |
| HENRY JACK & ASSOC INC | 426281101 | COM | 5,066 | $433,000 | thousands by filing date | |
| MORGAN STANLEY ASIA PAC FD I | 61744U106 | COM | 28,531 | $430,000 | thousands by filing date | |
| ISHARES TR | 464288661 | 3 7 YR TREAS BD | 3,385 | $428,000 | thousands by filing date | |
| NUVEEN QUALITY MUNCP INCOME | 67066V101 | COM | 28,287 | $426,000 | thousands by filing date | |
| Schwab US Mid-Cap ETF | 808524508 | SHS | 9,715 | $423,000 | thousands by filing date | |
| AXIS CAP HLDGS LTD SHS | G0692U109 | Stock | 7,690 | $418,000 | thousands by filing date | |
| LAS VEGAS SANDS CORP COM | 517834107 | Stock | 7,217 | $415,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R739 | ST NUVE TERM ETF | 8,397 | $410,000 | thousands by filing date | |
| BANNER CORP | 06652V208 | COM NEW | 9,355 | $409,000 | thousands by filing date | |
| BXP INC COM | 101121101 | REIT | 2,986 | $407,000 | thousands by filing date | |
| RPM INTL INC COM | 749685103 | Stock | 7,557 | $406,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E203 | NY ARCA BIOTECH | 4,071 | $406,000 | thousands by filing date | |
| FIRST SOLAR INC COM | 336433107 | Stock | 10,241 | $404,000 | thousands by filing date | |
| HOLOGIC INC | 436440101 | COM | 10,410 | $404,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q783 | RIVRFRNT STR INC | 15,961 | $404,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524839 | US AGGREGATE B | 7,500 | $403,000 | thousands by filing date | |
| SAN JUAN BASIN RTY TR | 798241105 | UNIT BEN INT | 68,300 | $403,000 | thousands by filing date | |
| NUCOR CORP COM | 670346105 | Stock | 8,089 | $400,000 | thousands by filing date | |
| JERNIGAN CAP INC | 476405105 | COM | 20,600 | $395,000 | thousands by filing date | |
| ALLSPRING INCOME OPPORTUNITIES | 94987B105 | INC OPPTY FD | 47,185 | $394,000 | thousands by filing date | |
| DOMINION RES INC VA NEW | 25746U869 | UNIT 99/99/9999 | 7,913 | $394,000 | thousands by filing date | |
| ASSOCIATED BANC-CORP | 045487105 | COM | 20,073 | $393,000 | thousands by filing date | |
| CERNER CORP | 156782104 | COM | 6,370 | $393,000 | thousands by filing date | |
| UDR INC COM | 902653104 | REIT | 10,877 | $391,000 | thousands by filing date | |
| CANADIAN PACIFIC RAILWAYS | 13645T100 | COM | 2,560 | $391,000 | thousands by filing date | |
| ANTARES PHARMA INC | 036642106 | COM | 232,544 | $391,000 | thousands by filing date | |
| Cyber Security ETF | 26924G201 | Common | 13,969 | $390,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 336920103 | US EQTY OPPT ETF | 7,165 | $389,000 | thousands by filing date | |
| ATI INC COM | 01741R102 | Stock | 21,480 | $388,000 | thousands by filing date | |
| ISHARES TR | 464287770 | U.S. FIN SVC ETF | 4,425 | $388,000 | thousands by filing date | |
| PACIFIC CONTINENTAL CORP | 69412V108 | COMMON STOCK | 22,918 | $385,000 | thousands by filing date | |
| INVESCO FINANCIAL PREFERRED ETF | 73935X229 | COM | 20,150 | $384,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001648711-16-000016 | this filing | 2016-11-10 | acceptance time not in the bulk data set |