13F-HR filed by IFP Advisors, Inc
IFP Advisors, Inc filed this 13F-HR for the quarter ended 2016-12-31, filed 2017-02-14, with 4,196 holding rows worth $2,072,337,000 by the sum of the rows.
- Accession
- 0001641866-17-000002
- Filer
- CIK 1641866
- Filed
- 2017-02-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2016
A holdings report, 4,202 entries on the cover page, a total value of $500,584,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $2,072,337,000 with VALUE read as thousands by filing date, 13F file number 028-17164. A later restatement replaced it, so the quarter does not use it. The resolved quarter.
The cover page states a total of $500,584,000, 76% less than the sum of the rows, $2,072,337,000. This page uses the sum of the rows.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| CITIZENS NORTHERN CORP | 172922106 | COMMON STOCK | 1,594 | $42,000 | thousands by filing date | |
| TABLEAU SOFTWARE INC | 87336U105 | CL A | 1,007 | $42,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q106 | REIT DIVIDE DOGS | 1,000 | $42,000 | thousands by filing date | |
| WESTERN ASSET MTG CAP CORP | 95790D105 | COM | 4,206 | $42,000 | thousands by filing date | |
| PANDORA MEDIA INC | 698354107 | COM | 3,207 | $42,000 | thousands by filing date | |
| CNX COAL RES LP COM UNIT RP LP | 12592V100 | Stock | 2,300 | $42,000 | thousands by filing date | |
| RIO TINTO PLC SPONSORED ADR | 767204100 | ADR | 1,054 | $41,000 | thousands by filing date | |
| CHINA MOBILE LIMITED | 16941M109 | SPONSORED ADR | 788 | $41,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06742C723 | IPATH SELCT MLP | 1,744 | $41,000 | thousands by filing date | |
| HANCOCK JOHN INCOME SECS TR | 410123103 | COM | 2,936 | $41,000 | thousands by filing date | |
| FTSE RAFI Internat'l Dev Mkts | 73936T789 | COM | 1,093 | $41,000 | thousands by filing date | |
| NVR INC COM | 62944T105 | Stock | 24 | $40,000 | thousands by filing date | |
| BOX INC CL A | 10316T104 | Stock | 2,920 | $40,000 | thousands by filing date | |
| WIX COM LTD SHS | M98068105 | Stock | 887 | $40,000 | thousands by filing date | |
| WISDOMTREE INC | 97717P104 | COM | 3,597 | $40,000 | thousands by filing date | |
| ALLEGIANT TRAVEL CO | 01748X102 | COM | 242 | $40,000 | thousands by filing date | |
| BIOMARIN PHARMACEUTICAL INC | 09061G101 | COM | 484 | $40,000 | thousands by filing date | |
| ABRDN WORLD HEALTHCARE FUND | 87911L108 | BEN INT SHS | 3,098 | $40,000 | thousands by filing date | |
| VONAGE HLDGS CORP | 92886T201 | COM | 5,800 | $40,000 | thousands by filing date | |
| HERZFELD CREDIT INCOME FUND | 42804T106 | COM | 5,935 | $40,000 | thousands by filing date | |
| GAS NAT INC | 367204104 | COM | 3,200 | $40,000 | thousands by filing date | |
| SAREPTA THERAPEUTICS INC | 803607100 | COM | 1,421 | $39,000 | thousands by filing date | |
| ALARM COM HLDGS INC COM | 011642105 | Stock | 1,417 | $39,000 | thousands by filing date | |
| PIMCO MUN INCOME FD III | 72201A103 | COM | 3,416 | $39,000 | thousands by filing date | |
| PLAINS GP HLDGS L P | 72651A207 | LTD PARTNR INT A | 1,124 | $39,000 | thousands by filing date | |
| BLACKROCK CAP INVT CORP | 092533108 | COM | 5,601 | $39,000 | thousands by filing date | |
| RMR GROUP INC | 74967R106 | CL A | 978 | $39,000 | thousands by filing date | |
| ISHARES TR | 464287531 | US DIGI REAL ETF | 883 | $39,000 | thousands by filing date | |
| GMS INC | 36251C103 | COM | 1,342 | $39,000 | thousands by filing date | |
| THERAPEUTICSMD INC | 88338N107 | COM | 6,722 | $39,000 | thousands by filing date | |
| POWERSHARES GOLDEN DRAGON (PGJ) | 73935X401 | ETF | 1,350 | $39,000 | thousands by filing date | |
| ACCO BRANDS CORP COM | 00081T108 | Stock | 2,882 | $38,000 | thousands by filing date | |
| CAMDEN PPTY TR SH BEN INT | 133131102 | REIT | 450 | $38,000 | thousands by filing date | |
| PROSHARES TR | 74347B607 | INVT INT RT HG | 500 | $38,000 | thousands by filing date | |
| CHARLES RIV LABS INTL INC | 159864107 | COM | 504 | $38,000 | thousands by filing date | |
| CRESTWOOD EQUITY PARTNERS LP U | 226344208 | UNIT LTD PARTNER | 1,502 | $38,000 | thousands by filing date | |
| ALLSPRING INCOME OPPORTUNITIES | 94987B105 | INC OPPTY FD | 4,422 | $38,000 | thousands by filing date | |
| ANSYS INC COM | 03662Q105 | COM | 416 | $38,000 | thousands by filing date | |
| HILL ROM HLDGS INC | 431475102 | COM | 671 | $38,000 | thousands by filing date | |
| ISHARES TR | 464288489 | INTL DEV RE ETF | 1,435 | $38,000 | thousands by filing date | |
| BOFI HOLDING INC | 05566U108 | COMMON STOCK | 1,341 | $38,000 | thousands by filing date | |
| GOLAR LNG PARTNERS LP | Y2745C102 | COM UNITS LPI | 1,565 | $38,000 | thousands by filing date | |
| BLACKROCK MUN 2020 TERM TR | 09249X109 | COM SHS | 2,500 | $38,000 | thousands by filing date | |
| YADKIN FINANCIAL CORP | 984305102 | COM | 1,118 | $38,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B662 | EM MRK LOW VOL | 1,796 | $38,000 | thousands by filing date | |
| iShares U.S. Oil & Gas Exploration & Production ETF | 464288851 | SHS | 560 | $37,000 | thousands by filing date | |
| BADGER METER INC COM | 056525108 | Stock | 1,000 | $37,000 | thousands by filing date | |
| LENNOX INTL INC COM | 526107107 | Stock | 239 | $37,000 | thousands by filing date | |
| GRACO INC COM | 384109104 | Stock | 444 | $37,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R506 | RISNG DIVD ACHIV | 1,489 | $37,000 | thousands by filing date | |
| FIRST INTERNET BANCORP | 320557101 | COM | 1,150 | $37,000 | thousands by filing date | |
| RELIANCE INC | 759509102 | COM | 467 | $37,000 | thousands by filing date | |
| SCHWEITZER-MAUDUIT INTL INC | 808541106 | COM | 804 | $37,000 | thousands by filing date | |
| LINDSAY CORPORATION | 535555106 | COM | 500 | $37,000 | thousands by filing date | |
| SPDR CITI INTL GOVT INFLATION- | 78464A490 | FTSE INT GVT ETF | 720 | $37,000 | thousands by filing date | |
| ENTRAVISION COMMUNICATIONS A | 29382R107 | COMMON STOCK | 5,327 | $37,000 | thousands by filing date | |
| SORRENTO THERAPEUTICS INC | 83587F202 | COMMON STOCK | 7,550 | $37,000 | thousands by filing date | |
| INTERNATIONAL SPEEDWAY CORP | 460335201 | COMMON STOCK | 1,011 | $37,000 | thousands by filing date | |
| Invesco Intl Developed Low Vol | 73937B688 | INTL DEV LOWVL | 1,317 | $37,000 | thousands by filing date | |
| CALPINE CORP | 131347304 | COM | 3,247 | $37,000 | thousands by filing date | |
| MOMENTA PHARMACEUTICALS INC | 60877T100 | COM | 2,467 | $37,000 | thousands by filing date | |
| BOB EVANS FARMS | 096761101 | COM | 696 | $37,000 | thousands by filing date | |
| CAPITAL PRODUCT PARTNERS L P | Y11082107 | COM UNIT LP | 11,625 | $37,000 | thousands by filing date | |
| EATON VANCE | 27826G109 | SH BEN INT | 2,745 | $37,000 | thousands by filing date | |
| FEDERATED PREM INTR MUN INC | 31423M105 | COM | 2,913 | $37,000 | thousands by filing date | |
| NORTHSTAR ASSET | 66705Y104 | Common Stock | 2,464 | $37,000 | thousands by filing date | |
| iShares Emerging Markets Dividend ETF | 464286319 | SHS | 1,038 | $36,000 | thousands by filing date | |
| INTERACTIVE BROKERS GROUP INC COM CL A | 45841N107 | Stock | 974 | $36,000 | thousands by filing date | |
| CALAMOS GBL DYN INCOME FUND | 12811L107 | COM | 5,224 | $36,000 | thousands by filing date | |
| TELEPHONE & DATA SYS INC | 879433829 | COM NEW | 1,261 | $36,000 | thousands by filing date | |
| ANIKA THERAPEUTICS INC | 035255108 | COM | 740 | $36,000 | thousands by filing date | |
| LIBERTY BROADBAND CORP | 530307305 | COM SER C | 482 | $36,000 | thousands by filing date | |
| HEXCEL CORP NEW | 428291108 | COM | 704 | $36,000 | thousands by filing date | |
| BEACON ROOFING SUPPLY INC | 073685109 | COM | 780 | $36,000 | thousands by filing date | |
| FORESTAR GROUP, INC. | 346233109 | COMMON STOCK | 2,672 | $36,000 | thousands by filing date | |
| Apollo Global Management | 037612306 | COM | 1,850 | $36,000 | thousands by filing date | |
| Zagg, Inc. | 98884U108 | COM | 5,000 | $36,000 | thousands by filing date | |
| TIME INC NEW | 887228104 | COM | 2,039 | $36,000 | thousands by filing date | |
| UNITED BANKSHARES INC WEST VA COM | 909907107 | Stock | 748 | $35,000 | thousands by filing date | |
| AGREE RLTY CORP COM | 008492100 | REIT | 751 | $35,000 | thousands by filing date | |
| ADVANCED DRAIN SYS INC DEL COM | 00790R104 | Stock | 1,709 | $35,000 | thousands by filing date | |
| NCR VOYIX CORPORATION | 62886E108 | COM | 871 | $35,000 | thousands by filing date | |
| PIONEER MUNICIPAL HIGH INCOME | 723762100 | COM | 3,004 | $35,000 | thousands by filing date | |
| ETRACS Wells Fargo Busine | 902641588 | ETRAC WELLS BDCI | 1,534 | $35,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J182 | EMERG MKT ALPH | 1,739 | $35,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E500 | NAS CLNEDG GREEN | 2,275 | $35,000 | thousands by filing date | |
| UBIQUITI NETWORKS INC | 90347A100 | COM | 600 | $35,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X426 | ST STR MSCI EM | 690 | $35,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W380 | INTRST RATE HDGE | 715 | $35,000 | thousands by filing date | |
| HUNTINGTON BANCSHARES INC | 446150401 | PREFERRED STOCK | 25 | $35,000 | thousands by filing date | |
| KERYX BIOPHARMACEUTICALS | 492515101 | COMMON STOCK | 6,000 | $35,000 | thousands by filing date | |
| CINCINNATI BELL INC NEW COM NEW | 171871502 | Stock | 1,585 | $35,000 | thousands by filing date | |
| Etfs Phys Platinum Etf | 26922V101 | SH BEN INT | 400 | $35,000 | thousands by filing date | |
| ON TRACK INNOVATION LTD | M8791A109 | SHS | 20,101 | $35,000 | thousands by filing date | |
| JUNO THERAPEUTICS INC | 48205A109 | COM | 1,863 | $35,000 | thousands by filing date | |
| EP ENERGY CORP | 268785102 | CL A | 5,300 | $35,000 | thousands by filing date | |
| ISHARES EDGE MSCI MIN VOL EAFE CURRENCY HEDGED ETF | 46435G714 | ETF | 1,433 | $35,000 | thousands by filing date | |
| EQUITY RESIDENTIAL | 29476L107 | SH BEN INT | 536 | $34,000 | thousands by filing date | |
| NORTHWEST BANCSHARES INC COM | 667340103 | Stock | 1,913 | $34,000 | thousands by filing date | |
| RESMED INC COM | 761152107 | Stock | 549 | $34,000 | thousands by filing date | |
| COEUR MNG INC COM NEW | 192108504 | Stock | 3,784 | $34,000 | thousands by filing date | |
| OIL DRI CORP AMER COM | 677864100 | Stock | 882 | $34,000 | thousands by filing date | |
| DR REDDYS LABS LTD ADR | 256135203 | ADR | 748 | $34,000 | thousands by filing date | |
| HIMAX TECHNOLOGIES INC SPONSORED ADR | 43289P106 | ADR | 5,590 | $34,000 | thousands by filing date | |
| UNITED THERAPEUTICS CORP DEL COM | 91307C102 | Stock | 235 | $34,000 | thousands by filing date | |
| IDEX CORP COM | 45167R104 | Stock | 376 | $34,000 | thousands by filing date | |
| ROYCE MICRO-CAP TRUST INC | 780915104 | COM | 4,177 | $34,000 | thousands by filing date | |
| AARONS INC | 002535300 | COM PAR $0.50 | 1,063 | $34,000 | thousands by filing date | |
| CONTINENTAL RES INC | 212015101 | COM | 654 | $34,000 | thousands by filing date | |
| STATE STREET SPDR NYSE TECHNOLOGY ETF | 78464A102 | ETF | 558 | $34,000 | thousands by filing date | |
| ISHARES INDIA 50 ETF | 464289529 | UIT EXCHANGE TRADED | 1,247 | $34,000 | thousands by filing date | |
| STATOIL ASA | 85771P102 | SPONSORED ADR | 1,882 | $34,000 | thousands by filing date | |
| TEAM HEALTH HOLDINGS INC | 87817A107 | COMMON STOCK | 788 | $34,000 | thousands by filing date | |
| PAREXEL INTL CORP | 699462107 | COM | 511 | $34,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06739H776 | SP ADR 7.1%PF3 | 1,351 | $34,000 | thousands by filing date | |
| Direxion All Cap Insider Senti | 25459Y769 | ETF | 450 | $34,000 | thousands by filing date | |
| INVIVO THERAPEUTICS HLDGS CO | 46186M209 | COM NEW | 8,120 | $34,000 | thousands by filing date | |
| iShares MSCI Mexico ETF | 464286822 | SHS | 755 | $33,000 | thousands by filing date | |
| MSCI INC COM | 55354G100 | Stock | 416 | $33,000 | thousands by filing date | |
| TXNM ENERGY INC COM | 69349H107 | Stock | 958 | $33,000 | thousands by filing date | |
| BLACKROCK MUN TARGET TERM TR | 09257P105 | COM SHS BEN IN | 1,527 | $33,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W521 | JAPAN OPPOR FD | 900 | $33,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W281 | EMG MKTS SMCAP | 847 | $33,000 | thousands by filing date | |
| DTF TAX-FREE INCOME 2028 TER | 23334J107 | COM | 2,308 | $33,000 | thousands by filing date | |
| ELLSWORTH GROWTH AND INCOME FU | 289074106 | COM | 4,023 | $33,000 | thousands by filing date | |
| BLACKSTONE SENIOR FLOATING RAT | 09256U105 | COM | 1,849 | $33,000 | thousands by filing date | |
| EATON VANCE SENIOR INCOME FUND | 27826S103 | SH BEN INT | 4,893 | $33,000 | thousands by filing date | |
| NUVEEN INTERMEDIATE DURATION M | 670671106 | COM | 2,581 | $33,000 | thousands by filing date | |
| PETROCHINA CO LTD ADR | 71646E100 | SPONSORED ADR | 443 | $33,000 | thousands by filing date | |
| CALAMOS GLOBAL TOTAL RETURN FU | 128118106 | COM SH BEN INT | 3,100 | $33,000 | thousands by filing date | |
| AVANTAX INC | 095229100 | COMMON STOCK | 2,215 | $33,000 | thousands by filing date | |
| ISHARES | 46434VAX8 | EXCHANGE TRADED | 1,333 | $33,000 | thousands by filing date | |
| ISHARES | 46434VBG4 | EXCHANGE TRADED | 1,346 | $33,000 | thousands by filing date | |
| ROYAL BANK OF SCOTLAND GROUP PLC | 780097788 | PREFERRED STOCK | 1,400 | $33,000 | thousands by filing date | |
| CREE INC | 225447101 | COM | 1,243 | $33,000 | thousands by filing date | |
| GENERAL MTRS CO | 37045V126 | *W EXP 07/10/201 | 1,926 | $33,000 | thousands by filing date | |
| LEGACY RESERVES LP | 524707304 | UNIT LP INT | 15,423 | $33,000 | thousands by filing date | |
| ANTARES PHARMA INC | 036642106 | COM | 14,095 | $33,000 | thousands by filing date | |
| VANECK VECTORS ETF TR | 92189F668 | UNCVTL OIL GAS | 1,797 | $33,000 | thousands by filing date | |
| Fidelity MSCI Real Estate Index ETF | 316092857 | SHS | 1,365 | $32,000 | thousands by filing date | |
| TEREX CORP NEW COM | 880779103 | Stock | 1,028 | $32,000 | thousands by filing date | |
| MARRIOTT VACATIONS WORLDWIDE C COM | 57164Y107 | Stock | 373 | $32,000 | thousands by filing date | |
| EQUINIX INC COM | 29444U700 | REIT | 89 | $32,000 | thousands by filing date | |
| CANADIAN NAT RES LTD MED TERM COM | 136385101 | Stock | 1,000 | $32,000 | thousands by filing date | put |
| ISHARES MORNINGSTAR GROWTH ETF | 464287119 | ETF | 263 | $32,000 | thousands by filing date | |
| MASIMO CORP COM | 574795100 | Stock | 469 | $32,000 | thousands by filing date | |
| BLACKROCK CORE BD TR | 09249E101 | SHS BEN INT | 2,465 | $32,000 | thousands by filing date | |
| PLAINS ALL AMERN PIPELINE L | 726503105 | UNIT LTD PARTN | 1,000 | $32,000 | thousands by filing date | put |
| ABM INDS INC | 000957100 | COM | 775 | $32,000 | thousands by filing date | |
| ISHARES TR | 464288802 | ESG OPTIMIZED | 353 | $32,000 | thousands by filing date | |
| RALPH LAUREN CORP | 751212101 | CL A | 349 | $32,000 | thousands by filing date | |
| BLACKSTONE LONG-SHORT CREDIT I | 09257D102 | COM SHS BN INT | 2,000 | $32,000 | thousands by filing date | |
| APOLLO SENIOR FLOATING RATE FU | 037636107 | COM | 1,851 | $32,000 | thousands by filing date | |
| MEAD JOHNSON NUTRITION CO | 582839106 | COM | 459 | $32,000 | thousands by filing date | |
| BT GROUP-ADR | 05577E101 | ADR | 1,369 | $32,000 | thousands by filing date | |
| RITCHIE BROS AUCTIONEERS | 767744105 | COM | 948 | $32,000 | thousands by filing date | |
| DYNAGAS LNG PARTNERS LP | Y2188B108 | CMN | 2,000 | $32,000 | thousands by filing date | |
| Lincoln National Corporat | 524901105 | COM | 1,062 | $32,000 | thousands by filing date | |
| CHINA LODGING GROUP LTD | 16949N109 | SPONSORED ADR | 620 | $32,000 | thousands by filing date | |
| VIPER | 92763M105 | COMMON STOCK | 2,000 | $32,000 | thousands by filing date | |
| SPIRIT AIRLS INC | 848577102 | COM | 557 | $32,000 | thousands by filing date | |
| DIPLOMAT PHARMACY INC | 25456K101 | COM | 2,550 | $32,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X419 | CON DISCRE SEC | 759 | $32,000 | thousands by filing date | |
| OLD LINE BANCSHARES INC | 67984M100 | COMMON | 1,350 | $32,000 | thousands by filing date | |
| ORIGIN AGRITECH LIMITED | G67828106 | SHS | 13,475 | $32,000 | thousands by filing date | |
| HORIZON PHARMA PLC | G4617B105 | SHS | 1,989 | $32,000 | thousands by filing date | |
| ISHARES TR | 46435G755 | IBONDS DEC2022 | 1,262 | $32,000 | thousands by filing date | |
| VANGUARD WHITEHALL FDS | 921946885 | COM | 401 | $31,000 | thousands by filing date | |
| PVH CORPORATION COM | 693656100 | Stock | 344 | $31,000 | thousands by filing date | |
| FIRST SOLAR INC COM | 336433107 | Stock | 978 | $31,000 | thousands by filing date | |
| BLOCK INC CL A | 852234103 | Stock | 2,246 | $31,000 | thousands by filing date | |
| ALEXANDRIA REAL ESTATE EQ INC COM | 015271109 | REIT | 276 | $31,000 | thousands by filing date | |
| TELUS CORPORATION COM | 87971M103 | Stock | 985 | $31,000 | thousands by filing date | |
| HOLOGIC INC | 436440101 | COM | 766 | $31,000 | thousands by filing date | |
| ISHARES TR | 46434V381 | FUTU EXPO TE ETF | 1,152 | $31,000 | thousands by filing date | |
| TREDEGAR CORP | 894650100 | COM | 1,282 | $31,000 | thousands by filing date | |
| COGNEX CORP | 192422103 | COM | 480 | $31,000 | thousands by filing date | |
| IPG PHOTONICS CORP | 44980X109 | COM | 319 | $31,000 | thousands by filing date | |
| CREDIT SUISSE GROUP-ADR | 225401108 | SPONSORED ADR | 2,153 | $31,000 | thousands by filing date | |
| EATON VANCE TAX-ADVANTAGED BON | 27829M103 | COM SH BEN INT | 2,693 | $31,000 | thousands by filing date | |
| ENVIVA PARTNERS LP | 29414J107 | COM UNIT | 1,164 | $31,000 | thousands by filing date | |
| NUVEEN ENHANCED MUNICIPAL VALU | 67074M101 | COM | 2,228 | $31,000 | thousands by filing date | |
| AMERICA MOVIL SAB DE CV | 02364W204 | SPONSORED ADR | 2,532 | $31,000 | thousands by filing date | |
| CORESITE RLTY CORP | 21870Q105 | COM | 391 | $31,000 | thousands by filing date | |
| BLACKROCK MUN INCOME INVT TR | 09248H105 | SHS BEN INT | 2,184 | $31,000 | thousands by filing date | |
| WPX ENERGY INC | 98212B103 | COM | 2,104 | $31,000 | thousands by filing date | |
| MEREDITH CORP | 589433101 | COM | 519 | $31,000 | thousands by filing date | |
| ISHARES MORNINGSTAR ETF SMALL CAP VALUE | 464288703 | ETF | 220 | $31,000 | thousands by filing date | |
| CYTOSORBENTS CORP | 23283X206 | CMN | 5,600 | $31,000 | thousands by filing date | |
| CAMBRIA ETF TR | 132061508 | GLB MOMENT ETF | 1,350 | $31,000 | thousands by filing date | |
| ARIAD PHARMACEUTICALS INC | 04033A100 | COM | 2,500 | $31,000 | thousands by filing date | |
| LEGG MASON BW GLB INC OPP FD | 52469B100 | COM | 2,586 | $31,000 | thousands by filing date | |
| CONFORMIS INC | 20717E101 | COM | 3,800 | $31,000 | thousands by filing date | |
| GUGGENHEIM S&P HIGH INCOME INFRASTRUCTURE ETF | 18383Q721 | ETF | 1,200 | $31,000 | thousands by filing date | |
| MASTEC INC COM | 576323109 | Stock | 789 | $30,000 | thousands by filing date | |
| ACCENDRA HEALTH INC | 690732102 | COM | 839 | $30,000 | thousands by filing date | |
| FATE THERAPEUTICS INC | 31189P102 | COM | 12,040 | $30,000 | thousands by filing date | |
| MGP INGREDIENTS INC NEW | 55303J106 | COM | 600 | $30,000 | thousands by filing date | |
| ALLSPRING GLOBAL DIVIDEND OPPO | 94987C103 | COM | 5,449 | $30,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD QUALITY FU | 09254F100 | COM | 2,014 | $30,000 | thousands by filing date | |
| WORLD WRESTLING ENTMT INC | 98156Q108 | CL A | 1,650 | $30,000 | thousands by filing date | |
| Mallinckrodt Plc | G5785G107 | SHS | 593 | $30,000 | thousands by filing date | |
| BROOKFIELD GLOBL LISTED INFR | 11273Q109 | COM SHS | 2,359 | $30,000 | thousands by filing date | |
| TEJON RANCH CO | 879080109 | COMMON STOCK | 1,194 | $30,000 | thousands by filing date | |
| LIFEVANTAGE CORP | 53222K205 | COMMON STOCK | 3,656 | $30,000 | thousands by filing date | |
| BARINGS PARTN INVS | 06761A103 | SH BEN INT | 2,100 | $30,000 | thousands by filing date | |
| MERITOR INC | 59001K100 | COMMON STOCK | 2,433 | $30,000 | thousands by filing date | |
| USD PARTNERS LP LP | 903318103 | STOK | 1,900 | $30,000 | thousands by filing date | |
| SNYDERS LANCE INC | 833551104 | COM | 788 | $30,000 | thousands by filing date | |
| Powershs Db Multi Sector | 73936B309 | DB SILVER FUND | 1,225 | $30,000 | thousands by filing date | |
| SILVER SPRING NETWORKS INC | 82817Q103 | COM | 2,250 | $30,000 | thousands by filing date | |
| POWERSHARES GLOBAL EXCHANGE TRADED FD TR I-30 LADDERED | 73936T524 | ETF | 950 | $30,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR GUGG INSDR | 18383M209 | SENT | 613 | $30,000 | thousands by filing date | |
| INDEXIQ ETF TR | 45409B628 | US RL EST SMCP | 1,101 | $30,000 | thousands by filing date | |
| DOMINION ENERGY MIDSTRM PRTN | 257454108 | COM UT REP LTD | 1,000 | $30,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E127 | REIT ETF | 2,125 | $30,000 | thousands by filing date | |
| ServiceNow,Inc. | 81762P102 | COM | 388 | $29,000 | thousands by filing date | |
| TERADYNE INC COM | 880770102 | Stock | 1,134 | $29,000 | thousands by filing date | |
| METTLER TOLEDO INTERNATIONAL COM | 592688105 | Stock | 69 | $29,000 | thousands by filing date | |
| WD 40 CO COM | 929236107 | Stock | 249 | $29,000 | thousands by filing date | |
| SCHEIN HENRY INC | 806407102 | COM | 188 | $29,000 | thousands by filing date | |
| AGCO CORP | 001084102 | COM | 500 | $29,000 | thousands by filing date | |
| UNITED CMNTY BKS BLAIRSVLE G | 90984P303 | COM | 995 | $29,000 | thousands by filing date | |
| FLEETCOR TECHNOLOGIES INC | 339041105 | COM | 206 | $29,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD FUND | 09253W104 | COM | 2,081 | $29,000 | thousands by filing date | |
| NEUBERGER BERMAN CALIFORNIA IN | 64123C101 | COM | 2,000 | $29,000 | thousands by filing date | |
| PINNACLE FINANCIAL PARTNERS IN | 72346Q104 | COM | 421 | $29,000 | thousands by filing date | |
| TATA MTRS LTD | 876568502 | SPONSORED ADR | 842 | $29,000 | thousands by filing date | |
| ENABLE MIDSTREAM PARTNERS LP | 292480100 | COM UNIT RP IN | 1,822 | $29,000 | thousands by filing date | |
| PIPER SANDLER COMPANIES | 724078100 | COM | 403 | $29,000 | thousands by filing date | |
| MFA FINL INC | 55272X102 | COM | 3,812 | $29,000 | thousands by filing date | |
| ISHARES TR | 464287374 | NORTH AMERN NAT | 805 | $29,000 | thousands by filing date | |
| DBX ETF TR | 233051820 | XTRACK MSCI ALL | 1,223 | $29,000 | thousands by filing date | |
| HOVNANIAN ENTPR INC | 442487203 | COMMON STOCK | 10,500 | $29,000 | thousands by filing date | |
| EV ENERGY PARTNERS LP | 26926V107 | COM UNITS | 14,045 | $29,000 | thousands by filing date | |
| LIBERTY INTERACTIVE CORP | 53071M104 | INT COM SER A | 1,465 | $29,000 | thousands by filing date | |
| DDR CORP | 23317H102 | COM | 1,884 | $29,000 | thousands by filing date | |
| Chesapeake Energy Corp PFD Conv | 165167842 | Pfd Stk | 629 | $29,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W825 | GUG S&P500EQWTMA | 320 | $29,000 | thousands by filing date | |
| ILG INC | 44967H101 | COM | 1,585 | $29,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION 5.75 03/15/2018 | 74348TAL6 | Convertible | 28,000 | $29,000 | thousands by filing date | |
| BHP BILLITON LIMITED SPONSORED ADS | 088606108 | ADR | 794 | $28,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L407 | MORNSTAR UPSTR | 990 | $28,000 | thousands by filing date | |
| CRANE CO | 224399105 | COM | 392 | $28,000 | thousands by filing date | |
| PREMIER INC | 74051N102 | CL A | 908 | $28,000 | thousands by filing date | |
| NEUBERGER BERMAN MUN FD INC | 64124P101 | COM | 1,738 | $28,000 | thousands by filing date | |
| BLACKROCK MUN BD TR | 09249H104 | COM | 1,833 | $28,000 | thousands by filing date | |
| BLACKROCK MUNIENHANCED FD IN | 09253Y100 | COM | 2,483 | $28,000 | thousands by filing date | |
| QUAD / GRAPHICS INC | 747301109 | COM CL A | 1,029 | $28,000 | thousands by filing date | |
| STAMPS COM INC | 852857200 | COM NEW | 245 | $28,000 | thousands by filing date | |
| ISHARES TR | 46434VBD1 | IBONDS DEC25 ETF | 1,134 | $28,000 | thousands by filing date | |
| Enzo Biochem Inc | 294100102 | Common Stock | 4,000 | $28,000 | thousands by filing date | |
| CYS INVTS INC | 12673A108 | COM | 3,592 | $28,000 | thousands by filing date | |
| ISHARES | 46434VBA7 | EXCHANGE TRADED | 1,133 | $28,000 | thousands by filing date | |
| CPFL ENERGIA SA SPONS ADR | 126153105 | SPONS ADR | 1,791 | $28,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06739H305 | ETN DJUBS GRNS37 | 1,000 | $28,000 | thousands by filing date | |
| NUVEEN CALIF MUNICPAL VALU F | 6706EB106 | COM | 1,735 | $28,000 | thousands by filing date | |
| REALITY SHS ETF TR | 75605A405 | DIVCN LDRS ETF | 1,100 | $28,000 | thousands by filing date | |
| BLACKROCK INCOME TR INC | 09247F100 | COM | 4,252 | $27,000 | thousands by filing date | |
| ITT INC COM | 45073V108 | Stock | 692 | $27,000 | thousands by filing date | |
| NEWS CORP NEW CL A | 65249B109 | Stock | 2,393 | $27,000 | thousands by filing date | |
| ORIX CORP SPONSORED ADR | 686330101 | ADR | 353 | $27,000 | thousands by filing date | |
| PERRIGO CO PLC SHS | G97822103 | Stock | 319 | $27,000 | thousands by filing date | |
| EATON VANCE ENHANCED EQUITY | 278274105 | COM | 2,180 | $27,000 | thousands by filing date | |
| KIRBY CORP | 497266106 | COM | 411 | $27,000 | thousands by filing date | |
| HEALTHCARE SVCS GROUP INC | 421906108 | COM | 694 | $27,000 | thousands by filing date | |
| MARZETTI COMPANY | 513847103 | COM | 191 | $27,000 | thousands by filing date | |
| DELAWARE ENHANCED GLOBAL DIVID | 246060107 | COM | 2,711 | $27,000 | thousands by filing date | |
| DISH NETWORK CORPORATION | 25470M109 | CL A | 473 | $27,000 | thousands by filing date | |
| VOYA NAT RES EQUITY INCOME F | 92913C106 | COM | 4,288 | $27,000 | thousands by filing date | |
| CROSS TIMBERS RTY TR | 22757R109 | TR UNIT | 1,500 | $27,000 | thousands by filing date | |
| PROSHARES TR | 74347B839 | MSCI EAFE DIVD | 834 | $27,000 | thousands by filing date | |
| PROSHARES TR | 74347R370 | PSHS SH MSCI EAF | 846 | $27,000 | thousands by filing date | |
| CALLON PETE CO DEL | 13123X102 | COM | 1,781 | $27,000 | thousands by filing date | |
| POWERSHARES ETF TR II S&P500 H | 73937B829 | COM | 750 | $27,000 | thousands by filing date | |
| ENERGY FOCUS INC | 29268T300 | COM NEW | 6,375 | $27,000 | thousands by filing date | |
| iShares Morningstar Mid-Cap Value ETF | 464288406 | SHS | 181 | $26,000 | thousands by filing date | |
| TREX CO INC | 89531P105 | COM | 408 | $26,000 | thousands by filing date | |
| AMETEK INC COM | 031100100 | Stock | 534 | $26,000 | thousands by filing date | |
| PILGRIMS PRIDE CORP COM | 72147K108 | Stock | 1,375 | $26,000 | thousands by filing date | |
| AMDOCS LTD | G02602103 | SHS | 441 | $26,000 | thousands by filing date | |
| NEOGENOMICS INC | 64049M209 | COM NEW | 3,000 | $26,000 | thousands by filing date | |
| PETROLEO BRASILEIRO S A | 71654V101 | SP ADR NON VTG | 3,000 | $26,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y889 | S&P 500 CATHOLIC | 965 | $26,000 | thousands by filing date | |
| JACK IN THE BOX INC | 466367109 | COM | 230 | $26,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A151 | SST SPDR BLOOMBE | 856 | $26,000 | thousands by filing date | |
| FRANKLIN MASTER INTER INCOME SH BEN INT | 746909100 | CEF | 5,704 | $26,000 | thousands by filing date | |
| LEGG MASON ETF INVT | 52468L505 | FRANKLIN INTL LW | 1,000 | $26,000 | thousands by filing date | |
| DSW INC-CLASS A | 23334L102 | CL A | 1,157 | $26,000 | thousands by filing date | |
| POLYONE CORP | 73179P106 | COM | 797 | $26,000 | thousands by filing date | |
| TRIANGLE CAP CORP | 895848109 | COM | 1,427 | $26,000 | thousands by filing date | |
| POWERSHARES ETF TR II S&P SMCP | 73937B886 | ETF - EQUITY | 351 | $26,000 | thousands by filing date | |
| ROCKWELL MED INC | 774374102 | COM | 4,000 | $26,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A305 | ALPCLONE ALTER | 750 | $26,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N774 | VCSHS US DISCVRY | 650 | $26,000 | thousands by filing date | |
| JP MORGAN EXCHANGE TRADED FD | 46641Q506 | DIVRSFD RT INT | 1,000 | $26,000 | thousands by filing date | |
| SURGICAL CARE AFFILIATES INC COM | 86881L106 | Stock | 558 | $26,000 | thousands by filing date | |
| Vanguard International High Dividend Yield ETF | 921946794 | SHS | 450 | $25,000 | thousands by filing date | |
| BOYDGAMINGCORP | 103304101 | STOK | 1,233 | $25,000 | thousands by filing date | |
| EXELIXIS INC COM | 30161Q104 | Stock | 1,700 | $25,000 | thousands by filing date | |
| GUIDEWIRE SOFTWARE INC COM | 40171V100 | Stock | 516 | $25,000 | thousands by filing date | |
| FULLER H B CO COM | 359694106 | Stock | 513 | $25,000 | thousands by filing date | |
| NATURAL RESOURCE PARTNERS LP | 63900P608 | COM UNIT LTD PAR | 777 | $25,000 | thousands by filing date | |
| BWX TECHNOLOGIES INC | 05605H100 | COM | 618 | $25,000 | thousands by filing date | |
| GENWORTH FINL INC | 37247D106 | COM SHS | 6,647 | $25,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X459 | ST STR SP GLBDIV | 400 | $25,000 | thousands by filing date | |
| ALLIANZGI EQUITY & CONV INCO | 018829101 | COM | 1,339 | $25,000 | thousands by filing date | |
| VIRTUS TOTAL RETURN FUND INC | 92835W107 | COM | 2,109 | $25,000 | thousands by filing date | |
| MFS GOVT MKTS INCOME TR | 552939100 | SH BEN INT | 5,000 | $25,000 | thousands by filing date | |
| MFS MULTIMARKET INCOME TR | 552737108 | SH BEN INT | 4,200 | $25,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L761 | CR SCD US BD | 497 | $25,000 | thousands by filing date | |
| CREDIT SUISSE HIGH YIELD CRE | 22544F103 | SH BEN INT | 9,220 | $25,000 | thousands by filing date | |
| POWERSHARES TR II S&P SMALLCAP | 73937b704 | INDX FD | 1,185 | $25,000 | thousands by filing date | |
| AIR LEASE CORP | 00912X302 | CL A | 737 | $25,000 | thousands by filing date | |
| GUGGENHEIM ENHANCED EQUITY S | 40167K100 | COM | 1,575 | $25,000 | thousands by filing date | |
| POWERSHARES FTSE RAFI DEVELOPED MARKETS | 73936T771 | COMMON | 928 | $25,000 | thousands by filing date | |
| CLAYMORE GUGGENHEIM | 18383Q796 | GUGG SHIPPNG ETF | 2,153 | $25,000 | thousands by filing date | |
| REALITY SHS ETF TR DIVS ETF | 75605A108 | CEF | 974 | $25,000 | thousands by filing date | |
| DEUTSCHE X-TRACKERS S&P HEDGED GLOBAL INFRASTRUCTURE ETF | 233051671 | ETF | 1,059 | $25,000 | thousands by filing date | |
| Schwab Intermediate-Term US Treasury ETF | 808524854 | SHS | 441 | $24,000 | thousands by filing date | |
| HOST HOTELS & RESORTS INC COM | 44107P104 | REIT | 1,289 | $24,000 | thousands by filing date | |
| EQUITY LIFESTYLE PROPERTIES COM | 29472R108 | REIT | 328 | $24,000 | thousands by filing date | |
| GLAUKOS CORP COM | 377322102 | Stock | 700 | $24,000 | thousands by filing date | |
| SCOTTS MIRACLE-GRO CO | 810186106 | CL A | 250 | $24,000 | thousands by filing date | |
| PERMIAN BASIN RTY TR | 714236106 | UNIT BEN INT | 3,125 | $24,000 | thousands by filing date | |
| PLUG PWR INC | 72919P202 | COM NEW | 20,130 | $24,000 | thousands by filing date | |
| ISHARES TR | 464288521 | CRE U S REIT ETF | 490 | $24,000 | thousands by filing date | |
| LIBERTY ALL STAR GROWTH FUND I | 529900102 | COM | 5,800 | $24,000 | thousands by filing date | |
| PIMCO CALIFORNIA MUNICIPAL INC | 72201C109 | COM | 2,105 | $24,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E473 | GLBL X MLP ETF | 2,100 | $24,000 | thousands by filing date | |
| NORTHFIELD BANCORP INC | 66611T108 | COMMON STOCK | 1,201 | $24,000 | thousands by filing date | |
| DNOW INC | 67011P100 | COMMON STOCK | 1,194 | $24,000 | thousands by filing date | |
| EMPLOYERS HOLDINGS INC | 292218104 | COMMON STOCK | 600 | $24,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A573 | ST STR SP HCSVC | 456 | $24,000 | thousands by filing date | |
| U S GLOBAL INVS INC | 902952100 | CL A | 17,285 | $24,000 | thousands by filing date | |
| PROSHARES TR | 74347R735 | PSHS ULT HLTHCRE | 400 | $24,000 | thousands by filing date | |
| ABERDEEN | 003011103 | MUTUAL FUNDS EQ | 4,457 | $24,000 | thousands by filing date | |
| SILVER BAY REALTY TRUST CORP | 82735Q102 | COMMON STOCK | 1,391 | $24,000 | thousands by filing date | |
| TRITON INTL LTD | G9078F107 | CL A | 1,493 | $24,000 | thousands by filing date | |
| OFFICE DEPOT INC | 676220106 | COM | 5,371 | $24,000 | thousands by filing date | |
| POWERSHARES ETF TRUST HLTHCR S | 73935X351 | COM | 499 | $24,000 | thousands by filing date | |
| FERRELLGAS PARTNERS L.P. | 315293100 | UNIT LTD PART | 3,529 | $24,000 | thousands by filing date | |
| ISHARES TR | 464288422 | S&P DEV EX-US | 702 | $24,000 | thousands by filing date | |
| META PLATFORMS INC CL A | 30303M102 | COM | 200 | $23,000 | thousands by filing date | put |
| TELEFONAKTIEBOLAGET LM ERICSS ADR B SEK 10 | 294821608 | ADR | 3,972 | $23,000 | thousands by filing date | |
| AXIS CAP HLDGS LTD SHS | G0692U109 | Stock | 359 | $23,000 | thousands by filing date | |
| DEVON ENERGY CORP NEW COM | 25179M103 | Stock | 500 | $23,000 | thousands by filing date | put |
| WILLIS TOWERS WATSON PLC LTD SHS | G96629103 | Stock | 188 | $23,000 | thousands by filing date | |
| TELEDYNE TECHNOLOGIES INC COM | 879360105 | Stock | 183 | $23,000 | thousands by filing date | |
| GRAND CANYON ED INC COM | 38526M106 | Stock | 398 | $23,000 | thousands by filing date | |
| WEIBO CORP SPONSORED ADR | 948596101 | ADR | 555 | $23,000 | thousands by filing date | |
| JD.COM INC SPON ADS CL A | 47215P106 | ADR | 915 | $23,000 | thousands by filing date | |
| EURONET WORLDWIDE INC COM | 298736109 | Stock | 317 | $23,000 | thousands by filing date | |
| TENET HEALTHCARE CORP COM NEW | 88033G407 | Stock | 1,528 | $23,000 | thousands by filing date | |
| ISHARES INC MSCI SPAIN ETF | 464286764 | MSCI SPAIN ETF | 867 | $23,000 | thousands by filing date | |
| TELADOC HEALTH INC | 87918A105 | COM | 1,394 | $23,000 | thousands by filing date | |
| JAPAN SMALLER CAPITALIZATION | 47109U104 | COM | 2,389 | $23,000 | thousands by filing date | |
| ADVANSIX INC | 00773T101 | COM | 1,038 | $23,000 | thousands by filing date | |
| UNITED PARKS & RESORTS INC | 81282V100 | COM | 1,210 | $23,000 | thousands by filing date | |
| SANDERSON FARMS | 800013104 | COM | 246 | $23,000 | thousands by filing date | |
| SLR INVESTMENT CORP | 83413U100 | COM | 1,106 | $23,000 | thousands by filing date | |
| SK TELECOM LTD | 78440P108 | SPONSORED ADR | 1,104 | $23,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459W847 | DAILY SMALL CAP | 224 | $23,000 | thousands by filing date | |
| ABRDN NATL MUN INCOME FD SH BEN INT | 24610T108 | CEF | 1,775 | $23,000 | thousands by filing date | |
| PEOPLE'S UNITED FINANCIAL INC | 712704105 | COM | 1,197 | $23,000 | thousands by filing date | |
| ISHARES INC | 46434G780 | MSCI SINGPOR ETF | 1,141 | $23,000 | thousands by filing date | |
| GOLDCORP INC NEW | 380956409 | COM | 1,686 | $23,000 | thousands by filing date | |
| ROWAN COMPANIES PLC | G7665A101 | SHS CL A | 1,230 | $23,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229409 | COM A SIRIUSXM | 674 | $23,000 | thousands by filing date | |
| CLARCOR INC | 179895107 | COM | 279 | $23,000 | thousands by filing date | |
| YAMANA GOLD INC | 98462Y100 | COM | 8,333 | $23,000 | thousands by filing date | |
| WEBMD HEALTH CORP | 94770V102 | COM | 466 | $23,000 | thousands by filing date | |
| CTI INDUSTRIES CORP | 125961300 | COM NEW | 3,957 | $23,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L852 | COM | 590 | $23,000 | thousands by filing date | |
| INSIGHT SELECT INCOME FD | 45781W109 | COM | 1,195 | $23,000 | thousands by filing date | |
| CREDIT SUISSE AG NASSAU BRH | 22539T597 | VELOCITY SHS EXC | 2,000 | $23,000 | thousands by filing date | |
| RYMAN HOSPITALITY PPTYS INC COM | 78377T107 | REIT | 355 | $22,000 | thousands by filing date | |
| NICE LTD SPONSORED ADR | 653656108 | ADR | 325 | $22,000 | thousands by filing date | |
| RLI CORP COM | 749607107 | Stock | 344 | $22,000 | thousands by filing date | |
| REGENCY CTRS CORP COM | 758849103 | REIT | 314 | $22,000 | thousands by filing date | |
| KRONOS WORLDWIDE INC COM | 50105F105 | Stock | 1,846 | $22,000 | thousands by filing date | |
| SMITH & NEPHEW PLC SPDN ADR NEW | 83175M205 | ADR | 735 | $22,000 | thousands by filing date | |
| RELX PLC SPONSORED ADR | 759530108 | ADR | 1,205 | $22,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33739Q408 | FIRST TR ENH NEW | 366 | $22,000 | thousands by filing date | |
| SIMPSON MFG INC | 829073105 | COM | 492 | $22,000 | thousands by filing date | |
| TORTOISE PWR & ENERGY INFRASTR | 89147X104 | COM | 1,000 | $22,000 | thousands by filing date | |
| STORE CAP CORP | 862121100 | COM | 897 | $22,000 | thousands by filing date | |
| CITY HOLDING CO | 177835105 | COMMON STOCK | 323 | $22,000 | thousands by filing date | |
| RPC INC | 749660106 | COMMON STOCK | 1,129 | $22,000 | thousands by filing date | |
| MESABI TR | 590672101 | CTF BEN INT | 2,100 | $22,000 | thousands by filing date | |
| CHICOS FAS INC | 168615102 | COM | 1,561 | $22,000 | thousands by filing date | |
| DONNELLEY R R & SONS CO | 257867200 | COM | 1,319 | $22,000 | thousands by filing date | |
| VERSUM MATLS INC | 92532W103 | COM | 775 | $22,000 | thousands by filing date | |
| INFINERA CORP | 45667G103 | COMMON STOCK | 2,584 | $22,000 | thousands by filing date | |
| NETLIST INC | 64118P109 | COM | 21,208 | $22,000 | thousands by filing date | |
| SOUTHWESTERN ENERGY CO | 845467109 | COM | 2,000 | $22,000 | thousands by filing date | put |
| COLONY CAP INC | 19624R106 | CL A | 1,102 | $22,000 | thousands by filing date | |
| HARMAN INTL INDS INC | 413086109 | COM | 202 | $22,000 | thousands by filing date | |
| OSIRIS THERAPEUTICS INC NEW | 68827R108 | COM | 4,450 | $22,000 | thousands by filing date | |
| REGAL ENTMT GROUP | 758766109 | CL A | 1,058 | $22,000 | thousands by filing date | |
| REGULUS THERAPEUTICS INC | 75915K101 | COM | 10,000 | $22,000 | thousands by filing date | |
| SILVER STD RES INC | 82823L106 | COM | 2,415 | $22,000 | thousands by filing date | |
| ZIOPHARM ONCOLOGY INC | 98973P101 | COM | 4,106 | $22,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W858 | GUG S&P500EQWTFI | 595 | $22,000 | thousands by filing date | |
| POWERSHARES GLOBAL | 73936T615 | GBL CLEAN ENER | 2,093 | $22,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06740L444 | 30 YR TREAS BEAR | 1,100 | $22,000 | thousands by filing date | |
| PLATFORM SPECIALTY PRODS COR | 72766Q105 | COM | 2,239 | $22,000 | thousands by filing date | |
| VANECK VECTORS HIGH INCOME INFRASTRUCTURE MLP ETF | 92189F569 | ETF | 1,411 | $22,000 | thousands by filing date | |
| InterContinental Hotels | 45857p608 | CS | 501 | $22,000 | thousands by filing date | |
| EYEGATE PHARMACEUTICALS INC | 30233M107 | COM | 13,800 | $22,000 | thousands by filing date | |
| NETGEAR INC | 64111Q104 | COM | 379 | $21,000 | thousands by filing date | |
| LITHIA MTRS INC COM | 536797103 | Stock | 215 | $21,000 | thousands by filing date | |
| EVERCORE INC CLASS A | 29977A105 | Stock | 304 | $21,000 | thousands by filing date | |
| FOMENTO ECONOMICO MEXICANO S A SPON ADR UNITS | 344419106 | ADR | 282 | $21,000 | thousands by filing date | |
| ATI INC COM | 01741R102 | Stock | 1,344 | $21,000 | thousands by filing date | |
| KOREA ELEC PWR CORP SPONSORED ADR | 500631106 | ADR | 1,127 | $21,000 | thousands by filing date | |
| CLEAN HARBORS INC COM | 184496107 | Stock | 384 | $21,000 | thousands by filing date | |
| TASEKO MINES LTD COM | 876511106 | Stock | 24,500 | $21,000 | thousands by filing date | |
| HARMONY GOLD MINING CO LTD SPONSORED ADR | 413216300 | ADR | 9,300 | $21,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRAD FD VI | 33739H101 | FST TR GLB FD | 1,028 | $21,000 | thousands by filing date | |
| TFS FINL CORP | 87240R107 | COM | 1,100 | $21,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33737M409 | SML CAP VAL ALPH | 603 | $21,000 | thousands by filing date | |
| CNO FINL GROUP INC | 12621E103 | COM | 1,097 | $21,000 | thousands by filing date | |
| JBT MAREL CORPORATION | 477839104 | COM | 239 | $21,000 | thousands by filing date | |
| BIO RAD LABS INC | 090572207 | CL A | 113 | $21,000 | thousands by filing date | |
| ENSIGN GROUP INC | 29358P101 | COM | 952 | $21,000 | thousands by filing date | |
| FIRST AMERN FINL CORP | 31847R102 | COM | 583 | $21,000 | thousands by filing date | |
| MAN TECH INTERNATIONAL CORP | 564563104 | CL A | 500 | $21,000 | thousands by filing date | |
| PIONEER HIGH INCOME FUND INC | 72369H106 | COM | 2,074 | $21,000 | thousands by filing date | |
| Matrix Service Company | 576853105 | COM | 941 | $21,000 | thousands by filing date | |
| PROASSURANCE CORP | 74267C106 | COM | 382 | $21,000 | thousands by filing date | |
| TENNECO INC | 880349105 | COM | 343 | $21,000 | thousands by filing date | |
| GOLDMAN SACHS MLP INC OPP FD | 38147W103 | COM SHS | 2,150 | $21,000 | thousands by filing date | |
| WELLCARE HEALTH PLANS INC | 94946T106 | COM | 156 | $21,000 | thousands by filing date | |
| WESTERN ASSET PREMIER BD FD | 957664105 | SHS BEN INT | 1,660 | $21,000 | thousands by filing date | |
| LOGMEIN INC | 54142L109 | COMMON STOCK | 217 | $21,000 | thousands by filing date | |
| GUGGENHEIM | 18383Q507 | EXCHANGE TRADED | 747 | $21,000 | thousands by filing date | |
| AMARIN CORP PLC | 023111206 | SPONS ADR NEW | 6,913 | $21,000 | thousands by filing date | |
| TEUCRIUM COMMODITY TR | 88166A508 | WHEAT FD | 3,000 | $21,000 | thousands by filing date | |
| LINEAR TECHNOLOGY CORP | 535678106 | COM | 336 | $21,000 | thousands by filing date | |
| TESORO LOGISTICS LP | 88160T107 | COM UNIT LP | 408 | $21,000 | thousands by filing date | |
| BRIGGS & STRATTON CORP | 109043109 | COM | 942 | $21,000 | thousands by filing date | |
| VERIFONE SYS INC | 92342Y109 | COM | 1,209 | $21,000 | thousands by filing date | |
| SYNGENTA AG ADR | 87160A100 | SPONS ADR | 269 | $21,000 | thousands by filing date | |
| VELOCITYSHARES INV VIX SH-TM | 22542D795 | INVR | 450 | $21,000 | thousands by filing date | |
| PROSHARES ULTRASHORT FTSE EUROPE | 74348A434 | ETF | 415 | $21,000 | thousands by filing date | |
| MANITOWOC FOODSERVICE INC | 563568104 | COM | 1,100 | $21,000 | thousands by filing date | |
| INNOVATOR IBD 50 | 004006508 | COM | 867 | $21,000 | thousands by filing date | |
| GENOCEA BIOSCIENCES INC | 372427104 | COM | 5,000 | $21,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R803 | RBA QUALIN ETF | 925 | $21,000 | thousands by filing date | |
| CREDIT SUISSE ASSET MGMT INC | 224916106 | COM | 6,200 | $20,000 | thousands by filing date | |
| SBA COMMUNICATIONS CORP CL A | 78410G104 | REIT | 192 | $20,000 | thousands by filing date | |
| MINERALS TECHNOLOGIES INC COM | 603158106 | Stock | 254 | $20,000 | thousands by filing date | |
| BANCO SANTANDER SA ADR | 05964H105 | ADR | 3,908 | $20,000 | thousands by filing date | |
| FMC CORP COM NEW | 302491303 | Stock | 362 | $20,000 | thousands by filing date | |
| KORN FERRY COM NEW | 500643200 | Stock | 664 | $20,000 | thousands by filing date | |
| ASSURED GUARANTY LTD COM | G0585R106 | Stock | 517 | $20,000 | thousands by filing date | |
| SIGNET JEWELERS LTD SHS | G81276100 | Stock | 214 | $20,000 | thousands by filing date | |
| OSHKOSH CORP COM | 688239201 | Stock | 311 | $20,000 | thousands by filing date | |
| CELANESE CORP DEL COM | 150870103 | Stock | 256 | $20,000 | thousands by filing date | |
| CLOUGH GLOBAL OPPORTUNITIES | 18914E106 | SH BEN INT | 2,228 | $20,000 | thousands by filing date | |
| OMEROS CORP | 682143102 | COM | 2,000 | $20,000 | thousands by filing date | |
| STIFEL FINL CORP | 860630102 | COM | 401 | $20,000 | thousands by filing date | |
| TTM TECHNOLOGIES INC | 87305R109 | COM | 1,493 | $20,000 | thousands by filing date | |
| TUTOR PERINI CORP | 901109108 | COM | 725 | $20,000 | thousands by filing date | |
| NEWTEKONE INC | 652526203 | COM NEW | 1,233 | $20,000 | thousands by filing date | |
| POST HLDGS INC | 737446104 | COM | 243 | $20,000 | thousands by filing date | |
| MIMEDX GROUP INC | 602496101 | COM | 2,212 | $20,000 | thousands by filing date | |
| DAUCH CORP | 024061103 | COM | 1,017 | $20,000 | thousands by filing date | |
| FIRST TRUST ENERGY INCOME AND | 33738G104 | COM | 750 | $20,000 | thousands by filing date | |
| SPDR PORTFOLIO TIPS ETF | 78464A656 | PORTFLI TIPS ETF | 359 | $20,000 | thousands by filing date | |
| BLACKROCK MUNI INCOME INV QL | 09250G102 | COM | 1,380 | $20,000 | thousands by filing date | |
| COHEN & STEERS TOTAL RETURN | 19247R103 | COM | 1,694 | $20,000 | thousands by filing date | |
| COHERENT INC | 192479103 | COM | 144 | $20,000 | thousands by filing date | |
| NEKTAR THERAPEUTICS | 640268108 | COM | 1,665 | $20,000 | thousands by filing date | |
| KIMBALL ELECTRONICS INC | 49428J109 | COMMON STOCK | 1,092 | $20,000 | thousands by filing date | |
| THE ULTIMATE SOFTWARE GROUP IN | 90385D107 | COM | 107 | $20,000 | thousands by filing date | |
| COHEN & STEERS GLOBAL INC BLDR | 19248M103 | COM | 2,398 | $20,000 | thousands by filing date | |
| GABELLI MULTIMEDIA TR INC | 36239Q109 | COM | 2,757 | $20,000 | thousands by filing date | |
| ISHARES INC MSCI FRANCE ETF | 464286707 | ETF | 816 | $20,000 | thousands by filing date | |
| GUGGENHEIM | 18383M605 | EXCHANGE TRADED | 450 | $20,000 | thousands by filing date | |
| PROSHARES | 74348A442 | EXCHANGE TRADED | 1,000 | $20,000 | thousands by filing date | |
| UNIVAR INC | 91336L107 | COMMON STOCK | 700 | $20,000 | thousands by filing date | |
| DUFF & PHELPS | 26432K108 | EXCHANGE TRADED | 2,165 | $20,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DYN LSR | 73935X757 | COM | 490 | $20,000 | thousands by filing date | |
| YANZHOU COAL MNG CO LTD | 984846105 | SPON ADR H SHS | 3,000 | $20,000 | thousands by filing date | |
| ROYAL BK SCOTLND GRP PLC | 780097879 | SPON | 788 | $20,000 | thousands by filing date | |
| POWERSHARES GLOBAL ETF TRUST | 73936T433 | WK VRDO TX FR | 807 | $20,000 | thousands by filing date | |
| DBX ETF TR | 233051747 | XTRCK JP MRG ESG | 840 | $20,000 | thousands by filing date | |
| AKERS BIOSCIENCES INC | 00973E102 | COM | 10,626 | $20,000 | thousands by filing date | |
| SPDR Portfolio Long Term Corporate Bond ETF | 78464A367 | SHS | 472 | $19,000 | thousands by filing date | |
| MITSUBISHI UFJ FINANCIAL GROUP SPONSORED ADS | 606822104 | ADR | 3,148 | $19,000 | thousands by filing date | |
| APTARGROUP INC COM | 038336103 | Stock | 263 | $19,000 | thousands by filing date | |
| ROGERS COMMUNICATIONS INC CL B | 775109200 | Stock | 494 | $19,000 | thousands by filing date | |
| GILDAN ACTIVEWEAR INC COM | 375916103 | Stock | 743 | $19,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W430 | HEDGED HI YLD BD | 810 | $19,000 | thousands by filing date | |
| COCA COLA CONS INC | 191098102 | COM | 105 | $19,000 | thousands by filing date | |
| LENDINGTREE INC | 52603B107 | COM | 187 | $19,000 | thousands by filing date | |
| POPULAR INC | 733174700 | COM NEW | 438 | $19,000 | thousands by filing date | |
| ICU MED INC | 44930G107 | COM | 126 | $19,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001641866-17-000002 | this filing | 2017-02-14 | acceptance time not in the bulk data set | |
| 13F-HR/A 0001641866-19-000009 | base | 2019-06-03 | acceptance time not in the bulk data set |