13F-HR filed by IFP Advisors, Inc
IFP Advisors, Inc filed this 13F-HR for the quarter ended 2016-12-31, filed 2017-02-14, with 4,196 holding rows worth $2,072,337,000 by the sum of the rows.
- Accession
- 0001641866-17-000002
- Filer
- CIK 1641866
- Filed
- 2017-02-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2016
A holdings report, 4,202 entries on the cover page, a total value of $500,584,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $2,072,337,000 with VALUE read as thousands by filing date, 13F file number 028-17164. A later restatement replaced it, so the quarter does not use it. The resolved quarter.
The cover page states a total of $500,584,000, 76% less than the sum of the rows, $2,072,337,000. This page uses the sum of the rows.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| WISDOMTREE TR | 97717W794 | TRUE DEV INTL FD | 2,180 | $93,000 | thousands by filing date | |
| COLUMBIA SELIGMAN PREMIUM TECH | 19842X109 | COM | 4,975 | $93,000 | thousands by filing date | |
| MILLER HOWARD HIGH INC EQTY | 600379101 | COM SHS BEN IN | 7,526 | $93,000 | thousands by filing date | |
| ISHARES IBONDS DEC 2021 TERM MUNI BD ETF | 46435G789 | ETF | 3,698 | $93,000 | thousands by filing date | |
| AGILENT TECHNOLOGIES INC COM | 00846U101 | Stock | 2,017 | $92,000 | thousands by filing date | |
| PUTNAM MUNICIPAL OPPORTUNITIES | 746922103 | SH BEN INT | 7,724 | $92,000 | thousands by filing date | |
| BLACKROCK INTERNATIONAL GROWTH | 092524107 | COM BENE INTER | 16,740 | $92,000 | thousands by filing date | |
| UNIVERSAL INS HLDGS INC | 91359V107 | COM | 3,250 | $92,000 | thousands by filing date | |
| FOX CORP CLASS B | 90130A200 | COM | 3,379 | $92,000 | thousands by filing date | |
| NUVEEN GA DIVID | 67072B107 | COM | 7,227 | $92,000 | thousands by filing date | |
| LULULEMON ATHLETICA INC | 550021109 | COM | 1,399 | $91,000 | thousands by filing date | |
| ISHARES MSCI EAFE GROWTH ETF | 464288885 | ETF | 1,421 | $91,000 | thousands by filing date | |
| WILLIAMS SONOMA INC COM | 969904101 | Stock | 1,890 | $91,000 | thousands by filing date | |
| OWENS CORNING NEW | 690742101 | COM | 1,760 | $91,000 | thousands by filing date | |
| GREENLIGHT CAPITAL RE LTD A | G4095J109 | COMMON STOCK | 4,000 | $91,000 | thousands by filing date | |
| CAVIUM INC | 14964U108 | COM | 1,458 | $91,000 | thousands by filing date | |
| TEXAS | 882610108 | COMMON STOCK | 306 | $91,000 | thousands by filing date | |
| iShares S&P AMT-Free Municipal | 46429B580 | COM | 3,595 | $91,000 | thousands by filing date | |
| PIMCO INCOME STRATEGY FD | 72201H108 | COM | 8,550 | $90,000 | thousands by filing date | |
| POWERSHARES GLOBAL ETF TRUSTHI | 73936T557 | COM | 4,807 | $90,000 | thousands by filing date | |
| KLA CORP | 482480100 | COM | 1,126 | $89,000 | thousands by filing date | |
| UNIVERSAL HLTH SVCS INC CL B | 913903100 | Stock | 836 | $89,000 | thousands by filing date | |
| DOLBY LABORATORIES INC COM CL A | 25659T107 | Stock | 1,979 | $89,000 | thousands by filing date | |
| WELLS FARGO & CO | 949746804 | PERP PFD CNV A | 75 | $89,000 | thousands by filing date | |
| BLACKROCK INVESTMENT QUALITY M | 09247D105 | COM | 6,061 | $89,000 | thousands by filing date | |
| NUVEEN TX ADV TOTAL RET STRG | 67090H102 | COM | 7,819 | $89,000 | thousands by filing date | |
| FLAMEL TECHNOLOGIES-SP ADR | 338488109 | SPON | 8,535 | $89,000 | thousands by filing date | |
| POWERSHARES GLOBALEXCHANGE TRADED FD TR | 73936T441 | ETF | 3,533 | $89,000 | thousands by filing date | |
| CANADIAN IMPERIAL BANK OF COMM COM | 136069101 | Stock | 1,077 | $88,000 | thousands by filing date | |
| INVESCO SR INCOME TR | 46131H107 | COM | 18,878 | $88,000 | thousands by filing date | |
| GLACIER BANCORP INC NEW | 37637Q105 | COM | 2,423 | $88,000 | thousands by filing date | |
| LAM RESEARCH CORP | 512807108 | COM | 828 | $88,000 | thousands by filing date | |
| ISHARES U S ETF TR | 46431W705 | INT RT HDG C B | 940 | $88,000 | thousands by filing date | |
| VOYA PRIME RATE TRUST | 92913A100 | SH BEN INT | 15,939 | $88,000 | thousands by filing date | |
| LEGGETT & PLATT INC | 524660107 | COM | 1,786 | $87,000 | thousands by filing date | |
| VIACOM INC | 92553P201 | CL B | 2,475 | $87,000 | thousands by filing date | |
| ISHARES INC | 46434G830 | MSCI ITALY ETF | 3,608 | $87,000 | thousands by filing date | |
| GGP INC | 36174X101 | COM | 3,500 | $87,000 | thousands by filing date | put |
| ADVISORSHARES | 00768Y883 | EXCHANGE TRADED | 9,375 | $87,000 | thousands by filing date | |
| Invesco Large-Cap Growth | 73935X609 | ETF | 2,738 | $87,000 | thousands by filing date | |
| PRICESMART INC COM | 741511109 | Stock | 1,025 | $86,000 | thousands by filing date | |
| KITE REALTY GROUP TRUST COM NEW | 49803T300 | REIT | 3,681 | $86,000 | thousands by filing date | |
| PACCAR INC COM | 693718108 | Stock | 1,345 | $86,000 | thousands by filing date | |
| FLUOR CORP | 343412102 | COM | 1,639 | $86,000 | thousands by filing date | |
| CHENIERE ENERGY PARTNERS L P | 16411Q101 | COM UNIT | 2,986 | $86,000 | thousands by filing date | |
| PETMED EXPRESS INC | 716382106 | COM | 3,724 | $86,000 | thousands by filing date | |
| NUVEEN TEXAS QUAL MUN IN | 670983105 | COM | 6,285 | $86,000 | thousands by filing date | |
| COMERICAINC | 200340107 | COM | 1,254 | $85,000 | thousands by filing date | |
| INNOVATIVE INDL PPTYS INC COM | 45781V101 | REIT | 4,700 | $85,000 | thousands by filing date | |
| STERICYCLE INC | 858912108 | COM | 1,109 | $85,000 | thousands by filing date | |
| XILINX INC | 983919101 | COM | 1,415 | $85,000 | thousands by filing date | |
| THL CREDIT INC | 872438106 | COM | 8,460 | $85,000 | thousands by filing date | |
| RED HAT INC | 756577102 | COM | 1,223 | $85,000 | thousands by filing date | |
| WPP PLC NEW ADR | 92937A102 | ADR | 763 | $84,000 | thousands by filing date | |
| FRANCO NEV CORP COM | 351858105 | Stock | 1,405 | $84,000 | thousands by filing date | |
| EAST WEST BANCORP INC COM | 27579R104 | Stock | 1,650 | $84,000 | thousands by filing date | |
| PITNEY BOWES INC COM | 724479100 | Stock | 5,543 | $84,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD CALIFORNIA | 09254N103 | COM | 5,767 | $84,000 | thousands by filing date | |
| FIRST TR HIGH INCOME L/S FD | 33738E109 | COM | 5,228 | $84,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J406 | EX US SML CP | 2,500 | $84,000 | thousands by filing date | |
| STONE HBR EMERG MKTS TL INC | 86164W100 | COM | 6,135 | $84,000 | thousands by filing date | |
| NUVEEN BUILD AMER BD OPPTNY | 67074q102 | COM | 4,018 | $84,000 | thousands by filing date | |
| SM ENERGY COMPANY COM | 78454L100 | Stock | 2,417 | $83,000 | thousands by filing date | |
| HAIN CELESTIAL GROUP INC | 405217100 | COM | 2,131 | $83,000 | thousands by filing date | |
| INVESCO CALIF VALUE MUNI INCOM | 46132H106 | COM | 6,839 | $83,000 | thousands by filing date | |
| KAMAN CORP-CLASS A | 483548103 | COM | 1,692 | $83,000 | thousands by filing date | |
| COMMERCIAL METALS CO COM | 201723103 | Stock | 3,781 | $82,000 | thousands by filing date | |
| PENNYMAC MTG INVT TR COM | 70931T103 | REIT | 4,997 | $82,000 | thousands by filing date | |
| EASTGROUP PPTYS INC | 277276101 | COM | 1,104 | $82,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W588 | US LARGECAP FUND | 1,064 | $82,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W760 | INTL SMCAP DIV | 1,359 | $82,000 | thousands by filing date | |
| BANK OF AMER CORP | 060505682 | 7.25%CNV PFD L | 70 | $82,000 | thousands by filing date | |
| CONVERGYS CORP | 212485106 | COM | 3,328 | $82,000 | thousands by filing date | |
| RYDEX ETF TRUST HEALTH CARE | 78355W841 | COM | 563 | $82,000 | thousands by filing date | |
| CREDIT SUISSE NASSAU BRH | 22542D480 | X LINK GOLD SHS | 9,225 | $82,000 | thousands by filing date | |
| ERIN ENERGY CORP COM | 295625107 | Stock | 26,942 | $82,000 | thousands by filing date | |
| ISHARES TR | 464287184 | CHINA LG-CAP ETF | 2,324 | $81,000 | thousands by filing date | |
| EQUIFAX INC COM | 294429105 | Stock | 681 | $81,000 | thousands by filing date | |
| SAP SE SPON ADR | 803054204 | ADR | 938 | $81,000 | thousands by filing date | |
| ABB LTD-ADR | 000375204 | SPONSORED ADR | 3,831 | $81,000 | thousands by filing date | |
| PIMCO MUN INCOME FD II | 72200W106 | COM | 6,646 | $81,000 | thousands by filing date | |
| BLACKSTONE GROUP LP | 09253U108 | COM UNIT LTD | 3,000 | $81,000 | thousands by filing date | call |
| MGC | 921910873 | COM | 1,048 | $80,000 | thousands by filing date | |
| EATON VANCE ENHANCED EQUITY | 278277108 | COM | 6,223 | $80,000 | thousands by filing date | |
| PACER FDS TR | 69374H709 | GLOBL CASH ETF | 2,990 | $80,000 | thousands by filing date | |
| WESTERN ASSET GLOBAL HIGH INCO | 95766B109 | COM | 8,168 | $80,000 | thousands by filing date | |
| LABORATORY CORP OF AMERICA | 50540R409 | COM NEW | 621 | $80,000 | thousands by filing date | |
| LANDMARK BANCORP INC | 51504L107 | COMMON STOCK | 2,861 | $80,000 | thousands by filing date | |
| Invesco S&P 500 Revenue ETF | 68386C104 | Exchange Traded Fund | 1,831 | $80,000 | thousands by filing date | |
| Powershares Etf Fd Tr II | 73937B506 | S&P SMCP C DIS | 1,532 | $80,000 | thousands by filing date | |
| DREYFUS MUN INCOME INC | 26201R102 | COM | 9,152 | $79,000 | thousands by filing date | |
| IAMGOLD CORP COM | 450913108 | Stock | 20,548 | $79,000 | thousands by filing date | |
| LPL FINL HLDGS INC COM | 50212V100 | Stock | 2,258 | $79,000 | thousands by filing date | |
| HENRY JACK & ASSOC INC | 426281101 | COM | 888 | $79,000 | thousands by filing date | |
| GABELLI CONVERTIBLE & INCOME S | 36240B109 | COM | 16,732 | $79,000 | thousands by filing date | |
| MEDIDATE SOLUTIONS INC | 58471A105 | COM | 1,581 | $79,000 | thousands by filing date | |
| HARRIS CORP INC | 413875105 | COM | 770 | $79,000 | thousands by filing date | |
| SL GREEN REALTY CORP | 78440X101 | COM | 736 | $79,000 | thousands by filing date | |
| BUFFALO WILD WINGS INC | 119848109 | COMMON STOCK | 510 | $79,000 | thousands by filing date | |
| POWERSHARES ETF TRUST INTL DIV | 73935X716 | COM | 5,450 | $79,000 | thousands by filing date | |
| ROYAL BANK OF SCOT-SPON ADR | 780097689 | SPON | 14,225 | $79,000 | thousands by filing date | |
| SPDR Portfolio Emerging Markets ETF | 78463X509 | SHS | 1,363 | $78,000 | thousands by filing date | |
| NOKIA CORP | 654902204 | SPONSORED ADR | 16,209 | $78,000 | thousands by filing date | |
| EAGLE MATLS INC COM | 26969P108 | Stock | 791 | $78,000 | thousands by filing date | |
| DIAMONDBACK ENERGY INC COM | 25278X109 | Stock | 772 | $78,000 | thousands by filing date | |
| FRESENIUS MEDICAL CARE AG SPONSORED ADR | 358029106 | ADR | 1,857 | $78,000 | thousands by filing date | |
| AERCAP HOLDINGS NV SHS | N00985106 | Stock | 1,884 | $78,000 | thousands by filing date | |
| VORNADO RLTY TR | 929042109 | SH BEN INT | 744 | $78,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092881 | MSCI MATLS INDEX | 2,698 | $78,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092709 | MSCI INDL INDX | 2,428 | $78,000 | thousands by filing date | |
| BHP BILLITON- ADR | 05545E209 | SPONSORED ADR | 2,488 | $78,000 | thousands by filing date | |
| CYPRESS SEMICONDUCTOR CORP | 232806109 | COM | 6,820 | $78,000 | thousands by filing date | |
| DBX ETF TR | 233051507 | XTRACK MSCI JAPN | 2,100 | $78,000 | thousands by filing date | |
| BARCLAYS IPTH SRS B S&P SHRT TRM ETN | 06742E711 | IPATH S&P500 VIX | 3,072 | $78,000 | thousands by filing date | |
| VANGUARD S&P MID-CAP 400 VALUE ETF | 921932844 | ETF | 698 | $77,000 | thousands by filing date | |
| NBT BANCORP INC COM | 628778102 | Stock | 1,845 | $77,000 | thousands by filing date | |
| SEABRIDGE GOLD INC | 811916105 | COM *D* | 9,500 | $77,000 | thousands by filing date | |
| IEC ELECTRS CORP NEW | 44949L105 | COM | 21,500 | $77,000 | thousands by filing date | |
| FIRST TR DYNAMIC EUROPE EQUI | 33740D107 | COM SHS | 4,950 | $77,000 | thousands by filing date | |
| Fidelity MSCI Energy Index ETF | 316092402 | SHS | 3,571 | $76,000 | thousands by filing date | |
| QORVO INC COM | 74736K101 | Stock | 1,435 | $76,000 | thousands by filing date | |
| RITHM CAPITAL CORP COM NEW | 64828T201 | REIT | 4,841 | $76,000 | thousands by filing date | |
| ROYCE VALUE TRUST | 780910105 | COM | 5,683 | $76,000 | thousands by filing date | |
| POWERSHARES S&P SMALLCAP | 73937B803 | EXCHANGE TRADED | 1,450 | $76,000 | thousands by filing date | |
| TESORO CORP | 881609101 | COM | 864 | $76,000 | thousands by filing date | |
| DST SYS INC DEL | 233326107 | COM | 713 | $76,000 | thousands by filing date | |
| POWERSHARES ACTIVE | 73935B805 | MNG ETF T S\&P.* DWNHDGE | 3,155 | $76,000 | thousands by filing date | |
| KITE PHARMA INC | 49803L109 | COM | 1,700 | $76,000 | thousands by filing date | |
| NUVEEN DOW 30 DYNMC OVERWRT | 67075F105 | SHS | 5,005 | $75,000 | thousands by filing date | |
| SOUTHERN COPPER CORP | 84265V105 | COM | 2,350 | $75,000 | thousands by filing date | |
| BREAD FINANCIAL HOLDINGS INC | 018581108 | COM | 327 | $75,000 | thousands by filing date | |
| PATRICK INDS INC | 703343103 | COM | 978 | $75,000 | thousands by filing date | |
| GLADSTONE CAPITAL CORPORATION | 376535100 | COM | 8,000 | $75,000 | thousands by filing date | |
| JANUS DETROIT STR TR | 47103U886 | HENDRSN SHRT ETF | 1,500 | $75,000 | thousands by filing date | |
| DAVE & BUSTERS ENTMT INC | 238337109 | COM | 1,341 | $75,000 | thousands by filing date | |
| SPECIAL OPPORTUNITIES FD INC | 84741T104 | COM | 5,483 | $75,000 | thousands by filing date | |
| BERRY GLOBAL GROUP INC | 08579W103 | COM | 1,533 | $75,000 | thousands by filing date | |
| BANK OF THE OZARKS | 063904106 | COM | 1,417 | $75,000 | thousands by filing date | |
| ZAYO GROUP HLDGS INC COM | 98919V105 | Stock | 2,283 | $75,000 | thousands by filing date | |
| Marine Harvest ASA | 56824R205 | ADR | 4,114 | $75,000 | thousands by filing date | |
| BURLINGTON STORES INC COM | 122017106 | Stock | 876 | $74,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F411 | BDC INCOME ETF | 4,101 | $74,000 | thousands by filing date | |
| CLEARWATER PAPER CORP | 18538R103 | COM | 1,125 | $74,000 | thousands by filing date | |
| SHAKE SHACK INC | 819047101 | CL A | 2,063 | $74,000 | thousands by filing date | |
| EXCHANGE TRADED CONCEPTS TRU | 301505889 | EMQQ EME MAR ETF | 3,227 | $74,000 | thousands by filing date | |
| WHITE MTNS INS GROUP LTD | G9618E107 | COM | 89 | $74,000 | thousands by filing date | |
| MICROSEMI CORP | 595137100 | COM | 1,380 | $74,000 | thousands by filing date | |
| CURIS INC | 231269101 | COM | 23,900 | $74,000 | thousands by filing date | |
| LIVE NATION ENTERTAINMENT INC COM | 538034109 | Stock | 2,753 | $73,000 | thousands by filing date | |
| POWER INTEGRATIONS INC COM | 739276103 | Stock | 1,078 | $73,000 | thousands by filing date | |
| AFFILIATED MANAGERS GROUP COM | 008252108 | Stock | 501 | $73,000 | thousands by filing date | |
| TRANSDIGM GROUP INC COM | 893641100 | Stock | 295 | $73,000 | thousands by filing date | |
| F N B CORP | 302520101 | COM | 4,569 | $73,000 | thousands by filing date | |
| THE COOPER COMPANIES | 216648402 | COM NEW | 418 | $73,000 | thousands by filing date | |
| PIONEER MUNICIPAL HIGH INCOME | 723763108 | COM SHS | 6,150 | $73,000 | thousands by filing date | |
| BROOKFIELD PROPERTY PARTRS L | G16249107 | UNIT LTD PARTN | 3,326 | $73,000 | thousands by filing date | |
| AMERICAN COASTAL INSURANCE C | 910710102 | COMMON STOCK | 4,796 | $73,000 | thousands by filing date | |
| WISDOMTREE JAPAN SMALLCAP DIVIDEND FUND | 97717W836 | ETF | 1,183 | $73,000 | thousands by filing date | |
| GERON CORP | 374163103 | COM | 34,740 | $72,000 | thousands by filing date | |
| CHEESECAKE FACTORY INC | 163072101 | COM | 1,196 | $72,000 | thousands by filing date | |
| HUNTSMAN CORP | 447011107 | COM | 3,788 | $72,000 | thousands by filing date | |
| MARKETAXESS HLDGS INC | 57060D108 | COM | 491 | $72,000 | thousands by filing date | |
| BROOKFIELD ASSET MANAGEMENT IN | 112585104 | CL A LTD VT SH | 2,187 | $72,000 | thousands by filing date | |
| UNITED STATES COMMODITY INDE | 911717106 | Common Stock | 1,812 | $72,000 | thousands by filing date | |
| NUVEEN SELECT MATURITIES MUNIC | 67061t101 | CLSD FD | 7,400 | $72,000 | thousands by filing date | |
| XEROX CORP | 984121103 | COM | 8,211 | $72,000 | thousands by filing date | |
| B/E AEROSPACE INC | 073302101 | COM | 1,189 | $72,000 | thousands by filing date | |
| RESTAURANT BRANDS INTL INC COM | 76131D103 | Stock | 1,490 | $71,000 | thousands by filing date | |
| IHS MARKIT LTD | G47567105 | SHS | 1,994 | $71,000 | thousands by filing date | |
| MAXIM INTEGRATED PRODS INC | 57772K101 | COM | 1,835 | $71,000 | thousands by filing date | |
| SPDR SER TR | 78464A292 | WELLS FG PFD ETF | 1,703 | $71,000 | thousands by filing date | |
| THOMSON REUTERS CORP | 884903105 | COM | 1,617 | $71,000 | thousands by filing date | |
| MANPOWERGROUP INC WIS COM | 56418H100 | Stock | 788 | $70,000 | thousands by filing date | |
| GENERAL MTRS CO COM | 37045V100 | Stock | 2,000 | $70,000 | thousands by filing date | put |
| FIDELITY NATIONAL FINANCIAL | 31620R303 | FNF GROUP COM | 2,062 | $70,000 | thousands by filing date | |
| QUAKER HOUGHTON | 747316107 | COM | 544 | $70,000 | thousands by filing date | |
| BARINGS CORPORATE INVS | 06759X107 | COM | 4,531 | $70,000 | thousands by filing date | |
| NEWFIELD EXPL CO | 651290108 | COM | 1,723 | $70,000 | thousands by filing date | |
| ARCELORMITTAL FUNSPONSORED ADR 1 ADR REPS 1 ORD SHS | 03938L104 | COM | 9,585 | $70,000 | thousands by filing date | |
| WHITING PETE CORP NEW | 966387102 | COM | 5,833 | $70,000 | thousands by filing date | |
| iShares Core Total USD Bond Market ETF | 46434V613 | SHS | 1,366 | $69,000 | thousands by filing date | |
| BANK NOVA SCOTIA B C COM | 064149107 | Stock | 1,239 | $69,000 | thousands by filing date | |
| NETEASE COM INC SPONSORED ADS | 64110W102 | ADR | 321 | $69,000 | thousands by filing date | |
| SIERRA BANCORP | 82620P102 | COM | 2,604 | $69,000 | thousands by filing date | |
| SPIRIT AEROSYSTEMS HLDGS INC | 848574109 | COM CL A | 1,179 | $69,000 | thousands by filing date | |
| CLEARBRIDGE MLP AND MIDSTRM | 18469Q108 | COM | 5,388 | $69,000 | thousands by filing date | |
| TORTOISE PIPELINE & ENERGY F | 89148H108 | COM | 3,191 | $69,000 | thousands by filing date | |
| ATWOOD OCEANICS INC | 050095108 | COM | 5,267 | $69,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X856 | DYN BIOT & GEN | 1,768 | $69,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W700 | GUG S&P SC600 PV | 939 | $69,000 | thousands by filing date | |
| FLEXION THERAPEUTICS INC | 33938J106 | COM | 3,650 | $69,000 | thousands by filing date | |
| RSP PERMIAN INC | 74978Q105 | COM | 1,546 | $69,000 | thousands by filing date | |
| Vanguard International Dividend Appreciation ETF | 921946810 | SHS | 1,286 | $68,000 | thousands by filing date | |
| AES CORP COM | 00130H105 | Stock | 5,840 | $68,000 | thousands by filing date | |
| HECLA MNG CO | 422704106 | COM | 12,943 | $68,000 | thousands by filing date | |
| GAMESTOP CORP | 36467W109 | CL A | 2,709 | $68,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X871 | ST INTL CAP ETF | 2,352 | $68,000 | thousands by filing date | |
| EDGEWELL PERSONAL CARE CO | 28035Q102 | COM | 935 | $68,000 | thousands by filing date | |
| BLACKROCK LIMITED DURATION INC | 09249W101 | COM SHS | 4,513 | $68,000 | thousands by filing date | |
| ABERDEEN ASIA-PACIFIC INCOME F | 003009107 | COM | 14,663 | $68,000 | thousands by filing date | |
| DISCOVERY INC | 25470F302 | COM SER C | 2,550 | $68,000 | thousands by filing date | |
| KAPSTONE PAPER AND PACKAGING C | 48562P103 | COM | 3,086 | $68,000 | thousands by filing date | |
| QUANTA SVCS INC | 74762E102 | COM | 1,924 | $67,000 | thousands by filing date | |
| VALE S A | 91912E105 | SPONSORED ADS | 8,854 | $67,000 | thousands by filing date | |
| DAVITA INC COM | 23918K108 | Stock | 1,048 | $67,000 | thousands by filing date | |
| TUPPERWARE BRANDS CORP | 899896104 | COM | 1,282 | $67,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J117 | EUROPE ALPHADEX | 2,298 | $67,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR | 78467V400 | STATE STREET GLO | 2,020 | $67,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33735T109 | COMMON SHS | 5,663 | $67,000 | thousands by filing date | |
| MARTIN MIDSTREAM PRTNRS L P | 573331105 | UNIT L P INT | 3,632 | $67,000 | thousands by filing date | |
| DUPONT FABROS TECHNOLOGY INC | 26613Q106 | COM | 1,514 | $67,000 | thousands by filing date | |
| FITBIT INC | 33812L102 | CL A | 9,149 | $67,000 | thousands by filing date | |
| Vanguard Materials ETF | 92204A801 | SHS | 591 | $66,000 | thousands by filing date | |
| WORKDAY INC CL A | 98138H101 | Stock | 1,000 | $66,000 | thousands by filing date | |
| NEBIUS GROUP N.V. | N97284108 | SHS CLASS A | 3,293 | $66,000 | thousands by filing date | |
| BLACKROCK MUNI INCOME TR II | 09249N101 | COM | 4,517 | $66,000 | thousands by filing date | |
| PINNACLE FOODS INC DEL | 72348P104 | COM | 1,227 | $66,000 | thousands by filing date | |
| STAPLES INC | 855030102 | COM | 7,242 | $66,000 | thousands by filing date | |
| TCF FINL CORP | 872275102 | COM | 3,351 | $66,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD INVT F | 09254R104 | COM | 4,428 | $66,000 | thousands by filing date | |
| BNC Bancorp | 05566T101 | Com | 2,061 | $66,000 | thousands by filing date | |
| ENTEGRIS INC COM | 29362U104 | Stock | 3,647 | $65,000 | thousands by filing date | |
| ONE GAS INC COM | 68235P108 | Stock | 1,011 | $65,000 | thousands by filing date | |
| HUNT J B TRANS SVCS INC COM | 445658107 | Stock | 671 | $65,000 | thousands by filing date | |
| DBX ETF TR | 233051101 | XTRACK MSCI EMRG | 3,365 | $65,000 | thousands by filing date | |
| DUFF & PHELPS UTLITY AND INF | 26433C105 | COM | 4,218 | $65,000 | thousands by filing date | |
| ARMSTRONG WORLD INDS INC NEW | 04247X102 | COM | 1,561 | $65,000 | thousands by filing date | |
| DAKTRONICS INC | 234264109 | COM | 6,100 | $65,000 | thousands by filing date | |
| CORECIVIC INC | 21871N101 | COM | 2,638 | $65,000 | thousands by filing date | |
| COSAN LTD | G25343107 | SHS A | 8,650 | $65,000 | thousands by filing date | |
| MBIA INC | 55262C100 | COMMON STOCK | 6,077 | $65,000 | thousands by filing date | |
| STERIS PLC | G84720104 | SHS USD | 959 | $65,000 | thousands by filing date | |
| ENERGEN CORP | 29265N108 | COM | 1,119 | $65,000 | thousands by filing date | |
| LUXOTTICA GROUP SPA ADR | 55068R202 | SPONS ADR | 1,212 | $65,000 | thousands by filing date | |
| Vanguard S&P Small-Cap 600 Value ETF | 921932778 | SHS | 530 | $64,000 | thousands by filing date | |
| DILLARDS INC CL A | 254067101 | Stock | 1,023 | $64,000 | thousands by filing date | |
| SPROTT PHYSICAL GOLD TR | 85207H104 | UNIT | 6,803 | $64,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W844 | GLB US QTLY DIV | 1,400 | $64,000 | thousands by filing date | |
| DENTSPLY SIRONA INC | 24906P109 | COM | 1,110 | $64,000 | thousands by filing date | |
| PROSPERITY BANCSHARES INC | 743606105 | COM | 898 | $64,000 | thousands by filing date | |
| BLACKROCK MUNICIPAL INCOME QUA | 092479104 | COM | 4,604 | $64,000 | thousands by filing date | |
| ALEXION PHARMACEUTICALS INC | 015351109 | COM | 527 | $64,000 | thousands by filing date | |
| CURTISS WRIGHT CORP COM | 231561101 | Stock | 640 | $63,000 | thousands by filing date | |
| WESTERN ASSET HIGH INCOME OP | 95766K109 | COM | 12,649 | $63,000 | thousands by filing date | |
| UBS AG ETRACS SILVER SHARES COVERED CALL ETNS DUE APRIL 21, 2033 ETP 2022-2 | 22542D449 | ETF | 7,720 | $63,000 | thousands by filing date | |
| LIONS GATE ENTMNT CORP | 535919500 | CL B NON VTG | 2,559 | $63,000 | thousands by filing date | |
| DECKERS OUTDOOR CORP | 243537107 | COM | 1,128 | $62,000 | thousands by filing date | |
| ROPER TECHNOLOGIES INC COM | 776696106 | Stock | 340 | $62,000 | thousands by filing date | |
| TEVA PHARMACEUTICAL INDS LTD SPONSORED ADS | 881624209 | ADR | 1,700 | $62,000 | thousands by filing date | call |
| INTERCEPT PHARMACEUTICALS IN | 45845P108 | COM | 570 | $62,000 | thousands by filing date | |
| PIONEER FLOATING RATE FUND I | 72369J102 | COM | 5,254 | $62,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E333 | GLBX SUPRINC ETF | 4,863 | $62,000 | thousands by filing date | |
| SIERRA WIRELESS INC | 826516106 | COM | 3,975 | $62,000 | thousands by filing date | |
| POWERSHS DB MULTI SECT COMM DB | 73936B200 | ETF - EQUITY | 1,765 | $62,000 | thousands by filing date | |
| MICHAELS COS INC | 59408Q106 | COM | 3,024 | $62,000 | thousands by filing date | |
| INDEXIQ ETF TR | 45409B487 | IQ ENCH BD US | 3,153 | $62,000 | thousands by filing date | |
| MATSON INC COM | 57686G105 | Stock | 1,737 | $61,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q783 | RIVRFRNT STR INC | 2,437 | $61,000 | thousands by filing date | |
| ZYNERBA PHARMACEUTICALS INC | 98986X109 | COM | 3,900 | $61,000 | thousands by filing date | |
| CVR Partners, LP | 126633106 | LTD | 10,115 | $61,000 | thousands by filing date | |
| MOODYS CORP COM | 615369105 | Stock | 638 | $60,000 | thousands by filing date | |
| ADVANCED ENERGY INDS COM | 007973100 | Stock | 1,099 | $60,000 | thousands by filing date | |
| AMBEV SA SPONSORED ADR | 02319V103 | ADR | 12,189 | $60,000 | thousands by filing date | |
| FLOWSERVE CORP | 34354P105 | COM | 1,243 | $60,000 | thousands by filing date | |
| JOHN HANCOCK HDG EQ & INC FD | 47804L102 | COM | 3,820 | $60,000 | thousands by filing date | |
| CABELAS INC | 126804301 | COM | 1,018 | $60,000 | thousands by filing date | |
| NUVEEN ENERGY MLP TOTL RTRNF | 67074U103 | COM | 4,445 | $60,000 | thousands by filing date | |
| RGC RESOURCES INC | 74955L103 | COMMON STOCK | 2,401 | $60,000 | thousands by filing date | |
| SPROTT PHYSICAL GOLD SILVER | 153501101 | COM | 5,310 | $60,000 | thousands by filing date | |
| WINDSTREAM HLDGS INC | 97382A200 | COM NEW | 8,192 | $60,000 | thousands by filing date | |
| FTSE RAFI US 1500 Small Cap | 73935X567 | COM | 520 | $60,000 | thousands by filing date | |
| ENSCO PLC | G3157S106 | SHS CLASS A | 6,190 | $60,000 | thousands by filing date | |
| PROSHARES TR | 74347B300 | PSHS ULSHT SP500 | 4,000 | $60,000 | thousands by filing date | call |
| SPDR S&P Aerospace & Defense ETF | 78464A631 | SHS | 928 | $59,000 | thousands by filing date | |
| Vanguard FTSE Pacific ETF | 922042866 | SHS | 1,012 | $59,000 | thousands by filing date | |
| FERRARI N V | N3167Y103 | COM | 1,022 | $59,000 | thousands by filing date | |
| STEEL DYNAMICS INC COM | 858119100 | Stock | 1,655 | $59,000 | thousands by filing date | |
| EXPEDITORS INTL WASH INC COM | 302130109 | Stock | 1,119 | $59,000 | thousands by filing date | |
| SLM CORP COM | 78442P106 | Stock | 5,385 | $59,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS FD IN | 09253N104 | COM | 3,625 | $59,000 | thousands by filing date | |
| EATON VANCE CALIFORNIA MUNI BO | 27828A100 | COM | 5,143 | $59,000 | thousands by filing date | |
| TEMPLETON EMERGING MARKETS FUN | 880191101 | COM | 4,843 | $59,000 | thousands by filing date | |
| JACOBS ENGINEERING GROUP INC | 469814107 | COM | 1,033 | $59,000 | thousands by filing date | |
| HERTZ GLOBAL HLDGS INC | 42806J106 | COM | 2,744 | $59,000 | thousands by filing date | |
| CAROLINA BK HLDGS INC GREENS | 143785103 | COM | 2,279 | $59,000 | thousands by filing date | |
| SPARK THERAPEUTICS INC | 84652J103 | COM | 1,175 | $59,000 | thousands by filing date | |
| SYNOPSYS INC COM | 871607107 | Stock | 986 | $58,000 | thousands by filing date | |
| AKAMAI TECHNOLOGIES INC COM | 00971T101 | Stock | 876 | $58,000 | thousands by filing date | |
| SELECTIVE INS GROUP INC | 816300107 | COM | 1,347 | $58,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X301 | ST STR ASIA ETF | 770 | $58,000 | thousands by filing date | |
| SUPERNUS PHARMACEUTICALS | 868459108 | COM | 2,305 | $58,000 | thousands by filing date | |
| AMERICA MOVIL SA DE CV-ADR | 02364W105 | SPON ADR L SHS | 4,582 | $58,000 | thousands by filing date | |
| WADDELL & REED FINL INC | 930059100 | CL A | 2,955 | $58,000 | thousands by filing date | |
| BARNES GROUP INC | 067806109 | COM | 1,214 | $58,000 | thousands by filing date | |
| GOLDMAN SACHS MLP ENERGY REN | 38148G107 | COM | 8,000 | $58,000 | thousands by filing date | |
| ISHARES TR | 464288737 | GLB CNSM STP ETF | 628 | $58,000 | thousands by filing date | |
| Nippon Telegraph Telephone Corp | 654624105 | Equity | 1,377 | $58,000 | thousands by filing date | |
| WEATHERFORD INTL INC ORD SHS | G48833100 | Stock | 11,543 | $58,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B621 | PWRS INT BUYBK | 2,035 | $58,000 | thousands by filing date | |
| Vertex Pharmaceuticals Incorporated | 92532F100 | COM | 771 | $57,000 | thousands by filing date | |
| PENN ENTERTAINMENT INC COM | 707569109 | Stock | 4,161 | $57,000 | thousands by filing date | |
| ROBERT HALF INC. COM | 770323103 | Stock | 1,173 | $57,000 | thousands by filing date | |
| MANHATTAN ASSOCIATES INC COM | 562750109 | Stock | 1,072 | $57,000 | thousands by filing date | |
| AVIS BUDGET GROUP INC | 053774105 | COM | 1,557 | $57,000 | thousands by filing date | |
| PEDIATRIX MEDICAL GROUP INC | 58502B106 | COM | 859 | $57,000 | thousands by filing date | |
| NEW MTN FIN CORP | 647551100 | COM | 4,030 | $57,000 | thousands by filing date | |
| TIFFANY & CO NEW | 886547108 | COM | 741 | $57,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F460 | CEF MUNI INCOME | 2,200 | $57,000 | thousands by filing date | |
| COHEN & STEERS MLP INC & ENR | 19249B106 | COM SHS | 5,192 | $57,000 | thousands by filing date | |
| NOBLE CORP PLC | G65431101 | SHS USD | 9,545 | $57,000 | thousands by filing date | |
| BROADSOFT INC | 11133B409 | COM | 1,379 | $57,000 | thousands by filing date | |
| PROSHARES TR | 74347R701 | PSHS SHORT DOW30 | 3,000 | $57,000 | thousands by filing date | |
| GENPACT LIMITED SHS | G3922B107 | Stock | 2,302 | $56,000 | thousands by filing date | |
| CBOE GLOBAL MKTS INC COM | 12503M108 | Stock | 752 | $56,000 | thousands by filing date | |
| ISHARES TR | 464287812 | US CONSM STAPLES | 507 | $56,000 | thousands by filing date | |
| ALLIANZGI CONV INCOME FD II | 018825109 | COM | 9,853 | $56,000 | thousands by filing date | |
| EPLUS INC | 294268107 | COM | 487 | $56,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33733C108 | SHS ISSUED FRST | 1,103 | $56,000 | thousands by filing date | |
| ENLINK MIDSTREAM PARTNERS LP | 29336U107 | COM UNIT REP LTD | 3,020 | $56,000 | thousands by filing date | |
| INTREXON CORP | 46122T102 | COM | 2,298 | $56,000 | thousands by filing date | |
| SENSATA TECHNOLOGIES HOLDING | N7902X106 | COMMON STOCK-FO | 1,427 | $56,000 | thousands by filing date | |
| HOWARD HUGHES CORPORATION | 44267D107 | COMMON STOCK | 495 | $56,000 | thousands by filing date | |
| NUVEEN MTG OPPTY TERM FD 2 | 67074R100 | COM | 2,410 | $56,000 | thousands by filing date | |
| MORGAN STANLEY | 61760E846 | CUSHNG MLP ETN | 6,854 | $56,000 | thousands by filing date | |
| POWERSHARES ETF TR II EURO CUR HDG | 73937B514 | ETF | 2,682 | $56,000 | thousands by filing date | |
| BLACKROCK FLOATING RATE INCO | 09255X100 | COM | 3,797 | $55,000 | thousands by filing date | |
| ALLEGION PLC | G0176J109 | ORD SHS | 857 | $55,000 | thousands by filing date | |
| DBX ETF TR XTRACK HRVST CSI | 233051879 | XTRACK HRVST CSI | 2,328 | $55,000 | thousands by filing date | |
| ETSY INC | 29786A106 | COM | 4,650 | $55,000 | thousands by filing date | |
| PENNANTPARK INVESTMENT CORPORA | 708062104 | COM | 7,242 | $55,000 | thousands by filing date | |
| POWERSHARES | 73936Q108 | EXCHANGE TRADED | 2,591 | $55,000 | thousands by filing date | |
| BLACKROCK DEFINED OPPRTY CR | 09255Q105 | COM | 4,000 | $55,000 | thousands by filing date | |
| DYCOM INDS INC COM | 267475101 | Stock | 674 | $54,000 | thousands by filing date | |
| BRINKER INTL INC COM | 109641100 | Stock | 1,089 | $54,000 | thousands by filing date | |
| INGEVITY CORP COM | 45688C107 | Stock | 987 | $54,000 | thousands by filing date | |
| ABRDN HEALTHCARE INVESTORS | 87911J103 | SH BEN INT | 2,553 | $54,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W703 | INTL EQUITY FD | 1,163 | $54,000 | thousands by filing date | |
| PBF ENERGY INC | 69318G106 | CL A | 1,945 | $54,000 | thousands by filing date | |
| GRUPO AEROPORTUNARIO DEL PAC | 400506101 | SPON ADS B | 650 | $54,000 | thousands by filing date | |
| BLACKROCK MUN INCOME TR | 09248F109 | SH BEN INT | 3,890 | $54,000 | thousands by filing date | |
| PROOFPOINT INC | 743424103 | COM | 768 | $54,000 | thousands by filing date | |
| DRIL-QUIP INC | 262037104 | COM | 904 | $54,000 | thousands by filing date | |
| ELLIE MAE INC | 28849P100 | COM | 645 | $54,000 | thousands by filing date | |
| SYNAPTICS INC COM | 87157D109 | Stock | 991 | $53,000 | thousands by filing date | |
| CITRIX SYSTEMS INC | 177376100 | COM | 589 | $53,000 | thousands by filing date | |
| LIONS GATE ENTMNT CORP | 535919401 | CL A VTG | 1,986 | $53,000 | thousands by filing date | |
| ISHARES MSCI BIC ETF | 464286657 | ETF | 1,660 | $53,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229607 | COM C SIRIUSXM | 1,553 | $53,000 | thousands by filing date | |
| MOBILEYE NV XXXMANDATORY MERGER EFF: 06/03/18 | N51488117 | FOREIGN ORDINARIES | 1,400 | $53,000 | thousands by filing date | call |
| RYDEX ETF TRUST TOP 50 ETF | 78355W205 | COM | 338 | $53,000 | thousands by filing date | |
| FORTRESS INVT GROUP LLC CL A | 34958B106 | COM | 10,826 | $53,000 | thousands by filing date | |
| DIVERSIFIED REAL ASSET INC FD COM SHS | 25533B108 | CEF | 3,398 | $53,000 | thousands by filing date | |
| Vanguard S&P 500 Growth ETF | 921932505 | SHS | 473 | $52,000 | thousands by filing date | |
| MACOM TECH SOLUTIONS HLDGS INC COM | 55405Y100 | Stock | 1,115 | $52,000 | thousands by filing date | |
| NORWEGIAN CRUISE LINE HLDGS LT SHS | G66721104 | Stock | 1,211 | $52,000 | thousands by filing date | |
| COPART INC COM | 217204106 | Stock | 937 | $52,000 | thousands by filing date | |
| SOUTHWEST GAS HLDGS INC COM | 844895102 | Stock | 683 | $52,000 | thousands by filing date | |
| LLOYDS BANKING GROUP PLC SPONSORED ADR | 539439109 | ADR | 16,912 | $52,000 | thousands by filing date | |
| PRUDENTIAL PLC ADR | 74435K204 | ADR | 1,309 | $52,000 | thousands by filing date | |
| BALCHEM CORP | 057665200 | COM | 619 | $52,000 | thousands by filing date | |
| TERADATA CORP DEL | 88076W103 | COM | 1,906 | $52,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y871 | GLOBAL X URANIUM | 4,021 | $52,000 | thousands by filing date | |
| Concho Resources Inc. | 20605P101 | COM | 390 | $52,000 | thousands by filing date | |
| FIAT CHRYSLER AUTOMOBILES N | N31738102 | SHS | 5,733 | $52,000 | thousands by filing date | |
| NABORS INDUSTRIES LTD | G6359F103 | SHS | 3,179 | $52,000 | thousands by filing date | |
| FIRST TR MTG INCOME FD | 33734E103 | COM SHS | 3,689 | $52,000 | thousands by filing date | |
| ALPINE GLOBAL DYNAMIC DIVD F | 02082E205 | COM NEW | 5,886 | $52,000 | thousands by filing date | |
| BP PRUDHOE BAY RTY TR | 055630107 | TRUS | 2,205 | $52,000 | thousands by filing date | |
| PETROBRAS ARGENTINA SA-B | 71646J109 | CMN | 7,450 | $52,000 | thousands by filing date | |
| BLUE CAP REINS HLDGS LTD COM COM | G1190F107 | COM | 2,825 | $52,000 | thousands by filing date | |
| CULLEN FROST BANKERS INC COM | 229899109 | Stock | 579 | $51,000 | thousands by filing date | |
| ARGAN INC | 04010E109 | COM | 716 | $51,000 | thousands by filing date | |
| GOLAR LNG LTD | G9456A100 | SHS | 2,214 | $51,000 | thousands by filing date | |
| TEMPLETON DRAGON FD INC | 88018T101 | COM | 3,115 | $51,000 | thousands by filing date | |
| IMAX CORP | 45245E109 | COM | 1,629 | $51,000 | thousands by filing date | |
| NIELSEN HOLDINGS PLC | G6518L108 | SHS EUR | 1,224 | $51,000 | thousands by filing date | |
| ISHARES INC | 464286582 | MSCI JAPN SMCETF | 824 | $51,000 | thousands by filing date | |
| ESTERLINE TECHNOLOGIES CORP | 297425100 | COM | 567 | $51,000 | thousands by filing date | |
| POWERSHARES | 73936B408 | EXCHANGE TRADED | 2,533 | $51,000 | thousands by filing date | |
| VANTIV INC | 92210H105 | CL A | 862 | $51,000 | thousands by filing date | |
| ZELTIQ AESTHETICS INC | 98933Q108 | COM | 1,177 | $51,000 | thousands by filing date | |
| VANGUARD | 92205F106 | Domestic Common | 76,296 | $51,000 | thousands by filing date | |
| PENTAIR PLC SHS | G7S00T104 | Stock | 891 | $50,000 | thousands by filing date | |
| OMNICOM GROUP INC COM | 681919106 | Stock | 589 | $50,000 | thousands by filing date | |
| HEICO CORP NEW COM | 422806109 | Stock | 652 | $50,000 | thousands by filing date | |
| MSA SAFETY INC COM | 553498106 | Stock | 720 | $50,000 | thousands by filing date | |
| ISHARES INC | 464286665 | MSCI PAC JP ETF | 1,261 | $50,000 | thousands by filing date | |
| SINCLAIR BROADCAST GROUP INC | 829226109 | CL A | 1,496 | $50,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS FD II | 09253P109 | COM | 3,381 | $50,000 | thousands by filing date | |
| EVOLUTION PETROLEUM CORP | 30049A107 | COMMON STOCK | 5,000 | $50,000 | thousands by filing date | |
| SHIP FINANCE INTL LTD | G81075106 | SHS | 3,398 | $50,000 | thousands by filing date | |
| EVERBANK FINANCIAL CORPORATION | 29977G102 | COMMON STOCK | 2,573 | $50,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q643 | SPROTT GL MINE | 2,635 | $50,000 | thousands by filing date | |
| CASTLIGHT HEALTH INC CL B | 14862Q100 | Stock | 10,000 | $50,000 | thousands by filing date | |
| YELP INC CL A | 985817105 | Stock | 1,280 | $49,000 | thousands by filing date | |
| NXP SEMICONDUCTORS N V COM | N6596X109 | Stock | 500 | $49,000 | thousands by filing date | call |
| F5 INC COM | 315616102 | Stock | 337 | $49,000 | thousands by filing date | |
| NUVEEN S&P 500 BUY-WRITE INCOM COM | 6706ER101 | CEF | 3,835 | $49,000 | thousands by filing date | |
| MPLX LP | 55336V100 | COM UNIT REP LTD | 1,403 | $49,000 | thousands by filing date | |
| ISHARES INC | 464286392 | MSCI WORLD ETF | 668 | $49,000 | thousands by filing date | |
| AKORN INC | 009728106 | COM | 2,236 | $49,000 | thousands by filing date | |
| PENGROWTH ENERGY CORP | 70706P104 | COMMON STOCK-FO | 34,517 | $49,000 | thousands by filing date | |
| CALATLANTIC GROUP INC | 128195104 | COM | 1,439 | $49,000 | thousands by filing date | |
| CEMEX SAB DE CV SPON ADR NEW | 151290889 | ADR | 6,005 | $48,000 | thousands by filing date | |
| MADISON SQUARE GRDN SPRT CORP CL A | 55825T103 | Stock | 282 | $48,000 | thousands by filing date | |
| NETSCOUT SYS INC | 64115T104 | COM | 1,531 | $48,000 | thousands by filing date | |
| CORNERSTONE STRATEGIC INVEST | 21924B302 | COM | 3,183 | $48,000 | thousands by filing date | |
| MERCURY GENL CORP NEW | 589400100 | COM | 802 | $48,000 | thousands by filing date | |
| ISHARES TR | 464287192 | US TRSPRTION | 292 | $48,000 | thousands by filing date | |
| KOREA EQUITY FUND | 50063B104 | MUTUAL FUNDS EQ | 6,450 | $48,000 | thousands by filing date | |
| CLOUD PEAK ENERGY INC | 18911Q102 | COM | 8,587 | $48,000 | thousands by filing date | |
| HI-CRUSH PARTNERS LP | 428337109 | COM UNIT LTD | 2,429 | $48,000 | thousands by filing date | |
| VANECK VECTORS ETF TR | 92189F577 | GEN DRUGS ETF | 2,250 | $48,000 | thousands by filing date | |
| CARE CAP PPTYS INC | 141624106 | COM | 1,937 | $48,000 | thousands by filing date | |
| Guggenheim BulletShares 2023 C | 18383M241 | ETF | 2,347 | $48,000 | thousands by filing date | |
| INTERNATIONAL MULTI-ASSET DIVERSIFIED INCOME INDEX FUND | 33738R209 | ETF | 3,040 | $48,000 | thousands by filing date | |
| NATIONAL HEALTH INVS INC COM | 63633D104 | REIT | 628 | $47,000 | thousands by filing date | |
| GENTEX CORP COM | 371901109 | Stock | 2,393 | $47,000 | thousands by filing date | |
| LINCOLN ELEC HLDGS INC | 533900106 | COM | 610 | $47,000 | thousands by filing date | |
| NEUBERGER BERMAN REAL ESTATE S | 64190A103 | COM | 8,689 | $47,000 | thousands by filing date | |
| STATE STREET SPDR ETF S&P RETAIL | 78464A714 | ETF | 1,068 | $47,000 | thousands by filing date | |
| CARLYLE GROUP L P | 14309L102 | COM UTS LTD PTN | 3,108 | $47,000 | thousands by filing date | |
| STONEMOR PARTNERS LP | 86183Q100 | COMMON STOCK | 5,322 | $47,000 | thousands by filing date | |
| Q | 74876Y101 | Stock | 618 | $47,000 | thousands by filing date | |
| CORENERGY INFRASTRUCTURE TR | 21870U502 | TRUS | 1,361 | $47,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E606 | CHINA FINL ETF | 3,660 | $47,000 | thousands by filing date | |
| Schwab Short Term US Treasury ETF | 808524862 | SHS | 905 | $46,000 | thousands by filing date | |
| AMERICAN EAGLE OUTFITTERS INC COM | 02553E106 | Stock | 3,049 | $46,000 | thousands by filing date | |
| WEST PHARMACEUTICAL SVSC INC COM | 955306105 | Stock | 539 | $46,000 | thousands by filing date | |
| TWILIO INC CL A | 90138F102 | Stock | 1,593 | $46,000 | thousands by filing date | |
| REPLIGEN CORP COM | 759916109 | Stock | 1,507 | $46,000 | thousands by filing date | |
| ROGERS CORP COM | 775133101 | Stock | 600 | $46,000 | thousands by filing date | |
| CINEMARK HLDGS INC COM | 17243V102 | Stock | 1,197 | $46,000 | thousands by filing date | |
| GAP INC COM | 364760108 | Stock | 2,061 | $46,000 | thousands by filing date | |
| SEI INVTS CO COM | 784117103 | Stock | 927 | $46,000 | thousands by filing date | |
| PROSHARES TR | 74347R842 | PSHS ULTRUSS2000 | 416 | $46,000 | thousands by filing date | |
| ISHARES TR | 464288729 | GLOB INDSTRL ETF | 609 | $46,000 | thousands by filing date | |
| EATON VANCE MUNICIPAL BOND FUN | 27827X101 | COM | 3,719 | $46,000 | thousands by filing date | |
| LIBERTY ALL-STAR EQUITY FUND | 530158104 | SH BEN INT | 8,974 | $46,000 | thousands by filing date | |
| AEGON N V | 007924103 | NY REGISTRY SHS | 8,249 | $46,000 | thousands by filing date | |
| NUVEEN TAX-ADVANTAGED DIVID | 67073G105 | COM | 3,272 | $46,000 | thousands by filing date | |
| CUBIC CORP | 229669106 | COM | 960 | $46,000 | thousands by filing date | |
| CROSS CTRY HEALTHCARE INC | 227483104 | COM | 2,953 | $46,000 | thousands by filing date | |
| MULTI-COLOR | 625383104 | COM | 592 | $46,000 | thousands by filing date | |
| NOVAVAX INC | 670002104 | COMMON STOCK | 36,900 | $46,000 | thousands by filing date | |
| BLUEROCK RESIDENTIAL GWT REI | 09627J102 | COM CL A | 3,370 | $46,000 | thousands by filing date | |
| iShares Expanded Tech Sector ETF | 464287549 | SHS | 360 | $45,000 | thousands by filing date | |
| SPDR MSCI ACWI EX-US ETF | 78463X848 | COM | 1,415 | $45,000 | thousands by filing date | |
| ISHARES INC | 464286285 | JP MRGN EM HI BD | 920 | $45,000 | thousands by filing date | |
| ACI WORLDWIDE INC COM | 004498101 | Stock | 2,453 | $45,000 | thousands by filing date | |
| PROSHARES TR | 74347R818 | PSHS ULT SCAP600 | 560 | $45,000 | thousands by filing date | |
| SOUTH JERSEY INDUSTRIES INC | 838518108 | COM | 1,336 | $45,000 | thousands by filing date | |
| NUVEEN REAL ASSET INCOME AND G | 67074Y105 | COM | 2,868 | $45,000 | thousands by filing date | |
| INPHI CORP | 45772F107 | COM | 1,000 | $45,000 | thousands by filing date | |
| GABELLI HEALTHCARE & WELLNES | 36246K103 | SHS | 4,725 | $45,000 | thousands by filing date | |
| TECH DATA CORP | 878237106 | COM | 529 | $45,000 | thousands by filing date | |
| BLACKROCK MUNI 2018 TERM TR | 09248C106 | COM | 3,000 | $45,000 | thousands by filing date | |
| POWERSHARES DB GOLD FUND | 73936B606 | DB G | 1,225 | $45,000 | thousands by filing date | |
| KEYSIGHT TECHNOLOGIES INC COM | 49338L103 | Stock | 1,213 | $44,000 | thousands by filing date | |
| BANCO BILBAO VIZCAYA ARGENTARI SPONSORED ADR | 05946K101 | ADR | 6,493 | $44,000 | thousands by filing date | |
| NETAPP INC COM | 64110D104 | Stock | 1,237 | $44,000 | thousands by filing date | |
| RENAISSANCERE HLDGS LTD COM | G7496G103 | Stock | 322 | $44,000 | thousands by filing date | |
| HANOVER INS GROUP INC COM | 410867105 | Stock | 481 | $44,000 | thousands by filing date | |
| TELEFONICA S A SPONSORED ADR | 879382208 | ADR | 4,824 | $44,000 | thousands by filing date | |
| PRESTIGE CONSMR HEALTHCARE I | 74112D101 | COM | 846 | $44,000 | thousands by filing date | |
| PROTO LABS INC | 743713109 | COM | 852 | $44,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J224 | UNIT KING ALPH | 1,332 | $44,000 | thousands by filing date | |
| GENERAL AMERICAN INVESTORS CO | 368802104 | COM | 1,404 | $44,000 | thousands by filing date | |
| ORANGE SPONSORED ADR | 684060106 | SPONSORED ADR | 2,935 | $44,000 | thousands by filing date | |
| FIRST TR ABERDEEN GLBL OPP F | 337319107 | COM SHS | 3,970 | $44,000 | thousands by filing date | |
| WESTPAC BANKING CORP | 961214301 | SPONSORED ADR | 1,868 | $44,000 | thousands by filing date | |
| EL POLLO LOCO HOLDINGS INC | 268603107 | COMMON STOCK | 3,600 | $44,000 | thousands by filing date | |
| TOWER INTL INC | 891826109 | COM | 1,540 | $44,000 | thousands by filing date | |
| ACETO CORP | 004446100 | COM | 2,010 | $44,000 | thousands by filing date | |
| FIFTH STREET FIN CORP COM | 31678A103 | COM | 8,115 | $44,000 | thousands by filing date | |
| POWERSHARES GLOBAL ETF TRUSTGB | 73936T623 | COM | 2,095 | $44,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B571 | 1000 EQ WHT PT | 1,620 | $44,000 | thousands by filing date | |
| HILTON WORLDWIDE HLDGS INC COM | 43300A203 | Stock | 1,572 | $43,000 | thousands by filing date | |
| BERKLEY W R CORP COM | 084423102 | Stock | 649 | $43,000 | thousands by filing date | |
| REAVES UTIL INCOME FD | 756158101 | COM SH BEN INT | 1,400 | $43,000 | thousands by filing date | |
| WORLD KINECT CORPORATION | 981475106 | COM | 938 | $43,000 | thousands by filing date | |
| BLACKROCK MUNIYEILD QUALITY FU | 09254G108 | COM | 3,370 | $43,000 | thousands by filing date | |
| EATON VANCE TAX ADVANTAGED GLO | 27828S101 | COM | 3,090 | $43,000 | thousands by filing date | |
| ADVENT CONVERTIBLE AND INCOME | 00764C109 | COM | 2,910 | $43,000 | thousands by filing date | |
| FIRST TR EMERGING ETF MARKETS SMALL CAP ALPHADEX FUND | 33737J307 | ETF | 1,412 | $43,000 | thousands by filing date | |
| NEENAH PAPER INC | 640079109 | COM | 507 | $43,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R887 | ST STR R2K LOWV | 463 | $43,000 | thousands by filing date | |
| DREYFUS MUN BD INFRSTRCTR FD | 26203D101 | SHS | 3,500 | $43,000 | thousands by filing date | |
| JOY GLOBAL INC | 481165108 | COM | 1,549 | $43,000 | thousands by filing date | |
| POWERSHARES INDIA ETF TR | 73935L100 | INDIA PORT | 2,253 | $43,000 | thousands by filing date | |
| HSN INC | 404303109 | COM | 1,248 | $43,000 | thousands by filing date | |
| iShares MSCI Frontier 100 | 464286145 | cs | 1,720 | $43,000 | thousands by filing date | |
| WISDOMTREE DYNAMIC LONG/SHORT | 97717x313 | INDX FD | 1,575 | $43,000 | thousands by filing date | |
| ENBRIDGE INC COM | 29250N105 | Stock | 1,000 | $42,000 | thousands by filing date | put |
| SONY GROUP CORP SPONSORED ADR | 835699307 | ADR | 1,498 | $42,000 | thousands by filing date | |
| GREENBRIER COS INC | 393657101 | COM | 1,008 | $42,000 | thousands by filing date | |
| NGL ENERGY PARTNERS LP | 62913M107 | COM UNIT REPST | 2,000 | $42,000 | thousands by filing date | |
| CENOVUS ENERGY INC | 15135U109 | COM | 2,788 | $42,000 | thousands by filing date | |
| STAG INDUSTRIAL INC | 85254J102 | COM | 1,765 | $42,000 | thousands by filing date | |
| STANDEX INTL CORP | 854231107 | COM | 478 | $42,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001641866-17-000002 | this filing | 2017-02-14 | acceptance time not in the bulk data set | |
| 13F-HR/A 0001641866-19-000009 | base | 2019-06-03 | acceptance time not in the bulk data set |