13F-HR/A filed by Allianz Asset Management GmbH
Allianz Asset Management GmbH filed this 13F-HR/A for the quarter ended 2018-03-31, filed 2018-05-23, with 2,608 holding rows worth $104,736,889,000.
- Accession
- 0001628280-18-007113
- Filer
- CIK 1535323
- Filed
- 2018-05-23
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2018
A holdings report, amendment of type restatement, 4,533 entries on the cover page, a total value of $104,736,889,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $104,736,889,000 with VALUE read as thousands by filing date, 13F file number 028-15014. A later restatement replaced it, so the quarter does not use it. The resolved quarter.
Other managers
- included managerPacific Investment Management Company LLC 028-10952
- included managerAllianz Global Investors U.S. LLC 028-13991
- included managerAllianz Global Investors Asia Pacific Ltd 028-15015
- included managerAllianz Global Investors GmbH 028-14962
- included managerAllianz Global Investors Taiwan Ltd. 028-15071
- included managerAllianz Global Investors Japan Co. Ltd. 028-17306
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| GENPACT LIMITED SHS | G3922B107 | Stock | 1,313,837 | $42,030,000 | thousands by filing date | |
| BIOGEN INC | 09062X953 | COM | 153,400 | $42,004,000 | thousands by filing date | put |
| SLB LIMITED | 806857958 | PUT | 648,200 | $41,990,000 | thousands by filing date | put |
| MONSTER BEVERAGE CORP NEW COM | 61174X109 | Stock | 733,649 | $41,972,000 | thousands by filing date | |
| COPA HOLDINGS SA | P31076105 | CL A | 324,646 | $41,759,000 | thousands by filing date | |
| RINGCENTRAL INC | 76680R206 | CL A | 654,530 | $41,563,000 | thousands by filing date | |
| MACYS INC COM | 55616P104 | Stock | 1,396,921 | $41,544,000 | thousands by filing date | |
| CIENA CORP | 171779AJ0 | NOTE 3.750%10/1 | 31,085,000 | $41,010,000 | thousands by filing date | principal |
| Vanguard Intermediate-Term Corporate Bond ETF | 92206C870 | SHS | 481,985 | $40,891,000 | thousands by filing date | |
| WESTERN DIGITAL CORP | 958102105 | COM | 442,299 | $40,811,000 | thousands by filing date | |
| BIOMARIN PHARMACEUTICAL INC | 09061GAE1 | NOTE 0.750%10/1 | 39,535,000 | $40,671,000 | thousands by filing date | principal |
| CABOT MICROELECTRONICS CORP | 12709P103 | COM | 379,252 | $40,622,000 | thousands by filing date | |
| QUALCOMM INC | 747525953 | PUT | 732,800 | $40,604,000 | thousands by filing date | put |
| LAMB WESTON HLDGS INC | 513272104 | COM | 696,524 | $40,552,000 | thousands by filing date | |
| ELECTRONIC ARTS INC COM | 285512109 | Stock | 333,712 | $40,460,000 | thousands by filing date | |
| TD SYNNEX CORPORATION COM | 87162W100 | Stock | 341,379 | $40,419,000 | thousands by filing date | |
| NAVISTAR INTL CORP NEW | 63934EAS7 | NOTE 4.750 4/1 | 39,170,000 | $40,304,000 | thousands by filing date | principal |
| ALLSCRIPTS HEALTHCARE SOLUTN | 01988PAD0 | NOTE 1.250% 7/0 | 39,910,000 | $40,193,000 | thousands by filing date | principal |
| RED HAT INC | 756577102 | COM | 267,203 | $39,949,000 | thousands by filing date | |
| ILLUMINA INC | 452327109 | COM | 168,701 | $39,885,000 | thousands by filing date | |
| NETEASE COM INC SPONSORED ADS | 64110W102 | ADR | 142,234 | $39,880,000 | thousands by filing date | |
| ALLEGHENY TECHNOLOGIES INC | 01741RAG7 | NOTE | 21,855,000 | $39,787,000 | thousands by filing date | principal |
| RTI INTL METALS INC | 74973WAB3 | NOTE 1.625%10/1 | 38,030,000 | $39,760,000 | thousands by filing date | principal |
| HDFC BANK LTD SPONSORED ADS | 40415F101 | ADR | 402,414 | $39,747,000 | thousands by filing date | |
| CHARTER COMMUNICATIONS INC | 16119P958 | PUT | 127,300 | $39,618,000 | thousands by filing date | put |
| ALEXANDRIA REAL ESTATE EQ INC COM | 015271109 | REIT | 316,840 | $39,570,000 | thousands by filing date | |
| RITHM CAPITAL CORP COM NEW | 64828T201 | REIT | 2,405,277 | $39,567,000 | thousands by filing date | |
| iShares U.S. Aerospace & Defense ETF | 464288760 | SHS | 199,200 | $39,434,000 | thousands by filing date | |
| JD.COM INC SPON ADS CL A | 47215P106 | ADR | 973,142 | $39,403,000 | thousands by filing date | |
| SCHEIN HENRY INC | 806407102 | COM | 584,528 | $39,286,000 | thousands by filing date | |
| GROUPON INC | 399473107 | COMMON STOCK | 9,018,135 | $39,139,000 | thousands by filing date | |
| Chubb Limited | H1467J104 | COM | 285,589 | $39,060,000 | thousands by filing date | |
| MICROSEMI CORP | 595137100 | COM | 600,280 | $38,850,000 | thousands by filing date | |
| KORN FERRY COM NEW | 500643200 | Stock | 752,836 | $38,838,000 | thousands by filing date | |
| WELLCARE HEALTH PLANS INC | 94946T106 | COM | 200,074 | $38,741,000 | thousands by filing date | |
| BURLINGTON STORES INC COM | 122017106 | Stock | 290,475 | $38,677,000 | thousands by filing date | |
| MICRON TECHNOLOGY INC | 595112953 | PUT | 741,200 | $38,646,000 | thousands by filing date | put |
| SUNCOR ENERGY INC NEW COM | 867224107 | Stock | 1,118,192 | $38,586,000 | thousands by filing date | |
| NATIONAL HEALTH INVS INC COM | 63633D104 | REIT | 572,100 | $38,497,000 | thousands by filing date | |
| THERMO FISHER SCIENTIFIC INC | 883556952 | PUT | 186,300 | $38,463,000 | thousands by filing date | put |
| ESSEX PPTY TR INC COM | 297178105 | REIT | 159,799 | $38,461,000 | thousands by filing date | |
| MANDIANT INC | 31816QAD3 | NOTE 1.625% 6/0 | 41,190,000 | $38,410,000 | thousands by filing date | principal |
| NIKE INC | 654106953 | PUT | 573,500 | $38,103,000 | thousands by filing date | put |
| DELUXE CORP MEDIUM TERM NTS COM | 248019101 | Stock | 513,450 | $38,000,000 | thousands by filing date | |
| CONVERGYS CORP | 212485106 | COM | 1,671,310 | $37,805,000 | thousands by filing date | |
| ALLERGAN PLC | G0177J958 | COM | 223,500 | $37,613,000 | thousands by filing date | put |
| US BANCORP | 902973954 | COM NEW | 742,100 | $37,476,000 | thousands by filing date | put |
| BRUNSWICK CORP | 117043109 | COM | 630,153 | $37,425,000 | thousands by filing date | |
| LAS VEGAS SANDS CORP COM | 517834107 | Stock | 519,071 | $37,321,000 | thousands by filing date | |
| STERICYCLE INC | 858912207 | DEP PFD A 1/10 | 824,690 | $37,317,000 | thousands by filing date | |
| CRANE CO | 224399105 | COM | 402,012 | $37,283,000 | thousands by filing date | |
| TELEFLEX INCORPORATED | 879369106 | COM | 146,137 | $37,261,000 | thousands by filing date | |
| INPHI CORP | 45772FAC1 | NOTE 0.750% 9/0 | 39,995,000 | $37,215,000 | thousands by filing date | principal |
| UNIVERSAL FST PRODS INC | 913543104 | COM | 1,145,613 | $37,175,000 | thousands by filing date | |
| GENERAL CABLE CORP DEL NEW | 369300108 | COM | 1,253,230 | $37,096,000 | thousands by filing date | |
| PROSPECT CAP CORP | 74348TAR3 | NOTE 4.950% 7/1 | 37,000,000 | $36,955,000 | thousands by filing date | principal |
| BIOMARIN PHARMACEUTICAL INC | 09061GAH4 | NOTE 0.599% 8/0 | 39,180,000 | $36,908,000 | thousands by filing date | principal |
| CME GROUP INC | 12572Q955 | PUT | 227,800 | $36,844,000 | thousands by filing date | put |
| SELECT SECTOR SPDR TR | 81369Y950 | PUT | 643,900 | $36,664,000 | thousands by filing date | put |
| PBF ENERGY INC | 69318G106 | CL A | 1,080,440 | $36,627,000 | thousands by filing date | |
| TEVA PHARMACEUTICAL FIN LLC | 88163VAE9 | DBCV 0.250% 2/0 | 41,480,000 | $36,624,000 | thousands by filing date | principal |
| CLOVIS ONCOLOGY INC | 189464AB6 | NOTE 2.500% 9/1 | 31,320,000 | $36,549,000 | thousands by filing date | principal |
| TEXAS INSTRS INC | 882508954 | PUT | 350,700 | $36,434,000 | thousands by filing date | put |
| KINDER MORGAN INC DEL | 49456B200 | PFD SER A | 1,167,220 | $36,289,000 | thousands by filing date | |
| REGAL REXNORD CORPORATION | 758750103 | COM | 493,826 | $36,222,000 | thousands by filing date | |
| DANA INC | 235825205 | COM | 1,404,386 | $36,177,000 | thousands by filing date | |
| Automatic Data Processing,Inc. | 053015103 | COM | 318,370 | $36,129,000 | thousands by filing date | |
| NEXTERA ENERGY INC | 65339F951 | PUT | 220,800 | $36,063,000 | thousands by filing date | put |
| BIOMARIN PHARMACEUTICAL INC | 09061G101 | COM | 444,809 | $36,060,000 | thousands by filing date | |
| VISHAY INTERTECHNOLOGY INC COM | 928298108 | Stock | 1,936,098 | $36,012,000 | thousands by filing date | |
| CA INC COM | 12673P105 | COM | 1,060,764 | $35,960,000 | thousands by filing date | |
| BECTON DICKINSON & CO | 075887959 | COM | 165,300 | $35,821,000 | thousands by filing date | put |
| SKYWORKS SOLUTIONS INC COM | 83088M102 | Stock | 357,031 | $35,796,000 | thousands by filing date | |
| RAYTHEON COMPANY | 755111957 | COM | 164,500 | $35,502,000 | thousands by filing date | put |
| GUIDEWIRE SOFTWARE INC | 40171VAA8 | BOND | 36,000,000 | $35,254,000 | thousands by filing date | principal |
| STATE STR CORP COM | 857477103 | Stock | 352,443 | $35,149,000 | thousands by filing date | |
| HALLIBURTON CO COM | 406216101 | Stock | 747,949 | $35,109,000 | thousands by filing date | |
| APPLIED MATLS INC | 038222955 | PUT | 630,300 | $35,051,000 | thousands by filing date | put |
| GENERAL DYNAMICS CORP | 369550958 | COM | 158,300 | $34,968,000 | thousands by filing date | put |
| ELI LILLY & CO | 532457958 | PUT | 448,200 | $34,677,000 | thousands by filing date | put |
| PUBLIC STORAGE COM | 74460D109 | REIT | 173,016 | $34,671,000 | thousands by filing date | |
| PORTFOLIO RECOVERY ASSOCS IN | 73640QAB1 | NOTE 3.000% 8/0 | 35,755,000 | $34,572,000 | thousands by filing date | principal |
| INTERCEPT PHARMACEUTICALS IN | 45845PAA6 | NOTE 3.250% 7/0 | 43,385,000 | $34,491,000 | thousands by filing date | principal |
| BCE INC COM NEW | 05534B760 | Stock | 801,108 | $34,449,000 | thousands by filing date | |
| FITBIT INC | 33812L102 | CL A | 6,751,296 | $34,432,000 | thousands by filing date | |
| CABOT CORP | 127055101 | COM | 617,789 | $34,424,000 | thousands by filing date | |
| NEW YORK REIT INC liquidation shs | 64976L208 | COMMON STOCK | 1,599,999 | $34,416,000 | thousands by filing date | |
| NORTHROP GRUMMAN CORP | 666807952 | PUT | 98,500 | $34,388,000 | thousands by filing date | put |
| Vanguard S&P 500 ETF | 922908363 | COM | 141,897 | $34,351,000 | thousands by filing date | |
| CISCO SYS INC | 17275R902 | CALL | 798,600 | $34,252,000 | thousands by filing date | call |
| COLGATE PALMOLIVE CO | 194162953 | PUT | 476,100 | $34,127,000 | thousands by filing date | put |
| HEXCEL CORP NEW | 428291108 | COM | 528,288 | $34,122,000 | thousands by filing date | |
| MANPOWERGROUP INC WIS COM | 56418H100 | Stock | 296,327 | $34,107,000 | thousands by filing date | |
| MONDELEZ INTL INC | 609207955 | CL A | 813,100 | $33,931,000 | thousands by filing date | put |
| AVANGRID INC | 05351W103 | COM | 662,675 | $33,876,000 | thousands by filing date | |
| Vanguard FTSE All-World ex-US Small-Cap ETF | 922042718 | SHS | 283,966 | $33,860,000 | thousands by filing date | |
| CONTINENTAL RES INC | 212015101 | COM | 572,843 | $33,769,000 | thousands by filing date | |
| FIDELITY NATL INFORMATION SVCS COM | 31620M106 | Stock | 350,114 | $33,716,000 | thousands by filing date | |
| MARATHON OIL CORP | 565849106 | COM | 2,085,073 | $33,633,000 | thousands by filing date | |
| GLOBAL BRASS & COPPR HLDGS I | 37953G103 | COM | 1,002,393 | $33,531,000 | thousands by filing date | |
| HORTONWORKS INC | 440894103 | COM | 1,645,910 | $33,527,000 | thousands by filing date | |
| FIREEYE INC | 31816QAB7 | NOTE 1.000% 6/0 | 35,280,000 | $33,520,000 | thousands by filing date | principal |
| MOTOROLA SOLUTIONS INC COM NEW | 620076307 | Stock | 316,836 | $33,363,000 | thousands by filing date | |
| CREDICORP LTD | G2519Y108 | COM | 146,856 | $33,342,000 | thousands by filing date | |
| JPMORGAN CHASE & CO | 46625H900 | CALL | 302,300 | $33,244,000 | thousands by filing date | call |
| ILLINOIS TOOL WKS INC | 452308109 | COM | 212,136 | $33,233,000 | thousands by filing date | |
| MELCO RESORTS & ENTERTAINMENT | 585464100 | ADR | 1,143,277 | $33,133,000 | thousands by filing date | |
| NEUROCRINE BIOSCIENCES INC | 64125C109 | COM | 396,100 | $32,849,000 | thousands by filing date | |
| COGNEX CORP | 192422103 | COM | 627,694 | $32,634,000 | thousands by filing date | |
| DOMTAR CORP | 257559203 | COM NEW | 764,260 | $32,490,000 | thousands by filing date | |
| CNA FINL CORP | 126117100 | COM | 657,337 | $32,439,000 | thousands by filing date | |
| CONOCOPHILLIPS | 20825C954 | PUT | 545,400 | $32,337,000 | thousands by filing date | put |
| TENNECO INC | 880349105 | COM | 587,537 | $32,238,000 | thousands by filing date | |
| JOHNSON & JOHNSON | 478160904 | CALL | 251,100 | $32,178,000 | thousands by filing date | call |
| SIGNATURE BANK | 82669G104 | COM | 226,287 | $32,122,000 | thousands by filing date | |
| ISHARES TR | 464287959 | PUT | 425,367 | $32,102,000 | thousands by filing date | put |
| Stryker Corporation | 863667101 | COM | 199,474 | $32,100,000 | thousands by filing date | |
| BEACON FINANCIAL CORP. | 084680107 | COM | 844,497 | $32,048,000 | thousands by filing date | |
| UNITED STATES STL CORP NEW | 912909108 | COM | 907,501 | $31,935,000 | thousands by filing date | |
| XPO INC COM | 983793100 | Stock | 312,768 | $31,843,000 | thousands by filing date | |
| NXP SEMICONDUCTORS N V COM | N6596X109 | Stock | 270,184 | $31,612,000 | thousands by filing date | |
| SILGAN HLDGS INC | 827048109 | COM | 1,132,492 | $31,540,000 | thousands by filing date | |
| INTEL CORP | 458140900 | CALL | 604,900 | $31,503,000 | thousands by filing date | call |
| CVS HEALTH CORP | 126650950 | PUT | 505,200 | $31,428,000 | thousands by filing date | put |
| MASIMO CORP COM | 574795100 | Stock | 356,659 | $31,368,000 | thousands by filing date | |
| UNITED CMNTY BKS BLAIRSVLE G | 90984P303 | COM | 987,351 | $31,250,000 | thousands by filing date | |
| AIR LEASE CORP | 00912X302 | CL A | 731,792 | $31,189,000 | thousands by filing date | |
| NUCOR CORP COM | 670346105 | Stock | 508,108 | $31,040,000 | thousands by filing date | |
| VERSUM MATLS INC | 92532W103 | COM | 823,758 | $30,998,000 | thousands by filing date | |
| DUKE REALTY CORP | 264411505 | COM NEW | 1,170,384 | $30,992,000 | thousands by filing date | |
| LEIDOS HOLDINGS INC COM | 525327102 | Stock | 473,231 | $30,950,000 | thousands by filing date | |
| UDR INC COM | 902653104 | REIT | 867,090 | $30,886,000 | thousands by filing date | |
| PNC FINL SVCS GROUP INC | 693475955 | COM | 203,700 | $30,808,000 | thousands by filing date | put |
| REVVITY INC | 714046109 | COM | 405,729 | $30,722,000 | thousands by filing date | |
| VOYA FINANCIAL INC COM | 929089100 | Stock | 608,343 | $30,721,000 | thousands by filing date | |
| EOG RES INC | 26875P951 | PUT | 291,500 | $30,686,000 | thousands by filing date | put |
| EBAY INC. COM | 278642103 | Stock | 760,527 | $30,604,000 | thousands by filing date | |
| ESSENT GROUP LTD COM | G3198U102 | Stock | 717,063 | $30,518,000 | thousands by filing date | |
| HUDBAY MINERALS INC COM | 443628102 | Stock | 4,306,119 | $30,461,000 | thousands by filing date | |
| MAXIM INTEGRATED PRODS INC | 57772K101 | COM | 505,080 | $30,416,000 | thousands by filing date | |
| EMCOR GROUP INC COM | 29084Q100 | Stock | 390,240 | $30,411,000 | thousands by filing date | |
| STRYKER CORPORATION | 863667951 | COM | 188,900 | $30,398,000 | thousands by filing date | put |
| ARCELORMITTAL SA LUXEMBOURG NY REGISTRY SH | 03938L203 | ADR | 954,262 | $30,355,000 | thousands by filing date | |
| FEDEX CORP | 31428X956 | COM | 126,100 | $30,278,000 | thousands by filing date | put |
| CALAMP CORP | 128126AB5 | NOTE 1.625% 5/1 | 28,205,000 | $30,205,000 | thousands by filing date | principal |
| MID AMERICA APARTMENT COMMUNITIES INC. | 59522J103 | Common Stock, par value $0.01 per share | 330,505 | $30,156,000 | thousands by filing date | |
| MOLSON COORS BEVERAGE CO CL B | 60871R209 | Stock | 399,938 | $30,127,000 | thousands by filing date | |
| INSMED INC | 457669AA7 | NOTE 1.750% 1/1 | 33,875,000 | $30,121,000 | thousands by filing date | principal |
| SEI INVTS CO COM | 784117103 | Stock | 401,700 | $30,091,000 | thousands by filing date | |
| AMERICAN TOWER CORP | 03027X950 | COM | 206,000 | $29,940,000 | thousands by filing date | put |
| WAFD INC | 938824109 | COM | 863,983 | $29,894,000 | thousands by filing date | |
| KRAFT HEINZ CO COM | 500754106 | Stock | 479,568 | $29,872,000 | thousands by filing date | |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 237,119 | $29,828,000 | thousands by filing date | |
| ITT INC COM | 45073V108 | Stock | 608,852 | $29,822,000 | thousands by filing date | |
| MONMOUTH REAL ESTATE INVT CO | 609720107 | CL A | 1,982,145 | $29,811,000 | thousands by filing date | |
| NETAPP INC | 64110D904 | CALL | 480,000 | $29,611,000 | thousands by filing date | call |
| HOULIHAN LOKEY INC CL A | 441593100 | Stock | 662,543 | $29,549,000 | thousands by filing date | |
| ZENDESK INC | 98936J101 | COM | 615,876 | $29,482,000 | thousands by filing date | |
| ELEVANCE HEALTH INC FORMERLY | 036752953 | PUT | 133,900 | $29,418,000 | thousands by filing date | put |
| YY INC. ADR | 98426T106 | SPONSORED ADS A | 278,864 | $29,337,000 | thousands by filing date | |
| TCF FINL CORP | 872275102 | COM | 1,283,820 | $29,284,000 | thousands by filing date | |
| GRAPHIC PACKAGING HLDG CO COM | 388689101 | Stock | 1,906,690 | $29,268,000 | thousands by filing date | |
| PACIRA BIOSCIENCES | 695127AD2 | NOTE 2.375% 4/0 | 31,890,000 | $29,255,000 | thousands by filing date | principal |
| AMTRUST FINL SVCS INC | 032359AG6 | NOTE 2.750%12/1 | 32,085,000 | $29,246,000 | thousands by filing date | principal |
| DSW INC-CLASS A | 23334L102 | CL A | 1,301,107 | $29,223,000 | thousands by filing date | |
| CATALENT INC USD 0.01 | 148806102 | COM | 710,919 | $29,190,000 | thousands by filing date | |
| ENERGIZER HLDGS INC COM | 29272W109 | Stock | 489,145 | $29,143,000 | thousands by filing date | |
| STARBUCKS CORP | 855244959 | PUT | 503,300 | $29,136,000 | thousands by filing date | put |
| UMPQUA HOLDINGS | 904214103 | COM | 1,360,582 | $29,130,000 | thousands by filing date | |
| GOLDCORP INC NEW | 380956409 | COM | 2,105,760 | $29,056,000 | thousands by filing date | |
| NICE SYS INC | 65366HAB9 | BOND | 23,920,000 | $29,056,000 | thousands by filing date | principal |
| ORBITAL ATK INC | 68557N103 | COM | 218,703 | $29,002,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G902 | CALL | 388,700 | $29,001,000 | thousands by filing date | call |
| KILROY REALTY CORP COM | 49427F108 | REIT | 408,227 | $28,968,000 | thousands by filing date | |
| METHANEX CORP COM | 59151K108 | Stock | 475,654 | $28,796,000 | thousands by filing date | |
| CARTERS INC | 146229109 | COM | 276,460 | $28,779,000 | thousands by filing date | |
| BLOCK H & R INC COM | 093671105 | Stock | 1,131,688 | $28,756,000 | thousands by filing date | |
| CNX MIDSTREAM PARTNERS LP | 12654A101 | COM UNIT REPST | 1,559,048 | $28,671,000 | thousands by filing date | |
| Aceto Corp | 004446AD2 | CONV BOND | 32,450,000 | $28,653,000 | thousands by filing date | principal |
| GENERAL MTRS CO | 37045V950 | PUT | 788,000 | $28,636,000 | thousands by filing date | put |
| MOBILE TELESYSTEMS PJSC | 607409109 | SPONSORED ADR | 2,510,302 | $28,592,000 | thousands by filing date | |
| BRUKER CORP | 116794108 | COM | 955,177 | $28,578,000 | thousands by filing date | |
| AMERICAN EXPRESS CO | 025816959 | COM | 305,900 | $28,534,000 | thousands by filing date | put |
| BOOKING HOLDINGS INC | 09857L958 | PUT | 13,700 | $28,501,000 | thousands by filing date | put |
| COCA-COLA EUROPACIFIC PARTNERS SHS | G25839104 | Stock | 683,773 | $28,486,000 | thousands by filing date | |
| SIMMONS 1ST NATL CORP | 828730200 | CL A $1 PAR | 996,800 | $28,359,000 | thousands by filing date | |
| DANAHER CORP DEL | 235851952 | PUT | 288,600 | $28,257,000 | thousands by filing date | put |
| GREAT WESTN BANCORP INC | 391416104 | COM | 700,125 | $28,194,000 | thousands by filing date | |
| BIOMARIN PHARMACEUTICAL INC | 09061GAF8 | NOTE 1.500%10/1 | 25,455,000 | $28,185,000 | thousands by filing date | principal |
| RLJ LODGING TR | 74965L200 | CUM CONV PFD A | 1,107,305 | $28,103,000 | thousands by filing date | |
| CSG SYS INTL INC | 126349AF6 | NOTE 4.250% 3/1 | 25,620,000 | $28,093,000 | thousands by filing date | principal |
| AQUA AMERICA INC | 03836W103 | COM | 819,855 | $27,924,000 | thousands by filing date | |
| STEEL DYNAMICS INC COM | 858119100 | Stock | 631,354 | $27,918,000 | thousands by filing date | |
| M.D.C. HOLDINGS INC | 552676108 | COM | 992,047 | $27,698,000 | thousands by filing date | |
| DR PEPPER SNAPPLE GROUP INC | 26138E109 | COM | 233,506 | $27,643,000 | thousands by filing date | |
| SKYWEST INC COM | 830879102 | Stock | 507,534 | $27,610,000 | thousands by filing date | |
| SUNPOWER CORP | 867652AL3 | DBCV 4.000% 1/1 | 34,335,000 | $27,489,000 | thousands by filing date | principal |
| METHODE ELECTRONICS INC | 591520200 | COMMON STOCK | 701,112 | $27,413,000 | thousands by filing date | |
| AVISTA CORP COM | 05379B107 | Stock | 534,267 | $27,381,000 | thousands by filing date | |
| PROOFPOINT INC | 743424AD5 | DBCV 0.750% 6/1 | 18,790,000 | $27,366,000 | thousands by filing date | principal |
| FIRST INTERSTATE BANCSYSTEM IN | 32055Y201 | COM CL A | 691,748 | $27,359,000 | thousands by filing date | |
| ASSOCIATED BANC-CORP | 045487105 | COM | 1,098,166 | $27,289,000 | thousands by filing date | |
| COGNIZANT TECHNOLOGY SOLUTIO | 192446952 | CL A | 338,100 | $27,217,000 | thousands by filing date | put |
| BARRICK GOLD CORP | 067901108 | COM | 2,183,345 | $27,180,000 | thousands by filing date | |
| SHERWIN WILLIAMS CO | 824348106 | COM | 69,062 | $27,080,000 | thousands by filing date | |
| ELECTRONIC ARTS INC | 285512959 | OPTION | 223,300 | $27,073,000 | thousands by filing date | put |
| REGENERON PHARMACEUTICALS COM | 75886F107 | Stock | 78,609 | $27,069,000 | thousands by filing date | |
| KOHLS CORP | 500255104 | COM | 411,768 | $26,975,000 | thousands by filing date | |
| CYRUSONE INC | 23283R100 | COM | 526,692 | $26,972,000 | thousands by filing date | |
| NEENAH PAPER INC | 640079109 | COM | 344,020 | $26,971,000 | thousands by filing date | |
| CONSTELLATION BRANDS INC | 21036P958 | PUT | 118,000 | $26,895,000 | thousands by filing date | put |
| WABASH NATIONAL CORP | 929566107 | COMMON STOCK | 1,291,377 | $26,873,000 | thousands by filing date | |
| RUTHS HOSPITALITY GROUP INC | 783332109 | COM | 1,094,288 | $26,755,000 | thousands by filing date | |
| CUMMINS INC | 231021956 | PUT | 164,900 | $26,729,000 | thousands by filing date | put |
| DEUTSCHE BK AG NAMEN AKT | D18190898 | Stock | 1,908,802 | $26,720,000 | thousands by filing date | |
| METTLER TOLEDO INTERNATIONAL COM | 592688105 | Stock | 46,463 | $26,718,000 | thousands by filing date | |
| STIFEL FINL CORP | 860630102 | COM | 450,260 | $26,669,000 | thousands by filing date | |
| F N B CORP | 302520101 | COM | 1,981,423 | $26,650,000 | thousands by filing date | |
| TWITTER INC | 90184LAB8 | NOTE 0.250% 9/1 | 27,830,000 | $26,647,000 | thousands by filing date | principal |
| NATIONAL FUEL GAS CO COM | 636180101 | Stock | 517,190 | $26,609,000 | thousands by filing date | |
| BRITISH AMERN TOB PLC SPONSORED ADR | 110448107 | ADR | 461,049 | $26,597,000 | thousands by filing date | |
| INGERSOLL-RAND PLC | G47791101 | SHS | 310,544 | $26,555,000 | thousands by filing date | |
| PRA HEALTH SCIENCES INC | 69354M108 | COM | 319,330 | $26,491,000 | thousands by filing date | |
| INTERFACE INC | 458665304 | COM | 1,043,347 | $26,292,000 | thousands by filing date | |
| HEWLETT PACKARD ENTERPRISE CO COM | 42824C109 | Stock | 1,498,427 | $26,282,000 | thousands by filing date | |
| WALGREENS BOOTS ALLIANCE INC | 931427958 | Equity Put | 400,800 | $26,240,000 | thousands by filing date | put |
| CAE INC COM | 124765108 | Stock | 1,409,324 | $26,213,000 | thousands by filing date | |
| HELIX ENERGY SOLUTIONS GRP I | 42330PAH0 | NOTE 4.250% 5/0 | 27,340,000 | $26,211,000 | thousands by filing date | principal |
| CF INDUSTRIES HOLD COM | 125269100 | Stock | 692,852 | $26,141,000 | thousands by filing date | |
| EAST WEST BANCORP INC COM | 27579R104 | Stock | 417,941 | $26,138,000 | thousands by filing date | |
| ISHARES TR | 464287234 | MSCI EMG MKT ETF | 540,004 | $26,071,000 | thousands by filing date | |
| ENVESTNET INC | 29404KAA4 | NOTE 1.75012/1 | 23,525,000 | $25,982,000 | thousands by filing date | principal |
| SBA COMMUNICATIONS CORP CL A | 78410G104 | REIT | 151,985 | $25,978,000 | thousands by filing date | |
| BROADCOM LTD | Y09827909 | CALL | 110,000 | $25,922,000 | thousands by filing date | call |
| ISHARES TR | 464288620 | SHS | 237,338 | $25,863,000 | thousands by filing date | |
| CARDINAL HEALTH INC | 14149Y108 | COM | 412,520 | $25,857,000 | thousands by filing date | |
| HILLTOP HLDGS INC | 432748101 | COM | 1,102,137 | $25,856,000 | thousands by filing date | |
| ALLIANCE RESOURCE PARTNERS L | 01877R108 | UT LTD PART | 1,463,070 | $25,823,000 | thousands by filing date | |
| FERRARI N V | N3167Y103 | COM | 214,164 | $25,811,000 | thousands by filing date | |
| ACTIVISION BLIZZARD INC | 00507V959 | COM | 381,800 | $25,756,000 | thousands by filing date | put |
| LUXOFT HLDG INC | G57279104 | ORD SHS CL A | 628,430 | $25,734,000 | thousands by filing date | |
| KB HOME 1.375 | 48666KAS8 | NOTE 1.375% 2/0 | 22,775,000 | $25,721,000 | thousands by filing date | principal |
| ENERSYS COM | 29275Y102 | Stock | 369,598 | $25,639,000 | thousands by filing date | |
| CHARLES RIV LABS INTL INC | 159864107 | COM | 239,646 | $25,579,000 | thousands by filing date | |
| COMFORT SYS USA INC COM | 199908104 | Stock | 617,151 | $25,458,000 | thousands by filing date | |
| FORTIS INC | 349553107 | COM | 750,251 | $25,308,000 | thousands by filing date | |
| INFRAREIT INC | 45685L100 | COM | 1,290,407 | $25,073,000 | thousands by filing date | |
| HUMANA INC | 444859952 | COM | 93,200 | $25,055,000 | thousands by filing date | put |
| CANADIAN NAT RES LTD MED TERM COM | 136385101 | Stock | 796,862 | $25,032,000 | thousands by filing date | |
| FREEPORT MCMORAN INC CL B | 35671D857 | Stock | 1,420,484 | $24,958,000 | thousands by filing date | |
| STEPAN CO | 858586100 | COM | 299,940 | $24,949,000 | thousands by filing date | |
| HURON CONSULTING GROUP INC | 447462AB8 | NOTE 1.250%10/0 | 26,245,000 | $24,917,000 | thousands by filing date | principal |
| ALPHABET INC | 02079K907 | CALL | 24,100 | $24,866,000 | thousands by filing date | call |
| VORNADO RLTY TR | 929042109 | SH BEN INT | 368,986 | $24,833,000 | thousands by filing date | |
| ATLAS AIR WORLDWIDE HLDGS IN | 049164BJ4 | NOTE 1.875% 6/0 | 20,675,000 | $24,826,000 | thousands by filing date | principal |
| EXELIXIS INC COM | 30161Q104 | Stock | 1,120,616 | $24,821,000 | thousands by filing date | |
| FLOOR & DECOR HLDGS INC CL A | 339750101 | Stock | 476,210 | $24,820,000 | thousands by filing date | |
| ECOLAB INC | 278865950 | PUT | 180,900 | $24,796,000 | thousands by filing date | put |
| ABBOTT LABORATORIES | 002824950 | PUT | 412,600 | $24,723,000 | thousands by filing date | put |
| MEREDITH CORP | 589433101 | COM | 459,292 | $24,710,000 | thousands by filing date | |
| MYLAN NV | N59465109 | SHS EURO | 599,969 | $24,701,000 | thousands by filing date | |
| APARTMENT INVT & MGMT CO | 03748R101 | CL A | 605,291 | $24,665,000 | thousands by filing date | |
| ORION S.A. | L72967109 | COM | 909,538 | $24,648,000 | thousands by filing date | |
| BELDEN INC COM | 077454106 | Stock | 356,790 | $24,597,000 | thousands by filing date | |
| RESTAURANT BRANDS INTL INC COM | 76131D103 | Stock | 335,477 | $24,596,000 | thousands by filing date | |
| ALPHABET INC | 02079K905 | CALL | 23,700 | $24,580,000 | thousands by filing date | call |
| FMC CORP COM NEW | 302491303 | Stock | 319,614 | $24,473,000 | thousands by filing date | |
| BARNES GROUP INC | 067806109 | COM | 408,250 | $24,450,000 | thousands by filing date | |
| BERRY GLOBAL GROUP INC | 08579W103 | COM | 444,736 | $24,376,000 | thousands by filing date | |
| BERKSHIRE HATHAWAY INC DE | 084670902 | L CALL | 122,000 | $24,337,000 | thousands by filing date | call |
| Vanguard Small-Cap ETF | 922908751 | SHS | 165,419 | $24,303,000 | thousands by filing date | |
| SCHWAB CHARLES CORP | 808513955 | PUT | 464,900 | $24,277,000 | thousands by filing date | put |
| BGC PARTNERS INC | 05541T101 | CL A | 1,798,156 | $24,185,000 | thousands by filing date | |
| ATMOS ENERGY CORP COM | 049560105 | Stock | 286,070 | $24,098,000 | thousands by filing date | |
| NEVRO CORP | 64157F103 | COM | 276,374 | $23,954,000 | thousands by filing date | |
| DEERE & CO | 244199955 | CALL | 154,100 | $23,935,000 | thousands by filing date | put |
| OCCIDENTAL PETE CORP | 674599955 | PUT | 368,300 | $23,925,000 | thousands by filing date | put |
| INTUITIVE SURGICAL INC | 46120E952 | PUT | 57,800 | $23,862,000 | thousands by filing date | put |
| TRINSEO S A | L9340P101 | SHS | 322,145 | $23,855,000 | thousands by filing date | |
| NATIONAL OILWELL VARCO INC | 637071101 | COM | 647,922 | $23,850,000 | thousands by filing date | |
| CEMEX SAB DE CV | 151290BT9 | NOTE 3.720% 3/1 | 23,000,000 | $23,849,000 | thousands by filing date | principal |
| APTIV PLC | G6095L109 | SHS | 280,616 | $23,844,000 | thousands by filing date | |
| INTERDIGITAL INC | 458660AD9 | NOTE 1.500% 3/0 | 20,500,000 | $23,832,000 | thousands by filing date | principal |
| BLACK HILLS CORP COM | 092113109 | Stock | 438,660 | $23,819,000 | thousands by filing date | |
| METLIFE INC | 59156R958 | PUT | 518,500 | $23,794,000 | thousands by filing date | put |
| ENCORE CAP GROUP INC | 292554AF9 | NOTE 3.000% 7/0 | 20,750,000 | $23,785,000 | thousands by filing date | principal |
| HEARTLAND FINL USA INC | 42234Q102 | COM | 447,515 | $23,741,000 | thousands by filing date | |
| POWERSHARES | 73936Q769 | EXCHANGE TRADED | 1,022,774 | $23,657,000 | thousands by filing date | |
| NATIONAL INSTRS CORP | 636518102 | COM | 465,826 | $23,556,000 | thousands by filing date | |
| COUSINS PROPERTIES INC | 222795106 | COM | 2,697,330 | $23,413,000 | thousands by filing date | |
| BXP INC COM | 101121101 | REIT | 189,557 | $23,357,000 | thousands by filing date | |
| First Horizon Corporation | 320517105 | Common Capital Stock, par value $0.625 per share | 1,240,000 | $23,349,000 | thousands by filing date | |
| AVID TECHNOLOGY INC | 05367PAB6 | NOTE 2.000% 6/1 | 27,700,000 | $23,329,000 | thousands by filing date | principal |
| BUNGE LTD | G16962105 | COM | 315,399 | $23,320,000 | thousands by filing date | |
| SPIRIT RLTY CAP INC NEW | 84860WAB8 | NOTE 3.750% 5/1 | 22,955,000 | $23,307,000 | thousands by filing date | principal |
| SCHWEITZER-MAUDUIT INTL INC | 808541106 | COM | 593,894 | $23,251,000 | thousands by filing date | |
| FIRST MIDWEST BANCORP INC/IL | 320867104 | COM | 944,749 | $23,231,000 | thousands by filing date | |
| Mkt Vctrs J P Mrgn Em | 92189F494 | COM | 1,174,490 | $23,199,000 | thousands by filing date | |
| CHIMERA INVESTMENT CORP | 16934Q208 | COM NEW | 1,330,037 | $23,156,000 | thousands by filing date | |
| TARGET CORP | 87612E956 | PUT | 333,300 | $23,141,000 | thousands by filing date | put |
| T-Mobile US,Inc. | 872590104 | COM | 379,025 | $23,135,000 | thousands by filing date | |
| BANK OF NY MELLON CORP | 064058950 | COM | 448,500 | $23,111,000 | thousands by filing date | put |
| KIMBERLY-CLARK CORP | 494368953 | PUT | 209,800 | $23,105,000 | thousands by filing date | put |
| INCYTE CORP COM | 45337C102 | Stock | 276,280 | $23,022,000 | thousands by filing date | |
| AEGERION PHARMACEUTICALS INC | 00767EAB8 | NOTE 2.000 8/1 | 28,680,000 | $23,008,000 | thousands by filing date | principal |
| TABLEAU SOFTWARE INC | 87336U105 | CL A | 284,393 | $22,984,000 | thousands by filing date | |
| TJX COS INC NEW | 872540959 | PUT | 280,600 | $22,886,000 | thousands by filing date | put |
| EQUINIX INC | 29444U950 | COM | 54,600 | $22,830,000 | thousands by filing date | put |
| INNOPHOS HOLDINGS INC | 45774N108 | COMMON STOCK | 566,806 | $22,791,000 | thousands by filing date | |
| UNIVERSAL INS HLDGS INC | 91359V107 | COM | 713,107 | $22,748,000 | thousands by filing date | |
| WEYERHAEUSER CO COM NEW | 962166104 | REIT | 649,474 | $22,732,000 | thousands by filing date | |
| RICE MIDSTREAM PARTNERS LP | 762819100 | UNIT LTD PARTN | 1,249,823 | $22,622,000 | thousands by filing date | |
| PVH CORPORATION COM | 693656100 | Stock | 148,946 | $22,555,000 | thousands by filing date | |
| ASSERTIO THERAPEUTICS INC | 249908AA2 | NOTE 2.500% 9/0 | 27,615,000 | $22,495,000 | thousands by filing date | principal |
| ORBOTECH LTD | M75253100 | ORD | 360,075 | $22,389,000 | thousands by filing date | |
| OLD NATL BANCORP IND | 680033107 | COM | 1,320,576 | $22,318,000 | thousands by filing date | |
| GROUPE CGI INC | 39945C109 | CL A SUB VTG | 387,180 | $22,312,000 | thousands by filing date | |
| CANADIAN PACIFIC RAILWAYS | 13645T100 | COM | 126,503 | $22,293,000 | thousands by filing date | |
| AMERIGAS PARTNERS MLP | 030975106 | COM | 557,374 | $22,278,000 | thousands by filing date | |
| CALAVO GROWERS INC | 128246105 | COM | 241,108 | $22,230,000 | thousands by filing date | |
| NOMAD FOODS LTD USD ORD SHS | G6564A105 | Stock | 1,405,996 | $22,130,000 | thousands by filing date | |
| MARSH & MCLENNAN COS INC | 571748952 | COM | 267,800 | $22,118,000 | thousands by filing date | put |
| Lowes Companies,Inc. | 548661107 | COM | 251,800 | $22,096,000 | thousands by filing date | |
| INSPERITY INC | 45778Q107 | COM | 317,300 | $22,068,000 | thousands by filing date | |
| CBS CORP NEW | 124857202 | CL B | 428,292 | $22,010,000 | thousands by filing date | |
| SL GREEN REALTY CORP | 78440X101 | COM | 226,946 | $21,975,000 | thousands by filing date | |
| CSX CORP | 126408953 | PUT | 394,300 | $21,966,000 | thousands by filing date | put |
| AUTODESK INC COM | 052769106 | Stock | 174,678 | $21,936,000 | thousands by filing date | |
| Concho Resources Inc. | 20605P101 | COM | 145,754 | $21,910,000 | thousands by filing date | |
| SEMPRA | 816851959 | COM | 196,400 | $21,844,000 | thousands by filing date | put |
| Vanguard Real Estate | 922908553 | SHS | 289,185 | $21,825,000 | thousands by filing date | |
| MOODYS CORP COM | 615369105 | Stock | 135,111 | $21,794,000 | thousands by filing date | |
| FIVE9 INC | 338307101 | COM | 729,805 | $21,741,000 | thousands by filing date | |
| EBAY INC. | 278642953 | PUT | 539,700 | $21,718,000 | thousands by filing date | put |
| BOARDWALK PIPELINE PARTNERS | 096627104 | UT LTD PARTNER | 2,132,984 | $21,650,000 | thousands by filing date | |
| WORLDPAY INC | 981558109 | CL A | 263,001 | $21,629,000 | thousands by filing date | |
| VIAVI SOLUTIONS INC | 925550AB1 | NOTE 1.000% 3/0 | 21,250,000 | $21,582,000 | thousands by filing date | principal |
| WESTLAKE CORPORATION | 960413102 | COM | 193,783 | $21,539,000 | thousands by filing date | |
| CHESEPEAKE ENERGY CORP | 165167107 | COM | 7,124,680 | $21,517,000 | thousands by filing date | |
| LIGAND PHARMACEUTICALS INC | 53220KAD0 | NOTE 0.750 8/1 | 9,860,000 | $21,492,000 | thousands by filing date | principal |
| ROCKWELL COLLINS INC | 774341101 | COM | 159,318 | $21,484,000 | thousands by filing date | |
| MAGELLAN MIDSTREAM PARTNERS, L | 559080106 | COM UNIT RP LP | 367,960 | $21,471,000 | thousands by filing date | |
| AUTOMATIC DATA PROCESSING IN | 053015953 | PUT | 188,800 | $21,425,000 | thousands by filing date | put |
| HORIZON GLOBAL CORP | 44052WAA2 | NOTE 2.750% 7/0 | 25,625,000 | $21,397,000 | thousands by filing date | principal |
| ROGERS COMMUNICATIONS INC CL B | 775109200 | Stock | 476,932 | $21,285,000 | thousands by filing date | |
| MARRIOTT INTL INC NEW | 571903952 | PUT | 156,100 | $21,226,000 | thousands by filing date | put |
| ILLUMINA INC | 452327959 | PUT | 89,400 | $21,136,000 | thousands by filing date | put |
| MULESOFT INC | 625207105 | CL A | 480,561 | $21,135,000 | thousands by filing date | |
| NEWMONT CORP | 651639106 | COM | 540,252 | $21,109,000 | thousands by filing date | |
| REALPAGE INC | 75606N109 | COM | 409,339 | $21,081,000 | thousands by filing date | |
| HARRIS CORP INC | 413875105 | COM | 130,493 | $21,046,000 | thousands by filing date | |
| EPAM SYS INC COM | 29414B104 | Stock | 183,612 | $21,028,000 | thousands by filing date | |
| EURONET WORLDWIDE INC COM | 298736109 | Stock | 265,569 | $20,959,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC | 026874954 | COM NEW | 384,500 | $20,924,000 | thousands by filing date | put |
| ENTEGRIS INC COM | 29362U104 | Stock | 599,372 | $20,858,000 | thousands by filing date | |
| WELLTOWER INC COM | 95040Q104 | REIT | 383,106 | $20,852,000 | thousands by filing date | |
| HALLIBURTON CO | 406216951 | PUT | 443,600 | $20,823,000 | thousands by filing date | put |
| CIRRUS LOGIC INC COM | 172755100 | Stock | 511,915 | $20,799,000 | thousands by filing date | |
| PINNACLE WEST CAP CORP | 723484101 | COM | 260,598 | $20,796,000 | thousands by filing date | |
| Intercontinental Exchange,Inc. | 45866F104 | COM | 286,506 | $20,777,000 | thousands by filing date | |
| VERTEX PHARMACEUTICALS INC | 92532F950 | COM | 127,200 | $20,731,000 | thousands by filing date | put |
| SIMON PPTY GROUP INC NEW | 828806959 | PUT | 134,200 | $20,714,000 | thousands by filing date | put |
| TC PIPELINES LP | 87233Q108 | UT COM LTD PRT | 597,072 | $20,712,000 | thousands by filing date | |
| GOGO INC | 38046CAB5 | NOTE 3.750 3/0 | 22,925,000 | $20,687,000 | thousands by filing date | principal |
| PHILLIPS 66 COM | 718546104 | Stock | 215,494 | $20,671,000 | thousands by filing date | |
| ACXIOM CORP | 005125109 | COMMON STOCK | 908,445 | $20,631,000 | thousands by filing date | |
| TD AMERITRADE HLDG CORP | 87236Y108 | COM | 347,895 | $20,606,000 | thousands by filing date | |
| CAPITAL ONE FINL CORP | 14040H955 | PUT | 214,200 | $20,525,000 | thousands by filing date | put |
| INTUIT | 461202953 | COM | 118,200 | $20,490,000 | thousands by filing date | put |
| PRUDENTIAL FINL INC | 744320952 | COM | 197,200 | $20,420,000 | thousands by filing date | put |
| MERIT MED SYS INC COM | 589889104 | Stock | 450,022 | $20,409,000 | thousands by filing date | |
| ROYAL GOLD INC | 780287AA6 | NOTE | 19,240,000 | $20,366,000 | thousands by filing date | principal |
| HILTON WORLDWIDE HLDGS INC COM | 43300A203 | Stock | 258,147 | $20,331,000 | thousands by filing date | |
| NUTRIEN LTD COM | 67077M108 | Stock | 428,956 | $20,259,000 | thousands by filing date | |
| NOVOCURE LTD | G6674U108 | ORD SHS | 928,025 | $20,231,000 | thousands by filing date | |
| Anglogold Ashanti Plc | 035128206 | Common | 2,125,708 | $20,173,000 | thousands by filing date | |
| LPL FINL HLDGS INC COM | 50212V100 | Stock | 328,844 | $20,083,000 | thousands by filing date | |
| ILLINOIS TOOL WKS INC | 452308959 | PUT | 128,100 | $20,068,000 | thousands by filing date | put |
| VIPSHOP HLDGS LTD SPONSORED ADS A | 92763W103 | ADR | 1,195,407 | $19,867,000 | thousands by filing date | |
| AFLAC INC | 001055952 | COM | 453,600 | $19,850,000 | thousands by filing date | put |
| CAMDEN PPTY TR SH BEN INT | 133131102 | REIT | 235,048 | $19,786,000 | thousands by filing date | |
| ZOETIS INC | 98978V953 | PUT | 236,500 | $19,750,000 | thousands by filing date | put |
| BOINGO WIRELESS INC | 09739C102 | COM | 794,525 | $19,680,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC COM NEW | 026874784 | Stock | 361,298 | $19,662,000 | thousands by filing date | |
| KBR INC COM | 48242W106 | Stock | 1,214,110 | $19,656,000 | thousands by filing date | |
| PRICE T ROWE GROUP INC | 74144T958 | COM | 181,700 | $19,618,000 | thousands by filing date | put |
| CELANESE CORP DEL COM | 150870103 | Stock | 195,583 | $19,599,000 | thousands by filing date | |
| AVANTAX INC | 095229100 | COMMON STOCK | 796,650 | $19,598,000 | thousands by filing date | |
| ITRON INC COM | 465741106 | Stock | 273,848 | $19,594,000 | thousands by filing date | |
| TIMKEN CO | 887389104 | COM | 429,563 | $19,588,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A958 | PUT | 480,000 | $19,579,000 | thousands by filing date | put |
| CENTURYLINK INC | 156700106 | COM | 1,191,126 | $19,569,000 | thousands by filing date | |
| PFIZER INC | 717081903 | CALL | 550,800 | $19,548,000 | thousands by filing date | call |
| VALERO ENERGY CORP | 91913Y950 | COM | 210,700 | $19,547,000 | thousands by filing date | put |
| GARMIN LTD SHS | H2906T109 | Stock | 330,163 | $19,456,000 | thousands by filing date | |
| REGENERON PHARMACEUTICALS | 75886F957 | COM | 56,500 | $19,456,000 | thousands by filing date | put |
| TETRA TECH INC NEW | 88162G103 | COM | 397,064 | $19,436,000 | thousands by filing date | |
| LENNAR CORP CL A | 526057104 | Stock | 329,689 | $19,432,000 | thousands by filing date | |
| PRAXAIR INC | 74005P954 | COM | 134,600 | $19,423,000 | thousands by filing date | put |
| CIGNA CORP | 125509959 | COM | 115,700 | $19,408,000 | thousands by filing date | put |
| HANOVER INS GROUP INC COM | 410867105 | Stock | 164,398 | $19,381,000 | thousands by filing date | |
| CHEVRON CORPORATION | 166764900 | CALL | 169,800 | $19,364,000 | thousands by filing date | call |
| MONSANTO CO | 61166W951 | COM | 165,600 | $19,324,000 | thousands by filing date | put |
| BANK OF AMER CORP | 060505904 | CALL | 642,800 | $19,278,000 | thousands by filing date | call |
| INVITATION HOMES INC COM | 46187W107 | REIT | 839,774 | $19,172,000 | thousands by filing date | |
| MOSAIC CO COM | 61945C103 | Stock | 788,259 | $19,140,000 | thousands by filing date | |
| JUNIPER NETWORKS INC | 48203R104 | COM | 785,657 | $19,115,000 | thousands by filing date | |
| ANALOG DEVICES INC | 032654955 | PUT | 209,500 | $19,092,000 | thousands by filing date | put |
| WEC ENERGY GROUP INC COM | 92939U106 | Stock | 303,332 | $19,019,000 | thousands by filing date | |
| DUKE ENERGY CORP NEW | 26441C954 | COM NEW | 245,400 | $19,011,000 | thousands by filing date | put |
| CORNERSTONE ONDEMAND INC COM | 21925Y103 | Stock | 482,370 | $18,865,000 | thousands by filing date | |
| PREFERRED BK LOS ANGELES CA | 740367404 | COM NEW | 293,028 | $18,812,000 | thousands by filing date | |
| ROPER TECHNOLOGIES INC COM | 776696956 | Stock | 67,000 | $18,806,000 | thousands by filing date | put |
| INVESCO LTD SHS | G491BT108 | Stock | 587,205 | $18,796,000 | thousands by filing date | |
| EMERSON ELEC CO | 291011954 | PUT | 274,600 | $18,755,000 | thousands by filing date | put |
| EXPRESS SCRIPTS HOLDING CO | 30219G958 | COM | 271,000 | $18,721,000 | thousands by filing date | put |
| UNIVERSAL CORP VA MTNS BK ENT COM | 913456109 | Stock | 385,677 | $18,705,000 | thousands by filing date | |
| INTERCONTINENTAL EXCHANGE IN | 45866F954 | COM | 257,800 | $18,696,000 | thousands by filing date | put |
| SMUCKER J M CO | 832696405 | COM NEW | 150,344 | $18,644,000 | thousands by filing date | |
| ENNIS INC COM | 293389102 | Stock | 946,025 | $18,637,000 | thousands by filing date | |
| CLEVELAND CLIFFS INC | 185899AA9 | DBCV 1.500% 1/1 | 17,610,000 | $18,619,000 | thousands by filing date | principal |
| CARDTRONICS INC | 14161HAG3 | NOTE 1.000%12/0 | 20,000,000 | $18,600,000 | thousands by filing date | principal |
| TRIBUNE COMPANY | 896047503 | COMMON | 458,790 | $18,586,000 | thousands by filing date | |
| MCKESSON CORP | 58155Q953 | COM | 131,900 | $18,581,000 | thousands by filing date | put |
| M & T BK CORP | 55261F954 | PUT | 100,600 | $18,547,000 | thousands by filing date | put |
| DELTA AIR LINES INC | 247361952 | PUT | 338,300 | $18,542,000 | thousands by filing date | put |
| AIR LEASE CORP | 00912XAK0 | NOTE 3.875%12/0 | 12,410,000 | $18,541,000 | thousands by filing date | principal |
| DYNEGY INC NEW DEL | 26817R108 | COM | 1,555,288 | $18,440,000 | thousands by filing date | |
| EVERBRIDGE INC | 29978AAA2 | NOTE 1.500%11/0 | 14,575,000 | $18,411,000 | thousands by filing date | principal |
| BBT CORPORATION | 054937957 | COM | 353,300 | $18,386,000 | thousands by filing date | put |
| BANK NOVA SCOTIA B C COM | 064149107 | Stock | 298,459 | $18,371,000 | thousands by filing date | |
| ANADARKO PETROLEUM CORP | 032511957 | COM | 303,100 | $18,310,000 | thousands by filing date | put |
| RAYMOND JAMES FINL INC COM | 754730109 | Stock | 203,973 | $18,238,000 | thousands by filing date | |
| EVERPURE INC CL A | 74624M102 | Stock | 914,185 | $18,238,000 | thousands by filing date | |
| FIRST INDL RLTY TR INC COM | 32054K103 | REIT | 623,674 | $18,230,000 | thousands by filing date | |
| TWO HARBORS INVESTMENT CORP | 90187B408 | COM NEW | 1,185,523 | $18,222,000 | thousands by filing date | |
| WESTERN ALLIANCE BANCORP COM | 957638109 | Stock | 312,555 | $18,163,000 | thousands by filing date | |
| ASCENT CAP GROUP INC | 043632AA6 | NOTE 4.000 7/1 | 23,730,000 | $18,160,000 | thousands by filing date | principal |
| CHURCH & DWIGHT CO INC COM | 171340102 | Stock | 360,257 | $18,143,000 | thousands by filing date | |
| MACQUARIE INFRASTRUCTURE COR | 55608BAA3 | NOTE 2.875% 7/1 | 18,320,000 | $18,137,000 | thousands by filing date | principal |
| ARGAN INC | 04010E109 | COM | 422,148 | $18,131,000 | thousands by filing date | |
| XEROX CORP | 984121608 | COM NEW | 628,817 | $18,097,000 | thousands by filing date | |
| YUM CHINA HLDGS INC | 98850P109 | COM | 435,438 | $18,070,000 | thousands by filing date | |
| EVOLENT HEALTH INC | 30050BAB7 | NOTE 2.000%12/0 | 17,800,000 | $18,068,000 | thousands by filing date | principal |
| EDWARDS LIFESCIENCES CORP COM | 28176E108 | Stock | 129,372 | $18,050,000 | thousands by filing date | |
| MYRIAD GENETICS INC | 62855J104 | COM | 610,190 | $18,031,000 | thousands by filing date | |
| RAYONIER ADVANCED MATLS INC | 75508B203 | PFD CV SER A | 120,000 | $18,017,000 | thousands by filing date | |
| LAM RESEARCH CORP | 512807958 | COM | 88,600 | $18,000,000 | thousands by filing date | put |
| IAC INTERACTIVECORP | 44919P508 | COM | 114,835 | $17,958,000 | thousands by filing date | |
| TITAN INTERNATIONAL INC | 88830M102 | COMMON STOCK | 1,422,156 | $17,934,000 | thousands by filing date | |
| VAIL RESORTS INC COM | 91879Q109 | Stock | 80,885 | $17,933,000 | thousands by filing date | |
| SM ENERGY CO | 78454LAM2 | NOTE 1.500% 7/0 | 18,940,000 | $17,929,000 | thousands by filing date | principal |
| iShares Gold Trust | 464285105 | ISHARES | 1,408,068 | $17,925,000 | thousands by filing date | |
| FORD MTR CO | 345370950 | PUT | 1,606,800 | $17,803,000 | thousands by filing date | put |
| UNISYS CORP | 909214BS6 | NOTE 5.500% 3/0 | 13,500,000 | $17,801,000 | thousands by filing date | principal |
| NEWELL BRANDS INC COM | 651229106 | Stock | 697,088 | $17,761,000 | thousands by filing date | |
| WGL HLDGS INC | 92924F106 | COM | 212,233 | $17,753,000 | thousands by filing date | |
| WESCO INTL INC COM | 95082P105 | Stock | 285,368 | $17,707,000 | thousands by filing date | |
| EDWARDS LIFESCIENCES CORP | 28176E958 | COM | 126,000 | $17,580,000 | thousands by filing date | put |
| CROWN CASTLE INC | 22822V951 | COM | 159,600 | $17,494,000 | thousands by filing date | put |
| KRAFT HEINZ CO | 500754956 | COM | 280,400 | $17,466,000 | thousands by filing date | put |
| OPEN TEXT CORP COM | 683715106 | Stock | 502,161 | $17,457,000 | thousands by filing date | |
| JABIL INC COM | 466313103 | Stock | 605,539 | $17,397,000 | thousands by filing date | |
| SUN LIFE FINANCIAL INC. COM | 866796105 | Stock | 422,590 | $17,343,000 | thousands by filing date | |
| TECHNIPFMC PLC COM | G87110105 | Stock | 586,147 | $17,262,000 | thousands by filing date | |
| SEACOAST BKG CORP FLA | 811707801 | COM NEW | 652,136 | $17,262,000 | thousands by filing date | |
| SHERWIN WILLIAMS CO | 824348956 | PUT | 43,900 | $17,214,000 | thousands by filing date | put |
| NORFOLK SOUTHN CORP | 655844958 | COM | 126,600 | $17,190,000 | thousands by filing date | put |
| NEWFIELD EXPL CO | 651290108 | COM | 703,601 | $17,182,000 | thousands by filing date | |
| HARTFORD INSURANCE GROUP INC COM | 416515104 | Stock | 332,625 | $17,136,000 | thousands by filing date | |
| STATE STR CORP | 857477953 | COM | 171,800 | $17,134,000 | thousands by filing date | put |
| DOMINION ENERGY INC | 25746U959 | COM | 254,100 | $17,134,000 | thousands by filing date | put |
| SYNCHRONOSS TECHNOLOGIES INC | 87157BAA1 | NOTE 0.750 8/1 | 17,950,000 | $17,097,000 | thousands by filing date | principal |
| PILGRIMS PRIDE CORP COM | 72147K108 | Stock | 694,058 | $17,081,000 | thousands by filing date | |
| PIONEER NATURAL RESOURCES CO | 723787957 | COM | 99,200 | $17,041,000 | thousands by filing date | put |
| TRITON INTL LTD | G9078F107 | CL A | 554,847 | $16,978,000 | thousands by filing date | |
| TRAVELERS COMPANIES INC | 89417E959 | PUT | 121,800 | $16,913,000 | thousands by filing date | put |
| COMPANIA DE MINAS BUENAVENTU | 204448104 | SPONSORED ADR | 1,107,653 | $16,870,000 | thousands by filing date | |
| JAZZ PHARMACEUTICALS PLC SHS USD | G50871105 | Stock | 111,701 | $16,865,000 | thousands by filing date | |
| PEMBINA PIPELINE CORP COM | 706327103 | Stock | 540,100 | $16,840,000 | thousands by filing date | |
| AIR TRANSPORT SERVICES GRP I | 00922R105 | COM | 721,706 | $16,830,000 | thousands by filing date | |
| SOUTHWEST AIRLS CO | 844741958 | PUT | 293,500 | $16,812,000 | thousands by filing date | put |
| WESTERN DIGITAL CORP | 958102955 | COM | 181,900 | $16,784,000 | thousands by filing date | put |
| BIG LOTS INC | 089302103 | COM | 385,324 | $16,773,000 | thousands by filing date | |
| GENERAL MILLS INC | 370334954 | PUT | 371,500 | $16,740,000 | thousands by filing date | put |
| PUBLIC STORAGE | 74460D959 | COM | 83,300 | $16,692,000 | thousands by filing date | put |
| ISHARES TR | 464287770 | U.S. FIN SVC ETF | 127,444 | $16,690,000 | thousands by filing date | |
| FIDELITY NATL INFORMATION SV | 31620M956 | COM | 173,300 | $16,689,000 | thousands by filing date | put |
| MOODYS CORP | 615369955 | COM | 103,000 | $16,614,000 | thousands by filing date | put |
| XL GROUP LTD | G98294104 | COM | 298,556 | $16,498,000 | thousands by filing date | |
| AIR PRODUCTS AND CHEMICALS I | 009158956 | COM | 103,600 | $16,476,000 | thousands by filing date | put |
| VEEVA SYS INC CL A COM | 922475108 | Stock | 225,623 | $16,475,000 | thousands by filing date | |
| COMCAST CORP NEW | 20030N901 | CALL | 481,800 | $16,463,000 | thousands by filing date | call |
| WHITING PETE CORP NEW | 966387AL6 | NOTE 1.250% 4/0 | 17,505,000 | $16,455,000 | thousands by filing date | principal |
| MGP INGREDIENTS INC NEW | 55303J106 | COM | 183,558 | $16,444,000 | thousands by filing date | |
| SONOCO PRODS CO | 835495102 | COM | 336,582 | $16,324,000 | thousands by filing date | |
| CINTAS CORP COM | 172908105 | Stock | 95,649 | $16,316,000 | thousands by filing date | |
| YUM BRANDS INC | 988498951 | PUT | 191,500 | $16,302,000 | thousands by filing date | put |
| JACOBS ENGINEERING GROUP INC | 469814107 | COM | 274,525 | $16,238,000 | thousands by filing date | |
| RANGE RES CORP COM | 75281A109 | Stock | 1,115,338 | $16,217,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001628280-18-006737 | superseded | 2018-05-14 | acceptance time not in the bulk data set | |
| 13F-HR/A 0001628280-18-007113 | this filing | 2018-05-23 | acceptance time not in the bulk data set | |
| 13F-HR/A 0000950123-19-003160 | base | 2019-04-09 | acceptance time not in the bulk data set | |
| 13F-HR/A 0000950123-24-005923 | added | 2024-05-23 | acceptance time not in the bulk data set |