13F-HR filed by STATE STREET CORP
STATE STREET CORP filed this 13F-HR for the quarter ended 2017-09-30, filed 2017-11-14, with 3,762 holding rows worth $1,158,957,268,000.
- Accession
- 0001628280-17-011534
- Filer
- CIK 93751
- Filed
- 2017-11-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2017
A holdings report, 3,763 entries on the cover page, a total value of $1,158,957,268,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $1,158,957,268,000 with VALUE read as thousands by filing date, 13F file number 028-00399. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerState Street Bank & Trust Co 028-00733
- included managerSSgA Funds Management, Inc. 028-11338
- included managerState Street Global Advisors LTD 028-11326
- included managerSTATE STREET GLOBAL ADVISORS LTD. MONTREAL
- included managerState Street Global Advisors, Australia 028-11330
- included managerState Street Global Advisors (Japan) Co., Ltd. 028-11332
- included managerState Street Global Advisors Asia LTD 028-11331
- included managerSTATE STREET GLOBAL ADVISORS GmbH 028-11334
- included managerState Street Global Advisors France, S.A. 028-13812
- included managerState Street Global Advisors Ireland Limited 028-14459
- included managerSTATE STREET CONTRACTING ENTITY SSGA FUNDS MANAGEMENT INC 028-18135
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| VIPSHOP HLDGS LTD | 92763WAA1 | NOTE 1.500% 3/1 | 21,192,000 | $20,852,000 | thousands by filing date | |
| NEBIUS GROUP N.V. | N97284108 | SHS CLASS A | 629,752 | $20,749,000 | thousands by filing date | |
| CLEARWATER PAPER CORP | 18538R103 | COM | 421,082 | $20,740,000 | thousands by filing date | |
| NELNET INC | 64031N108 | CL A | 410,612 | $20,735,000 | thousands by filing date | |
| WORLD WRESTLING ENTMT INC | 98156Q108 | CL A | 880,387 | $20,727,000 | thousands by filing date | |
| Engility Holdings Inc | 29286C107 | COM | 595,691 | $20,653,000 | thousands by filing date | |
| CAESARS ACQUISITION CO | 12768T103 | CL A | 961,680 | $20,626,000 | thousands by filing date | |
| AEGION CORP | 00770F104 | COMMON STOCK | 885,637 | $20,618,000 | thousands by filing date | |
| WEB.COM GROUP INC | 94733A104 | COMMON STOCK | 824,387 | $20,617,000 | thousands by filing date | |
| ORITANI FINANCIAL CORP | 68633D103 | COM | 1,225,188 | $20,579,000 | thousands by filing date | |
| INFRAREIT INC | 45685L100 | COM | 918,860 | $20,549,000 | thousands by filing date | |
| GRAY MEDIA INC | 389375106 | COMMON STOCK | 1,306,499 | $20,513,000 | thousands by filing date | |
| NATIONAL PRESTO INDS INC | 637215104 | COMMON STOCK | 192,411 | $20,484,000 | thousands by filing date | |
| STRATASYS LTD | M85548101 | SHS | 883,306 | $20,423,000 | thousands by filing date | |
| TERRAFORM POWER INC | 88104R100 | Common Stock | 1,543,983 | $20,416,000 | thousands by filing date | |
| NAVIGANT CONSULTING INC | 63935N107 | COM | 1,206,143 | $20,408,000 | thousands by filing date | |
| IRIDIUM COMMUNICATIONS INC | 46269C102 | COM | 1,976,199 | $20,356,000 | thousands by filing date | |
| KELLY SVCS INC | 488152208 | CL A | 810,680 | $20,340,000 | thousands by filing date | |
| ISHARES TR | 464287689 | RUSSELL 3000 ETF | 136,187 | $20,325,000 | thousands by filing date | |
| BROCADE COMMUNICATIONS SYS I | 111621AQ1 | NOTE 1.375% 1/0 | 20,201,000 | $20,303,000 | thousands by filing date | |
| THERAPEUTICSMD INC | 88338N107 | COM | 3,836,235 | $20,297,000 | thousands by filing date | |
| RED ROBIN GOURMET BURGERS IN | 75689M101 | COM | 302,901 | $20,296,000 | thousands by filing date | |
| NORTHFIELD BANCORP INC | 66611T108 | COMMON STOCK | 1,168,155 | $20,266,000 | thousands by filing date | |
| CALAMP CORP | 128126109 | COMMON STOCK | 871,125 | $20,254,000 | thousands by filing date | |
| HOSTESS BRANDS INC | 44109J106 | COMMON STOCK | 1,482,489 | $20,248,000 | thousands by filing date | |
| NUTANIX INC CL A | 67059N108 | Stock | 903,455 | $20,227,000 | thousands by filing date | |
| ILLUMINA INC | 452327AH2 | NOTE 0.500% 6/1 | 17,725,000 | $20,199,000 | thousands by filing date | |
| MONOTYPE IMAGING HOLDINGS, INC | 61022P100 | COM | 1,047,200 | $20,163,000 | thousands by filing date | |
| CAMPING WORLD HLDGS INC CL A | 13462K109 | Stock | 494,097 | $20,131,000 | thousands by filing date | |
| TRUSTCO BK CORP N Y | 898349105 | COM | 2,261,610 | $20,126,000 | thousands by filing date | |
| EVERTEC INC | 30040P103 | COM | 1,269,580 | $20,123,000 | thousands by filing date | |
| CONTINENTAL BUILDING PRODUCTS | 211171103 | COMMON STOCK | 773,337 | $20,111,000 | thousands by filing date | |
| NEW MEDIA INVT GROUP INC | 64704V106 | COM | 1,357,098 | $20,071,000 | thousands by filing date | |
| SPDR CITI INTL GOVT INFLATION- | 78464A490 | FTSE INT GVT ETF | 349,973 | $20,057,000 | thousands by filing date | |
| LAKELAND BANCORP INC | 511637100 | COM | 982,481 | $20,043,000 | thousands by filing date | |
| ETHAN ALLEN INTERIORS INC | 297602104 | COM | 617,156 | $19,991,000 | thousands by filing date | |
| WEST CORP | 952355204 | COM | 850,775 | $19,962,000 | thousands by filing date | |
| H2O AMERICA | 784305104 | COM | 352,174 | $19,936,000 | thousands by filing date | |
| INOVALON HLDGS INC | 45781D101 | COM CL A | 1,167,066 | $19,896,000 | thousands by filing date | |
| ISIS PHARMACEUTICALS INC DEL | 464337AJ3 | NOTE 1.000%11/1 | 18,515,000 | $19,717,000 | thousands by filing date | |
| TRUECAR INC | 89785L107 | COM | 1,247,723 | $19,702,000 | thousands by filing date | |
| MERIDIAN BANCORP INC MD | 58958U103 | COM | 1,056,309 | $19,701,000 | thousands by filing date | |
| DONNELLEY R R & SONS CO | 257867200 | COM | 1,912,554 | $19,699,000 | thousands by filing date | |
| REX AMERICAN RESOURCES CORP | 761624105 | COMMON STOCK | 209,960 | $19,698,000 | thousands by filing date | |
| TELEKOMUNIKASI IND SPONSORED ADR | 715684106 | ADR | 571,840 | $19,614,000 | thousands by filing date | |
| ACHILLION PHARMACEUTICALS IN | 00448Q201 | COM | 4,359,883 | $19,576,000 | thousands by filing date | |
| ICF INTL INC | 44925C103 | COM | 362,601 | $19,564,000 | thousands by filing date | |
| UPBOUND GROUP INC COM | 76009N100 | Stock | 1,700,144 | $19,517,000 | thousands by filing date | |
| DINE BRANDS GLOBAL INC | 254423106 | COM | 450,955 | $19,384,000 | thousands by filing date | |
| ALMOST FAMILY INC | 020409108 | COM | 360,735 | $19,370,000 | thousands by filing date | |
| ASHFORD HOSPITALITY | 044103109 | COMMON STOCK | 2,900,132 | $19,339,000 | thousands by filing date | |
| PHIBRO ANIMAL HEALTH CORP (CLA | 71742Q106 | CL A COM | 520,979 | $19,300,000 | thousands by filing date | |
| SUNPOWER CORP | 867652AL3 | DBCV 4.000% 1/1 | 23,095,000 | $19,265,000 | thousands by filing date | |
| VIRTUS INVT PARTNERS INC COM | 92828Q109 | Stock | 164,904 | $19,139,000 | thousands by filing date | |
| KEANE GROUP INC | 48669A108 | COM | 1,146,632 | $19,125,000 | thousands by filing date | |
| PERFICIENT INC | 71375U101 | COM | 972,307 | $19,123,000 | thousands by filing date | |
| U S PHYSICAL THERAPY | 90337L108 | COM | 310,828 | $19,096,000 | thousands by filing date | |
| URSTADT BIDDLE PROPERTIES | 917286205 | COMMON STOCK | 877,766 | $19,046,000 | thousands by filing date | |
| CARDIOVASCULAR SYSTEMS INC | 141619106 | COMMON STOCK | 676,481 | $19,043,000 | thousands by filing date | |
| SPDR S&P Dividend ETF | 78464A763 | SHS | 208,290 | $19,024,000 | thousands by filing date | |
| GLAUKOS CORP COM | 377322102 | Stock | 575,180 | $18,984,000 | thousands by filing date | |
| ONEMAIN HLDGS INC COM | 68268W103 | Stock | 672,899 | $18,968,000 | thousands by filing date | |
| QUANEX BLDG PRODS CORP COM | 747619104 | Stock | 823,278 | $18,893,000 | thousands by filing date | |
| GNC HLDGS INC | 36191G107 | COM CL A | 2,131,623 | $18,838,000 | thousands by filing date | |
| M/I HOMES INC | 55305B101 | COM | 701,859 | $18,762,000 | thousands by filing date | |
| FINISH LINE/THE CL A | 317923100 | COM | 1,559,223 | $18,756,000 | thousands by filing date | |
| BRF SA | 10552T107 | SPONSORED ADR | 1,299,763 | $18,730,000 | thousands by filing date | |
| ST JOE CO | 790148100 | COM | 992,573 | $18,711,000 | thousands by filing date | |
| QUALITY SYS INC | 747582104 | COM | 1,189,552 | $18,711,000 | thousands by filing date | |
| DYCOM INDS INC | 267475AB7 | NOTE 0.750% 9/1 | 16,385,000 | $18,704,000 | thousands by filing date | |
| KNOLL INC | 498904200 | COM NEW | 934,172 | $18,683,000 | thousands by filing date | |
| TRINITY INDS INC | 896522AF6 | NOTE 3.875% 6/0 | 13,755,000 | $18,656,000 | thousands by filing date | |
| MEDIFAST INC | 58470H101 | COM | 314,027 | $18,643,000 | thousands by filing date | |
| Flushing Financial Corp | 343873105 | Common Stock | 625,599 | $18,594,000 | thousands by filing date | |
| CRAY INC | 225223304 | COM NEW | 955,264 | $18,583,000 | thousands by filing date | |
| BLACKHAWK NETWORK HLDGS INC | 09238EAB0 | NOTE 1.500% 1/1 | 16,550,000 | $18,581,000 | thousands by filing date | |
| LANNETT COMPANY INCORPORATED | 516012101 | COM | 1,007,060 | $18,580,000 | thousands by filing date | |
| H&E EQUIPMENT SERVICES INC | 404030108 | COM | 635,820 | $18,564,000 | thousands by filing date | |
| MACROGENICS INC | 556099109 | COM | 1,004,217 | $18,561,000 | thousands by filing date | |
| SCICLONE PHARMACEUTICALS INC | 80862K104 | COM | 1,650,696 | $18,490,000 | thousands by filing date | |
| ULTRA CLEAN HLDGS INC COM | 90385V107 | Stock | 601,384 | $18,414,000 | thousands by filing date | |
| NATIONAL GEN HLDGS CORP | 636220303 | COM | 961,724 | $18,381,000 | thousands by filing date | |
| RUTHS HOSPITALITY GROUP INC | 783332109 | COM | 876,762 | $18,371,000 | thousands by filing date | |
| AVX CORP NEW | 002444107 | COM | 1,007,532 | $18,368,000 | thousands by filing date | |
| JAZZ INVESTMENTS I LTD | 472145AB7 | NOTE 1.875% 8/1 | 17,372,000 | $18,359,000 | thousands by filing date | |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 150,930 | $18,350,000 | thousands by filing date | |
| ARGAN INC | 04010E109 | COM | 272,822 | $18,349,000 | thousands by filing date | |
| CONNECTONE BANCORP INC | 20786W107 | COMMON STOCK | 743,633 | $18,296,000 | thousands by filing date | |
| NEW SR INVT GROUP INC | 648691103 | COM | 1,998,232 | $18,286,000 | thousands by filing date | |
| INVESTMENT TECHNOLOGY GROUP | 46145F105 | COMMON STOCK | 823,115 | $18,226,000 | thousands by filing date | |
| INTERSECT ENT INC | 46071F103 | COM | 584,621 | $18,210,000 | thousands by filing date | |
| UNIVERSAL INS HLDGS INC | 91359V107 | COM | 789,711 | $18,170,000 | thousands by filing date | |
| LADDER CAP CORP CL A | 505743104 | REIT | 1,315,327 | $18,127,000 | thousands by filing date | |
| Vanguard Intermediate-Term Corporate Bond ETF | 92206C870 | SHS | 205,418 | $18,079,000 | thousands by filing date | |
| MODINE MFG CO COM | 607828100 | Stock | 938,046 | $18,057,000 | thousands by filing date | |
| GTT COMMUNICATIONS INC | 362393100 | COM | 570,282 | $18,049,000 | thousands by filing date | |
| CEDAR REALTY TRUST INC | 150602209 | COMMON STOCK | 3,210,647 | $18,044,000 | thousands by filing date | |
| CTS CORP | 126501105 | COM | 745,753 | $17,970,000 | thousands by filing date | |
| WHITING PETE CORP NEW | 966387AL6 | NOTE 1.250% 4/0 | 19,975,000 | $17,965,000 | thousands by filing date | |
| TAHOE RES INC | 873868103 | COM | 3,404,927 | $17,947,000 | thousands by filing date | |
| ADVANCED DISP SVCS INC DEL | 00790X101 | COM | 711,739 | $17,926,000 | thousands by filing date | |
| EXPRESS INC | 30219E103 | COMMON STOCK | 2,635,767 | $17,816,000 | thousands by filing date | |
| NATIONAL HEALTHCARE CORP COM | 635906100 | Stock | 284,403 | $17,800,000 | thousands by filing date | |
| RING ENERGY INC | 76680V108 | COMMON STOCK | 1,227,916 | $17,791,000 | thousands by filing date | |
| SHIP FINANCE INTL LTD | G81075106 | SHS | 1,226,593 | $17,781,000 | thousands by filing date | |
| BANCFIRST CORP | 05945F103 | COM | 313,176 | $17,775,000 | thousands by filing date | |
| ARTIVION INC | 228903100 | COM | 782,454 | $17,761,000 | thousands by filing date | |
| INTERPARFUMS INC COM | 458334109 | Stock | 429,926 | $17,733,000 | thousands by filing date | |
| NRG YIELD INC | 62942X306 | COM | 933,107 | $17,705,000 | thousands by filing date | |
| NANOMETRICS | 630077105 | COM | 613,727 | $17,678,000 | thousands by filing date | |
| DENNYS CORP | 24869P104 | COM | 1,418,261 | $17,658,000 | thousands by filing date | |
| GUARANTY BANCORP | 40075T607 | COM | 634,008 | $17,627,000 | thousands by filing date | |
| DIME CMNTY BANCSHARES INC COM | 253922108 | Stock | 819,139 | $17,609,000 | thousands by filing date | |
| UNITIL CORP COM | 913259107 | Stock | 355,540 | $17,585,000 | thousands by filing date | |
| IMPAX LABORATORIES INC | 45256BAE1 | NOTE 2.000% 6/1 | 19,350,000 | $17,579,000 | thousands by filing date | |
| LIVEPERSON, INC. | 538146101 | COM | 1,294,965 | $17,551,000 | thousands by filing date | |
| GENESCO INC | 371532102 | COM | 657,883 | $17,499,000 | thousands by filing date | |
| HERITAGE FINANCIAL CORP | 42722X106 | COMMON STOCK | 593,194 | $17,497,000 | thousands by filing date | |
| INVESTORS REAL ESTATE TRUST | 461730103 | COMMON STOCK | 2,853,607 | $17,436,000 | thousands by filing date | |
| DOUGLAS DYNAMICS INC | 25960R105 | COM | 441,530 | $17,396,000 | thousands by filing date | |
| ISTAR INC | 45031U101 | COMMON STOCK | 1,471,547 | $17,365,000 | thousands by filing date | |
| K2M GROUP HLDGS INC | 48273J107 | COM | 818,495 | $17,358,000 | thousands by filing date | |
| SCHNEIDER NATIONAL INC | 80689H102 | CL B | 685,606 | $17,344,000 | thousands by filing date | |
| PGT INNOVATIONS INC | 69336V101 | COM | 1,156,725 | $17,292,000 | thousands by filing date | |
| SOLARCITY CORP | 83416TAC4 | NOTE 1.625%11/0 | 18,082,000 | $17,273,000 | thousands by filing date | |
| ANWORTH MORTGAGE ASSET CP | 037347101 | COM | 2,870,993 | $17,253,000 | thousands by filing date | |
| GENOMIC HEALTH, INC. | 37244C101 | COM | 537,528 | $17,250,000 | thousands by filing date | |
| MERIDIAN BIOSCIENCE INC | 589584101 | COMMON STOCK | 1,204,324 | $17,221,000 | thousands by filing date | |
| ISHARES TR | 464288612 | INTRM GOV CR ETF | 155,253 | $17,218,000 | thousands by filing date | |
| HOULIHAN LOKEY INC CL A | 441593100 | Stock | 439,906 | $17,213,000 | thousands by filing date | |
| QUAD / GRAPHICS INC | 747301109 | COM CL A | 759,971 | $17,182,000 | thousands by filing date | |
| ALARM COM HLDGS INC COM | 011642105 | Stock | 379,867 | $17,162,000 | thousands by filing date | |
| TRICO BANCSHARES | 896095106 | COMMON STOCK | 418,873 | $17,071,000 | thousands by filing date | |
| AMPHASTAR PHARMACEUTICALS IN | 03209R103 | COM | 952,638 | $17,026,000 | thousands by filing date | |
| UNITED PARKS & RESORTS INC | 81282V100 | COM | 1,310,578 | $17,022,000 | thousands by filing date | |
| BIOMARIN PHARMACEUTICAL INC | 09061GAH4 | NOTE 0.599% 8/0 | 16,750,000 | $17,006,000 | thousands by filing date | |
| COUPA SOFTWARE INCORPORATED | 22266L106 | COM | 545,425 | $16,989,000 | thousands by filing date | |
| COHEN & STEERS INC COM | 19247A100 | Stock | 429,675 | $16,972,000 | thousands by filing date | |
| AVON PRODS INC | 054303102 | COM | 7,280,455 | $16,965,000 | thousands by filing date | |
| WILLIAM LYON HOMES-CL A | 552074700 | CL A | 736,084 | $16,920,000 | thousands by filing date | |
| ACACIA COMMUNICATIONS INC | 00401C108 | COM | 358,200 | $16,868,000 | thousands by filing date | |
| HYSTER-YALE INC | 449172105 | CL A | 220,538 | $16,858,000 | thousands by filing date | |
| WARRIOR MET COAL INC | 93627C101 | COM | 714,977 | $16,852,000 | thousands by filing date | |
| GRIFFON CORP | 398433102 | COM | 758,965 | $16,851,000 | thousands by filing date | |
| CROCS INC COM | 227046109 | Stock | 1,735,876 | $16,836,000 | thousands by filing date | |
| BUCKLE INC COM | 118440106 | Stock | 997,073 | $16,799,000 | thousands by filing date | |
| JAMES RIV GROUP LTD | G5005R107 | COM | 404,062 | $16,757,000 | thousands by filing date | |
| CAREER EDUCATION CORP | 141665109 | COM | 1,611,289 | $16,745,000 | thousands by filing date | |
| LEMAITRE VASCULAR INC | 525558201 | COM | 446,955 | $16,725,000 | thousands by filing date | |
| MINDBODY INC | 60255W105 | COM CL A | 646,157 | $16,700,000 | thousands by filing date | |
| TELEFONICA BRASIL SA FSPONSORED ADR 1 ADR REPS 2 ORD SHS | 87936R106 | COM | 1,052,199 | $16,665,000 | thousands by filing date | |
| CNA FINL CORP | 126117100 | COM | 331,327 | $16,646,000 | thousands by filing date | |
| MAINSOURCE FINANCIAL GP INC | 56062Y102 | COM | 463,891 | $16,636,000 | thousands by filing date | |
| LIBERTY | 531229888 | COMMON STOCK | 657,380 | $16,615,000 | thousands by filing date | |
| UNIVEST FINANCIAL CORPORATIO | 915271100 | COM | 517,125 | $16,545,000 | thousands by filing date | |
| OCEANFIRST FINL CORP | 675234108 | COM | 601,519 | $16,536,000 | thousands by filing date | |
| SUNPOWER CORP | 867652406 | COM | 2,259,330 | $16,474,000 | thousands by filing date | |
| MECHANICS BANCORP A | 43785V102 | COMMON STOCK | 608,930 | $16,445,000 | thousands by filing date | |
| COHU INC | 192576106 | COM | 688,372 | $16,412,000 | thousands by filing date | |
| FORESTAR GROUP, INC. | 346233109 | COMMON STOCK | 1,009,248 | $16,402,000 | thousands by filing date | |
| WASHINGTON TRUST BANCORP | 940610108 | COMMON STOCK | 286,024 | $16,375,000 | thousands by filing date | |
| CBIZ INC | 124805102 | COM | 1,006,344 | $16,356,000 | thousands by filing date | |
| FLAGSTAR BANCORP INC | 337930705 | COM PAR .001 | 460,799 | $16,349,000 | thousands by filing date | |
| SEABOARD CORP DEL | 811543107 | COM | 3,623 | $16,328,000 | thousands by filing date | |
| DONNELLEY FINL SOLUTIONS INC | 25787G100 | COM | 754,893 | $16,278,000 | thousands by filing date | |
| IXYS CORP | 46600W106 | COMMON STOCK | 686,475 | $16,269,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DELAWARE | 531229AE2 | DEB 2.250% 9/3 | 15,200,000 | $16,137,000 | thousands by filing date | |
| KINDRED HEALTHCARE INC | 494580103 | COM | 2,365,021 | $16,083,000 | thousands by filing date | |
| COMPANHIA DE SANEAMENTO BASICO SPONSORED ADR | 20441A102 | ADR | 1,528,301 | $15,987,000 | thousands by filing date | |
| BARRACUDA NETWORKS INC | 068323104 | COM | 656,338 | $15,903,000 | thousands by filing date | |
| PHH CORP | 693320202 | COM NEW | 1,141,087 | $15,895,000 | thousands by filing date | |
| FIRST BANCORP NC | 318910106 | COMMON STOCK | 460,573 | $15,843,000 | thousands by filing date | |
| STOCK YDS BANCORP INC | 861025104 | COM | 416,213 | $15,816,000 | thousands by filing date | |
| PROVIDENCE SVC CORP | 743815102 | COM | 292,391 | $15,811,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X418 | CMN | 218,756 | $15,805,000 | thousands by filing date | |
| VOCERA COMMUNICATIONS INC | 92857F107 | COMMON STOCK | 503,000 | $15,783,000 | thousands by filing date | |
| CAESARSTONE LTD | M20598104 | ORD SHS | 526,457 | $15,688,000 | thousands by filing date | |
| NATIONAL WESTN LIFE GROUP IN | 638517102 | CL A | 44,932 | $15,685,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y100 | SBI MATERIALS | 275,254 | $15,635,000 | thousands by filing date | |
| 1ST SOURCE CORP COM | 336901103 | Stock | 307,585 | $15,627,000 | thousands by filing date | |
| SANDRIDGE ENERGY INC | 80007P869 | COM NEW | 777,674 | $15,623,000 | thousands by filing date | |
| AMERICAN NATL INS | 028591105 | COMMON STOCK | 132,345 | $15,622,000 | thousands by filing date | |
| ANGIODYNAMICS INC | 03475V101 | COM | 913,305 | $15,608,000 | thousands by filing date | |
| PATHWARD FINANCIAL INC | 59100U108 | COM | 198,878 | $15,596,000 | thousands by filing date | |
| STONE ENERGY CORP | 861642403 | COM PAR | 536,077 | $15,579,000 | thousands by filing date | |
| ZOGENIX INC. | 98978L204 | Common Stock | 444,313 | $15,576,000 | thousands by filing date | |
| RAYONIER ADVANCED MATLS INC | 75508B104 | COM | 1,136,218 | $15,562,000 | thousands by filing date | |
| RENEWABLE ENERGY GROUP INC | 75972A301 | COM NEW | 1,279,564 | $15,548,000 | thousands by filing date | |
| BIOCRYST PHARMACEUTICALS INC COM | 09058V103 | Stock | 2,967,585 | $15,545,000 | thousands by filing date | |
| BARNES & NOBLE INC | 067774109 | COMMON STOCK | 2,044,824 | $15,540,000 | thousands by filing date | |
| AH RLTY TR INC | 04208T108 | COM | 1,124,796 | $15,530,000 | thousands by filing date | |
| CYTOMX THERAPEUTICS INC | 23284F105 | COMMON STOCK | 854,018 | $15,521,000 | thousands by filing date | |
| EVOLENT HEALTH INC CL A | 30050B101 | Stock | 871,195 | $15,509,000 | thousands by filing date | |
| BARRICK GOLD CORP | 067901108 | COM | 963,851 | $15,509,000 | thousands by filing date | |
| AMERICAN OUTDOOR BRANDS CORP | 02874P103 | COM | 1,016,675 | $15,503,000 | thousands by filing date | |
| AMC ENTMT HLDGS INC | 00165C104 | CL A COM | 1,054,169 | $15,497,000 | thousands by filing date | |
| LANDAUER INC | 51476K103 | COM | 230,153 | $15,486,000 | thousands by filing date | |
| OCTAVE SPECIALTY GROUP INC | 023139884 | COM NEW | 896,372 | $15,471,000 | thousands by filing date | |
| SONIC AUTOMOTIVE INC | 83545G102 | CL A | 755,582 | $15,413,000 | thousands by filing date | |
| BLACK KNIGHT INC | 09214X100 | COM | 357,997 | $15,411,000 | thousands by filing date | |
| GMS INC | 36251C103 | COM | 433,378 | $15,346,000 | thousands by filing date | |
| FARO TECHNOLOGIES INC | 311642102 | COM | 401,110 | $15,342,000 | thousands by filing date | |
| HURON CONSULTING GROUP INC | 447462102 | COM | 446,477 | $15,318,000 | thousands by filing date | |
| PAR PAC HOLDINGS INC | 69888T207 | COM NEW | 735,374 | $15,297,000 | thousands by filing date | |
| SHAKE SHACK INC | 819047101 | CL A | 459,431 | $15,268,000 | thousands by filing date | |
| BJS RESTAURANTS INC | 09180C106 | COM | 501,151 | $15,257,000 | thousands by filing date | |
| CHINOOK THERAPEUTICS INC. | 00739L101 | Common Stock | 1,431,659 | $15,247,000 | thousands by filing date | |
| CONNS INC | 208242107 | COM | 541,443 | $15,245,000 | thousands by filing date | |
| AXCELIS TECHNOLOGIES INC | 054540208 | COM NEW | 554,850 | $15,175,000 | thousands by filing date | |
| HAYNES INTL INC | 420877201 | COM NEW | 422,155 | $15,158,000 | thousands by filing date | |
| FBL FINL GROUP INC | 30239F106 | CL A | 203,265 | $15,138,000 | thousands by filing date | |
| HESKA CORP | 42805E306 | COM | 171,062 | $15,071,000 | thousands by filing date | |
| GERMAN AMERICAN BANCORP | 373865104 | COMMON STOCK | 395,932 | $15,058,000 | thousands by filing date | |
| CHASE CORP | 16150R104 | COM | 135,031 | $15,040,000 | thousands by filing date | |
| BANKRATE INC DEL | 06647F102 | COM | 1,076,239 | $15,014,000 | thousands by filing date | |
| KIMBALL INTL INC | 494274103 | CL B | 759,078 | $15,010,000 | thousands by filing date | |
| MYOKARDIA INC | 62857M105 | COM | 349,666 | $14,984,000 | thousands by filing date | |
| TELETECH HOLDINGS INC | 879939106 | COM | 358,842 | $14,983,000 | thousands by filing date | |
| AMERICAN VANGUARD CORP | 030371108 | COM | 653,660 | $14,967,000 | thousands by filing date | |
| MILACRON HLDGS CORP | 59870L106 | COM | 884,459 | $14,912,000 | thousands by filing date | |
| CHENIERE ENERGY INC | 16411RAG4 | NOTE 4.250% 3/1 | 21,400,000 | $14,880,000 | thousands by filing date | |
| ATN INTERNATIONAL INC | 00215F107 | COMMON STOCK | 282,379 | $14,876,000 | thousands by filing date | |
| VARONIS SYS INC | 922280102 | COM | 355,089 | $14,875,000 | thousands by filing date | |
| STERICYCLE INC | 858912207 | DEP PFD A 1/10 | 258,000 | $14,863,000 | thousands by filing date | |
| HORTONWORKS INC | 440894103 | COM | 872,539 | $14,788,000 | thousands by filing date | |
| PARATEK PHARMACEUTICALS INC | 699374302 | Equity | 589,051 | $14,786,000 | thousands by filing date | |
| TELLURIAN INC NEW | 87968A104 | COM | 1,381,226 | $14,748,000 | thousands by filing date | |
| WORKDAY INC | 98138HAC5 | NOTE 0.750% 7/1 | 11,303,000 | $14,729,000 | thousands by filing date | |
| MANDIANT INC | 31816QAD3 | NOTE 1.625% 6/0 | 15,675,000 | $14,669,000 | thousands by filing date | |
| SHUTTERSTOCK INC COM | 825690100 | Stock | 440,557 | $14,665,000 | thousands by filing date | |
| NAVISTAR INTL CORP NEW | 63934EAS7 | NOTE 4.750 4/1 | 13,100,000 | $14,661,000 | thousands by filing date | |
| CORVEL CORP COM | 221006109 | Stock | 269,470 | $14,657,000 | thousands by filing date | |
| BOINGO WIRELESS INC | 09739C102 | COM | 685,684 | $14,654,000 | thousands by filing date | |
| CZR | 127686103 | Stock | 1,095,916 | $14,632,000 | thousands by filing date | |
| INTL FCSTONE INC | 46116V105 | COM | 379,075 | $14,524,000 | thousands by filing date | |
| HEALTHSTREAM INC | 42222N103 | COM | 620,541 | $14,500,000 | thousands by filing date | |
| BROWN FORMAN CORP | 115637100 | CL A | 259,949 | $14,475,000 | thousands by filing date | |
| NEW YORK MORTGAGE TRUST INC | 649604501 | COM PAR $.02 | 2,352,703 | $14,470,000 | thousands by filing date | |
| ATRICURE INC | 04963C209 | COM | 646,184 | $14,457,000 | thousands by filing date | |
| SP PLUS CORP | 78469C103 | COM | 363,665 | $14,368,000 | thousands by filing date | |
| CONNECTICUT WTR SVC INC | 207797101 | COM | 241,682 | $14,335,000 | thousands by filing date | |
| J2 GLOBAL INC | 48123VAC6 | NOTE 3.250% 6/1 | 11,490,000 | $14,327,000 | thousands by filing date | |
| RPX CORP | 74972G103 | COM | 1,078,637 | $14,325,000 | thousands by filing date | |
| COLUMBUS MCKINNON CORP NY | 199333105 | COMMON STOCK | 378,181 | $14,320,000 | thousands by filing date | |
| INVACARE CORP | 461203101 | COMMON STOCK | 908,825 | $14,315,000 | thousands by filing date | |
| EURONET WORLDWIDE INC | 298736AH3 | Conv Bond | 10,525,000 | $14,296,000 | thousands by filing date | |
| ENNIS INC COM | 293389102 | Stock | 725,503 | $14,261,000 | thousands by filing date | |
| ANI PHARMACEUTICALS INC | 00182C103 | COM | 271,593 | $14,251,000 | thousands by filing date | |
| SYNTEL INC | 87162H103 | COM | 723,629 | $14,223,000 | thousands by filing date | |
| NN INC | 629337106 | COM | 488,294 | $14,157,000 | thousands by filing date | |
| SANFILIPPO JOHN B & SON INC | 800422107 | COM | 210,182 | $14,149,000 | thousands by filing date | |
| MAIDEN HOLDINGS LTD | G5753U112 | SHS | 1,775,926 | $14,125,000 | thousands by filing date | |
| COMMUNITY TRUST BANCORP INC | 204149108 | COMMON STOCK | 303,586 | $14,116,000 | thousands by filing date | |
| LSC COMMUNICATIONS INC | 50218P107 | COM | 854,739 | $14,111,000 | thousands by filing date | |
| BIOMARIN PHARMACEUTICAL INC | 09061GAF8 | NOTE 1.500%10/1 | 11,650,000 | $14,099,000 | thousands by filing date | |
| GLOBAL BRASS & COPPR HLDGS I | 37953G103 | COM | 417,183 | $14,098,000 | thousands by filing date | |
| MGP INGREDIENTS INC NEW | 55303J106 | COM | 232,312 | $14,085,000 | thousands by filing date | |
| HALCON RES CORP | 40537Q605 | COM PAR NEW | 2,069,850 | $14,074,000 | thousands by filing date | |
| LATTICE SEMICONDUCTOR CORP COM | 518415104 | Stock | 2,698,627 | $14,059,000 | thousands by filing date | |
| GREENHILL & CO INC COM | 395259104 | Stock | 845,944 | $14,044,000 | thousands by filing date | |
| GLOBALSTAR INC | 378973408 | COM | 8,599,845 | $14,017,000 | thousands by filing date | |
| CTRIP COM INTL LTD | 22943FAH3 | DBCV 1.990% 7/0 | 11,500,000 | $13,978,000 | thousands by filing date | |
| ESSENDANT INC | 296689102 | COM | 1,060,494 | $13,975,000 | thousands by filing date | |
| SOUTHWESTERN ENERGY CO DEP SHS 120 B | 845467208 | Convertible Preferred | 1,011,633 | $13,940,000 | thousands by filing date | |
| WRIGHT MED GROUP N V | 98236JAB4 | NOTE 2.250%11/1 | 10,250,000 | $13,924,000 | thousands by filing date | |
| COBIZ FINANCIAL INC | 190897108 | COM | 708,638 | $13,914,000 | thousands by filing date | |
| LANTHEUS HLDGS INC | 516544103 | COM | 781,118 | $13,905,000 | thousands by filing date | |
| ECHO GLOBAL LOGISTICS INC | 27875T101 | COM | 737,458 | $13,902,000 | thousands by filing date | |
| BANCO SANTANDER CHILE NEW | 05965X109 | SP ADR REP COM | 467,544 | $13,890,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR | 78467V608 | BLACKSTONE SENR | 291,639 | $13,829,000 | thousands by filing date | |
| ORBOTECH LTD | M75253100 | ORD | 326,718 | $13,787,000 | thousands by filing date | |
| MEDICINES CO | 584688AG0 | NOTE 2.750% 7/1 | 13,000,000 | $13,751,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION | 74348TAQ5 | NOTE 4.750% 4/1 | 13,300,000 | $13,730,000 | thousands by filing date | |
| OFG BANCORP | 67103X102 | COM | 1,495,738 | $13,688,000 | thousands by filing date | |
| CONTROL4 CORP | 21240D107 | COM | 463,634 | $13,659,000 | thousands by filing date | |
| LIONSGATE STUDIOS CORP F | 316394105 | COM | 577,922 | $13,657,000 | thousands by filing date | |
| K12 INC | 48273U102 | COM | 763,218 | $13,618,000 | thousands by filing date | |
| PJT PARTNERS INC | 69343T107 | COM CL A | 352,946 | $13,521,000 | thousands by filing date | |
| RTI INTL METALS INC | 74973WAB3 | NOTE 1.625%10/1 | 12,055,000 | $13,504,000 | thousands by filing date | |
| NEXPOINT RESIDENTIAL TR INC | 65341D102 | COM | 566,558 | $13,442,000 | thousands by filing date | |
| ADVANCED DRAIN SYS INC DEL COM | 00790R104 | Stock | 662,761 | $13,421,000 | thousands by filing date | |
| PEOPLES BANCORP INC | 709789101 | COM | 399,106 | $13,411,000 | thousands by filing date | |
| UNIFI INC | 904677200 | COM NEW | 376,187 | $13,410,000 | thousands by filing date | |
| IMPINJ INC | 453204109 | COM | 322,247 | $13,406,000 | thousands by filing date | |
| LORAL SPACE & COM INC | 543881106 | COM | 270,073 | $13,374,000 | thousands by filing date | |
| FIBRIA CELULOSE | 31573A109 | COMMON STOCK-FO | 985,249 | $13,341,000 | thousands by filing date | |
| TRIPLE-S MGMT CORP | 896749108 | CL B | 562,925 | $13,331,000 | thousands by filing date | |
| MEDICINES CO | 584688AE5 | NOTE 2.500% 1/1 | 10,480,000 | $13,325,000 | thousands by filing date | |
| HOLOGIC INC | 436440AG6 | FRNT 2.000%12/1 | 11,020,000 | $13,320,000 | thousands by filing date | |
| CASS INFORMATION SYSTEMS INC | 14808P109 | COMMON STOCK | 209,440 | $13,287,000 | thousands by filing date | |
| FIREEYE INC | 31816QAB7 | NOTE 1.000% 6/0 | 14,000,000 | $13,286,000 | thousands by filing date | |
| DEPOMED INC | 249908104 | COM | 2,290,198 | $13,261,000 | thousands by filing date | |
| INDEPENDENT BK CORP MICH | 453838609 | COM NEW | 583,978 | $13,225,000 | thousands by filing date | |
| GRUPO AEROPORTUARIO DEL SURE | 40051E202 | SPON ADR SER B | 69,139 | $13,194,000 | thousands by filing date | |
| GREENLIGHT CAPITAL RE LTD A | G4095J109 | COMMON STOCK | 608,653 | $13,176,000 | thousands by filing date | |
| AG MTG INVT TR INC | 001228105 | COM | 684,345 | $13,169,000 | thousands by filing date | |
| EXPRO GROUP HOLDINGS NV COM | N33462107 | Stock | 1,698,979 | $13,117,000 | thousands by filing date | |
| GOGO INC | 38046C109 | COM | 1,110,509 | $13,115,000 | thousands by filing date | |
| MARCUS CORPORATION | 566330106 | COMMON STOCK | 473,423 | $13,115,000 | thousands by filing date | |
| ORBCOMM INC | 68555P100 | COM | 1,251,988 | $13,108,000 | thousands by filing date | |
| BASIC ENERGY SVCS INC NEW | 06985P209 | COM NEW | 677,746 | $13,079,000 | thousands by filing date | |
| FIRST FINANCIAL CORP | 320218100 | COMMON STOCK | 274,492 | $13,064,000 | thousands by filing date | |
| KIMBALL ELECTRONICS INC | 49428J109 | COMMON STOCK | 603,195 | $13,056,000 | thousands by filing date | |
| BRYN MAWR BANK CORPORATION | 117665109 | Domestic Common | 297,926 | $13,050,000 | thousands by filing date | |
| GASLOG LTD | G37585109 | SHS | 746,476 | $13,023,000 | thousands by filing date | |
| Federal Agric Mtg Corp Cl C | 313148306 | COM | 178,527 | $12,988,000 | thousands by filing date | |
| GARDNER DENVER HLDGS INC | 36555P107 | COM | 471,685 | $12,984,000 | thousands by filing date | |
| CASELLA WASTE SYS INC | 147448104 | CL A | 690,736 | $12,983,000 | thousands by filing date | |
| ACLARIS THERAPEUTICS INC COM | 00461U105 | Stock | 502,241 | $12,962,000 | thousands by filing date | |
| PHOTRONICS INC | 719405102 | COM | 1,461,603 | $12,937,000 | thousands by filing date | |
| NCI BUILDING SYSTEMS INC | 628852204 | COM | 825,210 | $12,873,000 | thousands by filing date | |
| MIDDLESEX WTR CO | 596680108 | COM | 327,378 | $12,858,000 | thousands by filing date | |
| REVANCE THERAPEUTICS INC | 761330109 | COM | 466,097 | $12,841,000 | thousands by filing date | |
| MACQUARIE INFRASTRUCTURE COR | 55608BAA3 | NOTE 2.875% 7/1 | 12,025,000 | $12,840,000 | thousands by filing date | |
| BIOMARIN PHARMACEUTICAL INC | 09061GAE1 | NOTE 0.750%10/1 | 11,480,000 | $12,839,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R408 | ST TERM HIGH ETF | 458,161 | $12,815,000 | thousands by filing date | |
| REGIS CORP | 758932107 | COM | 897,270 | $12,805,000 | thousands by filing date | |
| SPIRIT RLTY CAP INC NEW | 84860WAA0 | NOTE 2.875% 5/1 | 12,580,000 | $12,799,000 | thousands by filing date | |
| FOMENTO ECONOMICO MEXICANO S A SPON ADR UNITS | 344419106 | ADR | 133,947 | $12,797,000 | thousands by filing date | |
| XO GROUP INC | 983772104 | COM | 648,438 | $12,757,000 | thousands by filing date | |
| TFS FINL CORP | 87240R107 | COM | 790,850 | $12,754,000 | thousands by filing date | |
| GRUPO AEROPORTUNARIO DEL PAC | 400506101 | SPON ADS B | 124,298 | $12,746,000 | thousands by filing date | |
| HAVERTY FURNITURE COS INC COM | 419596101 | Stock | 486,957 | $12,734,000 | thousands by filing date | |
| ROYAL GOLD INC | 780287AA6 | NOTE | 11,450,000 | $12,709,000 | thousands by filing date | |
| COLONY CAP INC | 19624RAB2 | NOTE 3.875% 1/1 | 12,550,000 | $12,644,000 | thousands by filing date | |
| MALIBU BOATS INC A | 56117J100 | COMMON STOCK | 399,512 | $12,638,000 | thousands by filing date | |
| MOTORCAR PARTS OF AMERICA IN | 620071100 | COMMON STOCK | 428,723 | $12,633,000 | thousands by filing date | |
| USANA HEALTH SCIENCES INC | 90328M107 | COMMON STOCK | 218,068 | $12,584,000 | thousands by filing date | |
| CAMDEN NATIONAL CORP | 133034108 | COMMON STOCK | 288,381 | $12,584,000 | thousands by filing date | |
| Diamond Hill Investment Group Inc | 25264R207 | Common Stock | 59,107 | $12,548,000 | thousands by filing date | |
| PROS Holdings Inc | 74346Y103 | Common Stock | 519,934 | $12,544,000 | thousands by filing date | |
| CROSS CTRY HEALTHCARE INC | 227483104 | COM | 877,271 | $12,484,000 | thousands by filing date | |
| COMMERCEHUB INC | 20084V306 | COM SER C | 584,774 | $12,483,000 | thousands by filing date | |
| NMI HLDGS INC | 629209305 | COM | 1,005,326 | $12,463,000 | thousands by filing date | |
| FIRST LONG IS CORP | 320734106 | COM | 409,306 | $12,460,000 | thousands by filing date | |
| NAUTILUS INC | 63910B102 | COMMON STOCK | 736,902 | $12,454,000 | thousands by filing date | |
| SEARS HOLDINGS CORP XXX | 812350106 | COM | 1,701,679 | $12,423,000 | thousands by filing date | |
| WORLD ACCEP CORPORATION | 981419104 | COM | 149,736 | $12,416,000 | thousands by filing date | |
| IRHYTHM HOLDINGS INC COM | 450056106 | Stock | 236,547 | $12,273,000 | thousands by filing date | |
| GREAT SOUTHERN BANCORP INC | 390905107 | COMMON STOCK | 220,328 | $12,260,000 | thousands by filing date | |
| CSW INDUSTRIALS INC | 126402106 | COM | 276,347 | $12,257,000 | thousands by filing date | |
| MOVADO GROUP INC COM | 624580106 | Stock | 436,663 | $12,223,000 | thousands by filing date | |
| GLADSTONE COMMERCIAL CORP | 376536108 | COM | 547,894 | $12,202,000 | thousands by filing date | |
| CNH INDL N V SHS | N20944109 | Stock | 1,013,993 | $12,178,000 | thousands by filing date | |
| PARK STERLING CORP | 70086Y105 | COM | 976,056 | $12,126,000 | thousands by filing date | |
| HORIZON BANCORP IND | 440407104 | COM | 415,645 | $12,124,000 | thousands by filing date | |
| INSTEEL INDS INC | 45774W108 | COM | 464,024 | $12,116,000 | thousands by filing date | |
| CENTURY COMMUNITIES INC. | 156504300 | COM | 490,427 | $12,114,000 | thousands by filing date | |
| STARWOOD PROPERTY TRUST INC | 85571BAA3 | CORPORATE OBLIG | 11,410,000 | $12,100,000 | thousands by filing date | |
| KEYW HLDG CORP | 493723100 | COM | 1,583,245 | $12,047,000 | thousands by filing date | |
| RESTAURANT BRANDS INTL INC COM | 76131D103 | Stock | 188,414 | $12,036,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DELAWARE | 531229870 | COM SER A FRMLA | 329,238 | $12,010,000 | thousands by filing date | |
| SILVER SPRING NETWORKS INC | 82817Q103 | COM | 742,530 | $12,005,000 | thousands by filing date | |
| TEVA PHARMACEUTICAL FIN LLC | 88163VAE9 | DBCV 0.250% 2/0 | 13,297,000 | $11,987,000 | thousands by filing date | |
| ALTISOURCE RESIDENTIAL CORP | 02153W100 | CL B | 1,075,410 | $11,947,000 | thousands by filing date | |
| INSTRUCTURE INC | 45781U103 | COM | 358,951 | $11,903,000 | thousands by filing date | |
| VTI | 922908769 | COM | 91,874 | $11,901,000 | thousands by filing date | |
| VERINT SYS INC | 92343XAA8 | NOTE 1.500% 6/0 | 12,060,000 | $11,887,000 | thousands by filing date | |
| CU BANCORP | 126534106 | COM | 306,051 | $11,869,000 | thousands by filing date | |
| WIX COM LTD SHS | M98068105 | Stock | 164,984 | $11,854,000 | thousands by filing date | |
| Starwood Property Trust, Inc. | 85571BAB1 | CONV | 10,570,000 | $11,841,000 | thousands by filing date | |
| WATERSTONE FINL INC MD | 94188P101 | COM | 605,512 | $11,807,000 | thousands by filing date | |
| MYR GROUP INC | 55405W104 | COM | 402,456 | $11,730,000 | thousands by filing date | |
| BLACKSTONE MORTGAGE TRUST IN | 09257WAB6 | NOTE 4.375% 5/0 | 11,450,000 | $11,723,000 | thousands by filing date | |
| KLONDEX MNS LTD | 498696103 | COM | 3,220,602 | $11,720,000 | thousands by filing date | |
| YANDEX N.V. | 98474TAB3 | 1.125% CNV BDS 15/12/18 USD | 11,710,000 | $11,716,000 | thousands by filing date | |
| INTRA-CELLULAR THERAPIES INC | 46116X101 | COMMON STOCK | 737,763 | $11,647,000 | thousands by filing date | |
| STATE NATIONAL. | 85711T305 | Common Stock | 554,582 | $11,641,000 | thousands by filing date | |
| WAYFAIR INC | 94419LAA9 | NOTE 0.375% 9/0 | 12,000,000 | $11,582,000 | thousands by filing date | |
| WHITESTONE REIT | 966084204 | COM | 887,259 | $11,577,000 | thousands by filing date | |
| ECOPETROL S A SPONSORED ADS | 279158109 | ADR | 1,218,953 | $11,569,000 | thousands by filing date | |
| SILICON MOTION TECHNOLOGY CORP SPONSORED ADR | 82706C108 | ADR | 240,757 | $11,564,000 | thousands by filing date | |
| FIESTA RESTAURANT GROUP INC | 31660B101 | COM | 606,784 | $11,529,000 | thousands by filing date | |
| NEOGENOMICS INC | 64049M209 | COM NEW | 1,033,477 | $11,503,000 | thousands by filing date | |
| Matrix Service Company | 576853105 | COM | 756,385 | $11,500,000 | thousands by filing date | |
| FRONTIER COMMUNICATIONS CORP | 35906A207 | PFD CONV SER-A | 612,283 | $11,499,000 | thousands by filing date | |
| BRIDGE BANCORP INC | 108035106 | COM | 337,480 | $11,459,000 | thousands by filing date | |
| GENERAL CABLE CORP | 369300AL2 | CORPORATE OBLIG | 12,620,000 | $11,444,000 | thousands by filing date | |
| DXP ENTERPRISES INC | 233377407 | COM NEW | 362,471 | $11,415,000 | thousands by filing date | |
| CEMEX SAB DE CV | 151290BC6 | NOTE 3.750% 3/1 | 10,000,000 | $11,396,000 | thousands by filing date | |
| MYERS INDUSTRIES INC | 628464109 | COMMON STOCK | 543,660 | $11,386,000 | thousands by filing date | |
| STONERIDGE INC | 86183P102 | COMMON STOCK | 573,783 | $11,367,000 | thousands by filing date | |
| SUPERIOR INDS INTL INC | 868168105 | COM | 682,326 | $11,362,000 | thousands by filing date | |
| HUNTINGTON BANCSHARES INC | 446150401 | PREFERRED STOCK | 8,000 | $11,357,000 | thousands by filing date | |
| EZCORP INC | 302301106 | CL A NON VTG | 1,195,330 | $11,356,000 | thousands by filing date | |
| MATCH GROUP INC | 57665R106 | COM | 489,350 | $11,349,000 | thousands by filing date | |
| BANK MUTUAL CORP | 063750103 | COM | 1,116,689 | $11,333,000 | thousands by filing date | |
| MARINEMAX INC | 567908108 | COM | 683,656 | $11,315,000 | thousands by filing date | |
| FUTUREFUEL CORP | 36116M106 | COMMON STOCK | 719,022 | $11,315,000 | thousands by filing date | |
| ENEL GENERACION CHILE S A | 29244T101 | SPONSORED ADR | 429,066 | $11,307,000 | thousands by filing date | |
| THERMON GROUP HLDGS INC | 88362T103 | COM | 627,995 | $11,303,000 | thousands by filing date | |
| CANADIAN IMPERIAL BANK OF COMM COM | 136069101 | Stock | 129,024 | $11,292,000 | thousands by filing date | |
| YRC WORLDWIDE INC | 984249607 | COM | 814,252 | $11,240,000 | thousands by filing date | |
| INTEGRATED DEVICE TECHNOLOGY | 458118AC0 | NOTE 0.87511/1 | 10,475,000 | $11,226,000 | thousands by filing date | |
| KINSALECAPGROUPINC | 49714P108 | STOK | 259,115 | $11,187,000 | thousands by filing date | |
| CATO CORP NEW | 149205106 | CL A | 843,736 | $11,159,000 | thousands by filing date | |
| MONARCH CASINO & RESORT INC | 609027107 | COM | 281,319 | $11,122,000 | thousands by filing date | |
| APC 7.5 PFD | 032511404 | Preferred Stock | 285,000 | $11,109,000 | thousands by filing date | |
| LIVE OAK BANCSHARES INC | 53803X105 | COM | 473,684 | $11,107,000 | thousands by filing date | |
| GERON CORP | 374163103 | COM | 5,086,739 | $11,086,000 | thousands by filing date | |
| SCORPIO TANKERS INC | Y7542C106 | COMMON STOCK-FO | 3,226,423 | $11,066,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X772 | S&P INTL ETF | 273,786 | $11,057,000 | thousands by filing date | |
| LATAM AIRLS GROUP S A | 51817R106 | SPONSORED ADR | 831,928 | $11,022,000 | thousands by filing date | |
| FORRESTER RESH INC | 346563109 | COM | 263,237 | $11,015,000 | thousands by filing date | |
| GORMAN RUPP CO COM | 383082104 | Stock | 337,589 | $11,000,000 | thousands by filing date | |
| TITAN INTERNATIONAL INC | 88830M102 | COMMON STOCK | 1,083,621 | $10,998,000 | thousands by filing date | |
| RESOURCES CONNECTION INC | 76122Q105 | COM | 790,118 | $10,986,000 | thousands by filing date | |
| BONANZA CREEK ENERGY INC | 097793400 | COM NEW | 331,489 | $10,937,000 | thousands by filing date | |
| COMTECH TELECOMMUNICATIONS C | 205826209 | COM NEW | 530,327 | $10,887,000 | thousands by filing date | |
| NATIONSTAR MORTGAGE HOLDINGS | 63861C109 | COMMON STOCK | 586,379 | $10,884,000 | thousands by filing date | |
| Accelerate Diagnostics | 00430H102 | COM | 484,210 | $10,870,000 | thousands by filing date | |
| MDC PARTNERS INC | 552697104 | CL A SUB VTG | 986,352 | $10,853,000 | thousands by filing date | |
| ATKORE INC | 047649108 | COMMON STOCK | 556,104 | $10,849,000 | thousands by filing date | |
| MACQUARIE INFRASTRUCTURE COR | 55608BAB1 | NOTE 2.000%10/0 | 11,000,000 | $10,775,000 | thousands by filing date | |
| BEAZER HOMES USA INC | 07556Q881 | COMMON STOCK | 575,095 | $10,773,000 | thousands by filing date | |
| TOWER INTL INC | 891826109 | COM | 393,984 | $10,720,000 | thousands by filing date | |
| INTERNATIONAL SEAWAYS INC COM | Y41053102 | Stock | 543,004 | $10,694,000 | thousands by filing date | |
| MERCANTILE BANK CORP | 587376104 | COMMON STOCK | 305,723 | $10,668,000 | thousands by filing date | |
| PACIFIC CONTINENTAL CORP | 69412V108 | COMMON STOCK | 394,246 | $10,625,000 | thousands by filing date | |
| TREDEGAR CORP | 894650100 | COM | 586,608 | $10,561,000 | thousands by filing date | |
| ASHFORD HOSPITALITY PRIME IN | 044102101 | COM | 1,107,272 | $10,521,000 | thousands by filing date | |
| FOSSIL GROUP INC | 34988V106 | COMMON STOCK | 1,127,079 | $10,513,000 | thousands by filing date | |
| KULICKE & SOFFA INDS INC | 501242101 | COM | 486,415 | $10,495,000 | thousands by filing date | |
| KFORCE INC COM | 493732101 | Stock | 518,735 | $10,478,000 | thousands by filing date | |
| KRONOS WORLDWIDE INC COM | 50105F105 | Stock | 456,939 | $10,436,000 | thousands by filing date | |
| TEEKAY CORPORATION | Y8564W103 | COM | 1,155,904 | $10,322,000 | thousands by filing date | |
| TILE SHOP HLDGS INC | 88677Q109 | COMMON STOCK | 812,545 | $10,320,000 | thousands by filing date | |
| WEIS MKTS INC COM | 948849104 | Stock | 235,187 | $10,232,000 | thousands by filing date | |
| ACTUA CORPORATION | 005094107 | COM | 668,089 | $10,222,000 | thousands by filing date | |
| SPOK HLDGS INC COM | 84863T106 | Stock | 663,809 | $10,193,000 | thousands by filing date | |
| ASCENA RETAIL GROUP INC | 04351G101 | COM | 4,137,618 | $10,135,000 | thousands by filing date | |
| TRUPANION INC | 898202106 | COM | 383,448 | $10,127,000 | thousands by filing date | |
| FIRST DEFIANCE FINL CORP | 32006W106 | COMMON STOCK | 192,249 | $10,091,000 | thousands by filing date | |
| CATCHMARK TIMBER TR INC CL A | 14912Y202 | REIT | 800,041 | $10,088,000 | thousands by filing date | |
| CORENERGY INFRASTRUCTURE TR | 21870U502 | TRUS | 285,127 | $10,081,000 | thousands by filing date | |
| VICOR CORP | 925815102 | COM | 425,833 | $10,052,000 | thousands by filing date | |
| Surmodics Inc | 868873100 | Common Stock | 323,114 | $10,022,000 | thousands by filing date | |
| FB FINL CORP | 30257X104 | COM | 264,912 | $9,994,000 | thousands by filing date | |
| QCR HOLDINGS INC | 74727A104 | COMMON STOCK | 219,125 | $9,971,000 | thousands by filing date | |
| RANGER OIL CORPORATION CLASS A COM | 70788V102 | Stock | 248,191 | $9,926,000 | thousands by filing date | |
| COWEN GROUP INC | 223622606 | COMMON STOCK | 556,671 | $9,912,000 | thousands by filing date | |
| BLUE HILLS BANCORP INC | 095573101 | COM | 513,969 | $9,866,000 | thousands by filing date | |
| ONE LIBERTY PROPERTIES INC | 682406103 | REIT | 403,924 | $9,840,000 | thousands by filing date | |
| XCERRA CORP | 98400J108 | COM | 998,283 | $9,834,000 | thousands by filing date | |
| ISHARES TR CORE S&P 500 ETF | 464287200 | SHS | 38,857 | $9,827,000 | thousands by filing date | |
| ENDURANCE INTL GROUP HLDGS I | 29272B105 | COM | 1,195,478 | $9,803,000 | thousands by filing date | |
| SOUTHWEST BANCORP INC/OKLA | 844767103 | COM | 355,449 | $9,795,000 | thousands by filing date | |
| VANGUARD BD INDEX FDS | 921937793 | LONG TERM BOND | 104,293 | $9,780,000 | thousands by filing date | |
| BENEFITFOCUS INC | 08180D106 | COM | 290,629 | $9,780,000 | thousands by filing date | |
| PLUG PWR INC | 72919P202 | COM NEW | 3,744,444 | $9,770,000 | thousands by filing date | |
| ANGIES LIST INC | 034754101 | COM | 782,739 | $9,752,000 | thousands by filing date | |
| SUNRUN INC | 86771W105 | COM | 1,752,896 | $9,731,000 | thousands by filing date | |
| ENOVA INTL INC | 29357K103 | COM | 721,915 | $9,709,000 | thousands by filing date | |
| ARES COML REAL ESTATE CORP | 04013V108 | COM | 727,555 | $9,684,000 | thousands by filing date | |
| PREFERRED APT CMNTYS INC | 74039L103 | COM | 511,175 | $9,649,000 | thousands by filing date | |
| iShares MSCI USA Min Vol Factor ETF | 46429B697 | SHS | 191,506 | $9,641,000 | thousands by filing date | |
| CARBONITE INC | 141337105 | COM | 437,082 | $9,615,000 | thousands by filing date | |
| FIRST COMMUNITY BANKSHARES | 31983A103 | COMMON STOCK | 329,433 | $9,590,000 | thousands by filing date | |
| SYNCHRONOSS TECHNOLOGIES INC | 87157B103 | COM | 1,026,760 | $9,579,000 | thousands by filing date | |
| INTERCEPT PHARMACEUTICALS IN | 45845PAA6 | NOTE 3.250% 7/0 | 12,175,000 | $9,567,000 | thousands by filing date | |
| HEIDRICK & STRUGGLES INTL IN | 422819102 | COM | 451,696 | $9,552,000 | thousands by filing date | |
| DHT HOLDINGS INC | Y2065G121 | SHS NEW | 2,398,870 | $9,550,000 | thousands by filing date | |
| HOOKER FURNISHINGS CORPORATI | 439038100 | COM | 199,995 | $9,550,000 | thousands by filing date | |
| CENTRAL GARDEN PET CO | 153527106 | COMMON STOCK | 244,590 | $9,503,000 | thousands by filing date | |
| DAKTRONICS INC | 234264109 | COM | 899,037 | $9,502,000 | thousands by filing date | |
| EHEALTH INC | 28238P109 | COM | 397,159 | $9,491,000 | thousands by filing date | |
| VIRTU FINL INC | 928254101 | CL A | 583,136 | $9,445,000 | thousands by filing date | |
| CTRIP COM INTL LTD | 22943FAD2 | NOTE 1.250%10/1 | 6,785,000 | $9,418,000 | thousands by filing date | |
| TRISTATE CAP HLDGS INC COM | 89678F100 | COM | 410,639 | $9,401,000 | thousands by filing date | |
| WESTWOOD HOLDINGS GROUP INC | 961765104 | COMMON STOCK | 139,721 | $9,399,000 | thousands by filing date | |
| NATIONAL CINEMEDIA INC | 635309107 | COM | 1,341,148 | $9,362,000 | thousands by filing date | |
| OMNOVA SOLUTIONS INC | 682129101 | COMMON STOCK | 851,221 | $9,320,000 | thousands by filing date | |
| GENMARK DIAGNOSTICS INC | 372309104 | COM | 967,169 | $9,314,000 | thousands by filing date | |
| NORDIC AMERICAN TANKERS LIMI | G65773106 | COM | 1,742,347 | $9,304,000 | thousands by filing date | |
| BEL FUSE INC | 077347300 | CL B | 297,058 | $9,269,000 | thousands by filing date | |
| UNISYS CORP | 909214306 | COMMON STOCK | 1,081,684 | $9,199,000 | thousands by filing date | |
| GOGO INC | 38046CAB5 | NOTE 3.750 3/0 | 10,000,000 | $9,197,000 | thousands by filing date | |
| PEAPACK GLADSTONE FINL CORP | 704699107 | COMMON STOCK | 272,197 | $9,183,000 | thousands by filing date | |
| CAI INTERNATIONAL INC | 12477X106 | COM | 302,706 | $9,175,000 | thousands by filing date | |
| SOHU.COM INC | 83408W103 | COMMON STOCK | 168,381 | $9,169,000 | thousands by filing date | |
| VSE CORP COM | 918284100 | Stock | 160,927 | $9,148,000 | thousands by filing date | |
| STMICROELECTRONICS N V NY REGISTRY | 861012102 | ADR | 469,200 | $9,113,000 | thousands by filing date | |
| LAUREATE ED INC COMMON STOCK | 518613203 | Stock | 623,338 | $9,072,000 | thousands by filing date | |
| TRIUMPH FINANCIAL INC | 89679E300 | COM | 281,115 | $9,066,000 | thousands by filing date | |
| HAWKINS INC | 420261109 | COM | 222,282 | $9,065,000 | thousands by filing date | |
| ACETO CORP | 004446100 | COM | 805,790 | $9,050,000 | thousands by filing date | |
| TEAM INC | 878155100 | COM | 673,638 | $8,996,000 | thousands by filing date | |
| BAR HBR BANKSHARES | 066849100 | COM | 286,504 | $8,987,000 | thousands by filing date | |
| ELECTRO SCIENTIFIC INDS | 285229100 | COM | 645,462 | $8,987,000 | thousands by filing date | |
| AXOGEN INC | 05463X106 | COM | 463,524 | $8,970,000 | thousands by filing date | |
| UMH PPTYS INC | 903002103 | COM | 575,906 | $8,958,000 | thousands by filing date | |
| LUMOS NETWORKS CORP | 550283105 | COM | 496,332 | $8,897,000 | thousands by filing date | |
| KMG CHEMICALS INC | 482564101 | COM | 161,497 | $8,860,000 | thousands by filing date | |
| CUTERA INC | 232109108 | COM | 214,028 | $8,847,000 | thousands by filing date | |
| CVR ENERGY, INC. | 12662P108 | COM | 341,129 | $8,837,000 | thousands by filing date | |
| FLOOR & DECOR HLDGS INC CL A | 339750101 | Stock | 226,637 | $8,824,000 | thousands by filing date | |
| MONEYGRAM INTL INC | 60935Y208 | COM NEW | 547,841 | $8,824,000 | thousands by filing date | |
| TUCOWS INC | 898697206 | COM NEW | 150,572 | $8,819,000 | thousands by filing date | |
| ENEL CHILE SA SPONSORED ADR | 29278D105 | ADR | 1,462,340 | $8,774,000 | thousands by filing date | |
| DEL TACO RESTAURANTS INC NEW | 245496104 | COM | 571,923 | $8,772,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001628280-17-011534 | this filing | 2017-11-14 | acceptance time not in the bulk data set |