13F-HR filed by STATE STREET CORP
STATE STREET CORP filed this 13F-HR for the quarter ended 2017-09-30, filed 2017-11-14, with 3,762 holding rows worth $1,158,957,268,000.
- Accession
- 0001628280-17-011534
- Filer
- CIK 93751
- Filed
- 2017-11-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2017
A holdings report, 3,763 entries on the cover page, a total value of $1,158,957,268,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $1,158,957,268,000 with VALUE read as thousands by filing date, 13F file number 028-00399. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerState Street Bank & Trust Co 028-00733
- included managerSSgA Funds Management, Inc. 028-11338
- included managerState Street Global Advisors LTD 028-11326
- included managerSTATE STREET GLOBAL ADVISORS LTD. MONTREAL
- included managerState Street Global Advisors, Australia 028-11330
- included managerState Street Global Advisors (Japan) Co., Ltd. 028-11332
- included managerState Street Global Advisors Asia LTD 028-11331
- included managerSTATE STREET GLOBAL ADVISORS GmbH 028-11334
- included managerState Street Global Advisors France, S.A. 028-13812
- included managerState Street Global Advisors Ireland Limited 028-14459
- included managerSTATE STREET CONTRACTING ENTITY SSGA FUNDS MANAGEMENT INC 028-18135
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| KONINKLIJKE PHILIPS N V NY REGIS SHS NEW | 500472303 | ADR | 10,156 | $419,000 | thousands by filing date | |
| UNILEVER PLC | 904767704 | SPON ADR NEW | 7,189 | $417,000 | thousands by filing date | |
| EXCO RESOURCES INC | 269279501 | COM NEW | 308,935 | $414,000 | thousands by filing date | |
| CPI CARD GROUP INC | 12634H101 | COM | 350,796 | $414,000 | thousands by filing date | |
| MYOVANT SCIENCES LTD | G637AM102 | COMMON STOCK-FO | 26,704 | $413,000 | thousands by filing date | |
| SABINE RTY TR | 785688102 | UNIT BEN INT | 10,018 | $412,000 | thousands by filing date | |
| ANDEAVOR LOGISTICS LP NPV | 03350F106 | COM UNIT LP INT | 8,198 | $410,000 | thousands by filing date | |
| ORIX CORP SPONSORED ADR | 686330101 | ADR | 5,042 | $408,000 | thousands by filing date | |
| Mersana Therapeutics Inc | 59045L106 | Common Stock | 23,231 | $402,000 | thousands by filing date | |
| ENBRIDGE ENERGY PARTNERS L P | 29250R106 | Domestic Common | 25,136 | $402,000 | thousands by filing date | |
| Vanguard High Dividend Yield ETF | 921946406 | SHS | 4,934 | $400,000 | thousands by filing date | |
| TRANSCONTINENTAL RLTY INVS | 893617209 | COM NEW | 14,283 | $389,000 | thousands by filing date | |
| ISHARES TR | 46429B606 | MSCI POLAND ETF | 14,642 | $388,000 | thousands by filing date | |
| WESTERN GAS PARTNERS LP | 958254104 | COM UNIT LP IN | 7,533 | $386,000 | thousands by filing date | |
| DCP MIDSTREAM LP | 23311P100 | COM UT LTD PTN | 10,989 | $381,000 | thousands by filing date | |
| NOVA LTD COM | M7516K103 | Stock | 13,517 | $380,000 | thousands by filing date | |
| MAGYAR BANCORP INC COM | 55977T109 | Stock | 31,186 | $377,000 | thousands by filing date | |
| ZHAOPIN LTD-SPONSORED ADR | 98954L103 | ADR | 20,600 | $375,000 | thousands by filing date | |
| WISDOMTREE EUROPE HEDGED EQUITY FUND | 97717X701 | ETF | 5,767 | $373,000 | thousands by filing date | |
| ROYAL DUTCH SHELL PLC SPN ADR | 780259206 | SPONS ADR A | 6,146 | $373,000 | thousands by filing date | |
| TCP CAP CORP | 87238Q103 | COM | 22,600 | $373,000 | thousands by filing date | |
| CNOOC LIMITED | 126132109 | SPONSORED ADR | 2,849 | $370,000 | thousands by filing date | |
| CANADIAN SOLAR INC | 136635109 | COM | 21,888 | $369,000 | thousands by filing date | |
| AMERIGAS PARTNERS MLP | 030975106 | COM | 8,165 | $367,000 | thousands by filing date | |
| UNILEVER N V | 904784709 | N Y SHS NEW | 6,158 | $364,000 | thousands by filing date | |
| GLYCOMIMETICS INC | 38000Q102 | COM | 25,600 | $358,000 | thousands by filing date | |
| MIRATI THERAPEUTICS INC | 60468T105 | COM | 30,417 | $356,000 | thousands by filing date | |
| HUANENG PWR INTL INC | 443304100 | SPON ADR H SHS | 14,417 | $352,000 | thousands by filing date | |
| CHINA LIFE INSURANCE CO-ADR | 16939P106 | SPON ADR REP H | 22,792 | $343,000 | thousands by filing date | |
| PRUDENTIAL PLC ADR | 74435K204 | ADR | 7,060 | $339,000 | thousands by filing date | |
| AVADEL PHARMACEUTICALS, PLC | 05337M104 | COMMON STOCK-FO | 32,043 | $336,000 | thousands by filing date | |
| AVEO PHARMACEUTICALS INC | 053588109 | COM | 92,375 | $336,000 | thousands by filing date | |
| TINTRI INC | 88770Q105 | COM | 107,016 | $336,000 | thousands by filing date | |
| TRIVAGO N V SPON ADS A SHS N | 89686D105 | ADR | 30,947 | $335,000 | thousands by filing date | |
| NTNLGRIDPLCADRFSPONSOREDADR1ADRREPS5ORDSHS | 636274409 | STOK | 5,310 | $334,000 | thousands by filing date | |
| SONY GROUP CORP SPONSORED ADR | 835699307 | ADR | 8,927 | $334,000 | thousands by filing date | |
| NTT DOCOMO INC | 62942M201 | SPONS ADR | 14,495 | $331,000 | thousands by filing date | |
| SUNOPTA INC | 8676EP108 | COM | 37,810 | $329,000 | thousands by filing date | |
| GENESIS ENERGY L.P. | 371927104 | UNIT LTD PARTN | 12,319 | $325,000 | thousands by filing date | |
| NUSTAR ENERGY LP | 67058H102 | UNIT COM | 7,948 | $323,000 | thousands by filing date | |
| WPP PLC NEW ADR | 92937A102 | ADR | 3,447 | $320,000 | thousands by filing date | |
| Vanguard Short-Term Bond ETF | 921937827 | SHS | 4,000 | $319,000 | thousands by filing date | |
| ISHARES INC MSCI CHILE ETF | 464286640 | MSCI CHILE ETF | 6,540 | $318,000 | thousands by filing date | |
| Spectra Energy Partners | 84756N109 | COM | 7,153 | $317,000 | thousands by filing date | |
| SHELL MIDSTREAM PARTNERS L P | 822634101 | UNIT LTD INT | 11,360 | $316,000 | thousands by filing date | |
| CELLCOM ISRAEL LTD | M2196U109 | SHS | 34,102 | $312,000 | thousands by filing date | |
| CALIFORNIA FIRST NATL BANCOR | 130222102 | COM | 17,249 | $311,000 | thousands by filing date | |
| BLACKBERRY LTD COM | 09228F103 | Stock | 27,692 | $309,000 | thousands by filing date | |
| WESTBURY BANCORP INC COM | 95727P106 | COM | 15,547 | $308,000 | thousands by filing date | |
| Xunlei Ltd-Adr | 98419E108 | COM | 70,693 | $301,000 | thousands by filing date | |
| HSBC HLDGS PLC SPON ADR NEW | 404280406 | ADR | 6,074 | $300,000 | thousands by filing date | |
| HERCULES CAPITAL INC | 427096508 | COM | 23,278 | $300,000 | thousands by filing date | |
| GUARANTY FED BANCSHARES INC | 40108P101 | COM | 14,007 | $300,000 | thousands by filing date | |
| TC PIPELINES LP | 87233Q108 | UT COM LTD PRT | 5,679 | $297,000 | thousands by filing date | |
| CIVEO CORP CDA | 17878Y108 | COM | 104,270 | $297,000 | thousands by filing date | |
| AGNICO EAGLE MINES LTD COM | 008474108 | Stock | 6,500 | $295,000 | thousands by filing date | |
| ROYAL BANCSHARES OF PENN-A | 780081105 | CL A | 66,163 | $295,000 | thousands by filing date | |
| BLACK BOX CORP | 091826107 | COMMON STOCK | 89,435 | $292,000 | thousands by filing date | |
| GILDAN ACTIVEWEAR INC COM | 375916103 | Stock | 9,296 | $291,000 | thousands by filing date | |
| NAM TAI PROPERTY INC | G63907102 | Com | 26,847 | $291,000 | thousands by filing date | |
| ENLINK MIDSTREAM PARTNERS LP | 29336U107 | COM UNIT REP LTD | 16,801 | $282,000 | thousands by filing date | |
| LUXFER HLDGS PLC | 550678106 | SPONSORED ADR | 22,700 | $282,000 | thousands by filing date | |
| ISHARES MSCI TURKEY ETF | 464286715 | ETF | 6,715 | $281,000 | thousands by filing date | |
| Phillips 66 Partners LP | 718549207 | COM UNIT REP INT | 5,306 | $279,000 | thousands by filing date | |
| CYMABAY THERAPEUTICS INC | 23257D103 | COM | 34,700 | $279,000 | thousands by filing date | |
| AEGEAN MARINE PETROLEUM NETW | Y0017S102 | SHS | 56,249 | $277,000 | thousands by filing date | |
| AIRMEDIA GROUP INC | 009411109 | ADR | 110,400 | $275,000 | thousands by filing date | |
| FIRST COMMUNITY CORP | 319835104 | COMMON STOCK | 13,391 | $274,000 | thousands by filing date | |
| KYOCERA CORP -SPONS ADR | 501556203 | COM | 4,340 | $270,000 | thousands by filing date | |
| VOXELJET AG | 92912L107 | ADS | 50,000 | $270,000 | thousands by filing date | |
| CRH PLC ADS | 12626K203 | ADR | 7,112 | $269,000 | thousands by filing date | |
| GDS HLDGS LTD SPONSORED ADS | 36165L108 | ADR | 23,221 | $262,000 | thousands by filing date | |
| TOTALENERGIES SE | 89151E109 | SPONSORED ADS | 4,884 | $261,000 | thousands by filing date | |
| CHINA DISTANCE ED HLDGS LTD | 16944W104 | SPONS ADR | 39,069 | $261,000 | thousands by filing date | |
| DIANA SHIPPING INC | Y2066G104 | COM | 71,729 | $260,000 | thousands by filing date | |
| TRAVELCENTERS OF AMERICA LLC | 894174101 | COM | 59,386 | $252,000 | thousands by filing date | |
| TELEFONICA S A SPONSORED ADR | 879382208 | ADR | 23,095 | $249,000 | thousands by filing date | |
| PERMIAN BASIN RTY TR | 714236106 | UNIT BEN INT | 28,360 | $247,000 | thousands by filing date | |
| CIM COML TR CORP | 125525105 | COM | 14,738 | $247,000 | thousands by filing date | |
| CRYOPORT INC COM PAR $0.001 | 229050307 | Stock | 24,800 | $245,000 | thousands by filing date | |
| ARROWHEAD PHARMACEUTICALS IN | 04280A100 | COM | 56,640 | $245,000 | thousands by filing date | |
| ANTERO MIDSTREAM LP | 03673L103 | Limited Partnership | 7,531 | $237,000 | thousands by filing date | |
| MARINUS PHARMACEUTICALS INC | 56854Q101 | COM | 40,100 | $235,000 | thousands by filing date | |
| MANNKIND CORP COM NEW | 56400P706 | Stock | 107,464 | $233,000 | thousands by filing date | |
| KANDI TECHNOLOGIES GROUP INC | 483709101 | COM | 40,417 | $232,000 | thousands by filing date | |
| GW PHARMACEUTICALS PLC | 36197T103 | ADS | 2,255 | $229,000 | thousands by filing date | |
| AILERON THERAPEUTICS INC COM NEW | 00887A105 | Stock | 17,182 | $229,000 | thousands by filing date | |
| 8POINT3 ENERGY PARTNERS LP | 282539105 | CL A RPT LTDPT | 15,200 | $229,000 | thousands by filing date | |
| EMBOTELLADORA ANDINA S A | 29081P204 | SPON ADR A | 9,114 | $227,000 | thousands by filing date | |
| INTERCONTINENTAL HOTELS GROU | 45857P707 | SPONSORED ADR | 4,289 | $227,000 | thousands by filing date | |
| TALLGRASS ENERGY PARTNERS LP | 874697105 | COM UNIT | 4,740 | $227,000 | thousands by filing date | |
| YANGTZE RIV DEV LTD | 984752105 | COM | 13,800 | $226,000 | thousands by filing date | |
| FIRST SVGS FINL GROUP INC | 33621E109 | COM | 4,259 | $225,000 | thousands by filing date | |
| BOARDWALK PIPELINE PARTNERS | 096627104 | UT LTD PARTNER | 14,954 | $220,000 | thousands by filing date | |
| ISHARES TR | 46434V761 | MSCI UAE ETF | 12,473 | $217,000 | thousands by filing date | |
| APPIAN CORP | 03782L101 | CL A | 7,600 | $216,000 | thousands by filing date | |
| ADAMIS PHARMACEUTICALS CORP | 00547W208 | COM NEW | 40,900 | $214,000 | thousands by filing date | |
| TRINITY BIOTECH PLC | 896438306 | SPON ADR NEW | 38,007 | $213,000 | thousands by filing date | |
| SMITH & NEPHEW PLC SPDN ADR NEW | 83175M205 | ADR | 5,727 | $209,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y407 | SBI CONS DISCR | 2,318 | $209,000 | thousands by filing date | |
| James Hardie Industries PLC | 47030M106 | Depositary Receipt | 14,900 | $209,000 | thousands by filing date | |
| JAMBA INC | 47023A309 | COM NEW | 24,334 | $209,000 | thousands by filing date | |
| 22ND CENTY GROUP INC | 90137F103 | COM | 74,700 | $207,000 | thousands by filing date | |
| GOLDEN STAR RES LTD CDA | 38119T104 | COM | 264,300 | $203,000 | thousands by filing date | |
| STEALTHGAS INC | Y81669106 | COM | 60,932 | $202,000 | thousands by filing date | |
| NOMURA HLDGS INC SPONSORED ADR | 65535H208 | ADR | 35,760 | $199,000 | thousands by filing date | |
| BLUE APRON HLDGS INC | 09523Q101 | CL A | 35,400 | $193,000 | thousands by filing date | |
| AQUINOX PHARMACEUTICALS INC | 03842B101 | COM | 13,653 | $193,000 | thousands by filing date | |
| GRIDSUM HLDG INC SPONSORED ADR | 398132100 | Stock | 17,900 | $184,000 | thousands by filing date | |
| Hometown Bankshares Corp | 43787n108 | com | 16,345 | $177,000 | thousands by filing date | |
| STAR BULK CARRIERS CORP. | Y8162K204 | SHS PAR | 18,065 | $175,000 | thousands by filing date | |
| ZION OIL & GAS INC | 989696109 | COM | 50,890 | $174,000 | thousands by filing date | |
| BANCO BILBAO VIZCAYA ARGENTARI SPONSORED ADR | 05946K101 | ADR | 18,557 | $166,000 | thousands by filing date | |
| PFSWEB INC | 717098206 | COM | 19,694 | $165,000 | thousands by filing date | |
| CERAGON NETWORKS LTD ORD | M22013102 | Stock | 77,198 | $161,000 | thousands by filing date | |
| GRUPO AVAL ACCIONES Y VALORE | 40053W101 | SPONSORED ADS | 17,964 | $161,000 | thousands by filing date | |
| MIZUHO FINANCIAL GROUP INC SPONSORED ADR | 60687Y109 | ADR | 44,519 | $158,000 | thousands by filing date | |
| BIODELIVERY SCIENCES INTL IN | 09060J106 | COM | 51,562 | $152,000 | thousands by filing date | |
| ROSETTA RES INC COM | 777385105 | Stock | 18,046 | $149,000 | thousands by filing date | |
| TRIANGLE CAP CORP | 895848109 | COM | 10,201 | $146,000 | thousands by filing date | |
| VERICEL CORP | 92346J108 | COM | 24,087 | $144,000 | thousands by filing date | |
| TUESDAY MORNING CORP | 899035505 | COM NEW | 44,306 | $142,000 | thousands by filing date | |
| HORNBECK OFFSHORE SVCS INC N | 440543106 | COM | 34,071 | $139,000 | thousands by filing date | |
| ALDEYRA THERAPEUTICS INC | 01438T106 | COM | 18,500 | $133,000 | thousands by filing date | |
| CELADON GROUP INC | 150838100 | COM | 19,471 | $132,000 | thousands by filing date | |
| OPHTHOTECH CORP | 683745103 | COM | 46,000 | $129,000 | thousands by filing date | |
| NGL ENERGY PARTNERS LP | 62913M107 | COM UNIT REPST | 10,484 | $121,000 | thousands by filing date | |
| VITAL THERAPIES INC | 92847R104 | COM | 23,900 | $121,000 | thousands by filing date | |
| CRAWFORD COMPANY CL A | 224633206 | COMMON STOCK | 12,588 | $120,000 | thousands by filing date | |
| SEACHANGE INTL INC | 811699107 | COM | 42,401 | $117,000 | thousands by filing date | |
| KADMON HLDGS INC | 48283N106 | COM | 34,500 | $116,000 | thousands by filing date | |
| AMEC FOSTER WHEELER PLC | 00167X205 | SPONSORED ADR | 16,361 | $111,000 | thousands by filing date | |
| VERASTEM INC | 92337C104 | COM | 22,011 | $103,000 | thousands by filing date | |
| VIVUS INC | 928551100 | COM | 103,137 | $101,000 | thousands by filing date | |
| DIMENSION THERAPEUTICS INC | 25433V105 | COM | 16,100 | $97,000 | thousands by filing date | |
| APOLLO INVT CORP | 03761U106 | COM | 15,520 | $94,000 | thousands by filing date | |
| TOWN SPORTS INTL HLDGS INC | 89214A102 | COM | 13,553 | $94,000 | thousands by filing date | |
| SEADRILL ORD | G7945E105 | COM | 263,273 | $91,000 | thousands by filing date | |
| CELLECTAR BIOSCIENCES INC | 15117F302 | COM | 54,700 | $91,000 | thousands by filing date | |
| INFINITY PHARMACEUTICALS INC | 45665G303 | COM | 67,405 | $89,000 | thousands by filing date | |
| MAJESCO | 56068V102 | COM | 17,830 | $89,000 | thousands by filing date | |
| NOKIA CORP | 654902204 | SPONSORED ADR | 14,712 | $87,000 | thousands by filing date | |
| GOLDFIELD CORP | 381370105 | COM | 13,500 | $85,000 | thousands by filing date | |
| PC TEL INC | 69325Q105 | COM | 13,335 | $84,000 | thousands by filing date | |
| Arbutus Biopharma Corp | 03879J100 | Common Shares, without par value | 13,281 | $83,000 | thousands by filing date | |
| Lee Enterprises Inc | 523768109 | COM | 36,955 | $82,000 | thousands by filing date | |
| PRGX GLOBAL INC | 69357C503 | COM NEW | 11,580 | $81,000 | thousands by filing date | |
| ACELRX PHARMACEUTICALS INC | 00444T100 | COM | 16,800 | $78,000 | thousands by filing date | |
| CYTOSORBENTS CORP | 23283X206 | CMN | 12,000 | $74,000 | thousands by filing date | |
| TRANSENTERIX INC | 89366M201 | COM NEW | 47,400 | $68,000 | thousands by filing date | |
| LLOYDS BANKING GROUP PLC SPONSORED ADR | 539439109 | ADR | 17,941 | $65,000 | thousands by filing date | |
| LIPOCINE INC NEW | 53630X104 | CMN | 15,600 | $63,000 | thousands by filing date | |
| TTOO | 89853L104 | Stock | 14,700 | $62,000 | thousands by filing date | |
| MODUSLINK GLOBAL SOLUTIONS INC COM NEW | 60786L206 | Stock | 32,080 | $60,000 | thousands by filing date | |
| TELEFONAKTIEBOLAGET LM ERICSS ADR B SEK 10 | 294821608 | ADR | 10,300 | $59,000 | thousands by filing date | |
| ONCOMED PHARMACEUTICALS INC COM | 68234X102 | Stock | 13,100 | $59,000 | thousands by filing date | |
| HOUSTON WIRE & CABLE CO | 44244K109 | COM | 10,515 | $57,000 | thousands by filing date | |
| HARVARD BIOSCIENCE INC | 416906105 | COM | 14,498 | $55,000 | thousands by filing date | |
| ALASKA COMMUNICATIONS SYS GR | 01167P101 | COM | 24,745 | $55,000 | thousands by filing date | |
| UNIVERSAL TECHNICAL INST INC | 913915104 | COM | 15,243 | $53,000 | thousands by filing date | |
| Dawson Geophysical Co Ne | 239360100 | COM | 11,817 | $53,000 | thousands by filing date | |
| STEIN MART INC | 858375108 | COM | 40,735 | $52,000 | thousands by filing date | |
| XERIUM TECHNOLOGIES INC | 98416J118 | COM | 10,497 | $51,000 | thousands by filing date | |
| AH BELO CORP | 001282102 | COMMON STOCK | 10,806 | $50,000 | thousands by filing date | |
| SYNTHETIC BIOLOGICS INC | 87164U102 | COM | 53,634 | $50,000 | thousands by filing date | |
| DESTINATION XL GROUP INC | 25065K104 | COM | 25,579 | $49,000 | thousands by filing date | |
| MARCHEX INC | 56624R108 | CMN | 15,512 | $49,000 | thousands by filing date | |
| JAKKS PACIFIC INC | 47012E106 | COMMON STOCK | 15,689 | $47,000 | thousands by filing date | |
| FUELCELL ENERGY INC | 35952H502 | COM NEW | 26,678 | $47,000 | thousands by filing date | |
| PEREGRINE PHARMACEUTICALS IN | 713661502 | COM PAR | 14,517 | $45,000 | thousands by filing date | |
| ZAFGEN INC | 98885E103 | COM | 12,800 | $45,000 | thousands by filing date | |
| KONA GRILL INC | 50047H201 | COM | 11,500 | $44,000 | thousands by filing date | |
| PSIVIDA CORP | 74440J101 | COM | 35,800 | $43,000 | thousands by filing date | |
| NEW YORK & CO INC | 649295102 | COM | 19,814 | $41,000 | thousands by filing date | |
| CAPITAL PRODUCT PARTNERS L P | Y11082107 | COM UNIT LP | 11,768 | $41,000 | thousands by filing date | |
| NII HLDGS INC COM PAR $0.001 | 62913F508 | CS | 89,100 | $41,000 | thousands by filing date | |
| STAGE STORES INC | 85254C305 | COMMON STOCK | 21,113 | $40,000 | thousands by filing date | |
| GREAT ELM CAP GROUP INC | 39036P209 | COM NEW | 11,126 | $40,000 | thousands by filing date | |
| GALENA BIOPHARMA INC COM NEW | 363256504 | Stock | 114,431 | $40,000 | thousands by filing date | |
| Veru Inc | 92536C103 | Common Stock | 14,732 | $39,000 | thousands by filing date | |
| CATABASIS PHARMACEUTICALS IN | 14875P107 | COM | 18,100 | $38,000 | thousands by filing date | |
| EVINE LIVE INC | 300487105 | CL A | 37,960 | $38,000 | thousands by filing date | |
| ARQULE INC | 04269E107 | COM | 33,095 | $37,000 | thousands by filing date | |
| CTI BIOPHARMA CORP | 12648L601 | COM | 11,051 | $36,000 | thousands by filing date | |
| QUICKLOGIC CORP | 74837P108 | COM | 20,574 | $35,000 | thousands by filing date | |
| LINCOLN EDL SVCS CORP | 533535100 | COM | 13,674 | $34,000 | thousands by filing date | |
| REGULUS THERAPEUTICS INC | 75915K101 | COM | 26,000 | $34,000 | thousands by filing date | |
| MARIN SOFTWARE INC | 56804T106 | COM | 19,300 | $34,000 | thousands by filing date | |
| PFENEX INC | 717071104 | COM | 11,200 | $34,000 | thousands by filing date | |
| INVIVO THERAPEUTICS HLDGS CO | 46186M209 | COM NEW | 22,900 | $34,000 | thousands by filing date | |
| URBAN ONE INC | 91705J204 | CL D NON VTG | 20,103 | $33,000 | thousands by filing date | |
| LRAD CORP | 50213V109 | COM | 15,797 | $33,000 | thousands by filing date | |
| WESTWATER RES INC | 961684107 | COM | 22,791 | $33,000 | thousands by filing date | |
| INSEEGO CORP | 45782B104 | COMMON STOCK | 21,915 | $32,000 | thousands by filing date | |
| PERFORMANT HEALTHCARE INC | 71377E105 | COM | 17,500 | $32,000 | thousands by filing date | |
| HARTE-HANKS INC | 416196103 | COM | 29,059 | $32,000 | thousands by filing date | |
| NAVIDEA BIOPHARMACEUTICALS I | 63937X103 | COM | 77,160 | $32,000 | thousands by filing date | |
| APTEVO THERAPEUTICS INC | 03835L108 | COM | 13,799 | $32,000 | thousands by filing date | |
| OVASCIENCE INC | 69014Q101 | COM | 21,200 | $30,000 | thousands by filing date | |
| ENERGY FOCUS INC | 29268T300 | COM NEW | 11,000 | $30,000 | thousands by filing date | |
| LUBYS CAFETERIAS INC COM | 549282101 | COM | 11,024 | $29,000 | thousands by filing date | |
| NEVADA GOLD & CASINOS | 64126Q206 | COM | 12,582 | $29,000 | thousands by filing date | |
| PULMATRIX INC | 74584P103 | COM | 13,500 | $28,000 | thousands by filing date | |
| VAALCO ENERGY INC | 91851C201 | COMMON STOCK | 32,300 | $26,000 | thousands by filing date | |
| GALECTIN THERAPEUTICS INC | 363225202 | COMMON STOCK | 11,450 | $26,000 | thousands by filing date | |
| HUDSON GLOBAL INC | 443787106 | COM | 18,673 | $26,000 | thousands by filing date | |
| SECOND SIGHT MED PRODS INC | 81362J100 | COM | 21,366 | $26,000 | thousands by filing date | |
| AEVI GENOMIC MEDICINE INC | 00835P105 | COM | 20,500 | $26,000 | thousands by filing date | |
| CHRISTOPHER + BANKS CORP | 171046105 | COM | 18,895 | $25,000 | thousands by filing date | |
| SORRENTO THERAPEUTICS INC | 83587F202 | COMMON STOCK | 13,700 | $24,000 | thousands by filing date | |
| ENDOCYTE INC | 29269A102 | COM | 17,079 | $24,000 | thousands by filing date | |
| CYTRX CORP | 232828509 | COM PAR $.001 | 57,075 | $24,000 | thousands by filing date | |
| Real Industry Inc | 75601w104 | CS | 13,300 | $24,000 | thousands by filing date | |
| EMAGIN CORP | 29076N206 | COM | 10,510 | $23,000 | thousands by filing date | |
| SUPPORT COM INC | 86858W200 | COM NEW | 10,105 | $22,000 | thousands by filing date | |
| UQM TECHNOLOGIES INC | 903213106 | COM | 18,876 | $21,000 | thousands by filing date | |
| DIGITAL TURBINE INC | 25400W102 | COM NEW | 12,900 | $19,000 | thousands by filing date | |
| WIDEPOINT CORP COMMON | 967590100 | COM | 29,100 | $19,000 | thousands by filing date | |
| NANOVIRICIDES INC | 630087203 | COM NEW | 15,900 | $19,000 | thousands by filing date | |
| GENERAL MOLY INC COM | 370373102 | Common Stock | 48,515 | $18,000 | thousands by filing date | |
| WALTER INVT MGMT CORP | 93317W102 | COM | 30,774 | $18,000 | thousands by filing date | |
| IPASS INC | 46261V108 | COM | 27,610 | $18,000 | thousands by filing date | |
| SPARK NETWORKS INC | 84651P100 | COM | 14,896 | $18,000 | thousands by filing date | |
| BIOANALYTICAL SYS INC | 09058M103 | COM | 10,200 | $18,000 | thousands by filing date | |
| INNODATA INC | 457642205 | COM NEW | 11,475 | $17,000 | thousands by filing date | |
| NEONODE INC | 64051M402 | COM NEW | 12,979 | $17,000 | thousands by filing date | |
| AVIRAGEN THERAPEUTICS INC | 053761102 | COM | 23,820 | $17,000 | thousands by filing date | |
| BIO PATH HOLDINGS INC | 09057N102 | COM | 46,400 | $17,000 | thousands by filing date | |
| VINCE HLDG CORP | 92719W108 | COM | 28,150 | $17,000 | thousands by filing date | |
| Ampio Pharmaceuticals | 03209T109 | COM | 26,715 | $16,000 | thousands by filing date | |
| GOLDEN MINERALS COMPANY | 381119106 | COM | 34,213 | $16,000 | thousands by filing date | |
| THESTREET INC | 88368Q103 | COM | 13,500 | $14,000 | thousands by filing date | |
| RESEARCH FRONTIERS INC | 760911107 | COM | 10,720 | $13,000 | thousands by filing date | |
| SENOMYX INC | 81724Q107 | COM | 22,600 | $13,000 | thousands by filing date | |
| DOVER DOWNS GAMING + ENTERTA | 260095104 | COM | 12,164 | $13,000 | thousands by filing date | |
| PALATIN TECHNOLOGIES INC | 696077403 | COM PAR $ .01 | 17,409 | $12,000 | thousands by filing date | |
| FIRST ACCEP CORP | 318457108 | COMMON STOCK | 10,746 | $12,000 | thousands by filing date | |
| ORION ENERGY SYSTEMS INC | 686275108 | COM | 10,800 | $12,000 | thousands by filing date | |
| TRANSATLANTIC PETROLEUM LTD | G89982113 | SHS NEW | 13,759 | $12,000 | thousands by filing date | |
| MARRONE BIO INNOVATIONS INC | 57165B106 | COM | 10,800 | $12,000 | thousands by filing date | |
| BIOCEPT INC | 09072V204 | COM NEW | 10,000 | $12,000 | thousands by filing date | |
| BIOLASE INC | 090911108 | COMMON STOCK | 18,632 | $11,000 | thousands by filing date | |
| INUVO INC | 46122W204 | COM NEW | 10,357 | $11,000 | thousands by filing date | |
| SYNTHESIS ENERGY SYS INC | 871628103 | COM | 21,000 | $11,000 | thousands by filing date | |
| RETRACTABLE TECHNOLOGIES INC | 76129W105 | COM | 14,000 | $10,000 | thousands by filing date | |
| TROVAGENE INC | 897238309 | COM | 13,300 | $10,000 | thousands by filing date | |
| SOLITARIO RESOURCES CORP | 8342EP107 | COM | 13,385 | $9,000 | thousands by filing date | |
| NETLIST INC | 64118P109 | COM | 12,600 | $9,000 | thousands by filing date | |
| CORMEDIX INC | 21900C100 | COM | 17,767 | $9,000 | thousands by filing date | |
| UNITED STATES ANTIMONY CORP | 911549103 | COM | 28,812 | $8,000 | thousands by filing date | |
| PERSPECTIVE THERAPEUTICS INC | 46489V104 | COM | 15,600 | $8,000 | thousands by filing date | |
| OHR PHARMACEUTICAL INC | 67778H200 | COMMON STOCK | 10,400 | $7,000 | thousands by filing date | |
| CAPSTONE GREEN ENERGY CORP. | 14067D409 | Common Stock | 10,483 | $7,000 | thousands by filing date | |
| ACTINIUM PHARMACEUTICALS INC | 00507W107 | COM | 11,700 | $7,000 | thousands by filing date | |
| RENTECH INC | 760112201 | COMMON STOCK | 11,430 | $5,000 | thousands by filing date | |
| COMSTOCK MNG INC | 205750102 | COM | 30,500 | $5,000 | thousands by filing date | |
| REPROS THERAPEUTICS INC | 76028H209 | COM | 13,551 | $4,000 | thousands by filing date | |
| IBIO INC | 451033104 | COM | 12,000 | $4,000 | thousands by filing date | |
| GLOWPOINT INC | 379887201 | CMN | 13,300 | $4,000 | thousands by filing date | |
| ARGOS THERAPEUTICS INC | 040221103 | COM | 11,900 | $2,000 | thousands by filing date | |
| SINGLE TOUCH SYSTEMS INC | 82988R203 | COM | 13,300 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| COMMUNITY HEALTH SYS INC NEW | 203668116 | RIGHT 99/99/9999 | 82,187 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001628280-17-011534 | this filing | 2017-11-14 | acceptance time not in the bulk data set |