13F-HR filed by STATE STREET CORP
STATE STREET CORP filed this 13F-HR for the quarter ended 2016-12-31, filed 2017-02-09, with 3,665 holding rows worth $1,062,700,056,000.
- Accession
- 0001628280-17-001039
- Filer
- CIK 93751
- Filed
- 2017-02-09
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2016
A holdings report, 3,666 entries on the cover page, a total value of $1,062,700,056,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $1,062,700,056,000 with VALUE read as thousands by filing date, 13F file number 028-00399. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerState Street Bank & Trust Co 028-00733
- included managerSSgA Funds Management, Inc. 028-11338
- included managerState Street Global Advisors LTD 028-11326
- included managerState Street Global Advisors, Australia 028-11330
- included managerState Street Global Advisors (Japan) Co., Ltd. 028-11332
- included managerState Street Global Advisors Asia LTD 028-11331
- included managerState Street Global Advisors France, S.A. 028-13812
- included managerState Street Global Advisors Ireland Limited 028-14459
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| KEMET CORP | 488360207 | COM NEW | 27,812 | $184,000 | thousands by filing date | |
| YANZHOU COAL MNG CO LTD | 984846105 | SPON ADR H SHS | 27,587 | $184,000 | thousands by filing date | |
| MIZUHO FINANCIAL GROUP INC SPONSORED ADR | 60687Y109 | ADR | 49,903 | $179,000 | thousands by filing date | |
| SEACHANGE INTL INC | 811699107 | COM | 77,103 | $178,000 | thousands by filing date | |
| LUXFER HLDGS PLC | 550678106 | SPONSORED ADR | 16,194 | $176,000 | thousands by filing date | |
| CHINA CORD BLOOD CORP | G21107100 | COM | 28,720 | $176,000 | thousands by filing date | |
| KANDI TECHNOLOGIES GROUP INC | 483709101 | COM | 35,364 | $173,000 | thousands by filing date | |
| NAM TAI PROPERTY INC | G63907102 | Com | 23,217 | $171,000 | thousands by filing date | |
| ANTARES PHARMA INC | 036642106 | COM | 72,881 | $170,000 | thousands by filing date | |
| AH BELO CORP | 001282102 | COMMON STOCK | 26,506 | $168,000 | thousands by filing date | |
| CORBUS PHARMACEUTICALS HLDGS | 21833P103 | COM | 19,400 | $164,000 | thousands by filing date | |
| EVERI HLDGS INC | 30034T103 | COM | 74,318 | $162,000 | thousands by filing date | |
| CALIFORNIA FIRST NATL BANCOR | 130222102 | COM | 10,210 | $160,000 | thousands by filing date | |
| GRUPO AVAL ACCIONES Y VALORE | 40053W101 | SPONSORED ADS | 19,953 | $159,000 | thousands by filing date | |
| INTEVAC INC | 461148108 | COM | 17,887 | $153,000 | thousands by filing date | |
| VERSO CORP | 92531L207 | CL A | 21,500 | $153,000 | thousands by filing date | |
| ARQ INC | 00770C101 | COM | 14,900 | $138,000 | thousands by filing date | |
| TOKAI PHARMACEUTICALS INC COM | 88907J107 | Stock | 138,329 | $136,000 | thousands by filing date | |
| NORTHEAST BANCORP | 663904209 | COM | 10,074 | $132,000 | thousands by filing date | |
| ENZYMOTEC LTD | M4059L101 | SHS | 19,944 | $131,000 | thousands by filing date | |
| STEALTHGAS INC | Y81669106 | COM | 36,524 | $123,000 | thousands by filing date | |
| VIVUS INC | 928551100 | COM | 103,158 | $118,000 | thousands by filing date | |
| GOLDEN OCEAN GROUP LTD | G39637205 | SHS NEW | 23,623 | $111,000 | thousands by filing date | |
| AMEC FOSTER WHEELER PLC | 00167X205 | SPONSORED ADR | 19,151 | $109,000 | thousands by filing date | |
| Lee Enterprises Inc | 523768109 | COM | 36,955 | $108,000 | thousands by filing date | |
| STERLING INFRASTRUCTURE INC COM | 859241101 | Stock | 11,865 | $100,000 | thousands by filing date | |
| STONE ENERGY CORP COM NEW | 861642304 | Stock | 13,908 | $99,000 | thousands by filing date | |
| HALLADOR ENERGY COMPANY | 40609P105 | COM | 10,851 | $98,000 | thousands by filing date | |
| NAPCO SEC TECHNOLOGIES INC COM | 630402105 | Stock | 10,800 | $92,000 | thousands by filing date | |
| APOLLO INVT CORP | 03761U106 | COM | 15,520 | $91,000 | thousands by filing date | |
| BIODELIVERY SCIENCES INTL IN | 09060J106 | COM | 51,562 | $90,000 | thousands by filing date | |
| GENOCEA BIOSCIENCES INC | 372427104 | COM | 21,600 | $89,000 | thousands by filing date | |
| AXT INC | 00246W103 | COM | 18,513 | $88,000 | thousands by filing date | |
| COMMERCIAL VEH GROUP INC | 202608105 | COM | 15,791 | $86,000 | thousands by filing date | |
| PC TEL INC | 69325Q105 | COM | 15,735 | $85,000 | thousands by filing date | |
| Viewra, Inc | 92672L107 | COM | 26,685 | $84,000 | thousands by filing date | |
| RIVERVIEW BANCORP INC | 769397100 | COM | 11,435 | $80,000 | thousands by filing date | |
| INTERNAP NETWORK SVCS CORP | 45885A300 | COM PAR $.001 | 50,846 | $79,000 | thousands by filing date | |
| APPROACH RESOURCES INC | 03834A103 | COM | 21,823 | $74,000 | thousands by filing date | |
| NOKIA CORP | 654902204 | SPONSORED ADR | 15,223 | $72,000 | thousands by filing date | |
| INTREPID POTASH INC | 46121Y102 | COM | 34,778 | $72,000 | thousands by filing date | |
| PRGX GLOBAL INC | 69357C503 | COM NEW | 12,180 | $72,000 | thousands by filing date | |
| FERRELLGAS PARTNERS L.P. | 315293100 | UNIT LTD PART | 10,509 | $71,000 | thousands by filing date | |
| HOUSTON WIRE & CABLE CO | 44244K109 | COM | 10,515 | $69,000 | thousands by filing date | |
| MARIN SOFTWARE INC | 56804T106 | COM | 27,600 | $66,000 | thousands by filing date | |
| LLOYDS BANKING GROUP PLC SPONSORED ADR | 539439109 | ADR | 20,956 | $65,000 | thousands by filing date | |
| CYTOSORBENTS CORP | 23283X206 | CMN | 12,000 | $65,000 | thousands by filing date | |
| GOLDFIELD CORP | 381370105 | COM | 12,600 | $65,000 | thousands by filing date | |
| VOXX INTERNATIONAL CORP | 91829F104 | COMMON STOCK | 13,798 | $64,000 | thousands by filing date | |
| BLACK DIAMOND INC | 09202G101 | COMMON STOCK | 11,503 | $62,000 | thousands by filing date | |
| DERMA SCIENCES INC | 249827502 | COM PAR $.01 | 11,858 | $62,000 | thousands by filing date | |
| PSIVIDA CORP | 74440J101 | COM | 35,800 | $61,000 | thousands by filing date | |
| TELEFONAKTIEBOLAGET LM ERICSS ADR B SEK 10 | 294821608 | ADR | 10,300 | $60,000 | thousands by filing date | |
| XERIUM TECHNOLOGIES INC | 98416J118 | COM | 10,497 | $59,000 | thousands by filing date | |
| EVINE LIVE INC | 300487105 | CL A | 37,960 | $58,000 | thousands by filing date | |
| NAVIOS MARITIME HOLDINGS INC | Y62196103 | COM | 39,278 | $56,000 | thousands by filing date | |
| VERICEL CORP | 92346J108 | COM | 18,287 | $54,000 | thousands by filing date | |
| INSEEGO CORP | 45782B104 | COMMON STOCK | 21,915 | $54,000 | thousands by filing date | |
| GASTAR EXPLORATION LTD | 36729W202 | COMMON STOCK | 33,876 | $53,000 | thousands by filing date | |
| CHRISTOPHER + BANKS CORP | 171046105 | COM | 20,845 | $49,000 | thousands by filing date | |
| NAVIDEA BIOPHARMACEUTICALS I | 63937X103 | COM | 77,160 | $49,000 | thousands by filing date | |
| URANIUM ENERGY CORP COM | 916896103 | Stock | 43,526 | $48,000 | thousands by filing date | |
| UNIVERSAL TECHNICAL INST INC | 913915104 | COM | 16,192 | $48,000 | thousands by filing date | |
| MICROVISION INC DEL | 594960304 | COM NEW | 38,507 | $48,000 | thousands by filing date | |
| CATALYST PHARMACEUTICALS INC | 14888U101 | COM | 45,300 | $47,000 | thousands by filing date | |
| HARTE-HANKS INC | 416196103 | COM | 30,875 | $47,000 | thousands by filing date | |
| CASCADIAN THERAPEUTICS INC | 14740B606 | COM NEW | 11,189 | $47,000 | thousands by filing date | |
| COVISINT CORP | 22357R103 | COM | 25,490 | $47,000 | thousands by filing date | |
| NEW YORK & CO INC | 649295102 | COM | 19,814 | $46,000 | thousands by filing date | |
| CAPITAL PRODUCT PARTNERS L P | Y11082107 | COM UNIT LP | 14,538 | $46,000 | thousands by filing date | |
| ENERGY FOCUS INC | 29268T300 | COM NEW | 11,000 | $46,000 | thousands by filing date | |
| MODUSLINK GLOBAL SOLUTIONS INC COM NEW | 60786L206 | Stock | 32,080 | $46,000 | thousands by filing date | |
| HARVARD BIOSCIENCE INC | 416906105 | COM | 14,498 | $45,000 | thousands by filing date | |
| CTI BIOPHARMA CORP | 12648L601 | COM | 110,544 | $45,000 | thousands by filing date | |
| IPASS INC | 46261V108 | COM | 27,610 | $45,000 | thousands by filing date | |
| GREAT ELM CAP GROUP INC | 39036P209 | COM NEW | 11,125 | $42,000 | thousands by filing date | |
| PERFORMANT HEALTHCARE INC | 71377E105 | COM | 17,500 | $41,000 | thousands by filing date | |
| ARQULE INC | 04269E107 | COM | 33,095 | $41,000 | thousands by filing date | |
| ALASKA COMMUNICATIONS SYS GR | 01167P101 | COM | 24,745 | $41,000 | thousands by filing date | |
| PENN WEST PETE LTD NEW | 707887105 | COM | 21,858 | $39,000 | thousands by filing date | |
| GAFISA S A | 362607301 | SPONS ADR | 33,977 | $38,000 | thousands by filing date | |
| WHEELER REIT | 963025101 | COM | 22,300 | $38,000 | thousands by filing date | |
| VAALCO ENERGY INC | 91851C201 | COMMON STOCK | 32,300 | $34,000 | thousands by filing date | |
| TOWN SPORTS INTL HLDGS INC | 89214A102 | COM | 13,553 | $34,000 | thousands by filing date | |
| GULFMARK OFFSHORE INC | 402629208 | COMMON STOCK | 18,021 | $31,000 | thousands by filing date | |
| PEREGRINE PHARMACEUTICALS IN | 713661304 | COM NEW | 101,617 | $31,000 | thousands by filing date | |
| Arbutus Biopharma Corp | 03879J100 | Common Shares, without par value | 12,300 | $30,000 | thousands by filing date | |
| ROCKET FUEL INC | 773111109 | COMMON STOCK | 17,000 | $30,000 | thousands by filing date | |
| AVIRAGEN THERAPEUTICS INC | 053761102 | COM | 23,820 | $30,000 | thousands by filing date | |
| RENTECH INC | 760112201 | COMMON STOCK | 11,850 | $29,000 | thousands by filing date | |
| QUICKLOGIC CORP | 74837P108 | COM | 20,574 | $29,000 | thousands by filing date | |
| FENIX PTS INC | 31446L100 | COM | 10,000 | $29,000 | thousands by filing date | |
| INNODATA INC | 457642205 | COM NEW | 11,475 | $28,000 | thousands by filing date | |
| LRAD CORP | 50213V109 | COM | 15,797 | $27,000 | thousands by filing date | |
| CORMEDIX INC | 21900C100 | COM | 17,767 | $27,000 | thousands by filing date | |
| LINCOLN EDL SVCS CORP | 533535100 | COM | 13,674 | $26,000 | thousands by filing date | |
| BIOLASE INC | 090911108 | COMMON STOCK | 18,632 | $26,000 | thousands by filing date | |
| VERASTEM INC | 92337C104 | COM | 22,011 | $25,000 | thousands by filing date | |
| THRESHOLD PHARMACEUTICAL INC | 885807206 | COM NEW | 54,529 | $25,000 | thousands by filing date | |
| SUPPORT COM INC | 86858W101 | COM | 30,319 | $25,000 | thousands by filing date | |
| NEONODE INC | 64051M402 | COM NEW | 12,979 | $24,000 | thousands by filing date | |
| HUDSON GLOBAL INC | 443787106 | COM | 18,673 | $24,000 | thousands by filing date | |
| SENOMYX INC | 81724Q107 | COM | 25,871 | $24,000 | thousands by filing date | |
| BONANZA CREEK ENERGY INC | 097793103 | COMMON STOCK | 23,579 | $23,000 | thousands by filing date | |
| WIDEPOINT CORP COMMON | 967590100 | COM | 29,100 | $23,000 | thousands by filing date | |
| ORION ENERGY SYSTEMS INC | 686275108 | COM | 10,800 | $23,000 | thousands by filing date | |
| WESTELL TECHNOLOGIES INC | 957541105 | CL A | 36,154 | $23,000 | thousands by filing date | |
| NEVADA GOLD & CASINOS | 64126Q206 | COM | 12,582 | $23,000 | thousands by filing date | |
| MARRONE BIO INNOVATIONS INC | 57165B106 | COM | 10,800 | $23,000 | thousands by filing date | |
| EMAGIN CORP | 29076N206 | COM | 10,510 | $22,000 | thousands by filing date | |
| ZION OIL & GAS INC | 989696109 | COM | 15,290 | $21,000 | thousands by filing date | |
| SYNTHESIS ENERGY SYS INC | 871628103 | COM | 21,000 | $21,000 | thousands by filing date | |
| GOLDEN MINERALS COMPANY | 381119106 | COM | 34,213 | $20,000 | thousands by filing date | |
| RESEARCH FRONTIERS INC | 760911107 | COM | 10,720 | $19,000 | thousands by filing date | |
| HHGREGG INC | 42833L108 | COM | 12,812 | $19,000 | thousands by filing date | |
| REPROS THERAPEUTICS INC | 76028H209 | COM | 13,551 | $19,000 | thousands by filing date | |
| AMYRIS INC | 03236M101 | COM | 24,081 | $18,000 | thousands by filing date | |
| NANOVIRICIDES INC | 630087203 | COM NEW | 15,900 | $18,000 | thousands by filing date | |
| INUVO INC | 46122W204 | COM NEW | 10,357 | $17,000 | thousands by filing date | |
| CHINA DIGITAL TV HLDG CO LTD | 16938G107 | SPONSORED ADR | 11,300 | $17,000 | thousands by filing date | |
| Emergent Capital | 29102N105 | Com | 13,397 | $17,000 | thousands by filing date | |
| OHR PHARMACEUTICAL INC | 67778H200 | COMMON STOCK | 10,400 | $16,000 | thousands by filing date | |
| PAIN THERAPEUTICS INC | 69562K100 | COM | 25,348 | $15,000 | thousands by filing date | |
| TRANSATLANTIC PETROLEUM LTD | G89982113 | SHS NEW | 13,759 | $15,000 | thousands by filing date | |
| AVEO PHARMACEUTICALS INC | 053588109 | COM | 25,375 | $14,000 | thousands by filing date | |
| IMATION CORP | 45245A107 | COM | 18,153 | $14,000 | thousands by filing date | |
| DASAN ZHONE SOLUTIONS INC COM NEW | 23305L107 | Stock | 14,253 | $14,000 | thousands by filing date | |
| RETRACTABLE TECHNOLOGIES INC | 76129W105 | COM | 14,000 | $13,000 | thousands by filing date | |
| NETLIST INC | 64118P109 | COM | 12,600 | $13,000 | thousands by filing date | |
| REX ENERGY CORPORATION | 761565100 | COM | 26,887 | $13,000 | thousands by filing date | |
| Female Health Company | 314462102 | COM | 14,732 | $13,000 | thousands by filing date | |
| DOVER DOWNS GAMING + ENTERTA | 260095104 | COM | 12,164 | $13,000 | thousands by filing date | |
| SPARK NETWORKS INC | 84651P100 | COM | 14,896 | $13,000 | thousands by filing date | |
| GENERAL MOLY INC COM | 370373102 | Common Stock | 48,515 | $12,000 | thousands by filing date | |
| THESTREET INC | 88368Q103 | COM | 13,500 | $12,000 | thousands by filing date | |
| SUNLINK HEALTH SYSTEMS INC | 86737U102 | COM | 10,300 | $12,000 | thousands by filing date | |
| NEURALSTEM INC | 64127R401 | COM NEW | 38,600 | $12,000 | thousands by filing date | |
| GALECTIN THERAPEUTICS INC | 363225202 | COMMON STOCK | 11,450 | $11,000 | thousands by filing date | |
| FIRST ACCEP CORP | 318457108 | COMMON STOCK | 10,746 | $11,000 | thousands by filing date | |
| ACTINIUM PHARMACEUTICALS INC | 00507W107 | COM | 11,700 | $11,000 | thousands by filing date | |
| ENPHASE ENERGY INC COM | 29355A107 | Stock | 10,036 | $10,000 | thousands by filing date | |
| DIGITAL TURBINE INC | 25400W102 | COM NEW | 12,900 | $9,000 | thousands by filing date | |
| SOLITARIO RESOURCES CORP | 8342EP107 | COM | 13,385 | $9,000 | thousands by filing date | |
| PERSPECTIVE THERAPEUTICS INC | 46489V104 | COM | 15,600 | $9,000 | thousands by filing date | |
| FALCONSTOR SOFTWARE INC | 306137100 | COM | 21,196 | $9,000 | thousands by filing date | |
| PALATIN TECHNOLOGIES INC | 696077403 | COM PAR $ .01 | 17,409 | $8,000 | thousands by filing date | |
| TEARLAB CORP | 878193101 | COM | 16,300 | $8,000 | thousands by filing date | |
| FIBROCELL SCIENCE INC | 315721209 | COM NEW | 11,300 | $8,000 | thousands by filing date | |
| TRIANGLE PETE CORP | 89600B201 | COM NEW | 39,700 | $8,000 | thousands by filing date | |
| RENESOLA LTD | 75971T103 | SPONS ADS | 11,794 | $8,000 | thousands by filing date | |
| COMSTOCK MNG INC | 205750102 | COM | 30,500 | $8,000 | thousands by filing date | |
| UNITED STATES ANTIMONY CORP | 911549103 | COM | 28,812 | $7,000 | thousands by filing date | |
| UQM TECHNOLOGIES INC | 903213106 | COM | 18,876 | $7,000 | thousands by filing date | |
| BIOANALYTICAL SYS INC | 09058M103 | COM | 10,200 | $7,000 | thousands by filing date | |
| TONIX PHARMACEUTICALS HOLDING | 890260201 | COM NEW | 16,100 | $7,000 | thousands by filing date | |
| REXAHN PHARMACEUTICALS INC | 761640101 | COM | 40,400 | $6,000 | thousands by filing date | |
| CAPSTONE GREEN ENERGY CORP. | 14067D409 | Common Stock | 10,483 | $6,000 | thousands by filing date | |
| PARETEUM CORP COM | 69946T108 | Stock | 56,700 | $6,000 | thousands by filing date | |
| ONCOGENEX PHARMACEUTICALS IN | 68230A106 | COM | 10,229 | $5,000 | thousands by filing date | |
| MAST THERAPEUTICS INC | 576314108 | COM | 54,724 | $5,000 | thousands by filing date | |
| MOSYS INC COM | 619718109 | COM | 19,550 | $5,000 | thousands by filing date | |
| AMERICAN DG ENERGY INC | 025398108 | COM | 16,694 | $5,000 | thousands by filing date | |
| IBIO INC | 451033104 | COM | 12,000 | $5,000 | thousands by filing date | |
| GLOWPOINT INC | 379887201 | CMN | 13,300 | $4,000 | thousands by filing date | |
| KINDER MORGAN INC DEL | 49456B119 | *W EXP 05/25/201 | 370,226 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001628280-17-001039 | this filing | 2017-02-09 | acceptance time not in the bulk data set |