13F-HR filed by STATE STREET CORP
STATE STREET CORP filed this 13F-HR for the quarter ended 2016-12-31, filed 2017-02-09, with 3,665 holding rows worth $1,062,700,056,000.
- Accession
- 0001628280-17-001039
- Filer
- CIK 93751
- Filed
- 2017-02-09
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2016
A holdings report, 3,666 entries on the cover page, a total value of $1,062,700,056,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $1,062,700,056,000 with VALUE read as thousands by filing date, 13F file number 028-00399. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerState Street Bank & Trust Co 028-00733
- included managerSSgA Funds Management, Inc. 028-11338
- included managerState Street Global Advisors LTD 028-11326
- included managerState Street Global Advisors, Australia 028-11330
- included managerState Street Global Advisors (Japan) Co., Ltd. 028-11332
- included managerState Street Global Advisors Asia LTD 028-11331
- included managerState Street Global Advisors France, S.A. 028-13812
- included managerState Street Global Advisors Ireland Limited 028-14459
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| ONCOMED PHARMACEUTICALS INC COM | 68234X102 | Stock | 341,271 | $2,628,000 | thousands by filing date | |
| BOJANGLES INC | 097488100 | COM | 139,615 | $2,604,000 | thousands by filing date | |
| SPDR S&P Metals & Mining ETF | 78464A755 | SHS | 85,317 | $2,594,000 | thousands by filing date | |
| SHORE BANCSHARES INC | 825107105 | COMMON STOCK | 169,732 | $2,591,000 | thousands by filing date | |
| EXCO RESOURCES INC | 269279402 | COMMON STOCK | 2,959,047 | $2,585,000 | thousands by filing date | |
| M B T FINANCIAL CORP | 578877102 | Stock | 226,635 | $2,572,000 | thousands by filing date | |
| DURECT CORP | 266605104 | COM | 1,919,694 | $2,570,000 | thousands by filing date | |
| TRINITY PLACE HOLDINGS ORD | 89656D101 | COM | 276,546 | $2,565,000 | thousands by filing date | |
| WALTER INVT MGMT CORP | 93317W102 | COM | 539,325 | $2,559,000 | thousands by filing date | |
| REIS INC | 75936P105 | COM | 114,542 | $2,550,000 | thousands by filing date | |
| FTSE RAFI Emerg Mkts | 73936T763 | COM | 140,000 | $2,541,000 | thousands by filing date | |
| TRC COS INC | 872625108 | COM | 239,438 | $2,536,000 | thousands by filing date | |
| SORRENTO THERAPEUTICS INC | 83587F202 | COMMON STOCK | 514,597 | $2,519,000 | thousands by filing date | |
| PREMIER FINL BANCORP INC | 74050M105 | COM | 125,179 | $2,514,000 | thousands by filing date | |
| JAMBA INC | 47023A309 | COM NEW | 243,184 | $2,505,000 | thousands by filing date | |
| EDGE THERAPEUTICS INC | 279870109 | COM | 200,301 | $2,505,000 | thousands by filing date | |
| COLLECTORS UNIVERSE | 19421R200 | COMMON | 117,215 | $2,483,000 | thousands by filing date | |
| J ALEXANDERS HLDGS INC | 46609J106 | COM | 230,571 | $2,476,000 | thousands by filing date | |
| LIBERTY LATIN AMERICA CL A ORD | G5480U138 | COM | 112,572 | $2,471,000 | thousands by filing date | |
| MOBILEIRON INC | 60739U204 | COM NEW | 657,148 | $2,465,000 | thousands by filing date | |
| 51JOB INC | 316827104 | SPONSORED ADS | 72,562 | $2,455,000 | thousands by filing date | |
| EGALET CORP | 28226B104 | COM | 321,105 | $2,455,000 | thousands by filing date | |
| BATS GLOBAL MKTS INC COM | 05491G109 | Stock | 73,300 | $2,455,000 | thousands by filing date | |
| BOOT BARN HLDGS INC | 099406100 | COM | 195,230 | $2,446,000 | thousands by filing date | |
| HALLMARK FINL SERVICES INC | 40624Q203 | COM | 209,341 | $2,435,000 | thousands by filing date | |
| Vanguard FTSE Developed Markets ETF | 921943858 | SHS | 66,310 | $2,423,000 | thousands by filing date | |
| COSTAMARE INC | Y1771G102 | SHS | 431,593 | $2,417,000 | thousands by filing date | |
| PREFORMED LINE PRODS CO | 740444104 | COM | 41,457 | $2,412,000 | thousands by filing date | |
| Rithm Property Trust Inc | 38983D300 | REIT | 181,427 | $2,410,000 | thousands by filing date | |
| NATURES SUNSHINE PRODS INC | 639027101 | COMMON STOCK | 160,240 | $2,409,000 | thousands by filing date | |
| CAI INTERNATIONAL INC | 12477X106 | COM | 274,642 | $2,381,000 | thousands by filing date | |
| INVENTURE FOODS INC | 461212102 | COM | 240,723 | $2,375,000 | thousands by filing date | |
| DESTINATION XL GROUP INC | 25065K104 | COM | 556,658 | $2,368,000 | thousands by filing date | |
| TEXAS | 882610108 | COMMON STOCK | 7,959 | $2,361,000 | thousands by filing date | |
| INDEPENDENCE HLDG CO | 453440307 | COMMON STOCK | 120,574 | $2,359,000 | thousands by filing date | |
| COMMERCEHUB INC | 20084V108 | COM SER A | 157,371 | $2,359,000 | thousands by filing date | |
| FIRST NBC BK HLDG CO COM | 32115D106 | COM | 320,717 | $2,342,000 | thousands by filing date | |
| SOUTHERN NATL BANCORP OF VA | 843395104 | COM | 142,669 | $2,332,000 | thousands by filing date | |
| OMEGA FLEX INC | 682095104 | COMMON STOCK | 41,759 | $2,330,000 | thousands by filing date | |
| IDERA PHARMACEUTICALS INC | 45168K306 | COM | 1,553,323 | $2,330,000 | thousands by filing date | |
| MAGELLAN MIDSTREAM PARTNERS, L | 559080106 | COM UNIT RP LP | 30,783 | $2,328,000 | thousands by filing date | |
| CHINA PETROLEUM AND CHEMICAL-A | 16941R108 | SPON ADR H SHS | 32,705 | $2,322,000 | thousands by filing date | |
| ENERGY TRANSFER L P | 29273V100 | COM UT LTD PTN | 120,210 | $2,321,000 | thousands by filing date | |
| MYOKARDIA INC | 62857M105 | COM | 178,189 | $2,307,000 | thousands by filing date | |
| TIPTREE INC | 88822Q103 | COM | 373,807 | $2,297,000 | thousands by filing date | |
| APPFOLIO INC | 03783C100 | COM CL A | 96,083 | $2,293,000 | thousands by filing date | |
| ECLIPSE RES CORP | 27890G100 | COM | 857,405 | $2,289,000 | thousands by filing date | |
| PLANET PAYMENT INC | U72603118 | SHS | 556,816 | $2,272,000 | thousands by filing date | |
| HC2 HLDGS INC | 404139107 | COM | 382,945 | $2,270,000 | thousands by filing date | |
| IGNYTA INC | 451731103 | COM | 426,861 | $2,264,000 | thousands by filing date | |
| LENNAR CORP CL B | 526057302 | Stock | 65,532 | $2,261,000 | thousands by filing date | |
| PFENEX INC | 717071104 | COM | 248,613 | $2,255,000 | thousands by filing date | |
| ROSETTA STONE INC | 777780107 | COM | 252,611 | $2,252,000 | thousands by filing date | |
| BITAUTO HLDGS LTD | 091727107 | SPONSORED ADS | 118,645 | $2,249,000 | thousands by filing date | |
| CARE COM INC | 141633107 | COM | 260,904 | $2,239,000 | thousands by filing date | |
| NEW HOME CO INC COM | 645370107 | COM | 190,712 | $2,234,000 | thousands by filing date | |
| CENTRAL VY CMNTY BANCORP | 155685100 | COM | 111,771 | $2,233,000 | thousands by filing date | |
| COUPA SOFTWARE INCORPORATED | 22266L106 | COM | 88,730 | $2,224,000 | thousands by filing date | |
| PZENA INVESTMENT MANAGM-CL A | 74731Q103 | CLAS | 200,155 | $2,223,000 | thousands by filing date | |
| MUTUALFIRST FINANCIAL INC | 62845B104 | COM | 67,115 | $2,222,000 | thousands by filing date | |
| WINS FIN HLDGS INC | G97223104 | ORD SHS | 12,342 | $2,222,000 | thousands by filing date | |
| LAKE SUNAPEE BK GROUP | 510866106 | COM | 93,929 | $2,217,000 | thousands by filing date | |
| AMBER ROAD INC | 02318Y108 | COM | 244,206 | $2,216,000 | thousands by filing date | |
| ACNB CORP | 000868109 | COMMON STOCK | 70,746 | $2,212,000 | thousands by filing date | |
| FIRST NORTHWEST BANCORP | 335834107 | COM | 141,761 | $2,211,000 | thousands by filing date | |
| UFP TECHNOLOGIES INC | 902673102 | COM | 86,401 | $2,201,000 | thousands by filing date | |
| UNION BANKSHARES INC | 905400107 | CMN | 48,322 | $2,200,000 | thousands by filing date | |
| SMART SAND INC | 83191H107 | COM | 132,659 | $2,198,000 | thousands by filing date | |
| ADVANCED SEMICONDUCTOR ENGR | 00756M404 | SPONSORED ADR | 435,528 | $2,193,000 | thousands by filing date | |
| REATA PHARMACEUTICALS INC | 75615P103 | CL A | 100,414 | $2,191,000 | thousands by filing date | |
| ISHARES RUSSELL 1000 ETF | 464287622 | ETF | 17,576 | $2,184,000 | thousands by filing date | |
| iShares MSCI Japan ETF | 46434G822 | SHS | 44,645 | $2,181,000 | thousands by filing date | |
| ITAU CORPBANCA | 45033E105 | SPONSORED ADR | 174,405 | $2,170,000 | thousands by filing date | |
| MAXWELL TECHNOLOGIES INC | 577767106 | COMMON STOCK | 422,491 | $2,164,000 | thousands by filing date | |
| GUIDANCE SOFTWARE INC | 401692108 | COM | 304,945 | $2,159,000 | thousands by filing date | |
| CENTURY CASINOS INC | 156492100 | COM | 261,766 | $2,156,000 | thousands by filing date | |
| BEAR ST FINL INC | 073844102 | COM | 211,667 | $2,148,000 | thousands by filing date | |
| AVID TECHNOLOGY INC | 05367P100 | COM | 487,441 | $2,146,000 | thousands by filing date | |
| ALLIANCE ONE INTL INC | 018772301 | COM NEW | 111,399 | $2,136,000 | thousands by filing date | |
| ADEPTUS HEALTH | 006855100 | Common Stock | 279,277 | $2,135,000 | thousands by filing date | |
| ORRSTOWN FINL SERVICES INC | 687380105 | COMMON STOCK | 95,136 | $2,127,000 | thousands by filing date | |
| Real Industry Inc | 75601w104 | CS | 346,284 | $2,114,000 | thousands by filing date | |
| FIRST INTERNET BANCORP | 320557101 | COM | 66,017 | $2,112,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A516 | ST INTL BBG ETF | 81,211 | $2,112,000 | thousands by filing date | |
| MIDDLEBURG FINL CORP COM | 596094102 | COM | 60,762 | $2,109,000 | thousands by filing date | |
| VOYAGER THERAPEUTICS INC | 92915B106 | COMMON STOCK | 165,503 | $2,108,000 | thousands by filing date | |
| SI FINL GROUP INC MD | 78425V104 | COM | 136,814 | $2,104,000 | thousands by filing date | |
| ALLIENT INC | 019330109 | COM | 97,219 | $2,081,000 | thousands by filing date | |
| IKANG HEALTHCARE GROUP INC | 45174L108 | SPONSORED ADR | 120,007 | $2,080,000 | thousands by filing date | |
| RADISYS CORP | 750459109 | COM | 468,866 | $2,077,000 | thousands by filing date | |
| CODEXIS INC | 192005106 | COM | 451,422 | $2,076,000 | thousands by filing date | |
| KT CORP SPONSORED ADR | 48268K101 | ADR | 145,627 | $2,053,000 | thousands by filing date | |
| Dawson Geophysical Co Ne | 239360100 | COM | 254,235 | $2,045,000 | thousands by filing date | |
| AQUAVENTURE HLDGS LTD | G0443N107 | SHS | 83,200 | $2,041,000 | thousands by filing date | |
| IES HOLDINGS INC | 44951W106 | COM | 106,317 | $2,036,000 | thousands by filing date | |
| SUPERIOR GROUP OF COS INC | 868358102 | COMMON STOCK | 103,479 | $2,030,000 | thousands by filing date | |
| PROTAGONIST THERAPEUTICS | 74366E102 | COM | 92,163 | $2,028,000 | thousands by filing date | |
| GIGPEAK INC | 37518Q109 | COM | 800,996 | $2,017,000 | thousands by filing date | |
| B. RILEY FINANCIAL INC | 05580M108 | COM | 109,159 | $2,015,000 | thousands by filing date | |
| ENTELLUS MED INC | 29363K105 | COM | 105,783 | $2,007,000 | thousands by filing date | |
| MELLANOX TECHNOLOGIES LTD | M51363113 | COMMON STOCK | 48,953 | $2,003,000 | thousands by filing date | |
| OCULAR THERAPEUTIX INC | 67576A100 | COM | 238,921 | $2,000,000 | thousands by filing date | |
| NEFF CORP COM CL A | 640094207 | Stock | 141,751 | $1,999,000 | thousands by filing date | |
| USA TECHNOLOGIES INC | 90328S500 | COM NO PAR | 462,118 | $1,987,000 | thousands by filing date | |
| GLOBAL MED REIT INC | 37954A204 | COM NEW | 222,290 | $1,983,000 | thousands by filing date | |
| TECHTARGET INC | 87874R100 | COM | 231,237 | $1,977,000 | thousands by filing date | |
| ISHARES TR | 464287168 | COM | 22,229 | $1,968,000 | thousands by filing date | |
| NAVIOS MARITIME ACQUISITION | Y62159101 | COMMON | 1,157,729 | $1,967,000 | thousands by filing date | |
| AMPCO PITTSBURGH CORP | 032037103 | COMMON STOCK | 116,240 | $1,949,000 | thousands by filing date | |
| WILLBROS GROUP INC | 969203108 | COMMON STOCK | 597,803 | $1,938,000 | thousands by filing date | |
| CENCOSUD S A | 15132H101 | SPONSORED ADS | 230,399 | $1,935,000 | thousands by filing date | |
| C F FINANCIAL CORP | 12466Q104 | COMMON STOCK | 38,719 | $1,931,000 | thousands by filing date | |
| AQUA METALS INC | 03837J101 | COM | 146,644 | $1,922,000 | thousands by filing date | |
| IRHYTHM HOLDINGS INC COM | 450056106 | Stock | 63,857 | $1,916,000 | thousands by filing date | |
| REPOSITRAK INC | 700215304 | COMMON STOCK | 150,399 | $1,909,000 | thousands by filing date | |
| CONSOLIDATED WATER CO ORD SH | G23773107 | COMMON STOCK | 175,638 | $1,905,000 | thousands by filing date | |
| Golden Entertainment Inc | 381013101 | Common Stock | 156,953 | $1,901,000 | thousands by filing date | |
| COMPANHIA PARANAENSE ENERG C | 20441B407 | SPON ADR PFD | 223,671 | $1,896,000 | thousands by filing date | |
| Delta Apparel Inc | 247368103 | COM | 90,962 | $1,887,000 | thousands by filing date | |
| UNIVERSAL LOGISTICS HOLDINGS | 91388P105 | COMMON STOCK | 114,921 | $1,882,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X715 | INTL ENRGY ETF | 100,465 | $1,879,000 | thousands by filing date | |
| STRATTEC SECURITY CORP | 863111100 | COMMON STOCK | 46,391 | $1,867,000 | thousands by filing date | |
| NII HLDGS INC COM PAR $0.001 | 62913F508 | CS | 861,844 | $1,855,000 | thousands by filing date | |
| HIVE | 007786106 | Stock | 324,569 | $1,850,000 | thousands by filing date | |
| FARMLAND PARTNERS INC | 31154R109 | REIT | 164,945 | $1,842,000 | thousands by filing date | |
| ESSA BANCORP INC COM | 29667D104 | Stock | 117,099 | $1,839,000 | thousands by filing date | |
| INVIVO THERAPEUTICS HLDGS CO | 46186M209 | COM NEW | 435,559 | $1,835,000 | thousands by filing date | |
| TARENA INTL INC | 876108101 | SPONSORED ADS | 121,997 | $1,827,000 | thousands by filing date | |
| HILL INTERNATIONAL INC | 431466101 | COM | 419,138 | $1,824,000 | thousands by filing date | |
| HDFC BANK LTD SPONSORED ADS | 40415F101 | ADR | 29,983 | $1,818,000 | thousands by filing date | |
| EMPIRE RESORTS INC | 292052305 | COM PAR $0 01 | 79,949 | $1,817,000 | thousands by filing date | |
| NATURAL GROCERS BY VITAMIN C | 63888U108 | COMMON STOCK | 152,636 | $1,816,000 | thousands by filing date | |
| ADAMS RESOURCES & ENERGY INC | 006351308 | COMMON STOCK | 45,712 | $1,815,000 | thousands by filing date | |
| Vanguard FTSE Europe ETF | 922042874 | SHS | 37,818 | $1,813,000 | thousands by filing date | |
| PAMT CORP | 693149106 | COMMON STOCK | 69,626 | $1,809,000 | thousands by filing date | |
| FIRST COMMUNITY FINANCIAL PART | 31985Q106 | com | 154,471 | $1,807,000 | thousands by filing date | |
| Nippon Telegraph Telephone Corp | 654624105 | Equity | 42,702 | $1,797,000 | thousands by filing date | |
| ISRAMCO INC | 465141406 | COM | 14,465 | $1,796,000 | thousands by filing date | |
| AEVI GENOMIC MEDICINE INC | 00835P105 | COM | 345,698 | $1,789,000 | thousands by filing date | |
| REALNETWORKS INC | 75605L708 | COM | 367,123 | $1,783,000 | thousands by filing date | |
| VIRNETX HLDG CORP | 92823T108 | COM | 806,262 | $1,773,000 | thousands by filing date | |
| VALEANT PHARMACEUTICALS INTL | 91911K102 | COM | 121,700 | $1,767,000 | thousands by filing date | |
| VTTI ENERGY PARTNERS LP COM UNIT RP LT | Y9384M101 | Stock | 109,196 | $1,762,000 | thousands by filing date | |
| MIDLAND STATES BANCORP INC | 597742105 | COMMON STOCK | 48,650 | $1,760,000 | thousands by filing date | |
| POWERSHARES ETF TRUST II | 73936Q702 | GLOBL AGRI ETF | 70,583 | $1,757,000 | thousands by filing date | |
| LINDBLAD EXPEDITIONS HLDGS I | 535219109 | COM | 185,282 | $1,751,000 | thousands by filing date | |
| ENLINK MIDSTREAM LLC | 29336T100 | COM UNIT REP LTD | 91,998 | $1,749,000 | thousands by filing date | |
| AMERESCO INC | 02361E108 | CL A | 316,414 | $1,741,000 | thousands by filing date | |
| W & T OFFSHORE INC | 92922P106 | COM | 624,562 | $1,729,000 | thousands by filing date | |
| NOBILIS HEALTH CORP | 65500B103 | COM | 821,992 | $1,727,000 | thousands by filing date | |
| EQUITY BANCSHARES INC CL A | 29460X109 | COMMON STOCK | 51,244 | $1,725,000 | thousands by filing date | |
| SPDR SER TR | 78464A508 | PRTFLO S&P500 VL | 15,728 | $1,722,000 | thousands by filing date | |
| iShares Core US Aggregate Bond ETF | 464287226 | SHS | 15,899 | $1,719,000 | thousands by filing date | |
| ATHERSYS INC | 04744L106 | COM | 1,119,590 | $1,714,000 | thousands by filing date | |
| PLAINS ALL AMERN PIPELINE L | 726503105 | UNIT LTD PARTN | 52,900 | $1,708,000 | thousands by filing date | |
| EDITAS MEDICINE INC | 28106W103 | COM | 105,167 | $1,708,000 | thousands by filing date | |
| HEMISPHERE MEDIA GROUP INC CL A | 42365Q103 | COM | 151,616 | $1,696,000 | thousands by filing date | |
| SHINHAN FINANCIAL GROUP CO LTD SPN ADR RESTRD | 824596100 | ADR | 44,915 | $1,690,000 | thousands by filing date | |
| AUTOBYTEL INC | 05275N205 | COM | 124,677 | $1,672,000 | thousands by filing date | |
| CELLULAR BIOMEDICINE GROUP I | 15117P102 | COM NEW | 127,213 | $1,668,000 | thousands by filing date | |
| PROVIDENT FINL HLDGS INC | 743868101 | COM | 82,420 | $1,667,000 | thousands by filing date | |
| Impac Mortgage Holdings Inc | 45254P508 | COM NEW | 118,833 | $1,665,000 | thousands by filing date | |
| ASMLHLDGNVFSPONSOREDADR1ADRREPS1ORDSHS | N07059210 | STOK | 14,763 | $1,657,000 | thousands by filing date | |
| SILICON MOTION TECHNOLOGY CORP SPONSORED ADR | 82706C108 | ADR | 38,982 | $1,657,000 | thousands by filing date | |
| FB FINL CORP | 30257X104 | COM | 63,386 | $1,643,000 | thousands by filing date | |
| VNET GROUP INC | 90138A103 | SPONSORED ADS A | 231,557 | $1,623,000 | thousands by filing date | |
| Rocket Pharmaceuticals Inc | 45780V102 | SHS | 265,532 | $1,618,000 | thousands by filing date | |
| RANDGOLD RES LTD | 752344309 | ADR | 21,150 | $1,616,000 | thousands by filing date | |
| CONTAINER STORE GROUP INC | 210751103 | COMMON STOCK | 253,579 | $1,613,000 | thousands by filing date | |
| MARINE PRODS CORP | 568427108 | cs | 115,501 | $1,608,000 | thousands by filing date | |
| MANNING + NAPIER INC | 56382Q102 | CL A | 212,681 | $1,607,000 | thousands by filing date | |
| Viacom Inc Cl A | 92553P102 | CL A | 41,493 | $1,599,000 | thousands by filing date | |
| RIO TINTO PLC SPONSORED ADR | 767204100 | ADR | 41,504 | $1,595,000 | thousands by filing date | |
| AT HOME GROUP INC | 04650Y100 | COM | 108,986 | $1,593,000 | thousands by filing date | |
| RADIANT LOGISTICS INC | 75025X100 | COM | 409,121 | $1,592,000 | thousands by filing date | |
| PFSWEB INC | 717098206 | COM | 186,936 | $1,590,000 | thousands by filing date | |
| ISHARES TR | 464288661 | 3 7 YR TREAS BD | 12,925 | $1,583,000 | thousands by filing date | |
| ISHARES TR | 464288638 | ISHS 5-10YR INVT | 14,623 | $1,582,000 | thousands by filing date | |
| ENDOCYTE INC | 29269A102 | COM | 620,248 | $1,582,000 | thousands by filing date | |
| THETRADEDESKINCCLASSCLASSA | 88339J105 | STOK | 57,048 | $1,581,000 | thousands by filing date | |
| DISTRIBUTION SOLUTIONS GRP I | 520776105 | COM | 66,197 | $1,575,000 | thousands by filing date | |
| BLUE CAP REINS HLDGS LTD COM COM | G1190F107 | COM | 84,901 | $1,569,000 | thousands by filing date | |
| HARDINGE INC | 412324303 | COM | 139,958 | $1,552,000 | thousands by filing date | |
| ANAVEX LIFE SCIENCES CORP | 032797300 | COM NEW | 391,065 | $1,549,000 | thousands by filing date | |
| MCBC HLDGS INC | 55276F107 | COM | 106,062 | $1,547,000 | thousands by filing date | |
| SYNUTRA INTERNATIONAL INC | 87164C102 | COMMON STOCK | 287,697 | $1,539,000 | thousands by filing date | |
| Anglogold Ashanti Plc | 035128206 | Common | 145,815 | $1,533,000 | thousands by filing date | |
| INFORMATION SVCS GROUP INC | 45675Y104 | COM | 419,986 | $1,530,000 | thousands by filing date | |
| ESCALADE INC | 296056104 | COMMON STOCK | 115,906 | $1,530,000 | thousands by filing date | |
| TERRAVIA HOLDIN | 88105A106 | Common Stock | 1,326,339 | $1,528,000 | thousands by filing date | |
| BIOSCRIP INC | 09069N108 | COM | 1,456,697 | $1,515,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F700 | AGRIBUSINESS ETF | 29,500 | $1,514,000 | thousands by filing date | |
| RESTAURANT BRANDS INTL INC COM | 76131D103 | Stock | 31,719 | $1,511,000 | thousands by filing date | |
| ISHARES TR | 464287630 | RUS 2000 VAL ETF | 12,599 | $1,498,000 | thousands by filing date | |
| ARROWHEAD PHARMACEUTICALS IN | 04280A100 | COM | 965,028 | $1,496,000 | thousands by filing date | |
| RED LION HOTELS CORP | 756764106 | COM | 178,998 | $1,495,000 | thousands by filing date | |
| EVERBRIDGE INC | 29978A104 | COM | 80,666 | $1,490,000 | thousands by filing date | |
| JAKKS PACIFIC INC | 47012E106 | COMMON STOCK | 287,571 | $1,480,000 | thousands by filing date | |
| BIO PATH HOLDINGS INC | 09057N102 | COM | 1,084,674 | $1,463,000 | thousands by filing date | |
| EXONE CO | 302104104 | COM | 156,293 | $1,460,000 | thousands by filing date | |
| GENCOR INDUSTRIES INC | 368678108 | COMMON STOCK | 92,722 | $1,456,000 | thousands by filing date | |
| LIFEVANTAGE CORP | 53222K205 | COMMON STOCK | 178,814 | $1,456,000 | thousands by filing date | |
| NEURODERM LTD | M74231107 | ORD SHS | 65,939 | $1,452,000 | thousands by filing date | |
| CHEMUNG FINANCIAL CORP | 164024101 | COMMON STOCK | 39,448 | $1,434,000 | thousands by filing date | |
| SYSTEMAX INC | 871851101 | COM | 163,405 | $1,433,000 | thousands by filing date | |
| CLOUD PEAK ENERGY INC | 18911Q102 | COM | 254,912 | $1,430,000 | thousands by filing date | |
| VITAL THERAPIES INC | 92847R104 | COM | 328,091 | $1,427,000 | thousands by filing date | |
| OSIRIS THERAPEUTICS INC NEW | 68827R108 | COM | 288,550 | $1,412,000 | thousands by filing date | |
| HANDY & HARMAN LTD | 410315105 | COMMON STOCK | 55,164 | $1,409,000 | thousands by filing date | |
| AMERICAN CAPITAL LTD | 02503Y103 | COM | 78,613 | $1,409,000 | thousands by filing date | |
| ARCH COAL INC | 039380407 | COMMON STOCK | 18,000 | $1,405,000 | thousands by filing date | |
| TOYOTA MOTOR CORP ADS | 892331307 | ADR | 11,869 | $1,391,000 | thousands by filing date | |
| INTELSAT S A | L5140P101 | COM | 519,148 | $1,388,000 | thousands by filing date | |
| ALICO INC | 016230104 | COM | 50,800 | $1,379,000 | thousands by filing date | |
| CHINA BIOLOGIC PRODUCTS INC | 16938C106 | COMM STK | 12,796 | $1,375,000 | thousands by filing date | |
| JINKOSOLAR HOLDING COMPANY,LIM | 47759T100 | SPONSORED ADR | 90,282 | $1,374,000 | thousands by filing date | |
| TALLGRASS ENERGY LP | 874696107 | CLASS A SHS | 51,103 | $1,371,000 | thousands by filing date | |
| KONA GRILL INC | 50047H201 | COM | 108,747 | $1,366,000 | thousands by filing date | |
| MARCHEX INC | 56624R108 | CMN | 514,679 | $1,363,000 | thousands by filing date | |
| PACIFIC MERCANTILE BANCORP | 694552100 | COM | 185,339 | $1,353,000 | thousands by filing date | |
| MANULIFE FINL CORP | 56501R106 | COM | 75,818 | $1,351,000 | thousands by filing date | |
| COUNTY BANCORP INC | 221907108 | COM | 49,942 | $1,345,000 | thousands by filing date | |
| INFINITY PHARMACEUTICALS INC | 45665G303 | COM | 989,060 | $1,335,000 | thousands by filing date | |
| WILLIAMS PARTNERS L P NEW | 96949L105 | COM UNIT LTD PAR | 34,730 | $1,321,000 | thousands by filing date | |
| BAOZUN INC ADR | 06684L103 | SPONSORED ADR | 109,312 | $1,319,000 | thousands by filing date | |
| MPLX LP | 55336V100 | COM UNIT REP LTD | 37,933 | $1,313,000 | thousands by filing date | |
| IMMUNE DESIGN CORP. | 45252L103 | Common Stock | 237,563 | $1,311,000 | thousands by filing date | |
| Real Estate Select Sector SPDR Fund | 81369Y860 | SHS | 42,234 | $1,299,000 | thousands by filing date | |
| VERACYTE INC COM | 92337F107 | Stock | 167,368 | $1,297,000 | thousands by filing date | |
| MYOVANT SCIENCES LTD | G637AM102 | COMMON STOCK-FO | 102,584 | $1,275,000 | thousands by filing date | |
| NOVAN INC | 66988N106 | COM | 47,184 | $1,274,000 | thousands by filing date | |
| ACELRX PHARMACEUTICALS INC | 00444T100 | COM | 487,777 | $1,268,000 | thousands by filing date | |
| XPLR INFRASTRUCTURE LP | 65341B106 | COM UNIT PART IN | 49,334 | $1,261,000 | thousands by filing date | |
| VINCE HLDG CORP | 92719W108 | COM | 307,811 | $1,245,000 | thousands by filing date | |
| REGULUS THERAPEUTICS INC | 75915K101 | COM | 551,941 | $1,240,000 | thousands by filing date | |
| PLDT INC SPONSORED ADR | 69344D408 | ADR | 44,904 | $1,237,000 | thousands by filing date | |
| AUTOHOME INC SP ADS RP CL A | 05278C107 | ADR | 48,781 | $1,234,000 | thousands by filing date | |
| BUCKEYE PARTNERS LP (BPL) | 118230101 | UNIT LTD PARTN | 18,563 | $1,228,000 | thousands by filing date | |
| IRIDEX CORP | 462684101 | COM | 86,809 | $1,219,000 | thousands by filing date | |
| iShares MSCI Frontier 100 | 464286145 | cs | 49,000 | $1,218,000 | thousands by filing date | |
| CHINA LODGING GROUP LTD | 16949N109 | SPONSORED ADR | 23,420 | $1,214,000 | thousands by filing date | |
| INTELLIA THERAPEUTICS INC | 45826J105 | COM | 92,355 | $1,211,000 | thousands by filing date | |
| MGM GROWTH PPTYS LLC | 55303A105 | CL A COM | 47,804 | $1,210,000 | thousands by filing date | |
| ARES CAPITAL CORP | 04010L103 | COM | 72,943 | $1,202,000 | thousands by filing date | |
| NUMEREX CORP -CL A | 67053A102 | CL A | 161,844 | $1,198,000 | thousands by filing date | |
| SELECTA BIOSCIENCES INC | 816212104 | COM | 69,665 | $1,195,000 | thousands by filing date | |
| WILLIS LEASE FINANCE CORP | 970646105 | COMMON STOCK | 46,509 | $1,190,000 | thousands by filing date | |
| TITAN PHARMACEUTICALS INC DE | 888314309 | COM NEW | 291,881 | $1,167,000 | thousands by filing date | |
| TPI Composites Inc | 87266J104 | Common Stock | 72,596 | $1,163,000 | thousands by filing date | |
| AUDENTES THERAPEUTICS INC. | 05070R104 | Common Stock | 62,980 | $1,151,000 | thousands by filing date | |
| WNS HOLDINGS LTD | 92932M101 | SPON ADR | 41,673 | $1,149,000 | thousands by filing date | |
| CIDARA THERAPEUTICS INC COM NEW | 171757107 | Stock | 109,830 | $1,142,000 | thousands by filing date | |
| AMERICAN SUPERCONDUCTOR CORP | 030111207 | SHS NEW | 152,965 | $1,127,000 | thousands by filing date | |
| MAMMOTH ENERGY SERVICES INC | 56155L108 | COM | 73,921 | $1,124,000 | thousands by filing date | |
| ZAFGEN INC | 98885E103 | COM | 352,963 | $1,122,000 | thousands by filing date | |
| TRINA SOLAR LIMITED | 89628E104 | SPON ADR | 119,982 | $1,116,000 | thousands by filing date | |
| NANTKWEST INC | 63016Q102 | COM | 193,451 | $1,105,000 | thousands by filing date | |
| TRANSENTERIX INC | 89366M201 | COM NEW | 849,678 | $1,104,000 | thousands by filing date | |
| RIGHTSIDE GROUP LTD | 76658B100 | COM | 131,119 | $1,083,000 | thousands by filing date | |
| NIAGEN BIOSCIENCE INC | 171077407 | COM NEW | 325,011 | $1,077,000 | thousands by filing date | |
| TUNIU CORP | 89977P106 | SPONSORED ADS | 122,806 | $1,075,000 | thousands by filing date | |
| Utilities Select Sector SPDR Fund | 81369Y886 | SHS | 22,096 | $1,073,000 | thousands by filing date | |
| APPTIO INC | 03835C108 | CL A | 57,241 | $1,061,000 | thousands by filing date | |
| AMERISOURCEBERGEN COR | 000307108 | COMMON | 146,377 | $1,060,000 | thousands by filing date | |
| RA PHARMACEUTICALS INC | 74933V108 | COM | 69,688 | $1,060,000 | thousands by filing date | |
| PROTEOSTASIS THERAPEUTICS IN | 74373B109 | COM | 86,471 | $1,059,000 | thousands by filing date | |
| CRITEO S A SPONS ADS | 226718104 | ADR | 25,568 | $1,050,000 | thousands by filing date | |
| ASTERIAS BIOTHERAPEUTICS INC | 04624N107 | COM SER A | 226,944 | $1,044,000 | thousands by filing date | |
| Vanguard Total World Stock ETF | 922042742 | SHS | 17,100 | $1,043,000 | thousands by filing date | |
| HENNESSY ADVISORS INC | 425885100 | COM | 32,740 | $1,040,000 | thousands by filing date | |
| FOSTER LB CO A | 350060109 | COMMON STOCK | 76,117 | $1,034,000 | thousands by filing date | |
| TTOO | 89853L104 | Stock | 195,138 | $1,027,000 | thousands by filing date | |
| BEONE MEDICINES LTD SPONSORED ADS | 07725L102 | ADR | 33,769 | $1,025,000 | thousands by filing date | |
| QUANTENNA COMMUNICATIONS INC | 74766D100 | COM | 56,336 | $1,022,000 | thousands by filing date | |
| CPI CARD GROUP INC | 12634H101 | COM | 243,960 | $1,012,000 | thousands by filing date | |
| BIT MINING LIMITED | 33829R100 | SPON ADR REP A | 65,103 | $998,000 | thousands by filing date | |
| TOWNSQUARE MEDIA INC | 892231101 | CL A | 95,460 | $992,000 | thousands by filing date | |
| FBR & CO | 30247C400 | COM NEW | 76,221 | $992,000 | thousands by filing date | |
| ROGERS COMMUNICATIONS INC CL B | 775109200 | Stock | 25,605 | $987,000 | thousands by filing date | |
| UNIQUE FABRICATING INC | 90915J103 | COM | 66,440 | $971,000 | thousands by filing date | |
| NLI HOLDINGS INC | 629156407 | COMMON STOCK | 118,785 | $968,000 | thousands by filing date | |
| UCP INC - CL A | 90265Y106 | Common Stock | 80,334 | $968,000 | thousands by filing date | |
| ONEOK PARTNERS LP LTD PARTN | 68268N103 | UNIT | 22,428 | $965,000 | thousands by filing date | |
| LIFEWAY FOODS INC | 531914109 | COMMON STOCK | 83,448 | $962,000 | thousands by filing date | |
| CHEETAH MOBILE INC SPONSORED ADS | 163075104 | ADR | 100,207 | $957,000 | thousands by filing date | |
| LUBYS CAFETERIAS INC COM | 549282101 | COM | 223,356 | $956,000 | thousands by filing date | |
| ISHARES TR | 464287234 | MSCI EMG MKT ETF | 27,001 | $945,000 | thousands by filing date | |
| LESAKA TECHNOLOGIES INC | 64107N206 | CMN | 81,713 | $939,000 | thousands by filing date | |
| WORKHORSE GROUP INC | 98138J206 | COM NEW | 132,260 | $934,000 | thousands by filing date | |
| Adverum Biotechnologies, Inc. | 00773U108 | Common Stock | 321,273 | $934,000 | thousands by filing date | |
| ISHARES MSCI BIC ETF | 464286657 | ETF | 29,114 | $928,000 | thousands by filing date | |
| GRAN TIERRA ENERGY INC | 38500T101 | COM | 306,985 | $928,000 | thousands by filing date | |
| VALHI INC NEW | 918905100 | COM | 267,049 | $924,000 | thousands by filing date | |
| FORTRESS BIOTECH INC | 34960Q109 | COM | 340,390 | $919,000 | thousands by filing date | |
| USA TRUCK INC | 902925106 | COM | 104,739 | $917,000 | thousands by filing date | |
| iShares Core MSCI EAFE ETF | 46432F842 | SHS | 17,018 | $914,000 | thousands by filing date | |
| LIBERTY TAX INC | 53128T102 | CL A | 68,215 | $913,000 | thousands by filing date | |
| CLEARSIDE BIOMEDICAL INC | 185063104 | COM | 102,278 | $911,000 | thousands by filing date | |
| TROVAGENE INC | 897238309 | COM | 432,910 | $910,000 | thousands by filing date | |
| AXSOME THERAPEUTICS INC. COM | 05464T104 | Stock | 134,688 | $908,000 | thousands by filing date | |
| MIRATI THERAPEUTICS INC | 60468T105 | COM | 190,179 | $905,000 | thousands by filing date | |
| NEOS THERAPEUTICS INC | 64052L106 | COM | 154,361 | $903,000 | thousands by filing date | |
| NCI INC-CLASS A | 62886K104 | COMMON STOCK | 64,343 | $898,000 | thousands by filing date | |
| COSAN LTD | G25343107 | SHS A | 117,039 | $880,000 | thousands by filing date | |
| ARGOS THERAPEUTICS INC | 040221103 | COM | 177,494 | $870,000 | thousands by filing date | |
| LIPOCINE INC NEW | 53630X104 | CMN | 236,055 | $867,000 | thousands by filing date | |
| GENIE ENERGY LTD | 372284208 | CL B | 150,152 | $863,000 | thousands by filing date | |
| BLUE BIRD CORP | 095306106 | COM | 55,111 | $852,000 | thousands by filing date | |
| RADIO ONE INC | 75040P405 | CL D NON VTG | 294,383 | $852,000 | thousands by filing date | |
| MOMO INC | 60879B107 | ADR | 46,260 | $850,000 | thousands by filing date | |
| SILVERCREST ASSET MANAGEME A | 828359109 | COMMON STOCK | 64,507 | $848,000 | thousands by filing date | |
| ALJ REGIONAL HOLDINGS INC | 001627108 | COM | 192,154 | $843,000 | thousands by filing date | |
| SENSEONICS HLDGS INC | 81727U105 | COM | 313,231 | $836,000 | thousands by filing date | |
| SALEM MEDIA GROUP INC CLASS A | 794093104 | COM | 133,495 | $836,000 | thousands by filing date | |
| TURNING PT BRANDS INC COM | 90041L105 | Stock | 68,160 | $834,000 | thousands by filing date | |
| VIVINT SOLAR INC. | 92854Q106 | Common Stock | 324,893 | $831,000 | thousands by filing date | |
| GLOBAL SOURCES LTD | G39300101 | ORD | 93,855 | $830,000 | thousands by filing date | |
| GLYCOMIMETICS INC | 38000Q102 | COM | 134,298 | $819,000 | thousands by filing date | |
| GRUPO TELEVISA S A B | 40049J206 | SPON ADR REP ORD | 39,145 | $818,000 | thousands by filing date | |
| DIMENSION THERAPEUTICS INC | 25433V105 | COM | 186,544 | $812,000 | thousands by filing date | |
| AGILE THERAPEUTICS INC | 00847L100 | COM | 142,442 | $811,000 | thousands by filing date | |
| CONSTELLIUM NV-CLASS A | N22035104 | CL A | 136,188 | $803,000 | thousands by filing date | |
| Vanguard Small-Cap ETF | 922908751 | SHS | 6,160 | $794,000 | thousands by filing date | |
| VIMPELCOM LTD | 92719A106 | SPONSORED ADR | 206,102 | $793,000 | thousands by filing date | |
| SUNOCO LOGISTICS PRTNRS L P | 86764L108 | COM UNITS | 32,957 | $792,000 | thousands by filing date | |
| Vanguard Long-Term Corporate Bond ETF | 92206C813 | SHS | 8,854 | $791,000 | thousands by filing date | |
| MITEL NETWORKS CORP | 60671Q104 | COM | 115,176 | $784,000 | thousands by filing date | |
| GLOBAL WATER RESOURCES INC | 379463102 | COMMON STOCK | 85,241 | $776,000 | thousands by filing date | |
| FOGO DE CHAO INC | 344177100 | COM | 53,951 | $775,000 | thousands by filing date | |
| NANTHEALTH INC | 630104107 | CMN | 77,671 | $772,000 | thousands by filing date | |
| RESOLUTE FOREST PRODUCTS | 76117W109 | COMMON STOCK | 141,451 | $759,000 | thousands by filing date | |
| APTEVO THERAPEUTICS INC | 03835L108 | COM | 305,739 | $745,000 | thousands by filing date | |
| COGINT INC | 19241Q101 | COM | 215,777 | $745,000 | thousands by filing date | |
| ENBRIDGE ENERGY PARTNERS L P | 29250R106 | Domestic Common | 28,956 | $738,000 | thousands by filing date | |
| TERNIUM SA | 880890108 | SPONSORED ADS | 30,516 | $737,000 | thousands by filing date | |
| COCA-COLA FEMSA SAB DE CV SPONS ADS REP | 191241108 | ADR | 11,543 | $732,000 | thousands by filing date | |
| CORVUS PHARMACEUTICALS INC | 221015100 | COM | 51,259 | $732,000 | thousands by filing date | |
| OVASCIENCE INC | 69014Q101 | COM | 480,744 | $731,000 | thousands by filing date | |
| FLEX PHARMA INC | 33938A105 | COM | 137,777 | $730,000 | thousands by filing date | |
| SYNTHETIC BIOLOGICS INC | 87164U102 | COM | 954,323 | $727,000 | thousands by filing date | |
| China Yuchai Intl Ltd | G21082105 | COM | 52,071 | $719,000 | thousands by filing date | |
| MEDLEY MANAGEMENT INC | 58503T106 | EQUITY | 72,283 | $717,000 | thousands by filing date | |
| GAIA INC NEW | 36269P104 | CL A | 82,659 | $716,000 | thousands by filing date | |
| CNOOC LIMITED | 126132109 | SPONSORED ADR | 5,758 | $714,000 | thousands by filing date | |
| AGROFRESH SOLUTIONS INC | 00856G109 | COM | 269,561 | $714,000 | thousands by filing date | |
| TACTILE SYSTEMS TECHNOLOGY I | 87357P100 | COMMON STOCK | 43,130 | $712,000 | thousands by filing date | |
| GREENE COUNTY BANCORP INC | 394357107 | COMMON STOCK | 31,106 | $712,000 | thousands by filing date | |
| SPDR SSgA Multi-Asset Real Return ETF | 78467V103 | SHS | 28,857 | $704,000 | thousands by filing date | |
| BCE INC COM NEW | 05534B760 | Stock | 16,276 | $704,000 | thousands by filing date | |
| CHINA TELECOM CORP LTD | 169426103 | SPON ADR H SHS | 15,153 | $700,000 | thousands by filing date | |
| HIMAX TECHNOLOGIES INC SPONSORED ADR | 43289P106 | ADR | 114,302 | $689,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC | 026874156 | *W EXP 01/19/202 | 29,240 | $687,000 | thousands by filing date | |
| HOLLYSYS AUTOMATION TCHNGY L | G45667105 | SHS | 36,922 | $676,000 | thousands by filing date | |
| NOODLES & CO | 65540B105 | COM CL A | 163,792 | $675,000 | thousands by filing date | |
| NQ MOBILE INC | 64118U108 | ADR REPR CL A | 210,044 | $675,000 | thousands by filing date | |
| MAKEMYTRIP LIMITED MAURITIUS SHS | V5633W109 | Stock | 30,030 | $667,000 | thousands by filing date | |
| ISHARES TR | 464287440 | 7-10 YR TRSY BD | 6,303 | $661,000 | thousands by filing date | |
| CAMBIUM LEARNING GRP INC COM | 13201A107 | COM | 132,689 | $661,000 | thousands by filing date | |
| AIX INC | 30712A103 | SPONSORED ADS | 79,583 | $659,000 | thousands by filing date | |
| FUELCELL ENERGY INC | 35952H502 | COM NEW | 373,985 | $655,000 | thousands by filing date | |
| GULF IS FABRICATION INC | 402307102 | COM | 54,942 | $654,000 | thousands by filing date | |
| SECUREWORKS CORP | 81374A105 | CL A | 61,410 | $649,000 | thousands by filing date | |
| FIFTH STR ASSET MGMT INC | 31679P109 | CL A COM | 95,801 | $641,000 | thousands by filing date | |
| GOLD FIELDS LTD SPONSORED ADR | 38059T106 | ADR | 207,603 | $623,000 | thousands by filing date | |
| PROVIDENT BANCORP INC | 74383X109 | COM | 34,818 | $621,000 | thousands by filing date | |
| AVINGER INC | 053734109 | COM | 167,897 | $619,000 | thousands by filing date | |
| TABULA RASA HEALTHCARE INC | 873379101 | COMMON STOCK | 40,844 | $611,000 | thousands by filing date | |
| ADVANCED ACCELERATOR APPLIC SPONSORED ADS | 00790T100 | ADR | 22,740 | $608,000 | thousands by filing date | |
| TORONTO DOMINION BK ONT COM NEW | 891160509 | Stock | 12,256 | $604,000 | thousands by filing date | |
| CENTENNIAL RESOURCE DEV INC | 15136A102 | CL A | 30,600 | $604,000 | thousands by filing date | |
| EQM MIDSTREAM PARTNERS LP | 26885B100 | UNIT LTD PARTN | 7,868 | $603,000 | thousands by filing date | |
| SYNERON MEDICAL LTD | M87245102 | ORD | 71,591 | $602,000 | thousands by filing date | |
| QIWI PLC | 74735M108 | SPON ADR REP B | 46,495 | $594,000 | thousands by filing date | |
| Ampio Pharmaceuticals | 03209T109 | COM | 653,270 | $588,000 | thousands by filing date | |
| JA SOLAR HOLDINGS CO LTD | 466090206 | SPON ADR REP5ORD | 118,929 | $566,000 | thousands by filing date | |
| SYROS PHARMACEUTICALS INC | 87184Q107 | COM | 45,447 | $554,000 | thousands by filing date | |
| MERCER INTL INC | 588056101 | COM | 51,954 | $553,000 | thousands by filing date | |
| CDI CORP | 125071100 | COM | 74,642 | $552,000 | thousands by filing date | |
| PATRIOT NATL INC | 70338T102 | COM | 117,190 | $544,000 | thousands by filing date | |
| SEARS HOMETOWN & OUTLET STOR | 812362101 | COM | 115,327 | $543,000 | thousands by filing date | |
| AXIA ENERGIA SA | 15234Q207 | SPONSORED ADR | 76,838 | $534,000 | thousands by filing date | |
| GENESIS ENERGY L.P. | 371927104 | UNIT LTD PARTN | 14,169 | $510,000 | thousands by filing date | |
| TURKCELL ILETISIM SPON ADR NEW | 900111204 | ADR | 73,805 | $509,000 | thousands by filing date | |
| WESTERN GAS PARTNERS LP | 958254104 | COM UNIT LP IN | 8,653 | $508,000 | thousands by filing date | |
| AMARIN CORP PLC | 023111206 | SPONS ADR NEW | 164,417 | $506,000 | thousands by filing date | |
| OPEN TEXT CORP COM | 683715106 | Stock | 8,100 | $501,000 | thousands by filing date | |
| GRUPO AEROPORTUARIO DEL CENT | 400501102 | SPON ADR | 14,433 | $499,000 | thousands by filing date | |
| Tandem Diabetes Care, Inc. | 875372104 | COM | 232,147 | $499,000 | thousands by filing date | |
| SOLAREDGE TECHNOLOGIES INC | 83417M104 | COM | 40,100 | $497,000 | thousands by filing date | |
| WPP PLC NEW ADR | 92937A102 | ADR | 4,474 | $495,000 | thousands by filing date | |
| WESTPAC BANKING CORP | 961214301 | SPONSORED ADR | 20,949 | $492,000 | thousands by filing date | |
| IRADIMED CORP | 46266A109 | COMMON STOCK | 44,301 | $492,000 | thousands by filing date | |
| DCP MIDSTREAM LP | 23311P100 | COM UT LTD PTN | 12,659 | $486,000 | thousands by filing date | |
| MANCHESTER UTD PLC NEW | G5784H106 | CMN | 34,025 | $485,000 | thousands by filing date | |
| TESORO LOGISTICS LP | 88160T107 | COM UNIT LP | 9,468 | $481,000 | thousands by filing date | |
| EHI CAR SVCS LTD | 26853A100 | SPON ADS CL A | 52,500 | $476,000 | thousands by filing date | |
| CHINA MOBILE LIMITED | 16941M109 | SPONSORED ADR | 8,924 | $468,000 | thousands by filing date | |
| NEXEO SOLUTIONS INC | 65342H102 | COM SHS | 50,100 | $467,000 | thousands by filing date | |
| TSAKOS ENERGY NAVIGATION LTD | G9108L108 | SHS | 97,858 | $459,000 | thousands by filing date | |
| NICE LTD SPONSORED ADR | 653656108 | ADR | 6,625 | $456,000 | thousands by filing date | |
| NUSTAR ENERGY LP | 67058H102 | UNIT COM | 9,158 | $456,000 | thousands by filing date | |
| AMERIGAS PARTNERS MLP | 030975106 | COM | 9,425 | $452,000 | thousands by filing date | |
| FLY LEASING LTD | 34407D109 | SPONSORED ADR | 33,992 | $451,000 | thousands by filing date | |
| EMBOTELLADORA ANDINA S A | 29081P303 | SPON ADR B | 19,960 | $449,000 | thousands by filing date | |
| ISHARES TR | 464287101 | S&P 100 ETF | 4,527 | $448,000 | thousands by filing date | |
| CHIPMOS TECHNOLOGIES INC SPONSORED ADR | 16965P103 | ADR | 31,607 | $446,000 | thousands by filing date | |
| ANTHERA PHARMACEUTCLS INC | 03674U201 | Common equity shares | 681,886 | $445,000 | thousands by filing date | |
| KONGZHONG CORP | 50047P104 | CMN | 63,800 | $443,000 | thousands by filing date | |
| GRUPO FINANCIERO GALICIA | 399909100 | SPONSORED ADR | 16,334 | $440,000 | thousands by filing date | |
| BRITISH AMERN TOB PLC SPONSORED ADR | 110448107 | ADR | 3,794 | $428,000 | thousands by filing date | |
| TELUS CORPORATION COM | 87971M103 | Stock | 13,403 | $427,000 | thousands by filing date | |
| BANCO MACRO S A | 05961W105 | SPON ADR B | 6,604 | $425,000 | thousands by filing date | |
| SYNDAX PHARMACEUTICALS INC | 87164F105 | COM | 58,921 | $422,000 | thousands by filing date | |
| COLUCID PHARMACEUTICALS INC | 19716T101 | COM | 11,600 | $422,000 | thousands by filing date | |
| VTV THERAPEUTICS INC CL A | 918385105 | Stock | 85,938 | $415,000 | thousands by filing date | |
| SECOND SIGHT MED PRODS INC | 81362J100 | COM | 209,568 | $412,000 | thousands by filing date | |
| POWER SOLUTIONS INTERNATIONA | 73933G202 | COMMON STOCK | 54,404 | $410,000 | thousands by filing date | |
| HONDA MOTOR CO LTD ADR ECH CNV IN 3 | 438128308 | ADR | 13,750 | $401,000 | thousands by filing date | |
| RENREN INC | 759892102 | SPONSORED ADR | 249,237 | $395,000 | thousands by filing date | |
| CORINDUS VASCULAR ROBOTICS I | 218730109 | COM | 566,932 | $395,000 | thousands by filing date | |
| KADMON HLDGS INC | 48283N106 | COM | 72,514 | $389,000 | thousands by filing date | |
| CANON INC-ADR | 138006309 | SPONSORED ADR | 13,787 | $388,000 | thousands by filing date | |
| TC PIPELINES LP | 87233Q108 | UT COM LTD PRT | 6,507 | $383,000 | thousands by filing date | |
| RELX NV | 75955B102 | SPONSORED ADR | 22,815 | $383,000 | thousands by filing date | |
| TCP CAP CORP | 87238Q103 | COM | 22,600 | $382,000 | thousands by filing date | |
| SHELL MIDSTREAM PARTNERS L P | 822634101 | UNIT LTD INT | 13,110 | $381,000 | thousands by filing date | |
| Spectra Energy Partners | 84756N109 | COM | 8,290 | $380,000 | thousands by filing date | |
| EARTHSTONE ENERGY INC | 27032D205 | COM | 27,185 | $372,000 | thousands by filing date | |
| CYTRX CORP | 232828509 | COM PAR $.001 | 973,699 | $363,000 | thousands by filing date | |
| Vanguard FTSE Pacific ETF | 922042866 | SHS | 6,150 | $358,000 | thousands by filing date | |
| ENLINK MIDSTREAM PARTNERS LP | 29336U107 | COM UNIT REP LTD | 19,422 | $358,000 | thousands by filing date | |
| SANDRIDGE ENERGY INC | 80007P869 | COM NEW | 15,200 | $357,000 | thousands by filing date | |
| EIGER BIOPHARMACEUTICALS INC | 28249U105 | COM | 30,500 | $356,000 | thousands by filing date | |
| Xunlei Ltd-Adr | 98419E108 | COM | 91,813 | $355,000 | thousands by filing date | |
| VINA CONCHA Y TORO S A | 927191106 | SPONSORED ADR | 10,792 | $349,000 | thousands by filing date | |
| HOSTESS BRANDS INC | 44109J106 | COMMON STOCK | 26,500 | $344,000 | thousands by filing date | |
| CHINA DISTANCE ED HLDGS LTD | 16944W104 | SPONS ADR | 30,671 | $343,000 | thousands by filing date | |
| ORIX CORP SPONSORED ADR | 686330101 | ADR | 4,386 | $341,000 | thousands by filing date | |
| SANOFI SA SPONSORED ADR | 80105N105 | ADR | 8,409 | $340,000 | thousands by filing date | |
| NATIONAL GRID PLC | 636274300 | SPONSORED ADR NE | 5,809 | $339,000 | thousands by filing date | |
| HUANENG PWR INTL INC | 443304100 | SPON ADR H SHS | 12,934 | $336,000 | thousands by filing date | |
| NTT DOCOMO INC | 62942M201 | SPONS ADR | 14,495 | $330,000 | thousands by filing date | |
| QUANTUM CORP | 747906204 | COM DSSG | 394,377 | $329,000 | thousands by filing date | |
| YPF SOCIEDAD ANONIMA | 984245100 | SPON ADR CL D | 19,815 | $327,000 | thousands by filing date | |
| HERCULES CAPITAL INC | 427096508 | COM | 22,793 | $322,000 | thousands by filing date | |
| GRUPO FINANCIERO SANTANDER | 40053C105 | COMMON STOCK-FO | 44,599 | $321,000 | thousands by filing date | |
| ROYAL DUTCH SHELL PLC SPN ADR | 780259206 | SPONS ADR A | 5,872 | $319,000 | thousands by filing date | |
| Vanguard Short-Term Bond ETF | 921937827 | SHS | 4,000 | $318,000 | thousands by filing date | |
| AVADEL PHARMACEUTICALS, PLC | 05337M104 | COMMON STOCK-FO | 30,401 | $316,000 | thousands by filing date | |
| NOVO-NORDISK A S ADR | 670100205 | ADR | 8,671 | $311,000 | thousands by filing date | |
| ZHAOPIN LTD-SPONSORED ADR | 98954L103 | ADR | 20,600 | $311,000 | thousands by filing date | |
| XINYUAN REAL ESTATE CO LTD | 98417P105 | SPONS ADR | 61,600 | $305,000 | thousands by filing date | |
| OBALON THERAPEUTICS INC | 67424L100 | COM | 34,073 | $302,000 | thousands by filing date | |
| BARCLAYS PLC ADR | 06738E204 | ADR | 27,411 | $301,000 | thousands by filing date | |
| BOARDWALK PIPELINE PARTNERS | 096627104 | UT LTD PARTNER | 17,268 | $300,000 | thousands by filing date | |
| Phillips 66 Partners LP | 718549207 | COM UNIT REP INT | 6,150 | $299,000 | thousands by filing date | |
| UNILEVER PLC | 904767704 | SPON ADR NEW | 7,226 | $295,000 | thousands by filing date | |
| KONINKLIJKE PHILIPS N V NY REGIS SHS NEW | 500472303 | ADR | 9,573 | $293,000 | thousands by filing date | |
| TELECOM ARGENTINA SA | 879273209 | SPON ADR REP B | 16,102 | $293,000 | thousands by filing date | |
| CHINA LIFE INSURANCE CO-ADR | 16939P106 | SPON ADR REP H | 22,407 | $289,000 | thousands by filing date | |
| PRUDENTIAL PLC ADR | 74435K204 | ADR | 7,206 | $287,000 | thousands by filing date | |
| FRESENIUS MEDICAL CARE AG SPONSORED ADR | 358029106 | ADR | 6,694 | $283,000 | thousands by filing date | |
| TOTALENERGIES SE | 89151E109 | SPONSORED ADS | 5,488 | $279,000 | thousands by filing date | |
| PHOENIX NEW MEDIA LTD | 71910C103 | SPONSORED ADR | 87,504 | $275,000 | thousands by filing date | |
| GALENA BIOPHARMA INC COM NEW | 363256504 | Stock | 142,766 | $274,000 | thousands by filing date | |
| ERIN ENERGY CORP COM | 295625107 | Stock | 88,947 | $272,000 | thousands by filing date | |
| CELLCOM ISRAEL LTD | M2196U109 | SHS | 34,102 | $270,000 | thousands by filing date | |
| ANTERO MIDSTREAM LP | 03673L103 | Limited Partnership | 8,652 | $267,000 | thousands by filing date | |
| UNILEVER N V | 904784709 | N Y SHS NEW | 6,507 | $266,000 | thousands by filing date | |
| ADAPTIMMUNE THERAPEUTICS PLC | 00653A107 | SPONDS ADR | 65,800 | $266,000 | thousands by filing date | |
| Schwab US REIT ETF | 808524847 | SHS | 6,450 | $265,000 | thousands by filing date | |
| AGNICO EAGLE MINES LTD COM | 008474108 | Stock | 6,200 | $260,000 | thousands by filing date | |
| TALLGRASS ENERGY PARTNERS LP | 874697105 | COM UNIT | 5,452 | $259,000 | thousands by filing date | |
| NGL ENERGY PARTNERS LP | 62913M107 | COM UNIT REPST | 12,014 | $252,000 | thousands by filing date | |
| SUBURBAN PROPANE PARTNERS L.P. | 864482104 | COM | 8,360 | $251,000 | thousands by filing date | |
| SINOVAC BIOTECH LTD | P8696W104 | SHS | 42,325 | $250,000 | thousands by filing date | |
| ALUMINUM CORP CHINA LTD | 022276109 | SPON ADR H SHS | 24,421 | $249,000 | thousands by filing date | |
| TRINITY BIOTECH PLC | 896438306 | SPON ADR NEW | 35,553 | $246,000 | thousands by filing date | |
| VIDEOCON D2H LTD | 92657J101 | ADR | 29,451 | $245,000 | thousands by filing date | |
| ACHAOGEN INC | 004449104 | COM | 18,600 | $242,000 | thousands by filing date | |
| SUNOPTA INC | 8676EP108 | COM | 34,134 | $241,000 | thousands by filing date | |
| James Hardie Industries PLC | 47030M106 | Depositary Receipt | 15,062 | $240,000 | thousands by filing date | |
| GILDAN ACTIVEWEAR INC COM | 375916103 | Stock | 9,409 | $239,000 | thousands by filing date | |
| MAGNACHIP SEMICONDUCTOR CORP | 55933J203 | CMN | 38,616 | $239,000 | thousands by filing date | |
| CANADIAN SOLAR INC | 136635109 | COM | 18,931 | $230,000 | thousands by filing date | |
| Western Midstream Partners | 95825r103 | COM | 5,369 | $227,000 | thousands by filing date | |
| KYOCERA CORP -SPONS ADR | 501556203 | COM | 4,421 | $220,000 | thousands by filing date | |
| AEGEAN MARINE PETROLEUM NETW | Y0017S102 | SHS | 21,708 | $220,000 | thousands by filing date | |
| NOMURA HLDGS INC SPONSORED ADR | 65535H208 | ADR | 36,279 | $214,000 | thousands by filing date | |
| DIANA SHIPPING INC | Y2066G104 | COM | 68,980 | $208,000 | thousands by filing date | |
| ING GROEP N.V. SPONSORED ADR | 456837103 | ADR | 14,480 | $204,000 | thousands by filing date | |
| InterContinental Hotels | 45857p608 | CS | 4,518 | $201,000 | thousands by filing date | |
| TRAVELCENTERS OF AMERICA LLC | 894174101 | COM | 27,386 | $194,000 | thousands by filing date | |
| CERAGON NETWORKS LTD ORD | M22013102 | Stock | 73,409 | $193,000 | thousands by filing date | |
| BLACK STONE MINERALS L P | 09225M101 | COM UNIT | 10,136 | $190,000 | thousands by filing date | |
| CIBER INC | 17163B102 | COM | 302,992 | $190,000 | thousands by filing date | |
| AQUINOX PHARMACEUTICALS INC | 03842B101 | COM | 11,400 | $188,000 | thousands by filing date | |
| ARBOR REALTY TRUST INC | 038923108 | COM | 25,000 | $186,000 | thousands by filing date | |
| BLACKBERRY LTD COM | 09228F103 | Stock | 26,952 | $186,000 | thousands by filing date | |
| NOVADAQ TECHNOLOGIES INC COMMON | 66987G102 | COM | 26,164 | $186,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001628280-17-001039 | this filing | 2017-02-09 | acceptance time not in the bulk data set |