13F-HR/A filed by Elite Wealth Management, Inc.
Elite Wealth Management, Inc. filed this 13F-HR/A for the quarter ended 2013-09-30, filed 2016-11-23, with 454 holding rows worth $113,465,000.
- Accession
- 0001622757-16-000024
- Filer
- CIK 1622757
- Filed
- 2016-11-23
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2013
A holdings report, amendment of type restatement, 454 entries on the cover page, a total value of $113,465,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $113,465,000 with VALUE read as thousands by filing date, 13F file number 028-17534. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| SPY | 78462F103 | SHS | 128,248 | $21,547,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 517,342 | $11,858,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 144,468 | $4,808,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 8,327 | $3,970,000 | thousands by filing date | |
| Pfizer Inc. | 717081103 | COM | 119,080 | $3,421,000 | thousands by filing date | |
| Coca-Cola Company | 191216100 | COM | 69,182 | $2,621,000 | thousands by filing date | |
| FORD MTR CO COM | 345370860 | Stock | 128,339 | $2,165,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q866 | ALERIAN MLP | 116,327 | $2,046,000 | thousands by filing date | |
| NATIONAL OILWELL VARCO INC | 637071101 | COM | 24,783 | $1,936,000 | thousands by filing date | |
| UNITED TECHNOLOGIES CORP | 913017109 | COM | 17,895 | $1,929,000 | thousands by filing date | |
| Texas Instruments Incorporated | 882508104 | COM | 45,042 | $1,815,000 | thousands by filing date | |
| ANADARKO PETROLEUM CORP | 032511107 | COM | 18,868 | $1,755,000 | thousands by filing date | |
| ALLSTATE CORP COM | 020002101 | Stock | 33,367 | $1,687,000 | thousands by filing date | |
| EMERSON ELEC CO COM | 291011104 | Stock | 25,075 | $1,622,000 | thousands by filing date | |
| Abbott Laboratories | 002824100 | COM | 47,869 | $1,589,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 39,616 | $1,340,000 | thousands by filing date | |
| iShares Silver Trust | 46428Q109 | COM | 59,555 | $1,245,000 | thousands by filing date | |
| SPRINT CORP | 85207U105 | COM SER 1 | 179,340 | $1,115,000 | thousands by filing date | |
| McDonalds Corporation | 580135101 | COM | 10,568 | $1,017,000 | thousands by filing date | |
| Comcast Corp | 20030N101 | COM | 22,465 | $1,014,000 | thousands by filing date | |
| UNITED STATES OIL FUND LP | 91232N108 | UNITS | 25,997 | $958,000 | thousands by filing date | |
| KIMBERLY-CLARK CORP COM | 494368103 | Stock | 9,849 | $928,000 | thousands by filing date | |
| PPL CORP COM | 69351T106 | Stock | 29,855 | $907,000 | thousands by filing date | |
| AMEREN CORP COM | 023608102 | Stock | 25,798 | $899,000 | thousands by filing date | |
| COLGATE PALMOLIVE CO COM | 194162103 | Stock | 15,072 | $894,000 | thousands by filing date | |
| Walmart Inc. | 931142103 | COM | 12,080 | $893,000 | thousands by filing date | |
| Chubb Corporation | 171232101 | Equity | 9,885 | $882,000 | thousands by filing date | |
| CINCINNATI FINL CORP COM | 172062101 | Stock | 18,587 | $877,000 | thousands by filing date | |
| CONAGRA FOODS INC | 205887102 | COM | 28,838 | $875,000 | thousands by filing date | |
| WELLTOWER INC | 42217K106 | COM | 13,762 | $858,000 | thousands by filing date | |
| CMS ENERGY CORP COM | 125896100 | Stock | 32,551 | $857,000 | thousands by filing date | |
| LAKELAND FINL CORP | 511656100 | COM | 26,000 | $849,000 | thousands by filing date | |
| GENERAL MILLS INC COM | 370334104 | Stock | 17,202 | $824,000 | thousands by filing date | |
| SYSCOCORP | 871829107 | COM | 25,798 | $821,000 | thousands by filing date | |
| BEMIS INC | 081437105 | COM | 20,953 | $817,000 | thousands by filing date | |
| DARDEN RESTAURANTS INC COM | 237194105 | Stock | 17,586 | $814,000 | thousands by filing date | |
| DR PEPPER SNAPPLE GROUP INC | 26138E109 | COM | 18,117 | $812,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 916 | $802,000 | thousands by filing date | |
| KELLANOVA | 487836108 | COM | 13,513 | $794,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 8,133 | $700,000 | thousands by filing date | |
| GENERAL MTRS CO COM | 37045V100 | Stock | 18,000 | $647,000 | thousands by filing date | |
| AMERICAN ELEC PWR CO INC COM | 025537101 | Stock | 13,846 | $600,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y407 | SBI CONS DISCR | 9,694 | $588,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y704 | INDL | 12,551 | $582,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y100 | SBI MATERIALS | 13,792 | $579,000 | thousands by filing date | |
| ALLIANCEBERNSTEIN GLOBAL HIG | 01879R106 | COM | 38,000 | $571,000 | thousands by filing date | |
| Philip Morris International Inc. | 718172109 | COM | 6,271 | $543,000 | thousands by filing date | |
| International Business Machines Corporation | 459200101 | COM | 2,862 | $530,000 | thousands by filing date | |
| NORDSTROM INC | 655664100 | COM | 8,523 | $479,000 | thousands by filing date | |
| Amazon.com, Inc | 023135106 | COM | 1,229 | $384,000 | thousands by filing date | |
| GAMCO GLOBAL GOLD NAT RES & | 36465A109 | COM SH BEN INT | 35,000 | $370,000 | thousands by filing date | |
| NIKE,Inc. Class B | 654106103 | COM | 4,811 | $350,000 | thousands by filing date | |
| Chevron Corporation | 166764100 | COM | 2,820 | $343,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION | 74348T102 | COM | 30,000 | $335,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 3,738 | $324,000 | thousands by filing date | |
| GENERAL ELEC CO | 369604103 | COM | 12,689 | $303,000 | thousands by filing date | |
| RITEAID CORP | 767754104 | COM | 63,760 | $303,000 | thousands by filing date | |
| DU PONT E I DE NEMOURS & CO | 263534109 | COM | 5,112 | $299,000 | thousands by filing date | |
| BROADCOM CORP | 111320107 | CL A | 11,404 | $297,000 | thousands by filing date | |
| Dow Chemical Company | 260543103 | COM | 7,556 | $290,000 | thousands by filing date | |
| Starbucks Corporation | 855244109 | COM | 3,673 | $283,000 | thousands by filing date | |
| Berkshire Hathaway Inc | 084670702 | COM | 2,444 | $277,000 | thousands by filing date | |
| Goldman Sachs Group,Inc. | 38141G104 | COM | 1,696 | $268,000 | thousands by filing date | |
| Boeing Company | 097023105 | COM | 2,231 | $262,000 | thousands by filing date | |
| Oracle Corporation | 68389X105 | COM | 7,630 | $253,000 | thousands by filing date | |
| Procter & Gamble Co | 742718109 | COM | 3,337 | $252,000 | thousands by filing date | |
| Verizon Communications Inc | 92343V104 | COM | 4,902 | $229,000 | thousands by filing date | |
| iShares Short Treasury Bond ETF | 464288679 | SHS | 2,053 | $226,000 | thousands by filing date | |
| META PLATFORMS INC CL A | 30303M102 | COM | 4,506 | $226,000 | thousands by filing date | |
| T. ROWE PRICE RETIREMENT 2020 | 74149P200 | NTF EQUITY FUNDS | 10,992 | $219,000 | thousands by filing date | |
| ISHARES INC MSCI BRAZIL ETF | 464286400 | MSCI BRAZIL ETF | 4,559 | $218,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DELAWARE | 531229102 | CL A | 1,441 | $212,000 | thousands by filing date | |
| ISHARES TR | 464287184 | CHINA LG-CAP ETF | 5,667 | $210,000 | thousands by filing date | |
| ISIS PHARMACEUTICALS INC | 464330109 | COM | 5,600 | $210,000 | thousands by filing date | |
| Visa Inc | 92826C839 | COM | 1,091 | $208,000 | thousands by filing date | |
| ISHARES INC MSCI STH KOR ETF | 464286772 | MSCI STH KOR ETF | 3,330 | $205,000 | thousands by filing date | |
| Costco Wholesale Corporation | 22160K105 | COM | 1,756 | $202,000 | thousands by filing date | |
| Altria Group Inc | 02209S103 | COM | 5,792 | $199,000 | thousands by filing date | |
| Schlumberger Limited | 806857108 | COM | 2,198 | $194,000 | thousands by filing date | |
| CRAFT BREW ALLIANCE INC | 224122101 | COM | 14,087 | $189,000 | thousands by filing date | |
| NORTHWEST NATURAL GAS CO | 667655104 | COM | 4,486 | $188,000 | thousands by filing date | |
| Qualcomm Incorporated | 747525103 | COM | 2,759 | $186,000 | thousands by filing date | |
| BERKSHIRE HATHAWAY INC DEL | 084670108 | CL A | 1 | $170,000 | thousands by filing date | |
| Tesla Motors, Inc | 88160R101 | COM | 860 | $166,000 | thousands by filing date | |
| REALTY INCOME CORP COM | 756109104 | REIT | 4,000 | $159,000 | thousands by filing date | |
| PRECISION CASTPARTS CORP | 740189105 | COM | 700 | $159,000 | thousands by filing date | |
| KEYCORP COM | 493267108 | Stock | 13,670 | $156,000 | thousands by filing date | |
| CELGENE CORP | 151020104 | COM | 1,000 | $154,000 | thousands by filing date | |
| AFLAC INC COM | 001055102 | Stock | 2,354 | $146,000 | thousands by filing date | |
| NOVARTIS AG SPONSORED ADR | 66987V109 | ADR | 1,890 | $145,000 | thousands by filing date | |
| Duke Energy Corporation | 26441C204 | COM | 2,127 | $142,000 | thousands by filing date | |
| VERISIGN INC COM | 92343E102 | Stock | 2,799 | $142,000 | thousands by filing date | |
| American Tower Corporation | 03027X100 | COM | 1,891 | $140,000 | thousands by filing date | |
| KINDER MORGAN MANAGEMENT LLC | 49455U100 | SHS | 1,853 | $139,000 | thousands by filing date | |
| Walt Disney Co | 254687106 | COM | 2,132 | $137,000 | thousands by filing date | |
| EBAY INC. COM | 278642103 | Stock | 2,428 | $135,000 | thousands by filing date | |
| GROWTH FD OF AMER CL -A | 399874106 | MFD | 3,219 | $135,000 | thousands by filing date | |
| ROWAN COMPANIES PLC | G7665A101 | SHS CL A | 3,646 | $134,000 | thousands by filing date | |
| LEUCADIA NATL CORP | 527288104 | COM | 4,934 | $134,000 | thousands by filing date | |
| Caterpillar Inc. | 149123101 | COM | 1,583 | $132,000 | thousands by filing date | |
| QUANTA SVCS INC | 74762E102 | COM | 4,810 | $132,000 | thousands by filing date | |
| Vanguard Mega Cap Growth ETF | 921910816 | SHS | 2,000 | $131,000 | thousands by filing date | |
| United Parcel Service,Inc. Class B | 911312106 | COM | 1,407 | $129,000 | thousands by filing date | |
| HOST HOTELS & RESORTS INC COM | 44107P104 | REIT | 7,067 | $125,000 | thousands by filing date | |
| RANGE RES CORP COM | 75281A109 | Stock | 1,630 | $124,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 2,388 | $123,000 | thousands by filing date | |
| Prologis,Inc. | 74340W103 | COM | 3,277 | $123,000 | thousands by filing date | |
| RED HAT INC | 756577102 | COM | 2,657 | $123,000 | thousands by filing date | |
| CAMERON INTERNATIONAL CORP | 13342B105 | COM | 2,065 | $121,000 | thousands by filing date | |
| PULTE GROUP INC COM | 745867101 | Stock | 7,168 | $118,000 | thousands by filing date | |
| DOMINION ENERGY INC COM | 25746U109 | Stock | 1,875 | $117,000 | thousands by filing date | |
| ENSCO PLC | G3157S106 | SHS CLASS A | 2,184 | $117,000 | thousands by filing date | |
| Wells Fargo & Company | 949746101 | COM | 2,799 | $116,000 | thousands by filing date | |
| VENTAS INC COM | 92276F100 | REIT | 1,871 | $115,000 | thousands by filing date | |
| GLAXOSMITHKLINE PLC-ADR | 37733W105 | SPONSORED ADR | 2,232 | $112,000 | thousands by filing date | |
| VANGUARD STAR FD | 921909792 | VNGRD TIS SGNL | 3,386 | $109,000 | thousands by filing date | |
| BHP BILLITON LIMITED SPONSORED ADS | 088606108 | ADR | 1,600 | $106,000 | thousands by filing date | |
| ISHARES TR | 464287556 | ISHARES BIOTECH | 494 | $104,000 | thousands by filing date | |
| PepsiCo,Inc. | 713448108 | COM | 1,238 | $98,000 | thousands by filing date | |
| EMERGENT BIOSOLUTIONS INC | 29089Q105 | COM | 5,055 | $96,000 | thousands by filing date | |
| NEW AMERICA HIGH INCOME FUND I | 641876800 | COM NEW | 10,054 | $96,000 | thousands by filing date | |
| PIMCO MUN INCOME FD II | 72200W106 | COM | 8,500 | $94,000 | thousands by filing date | |
| Mondelez International,Inc. Class A | 609207105 | COM | 2,961 | $93,000 | thousands by filing date | |
| AGRIUM INC | 008916108 | COM | 1,100 | $92,000 | thousands by filing date | |
| SANOFI SA SPONSORED ADR | 80105N105 | ADR | 1,794 | $91,000 | thousands by filing date | |
| Amgen Inc. | 031162100 | COM | 800 | $90,000 | thousands by filing date | |
| Eli Lilly and Company | 532457108 | COM | 1,790 | $90,000 | thousands by filing date | |
| Vaneck Vectors Gold Miners ETF | 57060u100 | COM | 3,500 | $88,000 | thousands by filing date | |
| Merck & Co.,Inc. | 58933Y105 | COM | 1,812 | $86,000 | thousands by filing date | |
| B & G FOODS INC | 05508R106 | COM | 2,500 | $86,000 | thousands by filing date | |
| VODAFONE GP PLC | 92857W209 | ADR | 2,396 | $84,000 | thousands by filing date | |
| HYPERDYNAMICS CORP | 448954206 | COM | 18,750 | $83,000 | thousands by filing date | |
| USBANCORPDEL | 902973304 | COM NEW | 2,237 | $82,000 | thousands by filing date | |
| MDU RES GROUP INC | 552690109 | COM | 2,925 | $82,000 | thousands by filing date | |
| RITE AID CORP NEW YORK | 767754904 | Cmn | 637 | $81,000 | thousands by filing date | call |
| T ROWE PRICE ALL-CAP OPPORTUNI | 779557107 | MUTUAL | 1,767 | $79,000 | thousands by filing date | |
| RADISYS CORP | 750459109 | COM | 24,751 | $79,000 | thousands by filing date | |
| NESTLE SA ADR | 641069406 | COM | 1,115 | $78,000 | thousands by filing date | |
| ConocoPhillips | 20825C104 | COM | 1,108 | $77,000 | thousands by filing date | |
| ISHARES TR | 464287465 | MSCI EAFE ETF | 1,204 | $77,000 | thousands by filing date | |
| Cisco Systems,Inc. | 17275R102 | COM | 3,243 | $76,000 | thousands by filing date | |
| RESERVE YIELD PLUS FUND IN LIQUIDATION | 825250103 | EQUITY | 76,348 | $76,000 | thousands by filing date | |
| 3M CO COM | 88579Y101 | Stock | 618 | $74,000 | thousands by filing date | |
| ALLIANCE RESOURCE PARTNERS L | 01877R108 | UT LTD PART | 1,000 | $74,000 | thousands by filing date | |
| Home Depot, Inc | 437076102 | COM | 945 | $72,000 | thousands by filing date | |
| WESTERN ASSET MANAGED MUNS F | 95766M105 | COM | 5,800 | $72,000 | thousands by filing date | |
| American Express Company | 025816109 | COM | 934 | $71,000 | thousands by filing date | |
| NEW YORK MORTGAGE TRUST INC | 649604501 | COM PAR $.02 | 11,250 | $70,000 | thousands by filing date | |
| DODGE & COX STOCK FUND | 256219106 | SHS | 460 | $70,000 | thousands by filing date | |
| CNOOC LIMITED | 126132109 | SPONSORED ADR | 340 | $69,000 | thousands by filing date | |
| CENTURYLINK INC | 156700106 | COM | 2,187 | $69,000 | thousands by filing date | |
| VANGUARD TTL STK MKT ADM | 922908728 | MFD | 1,628 | $69,000 | thousands by filing date | |
| iShares S&P 500 Value ETF | 464287408 | SHS | 854 | $67,000 | thousands by filing date | |
| T. ROWE PRICE EQUITY INCOME | 779547108 | NTF EQUITY FUNDS | 2,018 | $63,000 | thousands by filing date | |
| PIMCO Total Return Fund | 693390700 | Mutual Fund | 5,840 | $63,000 | thousands by filing date | |
| HSBC HLDGS PLC SPON ADR NEW | 404280406 | ADR | 1,085 | $59,000 | thousands by filing date | |
| 3D SYSTEMS CORP | 88554D205 | COMMON STOCK | 1,100 | $59,000 | thousands by filing date | |
| DODGE & COX INT'L | 256206103 | IFD | 1,454 | $59,000 | thousands by filing date | |
| AMER MUN INCOME PORT INC | 027649102 | COM | 4,100 | $58,000 | thousands by filing date | |
| iShares S&P 500 Growth ETF | 464287309 | SHS | 643 | $57,000 | thousands by filing date | |
| Thermo Fisher Scientific Inc. | 883556102 | COM | 620 | $57,000 | thousands by filing date | |
| LAS VEGAS SANDS CORP COM | 517834107 | Stock | 811 | $54,000 | thousands by filing date | |
| FRANKLIN INCOME FUND CL | 353496300 | FKINX | 23,309 | $54,000 | thousands by filing date | |
| ONEOK INC NEW | 682680103 | COM | 1,000 | $53,000 | thousands by filing date | |
| DRYSHIPS INC | Y2109Q101 | COMMON STOCK-FO | 15,000 | $53,000 | thousands by filing date | |
| HEALTHCARE TRUST OF AMERICA | 42225P105 | COMMON STOCK | 5,000 | $53,000 | thousands by filing date | |
| TOYOTA MOTOR CORP ADS | 892331307 | ADR | 410 | $52,000 | thousands by filing date | |
| SCHWAB TOTAL STOCK MKT-SEL | 808509756 | MFD | 1,650 | $52,000 | thousands by filing date | |
| KRAFT FOODS GROUP INC | 50076Q106 | COM | 985 | $52,000 | thousands by filing date | |
| NUVEEN MUN VALUE FD INC | 670928100 | COM | 5,600 | $51,000 | thousands by filing date | |
| GOLDMAN SACHS GROUP $1.625 PFD | 38144G184 | PREFERRED | 2,000 | $51,000 | thousands by filing date | |
| FLIR SYS INC | 302445101 | COM | 1,600 | $50,000 | thousands by filing date | |
| Vanguard FTSE All-World ex-US ETF | 922042775 | SHS | 1,000 | $49,000 | thousands by filing date | |
| WHITING PETE CORP NEW | 966387102 | COM | 800 | $48,000 | thousands by filing date | |
| SOUTHERN COPPER CORP | 84265V105 | COM | 1,711 | $47,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524805 | INTL EQTY ETF | 1,500 | $46,000 | thousands by filing date | |
| RIO TINTO PLC SPONSORED ADR | 767204100 | ADR | 906 | $44,000 | thousands by filing date | |
| CHEMED CORP NEW | 16359R103 | COM | 609 | $44,000 | thousands by filing date | |
| Vanguard Specialized Portfolio | 921908208 | mf | 4,134 | $44,000 | thousands by filing date | |
| U S G CORP | 903293405 | COM NEW | 1,500 | $43,000 | thousands by filing date | |
| TRAVELERS COMPANIES INC COM | 89417E109 | Stock | 500 | $42,000 | thousands by filing date | |
| JENSEN PORTFOLIO | 476313101 | COM | 1,186 | $42,000 | thousands by filing date | |
| BRIDGEWAY FD INC BLUE-CHIP 35 INDEX FD | 108747502 | EQUITY | 4,142 | $41,000 | thousands by filing date | |
| AES TR III | 00808N202 | PFD CV 6.75% | 800 | $40,000 | thousands by filing date | |
| Gabelli Dividend & Income Trust Preferred Series A | 36242H203 | preferred stock | 1,600 | $40,000 | thousands by filing date | |
| Automatic Data Processing,Inc. | 053015103 | COM | 533 | $39,000 | thousands by filing date | |
| WP CAREY INC COM | 92936U109 | REIT | 600 | $39,000 | thousands by filing date | |
| SAP SE SPON ADR | 803054204 | ADR | 500 | $37,000 | thousands by filing date | |
| ISHARES TR | 464287630 | RUS 2000 VAL ETF | 400 | $37,000 | thousands by filing date | |
| PLUM CREEK TIMBER CO INC | 729251108 | COM | 800 | $37,000 | thousands by filing date | |
| NOVO-NORDISK A S ADR | 670100205 | ADR | 215 | $36,000 | thousands by filing date | |
| HAWAIIAN ELEC INDS INC MTN B | 419870100 | COM | 1,450 | $36,000 | thousands by filing date | |
| FORD MTR CO | 345370900 | CALL | 510 | $36,000 | thousands by filing date | call |
| Bayer AG Spons ADR | 072730302 | COM | 300 | $35,000 | thousands by filing date | |
| AETNA INC NEW | 00817Y108 | COM | 552 | $35,000 | thousands by filing date | |
| CELLDEX THERAPEUTICS INC NEW | 15117B103 | COM | 1,000 | $35,000 | thousands by filing date | |
| AbbVie,Inc. | 00287Y109 | COM | 764 | $34,000 | thousands by filing date | |
| SEADRILL ORD | G7945E105 | COM | 750 | $34,000 | thousands by filing date | |
| iShares iBoxx Inv Grade Corporate Bond ETF | 464287242 | SHS | 283 | $32,000 | thousands by filing date | |
| MORGAN STANLEY CHINA A SH FD | 617468103 | COM | 1,430 | $32,000 | thousands by filing date | |
| NATIONAL AUSTRALIA BK SPONSORE | 632525408 | COM | 1,000 | $32,000 | thousands by filing date | |
| L OREAL CO ADR | 502117203 | ADUS | 910 | $31,000 | thousands by filing date | |
| BRITISH AMERN TOB PLC SPONSORED ADR | 110448107 | ADR | 285 | $30,000 | thousands by filing date | |
| MONSANTO CO NEW | 61166W101 | COM | 286 | $30,000 | thousands by filing date | |
| SanDisk Corporation | 80004C101 | COM | 500 | $30,000 | thousands by filing date | |
| HSBC HLDGS PLC | 404280604 | ADR A 1/40PF A | 1,200 | $30,000 | thousands by filing date | |
| iShares S&P Mid-Cap 400 Value ETF | 464287705 | SHS | 273 | $29,000 | thousands by filing date | |
| ISHARES TR | 464288513 | IBOXX HI YD ETF | 314 | $29,000 | thousands by filing date | |
| PHILLIPS 66 COM | 718546104 | Stock | 500 | $29,000 | thousands by filing date | |
| TOTALENERGIES SE | 89151E109 | SPONSORED ADS | 500 | $29,000 | thousands by filing date | |
| BLACKROCK LARGE-CAP FOCUS VALUE INCOME FUND INSTITUTIONAL CLASS | 09251G507 | OPEN END TAXABLE NO LOAD FUND | 909 | $29,000 | thousands by filing date | |
| CORE REALTY HOLDINGS 2007-A 8% DEBENTURE N | 217996016 | EQUITY | 29,000 | $29,000 | thousands by filing date | |
| MARATHON OIL CORP | 565849106 | COM | 800 | $28,000 | thousands by filing date | |
| VANGUARD | 92205F106 | Domestic Common | 1,000 | $28,000 | thousands by filing date | |
| ROYAL BK SCOTLND GRP PLC | 780097804 | SPON | 1,121 | $28,000 | thousands by filing date | |
| PROSHARES TR | 74347X831 | ULTRAPRO QQQ | 300 | $27,000 | thousands by filing date | |
| STANLEY BLACK & DECKER INC COM | 854502101 | Stock | 300 | $27,000 | thousands by filing date | |
| JANUS HENDERSON GROWTH AND INCOME T | 471023200 | NTF EQUITY FUNDS | 650 | $27,000 | thousands by filing date | |
| CORE RLTY HLDGS LLC BONDS SERIES 2007-A NS | 21870EAA0 | OPTION | 27 | $27,000 | thousands by filing date | |
| Lockheed Martin Corporation | 539830109 | COM | 200 | $26,000 | thousands by filing date | |
| TAIWAN SEMICONDUCTOR MFG | 874039100 | SPONSORED ADS | 1,515 | $26,000 | thousands by filing date | |
| MARATHON PETE CORP COM | 56585A102 | Stock | 400 | $26,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W794 | TRUE DEV INTL FD | 500 | $25,000 | thousands by filing date | |
| BCE INC COM NEW | 05534B760 | Stock | 566 | $24,000 | thousands by filing date | |
| ISHARES TR | 464287606 | S&P MC 400GR ETF | 174 | $24,000 | thousands by filing date | |
| EXPRESS SCRIPTS HLDG CO | 30219G108 | COM | 390 | $24,000 | thousands by filing date | |
| Altegris Managed Futures Strategy | 66537V336 | Com | 2,757 | $24,000 | thousands by filing date | |
| AMPHENOL CORP NEW | 032095101 | COM | 300 | $23,000 | thousands by filing date | |
| MICROSOFT CORP | 594918904 | CALL | 1,123 | $23,000 | thousands by filing date | call |
| BROWN FORMAN CORP | 115637100 | CL A | 337 | $22,000 | thousands by filing date | |
| LVMH MOET HENNESSY LOU FSPONSORED ADR 1 ADR REPS 0.2 ORD SHS | 502441306 | AMERICAN DEPOSITORY | 560 | $22,000 | thousands by filing date | |
| Basf Se-Spon Adr | 055262505 | Equity | 234 | $22,000 | thousands by filing date | |
| PIONEER SOUTHWEST ENERGY | 72388B106 | COMMON STOCK | 500 | $22,000 | thousands by filing date | |
| Thornburg International Equity I | 885215566 | MF | 721 | $22,000 | thousands by filing date | |
| FIRST TR ISE REVERE NAT GAS | 33734J102 | COM | 1,175 | $22,000 | thousands by filing date | |
| Southern Company | 842587107 | COM | 500 | $21,000 | thousands by filing date | |
| BAYTEX ENERGY CORP COM | 07317Q105 | Stock | 500 | $21,000 | thousands by filing date | |
| APOLLO COML REAL ESTATE FIN | 03762U105 | COM | 1,400 | $21,000 | thousands by filing date | |
| SMUCKER J M CO | 832696405 | COM NEW | 202 | $21,000 | thousands by filing date | |
| ROWE T PRICE INTL FD | 77956H864 | EMERG MKTS STK | 661 | $21,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06739F291 | IPMS INDIA ETN | 424 | $21,000 | thousands by filing date | |
| PIMCO HIGH INCOME FD | 722014107 | COM SHS | 1,700 | $20,000 | thousands by filing date | |
| ARBOR REALTY TRUST INC | 038923108 | COM | 3,000 | $20,000 | thousands by filing date | |
| BAXTER INTL INC | 071813109 | COM | 300 | $20,000 | thousands by filing date | |
| FLAHERTY & CRUMRINE PFD INCO | 33848E106 | COM | 2,000 | $20,000 | thousands by filing date | |
| STONEMOR PARTNERS LP | 86183Q100 | COMMON STOCK | 850 | $20,000 | thousands by filing date | |
| ROYAL BANK OF SCOTLAND GROUP PLC | 780097788 | PREFERRED STOCK | 1,000 | $20,000 | thousands by filing date | |
| COMPANHIA DE BEBIDAS DAS AME | 20441W203 | SPON ADR PFD | 515 | $20,000 | thousands by filing date | |
| ING GROUP NV 7.2% $1.8 PFD | 456837301 | PREFERRED | 800 | $20,000 | thousands by filing date | |
| iShares S&P Small-Cap 600 Value ETF | 464287879 | SHS | 184 | $19,000 | thousands by filing date | |
| CHINA LIFE INSURANCE CO-ADR | 16939P106 | SPON ADR REP H | 500 | $19,000 | thousands by filing date | |
| CHINA MOBILE LIMITED | 16941M109 | SPONSORED ADR | 345 | $19,000 | thousands by filing date | |
| AQUA AMERICA INC | 03836W103 | COM | 750 | $19,000 | thousands by filing date | |
| EUPAC FD | 298706102 | International Equities, EAFE, Large Cap Growth | 413 | $19,000 | thousands by filing date | |
| CARDINAL HEALTH INC | 14149Y108 | COM | 337 | $18,000 | thousands by filing date | |
| Breitburn Energy Ptnr Lp | 106776107 | COM UT LTD PTN | 1,000 | $18,000 | thousands by filing date | |
| INDUSTRIAL INCOME TRUST INC COMMON STOCK N | 45599D103 | EQUITY | 1,733 | $18,000 | thousands by filing date | |
| FREEPORT MCMORAN INC CL B | 35671D857 | Stock | 500 | $17,000 | thousands by filing date | |
| WEYERHAEUSER CO COM NEW | 962166104 | REIT | 595 | $17,000 | thousands by filing date | |
| GABELLI DIVID & INCOME TR | 36242H104 | COM | 840 | $17,000 | thousands by filing date | |
| ISHARES TR LATN AMER 40 ETF | 464287390 | LATN AMER 40 ETF | 445 | $17,000 | thousands by filing date | |
| ANNALY CAPITAL MANAGEMENT | 035710409 | COM | 1,500 | $17,000 | thousands by filing date | |
| APACHE CORP | 037411105 | COM | 200 | $17,000 | thousands by filing date | |
| VANGUARD 500 INDEX FD ADMIRAL | 922908710 | Equity Mutual Fu | 108 | $17,000 | thousands by filing date | |
| INTEL CORP | 458140900 | CALL | 1,796 | $17,000 | thousands by filing date | call |
| SPECTRA ENERGY CORP | 847560109 | COM | 500 | $17,000 | thousands by filing date | |
| Inergy, LP | 456615103 | LTD | 1,217 | $17,000 | thousands by filing date | |
| NextEra Energy,Inc. | 65339F101 | COM | 200 | $16,000 | thousands by filing date | |
| ISHARES TR | 464287887 | S&P SML 600 GWT | 146 | $16,000 | thousands by filing date | |
| IRIDIUM COMMUNICATIONS INC | 46269C102 | COM | 2,360 | $16,000 | thousands by filing date | |
| ARTISAN MID CAP VALUE FUND INVESTOR CLASS | 04314H709 | Mutual Fund | 614 | $16,000 | thousands by filing date | |
| VWO | 922042858 | SHS | 364 | $15,000 | thousands by filing date | |
| PAYCHEX INC | 704326107 | COM | 375 | $15,000 | thousands by filing date | |
| KROGER CO COM | 501044101 | Stock | 376 | $15,000 | thousands by filing date | |
| ABERCROMBIE & FITCH CO CL A | 002896207 | Stock | 416 | $15,000 | thousands by filing date | |
| PowerShares QQQ Trust Unit Ser | 73935A104 | COM | 196 | $15,000 | thousands by filing date | |
| POWERSHARES | 73936B408 | EXCHANGE TRADED | 588 | $15,000 | thousands by filing date | |
| TCW METWEST TOTAL RETURN BD M | 592905103 | NTF BOND FUNDS | 1,424 | $15,000 | thousands by filing date | |
| Medical Facilities Corp | 58457V503 | Common | 1,000 | $15,000 | thousands by filing date | |
| UnitedHealth Group Inc | 91324P102 | COM | 200 | $14,000 | thousands by filing date | |
| MOODYS CORP COM | 615369105 | Stock | 200 | $14,000 | thousands by filing date | |
| ENI SPA SPONSORED ADR | 26874R108 | ADR | 300 | $14,000 | thousands by filing date | |
| SCANA CORP NEW | 80589M102 | COM | 300 | $14,000 | thousands by filing date | |
| LEGACY RESERVES LP | 524707304 | UNIT LP INT | 500 | $14,000 | thousands by filing date | |
| PHILIPPINE LONG DISTANCE TEL | 718252604 | SPONSORED ADR | 200 | $14,000 | thousands by filing date | |
| ROYAL BK CDA COM | 780087102 | Stock | 195 | $13,000 | thousands by filing date | |
| BIOGEN INC COM | 09062X103 | Stock | 53 | $13,000 | thousands by filing date | |
| ROYAL DUTCH SHELL PLC SPN ADR | 780259206 | SPONS ADR A | 202 | $13,000 | thousands by filing date | |
| LUNDIN MINING CORP | 550372106 | COMMON STOCK-FO | 3,000 | $13,000 | thousands by filing date | |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 93 | $12,000 | thousands by filing date | |
| FIRST SOLAR INC COM | 336433107 | Stock | 300 | $12,000 | thousands by filing date | |
| PENGROWTH ENERGY CORP | 70706P104 | COMMON STOCK-FO | 2,000 | $12,000 | thousands by filing date | |
| DENDREON CORP | 24823Q107 | COM | 4,100 | $12,000 | thousands by filing date | |
| ENBRIDGE ENERGY PARTNERS L P | 29250R106 | Domestic Common | 400 | $12,000 | thousands by filing date | |
| Intuitive Surgical,Inc. | 46120E602 | COM | 29 | $11,000 | thousands by filing date | |
| FEDEX CORP COM | 31428X106 | Stock | 100 | $11,000 | thousands by filing date | |
| LITHIA MTRS INC COM | 536797103 | Stock | 150 | $11,000 | thousands by filing date | |
| CHEESECAKE FACTORY INC | 163072101 | COM | 250 | $11,000 | thousands by filing date | |
| AMERICAN BALANCED FD | 024071102 | MFD | 471 | $11,000 | thousands by filing date | |
| VANGUARD SPECIALIZED PTFLS ENE | 921908109 | MUTUAL | 161 | $11,000 | thousands by filing date | |
| NORTHERN SMALL CAP VALUE | 665162400 | NTF EQUITY FUNDS | 535 | $11,000 | thousands by filing date | |
| ALLIANCE HOLDINGS GP LP | 01861G100 | COM UNITS LP | 186 | $11,000 | thousands by filing date | |
| SSGA FDS EMERGING MKT | 784924789 | EQUITY | 556 | $11,000 | thousands by filing date | |
| BUFFALO FDS MID CAP FD | 119530202 | EQUITY | 537 | $11,000 | thousands by filing date | |
| CSX Corporation | 126408103 | COM | 400 | $10,000 | thousands by filing date | |
| STRATASYS LTD | M85548101 | SHS | 100 | $10,000 | thousands by filing date | |
| DIEBOLD NXDF INC | 253651103 | COM | 347 | $10,000 | thousands by filing date | |
| TEMPLETON GLOBAL BOND ADV | 880208400 | NTF BOND FUNDS | 786 | $10,000 | thousands by filing date | |
| ENERGY TRANSFER PRTNRS L P | 29273R109 | UNIT LTD PARTN | 200 | $10,000 | thousands by filing date | |
| VANGUARD TOTAL INTL STOCK INDEX | 921909602 | Exchange Traded Funds | 619 | $10,000 | thousands by filing date | |
| ISHARES TR | 464287234 | MSCI EMG MKT ETF | 216 | $9,000 | thousands by filing date | |
| MUELLER WTR PRODS INC COM SER A | 624758108 | Stock | 1,156 | $9,000 | thousands by filing date | |
| ISHARES TR | 464287861 | EUROPE ETF | 200 | $9,000 | thousands by filing date | |
| POWERSHARES | 73936T573 | EXCHANGE TRADED | 332 | $9,000 | thousands by filing date | |
| DENTSPLY INTL INC | 249030107 | COM | 200 | $9,000 | thousands by filing date | |
| Market Vectors Etf | 57060U878 | HG YLD MUN ETF | 310 | $9,000 | thousands by filing date | |
| ZODIAC EXPLORATION INC | 98978E101 | EQUITY | 100,000 | $9,000 | thousands by filing date | |
| NORFOLK SOUTHN CORP COM | 655844108 | Stock | 100 | $8,000 | thousands by filing date | |
| TEMPLETON GLOBAL BOND FD CL A | 880208103 | mf | 624 | $8,000 | thousands by filing date | |
| ISIS PHARMACEUTICALS INC | 464330909 | COM | 28 | $8,000 | thousands by filing date | call |
| CONSOLIDATED EDISON INC | 209115104 | COM | 125 | $7,000 | thousands by filing date | |
| NOKIA CORP | 654902204 | SPONSORED ADR | 1,000 | $7,000 | thousands by filing date | |
| MFS MULTIMARKET INCOME TR | 552737108 | SH BEN INT | 1,000 | $7,000 | thousands by filing date | |
| GENERAL MTRS CO | 37045V900 | CALL | 90 | $7,000 | thousands by filing date | call |
| EL PASO PIPELINE PARTNERS | 283702108 | COMMON STOCK | 160 | $7,000 | thousands by filing date | |
| Walter Energy Inc | 93317Q105 | COM | 500 | $7,000 | thousands by filing date | |
| VANGUARD INDEX FDS | 922908306 | TOTAL STK MKT | 160 | $7,000 | thousands by filing date | |
| VANGUARD 500 INDEX FD INVESTOR CL | 922908108 | COM | 42 | $7,000 | thousands by filing date | |
| COHEN AND STEERS DIVID VALUE FD INC CL C S | 19248L204 | EQUITY | 431 | $7,000 | thousands by filing date | |
| CVS Health Corporation | 126650100 | COM | 100 | $6,000 | thousands by filing date | |
| GENERAL DYNAMICS CORP COM | 369550108 | Stock | 70 | $6,000 | thousands by filing date | |
| BROWN FORMAN CORP CL B | 115637209 | Stock | 84 | $6,000 | thousands by filing date | |
| COHEN & STEERS QUALITY INCOME | 19247L106 | COM | 656 | $6,000 | thousands by filing date | |
| Phillips 66 Partners LP | 718549207 | COM UNIT REP INT | 200 | $6,000 | thousands by filing date | |
| SPDR SERIES TRUST BLOOMBERG BR | 78464A417 | BLOOMBERG BRCLYS | 140 | $6,000 | thousands by filing date | |
| MV OIL TR | 553859109 | TR UNITS | 200 | $6,000 | thousands by filing date | |
| AMERICAN FUNDS CAPITAL INCOME BLDR A | 140193103 | LOAD EQUITY FUND | 101 | $6,000 | thousands by filing date | |
| BROWN CAPITAL MGMT SMALL CO INV | 115291833 | COM | 87 | $6,000 | thousands by filing date | |
| FRONTIER COMMUNICATIONS CORP | 35906A108 | COM | 1,414 | $6,000 | thousands by filing date | |
| NORTHEAST UTILS | 664397106 | COM | 157 | $6,000 | thousands by filing date | |
| REGAL ENTMT GROUP | 758766109 | CL A | 300 | $6,000 | thousands by filing date | |
| ROYCE OTC SERIES FUND | 780905709 | MUTUAL | 333 | $6,000 | thousands by filing date | |
| Bank of America Corp | 060505104 | COM | 336 | $5,000 | thousands by filing date | |
| TELEFONICA S A SPONSORED ADR | 879382208 | ADR | 300 | $5,000 | thousands by filing date | |
| ISHARES INC MSCI HONG KG ETF | 464286871 | MSCI HONG KG ETF | 271 | $5,000 | thousands by filing date | |
| ISHARES INC MSCI SPAIN ETF | 464286764 | MSCI SPAIN ETF | 150 | $5,000 | thousands by filing date | |
| CARPENTER TECHNOLOGY CORP | 144285103 | COM | 80 | $5,000 | thousands by filing date | |
| ISHARES TR | 46429B606 | MSCI POLAND ETF | 189 | $5,000 | thousands by filing date | |
| MORGAN STANLEY EMERGING MKTS | 617477104 | COM | 381 | $5,000 | thousands by filing date | |
| ISHARES | 464286731 | MSCI TAIWAN ETF | 390 | $5,000 | thousands by filing date | |
| ISHARES TR | 46429B408 | CMN | 157 | $5,000 | thousands by filing date | |
| WASHINGTON MUTUAL INVS FD | 939330106 | Common, Large Cap Value | 145 | $5,000 | thousands by filing date | |
| JANUS HENDERSON MID-CAP VALUE FUND CLASS T | 471023598 | OPEN END TAXABLE NO LOAD FUND | 211 | $5,000 | thousands by filing date | |
| SUNOCO LOGISTICS PRTNRS L P | 86764L108 | COM UNITS | 68 | $5,000 | thousands by filing date | |
| WALTER INVT MGMT CORP | 93317W102 | COM | 117 | $5,000 | thousands by filing date | |
| T Rowe Price International Bond #76 | 77956H104 | Com | 536 | $5,000 | thousands by filing date | |
| EATON VANCE NATIONAL MUNICIPAL INCOME A | 27826L330 | MFF | 565 | $5,000 | thousands by filing date | |
| Direxion Daily Gold Miners Bul | 25459Y389 | ETP | 96 | $5,000 | thousands by filing date | |
| BERWYN FD INC COM | 086233103 | EQUITY | 138 | $5,000 | thousands by filing date | |
| iShares Core US Aggregate Bond ETF | 464287226 | SHS | 33 | $4,000 | thousands by filing date | |
| SPROTT PHYSICAL SILVER TR | 85207K107 | TR UNIT | 499 | $4,000 | thousands by filing date | |
| FOOT LOCKER INC | 344849104 | COM | 117 | $4,000 | thousands by filing date | |
| WEINGARTEN RLTY INVS | 948741103 | SH BEN INT | 150 | $4,000 | thousands by filing date | |
| DYNEGY INC NEW DEL | 26817R108 | COM | 231 | $4,000 | thousands by filing date | |
| PAA NAT GAS STORAGE L P | 693139107 | COM UNIT LTD | 192 | $4,000 | thousands by filing date | |
| CELADON GROUP INC | 150838100 | COM | 200 | $4,000 | thousands by filing date | |
| Intuit Inc. | 461202103 | COM | 43 | $3,000 | thousands by filing date | |
| KONINKLIJKE PHILIPS N V NY REGIS SHS NEW | 500472303 | ADR | 100 | $3,000 | thousands by filing date | |
| MACYS INC COM | 55616P104 | Stock | 78 | $3,000 | thousands by filing date | |
| EXELON CORP COM | 30161N101 | Stock | 110 | $3,000 | thousands by filing date | |
| YUM BRANDS INC COM | 988498101 | Stock | 36 | $3,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W422 | INDIA ERNGS FD | 200 | $3,000 | thousands by filing date | |
| ISHARES MSCI TURKEY ETF | 464286715 | ETF | 60 | $3,000 | thousands by filing date | |
| META PLATFORMS INC | 30303M902 | CALL | 10 | $3,000 | thousands by filing date | call |
| TESLA INC | 88160R901 | CALL | 2 | $3,000 | thousands by filing date | call |
| Lineage, Inc. | 536020100 | COM | 100 | $3,000 | thousands by filing date | |
| ISHARES | 464286830 | EXCHANGE TRADED | 210 | $3,000 | thousands by filing date | |
| PROSHARES TR | 74347B300 | PSHS ULSHT SP500 | 70 | $3,000 | thousands by filing date | |
| VANGUARD EMERGING MKTS STOCK INDEX | 922042304 | COMMON | 117 | $3,000 | thousands by filing date | |
| WELLS FARGO ADVANTAGE GOVERNMENT SECURITIE | 949917561 | EQUITY | 286 | $3,000 | thousands by filing date | |
| ISHARES TR | 464287168 | COM | 29 | $2,000 | thousands by filing date | |
| T-Mobile US,Inc. | 872590104 | COM | 72 | $2,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y308 | STATE STREET CON | 49 | $2,000 | thousands by filing date | |
| ROSS STORES INC COM | 778296103 | Stock | 25 | $2,000 | thousands by filing date | |
| DUKE REALTY CORP | 264411505 | COM NEW | 100 | $2,000 | thousands by filing date | |
| VARIAN MED SYS INC | 92220P105 | COM | 28 | $2,000 | thousands by filing date | |
| STATE STR SPDR S&P 500 ETF T | 78462F903 | CALL | 6 | $2,000 | thousands by filing date | call |
| TEXAS INSTRS INC | 882508904 | CALL | 316 | $2,000 | thousands by filing date | call |
| SANOFI | 80105N113 | COMMON STOCK-FO | 1,008 | $2,000 | thousands by filing date | |
| XEROX CORP | 984121103 | COM | 200 | $2,000 | thousands by filing date | |
| CVR Partners, LP | 126633106 | LTD | 100 | $2,000 | thousands by filing date | |
| COMPUWARE CORP | 205638109 | COM | 200 | $2,000 | thousands by filing date | |
| TRIQUINT SEMICONDUCTOR INC | 89674K103 | COM | 200 | $2,000 | thousands by filing date | |
| FERRELLGAS PARTNERS L.P. | 315293100 | UNIT LTD PART | 100 | $2,000 | thousands by filing date | |
| PowerShares CEF Income Composite | 73936Q843 | Com | 80 | $2,000 | thousands by filing date | |
| WHITING PETROLEUM CORPORATION | 966387902 | COM | 8 | $2,000 | thousands by filing date | call |
| USG CORP | 903293905 | COM | 15 | $2,000 | thousands by filing date | call |
| SPDR Portfolio Long Term Corporate Bond ETF | 78464A367 | SHS | 19 | $1,000 | thousands by filing date | |
| VTI | 922908769 | COM | 11 | $1,000 | thousands by filing date | |
| BLOCK H & R INC COM | 093671105 | Stock | 32 | $1,000 | thousands by filing date | |
| JPMORGAN CHASE & CO | 46625H900 | CALL | 5 | $1,000 | thousands by filing date | call |
| PHILIP MORRIS INTL INC | 718172909 | CALL | 8 | $1,000 | thousands by filing date | call |
| KEYCORP | 493267908 | CALL | 67 | $1,000 | thousands by filing date | call |
| AMERICAN ELEC PWR CO INC | 025537901 | COM | 113 | $1,000 | thousands by filing date | call |
| CONOCOPHILLIPS | 20825C904 | COM | 15 | $1,000 | thousands by filing date | call |
| ABBOTT LABORATORIES | 002824900 | COM | 326 | $1,000 | thousands by filing date | call |
| MUELLER WTR PRODS INC | 624758908 | CALL | 11 | $1,000 | thousands by filing date | call |
| IRON MTN INC NEW REIT | 462846106 | COM | 30 | $1,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459W540 | FUND | 25 | $1,000 | thousands by filing date | |
| PENNEY J C INC | 708160106 | COM | 100 | $1,000 | thousands by filing date | |
| MARKET VECTORS GOLD MINERS | 57060U900 | COM | 35 | $1,000 | thousands by filing date | call |
| WALTER ENERGY INC | 93317Q905 | COM | 5 | $1,000 | thousands by filing date | call |
| CHINA LIFE INSURANCE CO-ADR | 16939P906 | COM | 5 | $1,000 | thousands by filing date | call |
| AGRIUM INC | 008916908 | COM | 6 | $1,000 | thousands by filing date | call |
| DAVIS SER INC FINL FD CL C | 239103740 | EQUITY | 26 | $1,000 | thousands by filing date | |
| Citigroup Inc. | 172967424 | COM | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LULULEMON ATHLETICA INC | 550021109 | COM | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MARVELL TECHNOLOGY GROUP LTD | G5876H105 | ORD | 20 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| APPLE INC | 037833900 | CALL | 1 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| ESCROW LEHMAN BROS HLDGS INC C | 524esc100 | COM | 1,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| COCA COLA CO | 191216900 | CALL | 442 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| PFIZER INC | 717081903 | CALL | 697 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| PHILLIPS 66 | 718546904 | CALL | 2 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| CHEVRON CORPORATION | 166764900 | CALL | 14 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| AMERICAN EXPRESS CO | 025816909 | CALL | 3 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| ALTRIA GROUP INC | 02209S903 | CALL | 8 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| BHP BILLITON LIMITED | 088606908 | SPONSORED ADS | 2 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| ANNALY CAPITAL MANAGEMENT IN | 035710909 | COM NEW | 15 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| BRITISH AMERN TOB PLC | 110448907 | SPONSORED ADR | 1 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| THORNBURG MORTGAGE INC | 885218800 | COMMON STOCK | 46 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WASHINGTON MUTUAL INC COMMON | 939ESC968 | COMMON STOCK | 800 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NORTEL NETWORKS CORP | 656568508 | COMMON STOCK | 9 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BB LIQUIDATING INC | 05532D107 | COM | 50 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AMERICAN INTL GROUP INC | 026874156 | *W EXP 01/19/202 | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ARUBA NETWORKS INC | 043176106 | COM | 20 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MILLENNIAL MEDIA INC | 60040N105 | COM | 20 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Fairpoint Communications Inc/O | 305560104 | COM | 20 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Citadel Broadcasting Corp | 17285T106 | Com | 30 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ORBITZ WORLDWIDE INC | 68557K109 | COM | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| APACHE CORP | 037411905 | COM | 2 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| GENERAL ELECTRIC CO | 369604903 | COM | 10 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| NORDSTROM INC | 655664900 | COM | 73 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| UNITED STATES OIL FUND LP | 91232N908 | COM | 361 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| MOTORS LIQ CO GUC TRUST | 62010U101 | cs | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| COMPANHIA DE BEBIDAS DAS AME | 20441W903 | Option | 1 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| WALTER INVESTMENT MANAGEMENT CORP | 93317W902 | Cmn | 1 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| RETAIL PROPERTIES AMER * | 76131V509 | COM | 25 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CASAVANT INTL MINING CORP - RE | 147990469 | Common Stock | 4,239,385 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LEARNING PRIORITY INC COM | 52201E107 | Common Stock | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NOBLE CONSOLIDATED INDUS CORP RESTRICTED | 655115194 | EQUITY | 93 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NOBLE TECHNOLOGY RESTRICTED | 65511A995 | EQUITY | 93 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TORCH OFFSHORE INC DELISTED 7/20/6 | 891019101 | EQUITY | 29 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TDAM (2) MM PORT INVESTOR CL | 87236U999 | EQUITY | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| WHITE HALL ENTERPRISES COM | 965042104 | EQUITY | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001622757-16-000015 | superseded | 2016-11-22 | acceptance time not in the bulk data set | |
| 13F-HR/A 0001622757-16-000024 | this filing | 2016-11-23 | acceptance time not in the bulk data set |