13F-HR filed by Elite Wealth Management, Inc.
Elite Wealth Management, Inc. filed this 13F-HR for the quarter ended 2013-09-30, filed 2016-11-22, with 963 holding rows worth $136,713,000.
- Accession
- 0001622757-16-000015
- Filer
- CIK 1622757
- Filed
- 2016-11-22
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2013
A holdings report, 965 entries on the cover page, a total value of $136,713,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $136,713,000 with VALUE read as thousands by filing date, 13F file number 028-17534. A later restatement replaced it, so the quarter does not use it. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| SPY | 78462F103 | SHS | 131,992 | $24,378,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 506,765 | $13,153,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 132,987 | $4,975,000 | thousands by filing date | |
| FORD MTR CO COM | 345370860 | Stock | 300,091 | $4,630,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 45,716 | $4,187,000 | thousands by filing date | |
| Berkshire Hathaway Inc | 084670702 | COM | 30,005 | $3,557,000 | thousands by filing date | |
| Philip Morris International Inc. | 718172109 | COM | 38,073 | $3,317,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 5,373 | $3,014,000 | thousands by filing date | |
| Walt Disney Co | 254687106 | COM | 37,185 | $2,841,000 | thousands by filing date | |
| Caterpillar Inc. | 149123101 | COM | 27,116 | $2,462,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q866 | ALERIAN MLP | 138,287 | $2,460,000 | thousands by filing date | |
| APACHE CORP | 037411105 | COM | 28,303 | $2,432,000 | thousands by filing date | |
| Amazon.com, Inc | 023135106 | COM | 4,749 | $1,894,000 | thousands by filing date | |
| Costco Wholesale Corporation | 22160K105 | COM | 15,661 | $1,864,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 1,655 | $1,855,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 17,175 | $1,738,000 | thousands by filing date | |
| KROGER CO COM | 501044101 | Stock | 43,920 | $1,736,000 | thousands by filing date | |
| Boeing Company | 097023105 | COM | 11,666 | $1,592,000 | thousands by filing date | |
| Starbucks Corporation | 855244109 | COM | 20,191 | $1,583,000 | thousands by filing date | |
| GENERAL ELEC CO | 369604103 | COM | 53,055 | $1,487,000 | thousands by filing date | |
| Procter & Gamble Co | 742718109 | COM | 18,060 | $1,470,000 | thousands by filing date | |
| AMERICAN ELEC PWR CO INC COM | 025537101 | Stock | 29,842 | $1,395,000 | thousands by filing date | |
| EXELON CORP COM | 30161N101 | Stock | 49,661 | $1,360,000 | thousands by filing date | |
| International Business Machines Corporation | 459200101 | COM | 7,125 | $1,336,000 | thousands by filing date | |
| Bank of America Corp | 060505104 | COM | 85,308 | $1,328,000 | thousands by filing date | |
| META PLATFORMS INC CL A | 30303M102 | COM | 23,058 | $1,260,000 | thousands by filing date | |
| Coca-Cola Company | 191216100 | COM | 29,196 | $1,206,000 | thousands by filing date | |
| NIKE,Inc. Class B | 654106103 | COM | 14,757 | $1,161,000 | thousands by filing date | |
| Goldman Sachs Group,Inc. | 38141G104 | COM | 6,519 | $1,156,000 | thousands by filing date | |
| NORDSTROM INC | 655664100 | COM | 17,697 | $1,094,000 | thousands by filing date | |
| United Parcel Service,Inc. Class B | 911312106 | COM | 10,392 | $1,092,000 | thousands by filing date | |
| Merck & Co.,Inc. | 58933Y105 | COM | 21,681 | $1,085,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DELAWARE | 531229102 | CL A | 7,371 | $1,078,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 18,423 | $1,077,000 | thousands by filing date | |
| Wells Fargo & Company | 949746101 | COM | 23,281 | $1,057,000 | thousands by filing date | |
| GLAXOSMITHKLINE PLC-ADR | 37733W105 | SPONSORED ADR | 19,691 | $1,051,000 | thousands by filing date | |
| LAS VEGAS SANDS CORP COM | 517834107 | Stock | 13,278 | $1,047,000 | thousands by filing date | |
| Union Pacific Corporation | 907818108 | COM | 6,220 | $1,045,000 | thousands by filing date | |
| LAKELAND FINL CORP | 511656100 | COM | 26,000 | $1,014,000 | thousands by filing date | |
| Pfizer Inc. | 717081103 | COM | 32,454 | $994,000 | thousands by filing date | |
| UNITED STATES NATL GAS FUND | 912318201 | UNIT PAR $0.001 | 41,764 | $864,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 21,402 | $752,000 | thousands by filing date | |
| GENERAL MTRS CO COM | 37045V100 | Stock | 18,122 | $741,000 | thousands by filing date | |
| SANOFI SA SPONSORED ADR | 80105N105 | ADR | 12,424 | $666,000 | thousands by filing date | |
| UBS AG | H89231338 | SHS | 33,223 | $640,000 | thousands by filing date | |
| American Express Company | 025816109 | COM | 6,768 | $614,000 | thousands by filing date | |
| Citigroup Inc. | 172967424 | COM | 10,542 | $549,000 | thousands by filing date | |
| ALLIANCEBERNSTEIN GLOBAL HIG | 01879R106 | COM | 38,000 | $543,000 | thousands by filing date | |
| USBANCORPDEL | 902973304 | COM NEW | 12,267 | $496,000 | thousands by filing date | |
| Chevron Corporation | 166764100 | COM | 3,527 | $441,000 | thousands by filing date | |
| CONAGRA FOODS INC | 205887102 | COM | 12,902 | $435,000 | thousands by filing date | |
| Dow Chemical Company | 260543103 | COM | 8,995 | $399,000 | thousands by filing date | |
| DU PONT E I DE NEMOURS & CO | 263534109 | COM | 6,089 | $396,000 | thousands by filing date | |
| VOXELJET AG | 92912L107 | ADS | 9,900 | $391,000 | thousands by filing date | |
| CYS INVTS INC | 12673A108 | COM | 46,100 | $342,000 | thousands by filing date | |
| Utilities Select Sector SPDR Fund | 81369Y886 | SHS | 8,866 | $337,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION | 74348T102 | COM | 30,000 | $337,000 | thousands by filing date | |
| ISHARES TR | 464287739 | U.S. REAL ES ETF | 5,160 | $325,000 | thousands by filing date | |
| GAMCO GLOBAL GOLD NAT RES & | 36465A109 | COM SH BEN INT | 35,000 | $316,000 | thousands by filing date | |
| Oracle Corporation | 68389X105 | COM | 7,980 | $305,000 | thousands by filing date | |
| Financial Select Sector SPDR Fund | 81369Y605 | SHS | 13,638 | $298,000 | thousands by filing date | |
| PRICELINE GRP INC | 741503403 | COM NEW | 250 | $291,000 | thousands by filing date | |
| Technology Select Sector SPDR Fund | 81369Y803 | SHS | 8,016 | $286,000 | thousands by filing date | |
| Verizon Communications Inc | 92343V104 | COM | 5,337 | $262,000 | thousands by filing date | |
| TIME WARNER CABLE INC | 88732J207 | COM | 1,842 | $250,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y407 | SBI CONS DISCR | 3,689 | $247,000 | thousands by filing date | |
| IGNITE RESTAURANT GROUP INC | 451730105 | COM | 19,700 | $246,000 | thousands by filing date | |
| Visa Inc | 92826C839 | COM | 1,036 | $231,000 | thousands by filing date | |
| CRAFT BREW ALLIANCE INC | 224122101 | COM | 14,087 | $231,000 | thousands by filing date | |
| ISIS PHARMACEUTICALS INC | 464330109 | COM | 5,683 | $226,000 | thousands by filing date | |
| McDonalds Corporation | 580135101 | COM | 2,318 | $225,000 | thousands by filing date | |
| Altria Group Inc | 02209S103 | COM | 5,672 | $218,000 | thousands by filing date | |
| ISHARES INC MSCI GERMANY ETF | 464286806 | MSCI GERMANY ETF | 6,806 | $216,000 | thousands by filing date | |
| iShares MSCI Mexico ETF | 464286822 | SHS | 3,131 | $213,000 | thousands by filing date | |
| ISHARES TR | 464287184 | CHINA LG-CAP ETF | 5,304 | $204,000 | thousands by filing date | |
| PRECISION CASTPARTS CORP | 740189105 | COM | 753 | $203,000 | thousands by filing date | |
| NORTHWEST NATURAL GAS CO | 667655104 | COM | 4,486 | $192,000 | thousands by filing date | |
| GENERAL MILLS INC COM | 370334104 | Stock | 3,722 | $186,000 | thousands by filing date | |
| CINCINNATI FINL CORP COM | 172062101 | Stock | 3,501 | $183,000 | thousands by filing date | |
| KEYCORP COM | 493267108 | Stock | 13,471 | $181,000 | thousands by filing date | |
| BERKSHIRE HATHAWAY INC DEL | 084670108 | CL A | 1 | $178,000 | thousands by filing date | |
| CELGENE CORP | 151020104 | COM | 1,015 | $172,000 | thousands by filing date | |
| AMEREN CORP COM | 023608102 | Stock | 4,617 | $167,000 | thousands by filing date | |
| AFLAC INC COM | 001055102 | Stock | 2,354 | $157,000 | thousands by filing date | |
| ConocoPhillips | 20825C104 | COM | 2,196 | $155,000 | thousands by filing date | |
| WELLTOWER INC | 42217K106 | COM | 2,870 | $154,000 | thousands by filing date | |
| Matisse Discounted Cl-End Fd S | 85520V434 | COM | 15,542 | $154,000 | thousands by filing date | |
| REALTY INCOME CORP COM | 756109104 | REIT | 4,000 | $149,000 | thousands by filing date | |
| Mondelez International,Inc. Class A | 609207105 | COM | 4,140 | $146,000 | thousands by filing date | |
| Vanguard Mega Cap Growth ETF | 921910816 | SHS | 2,000 | $145,000 | thousands by filing date | |
| DOMINION ENERGY INC COM | 25746U109 | Stock | 2,219 | $144,000 | thousands by filing date | |
| iShares Short Treasury Bond ETF | 464288679 | SHS | 1,297 | $143,000 | thousands by filing date | |
| UNITED TECHNOLOGIES CORP | 913017109 | COM | 1,154 | $131,000 | thousands by filing date | |
| ALLIANCE FIBER OPTIC PRODUCT | 018680306 | COM | 8,600 | $129,000 | thousands by filing date | |
| SYSCOCORP | 871829107 | COM | 3,427 | $124,000 | thousands by filing date | |
| NOVARTIS AG SPONSORED ADR | 66987V109 | ADR | 1,482 | $119,000 | thousands by filing date | |
| EMERGENT BIOSOLUTIONS INC | 29089Q105 | COM | 5,055 | $116,000 | thousands by filing date | |
| VANGUARD STAR FD | 921909792 | VNGRD TIS SGNL | 3,417 | $115,000 | thousands by filing date | |
| CMS ENERGY CORP COM | 125896100 | Stock | 4,263 | $114,000 | thousands by filing date | |
| VODAFONE GP PLC | 92857W209 | ADR | 2,763 | $109,000 | thousands by filing date | |
| PPL CORP COM | 69351T106 | Stock | 3,272 | $98,000 | thousands by filing date | |
| BEMIS INC | 081437105 | COM | 2,389 | $98,000 | thousands by filing date | |
| NEW AMERICA HIGH INCOME FUND I | 641876800 | COM NEW | 10,054 | $97,000 | thousands by filing date | |
| Walmart Inc. | 931142103 | COM | 1,221 | $96,000 | thousands by filing date | |
| Cisco Systems,Inc. | 17275R102 | COM | 4,254 | $95,000 | thousands by filing date | |
| Eli Lilly and Company | 532457108 | COM | 1,858 | $95,000 | thousands by filing date | |
| iShares S&P Mid-Cap 400 Value ETF | 464287705 | SHS | 816 | $95,000 | thousands by filing date | |
| Amgen Inc. | 031162100 | COM | 800 | $91,000 | thousands by filing date | |
| DARDEN RESTAURANTS INC COM | 237194105 | Stock | 1,673 | $91,000 | thousands by filing date | |
| PIMCO MUN INCOME FD II | 72200W106 | COM | 8,500 | $91,000 | thousands by filing date | |
| 3M CO COM | 88579Y101 | Stock | 642 | $90,000 | thousands by filing date | |
| MDU RES GROUP INC | 552690109 | COM | 2,925 | $89,000 | thousands by filing date | |
| B & G FOODS INC | 05508R106 | COM | 2,500 | $85,000 | thousands by filing date | |
| KRAFT FOODS GROUP INC | 50076Q106 | COM | 1,556 | $84,000 | thousands by filing date | |
| ISHARES TR | 464287465 | MSCI EAFE ETF | 1,205 | $81,000 | thousands by filing date | |
| FREEPORT MCMORAN INC CL B | 35671D857 | Stock | 2,091 | $79,000 | thousands by filing date | |
| NEW YORK MORTGAGE TRUST INC | 649604501 | COM PAR $.02 | 11,250 | $79,000 | thousands by filing date | |
| DR PEPPER SNAPPLE GROUP INC | 26138E109 | COM | 1,592 | $78,000 | thousands by filing date | |
| ALLIANCE RESOURCE PARTNERS L | 01877R108 | UT LTD PART | 1,000 | $77,000 | thousands by filing date | |
| JPMORGAN CORE BOND I | 4812C0381 | BOND FUNDS | 6,676 | $77,000 | thousands by filing date | |
| JANUS HENDERSON GROUP PLC | 47103C746 | ETF | 7,441 | $77,000 | thousands by filing date | |
| KINDER MORGAN MANAGEMENT LLC | 49455U100 | SHS | 1,017 | $77,000 | thousands by filing date | |
| HYPERDYNAMICS CORP | 448954206 | COM | 18,750 | $76,000 | thousands by filing date | |
| RESERVE YIELD PLUS FUND IN LIQUIDATION | 825250103 | EQUITY | 76,348 | $76,000 | thousands by filing date | |
| BHP BILLITON LIMITED SPONSORED ADS | 088606108 | ADR | 1,102 | $75,000 | thousands by filing date | |
| Vaneck Vectors Gold Miners ETF | 57060u100 | COM | 3,500 | $74,000 | thousands by filing date | |
| iShares S&P 500 Value ETF | 464287408 | SHS | 854 | $73,000 | thousands by filing date | |
| NATIONAL FUEL GAS CO COM | 636180101 | Stock | 1,000 | $71,000 | thousands by filing date | |
| WESTERN ASSET MANAGED MUNS F | 95766M105 | COM | 5,800 | $71,000 | thousands by filing date | |
| CENTURYLINK INC | 156700106 | COM | 2,225 | $71,000 | thousands by filing date | |
| DRYSHIPS INC | Y2109Q101 | COMMON STOCK-FO | 15,000 | $71,000 | thousands by filing date | |
| CONSTELLATION BRANDS INC CL A | 21036P108 | Stock | 1,000 | $70,000 | thousands by filing date | |
| Thermo Fisher Scientific Inc. | 883556102 | COM | 620 | $69,000 | thousands by filing date | |
| COLGATE PALMOLIVE CO COM | 194162103 | Stock | 1,053 | $69,000 | thousands by filing date | |
| Bayer AG Spons ADR | 072730302 | COM | 488 | $69,000 | thousands by filing date | |
| NYLI MACKAY HIGH YIELD CORPORATE BD CL I | 56062X708 | COM | 10,798 | $65,000 | thousands by filing date | |
| PIMCO FOREIGN BD FD P | 72201M784 | MUTUAL | 6,138 | $65,000 | thousands by filing date | |
| HOME PROPERTIES INC | 437306103 | COM | 1,200 | $64,000 | thousands by filing date | |
| iShares S&P 500 Growth ETF | 464287309 | SHS | 643 | $63,000 | thousands by filing date | |
| KIMBERLY-CLARK CORP COM | 494368103 | Stock | 601 | $63,000 | thousands by filing date | |
| ONEOK INC NEW | 682680103 | COM | 1,000 | $62,000 | thousands by filing date | |
| KELLANOVA | 487836108 | COM | 1,008 | $62,000 | thousands by filing date | |
| NESTLE SA ADR | 641069406 | COM | 835 | $61,000 | thousands by filing date | |
| BIOGEN INC COM | 09062X103 | Stock | 215 | $60,000 | thousands by filing date | |
| PIMCO EMERGING MARKETS BOND I2 | 72201M818 | PEMPX | 5,480 | $59,000 | thousands by filing date | |
| Health Care Select Sector SPDR Fund | 81369Y209 | SHS | 1,051 | $58,000 | thousands by filing date | |
| FRANKLIN INCOME FUND CL | 353496300 | FKINX | 23,622 | $57,000 | thousands by filing date | |
| UNITED STATES OIL FUND LP | 91232N108 | UNITS | 1,621 | $57,000 | thousands by filing date | |
| RADISYS CORP | 750459109 | COM | 24,751 | $57,000 | thousands by filing date | |
| HARDING LOEVNER EMERGING MARKETS ADVISOR | 412295305 | NTF EQUITY FUNDS | 1,176 | $57,000 | thousands by filing date | |
| PUBLIC STORAGE COM | 74460D109 | REIT | 369 | $56,000 | thousands by filing date | |
| AMTRUST FINANCIAL SERVICES | 032359959 | Cmn | 688 | $56,000 | thousands by filing date | put |
| META PLATFORMS INC | 30303M952 | PUT | 1,508 | $55,000 | thousands by filing date | put |
| TRAVELERS COMPANIES INC COM | 89417E109 | Stock | 595 | $54,000 | thousands by filing date | |
| AMER MUN INCOME PORT INC | 027649102 | COM | 4,100 | $53,000 | thousands by filing date | |
| SOUTHERN COPPER CORP | 84265V105 | COM | 1,827 | $52,000 | thousands by filing date | |
| Vanguard FTSE All-World ex-US ETF | 922042775 | SHS | 1,000 | $51,000 | thousands by filing date | |
| HALLIBURTON CO COM | 406216101 | Stock | 1,000 | $51,000 | thousands by filing date | |
| GOLDMAN SACHS GROUP $1.625 PFD | 38144G184 | PREFERRED | 2,000 | $50,000 | thousands by filing date | |
| HEALTHCARE TRUST OF AMERICA | 42225P105 | COMMON STOCK | 5,000 | $49,000 | thousands by filing date | |
| Automatic Data Processing,Inc. | 053015103 | COM | 593 | $48,000 | thousands by filing date | |
| FLIR SYS INC | 302445101 | COM | 1,600 | $48,000 | thousands by filing date | |
| MONRO INC | 610236101 | COMMON STOCK | 859 | $48,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524805 | INTL EQTY ETF | 1,500 | $47,000 | thousands by filing date | |
| CHEMED CORP NEW | 16359R103 | COM | 609 | $47,000 | thousands by filing date | |
| AGRIUM INC | 008916108 | COM | 517 | $47,000 | thousands by filing date | |
| NextEra Energy,Inc. | 65339F101 | COM | 536 | $46,000 | thousands by filing date | |
| Vanguard Consumer Discretionary ETF | 92204A108 | SHS | 423 | $46,000 | thousands by filing date | |
| VANGUARD WORLD FD | 92204A603 | INDUSTRIAL ETF | 464 | $46,000 | thousands by filing date | |
| PepsiCo,Inc. | 713448108 | COM | 542 | $45,000 | thousands by filing date | |
| Vanguard Extended Market ETF | 922908652 | SHS | 546 | $45,000 | thousands by filing date | |
| Vanguard Mid-Cap ETF | 922908629 | SHS | 409 | $45,000 | thousands by filing date | |
| Vanguard Mid-Cap Growth ETF | 922908538 | SHS | 499 | $45,000 | thousands by filing date | |
| Vanguard Mid-Cap Value ETF | 922908512 | SHS | 565 | $45,000 | thousands by filing date | |
| Vanguard Small-Cap ETF | 922908751 | SHS | 409 | $45,000 | thousands by filing date | |
| Vanguard Small-Cap Growth ETF | 922908595 | SHS | 369 | $45,000 | thousands by filing date | |
| Vanguard Small-Cap Value ETF | 922908611 | SHS | 462 | $45,000 | thousands by filing date | |
| VANGUARD HEALTH CARE ETF | 92204A504 | ETF | 448 | $45,000 | thousands by filing date | |
| CNOOC LIMITED | 126132109 | SPONSORED ADR | 242 | $45,000 | thousands by filing date | |
| DCT INDUSTRIAL TRUST INC | 233153105 | COM | 6,268 | $45,000 | thousands by filing date | |
| Tesla Motors, Inc | 88160R101 | COM | 291 | $44,000 | thousands by filing date | |
| U S G CORP | 903293405 | COM NEW | 1,500 | $43,000 | thousands by filing date | |
| Qualcomm Incorporated | 747525103 | COM | 561 | $42,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y704 | INDL | 785 | $41,000 | thousands by filing date | |
| Home Depot, Inc | 437076102 | COM | 491 | $40,000 | thousands by filing date | |
| ISHARES TR | 464287630 | RUS 2000 VAL ETF | 400 | $40,000 | thousands by filing date | |
| AES TR III | 00808N202 | PFD CV 6.75% | 800 | $40,000 | thousands by filing date | |
| MARATHON PETE CORP COM | 56585A102 | Stock | 429 | $39,000 | thousands by filing date | |
| TIME WARNER INC | 887317303 | COM NEW | 566 | $39,000 | thousands by filing date | |
| MONSANTO CO NEW | 61166W101 | COM | 334 | $39,000 | thousands by filing date | |
| Gabelli Dividend & Income Trust Preferred Series A | 36242H203 | preferred stock | 1,600 | $39,000 | thousands by filing date | |
| PUBLIC SVC ENTERPRISE GROUP COM | 744573106 | Stock | 1,195 | $38,000 | thousands by filing date | |
| AETNA INC NEW | 00817Y108 | COM | 552 | $38,000 | thousands by filing date | |
| Vanguard Specialized Portfolio | 921908208 | mf | 3,665 | $38,000 | thousands by filing date | |
| PROSHARES TR | 74347X831 | ULTRAPRO QQQ | 300 | $37,000 | thousands by filing date | |
| TAIWAN SEMICONDUCTOR MFG | 874039100 | SPONSORED ADS | 2,146 | $37,000 | thousands by filing date | |
| WP CAREY INC COM | 92936U109 | REIT | 600 | $37,000 | thousands by filing date | |
| PLUM CREEK TIMBER CO INC | 729251108 | COM | 800 | $37,000 | thousands by filing date | |
| VANGUARD | 92205F106 | Domestic Common | 1,250 | $37,000 | thousands by filing date | |
| UNILEVER PLC | 904767704 | SPON ADR NEW | 876 | $36,000 | thousands by filing date | |
| SPDR S&P 500 ETF TR | 78462F953 | PUT | 4,297 | $36,000 | thousands by filing date | put |
| Blackrock Inflation Protected Bd | 091937748 | Mutual Funds | 3,340 | $36,000 | thousands by filing date | |
| WASHINGTON BANKING CO | 937303105 | COMMON STOCK | 2,000 | $35,000 | thousands by filing date | |
| SanDisk Corporation | 80004C101 | COM | 500 | $35,000 | thousands by filing date | |
| TEMPLETON GLOBAL BOND ADV | 880208400 | NTF BOND FUNDS | 2,636 | $35,000 | thousands by filing date | |
| XEROX CORP | 984121103 | COM | 2,850 | $35,000 | thousands by filing date | |
| Vanguard Real Estate | 922908553 | SHS | 524 | $34,000 | thousands by filing date | |
| MARATHON OIL CORP | 565849106 | COM | 957 | $34,000 | thousands by filing date | |
| TOTALENERGIES SE | 89151E109 | SPONSORED ADS | 560 | $34,000 | thousands by filing date | |
| RITE AID CORP NEW YORK | 767754954 | Cmn | 2,731 | $34,000 | thousands by filing date | put |
| RIO TINTO PLC SPONSORED ADR | 767204100 | ADR | 581 | $33,000 | thousands by filing date | |
| PAYCHEX INC | 704326107 | COM | 700 | $32,000 | thousands by filing date | |
| DIAGEO PLC SPON ADR NEW | 25243Q205 | ADR | 241 | $32,000 | thousands by filing date | |
| PHILLIPS 66 COM | 718546104 | Stock | 418 | $32,000 | thousands by filing date | |
| HAWAIIAN ELEC INDS INC MTN B | 419870100 | COM | 1,200 | $31,000 | thousands by filing date | |
| NATIONAL AUSTRALIA BK SPONSORE | 632525408 | COM | 1,000 | $31,000 | thousands by filing date | |
| SEADRILL ORD | G7945E105 | COM | 750 | $31,000 | thousands by filing date | |
| PIMCO CORPORATE & INCM STRG | 72200U100 | COM | 1,886 | $30,000 | thousands by filing date | |
| HSBC HLDGS PLC | 404280604 | ADR A 1/40PF A | 1,200 | $30,000 | thousands by filing date | |
| ING GLBL ADV & PREM OPP FUND | 44982N109 | COM | 2,574 | $30,000 | thousands by filing date | |
| CVS Health Corporation | 126650100 | COM | 400 | $29,000 | thousands by filing date | |
| ISHARES TR | 464288513 | IBOXX HI YD ETF | 314 | $29,000 | thousands by filing date | |
| GENERAL MTRS CO | 37045V900 | CALL | 180 | $29,000 | thousands by filing date | call |
| BLDRS INDEX FDS TR | 09348R300 | EMER MK 50 ADR | 778 | $29,000 | thousands by filing date | |
| ENERGY TRANSFER PRTNRS L P | 29273R109 | UNIT LTD PARTN | 500 | $29,000 | thousands by filing date | |
| CORE REALTY HOLDINGS 2007-A 8% DEBENTURE N | 217996016 | EQUITY | 29,000 | $29,000 | thousands by filing date | |
| MORGAN STANLEY CHINA A SH FD | 617468103 | COM | 1,166 | $28,000 | thousands by filing date | |
| SPECTRA ENERGY CORP | 847560109 | COM | 800 | $28,000 | thousands by filing date | |
| ROYAL BK SCOTLND GRP PLC | 780097804 | SPON | 1,121 | $28,000 | thousands by filing date | |
| AMPHENOL CORP NEW | 032095101 | COM | 300 | $27,000 | thousands by filing date | |
| Duke Energy Corporation | 26441C204 | COM | 391 | $27,000 | thousands by filing date | |
| iShares iBoxx Inv Grade Corporate Bond ETF | 464287242 | SHS | 236 | $27,000 | thousands by filing date | |
| STANLEY BLACK & DECKER INC COM | 854502101 | Stock | 338 | $27,000 | thousands by filing date | |
| EXPRESS SCRIPTS HLDG CO | 30219G108 | COM | 390 | $27,000 | thousands by filing date | |
| STRATASYS LTD | M85548101 | SHS | 200 | $27,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E416 | SOCIAL MED ETF | 1,250 | $27,000 | thousands by filing date | |
| CORE RLTY HLDGS LLC BONDS SERIES 2007-A NS | 21870EAA0 | OPTION | 27 | $27,000 | thousands by filing date | |
| ISHARES TR | 464287606 | S&P MC 400GR ETF | 174 | $26,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W794 | TRUE DEV INTL FD | 500 | $26,000 | thousands by filing date | |
| JENSEN QUALITY GROWTH I | 476313309 | EQUITY FUNDS | 682 | $26,000 | thousands by filing date | |
| Southern Company | 842587107 | COM | 600 | $25,000 | thousands by filing date | |
| BCE INC COM NEW | 05534B760 | Stock | 566 | $25,000 | thousands by filing date | |
| JABIL INC COM | 466313103 | Stock | 1,457 | $25,000 | thousands by filing date | |
| TWITTER INC | 90184L102 | COM | 400 | $25,000 | thousands by filing date | |
| POWERSHARES GLOBAL | 73936T615 | GBL CLEAN ENER | 2,050 | $25,000 | thousands by filing date | |
| BP PLC SPONSORED ADR | 055622104 | ADR | 488 | $24,000 | thousands by filing date | |
| SMUCKER J M CO | 832696405 | COM NEW | 230 | $24,000 | thousands by filing date | |
| ANADARKO PETROLEUM CORP | 032511107 | COM | 307 | $24,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33736G106 | GBL WND ENRG ETF | 2,100 | $24,000 | thousands by filing date | |
| AVON PRODS INC | 054303102 | COM | 1,370 | $24,000 | thousands by filing date | |
| CELLDEX THERAPEUTICS INC NEW | 15117B103 | COM | 1,000 | $24,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06739F291 | IPMS INDIA ETN | 424 | $24,000 | thousands by filing date | |
| Comcast Corp | 20030N101 | COM | 434 | $23,000 | thousands by filing date | |
| GABELLI EQUITY TR INC COM | 362397101 | CEF | 3,000 | $23,000 | thousands by filing date | |
| TERADATA CORP DEL | 88076W103 | COM | 505 | $23,000 | thousands by filing date | |
| W & T OFFSHORE INC | 92922P956 | COM | 705 | $23,000 | thousands by filing date | put |
| FIRST TR ISE REVERE NAT GAS | 33734J102 | COM | 1,175 | $23,000 | thousands by filing date | |
| VOXELJET AG | 92912L907 | ADS | 98 | $23,000 | thousands by filing date | call |
| WEYERHAEUSER CO COM NEW | 962166104 | REIT | 697 | $22,000 | thousands by filing date | |
| STONEMOR PARTNERS LP | 86183Q100 | COMMON STOCK | 850 | $22,000 | thousands by filing date | |
| Bristol-Myers Squibb Company | 110122108 | COM | 400 | $21,000 | thousands by filing date | |
| BAXTER INTL INC | 071813109 | COM | 300 | $21,000 | thousands by filing date | |
| PIONEER NATURAL RESOURCES CO | 723787107 | COM | 116 | $21,000 | thousands by filing date | |
| L OREAL CO ADR | 502117203 | ADUS | 590 | $21,000 | thousands by filing date | |
| NATIONAL SEMICONDUCTOR CORP | 637640953 | OPTION | 963 | $21,000 | thousands by filing date | put |
| Eaton Corp. Plc | G29183103 | COM | 260 | $20,000 | thousands by filing date | |
| iShares S&P Small-Cap 600 Value ETF | 464287879 | SHS | 184 | $20,000 | thousands by filing date | |
| BAYTEX ENERGY CORP COM | 07317Q105 | Stock | 500 | $20,000 | thousands by filing date | |
| PIMCO HIGH INCOME FD | 722014107 | COM SHS | 1,700 | $20,000 | thousands by filing date | |
| ARBOR REALTY TRUST INC | 038923108 | COM | 3,000 | $20,000 | thousands by filing date | |
| FIRST TRUST MLP AND ENERGY INC | 33739B104 | COM | 1,000 | $20,000 | thousands by filing date | |
| FLAHERTY & CRUMRINE PFD INCO | 33848E106 | COM | 2,000 | $20,000 | thousands by filing date | |
| LVMH MOET HENNESSY LOU FSPONSORED ADR 1 ADR REPS 0.2 ORD SHS | 502441306 | AMERICAN DEPOSITORY | 560 | $20,000 | thousands by filing date | |
| Chubb Corporation | 171232101 | Equity | 202 | $20,000 | thousands by filing date | |
| EUPAC FD | 298706102 | International Equities, EAFE, Large Cap Growth | 417 | $20,000 | thousands by filing date | |
| ROYAL BANK OF SCOTLAND GROUP PLC | 780097788 | PREFERRED STOCK | 1,000 | $20,000 | thousands by filing date | |
| Breitburn Energy Ptnr Lp | 106776107 | COM UT LTD PTN | 1,000 | $20,000 | thousands by filing date | |
| ING GROUP NV 7.2% $1.8 PFD | 456837301 | PREFERRED | 800 | $20,000 | thousands by filing date | |
| UnitedHealth Group Inc | 91324P102 | COM | 254 | $19,000 | thousands by filing date | |
| FEDEX CORP COM | 31428X106 | Stock | 132 | $19,000 | thousands by filing date | |
| DEVON ENERGY CORP NEW COM | 25179M103 | Stock | 300 | $19,000 | thousands by filing date | |
| GABELLI DIVID & INCOME TR | 36242H104 | COM | 840 | $19,000 | thousands by filing date | |
| ROYAL DUTCH SHELL PLC SPN ADR | 780259206 | SPONS ADR A | 269 | $19,000 | thousands by filing date | |
| 3D SYSTEMS CORP | 88554D205 | COMMON STOCK | 200 | $19,000 | thousands by filing date | |
| CARDINAL HEALTH INC | 14149Y108 | COM | 276 | $18,000 | thousands by filing date | |
| ISHARES INC | 464286103 | MSCI AUST ETF | 750 | $18,000 | thousands by filing date | |
| AQUA AMERICA INC | 03836W103 | COM | 750 | $18,000 | thousands by filing date | |
| ENBRIDGE ENERGY PARTNERS L P | 29250R106 | Domestic Common | 600 | $18,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M100 | GUGG BRIC ETF | 530 | $18,000 | thousands by filing date | |
| DRYSHIPS INC | Y2109Q901 | COM | 150 | $18,000 | thousands by filing date | call |
| INDUSTRIAL INCOME TRUST INC COMMON STOCK N | 45599D103 | EQUITY | 1,760 | $18,000 | thousands by filing date | |
| Abbott Laboratories | 002824100 | COM | 436 | $17,000 | thousands by filing date | |
| BECTON DICKINSON & CO | 075887109 | COM | 150 | $17,000 | thousands by filing date | |
| EMERSON ELEC CO COM | 291011104 | Stock | 240 | $17,000 | thousands by filing date | |
| GENUINE PARTS CO COM | 372460105 | Stock | 200 | $17,000 | thousands by filing date | |
| ISHARES TR | 464287887 | S&P SML 600 GWT | 146 | $17,000 | thousands by filing date | |
| MICROSOFT CORP | 594918904 | CALL | 626 | $17,000 | thousands by filing date | call |
| SUNOCO LOGISTICS PRTNRS L P | 86764L108 | COM UNITS | 225 | $17,000 | thousands by filing date | |
| PENN WEST PETE LTD NEW | 707887105 | COM | 2,015 | $17,000 | thousands by filing date | |
| T ROWE PRICE HIGH YIELD FUND | 741481105 | Com | 2,345 | $17,000 | thousands by filing date | |
| Medical Facilities Corp | 58457V503 | Common | 1,000 | $17,000 | thousands by filing date | |
| AbbVie,Inc. | 00287Y109 | COM | 308 | $16,000 | thousands by filing date | |
| MOODYS CORP COM | 615369105 | Stock | 200 | $16,000 | thousands by filing date | |
| BANK NOVA SCOTIA B C COM | 064149107 | Stock | 250 | $16,000 | thousands by filing date | |
| ENI SPA SPONSORED ADR | 26874R108 | ADR | 340 | $16,000 | thousands by filing date | |
| ISHARES TR LATN AMER 40 ETF | 464287390 | LATN AMER 40 ETF | 445 | $16,000 | thousands by filing date | |
| INTEL CORP | 458140900 | CALL | 1,205 | $16,000 | thousands by filing date | call |
| FORD MTR CO | 345370950 | PUT | 2,094 | $16,000 | thousands by filing date | put |
| VWO | 922042858 | SHS | 364 | $15,000 | thousands by filing date | |
| HERSHEY CO COM | 427866108 | Stock | 150 | $15,000 | thousands by filing date | |
| APOLLO COML REAL ESTATE FIN | 03762U105 | COM | 900 | $15,000 | thousands by filing date | |
| IRIDIUM COMMUNICATIONS INC | 46269C102 | COM | 2,360 | $15,000 | thousands by filing date | |
| ANNALY CAPITAL MANAGEMENT | 035710409 | COM | 1,500 | $15,000 | thousands by filing date | |
| FRONTIER COMMUNICATIONS CORP | 35906A108 | COM | 3,314 | $15,000 | thousands by filing date | |
| IAC/INTERACTIVECORP | 44919P958 | COM | 351 | $15,000 | thousands by filing date | put |
| RENEWABLE ENERGY GROUP INC | 75972A951 | COM NEW | 882 | $15,000 | thousands by filing date | put |
| VALE S A | 91912E105 | SPONSORED ADS | 945 | $14,000 | thousands by filing date | |
| ATMOS ENERGY CORP COM | 049560105 | Stock | 300 | $14,000 | thousands by filing date | |
| OLD REP INTL CORP COM | 680223104 | Stock | 800 | $14,000 | thousands by filing date | |
| BANK OF AMER CORP | 060505954 | PUT | 2,350 | $14,000 | thousands by filing date | put |
| SCANA CORP NEW | 80589M102 | COM | 300 | $14,000 | thousands by filing date | |
| POWERSHARES | 73936B408 | EXCHANGE TRADED | 588 | $14,000 | thousands by filing date | |
| WESTAR ENERGY INC | 95709T100 | COMMON STOCK | 450 | $14,000 | thousands by filing date | |
| LEGACY RESERVES LP | 524707304 | UNIT LP INT | 500 | $14,000 | thousands by filing date | |
| ENTERGY CORP NEW COM | 29364G103 | Stock | 200 | $13,000 | thousands by filing date | |
| DOVER CORP COM | 260003108 | Stock | 138 | $13,000 | thousands by filing date | |
| THE CAMPBELLS COMPANY COM | 134429109 | Stock | 300 | $13,000 | thousands by filing date | |
| MICROSOFT CORP | 594918954 | PUT | 262 | $13,000 | thousands by filing date | put |
| JPMORGAN CHASE & CO | 46625H950 | PUT | 151 | $13,000 | thousands by filing date | put |
| GENERAL MTRS CO | 37045V950 | PUT | 1,066 | $13,000 | thousands by filing date | put |
| PDL BIOPHARMA INC | 69329Y104 | COM | 1,500 | $13,000 | thousands by filing date | |
| LUNDIN MINING CORP | 550372106 | COMMON STOCK-FO | 3,000 | $13,000 | thousands by filing date | |
| NATIONAL GRID PLC | 636274300 | SPONSORED ADR NE | 200 | $13,000 | thousands by filing date | |
| CPFL ENERGIA SA SPONS ADR | 126153105 | SPONS ADR | 840 | $13,000 | thousands by filing date | |
| IGNITE RESTAURANT GROUP INC | 451730905 | OPTION | 197 | $13,000 | thousands by filing date | call |
| CSX Corporation | 126408103 | COM | 400 | $12,000 | thousands by filing date | |
| AMBEV SA SPONSORED ADR | 02319V103 | ADR | 1,700 | $12,000 | thousands by filing date | |
| ISHARES INC MSCI BRAZIL ETF | 464286400 | MSCI BRAZIL ETF | 267 | $12,000 | thousands by filing date | |
| SHAW COMMUNICATIONS INC | 82028K200 | CL B CONV | 500 | $12,000 | thousands by filing date | |
| PENGROWTH ENERGY CORP | 70706P104 | COMMON STOCK-FO | 2,000 | $12,000 | thousands by filing date | |
| MARKWEST ENERGY PARTNERS L P | 570759100 | UNIT LTD PARTN | 179 | $12,000 | thousands by filing date | |
| PHILIPPINE LONG DISTANCE TEL | 718252604 | SPONSORED ADR | 200 | $12,000 | thousands by filing date | |
| Accenture Plc Class A | G1151C101 | COM | 128 | $11,000 | thousands by filing date | |
| KINDER MORGAN INC DEL COM | 49456B101 | Stock | 308 | $11,000 | thousands by filing date | |
| BREAD FINANCIAL HOLDINGS INC | 018581108 | COM | 40 | $11,000 | thousands by filing date | |
| ROYAL DUTCH SHELL PLC SPN ADR | 780259107 | SPON ADR B | 150 | $11,000 | thousands by filing date | |
| WELLS FARGO & CO | 949746951 | CALL | 204 | $11,000 | thousands by filing date | put |
| DIEBOLD NXDF INC | 253651103 | COM | 347 | $11,000 | thousands by filing date | |
| MOLYCORP INC DEL | 608753109 | COM | 2,000 | $11,000 | thousands by filing date | |
| ORGANOVO HOLDINGS INC | 68620A104 | COMMON | 1,000 | $11,000 | thousands by filing date | |
| BONANZA CREEK ENERGY INC | 097793953 | COM | 288 | $11,000 | thousands by filing date | put |
| GENERAL DYNAMICS CORP COM | 369550108 | Stock | 109 | $10,000 | thousands by filing date | |
| LITHIA MTRS INC COM | 536797103 | Stock | 150 | $10,000 | thousands by filing date | |
| CBRE GBL REAL ESTATE INC FD COM | 12504G100 | CEF | 1,203 | $10,000 | thousands by filing date | |
| AMERICAN WTR WKS CO INC NEW COM | 030420103 | Stock | 240 | $10,000 | thousands by filing date | |
| PRICE T ROWE GROUP INC COM | 74144T108 | Stock | 122 | $10,000 | thousands by filing date | |
| EBAY INC. COM | 278642103 | Stock | 180 | $10,000 | thousands by filing date | |
| NORDIC AMERICAN TANKERS LIMI | G65773106 | COM | 1,000 | $10,000 | thousands by filing date | |
| PLAINS ALL AMERN PIPELINE L | 726503105 | UNIT LTD PARTN | 200 | $10,000 | thousands by filing date | |
| PowerShares QQQ Trust Unit Ser | 73935A104 | COM | 115 | $10,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G952 | CALL | 277 | $10,000 | thousands by filing date | put |
| COSTCO WHOLESALE CORPORATION | 22160K905 | CALL | 93 | $10,000 | thousands by filing date | call |
| KROGER CO | 501044901 | CALL | 274 | $10,000 | thousands by filing date | call |
| T-MOBILE US INC | 872590954 | COM | 1,323 | $10,000 | thousands by filing date | put |
| CARMAX INC | 143130952 | COM | 172 | $10,000 | thousands by filing date | put |
| DENTSPLY INTL INC | 249030107 | COM | 200 | $10,000 | thousands by filing date | |
| LUKOIL-SPON ADR | 677862104 | ADR | 151 | $10,000 | thousands by filing date | |
| Danaher Corporation | 235851102 | COM | 122 | $9,000 | thousands by filing date | |
| NOKIA CORP | 654902204 | SPONSORED ADR | 1,100 | $9,000 | thousands by filing date | |
| ISHARES TR | 464287234 | MSCI EMG MKT ETF | 216 | $9,000 | thousands by filing date | |
| NORFOLK SOUTHN CORP COM | 655844108 | Stock | 100 | $9,000 | thousands by filing date | |
| INFOSYS LTD SPONSORED ADR | 456788108 | ADR | 152 | $9,000 | thousands by filing date | |
| PENSKE AUTOMOTIVE GRP INC COM | 70959W103 | Stock | 200 | $9,000 | thousands by filing date | |
| ISHARES TR | 464287861 | EUROPE ETF | 200 | $9,000 | thousands by filing date | |
| ROCHE HLDG LTD SPONS ADR (ISIN #US7711951043 SEDOL #B014J8) | 771195104 | ADR | 130 | $9,000 | thousands by filing date | |
| GLD PUT 380.000 09182026 | 78463v957 | PUT | 549 | $9,000 | thousands by filing date | put |
| KROGER CO | 501044951 | PUT | 212 | $9,000 | thousands by filing date | put |
| LAS VEGAS SANDS CORP | 517834957 | PUT | 243 | $9,000 | thousands by filing date | put |
| MS 0 08/25/16 | 61759G612 | OPTION | 640 | $9,000 | thousands by filing date | |
| ILLINOIS TOOL WKS INC | 452308109 | COM | 100 | $8,000 | thousands by filing date | |
| SIGNET JEWELERS LTD SHS | G81276100 | Stock | 100 | $8,000 | thousands by filing date | |
| TATA MTRS LTD | 876568502 | SPONSORED ADR | 264 | $8,000 | thousands by filing date | |
| AMAZON COM INC | 023135956 | PUT | 262 | $8,000 | thousands by filing date | put |
| PEOPLE'S UNITED FINANCIAL INC | 712704105 | COM | 500 | $8,000 | thousands by filing date | |
| STARBUCKS CORP | 855244959 | PUT | 95 | $8,000 | thousands by filing date | put |
| JOHNSON & JOHNSON | 478160904 | CALL | 148 | $8,000 | thousands by filing date | call |
| EVERCORE INC | 29977A955 | PUT | 123 | $8,000 | thousands by filing date | put |
| VALEO SA ADR | 919134304 | COM | 136 | $8,000 | thousands by filing date | |
| INTEGRYS ENERGY GROUP INC | 45822P105 | COM | 150 | $8,000 | thousands by filing date | |
| ROWE T PRICE INTL FD | 77956H864 | EMERG MKTS STK | 249 | $8,000 | thousands by filing date | |
| SBERBANK RUSSIA | 80585Y308 | SPONSORED ADR | 642 | $8,000 | thousands by filing date | |
| TEMPLETON GLOBAL BOND FD CL A | 880208103 | mf | 632 | $8,000 | thousands by filing date | |
| T Rowe Price International Bond #76 | 77956H104 | Com | 853 | $8,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q956 | PUT | 547 | $8,000 | thousands by filing date | put |
| DCT INDUSTRIAL TRUST INC COM | 233153905 | OPTION | 62 | $8,000 | thousands by filing date | call |
| Lockheed Martin Corporation | 539830109 | COM | 50 | $7,000 | thousands by filing date | |
| AVNET INC COM | 053807103 | Stock | 153 | $7,000 | thousands by filing date | |
| BAIDU INC SPON ADR REP A | 056752108 | ADR | 37 | $7,000 | thousands by filing date | |
| V F CORP COM | 918204108 | Stock | 113 | $7,000 | thousands by filing date | |
| AMERIPRISE FINL INC COM | 03076C106 | Stock | 64 | $7,000 | thousands by filing date | |
| VENTAS INC COM | 92276F100 | REIT | 115 | $7,000 | thousands by filing date | |
| PETMED EXPRESS INC | 716382106 | COM | 400 | $7,000 | thousands by filing date | |
| DISCOVERY INC | 25470F302 | COM SER C | 82 | $7,000 | thousands by filing date | |
| SENIOR HSG PPTYS TR | 81721M109 | SH BEN INT | 300 | $7,000 | thousands by filing date | |
| TORTOISE MIDSTRM ENERGY FD I | 89148B101 | COM | 260 | $7,000 | thousands by filing date | |
| MFS MULTIMARKET INCOME TR | 552737108 | SH BEN INT | 1,000 | $7,000 | thousands by filing date | |
| NIKE INC | 654106953 | PUT | 95 | $7,000 | thousands by filing date | put |
| 3D SYS CORP DEL | 88554D955 | COM NEW | 196 | $7,000 | thousands by filing date | put |
| AMERICAN ELEC PWR CO INC | 025537951 | COM | 204 | $7,000 | thousands by filing date | put |
| CHINA CONSTR BANK CORP ADR | 168919108 | ADR | 450 | $7,000 | thousands by filing date | |
| MYRIAD GENETICS INC | 62855J954 | PUT | 480 | $7,000 | thousands by filing date | put |
| IND & COMM BK OF-UNSPON ADR | 455807107 | COM | 525 | $7,000 | thousands by filing date | |
| AMERICAN COASTAL INS CORP | 910710952 | PUT | 193 | $7,000 | thousands by filing date | put |
| ARLINGTON ASSET INVT CORP | 041356955 | CL A NEW | 332 | $7,000 | thousands by filing date | put |
| TWITTER INC | 90184L952 | COM | 152 | $7,000 | thousands by filing date | put |
| Intuit Inc. | 461202103 | COM | 77 | $6,000 | thousands by filing date | |
| GARTNERINC | 366651107 | STOK | 83 | $6,000 | thousands by filing date | |
| CONSOLIDATED EDISON INC | 209115104 | COM | 100 | $6,000 | thousands by filing date | |
| METLIFE INC COM | 59156R108 | Stock | 104 | $6,000 | thousands by filing date | |
| HSBC HLDGS PLC SPON ADR NEW | 404280406 | ADR | 108 | $6,000 | thousands by filing date | |
| FIFTH THIRD BANCORP COM | 316773100 | Stock | 272 | $6,000 | thousands by filing date | |
| DIGITAL RLTY TR INC COM | 253868103 | REIT | 125 | $6,000 | thousands by filing date | |
| REGENERON PHARMACEUTICALS COM | 75886F107 | Stock | 23 | $6,000 | thousands by filing date | |
| PRUDENTIAL PLC ADR | 74435K204 | ADR | 136 | $6,000 | thousands by filing date | |
| ITAU UNIBANCO HLDG S A SPON ADR REP PFD | 465562106 | ADR | 421 | $6,000 | thousands by filing date | |
| CREDICORP LTD | G2519Y108 | COM | 46 | $6,000 | thousands by filing date | |
| ISHARES INC MSCI SPAIN ETF | 464286764 | MSCI SPAIN ETF | 150 | $6,000 | thousands by filing date | |
| HELMERICH & PAYNE INC | 423452101 | COM | 68 | $6,000 | thousands by filing date | |
| COHEN & STEERS QUALITY INCOME | 19247L106 | COM | 656 | $6,000 | thousands by filing date | |
| SPIRIT AEROSYSTEMS HLDGS INC | 848574109 | COM CL A | 170 | $6,000 | thousands by filing date | |
| UNILEVER N V | 904784709 | N Y SHS NEW | 154 | $6,000 | thousands by filing date | |
| COHEN & STEERS TOTAL RETURN | 19247R103 | COM | 500 | $6,000 | thousands by filing date | |
| RAYTHEON CO | 755111507 | COM NEW | 61 | $6,000 | thousands by filing date | |
| CONSOLIDATED COMMUNICATIONS | 209034107 | COM | 300 | $6,000 | thousands by filing date | |
| SURGUTNEFTEGAS PJSC | 868861204 | COMMON STOCK | 700 | $6,000 | thousands by filing date | |
| GOLDMAN SACHS GROUP INC | 38141G954 | Option | 51 | $6,000 | thousands by filing date | put |
| MERCK & CO INC | 58933Y955 | PUT | 180 | $6,000 | thousands by filing date | put |
| CINCINNATI FINL CORP | 172062901 | COM | 26 | $6,000 | thousands by filing date | call |
| EL PASO PIPELINE PARTNERS | 283702108 | COMMON STOCK | 160 | $6,000 | thousands by filing date | |
| TEEKAY LNG PARTNERS L P | Y8564M105 | PRTNRSP UNITS | 150 | $6,000 | thousands by filing date | |
| WESTERN ASSET EMRG MKT INCM | 95766E103 | COM | 480 | $6,000 | thousands by filing date | |
| BLACKSTONE GROUP LP/THE | 09253U958 | COM | 508 | $6,000 | thousands by filing date | put |
| CONN'S INC COMMON STOCK | 208242957 | Cmn | 231 | $6,000 | thousands by filing date | put |
| NASPERS LTD ADR N SHS | 631512100 | ADR | 60 | $6,000 | thousands by filing date | |
| CHINA OVERSEAS LIMITED & | 169403201 | COM | 68 | $6,000 | thousands by filing date | |
| ROYCE OTC SERIES FUND | 780905709 | MUTUAL | 358 | $6,000 | thousands by filing date | |
| CHINA COMMUNICATIONS | 168926103 | SPON AD | 375 | $6,000 | thousands by filing date | |
| BERWYN FD INC COM | 086233103 | EQUITY | 151 | $6,000 | thousands by filing date | |
| Schlumberger Limited | 806857108 | COM | 54 | $5,000 | thousands by filing date | |
| SHERWIN WILLIAMS CO | 824348106 | COM | 25 | $5,000 | thousands by filing date | |
| FIRSTENERGY CORP | 337932107 | COM | 149 | $5,000 | thousands by filing date | |
| CUMMINS INC COM | 231021106 | Stock | 37 | $5,000 | thousands by filing date | |
| WW GRAINGER INC COM | 384802104 | Stock | 20 | $5,000 | thousands by filing date | |
| RANGE RES CORP COM | 75281A109 | Stock | 64 | $5,000 | thousands by filing date | |
| FACTSET RESH SYS INC COM | 303075105 | Stock | 45 | $5,000 | thousands by filing date | |
| ROYAL CARIBBEAN GROUP COM | V7780T103 | Stock | 96 | $5,000 | thousands by filing date | |
| NOVO-NORDISK A S ADR | 670100205 | ADR | 25 | $5,000 | thousands by filing date | |
| SAP SE SPON ADR | 803054204 | ADR | 60 | $5,000 | thousands by filing date | |
| PRUDENTIAL FINL INC COM | 744320102 | Stock | 51 | $5,000 | thousands by filing date | |
| SHINHAN FINANCIAL GROUP CO LTD SPN ADR RESTRD | 824596100 | ADR | 115 | $5,000 | thousands by filing date | |
| HARTFORD INSURANCE GROUP INC COM | 416515104 | Stock | 130 | $5,000 | thousands by filing date | |
| OSHKOSH CORP COM | 688239201 | Stock | 100 | $5,000 | thousands by filing date | |
| TELEFONICA S A SPONSORED ADR | 879382208 | ADR | 300 | $5,000 | thousands by filing date | |
| COPA HOLDINGS SA | P31076105 | CL A | 34 | $5,000 | thousands by filing date | |
| CIA ENERGETICA DE MINAS GERA | 204409601 | SP ADR N-V PFD | 700 | $5,000 | thousands by filing date | |
| SUMITOMO MITSUI FIN GRP INC | 86562M209 | SPONSORED ADR | 495 | $5,000 | thousands by filing date | |
| FOOT LOCKER INC | 344849104 | COM | 117 | $5,000 | thousands by filing date | |
| IAC INTERACTIVECORP | 44919P508 | COM | 68 | $5,000 | thousands by filing date | |
| KANSAS CITY SOUTHERN | 485170302 | COM NEW | 38 | $5,000 | thousands by filing date | |
| MORGAN STANLEY EMERGING MKTS | 617477104 | COM | 381 | $5,000 | thousands by filing date | |
| SK TELECOM LTD | 78440P108 | SPONSORED ADR | 188 | $5,000 | thousands by filing date | |
| ICAHN ENTERPRISES LP | 451100101 | Common Stock | 49 | $5,000 | thousands by filing date | |
| BNP PARIBAS SPONSORED ADR | 05565A202 | ADUS | 122 | $5,000 | thousands by filing date | |
| MV OIL TR | 553859109 | TR UNITS | 200 | $5,000 | thousands by filing date | |
| MARTIN MIDSTREAM PRTNRS L P | 573331105 | UNIT L P INT | 122 | $5,000 | thousands by filing date | |
| DISNEY WALT CO | 254687906 | COM | 11 | $5,000 | thousands by filing date | call |
| AMEREN CORP | 023608902 | COM | 42 | $5,000 | thousands by filing date | call |
| MBIA INC | 55262C950 | COM | 1,423 | $5,000 | thousands by filing date | put |
| LENNAR CORP | 526057954 | CL A | 582 | $5,000 | thousands by filing date | put |
| JABIL INC | 466313953 | COM | 685 | $5,000 | thousands by filing date | put |
| DYNEGY INC NEW DEL | 26817R108 | COM | 231 | $5,000 | thousands by filing date | |
| ASSURED GUARANTY LTD | G0585R956 | PUT | 844 | $5,000 | thousands by filing date | put |
| CIMAREX ENERGY CO COM | 171798101 | Stock | 50 | $5,000 | thousands by filing date | |
| GAZPROM PJSC SPON ADR | 368287207 | ADR | 597 | $5,000 | thousands by filing date | |
| PALL CORP | 696429307 | COM | 56 | $5,000 | thousands by filing date | |
| POPULAR INC | 733174950 | PUT | 2,222 | $5,000 | thousands by filing date | put |
| Keppel Ltd Sponsored | 492051305 | ADR | 295 | $5,000 | thousands by filing date | |
| BOARDWALK PIPELINE PARTNERS | 096627104 | UT LTD PARTNER | 200 | $5,000 | thousands by filing date | |
| COMCAST CORP NEW | 20030N200 | CL A SPL | 110 | $5,000 | thousands by filing date | |
| WUXI PHARMATECH CAYMAN INC | 929352102 | SPONS ADR SHS | 137 | $5,000 | thousands by filing date | |
| PACIFIC RUBIALES ENERGY CORP | 69480U206 | COMMON | 265 | $5,000 | thousands by filing date | |
| GLAXOSMITHKLINE PLC-SPON ADR | 37733W955 | COM | 166 | $5,000 | thousands by filing date | put |
| NORDSTROM INC | 655664950 | COM | 141 | $5,000 | thousands by filing date | put |
| TIME WARNER CABLE | 88732J907 | COM | 17 | $5,000 | thousands by filing date | call |
| DONGFENG MOTOR GROUP CO. LTD. UNSPON ADR CLASS H | 257738203 | COM | 64 | $5,000 | thousands by filing date | |
| ALLIANCE FIBER OPTIC PRODS I | 018680956 | Cmn | 278 | $5,000 | thousands by filing date | put |
| R.R. Donnelley and Sons Co. | 279765951 | OPTION | 623 | $5,000 | thousands by filing date | put |
| CAPITAL ONE FINL CORP | 14040H105 | COM | 51 | $4,000 | thousands by filing date | |
| Deere & Company | 244199105 | COM | 46 | $4,000 | thousands by filing date | |
| iShares Core US Aggregate Bond ETF | 464287226 | SHS | 33 | $4,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001622757-16-000015 | this filing | 2016-11-22 | acceptance time not in the bulk data set | |
| 13F-HR/A 0001622757-16-000024 | base | 2016-11-23 | acceptance time not in the bulk data set |