13F-HR/A filed by BRC Group Holdings, Inc.
BRC Group Holdings, Inc. filed this 13F-HR/A for the quarter ended 2018-09-30, filed 2018-11-19, with 188 holding rows worth $352,333,000.
- Accession
- 0001615774-18-012971
- Filer
- CIK 1464790
- Filed
- 2018-11-19
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2018
A holdings report, amendment of type restatement, 208 entries on the cover page, a total value of $352,333,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $352,338,000 with VALUE read as thousands by filing date, 13F file number 028-17148. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerB. RILEY CAPITAL MANAGEMENT, LLC028-17147
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| iShares Russell 2000 ETF | 464287655 | SHS | 300,000 | $50,565,000 | thousands by filing date | put |
| SELECT INTERIOR CONCEPTS INC CLASS | 816120307 | CL A | 2,583,142 | $27,511,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 45,000 | $13,082,000 | thousands by filing date | put |
| HEALTH INS INNOVATIONS INC | 42225K106 | COM CL A | 191,620 | $11,813,000 | thousands by filing date | |
| BABCOCK & WILCOX ENTERPRISES INC | 05614L100 | COM | 10,851,713 | $11,177,000 | thousands by filing date | |
| LONESTAR RES US INC | 54240F103 | CL A VTG | 1,347,729 | $10,499,000 | thousands by filing date | |
| MAGICJACK VOCALTEC LTD | M6787E101 | SHS | 1,249,600 | $10,434,000 | thousands by filing date | |
| VANGUARD INDEX FDS | 922908637 | LARGE CAP ETF | 74,559 | $9,954,000 | thousands by filing date | |
| HC2 HLDGS INC | 404139107 | COM | 1,509,443 | $9,238,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C409 | COM | 116,254 | $9,086,000 | thousands by filing date | |
| RANGER ENERGY SERVICES CL A | 75282U104 | COMMON STOCK | 876,226 | $7,343,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R833 | ENHAN SHRT MA AC | 69,857 | $7,099,000 | thousands by filing date | |
| RUBICON PROJ INC | 78112V102 | COM | 1,796,837 | $6,469,000 | thousands by filing date | |
| AEGEAN MARINE PETROLEUM NETW | Y0017S102 | SHS | 4,379,308 | $6,263,000 | thousands by filing date | |
| Tesla Motors, Inc | 88160R101 | COM | 20,000 | $5,296,000 | thousands by filing date | put |
| SOMNIGROUP INTERNATIONAL INC COM | 88023U101 | Stock | 90,736 | $4,800,000 | thousands by filing date | |
| SOLAR SENIOR CAPITAL LTD | 83416M105 | COM | 268,360 | $4,484,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 36,438 | $4,167,000 | thousands by filing date | |
| ALIBABA GROUP HLDG LTD | 01609W102 | SPONSORED ADS | 25,000 | $4,119,000 | thousands by filing date | put |
| Vanguard Mid-Cap ETF | 922908629 | SHS | 22,357 | $3,671,000 | thousands by filing date | |
| Vanguard Intermediate-Term Corporate Bond ETF | 92206C870 | SHS | 41,925 | $3,502,000 | thousands by filing date | |
| iShares Russell Midcap ETF | 464287499 | SHS | 15,513 | $3,421,000 | thousands by filing date | |
| ANW 4 11/1/18 | Y0020QAA9 | Bond 30/360P2 U | 4,141,000 | $3,209,000 | thousands by filing date | principal |
| PENNANTPARK INVESTMENT CORPORA | 708062104 | COM | 417,534 | $3,115,000 | thousands by filing date | |
| Chevron Corporation | 166764100 | COM | 25,054 | $3,064,000 | thousands by filing date | |
| FERROGLOBE PLC | G33856108 | SHS | 372,893 | $3,047,000 | thousands by filing date | |
| AMYRIS INC | 03236M200 | COM NEW | 367,756 | $2,920,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R718 | ENHNCD LW DUR AC | 26,764 | $2,667,000 | thousands by filing date | |
| VTI | 922908769 | COM | 16,621 | $2,487,000 | thousands by filing date | |
| AEGEAN MARINE PETE NETWORK I | 00773VAB2 | NOTE 4.250%12/1 | 4,250,000 | $2,483,000 | thousands by filing date | principal |
| PENNANTPARK FLOATING RATE CA | 70806A106 | COM | 186,236 | $2,449,000 | thousands by filing date | |
| iShares Floating Rate Bond ETF | 46429B655 | SHS | 46,336 | $2,364,000 | thousands by filing date | |
| EDGIO INC | 53261M104 | COM | 467,626 | $2,347,000 | thousands by filing date | |
| VWO | 922042858 | SHS | 53,709 | $2,202,000 | thousands by filing date | |
| SACHEM CAP CORP | 78590A109 | COM | 509,445 | $2,124,000 | thousands by filing date | |
| AUDIOEYE INC | 050734201 | COM NEW | 235,200 | $2,117,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 9,206 | $2,078,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 6,734 | $1,958,000 | thousands by filing date | |
| ISHARES TR | 464288448 | INTL SEL DIV ETF | 58,967 | $1,924,000 | thousands by filing date | |
| QUANTUM CORP | 747906501 | COM | 800,000 | $1,920,000 | thousands by filing date | |
| TELENAV INC | 879455103 | COMMON STOCK | 379,957 | $1,918,000 | thousands by filing date | |
| CHURCHILL CAP CORP | 17142R202 | UNIT 99/99/9999 | 185,000 | $1,874,000 | thousands by filing date | |
| VANGUARD MALVERN FDS | 922020805 | SHS | 35,921 | $1,737,000 | thousands by filing date | |
| HP INC COM | 40434L105 | Stock | 67,048 | $1,728,000 | thousands by filing date | |
| ISHARES 1-5 YEAR INVESTMENT GRADE CORPORATE BOND ETF | 464288646 | ETF | 32,836 | $1,702,000 | thousands by filing date | |
| DOUBLELINE INCOME SOLUTIONS | 258622109 | COM | 80,683 | $1,630,000 | thousands by filing date | |
| RIGEL PHARMACEUTICALS INC | 766559603 | COMMON STOCK | 473,343 | $1,519,000 | thousands by filing date | |
| Vanguard Dividend Appreciation ETF | 921908844 | SHS | 13,184 | $1,459,000 | thousands by filing date | |
| ISHARES TR | 464288323 | NEW YORK MUN ETF | 26,809 | $1,457,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W844 | GLB US QTLY DIV | 25,186 | $1,441,000 | thousands by filing date | |
| TRINITY MERGER CORP | 89653L106 | COM CL A | 145,000 | $1,425,000 | thousands by filing date | |
| INVESCO QQQ TR | 46090E103 | COM | 7,577 | $1,408,000 | thousands by filing date | |
| ISHARES TR | 464287465 | MSCI EAFE ETF | 20,264 | $1,378,000 | thousands by filing date | |
| ISHARES INC | 464286525 | MSCI GBL MIN VOL | 15,451 | $1,358,000 | thousands by filing date | |
| ARES CAPITAL CORP | 04010L103 | COM | 76,833 | $1,321,000 | thousands by filing date | |
| GORDON POINTE ACQUISITION CO | 382788107 | COM CLASS A | 125,000 | $1,231,000 | thousands by filing date | |
| EQM MIDSTREAM PARTNERS LP | 26885B100 | UNIT LTD PARTN | 21,696 | $1,145,000 | thousands by filing date | |
| TORTOISE MIDSTRM ENERGY FD I | 89148B101 | COM | 69,178 | $1,112,000 | thousands by filing date | |
| ISHARES TR | 464288414 | NATIONAL MUN ETF | 10,108 | $1,091,000 | thousands by filing date | |
| BBX CAP CORP NEW | 05491N104 | CL A | 147,052 | $1,091,000 | thousands by filing date | |
| EAGLE POINT CREDIT COMPANY I | 269808101 | COM | 55,809 | $999,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E511 | PFD ETF | 68,085 | $975,000 | thousands by filing date | |
| iShares iBoxx Inv Grade Corporate Bond ETF | 464287242 | SHS | 8,178 | $940,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X541 | ST STR NAT ETF | 18,552 | $938,000 | thousands by filing date | |
| ISHARES TR | 464287168 | COM | 9,204 | $918,000 | thousands by filing date | |
| ISHARES TR | 464288281 | JPMORGAN USD EMG | 8,160 | $880,000 | thousands by filing date | |
| iShares MSCI USA Min Vol Factor ETF | 46429B697 | SHS | 15,325 | $874,000 | thousands by filing date | |
| ENANTA PHARMACEUTICALS INC | 29251M106 | COM | 10,000 | $855,000 | thousands by filing date | put |
| Vanguard FTSE Pacific ETF | 922042866 | SHS | 11,844 | $842,000 | thousands by filing date | |
| COHEN & STEERS LTD DURATION | 19248C105 | COM | 34,262 | $816,000 | thousands by filing date | |
| UPBOUND GROUP INC COM | 76009N100 | Stock | 55,798 | $802,000 | thousands by filing date | |
| ISHARES TR | 464287556 | ISHARES BIOTECH | 6,355 | $775,000 | thousands by filing date | |
| PLATFORM SPECIALTY PRODS COR | 72766Q105 | COM | 60,000 | $748,000 | thousands by filing date | |
| GOLDMAN SACHS MLP INC OPP FD | 38147W103 | COM SHS | 80,914 | $745,000 | thousands by filing date | |
| Vanguard Long-Term Corporate Bond ETF | 92206C813 | SHS | 8,338 | $734,000 | thousands by filing date | |
| APOLLO SENIOR FLOATING RATE FU | 037636107 | COM | 44,973 | $719,000 | thousands by filing date | |
| TRAVELCENTERS OF AMERICA LLC | 894174101 | COM | 119,930 | $684,000 | thousands by filing date | |
| BRT APARTMENTS CORP | 055645303 | REIT | 56,616 | $682,000 | thousands by filing date | |
| NOVAVAX INC | 670002104 | COMMON STOCK | 359,194 | $675,000 | thousands by filing date | |
| TPG SPECIALTY LENDING INC | 87265KAB8 | NOTE 4.50012/1 | 665,000 | $667,000 | thousands by filing date | principal |
| MEDALLION FINANCIAL CORP | 583928106 | COMMON STOCK | 100,000 | $665,000 | thousands by filing date | |
| iShares Core MSCI EAFE ETF | 46432F842 | SHS | 10,157 | $651,000 | thousands by filing date | |
| CENTURY COMMUNITIES INC. | 156504300 | COM | 23,304 | $611,000 | thousands by filing date | |
| SPLUNK INC | 848637104 | COM | 5,000 | $605,000 | thousands by filing date | |
| OSIRIS THERAPEUTICS INC NEW | 68827R108 | COM | 52,110 | $578,000 | thousands by filing date | |
| CLIPPER REALTY INC | 18885T306 | COM | 42,114 | $570,000 | thousands by filing date | |
| TRUECAR INC | 89785L107 | COM | 39,705 | $560,000 | thousands by filing date | |
| Berkshire Hathaway Inc | 084670702 | COM | 2,600 | $557,000 | thousands by filing date | |
| ISHARES MSCI EAFE MIN VOL FACTOR ETF | 46429B689 | ETF | 7,527 | $548,000 | thousands by filing date | |
| LUMENTUM HLDGS INC COM | 55024U109 | Stock | 9,007 | $540,000 | thousands by filing date | |
| STATE STR SPDR DOW JONES IND | 78467X109 | UT SER 1 | 2,037 | $539,000 | thousands by filing date | |
| COHU INC | 192576106 | COM | 21,337 | $536,000 | thousands by filing date | |
| PREFERRED BK LOS ANGELES CA | 740367404 | COM NEW | 9,100 | $532,000 | thousands by filing date | |
| IJH | 464287507 | COM | 2,616 | $527,000 | thousands by filing date | |
| ARCHROCK INC | 03957W106 | COM | 43,150 | $526,000 | thousands by filing date | |
| META PLATFORMS INC CL A | 30303M102 | COM | 3,191 | $525,000 | thousands by filing date | |
| HA SUSTAINABLE INFRA CAP INC | 41068X100 | COM | 24,442 | $525,000 | thousands by filing date | |
| SOUTHWESTERN ENERGY CO | 845467109 | COM | 102,782 | $525,000 | thousands by filing date | |
| AROTECH CORP | 042682203 | COM NEW | 154,067 | $524,000 | thousands by filing date | |
| ITERIS INC NEW | 46564T107 | COM | 96,499 | $519,000 | thousands by filing date | |
| SEACOAST BKG CORP FLA | 811707801 | COM NEW | 17,731 | $518,000 | thousands by filing date | |
| THESTREET INC | 88368Q103 | COM | 234,800 | $517,000 | thousands by filing date | |
| POINTER TELOCATION LTD | M7946T104 | SHS | 39,751 | $516,000 | thousands by filing date | |
| CHILDRENS PL INC NEW | 168905107 | COM | 4,020 | $514,000 | thousands by filing date | |
| VIASAT INC | 92552V100 | COM | 7,921 | $507,000 | thousands by filing date | |
| PRIMO WTR CORP | 74165N105 | COM | 27,696 | $500,000 | thousands by filing date | |
| INDUSTRIAL LOGISTICS PPTYS T | 456237106 | COM SHS BEN INT | 21,404 | $493,000 | thousands by filing date | |
| KINDRED BIOSCIENCES INC COM | 494577109 | Stock | 35,000 | $488,000 | thousands by filing date | |
| Vanguard FTSE Europe ETF | 922042874 | SHS | 8,473 | $476,000 | thousands by filing date | |
| UMH PPTYS INC | 903002103 | COM | 30,072 | $470,000 | thousands by filing date | |
| MATTHEWS INTL CORP CLASS A | 577128101 | COMMON STOCK | 9,219 | $462,000 | thousands by filing date | |
| SELECT WATER SOLUTIONS INC | 81617J301 | CL A COM | 38,745 | $459,000 | thousands by filing date | |
| iShares MSCI ACWI ex U.S. ETF | 464288240 | SHS | 9,614 | $458,000 | thousands by filing date | |
| GENTHERM INC | 37253A103 | COM | 10,046 | $457,000 | thousands by filing date | |
| ISHARES TR | 464287648 | RUS 2000 GRW ETF | 2,116 | $455,000 | thousands by filing date | |
| HI-CRUSH PARTNERS LP | 428337109 | COM UNIT LTD | 41,625 | $450,000 | thousands by filing date | |
| ALIMERA SCIENCES INC | 016259103 | COM | 456,200 | $447,000 | thousands by filing date | |
| CNO FINL GROUP INC | 12621E103 | COM | 20,965 | $445,000 | thousands by filing date | |
| KOPPERS HOLDINGS INC | 50060P106 | COM | 14,195 | $442,000 | thousands by filing date | |
| TIVO CORP | 88870P106 | COM | 35,172 | $438,000 | thousands by filing date | |
| VANGUARD STAR FDS | 921909768 | COM | 8,074 | $436,000 | thousands by filing date | |
| NUVEEN TAXABLE MUNICPAL INM FD COM | 67074C103 | CEF | 21,647 | $433,000 | thousands by filing date | |
| MERITAGE HOMES CORP COM | 59001A102 | Stock | 10,816 | $432,000 | thousands by filing date | |
| ONE LIBERTY PROPERTIES INC | 682406103 | REIT | 15,482 | $430,000 | thousands by filing date | |
| S&W SEED COMPANY COM | 785135104 | COM | 173,721 | $426,000 | thousands by filing date | |
| IMMUNOMEDICS INC | 452907108 | COM | 20,384 | $425,000 | thousands by filing date | |
| ANTERO MIDSTREAM GP LP | 03675Y103 | COM SHS REPSTG | 25,000 | $423,000 | thousands by filing date | |
| SPECTRUM PHARMACEUTICALS INC | 84763A108 | COM | 24,737 | $416,000 | thousands by filing date | |
| Vanguard Growth | 922908736 | COM | 2,578 | $415,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V787 | BIOTECHNOLOGY | 6,982 | $415,000 | thousands by filing date | |
| VERASTEM INC | 92337C104 | COM | 57,251 | $415,000 | thousands by filing date | |
| EXTREME NETWORKS INC | 30226D106 | COM | 75,000 | $411,000 | thousands by filing date | |
| NEW MTN FIN CORP | 647551100 | COM | 30,000 | $405,000 | thousands by filing date | |
| APOLLO TACTICAL INCOME FD INC | 037638103 | COM | 26,082 | $405,000 | thousands by filing date | |
| LADENBURG THALMANN FINANCIAL | 50575Q102 | COM | 150,000 | $405,000 | thousands by filing date | |
| 180 LIFE SCIENCES ORD | 48242A104 | COM | 40,000 | $404,000 | thousands by filing date | |
| XPERI CORP | 98421B100 | COM | 25,979 | $386,000 | thousands by filing date | |
| ISHARES TR | 464288356 | CALIF MUN BD ETF | 6,382 | $370,000 | thousands by filing date | |
| ISHARES TR | 464287234 | MSCI EMG MKT ETF | 8,427 | $362,000 | thousands by filing date | |
| Vanguard FTSE All-World ex-US ETF | 922042775 | SHS | 6,612 | $344,000 | thousands by filing date | |
| Energy Select Sector SPDR Fund | 81369Y506 | SHS | 4,378 | $332,000 | thousands by filing date | |
| GLOBAL SHIP LEASE INC NEW | Y27183105 | SHS A | 301,934 | $332,000 | thousands by filing date | |
| STEWART INFORMATION SVCS COR | 860372101 | COM | 7,124 | $321,000 | thousands by filing date | |
| BERKSHIRE HATHAWAY INC DEL | 084670108 | CL A | 1 | $320,000 | thousands by filing date | |
| ISHARES TR | 464288695 | GLOBAL MATER ETF | 4,754 | $320,000 | thousands by filing date | |
| PLURISTEM THERAPEUTICS INC | 72940R102 | COM | 246,409 | $320,000 | thousands by filing date | |
| Costco Wholesale Corporation | 22160K105 | COM | 1,335 | $314,000 | thousands by filing date | |
| Vanguard Value ETF | 922908744 | SHS | 2,833 | $314,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y407 | SBI CONS DISCR | 2,668 | $313,000 | thousands by filing date | |
| A10 NETWORKS INC | 002121101 | COM | 51,500 | $313,000 | thousands by filing date | |
| ISHARESRUSSELL1000GROWTHETF | 464287614 | STOK | 1,965 | $307,000 | thousands by filing date | |
| EVERSPIN TECHNOLOGIES INC | 30041T104 | COMMON STOCK | 40,000 | $307,000 | thousands by filing date | |
| Home Depot, Inc | 437076102 | COM | 1,360 | $282,000 | thousands by filing date | |
| Walt Disney Co | 254687106 | COM | 2,298 | $269,000 | thousands by filing date | |
| ON SEMICONDUCTOR CORP COM | 682189105 | Stock | 14,600 | $269,000 | thousands by filing date | |
| APOLLO INVT CORP | 03761U106 | COM | 48,006 | $261,000 | thousands by filing date | |
| ISHARES INC MSCI BRAZIL ETF | 464286400 | MSCI BRAZIL ETF | 7,640 | $258,000 | thousands by filing date | |
| MAXWELL TECHNOLOGIES INC | 577767106 | COMMON STOCK | 70,000 | $244,000 | thousands by filing date | |
| ISHARES TR LATN AMER 40 ETF | 464287390 | LATN AMER 40 ETF | 7,612 | $239,000 | thousands by filing date | |
| SNAP INC | 83304A106 | CL A | 27,314 | $232,000 | thousands by filing date | |
| Pfizer Inc. | 717081103 | COM | 5,150 | $227,000 | thousands by filing date | |
| ARES DYNAMIC CR ALLOCATION F | 04014F102 | COM | 14,489 | $225,000 | thousands by filing date | |
| TWITTER INC | 90184L102 | COM | 7,700 | $219,000 | thousands by filing date | |
| NUVEEN MORTGAGE AND INCOME F | 670735109 | COM | 9,083 | $218,000 | thousands by filing date | |
| Amazon.com, Inc | 023135106 | COM | 108 | $216,000 | thousands by filing date | |
| SYMANTEC CORP | 871503108 | COM | 10,000 | $213,000 | thousands by filing date | |
| HEWLETT PACKARD ENTERPRISE CO COM | 42824C109 | Stock | 12,982 | $212,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares C | 02079K107 | COM | 175 | $209,000 | thousands by filing date | |
| BLACKSTONE SENIOR FLOATING RAT | 09256U105 | COM | 10,000 | $180,000 | thousands by filing date | |
| FLOTEK INDS INC DEL | 343389102 | COM | 75,000 | $180,000 | thousands by filing date | |
| GARRISON CAP INC | 366554103 | COM | 21,501 | $178,000 | thousands by filing date | |
| THL CREDIT INC | 872438106 | COM | 21,000 | $169,000 | thousands by filing date | |
| SENSUS HEALTHCARE INC | 81728J109 | COM | 20,000 | $168,000 | thousands by filing date | |
| HF FOODS GROUP INC | 40417F109 | COM | 11,000 | $166,000 | thousands by filing date | |
| SIGA TECHNOLOGIES INC COM | 826917106 | Stock | 21,709 | $150,000 | thousands by filing date | |
| VITAMIN SHOPPE INC | 92849EAB7 | NOTE 2.25012/0 | 171,000 | $147,000 | thousands by filing date | principal |
| J JILL INC | 46620W102 | COM | 20,000 | $124,000 | thousands by filing date | |
| SANOFI | 80105N113 | COMMON STOCK-FO | 200,017 | $106,000 | thousands by filing date | |
| OPGEN INC | 68373L208 | COM NEW | 50,000 | $102,000 | thousands by filing date | |
| GSV CAPITAL CORP | 36191J101 | COM | 14,600 | $101,000 | thousands by filing date | |
| DIGITAL TURBINE INC | 25400W102 | COM NEW | 65,850 | $82,000 | thousands by filing date | |
| FRANCESCAS HLDGS CORP | 351793104 | COM | 20,000 | $74,000 | thousands by filing date | |
| SEACHANGE INTL INC | 811699107 | COM | 38,000 | $68,000 | thousands by filing date | |
| TUESDAY MORNING CORP | 899035505 | COM NEW | 19,592 | $63,000 | thousands by filing date | |
| GOPRO INC | 38268TAB9 | NOTE 3.500% 4/1 | 50,000 | $47,000 | thousands by filing date | principal |
| KBL MERGER CORP IV RT | 48242A120 | Common Stock | 40,000 | $18,000 | thousands by filing date | |
| KBL MERGER CORP IV | 48242A112 | W EXP 01/15/202 | 40,000 | $8,000 | thousands by filing date | |
| HORIZON GLOBAL CORP | 44052WAA2 | NOTE 2.750% 7/0 | 10,000 | $7,000 | thousands by filing date | principal |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001615774-18-012552 | superseded | 2018-11-13 | acceptance time not in the bulk data set | |
| 13F-HR/A 0001615774-18-012971 | this filing | 2018-11-19 | acceptance time not in the bulk data set |