13F-HR filed by BRC Group Holdings, Inc.
BRC Group Holdings, Inc. filed this 13F-HR for the quarter ended 2017-12-31, filed 2018-02-09, with 310 holding rows worth $383,242,000.
- Accession
- 0001615774-18-000985
- Filer
- CIK 1464790
- Filed
- 2018-02-09
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2017
A combination report, 401 entries on the cover page, a total value of $383,242,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $383,242,000 with VALUE read as thousands by filing date, 13F file number 028-17148. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerFIDUCIARY FINANCIAL SERVICES OF THE SOUTHWEST INC /TX028-03991
- included managerB. RILEY CAPITAL MANAGEMENT, LLC028-17147
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| PowerShares QQQ Trust Unit Ser | 73935A104 | COM | 195,400 | $30,436,000 | thousands by filing date | put |
| iShares Russell 2000 ETF | 464287655 | SHS | 110,000 | $16,771,000 | thousands by filing date | put |
| MAGICJACK VOCALTEC LTD | M6787E101 | SHS | 1,249,600 | $10,559,000 | thousands by filing date | |
| VANGUARD INDEX FDS | 922908637 | LARGE CAP ETF | 79,573 | $9,754,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R833 | ENHAN SHRT MA AC | 91,883 | $9,332,000 | thousands by filing date | |
| HEALTH INS INNOVATIONS INC | 42225K106 | COM CL A | 347,800 | $8,678,000 | thousands by filing date | |
| EDGIO INC | 53261M104 | COM | 1,885,139 | $8,314,000 | thousands by filing date | |
| FERROGLOBE PLC | G33856108 | SHS | 477,986 | $7,743,000 | thousands by filing date | |
| HC2 HLDGS INC | 404139107 | COM | 1,252,903 | $7,455,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 25,000 | $6,672,000 | thousands by filing date | put |
| Vanguard Value ETF | 922908744 | SHS | 51,149 | $5,439,000 | thousands by filing date | |
| SOMNIGROUP INTERNATIONAL INC COM | 88023U101 | Stock | 85,100 | $5,335,000 | thousands by filing date | |
| TELENAV INC | 879455103 | COMMON STOCK | 943,716 | $5,190,000 | thousands by filing date | |
| FINJAN HLDGS INC | 31788H303 | COM NEW | 2,374,955 | $5,130,000 | thousands by filing date | |
| Vanguard Growth | 922908736 | COM | 35,385 | $4,977,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C409 | COM | 60,476 | $4,796,000 | thousands by filing date | |
| SOLAR SENIOR CAPITAL LTD | 83416M105 | COM | 267,689 | $4,754,000 | thousands by filing date | |
| STATE STR SPDR DOW JONES IND | 78467X109 | UT SER 1 | 19,189 | $4,747,000 | thousands by filing date | |
| LONESTAR RES US INC | 54240F103 | CL A VTG | 1,137,660 | $4,517,000 | thousands by filing date | |
| ROYAL BK CDA COM | 780087102 | Stock | 47,500 | $3,878,000 | thousands by filing date | put |
| iShares Russell Midcap ETF | 464287499 | SHS | 18,296 | $3,807,000 | thousands by filing date | |
| Vanguard Mid-Cap ETF | 922908629 | SHS | 24,424 | $3,781,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 38,087 | $3,258,000 | thousands by filing date | |
| iShares Floating Rate Bond ETF | 46429B655 | SHS | 63,743 | $3,239,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R718 | ENHNCD LW DUR AC | 29,829 | $2,993,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 10,822 | $2,888,000 | thousands by filing date | |
| SELECT WATER SOLUTIONS INC | 81617J301 | CL A COM | 155,464 | $2,836,000 | thousands by filing date | |
| PENNANTPARK INVESTMENT CORPORA | 708062104 | COM | 404,820 | $2,797,000 | thousands by filing date | |
| SACHEM CAP CORP | 78590A109 | COM | 704,469 | $2,776,000 | thousands by filing date | |
| VTI | 922908769 | COM | 19,795 | $2,717,000 | thousands by filing date | |
| VWO | 922042858 | SHS | 56,859 | $2,610,000 | thousands by filing date | |
| RANGER ENERGY SERVICES CL A | 75282U104 | COMMON STOCK | 281,432 | $2,598,000 | thousands by filing date | |
| ISHARES TR | 464287465 | MSCI EAFE ETF | 36,791 | $2,587,000 | thousands by filing date | |
| Vanguard Intermediate-Term Corporate Bond ETF | 92206C870 | SHS | 29,485 | $2,577,000 | thousands by filing date | |
| PENNANTPARK FLOATING RATE CA | 70806A106 | COM | 184,936 | $2,537,000 | thousands by filing date | |
| GTY TECHNOLOGY HOLDINGS INC | G4182A102 | CL A | 250,099 | $2,483,000 | thousands by filing date | |
| Guggenheim S&P 500 Equal Weighted ETf | 78355W106 | Equity | 23,366 | $2,361,000 | thousands by filing date | |
| NATURAL RESOURCE PARTNERS LP | 63900P608 | COM UNIT LTD PAR | 90,000 | $2,340,000 | thousands by filing date | call |
| Apple Inc | 037833100 | COM | 13,642 | $2,309,000 | thousands by filing date | |
| HP INC COM | 40434L105 | Stock | 109,048 | $2,291,000 | thousands by filing date | |
| VANGUARD MALVERN FDS | 922020805 | SHS | 45,130 | $2,203,000 | thousands by filing date | |
| KAYNE ANDERSON ACQUISITION | 48661U102 | COM CL A | 209,998 | $2,039,000 | thousands by filing date | |
| ISHARES 1-5 YEAR INVESTMENT GRADE CORPORATE BOND ETF | 464288646 | ETF | 19,133 | $2,000,000 | thousands by filing date | |
| META PLATFORMS INC CL A | 30303M102 | COM | 10,812 | $1,908,000 | thousands by filing date | |
| ISHARES TR | 464288448 | INTL SEL DIV ETF | 54,956 | $1,857,000 | thousands by filing date | |
| HEXCEL CORP NEW | 428291108 | COM | 30,000 | $1,856,000 | thousands by filing date | call |
| Amazon.com, Inc | 023135106 | COM | 1,538 | $1,799,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R506 | RISNG DIVD ACHIV | 59,346 | $1,773,000 | thousands by filing date | |
| Vanguard Dividend Appreciation ETF | 921908844 | SHS | 16,572 | $1,691,000 | thousands by filing date | |
| ISHARES TR | 464289438 | RUS TP200 GR ETF | 22,763 | $1,665,000 | thousands by filing date | |
| ISHARES TR | 464288323 | NEW YORK MUN ETF | 29,132 | $1,625,000 | thousands by filing date | |
| DOUBLELINE INCOME SOLUTIONS | 258622109 | COM | 79,976 | $1,615,000 | thousands by filing date | |
| GW PHARMACEUTICALS PLC | 36197T103 | ADS | 12,000 | $1,584,000 | thousands by filing date | put |
| GORES HLDGS II INC | 382867109 | COM CL A | 150,000 | $1,491,000 | thousands by filing date | |
| ISHARES TR | 464288281 | JPMORGAN USD EMG | 12,687 | $1,473,000 | thousands by filing date | |
| DIGITAL TURBINE INC | 25400W102 | COM NEW | 816,493 | $1,461,000 | thousands by filing date | |
| NMI HLDGS INC | 629209305 | COM | 85,095 | $1,447,000 | thousands by filing date | |
| MONSANTO CO NEW | 61166W101 | COM | 12,062 | $1,409,000 | thousands by filing date | |
| ON SEMICONDUCTOR CORP COM | 682189105 | Stock | 66,472 | $1,392,000 | thousands by filing date | |
| INVUITY INC | 46187J205 | COM NEW | 220,000 | $1,364,000 | thousands by filing date | |
| ECOLAB INC COM | 278865100 | Stock | 10,000 | $1,342,000 | thousands by filing date | put |
| PowerShares QQQ Trust Unit Ser | 73935A104 | COM | 8,451 | $1,316,000 | thousands by filing date | |
| MIMEDX GROUP INC | 602496101 | COM | 100,000 | $1,261,000 | thousands by filing date | put |
| POWERSHARES ETF TRUST | 73935X302 | HI YLD EQ DVDN | 70,281 | $1,252,000 | thousands by filing date | |
| STAMPS COM INC | 852857200 | COM NEW | 6,622 | $1,245,000 | thousands by filing date | |
| NUVEEN HIGH INCOME 2020 TARG | 67075L102 | COM | 124,035 | $1,236,000 | thousands by filing date | |
| ARES CAPITAL CORP | 04010L103 | COM | 78,448 | $1,233,000 | thousands by filing date | |
| iShares iBoxx Inv Grade Corporate Bond ETF | 464287242 | SHS | 10,075 | $1,225,000 | thousands by filing date | |
| ISHARES INC | 464286525 | MSCI GBL MIN VOL | 14,523 | $1,225,000 | thousands by filing date | |
| S&W SEED COMPANY COM | 785135104 | COM | 313,069 | $1,221,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X176 | TECH ALPHADEX | 23,237 | $1,193,000 | thousands by filing date | |
| RED LION HOTELS CORP | 756764106 | COM | 118,483 | $1,167,000 | thousands by filing date | |
| Vanguard Intermediate-Term Bond ETF | 921937819 | SHS | 13,638 | $1,144,000 | thousands by filing date | |
| AMC ENTMT HLDGS INC | 00165C104 | CL A COM | 75,362 | $1,138,000 | thousands by filing date | |
| SPDR S&P Midcap 400 ETF Trust | 78467Y107 | SHS | 3,273 | $1,130,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 1,069 | $1,126,000 | thousands by filing date | |
| VIASAT INC | 92552V100 | COM | 14,971 | $1,121,000 | thousands by filing date | |
| ISHARES TR | 464288414 | NATIONAL MUN ETF | 10,108 | $1,119,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 336917109 | SHS | 37,065 | $1,115,000 | thousands by filing date | |
| ITERIS INC NEW | 46564T107 | COM | 158,148 | $1,102,000 | thousands by filing date | |
| MARVELL TECHNOLOGY GROUP LTD | G5876H105 | ORD | 50,992 | $1,095,000 | thousands by filing date | |
| LUMENTUM HLDGS INC COM | 55024U109 | Stock | 22,301 | $1,091,000 | thousands by filing date | |
| CARBONITE INC | 141337105 | COM | 43,194 | $1,084,000 | thousands by filing date | |
| KRATOS DEFENSE & SEC SOLUTIO | 50077B207 | COM NEW | 102,213 | $1,082,000 | thousands by filing date | |
| PRIMO WTR CORP | 74165N105 | COM | 85,580 | $1,076,000 | thousands by filing date | |
| NETSCOUT SYS INC | 64115T104 | COM | 35,243 | $1,073,000 | thousands by filing date | |
| OOMA INC | 683416101 | COM | 88,798 | $1,061,000 | thousands by filing date | |
| TIME WARNER INC | 887317303 | COM NEW | 11,560 | $1,058,000 | thousands by filing date | |
| ISHARES TR | 464287168 | COM | 10,685 | $1,053,000 | thousands by filing date | |
| TRUECAR INC | 89785L107 | COM | 92,722 | $1,038,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X756 | S&P EMKTSC ETF | 19,949 | $1,037,000 | thousands by filing date | |
| BRT APARTMENTS CORP | 055645303 | REIT | 87,631 | $1,033,000 | thousands by filing date | |
| ADAMIS PHARMACEUTICALS CORP | 00547W208 | COM NEW | 232,228 | $1,022,000 | thousands by filing date | |
| SKYWORKS SOLUTIONS INC COM | 83088M102 | Stock | 10,674 | $1,014,000 | thousands by filing date | |
| iShares S&P 500 Growth ETF | 464287309 | SHS | 6,591 | $1,007,000 | thousands by filing date | |
| GLOBAL SHIP LEASE INC NEW | Y27183105 | SHS A | 866,072 | $1,005,000 | thousands by filing date | |
| FABRINET SHS | G3323L100 | Stock | 34,748 | $997,000 | thousands by filing date | |
| BABCOCK & WILCOX ENTERPRISES INC | 05614L100 | COM | 175,000 | $994,000 | thousands by filing date | |
| CYTOSORBENTS CORP | 23283X206 | CMN | 152,620 | $992,000 | thousands by filing date | |
| ORGANOGENESIS HOLDINGS INC | G0726L125 | Stock | 100,000 | $992,000 | thousands by filing date | |
| FINTECH ACQUISITION CORP II | 31810G109 | COM | 100,000 | $992,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X541 | ST STR NAT ETF | 19,907 | $977,000 | thousands by filing date | |
| MODEL PERFORMANCE ACQUISIT-A | 57682V106 | Common | 100,000 | $976,000 | thousands by filing date | |
| ACACIA COMMUNICATIONS INC | 00401C108 | COM | 26,696 | $967,000 | thousands by filing date | |
| iShares MSCI USA Min Vol Factor ETF | 46429B697 | SHS | 18,181 | $960,000 | thousands by filing date | |
| NUVEEN CORPORATE INCM NOVEME | 67077N106 | COM | 96,141 | $958,000 | thousands by filing date | |
| AETNA INC NEW | 00817Y108 | COM | 5,146 | $928,000 | thousands by filing date | |
| GROUPON INC | 399473107 | COMMON STOCK | 177,879 | $907,000 | thousands by filing date | |
| TORTOISE MIDSTRM ENERGY FD I | 89148B101 | COM | 50,610 | $889,000 | thousands by filing date | |
| iShares Core S&P Small-Cap ETF | 464287804 | SHS | 11,177 | $859,000 | thousands by filing date | |
| ACACIA RESEARCH CORP | 003881307 | COMMON STOCK | 210,000 | $851,000 | thousands by filing date | |
| IMMERSION CORPORATION | 452521107 | COMMON STOCK | 120,000 | $847,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J182 | EMERG MKT ALPH | 29,471 | $822,000 | thousands by filing date | |
| HEWLETT PACKARD ENTERPRISE CO COM | 42824C109 | Stock | 55,553 | $797,000 | thousands by filing date | |
| POWERSHARES | 73936T565 | EXCHANGE TRADED | 52,753 | $784,000 | thousands by filing date | |
| ISHARES TR | 464287887 | S&P SML 600 GWT | 4,509 | $767,000 | thousands by filing date | |
| Vanguard Long-Term Corporate Bond ETF | 92206C813 | SHS | 7,991 | $765,000 | thousands by filing date | |
| ISHARES TR | 464287234 | MSCI EMG MKT ETF | 16,151 | $761,000 | thousands by filing date | |
| Financial Select Sector SPDR Fund | 81369Y605 | SHS | 27,028 | $754,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 5,398 | $754,000 | thousands by filing date | |
| Lockheed Martin Corporation | 539830109 | COM | 2,323 | $746,000 | thousands by filing date | |
| Berkshire Hathaway Inc | 084670702 | COM | 3,685 | $730,000 | thousands by filing date | |
| COHEN & STEERS LTD DURATION | 19248C105 | COM | 28,006 | $730,000 | thousands by filing date | |
| APOLLO SENIOR FLOATING RATE FU | 037636107 | COM | 44,973 | $729,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W844 | GLB US QTLY DIV | 12,222 | $723,000 | thousands by filing date | |
| ADAMAS PHARMACEUTICALS INC | 00548A106 | COM | 21,000 | $712,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739P855 | INSTL PFD SECS | 35,200 | $709,000 | thousands by filing date | |
| GOLDMAN SACHS MLP INC OPP FD | 38147W103 | COM SHS | 79,344 | $709,000 | thousands by filing date | |
| ISHARES MSCI EAFE MIN VOL FACTOR ETF | 46429B689 | ETF | 9,690 | $707,000 | thousands by filing date | |
| ISHARES TR | 464287556 | ISHARES BIOTECH | 6,606 | $706,000 | thousands by filing date | |
| VONAGE HLDGS CORP | 92886T201 | COM | 68,900 | $701,000 | thousands by filing date | |
| RIGEL PHARMACEUTICALS INC | 766559603 | COMMON STOCK | 176,500 | $685,000 | thousands by filing date | |
| iShares Core MSCI EAFE ETF | 46432F842 | SHS | 10,352 | $684,000 | thousands by filing date | |
| Vanguard FTSE Pacific ETF | 922042866 | SHS | 9,264 | $675,000 | thousands by filing date | |
| BBX CAP CORP NEW | 05491N104 | CL A | 82,600 | $658,000 | thousands by filing date | |
| IJH | 464287507 | COM | 3,384 | $642,000 | thousands by filing date | |
| WILDHORSE RESOURCE DEV CORP | 96812T102 | COM | 34,746 | $640,000 | thousands by filing date | |
| SPLUNK INC | 848637104 | COM | 7,697 | $638,000 | thousands by filing date | |
| Pfizer Inc. | 717081103 | COM | 17,084 | $619,000 | thousands by filing date | |
| Procter & Gamble Co | 742718109 | COM | 6,739 | $619,000 | thousands by filing date | |
| Vanguard FTSE Europe ETF | 922042874 | SHS | 10,241 | $605,000 | thousands by filing date | |
| SHERWIN WILLIAMS CO | 824348106 | COM | 1,468 | $602,000 | thousands by filing date | |
| ACADIA PHARMACEUTICALS INC | 004225108 | COM | 20,000 | $602,000 | thousands by filing date | put |
| ILLINOIS TOOL WKS INC | 452308109 | COM | 3,596 | $600,000 | thousands by filing date | |
| FIRST TR VALUE LINE DIVID IN | 33734H106 | SHS | 19,282 | $595,000 | thousands by filing date | |
| PLATFORM SPECIALTY PRODS COR | 72766Q105 | COM | 60,000 | $595,000 | thousands by filing date | |
| Vanguard Small-Cap Growth ETF | 922908595 | SHS | 3,683 | $592,000 | thousands by filing date | |
| ONE LIBERTY PROPERTIES INC | 682406103 | REIT | 22,849 | $592,000 | thousands by filing date | |
| iShares MSCI ACWI ex U.S. ETF | 464288240 | SHS | 11,474 | $573,000 | thousands by filing date | |
| LADENBURG THALMANN FINANCIAL | 50575Q102 | COM | 181,050 | $572,000 | thousands by filing date | |
| Vanguard FTSE Developed Markets ETF | 921943858 | SHS | 12,637 | $567,000 | thousands by filing date | |
| VANGUARD STAR FDS | 921909768 | COM | 9,971 | $566,000 | thousands by filing date | |
| ARK ETF TR | 00214Q104 | INNOVATION ETF | 15,135 | $561,000 | thousands by filing date | |
| AbbVie,Inc. | 00287Y109 | COM | 5,618 | $544,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y407 | SBI CONS DISCR | 5,469 | $539,000 | thousands by filing date | |
| ISHARES RUSSELL MID-CAP GROWTH ETF | 464287481 | ETF | 4,353 | $525,000 | thousands by filing date | |
| NUVEEN TAXABLE MUNICPAL INM FD COM | 67074C103 | CEF | 23,847 | $524,000 | thousands by filing date | |
| Cisco Systems,Inc. | 17275R102 | COM | 13,228 | $507,000 | thousands by filing date | |
| TRONOX LTD | Q9235V101 | SHS CL A | 24,673 | $506,000 | thousands by filing date | |
| Walmart Inc. | 931142103 | COM | 5,104 | $504,000 | thousands by filing date | |
| ISHARES TR | 46432F388 | MSCI USA VALUE | 5,937 | $496,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739P806 | RIVRFRNT DYN EUR | 7,500 | $490,000 | thousands by filing date | |
| Vanguard Small-Cap Value ETF | 922908611 | SHS | 3,663 | $486,000 | thousands by filing date | |
| ISHARES RUSSELL MID-CAP VALUE ETF | 464287473 | ETF | 5,421 | $484,000 | thousands by filing date | |
| AKORN INC | 009728106 | COM | 15,000 | $483,000 | thousands by filing date | |
| DXC TECHNOLOGY CO COM | 23355L106 | Stock | 5,071 | $481,000 | thousands by filing date | |
| SPIRIT AEROSYSTEMS HLDGS INC | 848574109 | COM CL A | 5,483 | $478,000 | thousands by filing date | |
| GARRISON CAP INC | 366554103 | COM | 58,735 | $477,000 | thousands by filing date | |
| Home Depot, Inc | 437076102 | COM | 2,505 | $475,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739E108 | PFD SECS INC ETF | 23,700 | $474,000 | thousands by filing date | |
| HENRY JACK & ASSOC INC | 426281101 | COM | 4,041 | $473,000 | thousands by filing date | |
| MANPOWERGROUP INC WIS COM | 56418H100 | Stock | 3,740 | $472,000 | thousands by filing date | |
| NORTH AMERN ENERGY PARTNERS | 656844107 | COM | 94,058 | $466,000 | thousands by filing date | |
| NUVEEN CR OPPORTUNITIES 2022 | 67075U102 | COM | 49,000 | $465,000 | thousands by filing date | |
| Chevron Corporation | 166764100 | COM | 3,692 | $462,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares C | 02079K107 | COM | 441 | $461,000 | thousands by filing date | |
| ISHARES TR | 464287648 | RUS 2000 GRW ETF | 2,416 | $451,000 | thousands by filing date | |
| Boeing Company | 097023105 | COM | 1,501 | $443,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 11,172 | $434,000 | thousands by filing date | |
| ISHARES TR | 46429B598 | MSCI INDIA ETF | 11,730 | $423,000 | thousands by filing date | |
| SPDR SER TR | 78464A359 | BBG CONV SEC ETF | 8,244 | $417,000 | thousands by filing date | |
| REALTY INCOME CORP COM | 756109104 | REIT | 7,282 | $416,000 | thousands by filing date | |
| HORMEL FOODS CORP COM | 440452100 | Stock | 11,411 | $415,000 | thousands by filing date | |
| NEW MTN FIN CORP | 647551100 | COM | 30,000 | $407,000 | thousands by filing date | |
| KBL MERGER CORP IV | 48242A203 | UNIT 01/15/2024 | 40,000 | $406,000 | thousands by filing date | |
| Starbucks Corporation | 855244109 | COM | 7,022 | $403,000 | thousands by filing date | |
| iShares S&P Small-Cap 600 Value ETF | 464287879 | SHS | 2,615 | $402,000 | thousands by filing date | |
| Technology Select Sector SPDR Fund | 81369Y803 | SHS | 6,272 | $401,000 | thousands by filing date | |
| Union Pacific Corporation | 907818108 | COM | 2,956 | $396,000 | thousands by filing date | |
| Vanguard FTSE All-World ex-US ETF | 922042775 | SHS | 7,244 | $396,000 | thousands by filing date | |
| ENTERPRISE PRODS PARTNERS L | 293792107 | COM | 14,866 | $395,000 | thousands by filing date | |
| COMSTOCK RES INC | 205768AM6 | NOTE 7.750% 4/0 | 431,876 | $395,000 | thousands by filing date | principal |
| Altria Group Inc | 02209S103 | COM | 5,499 | $393,000 | thousands by filing date | |
| Walt Disney Co | 254687106 | COM | 3,657 | $393,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 4,688 | $392,000 | thousands by filing date | |
| ISHARES MSCI EAFE GROWTH ETF | 464288885 | ETF | 4,861 | $392,000 | thousands by filing date | |
| Caterpillar Inc. | 149123101 | COM | 2,459 | $387,000 | thousands by filing date | |
| APOLLO TACTICAL INCOME FD INC | 037638103 | COM | 24,333 | $383,000 | thousands by filing date | |
| ISHARES TR | 464288695 | GLOBAL MATER ETF | 5,448 | $382,000 | thousands by filing date | |
| Verizon Communications Inc | 92343V104 | COM | 7,195 | $381,000 | thousands by filing date | |
| ISHARES TR | 464288356 | CALIF MUN BD ETF | 6,382 | $377,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E302 | DJ INTERNT IDX | 3,390 | $372,000 | thousands by filing date | |
| EVERSPIN TECHNOLOGIES INC | 30041T104 | COMMON STOCK | 49,300 | $370,000 | thousands by filing date | |
| URBAN EDGE PPTYS | 91704F104 | COM | 14,422 | $368,000 | thousands by filing date | |
| Costco Wholesale Corporation | 22160K105 | COM | 1,948 | $362,000 | thousands by filing date | |
| XERIUM TECHNOLOGIES INC | 98416J118 | COM | 85,000 | $362,000 | thousands by filing date | |
| RAYTHEON CO | 755111507 | COM NEW | 1,923 | $361,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A607 | ST STR DOW REIT | 3,843 | $360,000 | thousands by filing date | |
| USANA HEALTH SCIENCES INC | 90328M107 | COMMON STOCK | 4,842 | $359,000 | thousands by filing date | |
| OAKTREE STRATEGIC INCOME COR | 67402D104 | COM | 42,273 | $355,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q866 | ALERIAN MLP | 32,201 | $347,000 | thousands by filing date | |
| U S GEOTHERMAL INC COM NEW | 90338S201 | Stock | 100,000 | $345,000 | thousands by filing date | |
| MIMEDX GROUP INC | 602496101 | COM | 27,300 | $344,000 | thousands by filing date | |
| Vanguard Small-Cap ETF | 922908751 | SHS | 2,312 | $342,000 | thousands by filing date | |
| APTIV PLC | G6095L109 | SHS | 4,022 | $341,000 | thousands by filing date | |
| ISHARES TR LATN AMER 40 ETF | 464287390 | LATN AMER 40 ETF | 9,882 | $338,000 | thousands by filing date | |
| VANGUARD BD INDEX FDS | 921937793 | LONG TERM BOND | 3,408 | $324,000 | thousands by filing date | |
| PAYPALHLDGSINC | 70450Y103 | STOK | 4,381 | $323,000 | thousands by filing date | |
| EHEALTH INC | 28238P109 | COM | 18,600 | $323,000 | thousands by filing date | |
| ISHARES INC MSCI BRAZIL ETF | 464286400 | MSCI BRAZIL ETF | 7,940 | $321,000 | thousands by filing date | |
| SPDR SERIES TRUST BLOOMBERG BR | 78464A417 | BLOOMBERG BRCLYS | 8,595 | $315,000 | thousands by filing date | |
| DOWDUPONT INC | 26078J100 | COM | 4,398 | $313,000 | thousands by filing date | |
| TONIX PHARMACEUTICALS HLDG C | 890260409 | COM | 90,000 | $311,000 | thousands by filing date | |
| CUMMINS INC COM | 231021106 | Stock | 1,738 | $307,000 | thousands by filing date | |
| PHYSICIANS REALTY TRUST | 71943U104 | COM | 16,781 | $302,000 | thousands by filing date | |
| BERKSHIRE HATHAWAY INC DEL | 084670108 | CL A | 1 | $298,000 | thousands by filing date | |
| ISHARES MSCI EAFE SMALL-CAP ETF | 464288273 | ETF | 4,528 | $292,000 | thousands by filing date | |
| BLACKBERRY LTD COM | 09228F103 | Stock | 25,975 | $290,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X856 | DYN BIOT & GEN | 6,102 | $288,000 | thousands by filing date | |
| LINCOLN ELEC HLDGS INC | 533900106 | COM | 3,123 | $286,000 | thousands by filing date | |
| SNAP INC | 83304A106 | CL A | 19,563 | $286,000 | thousands by filing date | |
| Vanguard Mid-Cap Value ETF | 922908512 | SHS | 2,540 | $283,000 | thousands by filing date | |
| Vanguard Real Estate | 922908553 | SHS | 3,401 | $282,000 | thousands by filing date | |
| Merck & Co.,Inc. | 58933Y105 | COM | 4,970 | $280,000 | thousands by filing date | |
| iShares Core MSCI Emerging Markets ETF | 46434G103 | SHS | 4,909 | $279,000 | thousands by filing date | |
| ISHARESRUSSELL1000GROWTHETF | 464287614 | STOK | 2,057 | $277,000 | thousands by filing date | |
| International Business Machines Corporation | 459200101 | COM | 1,799 | $276,000 | thousands by filing date | |
| APOLLO INVT CORP | 03761U106 | COM | 48,206 | $273,000 | thousands by filing date | |
| Mondelez International,Inc. Class A | 609207105 | COM | 6,360 | $272,000 | thousands by filing date | |
| Abbott Laboratories | 002824100 | COM | 4,706 | $269,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 5,813 | $268,000 | thousands by filing date | |
| SYNCHRONOSS TECHNOLOGIES INC | 87157B103 | COM | 30,000 | $268,000 | thousands by filing date | |
| OREILLY AUTOMOTIVE INC COM | 67103H107 | Stock | 1,107 | $266,000 | thousands by filing date | |
| TWITTER INC | 90184L102 | COM | 10,900 | $262,000 | thousands by filing date | |
| ISHARES INDIA 50 ETF | 464289529 | UIT EXCHANGE TRADED | 7,001 | $260,000 | thousands by filing date | |
| Eaton Corp. Plc | G29183103 | COM | 3,274 | $259,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 2,391 | $256,000 | thousands by filing date | |
| BROOKFIELD REAL ASSETS INCOM | 112830104 | SHS BEN INT | 10,938 | $256,000 | thousands by filing date | |
| MICRO FOCUS INTL PLC NPV ADR | 594837304 | SPON ADR NEW | 7,628 | $256,000 | thousands by filing date | |
| BAIDU INC SPON ADR REP A | 056752108 | ADR | 1,080 | $253,000 | thousands by filing date | |
| ISHARES TR | 464287606 | S&P MC 400GR ETF | 1,172 | $253,000 | thousands by filing date | |
| EVOKE PHARMA INC | 30049G104 | COM | 110,000 | $249,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y100 | SBI MATERIALS | 4,050 | $245,000 | thousands by filing date | |
| Coca-Cola Company | 191216100 | COM | 5,319 | $244,000 | thousands by filing date | |
| ECO STIM ENERGY SOLUTIONS IN | 27888D101 | COM | 193,702 | $244,000 | thousands by filing date | |
| GENERAL ELEC CO | 369604103 | COM | 13,716 | $239,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F106 | GOLD MINERS ETF | 10,270 | $239,000 | thousands by filing date | |
| AMERI HLDGS INC | 02362F104 | COM | 77,050 | $239,000 | thousands by filing date | |
| ARES DYNAMIC CR ALLOCATION F | 04014F102 | COM | 14,489 | $238,000 | thousands by filing date | |
| ALIBABA GROUP HLDG LTD | 01609W102 | SPONSORED ADS | 1,376 | $237,000 | thousands by filing date | |
| GLOBAL MED REIT INC | 37954A204 | COM NEW | 28,724 | $236,000 | thousands by filing date | |
| SINA CORP | G81477104 | ORD | 2,330 | $234,000 | thousands by filing date | |
| ISHARES TR MSCI EURO FL ETF | 464289180 | MSCI EURO FL ETF | 10,010 | $233,000 | thousands by filing date | |
| NUVEEN MORTGAGE AND INCOME F | 670735109 | COM | 9,383 | $232,000 | thousands by filing date | |
| BERRY GLOBAL GROUP INC | 08579W103 | COM | 3,900 | $229,000 | thousands by filing date | |
| EMERSON ELEC CO COM | 291011104 | Stock | 3,183 | $222,000 | thousands by filing date | |
| RPM INTL INC COM | 749685103 | Stock | 4,200 | $220,000 | thousands by filing date | |
| CLOROX CO DEL | 189054109 | COM | 1,474 | $219,000 | thousands by filing date | |
| M I ACQUISITIONS INC | 55304A104 | COM | 21,500 | $219,000 | thousands by filing date | |
| FTAI AVIATION LTD | 34960P101 | COM | 10,900 | $217,000 | thousands by filing date | |
| SPDR MSCI ACWI EX-US ETF | 78463X848 | COM | 5,550 | $216,000 | thousands by filing date | |
| iShares MSCI USA Momentum Factor ETF | 46432F396 | SHS | 2,077 | $214,000 | thousands by filing date | |
| ULTRAGENYX PHARMACEUTICAL IN | 90400D108 | COM | 4,600 | $213,000 | thousands by filing date | |
| PowerShares CEF Income Composite | 73936Q843 | Com | 8,830 | $211,000 | thousands by filing date | |
| McDonalds Corporation | 580135101 | COM | 1,210 | $208,000 | thousands by filing date | |
| ISHARES TR | 464287739 | U.S. REAL ES ETF | 2,524 | $204,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F726 | BIOTECH ETF | 1,619 | $202,000 | thousands by filing date | |
| RADISYS CORP | 750459109 | COM | 200,000 | $201,000 | thousands by filing date | |
| INSEEGO CORP | 45782BAA2 | NOTE 5.500% 6/1 | 250,000 | $201,000 | thousands by filing date | principal |
| MATTERSIGHT CORP | 577097108 | COM | 75,000 | $191,000 | thousands by filing date | |
| THL CREDIT INC | 872438106 | COM | 21,000 | $190,000 | thousands by filing date | |
| HORNBECK OFFSHORE SVCS INC N | 440543AN6 | NOTE 1.500 9/0 | 250,000 | $186,000 | thousands by filing date | principal |
| BLACKSTONE SENIOR FLOATING RAT | 09256U105 | COM | 10,000 | $180,000 | thousands by filing date | |
| OHA INVT CORP | 67091U102 | COM | 150,000 | $173,000 | thousands by filing date | |
| EMERGE ENERGY SVCS LP | 29102H108 | COM REP PARTN | 22,900 | $165,000 | thousands by filing date | |
| BGC PARTNERS INC | 05541T101 | CL A | 10,600 | $160,000 | thousands by filing date | |
| FORD MTR CO COM | 345370860 | Stock | 11,119 | $139,000 | thousands by filing date | |
| KANDI TECHNOLOGIES GROUP INC | 483709101 | COM | 20,000 | $136,000 | thousands by filing date | |
| NII HLDGS INC COM PAR $0.001 | 62913F508 | CS | 300,000 | $127,000 | thousands by filing date | |
| FIRST TR SR FLOATING RATE 20 | 33740K101 | COM SHS | 13,027 | $119,000 | thousands by filing date | |
| RENEWABLE ENERGY GROUP INC | 75972AAA1 | NOTE 2.750 6/1 | 114,000 | $118,000 | thousands by filing date | principal |
| Sensus Healthcare, Inc @6.75 6 | 81728J117 | warrants | 163,651 | $115,000 | thousands by filing date | |
| IPATH S&P GSCI CRUDE OIL TOTAL | 06738C786 | EXCHANGE TRADED | 14,550 | $95,000 | thousands by filing date | |
| SOUTHCROSS ENERGY PARTNERS L | 84130C100 | COM UNIT LTDPT | 48,370 | $82,000 | thousands by filing date | |
| J JILL INC | 46620W102 | COM | 10,000 | $78,000 | thousands by filing date | |
| SERVICESOURCE INTL LLC | 81763U100 | COM | 25,000 | $77,000 | thousands by filing date | |
| SANOFI | 80105N113 | COMMON STOCK-FO | 200,046 | $76,000 | thousands by filing date | |
| GTY TECHNOLOGY HOLDINGS INC | G4182A128 | *W EXP 10/25/202 | 58,333 | $73,000 | thousands by filing date | |
| GORES HLDGS II INC | 382867117 | *W EXP 01/13/202 | 50,000 | $69,000 | thousands by filing date | |
| FINTECH ACQUISITION CORP II | 31810G117 | *W EXP 01/19/202 | 50,000 | $69,000 | thousands by filing date | |
| AEHR TEST SYSTEMS | 00760J108 | COMMON STOCK | 25,000 | $68,000 | thousands by filing date | |
| GSV CAPITAL CORP | 36191J101 | COM | 12,475 | $68,000 | thousands by filing date | |
| KAYNE ANDERSON ACQUISITION | 48661U110 | *W EXP 06/30/202 | 66,666 | $55,000 | thousands by filing date | |
| OPKO HEALTH INC | 68375N103 | COM | 10,000 | $49,000 | thousands by filing date | |
| MATLIN & PARTNERS ACQUISITIO | 57682V114 | *W EXP 05/28/202 | 100,000 | $42,000 | thousands by filing date | |
| COMSTOCK RES INC | 205768AN4 | NOTE 9.500% 6/1 | 44,206 | $40,000 | thousands by filing date | principal |
| GASTAR EXPLORATION LTD | 36729W202 | COMMON STOCK | 23,000 | $24,000 | thousands by filing date | |
| NAVISTAR INTL CORP NEW | 63934EAQ1 | NOTE 4.500%10/1 | 20,000 | $21,000 | thousands by filing date | principal |
| NOVAVAX INC | 670002104 | COMMON STOCK | 10,500 | $13,000 | thousands by filing date | |
| GNC Holdings | 36191GAB3 | CONV BOND | 15,000 | $6,000 | thousands by filing date | principal |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001615774-18-000985 | this filing | 2018-02-09 | acceptance time not in the bulk data set |