13F-HR filed by BRC Group Holdings, Inc.
BRC Group Holdings, Inc. filed this 13F-HR for the quarter ended 2016-09-30, filed 2016-11-15, with 146 holding rows worth $156,235,000.
- Accession
- 0001615774-16-008383
- Filer
- CIK 1464790
- Filed
- 2016-11-15
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2016
A holdings report, 153 entries on the cover page, a total value of $156,235,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $156,235,000 with VALUE read as thousands by filing date, 13F file number 028-17148. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerB. RILEY CAPITAL MANAGEMENT, LLC028-17147
- included managerRILEY BRYANT R028-17146
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| iShares Russell 2000 ETF | 464287655 | SHS | 170,800 | $21,215,000 | thousands by filing date | put |
| PowerShares QQQ Trust Unit Ser | 73935A104 | COM | 100,000 | $11,872,000 | thousands by filing date | put |
| VANGUARD INDEX FDS | 922908637 | LARGE CAP ETF | 67,865 | $6,730,000 | thousands by filing date | |
| KEMET CORP | 488360207 | COM NEW | 1,843,493 | $6,581,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R833 | ENHAN SHRT MA AC | 49,421 | $5,012,000 | thousands by filing date | |
| ATLANTIC ALLIANCE PARTNER CO | G04897107 | SHS | 464,828 | $4,881,000 | thousands by filing date | |
| SOLAR SENIOR CAPITAL LTD | 83416M105 | COM | 282,323 | $4,576,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C409 | COM | 42,623 | $3,433,000 | thousands by filing date | |
| TELENAV INC | 879455103 | COMMON STOCK | 547,297 | $3,136,000 | thousands by filing date | |
| HC2 HLDGS INC | 404139107 | COM | 564,359 | $3,075,000 | thousands by filing date | |
| Vanguard Mid-Cap ETF | 922908629 | SHS | 23,235 | $3,008,000 | thousands by filing date | |
| BROADWIND INC | 11161T207 | CMN | 616,431 | $2,712,000 | thousands by filing date | |
| iShares Russell Midcap ETF | 464287499 | SHS | 15,058 | $2,625,000 | thousands by filing date | |
| VANGUARD MALVERN FDS | 922020805 | SHS | 51,955 | $2,580,000 | thousands by filing date | |
| PENNANTPARK INVESTMENT CORPORA | 708062104 | COM | 318,282 | $2,393,000 | thousands by filing date | |
| Vanguard Intermediate-Term Corporate Bond ETF | 92206C870 | SHS | 26,664 | $2,389,000 | thousands by filing date | |
| PENNANTPARK FLOATING RATE CA | 70806A106 | COM | 179,320 | $2,372,000 | thousands by filing date | |
| HP INC COM | 40434L105 | Stock | 147,261 | $2,287,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 36,611 | $2,109,000 | thousands by filing date | |
| DIGITAL TURBINE INC | 25400W102 | COM NEW | 1,969,540 | $2,068,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 8,651 | $1,871,000 | thousands by filing date | |
| ISHARES INC | 464286525 | MSCI GBL MIN VOL | 23,502 | $1,791,000 | thousands by filing date | |
| VTI | 922908769 | COM | 15,375 | $1,712,000 | thousands by filing date | |
| ISHARES TR | 464288448 | INTL SEL DIV ETF | 56,913 | $1,706,000 | thousands by filing date | |
| DOUBLELINE INCOME SOLUTIONS | 258622109 | COM | 86,521 | $1,657,000 | thousands by filing date | |
| VWO | 922042858 | SHS | 41,376 | $1,557,000 | thousands by filing date | |
| HEWLETT PACKARD ENTERPRISE CO COM | 42824C109 | Stock | 65,812 | $1,497,000 | thousands by filing date | |
| ISHARES TR | 464287465 | MSCI EAFE ETF | 25,282 | $1,495,000 | thousands by filing date | |
| ISHARES TR | 464288323 | NEW YORK MUN ETF | 12,144 | $1,385,000 | thousands by filing date | |
| iShares iBoxx Inv Grade Corporate Bond ETF | 464287242 | SHS | 11,170 | $1,376,000 | thousands by filing date | |
| WESTPORT FUEL SYSTEMS INC | 960908309 | COM | 850,000 | $1,369,000 | thousands by filing date | |
| Vanguard Dividend Appreciation ETF | 921908844 | SHS | 16,080 | $1,350,000 | thousands by filing date | |
| ISHARES TR | 464288281 | JPMORGAN USD EMG | 10,516 | $1,233,000 | thousands by filing date | |
| ARES CAPITAL CORP | 04010L103 | COM | 76,778 | $1,190,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 10,373 | $1,173,000 | thousands by filing date | |
| PowerShares QQQ Trust Unit Ser | 73935A104 | COM | 9,665 | $1,147,000 | thousands by filing date | |
| ISHARES TR | 464287168 | COM | 12,945 | $1,109,000 | thousands by filing date | |
| NETLIST INC | 64118P109 | COM | 731,000 | $906,000 | thousands by filing date | |
| iShares MSCI USA Min Vol Factor ETF | 46429B697 | SHS | 19,698 | $895,000 | thousands by filing date | |
| APOLLO SENIOR FLOATING RATE FU | 037636107 | COM | 49,893 | $845,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X541 | ST STR NAT ETF | 21,468 | $840,000 | thousands by filing date | |
| Vanguard Long-Term Corporate Bond ETF | 92206C813 | SHS | 8,464 | $810,000 | thousands by filing date | |
| Morgan Stanley | 617446448 | COM | 25,000 | $802,000 | thousands by filing date | put |
| ISHARES TR | 464288414 | NATIONAL MUN ETF | 7,020 | $792,000 | thousands by filing date | |
| GOLDMAN SACHS MLP INC OPP FD | 38147W103 | COM SHS | 79,899 | $759,000 | thousands by filing date | |
| GARRISON CAP INC | 366554103 | COM | 73,155 | $741,000 | thousands by filing date | |
| AETNA INC NEW | 00817Y108 | COM | 6,000 | $693,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R718 | ENHNCD LW DUR AC | 6,813 | $688,000 | thousands by filing date | |
| STATE STR SPDR DOW JONES IND | 78467X109 | UT SER 1 | 3,711 | $678,000 | thousands by filing date | |
| COHEN & STEERS LTD DURATION | 19248C105 | COM | 26,508 | $666,000 | thousands by filing date | |
| TORTOISE MIDSTRM ENERGY FD I | 89148B101 | COM | 32,319 | $646,000 | thousands by filing date | |
| ISHARES TR | 464287234 | MSCI EMG MKT ETF | 16,524 | $619,000 | thousands by filing date | |
| NUVEEN TAXABLE MUNICPAL INM FD COM | 67074C103 | CEF | 25,923 | $588,000 | thousands by filing date | |
| SPLUNK INC | 848637104 | COM | 9,579 | $562,000 | thousands by filing date | |
| iShares MSCI ACWI ex U.S. ETF | 464288240 | SHS | 13,358 | $554,000 | thousands by filing date | |
| APOLLO TACTICAL INCOME FD INC | 037638103 | COM | 34,649 | $536,000 | thousands by filing date | |
| Vanguard FTSE Europe ETF | 922042874 | SHS | 10,716 | $522,000 | thousands by filing date | |
| Berkshire Hathaway Inc | 084670702 | COM | 3,571 | $516,000 | thousands by filing date | |
| ISHARES MSCI EAFE MIN VOL FACTOR ETF | 46429B689 | ETF | 7,530 | $509,000 | thousands by filing date | |
| PRGX GLOBAL INC | 69357C503 | COM NEW | 107,107 | $504,000 | thousands by filing date | |
| IJH | 464287507 | COM | 3,216 | $498,000 | thousands by filing date | |
| CF CORP | G20307107 | SHS CL A | 50,820 | $498,000 | thousands by filing date | |
| ON SEMICONDUCTOR CORP COM | 682189105 | Stock | 39,048 | $481,000 | thousands by filing date | |
| URBAN EDGE PPTYS | 91704F104 | COM | 15,215 | $428,000 | thousands by filing date | |
| ISHARES TR | 464287556 | ISHARES BIOTECH | 1,452 | $420,000 | thousands by filing date | |
| META PLATFORMS INC CL A | 30303M102 | COM | 3,123 | $401,000 | thousands by filing date | |
| BLACKROCK CAP INVT CORP | 092533108 | COM | 46,412 | $384,000 | thousands by filing date | |
| SYSOREX GLOBAL COM NEW | 87184N203 | Stock | 1,018,413 | $365,000 | thousands by filing date | |
| MONSTER WORLDWIDE INC | 611742107 | COM | 100,000 | $361,000 | thousands by filing date | call |
| POWERSHARES | 73936T565 | EXCHANGE TRADED | 23,701 | $359,000 | thousands by filing date | |
| Health Care Select Sector SPDR Fund | 81369Y209 | SHS | 4,729 | $341,000 | thousands by filing date | |
| SLR INVESTMENT CORP | 83413U100 | COM | 16,109 | $331,000 | thousands by filing date | |
| LUMENTUM HLDGS INC COM | 55024U109 | Stock | 7,212 | $301,000 | thousands by filing date | |
| BAZAARVOICE INC | 073271108 | COM | 50,625 | $299,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q866 | ALERIAN MLP | 23,434 | $297,000 | thousands by filing date | |
| BROOKFIELD MTG OPP INC FD IN | 112792106 | COM | 19,805 | $297,000 | thousands by filing date | |
| ENERGY TRANSFER L P | 29273V100 | COM UT LTD PTN | 17,590 | $295,000 | thousands by filing date | |
| NIELSEN HOLDINGS PLC | G6518L108 | SHS EUR | 5,400 | $289,000 | thousands by filing date | |
| THL CREDIT INC | 872438106 | COM | 30,200 | $288,000 | thousands by filing date | |
| ISHARES INC MSCI BRAZIL ETF | 464286400 | MSCI BRAZIL ETF | 8,449 | $285,000 | thousands by filing date | |
| Vanguard Growth | 922908736 | COM | 2,502 | $281,000 | thousands by filing date | |
| ISHARESRUSSELL1000GROWTHETF | 464287614 | STOK | 2,687 | $280,000 | thousands by filing date | |
| APOLLO INVT CORP | 03761U106 | COM | 48,322 | $280,000 | thousands by filing date | |
| Vanguard FTSE All-World ex-US ETF | 922042775 | SHS | 6,104 | $277,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y407 | SBI CONS DISCR | 3,440 | $275,000 | thousands by filing date | |
| PROVIDENT FINL SVCS INC COM | 74386T105 | Stock | 12,500 | $265,000 | thousands by filing date | |
| Walt Disney Co | 254687106 | COM | 2,845 | $264,000 | thousands by filing date | |
| ISHARES TR | 464288695 | GLOBAL MATER ETF | 4,891 | $262,000 | thousands by filing date | |
| AUTOBYTEL INC | 05275N205 | COM | 14,668 | $261,000 | thousands by filing date | |
| KRATOS DEFENSE & SEC SOLUTIO | 50077B207 | COM NEW | 37,691 | $260,000 | thousands by filing date | |
| FIRST TRUST ENERGY INCOME AND | 33738G104 | COM | 9,561 | $259,000 | thousands by filing date | |
| PURSUIT ATTRACTIONS AND HOSP | 92552R406 | COM | 6,876 | $254,000 | thousands by filing date | |
| INTRALINKS HLDGS INC | 46118H104 | COM | 24,979 | $251,000 | thousands by filing date | |
| iShares Floating Rate Bond ETF | 46429B655 | SHS | 4,806 | $244,000 | thousands by filing date | |
| VANGUARD STAR FDS | 921909768 | COM | 5,153 | $243,000 | thousands by filing date | |
| SKYWORKS SOLUTIONS INC COM | 83088M102 | Stock | 3,195 | $243,000 | thousands by filing date | |
| Pfizer Inc. | 717081103 | COM | 7,096 | $240,000 | thousands by filing date | |
| NETSCOUT SYS INC | 64115T104 | COM | 8,156 | $239,000 | thousands by filing date | |
| STONERIDGE INC | 86183P102 | COMMON STOCK | 12,982 | $239,000 | thousands by filing date | |
| DICKS SPORTING GOODS INC COM | 253393102 | Stock | 4,186 | $237,000 | thousands by filing date | |
| ARES DYNAMIC CR ALLOCATION F | 04014F102 | COM | 15,960 | $237,000 | thousands by filing date | |
| MARVELL TECHNOLOGY GROUP LTD | G5876H105 | ORD | 17,883 | $237,000 | thousands by filing date | |
| BROOKFIELD PROPERTY PARTRS L | G16249107 | UNIT LTD PARTN | 10,345 | $237,000 | thousands by filing date | |
| REALNETWORKS INC | 75605L708 | COM | 53,061 | $237,000 | thousands by filing date | |
| NUVEEN MORTGAGE AND INCOME F | 670735109 | COM | 9,733 | $235,000 | thousands by filing date | |
| TRANSACT TECHNOLOGIES INC | 892918103 | CMN | 31,725 | $235,000 | thousands by filing date | |
| METHODE ELECTRONICS INC | 591520200 | COMMON STOCK | 6,688 | $234,000 | thousands by filing date | |
| Schlumberger Limited | 806857108 | COM | 2,969 | $233,000 | thousands by filing date | |
| READING INTL INC | 755408101 | CL A | 17,416 | $233,000 | thousands by filing date | |
| NUTRI SYS INC NEW | 67069D108 | COM | 7,801 | $232,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X856 | DYN BIOT & GEN | 5,474 | $230,000 | thousands by filing date | |
| VIASAT INC | 92552V100 | COM | 3,069 | $229,000 | thousands by filing date | |
| FINISAR CORP | 31787A507 | COM NEW | 7,691 | $229,000 | thousands by filing date | |
| TIVO CORP | 88870P106 | COM | 11,720 | $228,000 | thousands by filing date | |
| VANECK VECTORS ETF TR | 92189F510 | PRE REFUNDED MUN | 9,135 | $225,000 | thousands by filing date | |
| AMERICAN EAGLE OUTFITTERS INC COM | 02553E106 | Stock | 12,514 | $224,000 | thousands by filing date | |
| WEB.COM GROUP INC | 94733A104 | COMMON STOCK | 12,995 | $224,000 | thousands by filing date | |
| PENNEY J C INC | 708160106 | COM | 24,307 | $224,000 | thousands by filing date | |
| MATTEL INC | 577081102 | COM | 7,340 | $222,000 | thousands by filing date | |
| PRESTIGE CONSMR HEALTHCARE I | 74112D101 | COM | 4,545 | $219,000 | thousands by filing date | |
| iShares Core US Aggregate Bond ETF | 464287226 | SHS | 1,917 | $216,000 | thousands by filing date | |
| BERKSHIRE HATHAWAY INC DEL | 084670108 | CL A | 1 | $216,000 | thousands by filing date | |
| ISHARES TR LATN AMER 40 ETF | 464287390 | LATN AMER 40 ETF | 7,721 | $216,000 | thousands by filing date | |
| M I ACQUISITIONS INC | 55304A203 | UNIT 99/99/9999 | 21,500 | $215,000 | thousands by filing date | |
| COMSTOCK RES INC | 205768AM6 | NOTE 7.750% 4/0 | 310,000 | $214,000 | thousands by filing date | principal |
| HORNBECK OFFSHORE SVCS INC N | 440543AN6 | NOTE 1.500 9/0 | 374,000 | $213,000 | thousands by filing date | principal |
| ISHARES TR | 464287648 | RUS 2000 GRW ETF | 1,419 | $211,000 | thousands by filing date | |
| CALAMP CORP | 128126109 | COMMON STOCK | 15,153 | $211,000 | thousands by filing date | |
| Boulevard Acquisition Corp II | 10157Q102 | CL A | 21,021 | $206,000 | thousands by filing date | |
| Vanguard FTSE Pacific ETF | 922042866 | SHS | 3,326 | $201,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R874 | SHTRM MUN BD ACT | 3,972 | $200,000 | thousands by filing date | |
| NEWTEKONE INC | 652526203 | COM NEW | 13,766 | $196,000 | thousands by filing date | |
| CAPITOL ACQUISITION CORP III | 14055M106 | COMMON STOCK | 19,200 | $188,000 | thousands by filing date | |
| NUVEEN AMT FREE QLTY MUN INC | 670657105 | COM | 12,500 | $183,000 | thousands by filing date | |
| LINDBLAD EXPEDITIONS HLDGS I | 535219109 | COM | 19,100 | $172,000 | thousands by filing date | |
| BLACKSTONE SENIOR FLOATING RAT | 09256U105 | COM | 10,000 | $169,000 | thousands by filing date | |
| NUVEEN MUN VALUE FD INC | 670928100 | COM | 14,800 | $157,000 | thousands by filing date | |
| ONE LIBERTY PROPERTIES INC | 682406103 | REIT | 15,173 | $117,000 | thousands by filing date | |
| NAVISTAR INTL CORP NEW | 63934EAQ1 | NOTE 4.500%10/1 | 98,000 | $93,000 | thousands by filing date | principal |
| FINJAN HLDGS INC | 31788H303 | COM NEW | 53,800 | $92,000 | thousands by filing date | |
| COMSTOCK RES INC | 205768AN4 | NOTE 9.500% 6/1 | 100,000 | $73,000 | thousands by filing date | principal |
| BRT APARTMENTS CORP | 055645303 | REIT | 49,089 | $51,000 | thousands by filing date | |
| PDLI 4 2/1/18 | 69329YAF1 | Bond 30/360P2 U | 50,000 | $49,000 | thousands by filing date | principal |
| VMEM4.25 10/19 | 92763AAB7 | Bond 30/360P2 U | 100,000 | $29,000 | thousands by filing date | principal |
| NOVAVAX INC | 670002104 | COMMON STOCK | 10,500 | $22,000 | thousands by filing date | |
| LADENBURG THALMANN FINANCIAL | 50575Q102 | COM | 81,050 | $6,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001615774-16-008383 | this filing | 2016-11-15 | acceptance time not in the bulk data set |