13F-HR filed by Herold Advisors, Inc.
Herold Advisors, Inc. filed this 13F-HR for the quarter ended 2021-09-30, filed 2021-11-03, with 710 holding rows worth $256,993,000.
- Accession
- 0001606587-21-001500
- Filer
- CIK 1891713
- Filed
- 2021-11-03
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2021
A holdings report, 710 entries on the cover page, a total value of $256,993,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $256,993,000 with VALUE read as thousands by filing date, 13F file number 028-21393. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| Marsh & McLennan Companies,Inc. | 571748102 | COM | 150 | $22,000 | thousands by filing date | |
| SONY GROUP CORP SPONSORED ADR | 835699307 | ADR | 200 | $22,000 | thousands by filing date | |
| INTERNATIONAL PAPER CO COM | 460146103 | Stock | 400 | $22,000 | thousands by filing date | |
| CRISPR THERAPEUTICS AG NAMEN AKT | H17182108 | Stock | 200 | $22,000 | thousands by filing date | |
| ISHARES TR | 464288661 | 3 7 YR TREAS BD | 174 | $22,000 | thousands by filing date | |
| NUSHARES ETF TR | 67092P300 | NUVEEN ESG LRGVL | 600 | $22,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33737K205 | INDXX NEXTG ETF | 300 | $22,000 | thousands by filing date | |
| DELTA AIR LINES INC COM NEW | 247361702 | Stock | 500 | $21,000 | thousands by filing date | |
| DOLLAR GEN CORP COM | 256677105 | Stock | 100 | $21,000 | thousands by filing date | |
| SPRUCE POWER HOLDING CORP | 9837FR100 | COMMON STOCK | 3,500 | $21,000 | thousands by filing date | |
| PARAMOUNT GLOBAL | 92556H107 | COMMON STOCK | 500 | $21,000 | thousands by filing date | |
| BROOKFIELD ASSET MGMT FCLASS A | G16169107 | CL A EXCH LT VTG | 388 | $21,000 | thousands by filing date | |
| iShares MSCI USA Momentum Factor ETF | 46432F396 | SHS | 115 | $20,000 | thousands by filing date | |
| ISHARES TR | 46435G243 | COM | 800 | $20,000 | thousands by filing date | |
| STATE STR SPDR DOW JONES IND | 78467X109 | UT SER 1 | 60 | $20,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739E108 | PFD SECS INC ETF | 1,000 | $20,000 | thousands by filing date | |
| NUVEEN FLOATING RATE INCOME | 67072T108 | COM | 2,000 | $20,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A698 | ST STR SP REGBNK | 300 | $20,000 | thousands by filing date | |
| EDITAS MEDICINE INC | 28106W103 | COM | 500 | $20,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD N Y QUAL | 09255E102 | COM | 1,500 | $20,000 | thousands by filing date | |
| ARK ETF TR | 00214Q807 | SPACE & DEFENSE | 1,050 | $20,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E511 | PFD ETF | 1,328 | $19,000 | thousands by filing date | |
| GRANITESHARES ETF TR | 38747R603 | CMN | 465 | $19,000 | thousands by filing date | |
| iShares MSCI USA Min Vol Factor ETF | 46429B697 | SHS | 250 | $18,000 | thousands by filing date | |
| MARATHON PETE CORP COM | 56585A102 | Stock | 300 | $18,000 | thousands by filing date | |
| ROBLOX CORP CL A | 771049103 | Stock | 250 | $18,000 | thousands by filing date | |
| ISHARES TR | 464288448 | INTL SEL DIV ETF | 620 | $18,000 | thousands by filing date | |
| SNAP INC | 83304A106 | CL A | 250 | $18,000 | thousands by filing date | |
| NUVEEN AMT FREE QLTY MUN INC | 670657105 | COM | 1,237 | $18,000 | thousands by filing date | |
| HOLLY ENERGY PARTNERS L P | 435763107 | COM UT LTD PTN | 1,000 | $18,000 | thousands by filing date | |
| PIEDMONT REALTY TRUST INC | 720190206 | COM CL A | 1,044 | $18,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G698 | S&P 500 REVENUE | 250 | $18,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L837 | INTL QLTDV IDX | 720 | $18,000 | thousands by filing date | |
| NUVEEN AMT-FREE MUN VALUE FD | 670695105 | COM | 1,110 | $18,000 | thousands by filing date | |
| DWS STRATEGIC MUN INCOME TR | 23342Q101 | COM | 1,500 | $18,000 | thousands by filing date | |
| WHEELS UP EXPERIENCE I F | 96328L106 | Com | 2,780 | $18,000 | thousands by filing date | |
| GATX CORP COM | 361448103 | Stock | 200 | $17,000 | thousands by filing date | |
| WEYERHAEUSER CO COM NEW | 962166104 | REIT | 500 | $17,000 | thousands by filing date | |
| PROSHARES TR | 74348A467 | S&P 500 DV ARIST | 200 | $17,000 | thousands by filing date | |
| Vanguard Small-Cap Value ETF | 922908611 | SHS | 100 | $16,000 | thousands by filing date | |
| EATON VANCE ENHANCED EQUITY | 278274105 | COM | 900 | $16,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED BUY-WR | 27828X100 | COM | 1,000 | $16,000 | thousands by filing date | |
| AMBER INTL HLDG LTD SPON ADS NEW | 45113Y104 | ADR | 3,000 | $16,000 | thousands by filing date | |
| CEL-SCI CORP | 150837607 | COM PAR NEW | 1,500 | $16,000 | thousands by filing date | |
| SPDR S&P Dividend ETF | 78464A763 | SHS | 134 | $15,000 | thousands by filing date | |
| VANGUARD INDEX FDS | 922908637 | LARGE CAP ETF | 75 | $15,000 | thousands by filing date | |
| ISHARES TR | 464287184 | CHINA LG-CAP ETF | 400 | $15,000 | thousands by filing date | |
| ISHARES MSCI EAFE GROWTH ETF | 464288885 | ETF | 150 | $15,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R775 | ACTIVE BD ETF | 137 | $15,000 | thousands by filing date | |
| SPROTT PHYSICAL SILVER TR | 85207K107 | TR UNIT | 2,000 | $15,000 | thousands by filing date | |
| ALLSPRING GLOBAL DIVIDEND OPPO | 94987C103 | COM | 2,753 | $15,000 | thousands by filing date | |
| J P MORGAN EXCHANGE TRADED F | 46641Q878 | HIGH YLD RESRCH | 290 | $15,000 | thousands by filing date | |
| PROSHARES TR | 74348A145 | PET CARE ETF | 200 | $15,000 | thousands by filing date | |
| iShares S&P 500 Growth ETF | 464287309 | SHS | 200 | $14,000 | thousands by filing date | |
| ISHARES TR | 464287457 | COM | 165 | $14,000 | thousands by filing date | |
| iShares S&P 500 Value ETF | 464287408 | SHS | 100 | $14,000 | thousands by filing date | |
| UNITED AIRLS HLDGS INC COM | 910047109 | Stock | 300 | $14,000 | thousands by filing date | |
| TARGA RES CORP COM | 87612G101 | Stock | 300 | $14,000 | thousands by filing date | |
| ISHARES TR | 464287432 | 20 YR TR BD ETF | 100 | $14,000 | thousands by filing date | |
| ISHARES TR | 464287440 | 7-10 YR TRSY BD | 125 | $14,000 | thousands by filing date | |
| NEUROCRINE BIOSCIENCES INC | 64125C109 | COM | 150 | $14,000 | thousands by filing date | |
| ARK ETF TR | 00214Q203 | AUTNMUS TECHNLGY | 185 | $14,000 | thousands by filing date | |
| NUVEEN NY DIVI ADV | 67066X107 | COM | 1,007 | $14,000 | thousands by filing date | |
| NUVEEN N Y SELECT TAX FREE I | 67063V104 | SH BEN INT | 1,011 | $14,000 | thousands by filing date | |
| BRIDGETOWN 2 HOLDINGS LTD | G1355V103 | CL A | 1,500 | $14,000 | thousands by filing date | |
| Avantis International Small Cap Val ETF | 025072802 | SHS | 205 | $13,000 | thousands by filing date | |
| iShares Core Total USD Bond Market ETF | 46434V613 | SHS | 250 | $13,000 | thousands by filing date | |
| ISHARES TR | 464288281 | JPMORGAN USD EMG | 127 | $13,000 | thousands by filing date | |
| SAP SE SPON ADR | 803054204 | ADR | 100 | $13,000 | thousands by filing date | |
| DUFF & PHELPS UTLITY AND INF | 26433C105 | COM | 1,000 | $13,000 | thousands by filing date | |
| J P MORGAN EXCHANGE TRADED F | 46641Q670 | CORE PLUS BD ETF | 250 | $13,000 | thousands by filing date | |
| BLACKROCK RESOURCES & COMMODIT | 09257A108 | SHS | 1,512 | $13,000 | thousands by filing date | |
| BLACKROCK GLOBAL FLOATING RATE | 091941104 | COM | 1,033 | $13,000 | thousands by filing date | |
| Broadcom Inc. | 11135F101 | COM | 25 | $12,000 | thousands by filing date | |
| BATH & BODY WORKS INC COM | 070830104 | Stock | 200 | $12,000 | thousands by filing date | |
| AGNICO EAGLE MINES LTD COM | 008474108 | Stock | 250 | $12,000 | thousands by filing date | |
| BLACKROCK ENHANCED EQUITY DI | 09251A104 | COM | 1,300 | $12,000 | thousands by filing date | |
| ISHARES TR | 46434V282 | U S EQUITY FACTR | 300 | $12,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E500 | NAS CLNEDG GREEN | 200 | $12,000 | thousands by filing date | |
| JPMORGAN DVRSFD RTRN INTRNL EQT ETF | 46641Q209 | COM | 210 | $12,000 | thousands by filing date | |
| STRATEGY SHS | 86280R506 | NS 7HANDL IDX | 500 | $12,000 | thousands by filing date | |
| MS INDIA INVESTMENT (CL END) | 61745C105 | IFD | 464 | $12,000 | thousands by filing date | |
| Intercontinental Exchange,Inc. | 45866F104 | COM | 97 | $11,000 | thousands by filing date | |
| ISHARES TR | 464288372 | COM | 250 | $11,000 | thousands by filing date | |
| SPDR S&P Aerospace & Defense ETF | 78464A631 | SHS | 100 | $11,000 | thousands by filing date | |
| PINTEREST INC CL A | 72352L106 | Stock | 200 | $10,000 | thousands by filing date | |
| CAMECO CORP COM | 13321L108 | Stock | 500 | $10,000 | thousands by filing date | |
| ISHARES FALLEN ANGELS USD BOND ETF | 46435G474 | ETF | 360 | $10,000 | thousands by filing date | |
| PIMCO DYNAMIC INCOME FD | 72201Y101 | SHS | 400 | $10,000 | thousands by filing date | |
| NUSHARES ETF TR | 67092P888 | NUVEEN ESG EMRGN | 300 | $10,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V142 | WATER RES ETF | 200 | $10,000 | thousands by filing date | |
| EATON VANCE TAX ADVANTAGED GLO | 27828S101 | COM | 500 | $10,000 | thousands by filing date | |
| APOLLO UNVT CORP | 03761U502 | COM NEW | 833 | $10,000 | thousands by filing date | |
| BROOKFIELD REAL ASSETS INCOM | 112830104 | SHS BEN INT | 500 | $10,000 | thousands by filing date | |
| COHEN & STEERS LTD DURATION | 19248C105 | COM | 400 | $10,000 | thousands by filing date | |
| Leslie's Inc | 527064109 | Common Stock | 500 | $10,000 | thousands by filing date | |
| ETFMG | 26924G508 | EXCHANGE TRADED | 700 | $10,000 | thousands by filing date | |
| DANIMER SCIENTIFIC INC | 236272100 | COM CL A | 650 | $10,000 | thousands by filing date | |
| PIERIS PHARMACEUTICALS INC | 720795103 | COM | 2,000 | $10,000 | thousands by filing date | |
| MUSTANG BIO INC | 62818Q104 | COM | 4,000 | $10,000 | thousands by filing date | |
| HUMANCO ACQUISITION CORP | 44487N208 | UNIT 12/08/2023 | 1,000 | $10,000 | thousands by filing date | |
| iShares Global Tech ETF | 464287291 | SHS | 174 | $9,000 | thousands by filing date | |
| Vanguard ESG International Stock ETF | 921910725 | SHS | 155 | $9,000 | thousands by filing date | |
| PARK HOTELS & RESORTS INC COM | 700517105 | REIT | 500 | $9,000 | thousands by filing date | |
| EPR PPTYS COM SH BEN INT | 26884U109 | REIT | 200 | $9,000 | thousands by filing date | |
| FUBOTV INC | 35953D104 | COM | 400 | $9,000 | thousands by filing date | |
| ARK ETF TR | 00214Q708 | BLOC FIN INN ETF | 200 | $9,000 | thousands by filing date | |
| NUSHARES ETF TR | 67092P805 | NUVEEN ESG INTL | 310 | $9,000 | thousands by filing date | |
| ARRAY TECHNOLOGIES, INC. | 04271T100 | COM SHS | 500 | $9,000 | thousands by filing date | |
| WSTRN AST GLBL CORP OPP FD I | 95790C107 | COM | 500 | $9,000 | thousands by filing date | |
| NUVEEN | 67072C105 | EXCHANGE TRADED | 1,000 | $9,000 | thousands by filing date | |
| MANULIFE FINL CORP | 56501R106 | COM | 436 | $8,000 | thousands by filing date | |
| D R HORTON INC COM | 23331A109 | Stock | 100 | $8,000 | thousands by filing date | |
| ROYAL CARIBBEAN GROUP COM | V7780T103 | Stock | 100 | $8,000 | thousands by filing date | |
| APA CORPORATION COM | 03743Q108 | Stock | 400 | $8,000 | thousands by filing date | |
| BAUSCH HEALTH COS INC COM | 071734107 | Stock | 300 | $8,000 | thousands by filing date | |
| MAIN STR CAP CORP | 56035L104 | COM | 200 | $8,000 | thousands by filing date | |
| MGM RESORTS INTERNATIONAL | 552953101 | COM | 200 | $8,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189H607 | OIL SERVICES ETF | 44 | $8,000 | thousands by filing date | |
| AMPLIFY ETF TR | 032108607 | BLOCK TECHN ETF | 200 | $8,000 | thousands by filing date | |
| TANGER INC | 875465106 | COM | 500 | $8,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V738 | LARGE CAP VALUE | 194 | $8,000 | thousands by filing date | |
| BNY MELLON ETF TRUST | 09661T404 | INTERNATIONL EQT | 115 | $8,000 | thousands by filing date | |
| TURNING PT BRANDS INC COM | 90041L105 | Stock | 180 | $8,000 | thousands by filing date | |
| CAMBRIA ETF TR | 132061300 | CAMBRIA FGN SHR | 310 | $8,000 | thousands by filing date | |
| Starbucks Corporation | 855244109 | COM | 69 | $7,000 | thousands by filing date | |
| GENERAL DYNAMICS CORP COM | 369550108 | Stock | 38 | $7,000 | thousands by filing date | |
| LAS VEGAS SANDS CORP COM | 517834107 | Stock | 200 | $7,000 | thousands by filing date | |
| AGNC INVT CORP COM | 00123Q104 | REIT | 500 | $7,000 | thousands by filing date | |
| SPDR SER TR | 78468R721 | NUVEEN BLMBRG MU | 143 | $7,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y100 | SBI MATERIALS | 100 | $7,000 | thousands by filing date | |
| BIOMARIN PHARMACEUTICAL INC | 09061G101 | COM | 100 | $7,000 | thousands by filing date | |
| PLUG PWR INC | 72919P202 | COM NEW | 300 | $7,000 | thousands by filing date | |
| REDWOOD TRUST INC | 758075402 | COM | 619 | $7,000 | thousands by filing date | |
| NUVEEN ENHANCED MUNICIPAL VALU | 67074M101 | COM | 500 | $7,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X772 | S&P INTL ETF | 200 | $7,000 | thousands by filing date | |
| GABELLI UTIL TR | 36240A101 | COM | 1,000 | $7,000 | thousands by filing date | |
| LISTED FDS TR | 53656F847 | CORE ALT FD | 250 | $7,000 | thousands by filing date | |
| LORDSTOWN MOTORS CORP | 54405Q100 | COM | 1,000 | $7,000 | thousands by filing date | |
| WISDOMTREE GROWTH LEADERS FUND | 97717Y717 | WT GRWTH LDRS | 165 | $7,000 | thousands by filing date | |
| ISHARES RUSSELL MID-CAP VALUE ETF | 464287473 | ETF | 58 | $6,000 | thousands by filing date | |
| HALLIBURTON CO COM | 406216101 | Stock | 300 | $6,000 | thousands by filing date | |
| J P MORGAN EXCHANGE TRADED F | 46641Q753 | US VALUE FACTR | 195 | $6,000 | thousands by filing date | |
| NEW YORK LIFE INVESTMENTS ET | 45409B800 | NYLI MERGER ARBI | 200 | $6,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y673 | US INFR DEV ETF | 260 | $6,000 | thousands by filing date | |
| TELADOC HEALTH INC | 87918A105 | COM | 50 | $6,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X511 | YIELD ENHANCD US | 125 | $6,000 | thousands by filing date | |
| OPENDOOR TECHNOLOGIES INC | 683712103 | COM | 300 | $6,000 | thousands by filing date | |
| SONOS INC | 83570H108 | COM | 200 | $6,000 | thousands by filing date | |
| FUELCELL ENERGY INC | 35952H601 | COM | 900 | $6,000 | thousands by filing date | |
| DERMTECH INC | 24984K105 | COM | 200 | $6,000 | thousands by filing date | |
| SIRIUS XM HOLDINGS INC | 82968B103 | COM | 1,000 | $6,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33737A108 | NASDQ CLN EDGE | 70 | $6,000 | thousands by filing date | |
| CANOPY GROWTH CORP | 138035100 | COM | 450 | $6,000 | thousands by filing date | |
| INVESCO NASDAQ NEXT GEN 100 ETF | 46138G631 | ETF | 200 | $6,000 | thousands by filing date | |
| CAMBRIA ETF TR | 132061862 | TAIL RISK | 350 | $6,000 | thousands by filing date | |
| SENSEONICS HLDGS INC | 81727U105 | COM | 2,000 | $6,000 | thousands by filing date | |
| OMEGA HEALTHCARE INVS INC COM | 681936100 | REIT | 200 | $5,000 | thousands by filing date | |
| INGERSOLL RAND INC COM | 45687V106 | Stock | 100 | $5,000 | thousands by filing date | |
| POLARIS INC COM | 731068102 | Stock | 50 | $5,000 | thousands by filing date | |
| ALCON AG ORD SHS | H01301128 | Stock | 72 | $5,000 | thousands by filing date | |
| TAPESTRY INC COM | 876030107 | Stock | 136 | $5,000 | thousands by filing date | |
| LUCID GROUP INC | 549498103 | COM | 200 | $5,000 | thousands by filing date | |
| PIMCO HIGH INCOME FD | 722014107 | COM SHS | 800 | $5,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739P301 | MUNI HI INCM ETF | 100 | $5,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L787 | GLB QLT R/E IDX | 77 | $5,000 | thousands by filing date | |
| DNP SELECT INCOME FD INC | 23325P104 | COM | 500 | $5,000 | thousands by filing date | |
| J P MORGAN EXCHANGE TRADED F | 46641Q738 | BETBULD MSCI | 60 | $5,000 | thousands by filing date | |
| MATTEL INC | 577081102 | COM | 300 | $5,000 | thousands by filing date | |
| BLACKBERRY LTD COM | 09228F103 | Stock | 600 | $5,000 | thousands by filing date | |
| OCCIDENTAL PETE CORP WT EXP 080327 | 674599162 | Stock | 483 | $5,000 | thousands by filing date | |
| LAKELAND BANCORP INC | 511637100 | COM | 300 | $5,000 | thousands by filing date | |
| iShares MSCI Intl Momentum Factor ETF | 46434V449 | SHS | 115 | $4,000 | thousands by filing date | |
| Wells Fargo & Company | 949746101 | COM | 100 | $4,000 | thousands by filing date | |
| XCELENERGY INC | 98389B100 | COM | 79 | $4,000 | thousands by filing date | |
| SHOPIFY INC | 82509L107 | CL A SUB VTG SHS | 3 | $4,000 | thousands by filing date | |
| VTEX SHS CL A | G9470A102 | Stock | 200 | $4,000 | thousands by filing date | |
| BANCO SANTANDER SA ADR | 05964H105 | ADR | 1,260 | $4,000 | thousands by filing date | |
| UNITED STATES STL CORP NEW | 912909108 | COM | 200 | $4,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W315 | EMER MKT HIGH FD | 100 | $4,000 | thousands by filing date | |
| FLUOR CORP | 343412102 | COM | 300 | $4,000 | thousands by filing date | |
| BUMBLE INC | 12047B105 | COM CL A | 100 | $4,000 | thousands by filing date | |
| AMARIN CORP PLC | 023111206 | SPONS ADR NEW | 800 | $4,000 | thousands by filing date | |
| JAZZ PHARMACEUTICALS PLC SHS USD | G50871105 | Stock | 25 | $3,000 | thousands by filing date | |
| VICTORIAS SECRET AND CO COMMON STOCK | 926400102 | Stock | 66 | $3,000 | thousands by filing date | |
| CHEMOURS CO COM | 163851108 | Stock | 120 | $3,000 | thousands by filing date | |
| MANNKIND CORP COM NEW | 56400P706 | Stock | 900 | $3,000 | thousands by filing date | |
| SAN JUAN BASIN RTY TR | 798241105 | UNIT BEN INT | 600 | $3,000 | thousands by filing date | |
| NIKOLA CORP | 654110105 | COM | 350 | $3,000 | thousands by filing date | |
| TUPPERWARE BRANDS CORP | 899896104 | COM | 150 | $3,000 | thousands by filing date | |
| WW INTL INC | 98262P101 | COM | 200 | $3,000 | thousands by filing date | |
| CODA OCTOPUS GROUP INC | 19188U206 | COM NEW | 358 | $3,000 | thousands by filing date | |
| GENUINE PARTS CO COM | 372460105 | Stock | 20 | $2,000 | thousands by filing date | |
| RITHM CAPITAL CORP COM NEW | 64828T201 | REIT | 200 | $2,000 | thousands by filing date | |
| MARATHON OIL CORP | 565849106 | COM | 200 | $2,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R118 | NASD TECH DIV | 50 | $2,000 | thousands by filing date | |
| ARCHER AVIATION INC | 03945R102 | COM CL A | 300 | $2,000 | thousands by filing date | |
| DIVERSIFIED HEALTHCARE TR | 25525P107 | COM SH BEN INT | 750 | $2,000 | thousands by filing date | |
| VIRGIN GALACTIC HLDGS INC | 92766K106 | COM | 100 | $2,000 | thousands by filing date | |
| NERDY INC | 64081V109 | CL A COM | 250 | $2,000 | thousands by filing date | |
| Vital Energy Inc | 516806205 | Common Stock | 25 | $2,000 | thousands by filing date | |
| CLEARSIGN TECHNOLOGIES CORP | 185064102 | COM | 1,000 | $2,000 | thousands by filing date | |
| LIGHTPATH TECHNOLOGIES INC | 532257805 | COM CL A | 900 | $1,000 | thousands by filing date | |
| EVOLV TECHNOLOGIES HLDNGS IN | 30049H102 | COM CL A | 200 | $1,000 | thousands by filing date | |
| LUMEN TECHNOLOGIES INC | 550241103 | COM | 150 | $1,000 | thousands by filing date | |
| CLEARBRIDGE ENERGY MLP FUND, I | 184692200 | COM | 50 | $1,000 | thousands by filing date | |
| HAWAIIAN HOLDINGS INC | 419879101 | COM | 78 | $1,000 | thousands by filing date | |
| APPHARVEST INC | 03783T103 | COM | 200 | $1,000 | thousands by filing date | |
| CONFORMIS INC | 20717E101 | COM | 1,000 | $1,000 | thousands by filing date | |
| Pershing Square T 25 WTS Warrants Exp 07/24/25 | 71531R117 | WT | 1,111 | $1,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001606587-21-001500 | this filing | 2021-11-03 | acceptance time not in the bulk data set |