13F-HR filed by Herold Advisors, Inc.
Herold Advisors, Inc. filed this 13F-HR for the quarter ended 2021-09-30, filed 2021-11-03, with 710 holding rows worth $256,993,000.
- Accession
- 0001606587-21-001500
- Filer
- CIK 1891713
- Filed
- 2021-11-03
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2021
A holdings report, 710 entries on the cover page, a total value of $256,993,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $256,993,000 with VALUE read as thousands by filing date, 13F file number 028-21393. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| Apple Inc | 037833100 | COM | 82,042 | $11,608,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 32,807 | $9,249,000 | thousands by filing date | |
| MasterCard, Inc | 57636Q104 | COM | 17,875 | $6,214,000 | thousands by filing date | |
| Visa Inc | 92826C839 | COM | 27,661 | $6,161,000 | thousands by filing date | |
| BROOKFIELD INFRASTRUCTURE PA | G16252101 | LP INT UNIT | 80,550 | $4,519,000 | thousands by filing date | |
| NIKE,Inc. Class B | 654106103 | COM | 30,962 | $4,496,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 26,265 | $4,299,000 | thousands by filing date | |
| AbbVie,Inc. | 00287Y109 | COM | 30,813 | $3,323,000 | thousands by filing date | |
| Home Depot, Inc | 437076102 | COM | 10,065 | $3,304,000 | thousands by filing date | |
| BROOKFIELD ASSET MANAGEMENT IN | 112585104 | CL A LTD VT SH | 60,650 | $3,245,000 | thousands by filing date | |
| S&P Global,Inc. | 78409V104 | COM | 7,470 | $3,173,000 | thousands by filing date | |
| American Tower Corporation | 03027X100 | COM | 10,600 | $2,813,000 | thousands by filing date | |
| Walmart Inc. | 931142103 | COM | 20,028 | $2,791,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 17,246 | $2,785,000 | thousands by filing date | |
| Procter & Gamble Co | 742718109 | COM | 18,954 | $2,649,000 | thousands by filing date | |
| Intuitive Surgical,Inc. | 46120E602 | COM | 2,650 | $2,634,000 | thousands by filing date | |
| NVIDIA Corp | 67066G104 | COM | 12,308 | $2,549,000 | thousands by filing date | |
| ZOETIS INC CL A | 98978V103 | Stock | 12,760 | $2,477,000 | thousands by filing date | |
| International Business Machines Corporation | 459200101 | COM | 17,452 | $2,424,000 | thousands by filing date | |
| Intuit Inc. | 461202103 | COM | 4,470 | $2,411,000 | thousands by filing date | |
| GOLDMAN SACHS ETF TR | 381430503 | ACTIVEBETA US LG | 27,415 | $2,358,000 | thousands by filing date | |
| Verizon Communications Inc | 92343V104 | COM | 42,481 | $2,294,000 | thousands by filing date | |
| INVESCO EXCH TRD SLF IDX FD | 46138J619 | RUSL 1000 DYNM | 49,554 | $2,294,000 | thousands by filing date | |
| Eli Lilly and Company | 532457108 | COM | 9,614 | $2,221,000 | thousands by filing date | |
| META PLATFORMS INC CL A | 30303M102 | COM | 6,520 | $2,212,000 | thousands by filing date | |
| ONEOK INC NEW | 682680103 | COM | 38,100 | $2,209,000 | thousands by filing date | |
| Chevron Corporation | 166764100 | COM | 20,670 | $2,097,000 | thousands by filing date | |
| WP CAREY INC COM | 92936U109 | REIT | 28,407 | $2,074,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A321 | DISTILLATE US | 49,030 | $2,008,000 | thousands by filing date | |
| Costco Wholesale Corporation | 22160K105 | COM | 4,457 | $2,002,000 | thousands by filing date | |
| Comcast Corp | 20030N101 | COM | 34,412 | $1,924,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X578 | EM EX ST-OWNED | 50,157 | $1,871,000 | thousands by filing date | |
| Stryker Corporation | 863667101 | COM | 7,034 | $1,855,000 | thousands by filing date | |
| BROOKFIELD RENEWABLE ENERGY | G16258108 | PARTNERSHIP UNIT | 49,626 | $1,831,000 | thousands by filing date | |
| Energy Select Sector SPDR Fund | 81369Y506 | SHS | 34,608 | $1,802,000 | thousands by filing date | |
| CINTAS CORP COM | 172908105 | Stock | 4,705 | $1,791,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 66,266 | $1,789,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 30,353 | $1,785,000 | thousands by filing date | |
| Cisco Systems,Inc. | 17275R102 | COM | 32,676 | $1,778,000 | thousands by filing date | |
| NextEra Energy,Inc. | 65339F101 | COM | 21,721 | $1,705,000 | thousands by filing date | |
| Prologis,Inc. | 74340W103 | COM | 13,423 | $1,683,000 | thousands by filing date | |
| Abbott Laboratories | 002824100 | COM | 14,169 | $1,673,000 | thousands by filing date | |
| WISDOMTREE TR | 97717Y790 | US EFFIC CORE FD | 40,935 | $1,667,000 | thousands by filing date | |
| CIMPRESS PLC | G2143T103 | SHS EURO | 19,100 | $1,658,000 | thousands by filing date | |
| AMPHENOL CORP NEW | 032095101 | COM | 22,640 | $1,657,000 | thousands by filing date | |
| Honeywell Technologies | 438516106 | COM | 7,736 | $1,642,000 | thousands by filing date | |
| Bristol-Myers Squibb Company | 110122108 | COM | 27,073 | $1,601,000 | thousands by filing date | |
| SHERWIN WILLIAMS CO | 824348106 | COM | 5,715 | $1,598,000 | thousands by filing date | |
| KLA CORP | 482480100 | COM | 4,770 | $1,595,000 | thousands by filing date | |
| SKYWORKS SOLUTIONS INC COM | 83088M102 | Stock | 9,645 | $1,589,000 | thousands by filing date | |
| Merck & Co.,Inc. | 58933Y105 | COM | 20,168 | $1,514,000 | thousands by filing date | |
| SPDR SER TR | 78464A359 | BBG CONV SEC ETF | 17,638 | $1,505,000 | thousands by filing date | |
| Schwab U.S. Large-Cap Growth ETF | 808524300 | SHS | 9,910 | $1,467,000 | thousands by filing date | |
| ISHARES TR | 46435G102 | CONV BD ETF | 14,440 | $1,440,000 | thousands by filing date | |
| Accenture Plc Class A | G1151C101 | COM | 4,475 | $1,431,000 | thousands by filing date | |
| IQVIA HLDGS INC COM | 46266C105 | Stock | 5,900 | $1,413,000 | thousands by filing date | |
| NUCOR CORP COM | 670346105 | Stock | 14,030 | $1,381,000 | thousands by filing date | |
| Pfizer Inc. | 717081103 | COM | 32,097 | $1,380,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X669 | US QTLY DIV GRT | 23,403 | $1,377,000 | thousands by filing date | |
| Deere & Company | 244199105 | COM | 4,075 | $1,365,000 | thousands by filing date | |
| DOMINOS PIZZA INC COM | 25754A201 | Stock | 2,835 | $1,352,000 | thousands by filing date | |
| Qualcomm Incorporated | 747525103 | COM | 10,422 | $1,344,000 | thousands by filing date | |
| HENRY JACK & ASSOC INC | 426281101 | COM | 8,120 | $1,332,000 | thousands by filing date | |
| Bank of America Corp | 060505104 | COM | 31,241 | $1,326,000 | thousands by filing date | |
| PRICE T ROWE GROUP INC COM | 74144T108 | Stock | 6,600 | $1,298,000 | thousands by filing date | |
| Tesla Motors, Inc | 88160R101 | COM | 1,670 | $1,295,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R506 | RISNG DIVD ACHIV | 27,265 | $1,294,000 | thousands by filing date | |
| McDonalds Corporation | 580135101 | COM | 5,337 | $1,286,000 | thousands by filing date | |
| BLACKROCK INC CL A COM | 09247X101 | COM | 1,515 | $1,270,000 | thousands by filing date | |
| ACTVISION BLIZZARD INC | 00507V109 | COM | 16,005 | $1,238,000 | thousands by filing date | |
| Walt Disney Co | 254687106 | COM | 7,246 | $1,225,000 | thousands by filing date | |
| HEICO CORP NEW | 422806208 | CL A | 9,650 | $1,142,000 | thousands by filing date | |
| Lockheed Martin Corporation | 539830109 | COM | 3,275 | $1,130,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W588 | US LARGECAP FUND | 24,210 | $1,113,000 | thousands by filing date | |
| Vanguard Mid-Cap ETF | 922908629 | SHS | 4,697 | $1,112,000 | thousands by filing date | |
| UnitedHealth Group Inc | 91324P102 | COM | 2,805 | $1,096,000 | thousands by filing date | |
| iShares Core Dividend Growth ETF | 46434V621 | SHS | 20,902 | $1,050,000 | thousands by filing date | |
| Union Pacific Corporation | 907818108 | COM | 5,305 | $1,039,000 | thousands by filing date | |
| CVS Health Corporation | 126650100 | COM | 12,031 | $1,020,000 | thousands by filing date | |
| L3HARRIS TECHNOLOGIES INC COM | 502431109 | Stock | 4,305 | $948,000 | thousands by filing date | |
| CONSTELLATION BRANDS INC CL A | 21036P108 | Stock | 4,425 | $932,000 | thousands by filing date | |
| Amazon.com, Inc | 023135106 | COM | 283 | $929,000 | thousands by filing date | |
| MARKETAXESS HLDGS INC | 57060D108 | COM | 2,202 | $926,000 | thousands by filing date | |
| PUBLIC SVC ENTERPRISE GROUP COM | 744573106 | Stock | 15,108 | $920,000 | thousands by filing date | |
| GOLDMAN SACHS ETF TR | 381430479 | ACCESS INVT GR | 16,877 | $917,000 | thousands by filing date | |
| EMERSON ELEC CO COM | 291011104 | Stock | 9,560 | $900,000 | thousands by filing date | |
| TRACTOR SUPPLY CO COM | 892356106 | Stock | 4,380 | $887,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A172 | NATIONWIDE NASDQ | 32,210 | $884,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares C | 02079K107 | COM | 327 | $871,000 | thousands by filing date | |
| Berkshire Hathaway Inc | 084670702 | COM | 3,050 | $832,000 | thousands by filing date | |
| Eaton Corp. Plc | G29183103 | COM | 5,521 | $824,000 | thousands by filing date | |
| Avantis US Equity ETF | 025072885 | SHS | 11,125 | $819,000 | thousands by filing date | |
| JPMORGAN EQUITY PREMIUM INCOME ETF | 46641Q332 | ETF | 13,485 | $803,000 | thousands by filing date | |
| MCCORMICK & CO INC COM NON VTG | 579780206 | Stock | 9,600 | $777,000 | thousands by filing date | |
| ICICI BANK LIMITED ADR | 45104G104 | ADR | 40,700 | $768,000 | thousands by filing date | |
| BNY MELLON ETF TRUST | 09661T107 | US LRG CP CORE | 9,355 | $763,000 | thousands by filing date | |
| Boeing Company | 097023105 | COM | 3,416 | $751,000 | thousands by filing date | |
| PepsiCo,Inc. | 713448108 | COM | 4,970 | $747,000 | thousands by filing date | |
| PAYPALHLDGSINC | 70450Y103 | STOK | 2,832 | $736,000 | thousands by filing date | |
| ALLIANCEBERNSTEIN HLDG L P | 01881G106 | UNIT LTD PARTN | 14,800 | $733,000 | thousands by filing date | |
| ROYAL DUTCH SHELL PLC SPN ADR | 780259107 | SPON ADR B | 16,300 | $721,000 | thousands by filing date | |
| ENTREPRENEURSHARES SERIES TR | 293828885 | ERSHARES NEXTGEN | 30,935 | $716,000 | thousands by filing date | |
| Vanguard Growth | 922908736 | COM | 2,345 | $680,000 | thousands by filing date | |
| GLAXOSMITHKLINE PLC-ADR | 37733W105 | SPONSORED ADR | 17,205 | $657,000 | thousands by filing date | |
| ENTREPRENEURSHARES SERIES TR | 293828802 | ERSHARES ENT | 26,245 | $650,000 | thousands by filing date | |
| Citigroup Inc. | 172967424 | COM | 9,246 | $648,000 | thousands by filing date | |
| AIR PRODS & CHEMS INC | 009158106 | COM | 2,525 | $646,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 240 | $641,000 | thousands by filing date | |
| iShares S&P Global Clean Energy Index Fund | 464288224 | COM | 29,170 | $631,000 | thousands by filing date | |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 3,762 | $617,000 | thousands by filing date | |
| Raytheon Technologies Corporation | 75513E101 | COM | 7,008 | $602,000 | thousands by filing date | |
| FRANKLIN RESOURCES INC COM | 354613101 | Stock | 20,250 | $601,000 | thousands by filing date | |
| NTNLGRIDPLCADRFSPONSOREDADR1ADRREPS5ORDSHS | 636274409 | STOK | 9,585 | $571,000 | thousands by filing date | |
| BROOKFIELD INFRASTRUCT FCLASS A | 11275Q107 | FOREIGN CANADIAN | 9,383 | $562,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092832 | DIVID ETF RISI | 13,570 | $561,000 | thousands by filing date | |
| ABB LTD-ADR | 000375204 | SPONSORED ADR | 16,600 | $553,000 | thousands by filing date | |
| BLACKSTONE INC | 09260D107 | COM | 4,725 | $549,000 | thousands by filing date | |
| BIONTECH SE SPONSORED ADS | 09075V102 | ADR | 2,000 | $545,000 | thousands by filing date | |
| J P MORGAN EXCHANGE TRADED F | 46641Q837 | ULTRA SHRT ETF | 10,750 | $545,000 | thousands by filing date | |
| General Electric Company | 369604301 | COM | 5,181 | $533,000 | thousands by filing date | |
| CROWN CASTLE INC COM | 22822V101 | REIT | 3,060 | $530,000 | thousands by filing date | |
| Vanguard Total Bond Market ETF | 921937835 | SHS | 6,180 | $528,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G656 | S&P ULTRA DIVIDE | 13,450 | $523,000 | thousands by filing date | |
| BROOKFIELD RENEWABLE CORP | 11284V105 | CL A SUB VTG | 13,431 | $521,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y483 | NASDAQ 100 COVER | 23,560 | $519,000 | thousands by filing date | |
| CONSOLIDATED EDISON INC | 209115104 | COM | 7,031 | $510,000 | thousands by filing date | |
| NUVEEN ESG LARGE-CAP GROWTH ETF | 67092P201 | ETF | 7,705 | $504,000 | thousands by filing date | |
| American Express Company | 025816109 | COM | 3,000 | $502,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C409 | COM | 6,060 | $499,000 | thousands by filing date | |
| Vanguard Dividend Appreciation ETF | 921908844 | SHS | 3,130 | $480,000 | thousands by filing date | |
| ONE GAS INC COM | 68235P108 | Stock | 7,550 | $478,000 | thousands by filing date | |
| GOLDMAN SACHS ETF TR | 38149W820 | CMN | 8,030 | $478,000 | thousands by filing date | |
| NUVEEN NEW YORK AMT QLT MUNI | 670656107 | COM | 34,151 | $472,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 8,804 | $469,000 | thousands by filing date | |
| Adobe Inc | 00724F101 | COM | 800 | $460,000 | thousands by filing date | |
| FORD MTR CO COM | 345370860 | Stock | 31,074 | $440,000 | thousands by filing date | |
| DOW HLDGS INC COM | 260557103 | Stock | 7,325 | $421,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V431 | S&P 500 GARP ETF | 4,825 | $419,000 | thousands by filing date | |
| II VI INC | 902104108 | COM | 7,001 | $415,000 | thousands by filing date | |
| ILLINOIS TOOL WKS INC | 452308109 | COM | 1,990 | $411,000 | thousands by filing date | |
| BERKSHIRE HATHAWAY INC DEL | 084670108 | CL A | 1 | $411,000 | thousands by filing date | |
| ARK ETF TR | 00214Q104 | INNOVATION ETF | 3,643 | $402,000 | thousands by filing date | |
| iShares Russell Midcap ETF | 464287499 | SHS | 5,000 | $391,000 | thousands by filing date | |
| IRON MTN INC DEL COM | 46284V101 | REIT | 9,000 | $391,000 | thousands by filing date | |
| PRUDENTIAL FINL INC COM | 744320102 | Stock | 3,690 | $388,000 | thousands by filing date | |
| Coca-Cola Company | 191216100 | COM | 7,265 | $381,000 | thousands by filing date | |
| Philip Morris International Inc. | 718172109 | COM | 3,897 | $369,000 | thousands by filing date | |
| ISHARES TR | 464288638 | ISHS 5-10YR INVT | 6,073 | $364,000 | thousands by filing date | |
| GOLDMAN SACHS ETF TR | 381430396 | JUST US LRG CP | 5,740 | $358,000 | thousands by filing date | |
| EXPEDITORS INTL WASH INC COM | 302130109 | Stock | 3,000 | $357,000 | thousands by filing date | |
| ARCHER DANIELS MIDLAND CO COM | 039483102 | Stock | 5,851 | $351,000 | thousands by filing date | |
| GOLDMAN SACHS ETF TR | 381430362 | ACCESS INFLATI | 6,080 | $351,000 | thousands by filing date | |
| Oracle Corporation | 68389X105 | COM | 4,012 | $349,000 | thousands by filing date | |
| PACER FDS TR | 69374H881 | US CASH COWS 100 | 7,987 | $349,000 | thousands by filing date | |
| AMC ENTMT HLDGS INC | 00165C104 | CL A COM | 9,000 | $342,000 | thousands by filing date | |
| iShares Silver Trust | 46428Q109 | COM | 16,200 | $332,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E362 | S&P500 HDL VOL | 7,429 | $314,000 | thousands by filing date | |
| JOHNSON CTLS INTL PLC SHS | G51502105 | Stock | 4,600 | $313,000 | thousands by filing date | |
| TIDAL TRUST I | 886364843 | ATAC US ROTATION | 13,035 | $298,000 | thousands by filing date | |
| AMERICAN CENTY ETF TR | 025072307 | US QUALITY GROW | 4,145 | $294,000 | thousands by filing date | |
| Avantis US Small Cap Value ETF | 025072877 | SHS | 3,785 | $286,000 | thousands by filing date | |
| Financial Select Sector SPDR Fund | 81369Y605 | SHS | 7,552 | $283,000 | thousands by filing date | |
| BP PLC SPONSORED ADR | 055622104 | ADR | 10,242 | $279,000 | thousands by filing date | |
| NEKTAR THERAPEUTICS | 640268108 | COM | 15,400 | $276,000 | thousands by filing date | |
| NEW YORK COMMUNITY BANCORP | 649445103 | COM | 21,207 | $272,000 | thousands by filing date | |
| J P MORGAN EXCHANGE TRADED F | 46641Q399 | BETABUILDRS US | 3,435 | $270,000 | thousands by filing date | |
| UNITED STS COMMODITY INDEX F | 911718104 | CM REP COPP FD | 10,814 | $270,000 | thousands by filing date | |
| Gilead Sciences,Inc. | 375558103 | COM | 3,754 | $262,000 | thousands by filing date | |
| iShares U.S. Treasury Bond ETF | 46429B267 | SHS | 9,864 | $261,000 | thousands by filing date | |
| DUPONT DE NEMOURS INC COM | 26614N102 | Stock | 3,851 | $261,000 | thousands by filing date | |
| ICAHN ENTERPRISES LP | 451100101 | Common Stock | 5,209 | $260,000 | thousands by filing date | |
| CALAMOS DY COM NPV | 12811V105 | COM | 8,279 | $251,000 | thousands by filing date | |
| EASTGROUP PPTYS INC | 277276101 | COM | 1,504 | $250,000 | thousands by filing date | |
| CORNING INC | 219350105 | COM | 6,750 | $246,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L845 | QLT DIV DEF IDX | 4,640 | $246,000 | thousands by filing date | |
| iShares U.S. Small Cap Equity Factor ETF | 46434V290 | SHS | 4,500 | $241,000 | thousands by filing date | |
| Altria Group Inc | 02209S103 | COM | 5,245 | $238,000 | thousands by filing date | |
| COINBASE GLOBAL INC COM CL A | 19260Q107 | Stock | 1,020 | $232,000 | thousands by filing date | |
| INSPIRE MED SYS INC COM | 457730109 | Stock | 1,000 | $232,000 | thousands by filing date | |
| NUVEEN NY MUN VALUE FD | 67062M105 | COM | 23,185 | $232,000 | thousands by filing date | |
| LANDMARK INFRASTRUCTURE PARTNERS | 51508J108 | COMMON STOCK | 14,000 | $228,000 | thousands by filing date | |
| QUANTA SVCS INC | 74762E102 | COM | 2,000 | $227,000 | thousands by filing date | |
| Goldman Sachs Group,Inc. | 38141G104 | COM | 600 | $226,000 | thousands by filing date | |
| EBAY INC. COM | 278642103 | Stock | 3,200 | $222,000 | thousands by filing date | |
| Netflix, Inc | 64110L106 | COM | 362 | $220,000 | thousands by filing date | |
| UNITY SOFTWARE INC COM | 91332U101 | Stock | 1,750 | $220,000 | thousands by filing date | |
| ROYAL DUTCH SHELL PLC SPN ADR | 780259206 | SPONS ADR A | 4,938 | $220,000 | thousands by filing date | |
| PACER INDUSTRIAL REAL ESTATE ETF | 69374H766 | ETF | 5,000 | $219,000 | thousands by filing date | |
| ALIBABA GROUP HLDG LTD | 01609W102 | SPONSORED ADS | 1,475 | $218,000 | thousands by filing date | |
| FIRST TRUST TCW OPPORTUNISTIC | 33740F805 | TCW OPPORTUNIS | 4,000 | $214,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E104 | CAP STRENGTH ETF | 2,850 | $213,000 | thousands by filing date | |
| Palantir Technologies Inc. Class A | 69608A108 | COM | 8,750 | $210,000 | thousands by filing date | |
| GOLDMAN SACHS ETF TR | 381430602 | ACTIVEBETA US | 3,320 | $209,000 | thousands by filing date | |
| GOLDMAN SACHS ETF TR | 381430107 | ACTIVEBETA INT | 6,066 | $207,000 | thousands by filing date | |
| SIREN ETF TR | 829658301 | CMN | 3,855 | $207,000 | thousands by filing date | |
| Avantis International Equity ETF | 025072703 | SHS | 3,265 | $204,000 | thousands by filing date | |
| UNDER ARMOUR INC | 904311107 | CL A | 10,000 | $201,000 | thousands by filing date | |
| VODAFONE GROUP PLC SPONSORED ADR | 92857W308 | ADR | 12,916 | $199,000 | thousands by filing date | |
| PERSHING SQUARE TONTINE HLDG COM | 71531R109 | CL A | 10,000 | $197,000 | thousands by filing date | |
| EATON VANCE NEW YORK MUN BD | 27827Y109 | COM | 16,049 | $196,000 | thousands by filing date | |
| INVESCO QQQ TR | 46090E103 | COM | 546 | $195,000 | thousands by filing date | |
| KINDER MORGAN INC DEL COM | 49456B101 | Stock | 11,694 | $195,000 | thousands by filing date | |
| Waste Management, Inc. | 94106L109 | COM | 1,300 | $194,000 | thousands by filing date | |
| ISHARES MORNINGSTAR MID-CAP GROWTH ETF | 464288307 | ETF | 2,820 | $194,000 | thousands by filing date | |
| GENERAL MTRS CO COM | 37045V100 | Stock | 3,630 | $191,000 | thousands by filing date | |
| Vanguard ESG U.S. Stock ETF | 921910733 | SHS | 2,360 | $188,000 | thousands by filing date | |
| ENERGY TRANSFER L P | 29273V100 | COM UT LTD PTN | 19,700 | $188,000 | thousands by filing date | |
| KROGER CO COM | 501044101 | Stock | 4,650 | $187,000 | thousands by filing date | |
| TARGET CORP COM | 87612E106 | Stock | 821 | $187,000 | thousands by filing date | |
| EDWARDS LIFESCIENCES CORP COM | 28176E108 | Stock | 1,600 | $181,000 | thousands by filing date | |
| KRAFT HEINZ CO COM | 500754106 | Stock | 4,900 | $180,000 | thousands by filing date | |
| KEYCORP COM | 493267108 | Stock | 8,200 | $177,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E214 | S&P INTL QULTY | 5,885 | $177,000 | thousands by filing date | |
| Advanced Micro Devices,Inc. | 007903107 | COM | 1,720 | $176,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y343 | GLBL X MLP ETF | 5,000 | $176,000 | thousands by filing date | |
| Mondelez International,Inc. Class A | 609207105 | COM | 3,000 | $174,000 | thousands by filing date | |
| Caterpillar Inc. | 149123101 | COM | 900 | $172,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X594 | ITL HDG QTLY DIV | 3,942 | $170,000 | thousands by filing date | |
| JPMORGAN ULTRA-SHORT MUNICIPAL INCOME ETF | 46641Q654 | ETF | 3,300 | $168,000 | thousands by filing date | |
| WYNN RESORTS LTD | 983134107 | COM | 1,975 | $167,000 | thousands by filing date | |
| CARDINAL HEALTH INC | 14149Y108 | COM | 3,350 | $165,000 | thousands by filing date | |
| NATIONAL FUEL GAS CO COM | 636180101 | Stock | 3,150 | $165,000 | thousands by filing date | |
| WILLIAMS SONOMA INC COM | 969904101 | Stock | 900 | $159,000 | thousands by filing date | |
| JACOBS ENGINEERING GROUP INC | 469814107 | COM | 1,200 | $159,000 | thousands by filing date | |
| EXCHANGE TRADED CONCEPTS TRU | 301505889 | EMQQ EME MAR ETF | 3,190 | $158,000 | thousands by filing date | |
| GOLDMAN SACHS ETF TR | 381430206 | ACTIVEBETA EME | 4,284 | $158,000 | thousands by filing date | |
| iShares TIPS Bond ETF | 464287176 | SHS | 1,233 | $157,000 | thousands by filing date | |
| Amgen Inc. | 031162100 | COM | 732 | $155,000 | thousands by filing date | |
| SPDR SER TR | 78468R812 | MSCI USA STRTGIC | 1,300 | $155,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR | 78467V608 | BLACKSTONE SENR | 3,355 | $154,000 | thousands by filing date | |
| XPENG INC ADS | 98422D105 | ADR | 4,200 | $149,000 | thousands by filing date | |
| PUBLIC STORAGE COM | 74460D109 | REIT | 500 | $148,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED GLOB | 27829F108 | COM | 14,775 | $147,000 | thousands by filing date | |
| DOMINION ENERGY INC COM | 25746U109 | Stock | 2,000 | $146,000 | thousands by filing date | |
| FIRST TRUST LOW DURATION OPPORTUNITIES ETF | 33739Q200 | ETF | 2,900 | $146,000 | thousands by filing date | |
| DRAFTKINGS INC | 26142R104 | COM CL A | 2,950 | $142,000 | thousands by filing date | |
| INVESCO EXCH TRD SLF IDX FD | 46138J593 | RUSL 2000 DYNM | 3,595 | $142,000 | thousands by filing date | |
| NUVEEN MASS QUALITY MUN INC | 67061E104 | COM | 9,085 | $139,000 | thousands by filing date | |
| WESTROCK CO | 96145D105 | COM | 2,750 | $137,000 | thousands by filing date | |
| WISDOMTREE EUROPE HEDGED EQUITY FUND | 97717X701 | ETF | 1,800 | $136,000 | thousands by filing date | |
| Vanguard Short-Term Bond ETF | 921937827 | SHS | 1,625 | $133,000 | thousands by filing date | |
| CLOROX CO DEL | 189054109 | COM | 800 | $132,000 | thousands by filing date | |
| Vanguard Small-Cap ETF | 922908751 | SHS | 595 | $130,000 | thousands by filing date | |
| PNC FINL SVCS GROUP INC COM | 693475105 | Stock | 661 | $129,000 | thousands by filing date | |
| 3M CO COM | 88579Y101 | Stock | 737 | $129,000 | thousands by filing date | |
| ISHARES TR | 46435G425 | COM | 1,286 | $126,000 | thousands by filing date | |
| Micron Technology,Inc. | 595112103 | COM | 1,750 | $124,000 | thousands by filing date | |
| United Parcel Service,Inc. Class B | 911312106 | COM | 684 | $124,000 | thousands by filing date | |
| PIMCO NEW YORK MUN FD II | 72200Y102 | COM | 10,594 | $123,000 | thousands by filing date | |
| PACER LUNT LARGE CAP MULTI-FACTOR ALTERNATOR ETF | 69374H816 | ETF | 3,216 | $123,000 | thousands by filing date | |
| NUVEEN QUALITY MUNCP INCOME | 67066V101 | COM | 7,829 | $122,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y475 | S&P 500 COVERED | 2,500 | $121,000 | thousands by filing date | |
| Duke Energy Corporation | 26441C204 | COM | 1,228 | $119,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X131 | INTL QULTY DIV | 3,125 | $119,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733B100 | WTR ETF | 1,380 | $117,000 | thousands by filing date | |
| HEWLETT PACKARD ENTERPRISE CO COM | 42824C109 | Stock | 8,200 | $116,000 | thousands by filing date | |
| PACER DATA & ETF INFRASTRUCTURE REAL ESTATE | 69374H741 | ETF | 3,000 | $116,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E354 | S&P500 LOW VOL | 1,900 | $115,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 266 | $114,000 | thousands by filing date | |
| Vanguard Mid-Cap Growth ETF | 922908538 | SHS | 485 | $114,000 | thousands by filing date | |
| INTELLIA THERAPEUTICS INC | 45826J105 | COM | 850 | $114,000 | thousands by filing date | |
| CITIZENS FINL GROUP INC COM | 174610105 | Stock | 2,400 | $112,000 | thousands by filing date | |
| ORGANON & CO COMMON STOCK | 68622V106 | Stock | 3,428 | $112,000 | thousands by filing date | |
| ARROWHEAD PHARMACEUTICALS IN | 04280A100 | COM | 1,800 | $112,000 | thousands by filing date | |
| Fidelity High Dividend ETF | 316092840 | SHS | 3,000 | $111,000 | thousands by filing date | |
| CORTEVA INC COM | 22052L104 | Stock | 2,655 | $111,000 | thousands by filing date | |
| J P MORGAN EXCHANGE TRADED F | 46641Q845 | DIVERSFD EQT ETF | 2,565 | $110,000 | thousands by filing date | |
| FEDEX CORP COM | 31428X106 | Stock | 500 | $109,000 | thousands by filing date | |
| Cyber Security ETF | 26924G201 | Common | 1,800 | $109,000 | thousands by filing date | |
| TWITTER INC | 90184L102 | COM | 1,800 | $108,000 | thousands by filing date | |
| BAIDU INC SPON ADR REP A | 056752108 | ADR | 700 | $107,000 | thousands by filing date | |
| Vanguard Intermediate-Term Bond ETF | 921937819 | SHS | 1,169 | $104,000 | thousands by filing date | |
| IDACORP INC | 451107106 | COM | 1,000 | $103,000 | thousands by filing date | |
| NUVEEN TAX-ADVANTAGED DIVID | 67073G105 | COM | 6,458 | $102,000 | thousands by filing date | |
| PIMCO NEW YORK MUN INCM | 72201E105 | FD 1 COM | 9,959 | $102,000 | thousands by filing date | |
| CARRIER GLOBAL CORPORATION COM | 14448C104 | Stock | 1,967 | $101,000 | thousands by filing date | |
| HESS CORP | 42809H107 | COM | 1,300 | $101,000 | thousands by filing date | |
| ALASKA AIR GROUP INC COM | 011659109 | Stock | 1,700 | $99,000 | thousands by filing date | |
| HERSHEY CO COM | 427866108 | Stock | 590 | $99,000 | thousands by filing date | |
| COLUMBIA ETF TR I | 19761L508 | DIVERSIFID FXD | 4,600 | $98,000 | thousands by filing date | |
| JOHN HANCOCK TAX-ADVANTAGED DI | 41013V100 | COM | 4,273 | $97,000 | thousands by filing date | |
| INVESCO MUNICIPAL TRUST | 46131J103 | COM | 7,293 | $97,000 | thousands by filing date | |
| JPMORGAN BETABUILDERS US AGGREGA ETF | 46641Q241 | COM | 1,802 | $97,000 | thousands by filing date | |
| COLUMBIA PROPERTY TRUST INC | 198287203 | COM NEW | 5,045 | $95,000 | thousands by filing date | |
| VTI | 922908769 | COM | 425 | $94,000 | thousands by filing date | |
| CHIPOTLEMEXICANGRILLI | 169656105 | STOK | 52 | $94,000 | thousands by filing date | |
| GENIUS SPORTS LIMITED SHARES CL A | G3934V109 | Stock | 5,000 | $93,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y657 | US PFD ETF | 3,635 | $93,000 | thousands by filing date | |
| Airbnb, Inc. Class A | 009066101 | COM | 550 | $92,000 | thousands by filing date | |
| Utilities Select Sector SPDR Fund | 81369Y886 | SHS | 1,450 | $92,000 | thousands by filing date | |
| LUMENTUM HLDGS INC COM | 55024U109 | Stock | 1,100 | $91,000 | thousands by filing date | |
| Vanguard S&P 500 ETF | 922908363 | COM | 228 | $89,000 | thousands by filing date | |
| NUVEEN AMT FREE MUN CR INC F | 67071L106 | COM | 5,195 | $89,000 | thousands by filing date | |
| APPLE HOSPITALITY REIT INC COM NEW | 03784Y200 | REIT | 5,595 | $88,000 | thousands by filing date | |
| HOLOGIC INC | 436440101 | COM | 1,200 | $88,000 | thousands by filing date | |
| CAMBRIA ETF TR | 132061201 | SHSHLD YIELD ETF | 1,465 | $88,000 | thousands by filing date | |
| STMICROELECTRONICS N V NY REGISTRY | 861012102 | ADR | 2,000 | $87,000 | thousands by filing date | |
| BLACKROCK MUNIVEST FUND | 09253R105 | COM | 9,250 | $87,000 | thousands by filing date | |
| NUVEEN PFD & INCOME OPPORTUN | 67073B106 | COM | 8,452 | $83,000 | thousands by filing date | |
| ConocoPhillips | 20825C104 | COM | 1,221 | $82,000 | thousands by filing date | |
| NOMAD FOODS LTD USD ORD SHS | G6564A105 | Stock | 3,000 | $82,000 | thousands by filing date | |
| 3D SYSTEMS CORP | 88554D205 | COMMON STOCK | 3,000 | $82,000 | thousands by filing date | |
| PACKAGING CORP AMER COM | 695156109 | Stock | 590 | $81,000 | thousands by filing date | |
| NIO INC SPON ADS | 62914V106 | ADR | 2,300 | $81,000 | thousands by filing date | |
| ROYAL BK CDA COM | 780087102 | Stock | 810 | $80,000 | thousands by filing date | |
| BNY MELLON MUN INCOME INC | 05589T104 | COM | 8,340 | $80,000 | thousands by filing date | |
| PUTNAM MUNICIPAL OPPORTUNITIES | 746922103 | SH BEN INT | 5,800 | $79,000 | thousands by filing date | |
| TRUIST FINL CORP COM | 89832Q109 | Stock | 1,343 | $78,000 | thousands by filing date | |
| TEGNA INC COM | 87901J105 | Stock | 4,000 | $78,000 | thousands by filing date | |
| METLIFE INC COM | 59156R108 | Stock | 1,256 | $77,000 | thousands by filing date | |
| SPROTT ASSET MANAGEMENT LP | 85208R101 | PHYSICAL GOLD AN | 4,500 | $77,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y855 | LITHIUM BTRY ETF | 950 | $77,000 | thousands by filing date | |
| MDU RES GROUP INC | 552690109 | COM | 2,600 | $77,000 | thousands by filing date | |
| Danaher Corporation | 235851102 | COM | 250 | $76,000 | thousands by filing date | |
| HDFC BANK LTD SPONSORED ADS | 40415F101 | ADR | 1,050 | $76,000 | thousands by filing date | |
| KNIGHT-SWIFT TRANSN HLDGS IN | 499049104 | CL A | 1,500 | $76,000 | thousands by filing date | |
| ISHARES MSCI EAFE MIN VOL FACTOR ETF | 46429B689 | ETF | 1,000 | $75,000 | thousands by filing date | |
| ASMLHLDGNVFSPONSOREDADR1ADRREPS1ORDSHS | N07059210 | STOK | 100 | $74,000 | thousands by filing date | |
| OCCIDENTAL PETE CORP | 674599105 | COM | 2,530 | $74,000 | thousands by filing date | |
| REGIONS FINANCIAL CORP NEW COM | 7591EP100 | Stock | 3,500 | $74,000 | thousands by filing date | |
| SYNCHRONYFINL | 87165B103 | STOK | 1,500 | $73,000 | thousands by filing date | |
| BCE INC COM NEW | 05534B760 | Stock | 1,475 | $73,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 336917109 | SHS | 2,250 | $73,000 | thousands by filing date | |
| ALLSTATE CORP COM | 020002101 | Stock | 570 | $72,000 | thousands by filing date | |
| TEXAS PACIFIC LAND CORPORATION COM | 88262P102 | Stock | 60 | $72,000 | thousands by filing date | |
| SHOCKWAVE MED INC | 82489T104 | COM | 350 | $72,000 | thousands by filing date | |
| GLOBAL X INTERNET OF THINGS ETF | 37954Y780 | UIT EXCHANGE TRADED | 2,000 | $72,000 | thousands by filing date | |
| iShares MBS ETF | 464288588 | SHS | 659 | $71,000 | thousands by filing date | |
| INTERNATIONAL FLAVORS&FRAGRANC COM | 459506101 | Stock | 526 | $70,000 | thousands by filing date | |
| INVESCO TR INVT GRADE NEW YO | 46131T101 | COM | 5,235 | $70,000 | thousands by filing date | |
| Real Estate Select Sector SPDR Fund | 81369Y860 | SHS | 1,565 | $69,000 | thousands by filing date | |
| Southern Company | 842587107 | COM | 1,100 | $68,000 | thousands by filing date | |
| COMERICAINC | 200340107 | COM | 850 | $68,000 | thousands by filing date | |
| SCHD | 808524797 | COM | 900 | $66,000 | thousands by filing date | |
| NORWEGIAN CRUISE LINE HLDGS LT SHS | G66721104 | Stock | 2,500 | $66,000 | thousands by filing date | |
| WABTEC COM | 929740108 | Stock | 756 | $65,000 | thousands by filing date | |
| OTIS WORLDWIDE CORP COM | 68902V107 | Stock | 800 | $65,000 | thousands by filing date | |
| WILLIAMS COS INC COM | 969457100 | Stock | 2,500 | $64,000 | thousands by filing date | |
| TOTALENERGIES SE | 89151E109 | SPONSORED ADS | 1,353 | $64,000 | thousands by filing date | |
| ABRDN HEALTHCARE OPPORTUNITI | 879105104 | SHS | 2,750 | $62,000 | thousands by filing date | |
| FIRST TR VALUE LINE DIVID IN | 33734H106 | SHS | 1,602 | $62,000 | thousands by filing date | |
| LUMINAR TECHNOLOGIES INC | 550424105 | COM CL A | 4,000 | $62,000 | thousands by filing date | |
| HYATT HOTELS CORP COM CL A | 448579102 | Stock | 800 | $61,000 | thousands by filing date | |
| MUELLER INDS INC COM | 624756102 | Stock | 1,500 | $61,000 | thousands by filing date | |
| SNOWFLAKE INC COM SHS | 833445109 | Stock | 200 | $60,000 | thousands by filing date | |
| CARIBOU BIOSCIENCES INC COM | 142038108 | Stock | 2,550 | $60,000 | thousands by filing date | |
| XPO INC COM | 983793100 | Stock | 750 | $59,000 | thousands by filing date | |
| MARRIOTT INTL INC NEW CL A | 571903202 | Stock | 400 | $59,000 | thousands by filing date | |
| FLEXSHARES INTERNATIONALQUALITY DIVIDEND DYNAMICINDEX FUND | 33939L829 | ETF | 2,000 | $59,000 | thousands by filing date | |
| GOLDMAN SACHS ETF TR | 38149W796 | FUTURE | 1,515 | $59,000 | thousands by filing date | |
| GXO LOGISTICS INCORPORATED COMMON STOCK | 36262G101 | Stock | 750 | $58,000 | thousands by filing date | |
| JABIL INC COM | 466313103 | Stock | 1,000 | $58,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W281 | EMG MKTS SMCAP | 1,100 | $58,000 | thousands by filing date | |
| INVESCO LTD SHS | G491BT108 | Stock | 2,400 | $57,000 | thousands by filing date | |
| ISHARES TR | 46432F388 | MSCI USA VALUE | 570 | $57,000 | thousands by filing date | |
| MODERNA INC | 60770K107 | COM | 150 | $57,000 | thousands by filing date | |
| Medtronic Plc | G5960L103 | COM | 450 | $56,000 | thousands by filing date | |
| PHILLIPS 66 COM | 718546104 | Stock | 800 | $56,000 | thousands by filing date | |
| SMITH A O CORP COM | 831865209 | Stock | 930 | $56,000 | thousands by filing date | |
| NUVEEN PREFERRED & INCOME | 67075A106 | EXCHANGE TRADED | 2,280 | $56,000 | thousands by filing date | |
| ISHARES TR CORE S&P 500 ETF | 464287200 | SHS | 129 | $55,000 | thousands by filing date | |
| Vanguard Real Estate | 922908553 | SHS | 543 | $55,000 | thousands by filing date | |
| PPL CORP COM | 69351T106 | Stock | 2,000 | $55,000 | thousands by filing date | |
| ARK ETF TR | 00214Q302 | GENOMIC REV ETF | 745 | $55,000 | thousands by filing date | |
| HUMANA INC COM | 444859102 | Stock | 140 | $54,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y715 | RBTCS ARTFL INTE | 1,500 | $54,000 | thousands by filing date | |
| VANGUARD HEALTH CARE ETF | 92204A504 | ETF | 215 | $53,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R100 | MULTI ASSET DI | 3,250 | $53,000 | thousands by filing date | |
| HP INC COM | 40434L105 | Stock | 1,932 | $52,000 | thousands by filing date | |
| VORNADO RLTY TR | 929042109 | SH BEN INT | 1,250 | $52,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L407 | MORNSTAR UPSTR | 1,425 | $52,000 | thousands by filing date | |
| Texas Instruments Incorporated | 882508104 | COM | 269 | $51,000 | thousands by filing date | |
| DOCUSIGN INC COM | 256163106 | Stock | 200 | $51,000 | thousands by filing date | |
| QUANTUMSCAPE CORP COM CL A | 74767V109 | Stock | 2,100 | $51,000 | thousands by filing date | |
| ISHARES TR | 464287689 | RUSSELL 3000 ETF | 200 | $50,000 | thousands by filing date | |
| DXC TECHNOLOGY CO COM | 23355L106 | Stock | 1,500 | $50,000 | thousands by filing date | |
| NORTHFIELD BANCORP INC | 66611T108 | COMMON STOCK | 2,961 | $50,000 | thousands by filing date | |
| WISDOMTREE FLOATING RATETREASURY FUND | 97717X628 | COM | 2,000 | $50,000 | thousands by filing date | |
| BAKER HUGHES COMPANY CL A | 05722G100 | Stock | 2,000 | $49,000 | thousands by filing date | |
| IOVANCE BIOTHERAPEUTICS INC | 462260100 | COM | 2,000 | $49,000 | thousands by filing date | |
| SPDR S&P Midcap 400 ETF Trust | 78467Y107 | SHS | 100 | $48,000 | thousands by filing date | |
| BAXTER INTL INC | 071813109 | COM | 600 | $48,000 | thousands by filing date | |
| GUGGENHEIM ENHANCED EQUITY I | 40167B100 | COM | 5,215 | $48,000 | thousands by filing date | |
| Uber Technologies | 90353T100 | COM | 1,050 | $47,000 | thousands by filing date | |
| CARLYLE GROUP INC COM | 14316J108 | Stock | 1,000 | $47,000 | thousands by filing date | |
| BWX TECHNOLOGIES INC | 05605H100 | COM | 885 | $47,000 | thousands by filing date | |
| CUMMINS INC COM | 231021106 | Stock | 208 | $46,000 | thousands by filing date | |
| SPOTIFYTECHNOLOGYSAF | L8681T102 | STOK | 200 | $45,000 | thousands by filing date | |
| PELOTON INTERACTIVE INC | 70614W100 | CL A COM | 521 | $45,000 | thousands by filing date | |
| FREEPORT MCMORAN INC CL B | 35671D857 | Stock | 1,400 | $45,000 | thousands by filing date | |
| ISHARES TR | 464288687 | COM | 1,151 | $44,000 | thousands by filing date | |
| TAIWAN SEMICONDUCTOR MFG | 874039100 | SPONSORED ADS | 400 | $44,000 | thousands by filing date | |
| NUVEEN MUN CR INCOME FD | 67070X101 | COM SH BEN INT | 2,676 | $44,000 | thousands by filing date | |
| ALLIANCE NATIONAL MUNICIPAL IN | 01864U106 | COM | 3,000 | $44,000 | thousands by filing date | |
| NUVEEN TAXABLE MUNICPAL INM FD COM | 67074C103 | CEF | 1,925 | $44,000 | thousands by filing date | |
| T ROWE PRICE EXCHANGE-TRADED | 87283Q107 | PRICE BLUE CHIP | 1,400 | $44,000 | thousands by filing date | |
| Schwab US TIPS ETF | 808524870 | SHS | 700 | $43,000 | thousands by filing date | |
| NUSHARES ETF TR | 67092P409 | NUVEEN ESG MIDCP | 800 | $43,000 | thousands by filing date | |
| DWS MUNICIPAL INCOME TRUST | 233368109 | COM | 3,659 | $43,000 | thousands by filing date | |
| Technology Select Sector SPDR Fund | 81369Y803 | SHS | 285 | $42,000 | thousands by filing date | |
| WEST PHARMACEUTICAL SVSC INC COM | 955306105 | Stock | 100 | $42,000 | thousands by filing date | |
| ELECTRONIC ARTS INC COM | 285512109 | Stock | 300 | $42,000 | thousands by filing date | |
| INDEPENDENCE RLTY TR INC | 45378A106 | COM | 2,066 | $42,000 | thousands by filing date | |
| INVITAE CORP | 46185L103 | COM | 1,500 | $42,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X853 | INTL EQUITY OPP | 670 | $42,000 | thousands by filing date | |
| Taiwan Fund Inc/The/Md | 874036106 | COM | 1,200 | $42,000 | thousands by filing date | |
| OPTIMUM COMMUNICATIONS INC | 02156K103 | CL A | 2,000 | $41,000 | thousands by filing date | |
| ZIMMER BIOMET HOLDINGS INC COM | 98956P102 | Stock | 280 | $40,000 | thousands by filing date | |
| ANNALY CAPITAL MANAGEMENT | 035710409 | COM | 4,812 | $40,000 | thousands by filing date | |
| Lowes Companies,Inc. | 548661107 | COM | 195 | $39,000 | thousands by filing date | |
| Vanguard Total International Bond Index Fund ETF | 92203J407 | SHS | 695 | $39,000 | thousands by filing date | |
| NOVARTIS AG SPONSORED ADR | 66987V109 | ADR | 481 | $39,000 | thousands by filing date | |
| WW GRAINGER INC COM | 384802104 | Stock | 100 | $39,000 | thousands by filing date | |
| PARAMOUNT GLOBAL | 92556H206 | CLASS B COM | 1,000 | $39,000 | thousands by filing date | |
| CSX Corporation | 126408103 | COM | 1,290 | $38,000 | thousands by filing date | |
| NUTRIEN LTD COM | 67077M108 | Stock | 600 | $38,000 | thousands by filing date | |
| CINEMARK HLDGS INC COM | 17243V102 | Stock | 2,000 | $38,000 | thousands by filing date | |
| J P MORGAN EXCHANGE TRADED F | 46641Q407 | JPMORGAN DIVER | 400 | $38,000 | thousands by filing date | |
| BED BATH & BEYOND INC | 690370101 | COM | 500 | $38,000 | thousands by filing date | |
| EATON VANCE MUNICIPAL INCOME T | 27826U108 | SH BEN INT | 2,806 | $38,000 | thousands by filing date | |
| PIMCO DYNAMIC CR INCOME FD | 72202D106 | COM SHS | 1,800 | $38,000 | thousands by filing date | |
| FISERV INC | 337738108 | COM | 350 | $37,000 | thousands by filing date | |
| iShares iBoxx Inv Grade Corporate Bond ETF | 464287242 | SHS | 285 | $37,000 | thousands by filing date | |
| HANCOCK JOHN PFD INCOME FD I | 41021P103 | COM | 1,986 | $37,000 | thousands by filing date | |
| XPLR INFRASTRUCTURE LP | 65341B106 | COM UNIT PART IN | 500 | $37,000 | thousands by filing date | |
| AEROJET ROCKETDYNE HLDGS INC C | 007800105 | COM | 850 | $37,000 | thousands by filing date | |
| NUVEEN CORPORATE INCM NOVEME | 67077N106 | COM | 4,000 | $37,000 | thousands by filing date | |
| ESSENTIAL UTILS INC COM | 29670G102 | Stock | 800 | $36,000 | thousands by filing date | |
| ULTA BEAUTY INC COM | 90384S303 | Stock | 100 | $36,000 | thousands by filing date | |
| CELANESE CORP DEL COM | 150870103 | Stock | 245 | $36,000 | thousands by filing date | |
| SPDR Portfolio S&P 500 High Dividend ETF | 78468R788 | SHS | 900 | $35,000 | thousands by filing date | |
| VIATRIS INC COM | 92556V106 | Stock | 2,604 | $35,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC COM NEW | 026874784 | Stock | 650 | $35,000 | thousands by filing date | |
| GRANITESHARES GOLD TR | 38748G101 | SHS BEN INT | 2,030 | $35,000 | thousands by filing date | |
| Communication Services Select Sector SPDR Fund | 81369Y852 | SHS | 435 | $34,000 | thousands by filing date | |
| TRANE TECHNOLOGIES PLC SHS | G8994E103 | Stock | 200 | $34,000 | thousands by filing date | |
| NUSHARES ETF TR | 67092P607 | NUVEEN ESG SMLCP | 795 | $34,000 | thousands by filing date | |
| HERITAGE INSURANCE HLDGS INC | 42727J102 | COM | 5,000 | $34,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092865 | MSCI UTILS INDEX | 850 | $34,000 | thousands by filing date | |
| PAYCHEX INC | 704326107 | COM | 300 | $33,000 | thousands by filing date | |
| WESTERN DIGITAL CORP | 958102105 | COM | 600 | $33,000 | thousands by filing date | |
| TAKEDA PHARMACEUTICAL CO LTD SPONSORED ADS | 874060205 | ADR | 2,016 | $33,000 | thousands by filing date | |
| TOLL BROTHERS INC COM | 889478103 | Stock | 600 | $33,000 | thousands by filing date | |
| GLOBAL PARTNERS LP | 37946R109 | COM UNITS | 1,600 | $33,000 | thousands by filing date | |
| TJX Companies Inc | 872540109 | COM | 500 | $32,000 | thousands by filing date | |
| NEWMONT CORP | 651639106 | COM | 600 | $32,000 | thousands by filing date | |
| ISHARES TR | 464287556 | ISHARES BIOTECH | 200 | $32,000 | thousands by filing date | |
| JETBLUE AWYS CORP | 477143101 | COM | 2,100 | $32,000 | thousands by filing date | |
| AMERICAN CENTY ETF TR | 025072810 | FOCUSED DYNAMIC | 400 | $32,000 | thousands by filing date | |
| UPSTARTHLDGSINC | 91680M107 | STOK | 100 | $31,000 | thousands by filing date | |
| SOFI TECHNOLOGIES INC COM | 83406F102 | Stock | 2,000 | $31,000 | thousands by filing date | |
| ELANCO ANIMAL HEALTH INC COM | 28414H103 | Stock | 1,000 | $31,000 | thousands by filing date | |
| HANCOCK JOHN PFD INCOME FD | 41013W108 | SH BEN INT | 1,455 | $31,000 | thousands by filing date | |
| INVESCO TR INVT GRADE MUNS | 46131M106 | COM | 2,285 | $31,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L696 | CMN | 300 | $31,000 | thousands by filing date | |
| KKR & CO INC | 48251W104 | COM | 500 | $30,000 | thousands by filing date | |
| SOUTHWESTAIRLSCO | 844741108 | STOK | 600 | $30,000 | thousands by filing date | |
| TRAVELERS COMPANIES INC COM | 89417E109 | Stock | 200 | $30,000 | thousands by filing date | |
| GENERAL MILLS INC COM | 370334104 | Stock | 500 | $29,000 | thousands by filing date | |
| EATON VANCE ENHANCED EQUITY | 278277108 | COM | 1,250 | $29,000 | thousands by filing date | |
| ISHARES TR | 464288521 | CRE U S REIT ETF | 500 | $29,000 | thousands by filing date | |
| LINDE PLC | G5494J103 | SHS | 100 | $29,000 | thousands by filing date | |
| PEOPLE'S UNITED FINANCIAL INC | 712704105 | COM | 1,681 | $29,000 | thousands by filing date | |
| CARA THERAPEUTICS INC | 140755109 | COM | 1,900 | $29,000 | thousands by filing date | |
| ISHARES TR | 464287168 | COM | 250 | $28,000 | thousands by filing date | |
| ENTERPRISE PRODS PARTNERS L | 293792107 | COM | 1,300 | $28,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E610 | KBW HIG DV YLD | 1,400 | $28,000 | thousands by filing date | |
| BYRNA TECHNOLOGIES INC | 12448X201 | COM NEW | 1,300 | $28,000 | thousands by filing date | |
| ISHARES U S ETF TR | 46431W507 | SHOR DURA BD ETF | 572 | $28,000 | thousands by filing date | |
| PACER FDS TR | 69374H642 | TRENDPILOT US BD | 1,060 | $28,000 | thousands by filing date | |
| FLAHERTY & CRUMRINE DYNAMIC | 33848W106 | SHS | 1,000 | $28,000 | thousands by filing date | |
| FIDELITY NATL INFORMATION SVCS COM | 31620M106 | Stock | 230 | $27,000 | thousands by filing date | |
| SANOFI SA SPONSORED ADR | 80105N105 | ADR | 578 | $27,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED DIVE | 27828N102 | COM | 2,000 | $27,000 | thousands by filing date | |
| COHEN & STEERS INFRASTRUCTUR | 19248A109 | COM | 1,000 | $27,000 | thousands by filing date | |
| FIRST TR EXCHNG TRADED FD VI | 33740F409 | INCOME OPPRTNTES | 1,100 | $27,000 | thousands by filing date | |
| ZOOM COMMUNICATIONS INC CL A | 98980L101 | Stock | 100 | $26,000 | thousands by filing date | |
| SUNCOR ENERGY INC NEW COM | 867224107 | Stock | 1,300 | $26,000 | thousands by filing date | |
| TORONTO DOMINION BK ONT COM NEW | 891160509 | Stock | 400 | $26,000 | thousands by filing date | |
| ISHARES MSCI USA QUALITY FACTOR ETF | 46432F339 | ETF | 200 | $26,000 | thousands by filing date | |
| EATON VANCE LIMITED DURATION | 27828H105 | COM | 2,000 | $26,000 | thousands by filing date | |
| NUVEEN INTERMEDIATE DURATION M | 670671106 | COM | 1,808 | $26,000 | thousands by filing date | |
| BARRICK GOLD CORP | 067901108 | COM | 1,450 | $26,000 | thousands by filing date | |
| FIREEYE INC | 31816Q101 | COM | 1,500 | $26,000 | thousands by filing date | |
| ABRDN WORLD HEALTHCARE FUND | 87911L108 | BEN INT SHS | 1,600 | $26,000 | thousands by filing date | |
| Health Care Select Sector SPDR Fund | 81369Y209 | SHS | 200 | $25,000 | thousands by filing date | |
| SEMPRA COM | 816851109 | Stock | 200 | $25,000 | thousands by filing date | |
| BLACKROCK TAX MUNICPAL BD TR | 09248X100 | SHS | 1,000 | $25,000 | thousands by filing date | |
| ISHARES TR | 46432F859 | CORE 1 5 YR USD | 507 | $25,000 | thousands by filing date | |
| Morgan Stanley | 617446448 | COM | 250 | $24,000 | thousands by filing date | |
| ISHARES ESG AWARE USD CORPORATE BOND ETF | 46435G193 | ETF | 900 | $24,000 | thousands by filing date | |
| ALLIANCEBERNSTEIN GLOBAL HIG | 01879R106 | COM | 2,000 | $24,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092790 | QLTY FCTOR ETF | 500 | $24,000 | thousands by filing date | |
| SMUCKER J M CO | 832696405 | COM NEW | 200 | $24,000 | thousands by filing date | |
| Vanguard Intermediate-Term Corporate Bond ETF | 92206C870 | SHS | 250 | $23,000 | thousands by filing date | |
| CENCORA INC COM | 03073E105 | Stock | 200 | $23,000 | thousands by filing date | |
| EATON VANCE MUN INCOME TERM | 27829U105 | SHS | 1,060 | $23,000 | thousands by filing date | |
| BLACKROCK N Y MUN INCOME TRU | 09248L106 | SH BEN INT | 1,504 | $23,000 | thousands by filing date | |
| NUSHARES ETF TR | 67092P870 | NUVEEN ESG US | 900 | $23,000 | thousands by filing date | |
| Fidelity MSCI Real Estate Index ETF | 316092857 | SHS | 750 | $22,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001606587-21-001500 | this filing | 2021-11-03 | acceptance time not in the bulk data set |