13F-HR filed by Steward Partners Investment Advisory, LLC
Steward Partners Investment Advisory, LLC filed this 13F-HR for the quarter ended 2019-12-31, filed 2020-01-17, with 2,735 holding rows worth $3,384,630,000.
- Accession
- 0001606587-20-000056
- Filer
- CIK 1723397
- Filed
- 2020-01-17
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2019
A holdings report, 2,735 entries on the cover page, a total value of $3,384,630,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $3,384,630,000 with VALUE read as thousands by filing date, 13F file number 028-18184. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| WASTE CONNECTIONS INC COM | 94106B101 | Stock | 436 | $39,000 | thousands by filing date | |
| ADVANCED ENERGY INDS COM | 007973100 | Stock | 558 | $39,000 | thousands by filing date | |
| ENERSYS COM | 29275Y102 | Stock | 528 | $39,000 | thousands by filing date | |
| CALAMOS CONV & HIGH INCOME F | 12811P108 | COM SHS | 3,500 | $39,000 | thousands by filing date | |
| VOYA GLOBAL ADVANTAGE AND PREM | 92912R104 | COM | 3,769 | $39,000 | thousands by filing date | |
| BLACKROCK DEBT STRATEGIES FD I | 09255R202 | COM NEW | 3,500 | $39,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33735J101 | COM SHS | 700 | $39,000 | thousands by filing date | |
| ATKORE INC | 047649108 | COMMON STOCK | 975 | $39,000 | thousands by filing date | |
| TRUSTCO BK CORP N Y | 898349105 | COM | 4,500 | $39,000 | thousands by filing date | |
| TESSCO TECHNOLOGIES INC | 872386107 | COM | 3,550 | $39,000 | thousands by filing date | |
| Schwab U.S. Small-Cap ETF | 808524607 | SHS | 511 | $38,000 | thousands by filing date | |
| VANGUARD WHITEHALL FDS | 921946885 | COM | 476 | $38,000 | thousands by filing date | |
| VANGUARDRUSSELL2000ETF | 92206C664 | STOK | 292 | $38,000 | thousands by filing date | |
| GEN DIGITAL INC COM | 668771108 | Stock | 1,500 | $38,000 | thousands by filing date | |
| BORGWARNER INC COM | 099724106 | Stock | 898 | $38,000 | thousands by filing date | |
| ING GROEP N.V. SPONSORED ADR | 456837103 | ADR | 3,169 | $38,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A672 | ST INTER ETF | 1,260 | $38,000 | thousands by filing date | |
| COLONY CR REAL ESTATE INC | 19625T101 | COM CL A | 2,957 | $38,000 | thousands by filing date | |
| SANGAMO THERAPEUTICS INC | 800677106 | COM | 4,571 | $38,000 | thousands by filing date | |
| PUTNAM PREMIER INCOME TR | 746853100 | SH BEN INT | 7,000 | $38,000 | thousands by filing date | |
| SSGA ACTIVE TR | 78470P309 | ST STR MARKE ETF | 748 | $38,000 | thousands by filing date | |
| AMERICA FIRST MULTIFAMILY IN | 02364V107 | BEN UNIT CTF | 5,000 | $38,000 | thousands by filing date | |
| BIOSIG TECHNOLOGIES INC | 09073N201 | COM NEW | 6,500 | $38,000 | thousands by filing date | |
| WBI BULLBEAR GLOBAL INCOME ETF | 00400R874 | ETF | 1,500 | $38,000 | thousands by filing date | |
| AXOSFINLINC | 05465C100 | STOK | 1,245 | $37,000 | thousands by filing date | |
| OMNICOM GROUP INC COM | 681919106 | Stock | 459 | $37,000 | thousands by filing date | |
| ASSURED GUARANTY LTD COM | G0585R106 | Stock | 763 | $37,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 337345102 | SHS | 376 | $37,000 | thousands by filing date | |
| BLOOMIN BRANDS INC | 094235108 | COM | 1,693 | $37,000 | thousands by filing date | |
| SAFETY INS GROUP INC | 78648T100 | COM | 400 | $37,000 | thousands by filing date | |
| POST HLDGS INC | 737446104 | COM | 341 | $37,000 | thousands by filing date | |
| DISCOVERY INC | 25470F104 | COM SER A | 1,133 | $37,000 | thousands by filing date | |
| FRANKLIN LTD DURATION INCOME | 35472T101 | COM | 3,865 | $37,000 | thousands by filing date | |
| VANGUARD WELLINGTON FD | 921935607 | US MULTIFACTOR | 460 | $37,000 | thousands by filing date | |
| INTREXON CORP | 46122T102 | COM | 6,822 | $37,000 | thousands by filing date | |
| INVESCO | 46138J882 | EXCHANGE TRADED | 1,725 | $37,000 | thousands by filing date | |
| ISHARES TR | 464288372 | COM | 752 | $36,000 | thousands by filing date | |
| PELOTON INTERACTIVE INC | 70614W100 | CL A COM | 1,275 | $36,000 | thousands by filing date | |
| EPR PPTYS COM SH BEN INT | 26884U109 | REIT | 523 | $36,000 | thousands by filing date | |
| LIVE NATION ENTERTAINMENT INC COM | 538034109 | Stock | 511 | $36,000 | thousands by filing date | |
| TRUSTMARK CORP | 898402102 | COM | 1,047 | $36,000 | thousands by filing date | |
| CORESITE RLTY CORP | 21870Q105 | COM | 326 | $36,000 | thousands by filing date | |
| QUANTERIX CORP | 74766Q101 | COMMON STOCK | 1,565 | $36,000 | thousands by filing date | |
| GUGGENHEIM TAXABLE MUNICP BO | 401664107 | COM | 1,540 | $36,000 | thousands by filing date | |
| SEMPRA ENERGY | 816851505 | PFD | 310 | $36,000 | thousands by filing date | |
| FLOWERS FOODS INC COM | 343498101 | Stock | 1,652 | $35,000 | thousands by filing date | |
| CBOE GLOBAL MKTS INC COM | 12503M108 | Stock | 292 | $35,000 | thousands by filing date | |
| F5 INC COM | 315616102 | Stock | 255 | $35,000 | thousands by filing date | |
| JOHN HANCOCK EXCHANGE TRADED | 47804J206 | MULTIFACTOR MI | 906 | $35,000 | thousands by filing date | |
| GRUPO AEROPORTUNARIO DEL PAC | 400506101 | SPON ADS B | 300 | $35,000 | thousands by filing date | |
| MGE ENERGY INC | 55277P104 | COM | 450 | $35,000 | thousands by filing date | |
| BARRICK GOLD CORP | 067901108 | COM | 1,899 | $35,000 | thousands by filing date | |
| IAC INTERACTIVECORP | 44919P508 | COM | 141 | $35,000 | thousands by filing date | |
| BLACKROCK MUN INCOME TR | 09248F109 | SH BEN INT | 2,500 | $35,000 | thousands by filing date | |
| UNIVERSAL HEALTH RLTY INCOME | 91359E105 | REIT | 300 | $35,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092832 | DIVID ETF RISI | 1,000 | $35,000 | thousands by filing date | |
| SPDR S&P 600 Small Cap Value ETF | 78464A300 | SHS | 528 | $34,000 | thousands by filing date | |
| LEIDOS HOLDINGS INC COM | 525327102 | Stock | 352 | $34,000 | thousands by filing date | |
| ISHARES TR | 46429B598 | MSCI INDIA ETF | 968 | $34,000 | thousands by filing date | |
| VORNADO RLTY TR | 929042109 | SH BEN INT | 520 | $34,000 | thousands by filing date | |
| OLLIES BARGAIN OUTLET HLDGS | 681116109 | COM | 523 | $34,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524706 | EMRG MKTEQ ETF | 1,266 | $34,000 | thousands by filing date | |
| ENVESTNET INC | 29404K106 | COM | 501 | $34,000 | thousands by filing date | |
| FIRST TR DYNAMIC EUROPE EQUI | 33740D107 | COM SHS | 2,300 | $34,000 | thousands by filing date | |
| BLACKROCK INCOME TR INC | 09247F100 | COM | 5,600 | $33,000 | thousands by filing date | |
| FERRARI N V | N3167Y103 | COM | 200 | $33,000 | thousands by filing date | |
| ARCHER DANIELS MIDLAND CO COM | 039483102 | Stock | 731 | $33,000 | thousands by filing date | |
| CMB.TECH NV SHS | B38564108 | Stock | 2,700 | $33,000 | thousands by filing date | |
| BNY MELLON MUN BD INFRASTRUC | 09662W109 | COM SHS | 2,306 | $33,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X434 | MSCI EAFE STRTGC | 500 | $33,000 | thousands by filing date | |
| WAFD INC | 938824109 | COM | 906 | $33,000 | thousands by filing date | |
| PIONEER HIGH INCOME FUND INC | 72369H106 | COM | 3,517 | $33,000 | thousands by filing date | |
| NUSTAR ENERGY LP | 67058H102 | UNIT COM | 1,286 | $33,000 | thousands by filing date | |
| DAVIS FUNDAMENTAL ETF TR | 23908L108 | SELECT FINL | 1,300 | $33,000 | thousands by filing date | |
| INVESCO BD FD | 46132L107 | COM | 1,600 | $33,000 | thousands by filing date | |
| EXPEDITORS INTL WASH INC COM | 302130109 | Stock | 415 | $32,000 | thousands by filing date | |
| WHEATON PRECIOUS METALS CORP COM | 962879102 | Stock | 1,110 | $32,000 | thousands by filing date | |
| PINTEREST INC CL A | 72352L106 | Stock | 1,755 | $32,000 | thousands by filing date | |
| NEW YORK TIMES CO MTN BE CL A | 650111107 | Stock | 1,000 | $32,000 | thousands by filing date | |
| PRUDENTIAL PLC ADR | 74435K204 | ADR | 860 | $32,000 | thousands by filing date | |
| SOUTHERN COPPER CORP | 84265V105 | COM | 756 | $32,000 | thousands by filing date | |
| ISHARES INC MSCI STH KOR ETF | 464286772 | MSCI STH KOR ETF | 519 | $32,000 | thousands by filing date | |
| GREENBRIER COS INC | 393657101 | COM | 1,000 | $32,000 | thousands by filing date | |
| PATTERSON-UTI ENERGY INC | 703481101 | COM | 3,138 | $32,000 | thousands by filing date | |
| SONOS INC | 83570H108 | COM | 2,090 | $32,000 | thousands by filing date | |
| PLAINS GP HLDGS L P | 72651A207 | LTD PARTNR INT A | 1,697 | $32,000 | thousands by filing date | |
| FOOT LOCKER INC | 344849104 | COM | 843 | $32,000 | thousands by filing date | |
| BLACKROCK GLOBAL ENERGY AND RE | 09250U101 | COM | 2,751 | $32,000 | thousands by filing date | |
| LIFE STORAGE INC | 53223X107 | COM | 300 | $32,000 | thousands by filing date | |
| SPIRIT AEROSYSTEMS HLDGS INC | 848574109 | COM CL A | 446 | $32,000 | thousands by filing date | |
| HMS HLDGS CORP | 40425J101 | COM | 1,105 | $32,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X772 | S&P INTL ETF | 808 | $32,000 | thousands by filing date | |
| INVESCO BULLETSHARES 2020 CORP | 46138J502 | BULSHS 2020 CB | 1,525 | $32,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q478 | DISRUPTIVE TECH | 1,000 | $32,000 | thousands by filing date | |
| VIPER | 92763M105 | COMMON STOCK | 1,324 | $32,000 | thousands by filing date | |
| AVADEL PHARMACEUTICALS, PLC | 05337M104 | COMMON STOCK-FO | 4,300 | $32,000 | thousands by filing date | |
| FLOTEK INDS INC DEL | 343389102 | COM | 16,291 | $32,000 | thousands by filing date | |
| ORBCOMM INC | 68555P100 | COM | 7,600 | $32,000 | thousands by filing date | |
| NUVEEN PFD & INCOME 2022 TER | 67075T105 | COM | 1,300 | $32,000 | thousands by filing date | |
| First Horizon Corporation | 320517105 | Common Capital Stock, par value $0.625 per share | 1,910 | $31,000 | thousands by filing date | |
| NOKIA CORP | 654902204 | SPONSORED ADR | 8,379 | $31,000 | thousands by filing date | |
| SONY GROUP CORP SPONSORED ADR | 835699307 | ADR | 462 | $31,000 | thousands by filing date | |
| NOMAD FOODS LTD USD ORD SHS | G6564A105 | Stock | 1,398 | $31,000 | thousands by filing date | |
| AGNC INVT CORP COM | 00123Q104 | REIT | 1,809 | $31,000 | thousands by filing date | |
| ISHARES TR | 464287127 | MORNINGSTR US EQ | 172 | $31,000 | thousands by filing date | |
| CIRCOR INTL INC | 17273K109 | COM | 680 | $31,000 | thousands by filing date | |
| INVESCO TR II ETF S&P INTL DEV LOW LOW VOLATILITY | 46138E230 | ETF | 933 | $31,000 | thousands by filing date | |
| NUVEEN SELECT MATURITIES MUNIC | 67061t101 | CLSD FD | 3,000 | $31,000 | thousands by filing date | |
| REXNORD CORP | 76169B102 | COMMON STOCK | 973 | $31,000 | thousands by filing date | |
| UNITED STATES OIL FUND LP | 91232N108 | UNITS | 2,422 | $31,000 | thousands by filing date | |
| INVESCO HIG INCM 2023 TARG T | 46135X108 | COM | 2,975 | $31,000 | thousands by filing date | |
| WILLIAM LYON HOMES-CL A | 552074700 | CL A | 1,600 | $31,000 | thousands by filing date | |
| NTNLGRIDPLCADRFSPONSOREDADR1ADRREPS5ORDSHS | 636274409 | STOK | 482 | $30,000 | thousands by filing date | |
| MARKELGROUPINC | 570535104 | STOK | 27 | $30,000 | thousands by filing date | |
| TAKEDA PHARMACEUTICAL CO LTD SPONSORED ADS | 874060205 | ADR | 1,570 | $30,000 | thousands by filing date | |
| BRIGHT HORIZONS FAM SOL IN DEL COM | 109194100 | Stock | 200 | $30,000 | thousands by filing date | |
| CIRRUS LOGIC INC COM | 172755100 | Stock | 369 | $30,000 | thousands by filing date | |
| MARRIOTT VACATIONS WORLDWIDE C COM | 57164Y107 | Stock | 237 | $30,000 | thousands by filing date | |
| TEVA PHARMACEUTICAL INDS LTD SPONSORED ADS | 881624209 | ADR | 3,102 | $30,000 | thousands by filing date | |
| SUNOCO LP/SUNOCO FIN CORP | 86765K109 | COM UT REP LP | 1,000 | $30,000 | thousands by filing date | |
| FORTIS INC | 349553107 | COM | 743 | $30,000 | thousands by filing date | |
| BEYOND MEAT INC | 08862E109 | COM | 407 | $30,000 | thousands by filing date | |
| EXTREME NETWORKS INC | 30226D106 | COM | 4,175 | $30,000 | thousands by filing date | |
| ZYNGA INC. | 98986T108 | CL A | 5,000 | $30,000 | thousands by filing date | |
| H&E EQUIPMENT SERVICES INC | 404030108 | COM | 922 | $30,000 | thousands by filing date | |
| MIMECAST LIMITED | G14838109 | ORD SHS | 700 | $30,000 | thousands by filing date | |
| MACQUARIE GLOBAL INFRASTRUCTUR | 55608D101 | COM | 1,231 | $30,000 | thousands by filing date | |
| E TRADE FINANCIAL CORP | 269246401 | COM NEW | 680 | $30,000 | thousands by filing date | |
| NUVEEN TAXABLE MUNICPAL INM FD COM | 67074C103 | CEF | 1,400 | $30,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A789 | ST STR SP INS | 853 | $30,000 | thousands by filing date | |
| MICROBOT MED INC | 59503A204 | COM NEW | 3,000 | $30,000 | thousands by filing date | |
| NUVEEN PREFERRED & INCOME | 67075A106 | EXCHANGE TRADED | 1,200 | $30,000 | thousands by filing date | |
| SOUTHERN NATL BANCORP OF VA | 843395104 | COM | 1,893 | $30,000 | thousands by filing date | |
| OMNICELL COM COM | 68213N109 | Stock | 356 | $29,000 | thousands by filing date | |
| LOEWS CORP COM | 540424108 | Stock | 559 | $29,000 | thousands by filing date | |
| FRONTDOOR INC COM | 35905A109 | Stock | 620 | $29,000 | thousands by filing date | |
| MODERNA INC | 60770K107 | COM | 1,500 | $29,000 | thousands by filing date | |
| BROOKFIELD RENEWABLE ENERGY | G16258108 | PARTNERSHIP UNIT | 635 | $29,000 | thousands by filing date | |
| TEKLA LIFE SCIENCES INVESTORS | 87911K100 | SH BEN INT | 1,691 | $29,000 | thousands by filing date | |
| PULSE BIOSCIENCES INC | 74587B101 | COMMON STOCK | 2,200 | $29,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X400 | CMN | 290 | $29,000 | thousands by filing date | |
| CORNERSTONE ONDEMAND INC COM | 21925Y103 | Stock | 500 | $29,000 | thousands by filing date | |
| Schwab U.S. Broad Market ETF | 808524102 | SHS | 370 | $28,000 | thousands by filing date | |
| iShares Currency Hedged MSCI EAFE ETF | 46434V803 | SHS | 922 | $28,000 | thousands by filing date | |
| SAREPTA THERAPEUTICS INC | 803607100 | COM | 217 | $28,000 | thousands by filing date | |
| WHIRLPOOL CORP COM | 963320106 | Stock | 195 | $28,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y483 | NASDAQ 100 COVER | 1,200 | $28,000 | thousands by filing date | |
| LIBERTY BROADBAND CORP | 530307305 | COM SER C | 229 | $28,000 | thousands by filing date | |
| CHATHAM LODGING TR | 16208T102 | COM | 1,550 | $28,000 | thousands by filing date | |
| WERNER ENTERPRISES INC | 950755108 | COM | 781 | $28,000 | thousands by filing date | |
| ENCORE WIRE CORP | 292562105 | COM | 504 | $28,000 | thousands by filing date | |
| CABOT MICROELECTRONICS CORP | 12709P103 | COM | 200 | $28,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R860 | NASDAQ BK ETF | 1,000 | $28,000 | thousands by filing date | |
| SMARTFINANCIAL INC | 83190L208 | COMMON STOCK | 1,200 | $28,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E867 | DORSEY WRGT EMRG | 1,500 | $28,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V878 | DORSEY WRGT ENRG | 1,000 | $28,000 | thousands by filing date | |
| TECH DATA CORP | 878237106 | COM | 199 | $28,000 | thousands by filing date | |
| iShares ESG Aware MSCI USA Small-Cap ETF | 46435U663 | SHS | 935 | $27,000 | thousands by filing date | |
| Schwab US REIT ETF | 808524847 | SHS | 588 | $27,000 | thousands by filing date | |
| THETRADEDESKINCCLASSCLASSA | 88339J105 | STOK | 107 | $27,000 | thousands by filing date | |
| PLANET FITNESS MASTER ISSUER L CL A | 72703H101 | Stock | 369 | $27,000 | thousands by filing date | |
| AGREE RLTY CORP COM | 008492100 | REIT | 390 | $27,000 | thousands by filing date | |
| STRATEGIC ED INC COM | 86272C103 | Stock | 175 | $27,000 | thousands by filing date | |
| EVERPURE INC CL A | 74624M102 | Stock | 1,600 | $27,000 | thousands by filing date | |
| AMBEV SA SPONSORED ADR | 02319V103 | ADR | 5,806 | $27,000 | thousands by filing date | |
| WOODWARD INC COM | 980745103 | Stock | 235 | $27,000 | thousands by filing date | |
| ORIX CORP SPONSORED ADR | 686330101 | ADR | 329 | $27,000 | thousands by filing date | |
| TC ENERGY CORP | 87807B107 | COM | 519 | $27,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F429 | PREFERRED SECURT | 1,338 | $27,000 | thousands by filing date | |
| OLIN CORP | 680665205 | COM PAR $1 | 1,603 | $27,000 | thousands by filing date | |
| SANFILIPPO JOHN B & SON INC | 800422107 | COM | 304 | $27,000 | thousands by filing date | |
| SHAKE SHACK INC | 819047101 | CL A | 463 | $27,000 | thousands by filing date | |
| KNIGHT-SWIFT TRANSN HLDGS IN | 499049104 | CL A | 774 | $27,000 | thousands by filing date | |
| PORTLAND GEN ELEC CO | 736508847 | COM NEW | 500 | $27,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V258 | S&P500 PUR VAL | 400 | $27,000 | thousands by filing date | |
| WYNN RESORTS LTD | 983134107 | COM | 201 | $27,000 | thousands by filing date | |
| BLACKROCK LIMITED DURATION INC | 09249W101 | COM SHS | 1,700 | $27,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V506 | DIVID ACHIEVEV | 910 | $27,000 | thousands by filing date | |
| CEL-SCI CORP | 150837607 | COM PAR NEW | 3,009 | $27,000 | thousands by filing date | |
| AMERICAN AIRLINES GROUP INC COM | 02376R102 | Stock | 929 | $26,000 | thousands by filing date | |
| TELEFONAKTIEBOLAGET LM ERICSS ADR B SEK 10 | 294821608 | ADR | 3,025 | $26,000 | thousands by filing date | |
| XPO INC COM | 983793100 | Stock | 330 | $26,000 | thousands by filing date | |
| NEOGEN CORP | 640491106 | COM | 406 | $26,000 | thousands by filing date | |
| ABM INDS INC | 000957100 | COM | 702 | $26,000 | thousands by filing date | |
| DORMAN PRODS INC | 258278100 | COM | 349 | $26,000 | thousands by filing date | |
| CBIZ INC | 124805102 | COM | 1,000 | $26,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y715 | RBTCS ARTFL INTE | 1,200 | $26,000 | thousands by filing date | |
| MDU RES GROUP INC | 552690109 | COM | 900 | $26,000 | thousands by filing date | |
| LABORATORY CORP OF AMERICA | 50540R409 | COM NEW | 158 | $26,000 | thousands by filing date | |
| EATON VANCE CALIFORNIA MUNI BO | 27828A100 | COM | 2,350 | $26,000 | thousands by filing date | |
| HELEN OF TROY CORP LTD | G4388N106 | COM | 146 | $26,000 | thousands by filing date | |
| SFL CORP LTD | G7738W106 | COMMON STOCK | 1,815 | $26,000 | thousands by filing date | |
| FLAHERTY & CRUMRIN PFD & INM | 338478100 | COM | 1,204 | $26,000 | thousands by filing date | |
| SUBURBAN PROPANE PARTNERS L.P. | 864482104 | COM | 1,208 | $26,000 | thousands by filing date | |
| NORTH AMERN CONSTR GROUP LTD | 656811106 | COM | 2,200 | $26,000 | thousands by filing date | |
| INDEXIQ ETF TR | 45409B396 | IQ U.S. SMALL CA | 970 | $26,000 | thousands by filing date | |
| ULTA BEAUTY INC COM | 90384S303 | Stock | 99 | $25,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W430 | HEDGED HI YLD BD | 1,088 | $25,000 | thousands by filing date | |
| DBX ETF TR XTRACK HRVST CSI | 233051879 | XTRACK HRVST CSI | 863 | $25,000 | thousands by filing date | |
| INTEGRA LIFESCIENCES HLDGS C | 457985208 | COM NEW | 435 | $25,000 | thousands by filing date | |
| COLUMBIA ETF TR II | 19762B509 | RESEARCH ENHANCD | 1,074 | $25,000 | thousands by filing date | |
| BANK HAWAII CORP | 062540109 | COM | 272 | $25,000 | thousands by filing date | |
| High Yield ETF | 30151E814 | HIGH YIELD ETF | 750 | $25,000 | thousands by filing date | |
| GRUBHUB INC | 400110102 | COM | 530 | $25,000 | thousands by filing date | |
| INPHI CORP | 45772F107 | COM | 338 | $25,000 | thousands by filing date | |
| PEOPLES FINANCIAL SERVICES | 711040105 | COMMON STOCK | 500 | $25,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X533 | ST MAR DIVID ETF | 787 | $25,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E180 | S&P SMLCP DISC | 406 | $25,000 | thousands by filing date | |
| YAMANA GOLD INC | 98462Y100 | COM | 6,514 | $25,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C730 | COM | 165 | $24,000 | thousands by filing date | |
| RANGE RES CORP COM | 75281A109 | Stock | 5,016 | $24,000 | thousands by filing date | |
| FLEX LTD ORD | Y2573F102 | Stock | 1,902 | $24,000 | thousands by filing date | |
| ABRDN GLOBAL PREMIER PPTYS F | 00302L108 | COM SH BEN INT | 3,830 | $24,000 | thousands by filing date | |
| INVESCO ACTVELY MNGD ETC FD | 46090F100 | OPTIMUM YIELD | 1,495 | $24,000 | thousands by filing date | |
| NCR VOYIX CORPORATION | 62886E108 | COM | 688 | $24,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X459 | ST STR SP GLBDIV | 345 | $24,000 | thousands by filing date | |
| COUPA SOFTWARE INCORPORATED | 22266L106 | COM | 170 | $24,000 | thousands by filing date | |
| VECTOR GROUP LTD | 92240M108 | COM | 1,851 | $24,000 | thousands by filing date | |
| ISHARES U S ETF TR | 46431W812 | INT RT HD LONG | 959 | $24,000 | thousands by filing date | |
| ISHARES INC | 464286756 | MSCI SWEDEN ETF | 738 | $24,000 | thousands by filing date | |
| QEP RESOURCES INC | 74733V100 | COM | 5,503 | $24,000 | thousands by filing date | |
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| EXTRA SPACE STORAGE INC COM | 30225T102 | REIT | 196 | $20,000 | thousands by filing date | |
| PRIMERICA INC | 74164M108 | COM | 154 | $20,000 | thousands by filing date | |
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| KENNEDY-WILSON HOLDINGS INC | 489398107 | COM | 898 | $20,000 | thousands by filing date | |
| AKEBIA THERAPEUTICS INC | 00972D105 | COMMON STOCK | 3,300 | $20,000 | thousands by filing date | |
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| LITTELFUSE INC COM | 537008104 | Stock | 100 | $19,000 | thousands by filing date | |
| AMETEK INC COM | 031100100 | Stock | 192 | $19,000 | thousands by filing date | |
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| GRAND CANYON ED INC COM | 38526M106 | Stock | 200 | $19,000 | thousands by filing date | |
| AEROVIRONMENT INC COM | 008073108 | Stock | 320 | $19,000 | thousands by filing date | |
| HANCOCK JOHN PFD INCOME FD | 41013W108 | SH BEN INT | 874 | $19,000 | thousands by filing date | |
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| CRANE CO | 224399105 | COM | 220 | $19,000 | thousands by filing date | |
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| FIRST TR EMERGING ETF MARKETS SMALL CAP ALPHADEX FUND | 33737J307 | ETF | 500 | $19,000 | thousands by filing date | |
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| GUARDANT HEALTH INC COM | 40131M109 | Stock | 240 | $18,000 | thousands by filing date | |
| DICKS SPORTING GOODS INC COM | 253393102 | Stock | 378 | $18,000 | thousands by filing date | |
| CRISPR THERAPEUTICS AG NAMEN AKT | H17182108 | Stock | 300 | $18,000 | thousands by filing date | |
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| II VI INC | 902104108 | COM | 550 | $18,000 | thousands by filing date | |
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| PRA Group Inc | 69354N106 | COM | 513 | $18,000 | thousands by filing date | |
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| FIRST TR EXCH TRADED FD III | 33739P608 | RIVRFRNT DYN DEV | 314 | $18,000 | thousands by filing date | |
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| WENDYS CO COM | 95058W100 | Stock | 776 | $17,000 | thousands by filing date | |
| PTC INC COM | 69370C100 | Stock | 232 | $17,000 | thousands by filing date | |
| AERCAP HOLDINGS NV SHS | N00985106 | Stock | 285 | $17,000 | thousands by filing date | |
| GENTEX CORP COM | 371901109 | Stock | 605 | $17,000 | thousands by filing date | |
| BLACK HILLS CORP COM | 092113109 | Stock | 223 | $17,000 | thousands by filing date | |
| TORO CO | 891092108 | COM | 224 | $17,000 | thousands by filing date | |
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| PROSHARES TR | 74347X849 | INDX FD | 879 | $17,000 | thousands by filing date | |
| CIMAREX ENERGY CO COM | 171798101 | Stock | 339 | $17,000 | thousands by filing date | |
| HUANENG PWR INTL INC | 443304100 | SPON ADR H SHS | 865 | $17,000 | thousands by filing date | |
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| FIRST SOLAR INC COM | 336433107 | Stock | 300 | $16,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524805 | INTL EQTY ETF | 489 | $16,000 | thousands by filing date | |
| W & T OFFSHORE INC | 92922P106 | COM | 3,000 | $16,000 | thousands by filing date | |
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| CHURCHILL DOWNS INC | 171484108 | COM | 123 | $16,000 | thousands by filing date | |
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| COTY INC | 222070203 | COM CL A | 1,469 | $16,000 | thousands by filing date | |
| WESTERN ASSET EMERGING MARKETS | 95766A101 | COM | 1,147 | $16,000 | thousands by filing date | |
| EQUITRANS MIDSTREAM CORP NPV | 294600101 | COM | 1,225 | $16,000 | thousands by filing date | |
| EATON VANCE SENIOR FLOATING-RA | 27828Q105 | COM | 1,250 | $16,000 | thousands by filing date | |
| FIRST TRUST HIGH YIELD LONG/SH | 33738D408 | FIRST TR TA HIYL | 342 | $16,000 | thousands by filing date | |
| PIONEER MUNICIPAL HIGH INCOME | 723762100 | COM | 1,500 | $16,000 | thousands by filing date | |
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| PERSPECTA INC | 715347100 | COM | 635 | $16,000 | thousands by filing date | |
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| LANDS END INC | 51509F105 | COMMON STOCK | 1,001 | $16,000 | thousands by filing date | |
| SILICOM LTD | M84116108 | ORD | 500 | $16,000 | thousands by filing date | |
| Proshares Short S&P | 74347B425 | COM | 687 | $16,000 | thousands by filing date | |
| RITE AID CORP | 767754872 | COM | 1,050 | $16,000 | thousands by filing date | |
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| TAILORED BRANDS INC | 87403A107 | COM | 4,000 | $16,000 | thousands by filing date | |
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| HUBSPOTINC | 443573100 | STOK | 97 | $15,000 | thousands by filing date | |
| BANCO SANTANDER SA ADR | 05964H105 | ADR | 3,664 | $15,000 | thousands by filing date | |
| ENTEGRIS INC COM | 29362U104 | Stock | 299 | $15,000 | thousands by filing date | |
| YETI HLDGS INC COM | 98585X104 | Stock | 447 | $15,000 | thousands by filing date | |
| UNITIL CORP COM | 913259107 | Stock | 256 | $15,000 | thousands by filing date | |
| FORTUNE BRANDS INNOVATIONS INC COM | 34964C106 | Stock | 235 | $15,000 | thousands by filing date | |
| US FOODS HLDG CORP COM | 912008109 | Stock | 365 | $15,000 | thousands by filing date | |
| VISTRA CORP COM | 92840M102 | Stock | 654 | $15,000 | thousands by filing date | |
| AGNICO EAGLE MINES LTD COM | 008474108 | Stock | 245 | $15,000 | thousands by filing date | |
| PERRIGO CO PLC SHS | G97822103 | Stock | 301 | $15,000 | thousands by filing date | |
| DBX ETF TR | 233051432 | XTRACK USD HIGH | 308 | $15,000 | thousands by filing date | |
| ALLEGION PLC | G0176J109 | ORD SHS | 128 | $15,000 | thousands by filing date | |
| THOR INDS INC | 885160101 | COM | 209 | $15,000 | thousands by filing date | |
| ISHARES TR MSCI UK ETF NEW | 46435G334 | MSCI UK ETF NEW | 453 | $15,000 | thousands by filing date | |
| ISHARES INC MSCI BRAZIL ETF | 464286400 | MSCI BRAZIL ETF | 329 | $15,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33737M409 | SML CAP VAL ALPH | 400 | $15,000 | thousands by filing date | |
| B & G FOODS INC | 05508R106 | COM | 890 | $15,000 | thousands by filing date | |
| PC CONNECTION INC | 69318J100 | COM | 310 | $15,000 | thousands by filing date | |
| OPKO HEALTH INC | 68375N103 | COM | 10,810 | $15,000 | thousands by filing date | |
| MATTEL INC | 577081102 | COM | 1,143 | $15,000 | thousands by filing date | |
| EVERBRIDGE INC | 29978A104 | COM | 200 | $15,000 | thousands by filing date | |
| APOLLO SENIOR FLOATING RATE FU | 037636107 | COM | 1,000 | $15,000 | thousands by filing date | |
| ACCELERON PHARMA INC | 00434H108 | COM | 300 | $15,000 | thousands by filing date | |
| MORGAN STANLEY EMERGING MKTS | 617477104 | COM | 2,270 | $15,000 | thousands by filing date | |
| COHEN & STEERS CLOSED-END OP | 19248P106 | COM | 1,136 | $15,000 | thousands by filing date | |
| HANCOCK JOHN INVT TR | 41013P749 | TAX ADV GLB SH | 2,194 | $15,000 | thousands by filing date | |
| INOVIO PHARMACEUTICALS INC | 45773H201 | COM NEW | 4,650 | $15,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X214 | EMERG MKTS ESG | 480 | $15,000 | thousands by filing date | |
| CONFORMIS INC | 20717E101 | COM | 10,100 | $15,000 | thousands by filing date | |
| MONAKER GROUP INC | 609011200 | COM NEW | 7,400 | $15,000 | thousands by filing date | |
| CIENA CORP COM NEW | 171779309 | Stock | 342 | $14,000 | thousands by filing date | |
| DRDGOLD LIMITED SPON ADR REPSTG | 26152H301 | ADR | 2,800 | $14,000 | thousands by filing date | |
| PROGRESS SOFTWARE CORP COM | 743312100 | Stock | 340 | $14,000 | thousands by filing date | |
| CNH INDL N V SHS | N20944109 | Stock | 1,343 | $14,000 | thousands by filing date | |
| RESIDEO TECHNOLOGIES INC COM | 76118Y104 | Stock | 1,179 | $14,000 | thousands by filing date | |
| OIL DRI CORP AMER COM | 677864100 | Stock | 400 | $14,000 | thousands by filing date | |
| ARCH CAP GROUP LTD ORD | G0450A105 | Stock | 333 | $14,000 | thousands by filing date | |
| FIVERR INTL LTD ORD SHS | M4R82T106 | Stock | 600 | $14,000 | thousands by filing date | |
| CAMECO CORP COM | 13321L108 | Stock | 1,679 | $14,000 | thousands by filing date | |
| DELUXE CORP MEDIUM TERM NTS COM | 248019101 | Stock | 281 | $14,000 | thousands by filing date | |
| OSHKOSH CORP COM | 688239201 | Stock | 150 | $14,000 | thousands by filing date | |
| GEO GROUP INC NEW | 36162J106 | COM | 844 | $14,000 | thousands by filing date | |
| COPA HOLDINGS SA | P31076105 | CL A | 138 | $14,000 | thousands by filing date | |
| OCTAVE SPECIALTY GROUP INC | 023139884 | COM NEW | 686 | $14,000 | thousands by filing date | |
| NLIGHT INC | 65487K100 | COM | 725 | $14,000 | thousands by filing date | |
| WORLD KINECT CORPORATION | 981475106 | COM | 328 | $14,000 | thousands by filing date | |
| MAXIMUS INC | 577933104 | COM | 192 | $14,000 | thousands by filing date | |
| EPLUS INC | 294268107 | COM | 170 | $14,000 | thousands by filing date | |
| SPRINT CORP | 85207U105 | COM SER 1 | 2,750 | $14,000 | thousands by filing date | |
| CARDIOVASCULAR SYSTEMS INC | 141619106 | COMMON STOCK | 300 | $14,000 | thousands by filing date | |
| BRAINSTORM CELL THERAPEUTICS | 10501E201 | COM | 3,500 | $14,000 | thousands by filing date | |
| MGM GROWTH PPTYS LLC | 55303A105 | CL A COM | 458 | $14,000 | thousands by filing date | |
| Cannae Holdings, Inc. | 13765N107 | Common Stock, $0.0001 par value | 354 | $13,000 | thousands by filing date | |
| ISHARES TR | 46434V100 | 0-5YR INVT GR CP | 256 | $13,000 | thousands by filing date | |
| JOYY INC ADS REPSTG COM A | 46591M109 | ADR | 250 | $13,000 | thousands by filing date | |
| PILGRIMS PRIDE CORP COM | 72147K108 | Stock | 400 | $13,000 | thousands by filing date | |
| MADISON SQUARE GRDN SPRT CORP CL A | 55825T103 | Stock | 45 | $13,000 | thousands by filing date | |
| NUTANIX INC CL A | 67059N108 | Stock | 417 | $13,000 | thousands by filing date | |
| LINCOLN ELEC HLDGS INC | 533900106 | COM | 143 | $13,000 | thousands by filing date | |
| ALLIANCEBERNSTEIN GLOBAL HIG | 01879R106 | COM | 1,145 | $13,000 | thousands by filing date | |
| BWX TECHNOLOGIES INC | 05605H100 | COM | 212 | $13,000 | thousands by filing date | |
| PEBBLEBROOK HOTEL TR | 70509V100 | COM | 508 | $13,000 | thousands by filing date | |
| SEABRIDGE GOLD INC | 811916105 | COM *D* | 1,000 | $13,000 | thousands by filing date | |
| PINNACLE WEST CAP CORP | 723484101 | COM | 145 | $13,000 | thousands by filing date | |
| ISHARES INC | 464286103 | MSCI AUST ETF | 600 | $13,000 | thousands by filing date | |
| TANDEM DIABETES CARE INC | 875372203 | COM NEW | 220 | $13,000 | thousands by filing date | |
| EATON VANCE FLOATING-RATE INCO | 278279104 | COM | 1,000 | $13,000 | thousands by filing date | |
| INTELLIA THERAPEUTICS INC | 45826J105 | COM | 900 | $13,000 | thousands by filing date | |
| CRH PLC ADS | 12626K203 | ADR | 340 | $13,000 | thousands by filing date | |
| BLACKROCK CALIFORNIA MUNICIPAL | 09248E102 | SH BEN INT | 1,030 | $13,000 | thousands by filing date | |
| AVANOS MED INC | 05350V106 | COM | 394 | $13,000 | thousands by filing date | |
| BLACKROCK MUNIHLDGS NY QLTY | 09255C106 | COM | 1,000 | $13,000 | thousands by filing date | |
| CANOPY GROWTH CORP | 138035100 | COM | 625 | $13,000 | thousands by filing date | |
| BERRY GLOBAL GROUP INC | 08579W103 | COM | 290 | $13,000 | thousands by filing date | |
| FUNKO INC CLASS A | 361008105 | COMMON STOCK | 800 | $13,000 | thousands by filing date | |
| JUMIA TECHNOLOGIES AG SPONSORED ADS | 48138M105 | ADR | 2,000 | $13,000 | thousands by filing date | |
| DBX ETF TR | 233051507 | XTRACK MSCI JAPN | 310 | $13,000 | thousands by filing date | |
| COVETRUS INC | 22304C100 | COM | 1,008 | $13,000 | thousands by filing date | |
| INVESCO PA VALUE MUN INC TR | 46132K109 | COM | 1,000 | $13,000 | thousands by filing date | |
| ISHARES TR | 464288174 | GL TIMB FORE ETF | 200 | $13,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V159 | CMN | 262 | $13,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734G108 | CMN | 533 | $13,000 | thousands by filing date | |
| MOLECULAR TEMPLATES INC | 608550109 | COM | 1,000 | $13,000 | thousands by filing date | |
| KADMON HLDGS INC | 48283N106 | COM | 3,000 | $13,000 | thousands by filing date | |
| iShares Global REIT ETF | 46434V647 | SHS | 435 | $12,000 | thousands by filing date | |
| TRIMBLE INC COM | 896239100 | Stock | 308 | $12,000 | thousands by filing date | |
| STAAR SURGICAL CO COM PAR $0.01 | 852312305 | Stock | 360 | $12,000 | thousands by filing date | |
| TOPBUILD COR COM | 89055F103 | Stock | 123 | $12,000 | thousands by filing date | |
| CLEARWAY ENERGY INC CL C | 18539C204 | Stock | 610 | $12,000 | thousands by filing date | |
| ELANCO ANIMAL HEALTH INC COM | 28414H103 | Stock | 409 | $12,000 | thousands by filing date | |
| GAMING & LEISURE P COM | 36467J108 | REIT | 290 | $12,000 | thousands by filing date | |
| HELIX ENERGY SOLUTIONS GRP INC COM | 42330P107 | Stock | 1,303 | $12,000 | thousands by filing date | |
| OSISKO GOLD ROYALTIES LTD | 68827L101 | COM | 1,314 | $12,000 | thousands by filing date | |
| SPDR SER TR | 78468R721 | NUVEEN BLMBRG MU | 238 | $12,000 | thousands by filing date | |
| SSR MINING IN | 784730103 | COM | 669 | $12,000 | thousands by filing date | |
| BNY MELLON STRATEGIC MUNS IN | 05588W108 | COM | 1,501 | $12,000 | thousands by filing date | |
| BROWN FORMAN CORP | 115637100 | CL A | 200 | $12,000 | thousands by filing date | |
| LIGAND PHARMACEUTICALS INC | 53220K504 | COM NEW | 120 | $12,000 | thousands by filing date | |
| FIRST HAWAIIAN INC | 32051X108 | COM | 425 | $12,000 | thousands by filing date | |
| IRIDIUM COMMUNICATIONS INC | 46269C102 | COM | 500 | $12,000 | thousands by filing date | |
| ISHARES INC | 464286475 | EM MKT SM-CP ETF | 267 | $12,000 | thousands by filing date | |
| GOLDMAN SACHS ETF TR | 381430602 | ACTIVEBETA US | 262 | $12,000 | thousands by filing date | |
| BLACKROCK INTERNATIONAL GROWTH | 092524107 | COM BENE INTER | 2,192 | $12,000 | thousands by filing date | |
| ALLIANZGI CONV INCOME FD | 018828103 | COM | 2,166 | $12,000 | thousands by filing date | |
| MARINEMAX INC | 567908108 | COM | 745 | $12,000 | thousands by filing date | |
| FS KKR CAPITAL CORP | 302635107 | COM | 2,000 | $12,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A730 | S&P OILGAS EXP | 520 | $12,000 | thousands by filing date | |
| HEALTH INS INNOVATIONS INC | 42225K106 | COM CL A | 650 | $12,000 | thousands by filing date | |
| CANTEL MEDICAL CORP | 138098108 | COM | 171 | $12,000 | thousands by filing date | |
| NEKTAR THERAPEUTICS | 640268108 | COM | 600 | $12,000 | thousands by filing date | |
| SOUNDTHINKING INC | 82536T107 | COM | 500 | $12,000 | thousands by filing date | |
| FRANKLIN STR PPTYS CORP | 35471R106 | COM | 1,500 | $12,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F635 | ISRAEL ETF | 350 | $12,000 | thousands by filing date | |
| CAMBRIA ETF TR | 132061508 | GLB MOMENT ETF | 490 | $12,000 | thousands by filing date | |
| NEVRO CORP | 64157F103 | COM | 105 | $12,000 | thousands by filing date | |
| NABRIVA THERAPEUTICS PLC | G63637105 | SHS | 9,575 | $12,000 | thousands by filing date | |
| MKS INC. COM | 55306N104 | Stock | 101 | $11,000 | thousands by filing date | |
| TOLL BROTHERS INC COM | 889478103 | Stock | 300 | $11,000 | thousands by filing date | |
| SCHOLASTIC CORP COM | 807066105 | Stock | 300 | $11,000 | thousands by filing date | |
| TENCENT MUSIC ENTMT GROUP SPON ADS | 88034P109 | ADR | 1,000 | $11,000 | thousands by filing date | |
| VANGUARD RUSSELL 2000 VALUE ETF | 92206C649 | ETF | 100 | $11,000 | thousands by filing date | |
| EVERFORTH INC COM | 00191U102 | Stock | 159 | $11,000 | thousands by filing date | |
| HOME BANCSHARES INC COM | 436893200 | Stock | 592 | $11,000 | thousands by filing date | |
| KOREA ELEC PWR CORP SPONSORED ADR | 500631106 | ADR | 1,000 | $11,000 | thousands by filing date | |
| DONALDSON INC COM | 257651109 | Stock | 198 | $11,000 | thousands by filing date | |
| AMERICOLD REALTY TRUST INC COM | 03064D108 | REIT | 340 | $11,000 | thousands by filing date | |
| MANHATTAN ASSOCIATES INC COM | 562750109 | Stock | 144 | $11,000 | thousands by filing date | |
| NORDSON CORP | 655663102 | COM | 71 | $11,000 | thousands by filing date | |
| AMCOR PLC | G0250X107 | ORD | 1,020 | $11,000 | thousands by filing date | |
| CREDICORP LTD | G2519Y108 | COM | 54 | $11,000 | thousands by filing date | |
| GREIF INC | 397624107 | CL A | 250 | $11,000 | thousands by filing date | |
| CABOT CORP | 127055101 | COM | 237 | $11,000 | thousands by filing date | |
| STEPAN CO | 858586100 | COM | 115 | $11,000 | thousands by filing date | |
| TERRENO RLTY CORP | 88146M101 | COM | 205 | $11,000 | thousands by filing date | |
| UBIQUITI INC | 90353W103 | COM | 60 | $11,000 | thousands by filing date | |
| MADDEN STEVEN LTD | 556269108 | COM | 266 | $11,000 | thousands by filing date | |
| ZIFF DAVIS INC | 48123V102 | COM | 122 | $11,000 | thousands by filing date | |
| CLEARWAY ENERGY INC-CLASS A NE | 18539C105 | CL A | 600 | $11,000 | thousands by filing date | |
| STORE CAP CORP | 862121100 | COM | 300 | $11,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189H300 | JP MRGAN EM LOC | 343 | $11,000 | thousands by filing date | |
| VOYA INFRASTRUCTURE INDLS & | 92912X101 | COM | 1,000 | $11,000 | thousands by filing date | |
| BLUELINX HOLDINGS INC | 09624H208 | COMMON STOCK | 800 | $11,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F684 | RETAIL ETF | 92 | $11,000 | thousands by filing date | |
| SPDR S&P North American Natural Resources ETF | 78463X152 | SHS | 323 | $10,000 | thousands by filing date | |
| SPDR SSgA Multi-Asset Real Return ETF | 78467V103 | SHS | 400 | $10,000 | thousands by filing date | |
| ALCOA CORP COM | 013872106 | Stock | 496 | $10,000 | thousands by filing date | |
| PENN ENTERTAINMENT INC COM | 707569109 | Stock | 409 | $10,000 | thousands by filing date | |
| PEMBINA PIPELINE CORP COM | 706327103 | Stock | 281 | $10,000 | thousands by filing date | |
| APTARGROUP INC COM | 038336103 | Stock | 92 | $10,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001606587-20-000056 | this filing | 2020-01-17 | acceptance time not in the bulk data set |