13F-HR filed by Steward Partners Investment Advisory, LLC
Steward Partners Investment Advisory, LLC filed this 13F-HR for the quarter ended 2019-12-31, filed 2020-01-17, with 2,735 holding rows worth $3,384,630,000.
- Accession
- 0001606587-20-000056
- Filer
- CIK 1723397
- Filed
- 2020-01-17
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2019
A holdings report, 2,735 entries on the cover page, a total value of $3,384,630,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $3,384,630,000 with VALUE read as thousands by filing date, 13F file number 028-18184. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| ISHARES TR | 464287861 | EUROPE ETF | 2,962 | $139,000 | thousands by filing date | |
| NEWELL BRANDS INC COM | 651229106 | Stock | 7,225 | $138,000 | thousands by filing date | |
| APACHE CORP | 037411105 | COM | 5,431 | $138,000 | thousands by filing date | |
| SNAP ON INC COM | 833034101 | Stock | 811 | $137,000 | thousands by filing date | |
| NUVEEN DOW 30 DYNMC OVERWRT | 67075F105 | SHS | 7,783 | $137,000 | thousands by filing date | |
| APOLLO COML REAL ESTATE FIN | 03762U105 | COM | 7,501 | $137,000 | thousands by filing date | |
| Vanguard International Dividend Appreciation ETF | 921946810 | SHS | 1,888 | $136,000 | thousands by filing date | |
| SIGNATURE BANK | 82669G104 | COM | 1,000 | $136,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V688 | NEXT GEN CON ETF | 2,251 | $136,000 | thousands by filing date | |
| PROSHARES TR | 74347B839 | MSCI EAFE DIVD | 3,350 | $136,000 | thousands by filing date | |
| VANGUARD INTL EQUITY INDEX F | 922042676 | COM | 2,293 | $135,000 | thousands by filing date | |
| APTIV PLC | G6095L109 | SHS | 1,426 | $135,000 | thousands by filing date | |
| MFS MULTIMARKET INCOME TR | 552737108 | SH BEN INT | 22,152 | $135,000 | thousands by filing date | |
| CALAMOS GBL DYN INCOME FUND | 12811L107 | COM | 15,480 | $134,000 | thousands by filing date | |
| YUM CHINA HLDGS INC | 98850P109 | COM | 2,791 | $134,000 | thousands by filing date | |
| TRIPLEPOINT VENTR GRW BDC CORP | 89677Y100 | COM | 9,426 | $134,000 | thousands by filing date | |
| HANESBRANDS INC | 410345102 | COM | 9,017 | $133,000 | thousands by filing date | |
| SOCIEDAD QUIMICA Y MINERA DE C | 833635105 | SPON ADR SER B | 5,000 | $133,000 | thousands by filing date | |
| ALNYLAM PHARMACEUTICALS INC COM | 02043Q107 | Stock | 1,145 | $131,000 | thousands by filing date | |
| ZOOM COMMUNICATIONS INC CL A | 98980L101 | Stock | 1,925 | $130,000 | thousands by filing date | |
| TOYOTA MOTOR CORP ADS | 892331307 | ADR | 930 | $130,000 | thousands by filing date | |
| CINCINNATI FINL CORP COM | 172062101 | Stock | 1,242 | $130,000 | thousands by filing date | |
| PHYSICIANS REALTY TRUST | 71943U104 | COM | 6,880 | $130,000 | thousands by filing date | |
| INMODE LTD SHS | M5425M103 | Stock | 3,300 | $129,000 | thousands by filing date | |
| IRON MTN INC DEL COM | 46284V101 | REIT | 4,044 | $128,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X184 | UTILITIES ALPH | 4,393 | $128,000 | thousands by filing date | |
| TPG SPECIALTY LENDING INC | 87265K102 | COM | 5,997 | $128,000 | thousands by filing date | |
| SPDR Portfolio S&P 600 Small Cap ETF | 78468R853 | SHS | 3,909 | $127,000 | thousands by filing date | |
| FRANKLIN RESOURCES INC COM | 354613101 | Stock | 4,891 | $127,000 | thousands by filing date | |
| ISHARES INC | 46434G863 | COM | 3,519 | $126,000 | thousands by filing date | |
| Prologis,Inc. | 74340W103 | COM | 1,417 | $126,000 | thousands by filing date | |
| VERISIGN INC COM | 92343E102 | Stock | 659 | $126,000 | thousands by filing date | |
| REINSURANCE GROUP AMER INC COM NEW | 759351604 | Stock | 773 | $126,000 | thousands by filing date | |
| KONTOOR BRANDS INC | 50050N103 | COM | 3,008 | $126,000 | thousands by filing date | |
| NETAPP INC COM | 64110D104 | Stock | 2,016 | $125,000 | thousands by filing date | |
| ESPERION THERAPEUTICS INC NEW COM | 29664W105 | Stock | 2,100 | $125,000 | thousands by filing date | |
| LIBERTY ALL-STAR EQUITY FUND | 530158104 | SH BEN INT | 18,504 | $125,000 | thousands by filing date | |
| NUTRIEN LTD COM | 67077M108 | Stock | 2,607 | $124,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V621 | FINL PFD ETF | 6,581 | $124,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33736Q104 | CMN | 2,397 | $124,000 | thousands by filing date | |
| NEW MTN FIN CORP | 647551100 | COM | 9,019 | $123,000 | thousands by filing date | |
| RH | 74967X103 | COM | 580 | $123,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F437 | COM | 4,100 | $122,000 | thousands by filing date | |
| Vanguard Short-Term Treasury ETF | 92206C102 | SHS | 2,019 | $122,000 | thousands by filing date | |
| SOL GEL TECHNOLOGIES | M8694L103 | SHS | 7,160 | $122,000 | thousands by filing date | |
| SBA COMMUNICATIONS CORP CL A | 78410G104 | REIT | 505 | $121,000 | thousands by filing date | |
| ASSURANT INC COM | 04621X108 | Stock | 924 | $121,000 | thousands by filing date | |
| CDW CORP COM | 12514G108 | Stock | 849 | $121,000 | thousands by filing date | |
| NEW YORK LIFE INVESTMENTS ET | 45409B107 | NYLI HEDGE MULTI | 3,929 | $121,000 | thousands by filing date | |
| EATON VANCE HIGH INCOME 2021 | 27829W101 | COM SH BEN INT | 12,085 | $121,000 | thousands by filing date | |
| VIRTUS INVT PARTNERS INC | 92828Q208 | PFD CV SER D | 1,200 | $121,000 | thousands by filing date | |
| RESTAURANT BRANDS INTL INC COM | 76131D103 | Stock | 1,900 | $120,000 | thousands by filing date | |
| ELME COMMUNITIES | 939653101 | SH BEN INT | 4,117 | $120,000 | thousands by filing date | |
| GENERAC HLDGS INC | 368736104 | COM | 1,200 | $120,000 | thousands by filing date | |
| ABIOMED INC | 003654100 | COM | 708 | $120,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD QUALITY | 09254E103 | COM | 8,832 | $119,000 | thousands by filing date | |
| BLACKROCK CREDIT ALLOCATION IN | 092508100 | COM | 8,520 | $119,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V530 | CMN | 843 | $119,000 | thousands by filing date | |
| CEDAR FAIR L P | 150185106 | DEPOSITRY UNIT | 2,155 | $119,000 | thousands by filing date | |
| AXONENTERPRISEINC | 05464C101 | STOK | 1,615 | $118,000 | thousands by filing date | |
| MAXIM INTEGRATED PRODS INC | 57772K101 | COM | 1,919 | $118,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V886 | S&P500 EX-RATE | 1,600 | $118,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A532 | STATE STREET SPD | 1,850 | $118,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X119 | CONSUMR STAPLE | 2,371 | $118,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R100 | MULTI ASSET DI | 6,283 | $118,000 | thousands by filing date | |
| EQUIFAX INC COM | 294429105 | Stock | 836 | $117,000 | thousands by filing date | |
| HARLEY DAVIDSON INC COM | 412822108 | Stock | 3,155 | $117,000 | thousands by filing date | |
| IQIYI INC SPONSORED ADS | 46267X108 | ADR | 5,575 | $117,000 | thousands by filing date | |
| JBG SMITH PPTYS COM | 46590V100 | REIT | 2,951 | $117,000 | thousands by filing date | |
| ISHARES TR | 464288182 | MSCI AC ASIA ETF | 1,592 | $117,000 | thousands by filing date | |
| BXP INC COM | 101121101 | REIT | 842 | $116,000 | thousands by filing date | |
| SPDR SER TR | 78464A821 | S&P 400 MDCP GRW | 2,039 | $116,000 | thousands by filing date | |
| COHEN & STEERS REIT AND PREFER | 19247X100 | COM | 4,904 | $116,000 | thousands by filing date | |
| CHICKEN SOUP FOR THE SOUL EN | 16842Q100 | COM | 14,537 | $116,000 | thousands by filing date | |
| OMEGA HEALTHCARE INVS INC COM | 681936100 | REIT | 2,731 | $115,000 | thousands by filing date | |
| PITNEY BOWES INC COM | 724479100 | Stock | 28,625 | $115,000 | thousands by filing date | |
| RPM INTL INC COM | 749685103 | Stock | 1,500 | $115,000 | thousands by filing date | |
| EATON VANCE LIMITED DURATION | 27828H105 | COM | 8,737 | $115,000 | thousands by filing date | |
| FIAT CHRYSLER AUTOMOBILES N | N31738102 | SHS | 7,795 | $115,000 | thousands by filing date | |
| GOLDMAN SACHS ETF TR | 381430206 | ACTIVEBETA EME | 3,375 | $115,000 | thousands by filing date | |
| TORTOISE PIPELINE & ENERGY F | 89148H108 | COM | 8,979 | $115,000 | thousands by filing date | |
| INTERNATIONAL SEAWAYS INC COM | Y41053102 | Stock | 3,850 | $114,000 | thousands by filing date | |
| LENNAR CORP CL A | 526057104 | Stock | 2,048 | $114,000 | thousands by filing date | |
| ALLIANCEBERNSTEIN HLDG L P | 01881G106 | UNIT LTD PARTN | 3,800 | $114,000 | thousands by filing date | |
| HOLLYFRONTIER CORP | 436106108 | COM | 2,265 | $114,000 | thousands by filing date | |
| SILK ROAD MEDICAL INC | 82710M100 | COMMON STOCK | 2,833 | $114,000 | thousands by filing date | |
| GALLAGHER ARTHUR J & CO COM | 363576109 | Stock | 1,195 | $113,000 | thousands by filing date | |
| HEALTHPEAK PROPERTIES INC COM | 42250P103 | REIT | 3,282 | $113,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V696 | NEXT GEN MEDIA | 3,322 | $113,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y673 | US INFR DEV ETF | 6,317 | $112,000 | thousands by filing date | |
| CHEMED CORP NEW | 16359R103 | COM | 255 | $112,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E473 | GLBL X MLP ETF | 14,227 | $112,000 | thousands by filing date | |
| WESTERN ASSET MUN HIGH INCOME COM | 95766N103 | CEF | 14,822 | $112,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X101 | CONSUMR DISCRE | 2,489 | $112,000 | thousands by filing date | |
| CITIZENS FINL GROUP INC COM | 174610105 | Stock | 2,757 | $111,000 | thousands by filing date | |
| TWILIO INC CL A | 90138F102 | Stock | 1,130 | $111,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X871 | ST INTL CAP ETF | 3,500 | $111,000 | thousands by filing date | |
| BADGER METER INC COM | 056525108 | Stock | 1,708 | $110,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V332 | S&P500 EQL HLT | 500 | $110,000 | thousands by filing date | |
| BLACKROCK TCP CAPITAL CORP | 09259E108 | COM | 7,846 | $110,000 | thousands by filing date | |
| KEYSIGHT TECHNOLOGIES INC COM | 49338L103 | Stock | 1,063 | $109,000 | thousands by filing date | |
| COPART INC COM | 217204106 | Stock | 1,208 | $109,000 | thousands by filing date | |
| REGIONS FINANCIAL CORP NEW COM | 7591EP100 | Stock | 6,361 | $109,000 | thousands by filing date | |
| RAPID7 INC COM | 753422104 | Stock | 1,947 | $109,000 | thousands by filing date | |
| ISHARES TR | 46435G433 | MSCI USA SMCP MN | 3,089 | $109,000 | thousands by filing date | |
| VEEVA SYS INC CL A COM | 922475108 | Stock | 771 | $108,000 | thousands by filing date | |
| ZEBRA TECHNOLOGIES CORPORATION CL A | 989207105 | Stock | 425 | $108,000 | thousands by filing date | |
| TCW CONV SECS FD INC | 872340104 | COM | 18,857 | $108,000 | thousands by filing date | |
| VANGUARD MALVERN FDS | 922020805 | SHS | 2,191 | $107,000 | thousands by filing date | |
| NORTHWESTERN ENERGY GROUP INC COM NEW | 668074305 | Stock | 1,500 | $107,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33739Q507 | SSI STRG ETF | 3,250 | $107,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X168 | MATERIALS ALPH | 2,684 | $107,000 | thousands by filing date | |
| CORENERGY INFRASTRUCTURE TR | 21870U502 | TRUS | 2,400 | $107,000 | thousands by filing date | |
| YELP INC CL A | 985817105 | Stock | 3,060 | $106,000 | thousands by filing date | |
| NUVEEN S&P 500 DYNAMIC OVERWRI COM | 6706EW100 | CEF | 6,475 | $106,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E206 | CALIF AMT MUN | 3,891 | $106,000 | thousands by filing date | |
| HORIZON THERAPEUTICS PLC | G46188101 | SHS | 2,935 | $106,000 | thousands by filing date | |
| OLD REP INTL CORP COM | 680223104 | Stock | 4,717 | $105,000 | thousands by filing date | |
| COGNEX CORP | 192422103 | COM | 1,890 | $105,000 | thousands by filing date | |
| SOUTH JERSEY INDUSTRIES INC | 838518108 | COM | 3,191 | $105,000 | thousands by filing date | |
| ABB LTD-ADR | 000375204 | SPONSORED ADR | 4,389 | $105,000 | thousands by filing date | |
| GW PHARMACEUTICALS PLC | 36197T103 | ADS | 1,013 | $105,000 | thousands by filing date | |
| ISHARES MORNINGSTAR ETF SMALL CAP VALUE | 464288703 | ETF | 734 | $105,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N782 | CMN | 2,000 | $105,000 | thousands by filing date | |
| ZIOPHARM ONCOLOGY INC | 98973P101 | COM | 22,291 | $105,000 | thousands by filing date | |
| AK STEEL HOLDING CORP | 001547108 | COM | 32,057 | $105,000 | thousands by filing date | |
| NUVEEN MUN HIGH INCOME OPPOR | 670682103 | COM | 7,361 | $104,000 | thousands by filing date | |
| BREAD FINANCIAL HOLDINGS INC | 018581108 | COM | 923 | $103,000 | thousands by filing date | |
| EATON VANCE TAX-ADVANTAGED G | 27828U106 | COM | 4,000 | $103,000 | thousands by filing date | |
| NUVEEN CORE EQUITY ALPHA FUND | 67090X107 | COM | 7,100 | $103,000 | thousands by filing date | |
| GLOBAL PMTS INC | 37940X102 | COM | 559 | $102,000 | thousands by filing date | |
| MARTIN MARIETTA MATLS INC COM | 573284106 | Stock | 367 | $102,000 | thousands by filing date | |
| ZILLOW GROUP INC CL C CAP STK | 98954M200 | Stock | 2,236 | $102,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V472 | S&P MDCP QUALITY | 1,900 | $102,000 | thousands by filing date | |
| ACTVISION BLIZZARD INC | 00507V109 | COM | 1,700 | $101,000 | thousands by filing date | |
| STATE STREET SPDR NYSE TECHNOLOGY ETF | 78464A102 | ETF | 1,242 | $101,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E156 | S&P SMLCP FINL | 1,803 | $101,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A771 | ST STR SP CAPMKT | 1,692 | $100,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V753 | FOOD & BEVERAGE | 2,905 | $100,000 | thousands by filing date | |
| INCYTE CORP COM | 45337C102 | Stock | 1,141 | $99,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V134 | WILDERHIL CLAN | 2,900 | $99,000 | thousands by filing date | |
| ALEXION PHARMACEUTICALS INC | 015351109 | COM | 921 | $99,000 | thousands by filing date | |
| PATTERN ENERGY GROUP INC | 70338P100 | CL A | 3,703 | $99,000 | thousands by filing date | |
| INVESCO EXCHNG TRADED FD TR | 46138E776 | FRONTIER MKTS | 6,961 | $99,000 | thousands by filing date | |
| iShares MSCI EAFE Value ETF | 464288877 | SHS | 1,970 | $98,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V555 | INSIDER SENMNT | 1,367 | $98,000 | thousands by filing date | |
| ISHARES INC | 464286285 | JP MRGN EM HI BD | 2,070 | $97,000 | thousands by filing date | |
| INTERNATIONAL FLAVORS&FRAGRANC COM | 459506101 | Stock | 753 | $97,000 | thousands by filing date | |
| SUNCOR ENERGY INC NEW COM | 867224107 | Stock | 2,988 | $97,000 | thousands by filing date | |
| TYSON FOODS INC CL A | 902494103 | Stock | 1,063 | $96,000 | thousands by filing date | |
| BLACKROCK MULTI-SECTOR INCOME | 09258A107 | COM | 5,950 | $96,000 | thousands by filing date | |
| CALAMOS CONVERTIBLE OPPORTUNIT | 128117108 | SH BEN INT | 8,787 | $96,000 | thousands by filing date | |
| APYX MEDICAL CORPORATION | 03837C106 | COM | 11,350 | $96,000 | thousands by filing date | |
| ITRON INC COM | 465741106 | Stock | 1,140 | $95,000 | thousands by filing date | |
| BUNGE LTD | G16962105 | COM | 1,660 | $95,000 | thousands by filing date | |
| RENOVARE ENVIRONMENTAL I | 09074B107 | COM | 55,367 | $94,000 | thousands by filing date | |
| COMMERCIAL METALS CO COM | 201723103 | Stock | 4,185 | $93,000 | thousands by filing date | |
| EXCHANGE TRADED CONCEPTS TRU | 301505707 | ROBO GLB ETF | 2,225 | $93,000 | thousands by filing date | |
| FLIR SYS INC | 302445101 | COM | 1,804 | $93,000 | thousands by filing date | |
| EASTGROUP PPTYS INC | 277276101 | COM | 700 | $92,000 | thousands by filing date | |
| BARINGS PARTN INVS | 06761A103 | SH BEN INT | 5,716 | $92,000 | thousands by filing date | |
| AVERY DENNISON CORP COM | 053611109 | Stock | 702 | $91,000 | thousands by filing date | |
| Fidelity MSCI Real Estate Index ETF | 316092857 | SHS | 3,264 | $90,000 | thousands by filing date | |
| SPDR Portfolio S&P 400 Mid Cap ETF | 78464A847 | SHS | 2,505 | $90,000 | thousands by filing date | |
| TRIP COM GROUP LTD ADS | 89677Q107 | ADR | 2,700 | $90,000 | thousands by filing date | |
| HORMEL FOODS CORP COM | 440452100 | Stock | 2,000 | $90,000 | thousands by filing date | |
| EATON VANCE ENHANCED EQUITY | 278274105 | COM | 5,689 | $90,000 | thousands by filing date | |
| TELEFLEX INCORPORATED | 879369106 | COM | 240 | $90,000 | thousands by filing date | |
| WESTERN ASSET HIGH INCOM FD | 95766J102 | COM | 13,361 | $90,000 | thousands by filing date | |
| NICE LTD SPONSORED ADR | 653656108 | ADR | 578 | $89,000 | thousands by filing date | |
| CARLISLE COS INC COM | 142339100 | Stock | 553 | $89,000 | thousands by filing date | |
| ROBERT HALF INC. COM | 770323103 | Stock | 1,413 | $89,000 | thousands by filing date | |
| KT CORP SPONSORED ADR | 48268K101 | ADR | 7,605 | $88,000 | thousands by filing date | |
| ONE GAS INC COM | 68235P108 | Stock | 942 | $88,000 | thousands by filing date | |
| PROSHARES TR | 74347R248 | LARGE CAP CRE | 1,150 | $88,000 | thousands by filing date | |
| BALL CORP | 058498106 | COM | 1,374 | $88,000 | thousands by filing date | |
| EATON VANCE SENIOR INCOME FUND | 27826S103 | SH BEN INT | 13,750 | $88,000 | thousands by filing date | |
| ANNALY CAPITAL MANAGEMENT | 035710409 | COM | 9,383 | $88,000 | thousands by filing date | |
| PACIRA BIOSCIENCES INC COM | 695127100 | Stock | 1,939 | $87,000 | thousands by filing date | |
| CELANESE CORP DEL COM | 150870103 | Stock | 707 | $87,000 | thousands by filing date | |
| BLACKROCK SCIENCE & TECHNOLO | 09260K101 | SHS BEN INT | 4,277 | $87,000 | thousands by filing date | |
| NUVEEN AMT-FREE MUN VALUE FD | 670695105 | COM | 5,388 | $87,000 | thousands by filing date | |
| SB ONE BANCORP | 78413T103 | COM | 3,500 | $87,000 | thousands by filing date | |
| D R HORTON INC COM | 23331A109 | Stock | 1,640 | $86,000 | thousands by filing date | |
| CLOUGH GLOBAL OPPORTUNITIES | 18914E106 | SH BEN INT | 9,120 | $86,000 | thousands by filing date | |
| ATMOS ENERGY CORP COM | 049560105 | Stock | 768 | $85,000 | thousands by filing date | |
| NUVEEN CA DIVI ADV MUN | 67066Y105 | COM | 5,750 | $85,000 | thousands by filing date | |
| REVVITY INC | 714046109 | COM | 880 | $85,000 | thousands by filing date | |
| EATON VANCE MUNICIPAL INCOME T | 27826U108 | SH BEN INT | 6,680 | $85,000 | thousands by filing date | |
| MICRO FOCUS INTL PLC | 594837403 | SPON ADR NEW | 6,101 | $85,000 | thousands by filing date | |
| ENERGIZER HLDGS INC COM | 29272W109 | Stock | 1,682 | $84,000 | thousands by filing date | |
| iShares ESG Aware US Aggregate Bond ETF | 46435U549 | SHS | 1,559 | $83,000 | thousands by filing date | |
| SPDR SER TR STATE STR SPDR PORT S&P 500 ETF | 78464A854 | SHS | 2,216 | $83,000 | thousands by filing date | |
| TAKE-TWO INTERACTIVE SOFTWARE COM | 874054109 | Stock | 681 | $83,000 | thousands by filing date | |
| TELEPHONE & DATA SYS INC | 879433829 | COM NEW | 3,281 | $83,000 | thousands by filing date | |
| WHITE MTNS INS GROUP LTD | G9618E107 | COM | 75 | $83,000 | thousands by filing date | |
| JACOBS ENGINEERING GROUP INC | 469814107 | COM | 927 | $83,000 | thousands by filing date | |
| STATE STREET | 78464A813 | EXCHANGE TRADED | 1,150 | $83,000 | thousands by filing date | |
| CASEYS GEN STORES INC | 147528103 | COM | 519 | $82,000 | thousands by filing date | |
| ROYAL CARIBBEAN GROUP COM | V7780T103 | Stock | 616 | $82,000 | thousands by filing date | |
| AMERICAN HOMES 4 RENT | 02665T306 | CL A | 3,156 | $82,000 | thousands by filing date | |
| VOYA GLBL EQTY DIV & PREM OP | 92912T100 | COM | 13,400 | $82,000 | thousands by filing date | |
| GRANITESHARES GOLD TR | 38748G101 | SHS BEN INT | 5,460 | $82,000 | thousands by filing date | |
| THE COOPER COMPANIES | 216648402 | COM NEW | 258 | $82,000 | thousands by filing date | |
| MATCH GROUP INC | 57665R106 | COM | 1,000 | $82,000 | thousands by filing date | |
| HIGHLAND FDS I | 430101774 | HI LD IBOXX SRLN | 4,719 | $82,000 | thousands by filing date | |
| TEXAS | 882610108 | COMMON STOCK | 106 | $82,000 | thousands by filing date | |
| ISHARES | 46434VBA7 | EXCHANGE TRADED | 3,276 | $82,000 | thousands by filing date | |
| APPLIED OPTOELECTRONICS INC | 03823U102 | COM | 6,830 | $81,000 | thousands by filing date | |
| INGREDION INC COM | 457187102 | Stock | 882 | $81,000 | thousands by filing date | |
| ENPHASE ENERGY INC COM | 29355A107 | Stock | 3,075 | $80,000 | thousands by filing date | |
| UGI CORP NEW COM | 902681105 | Stock | 1,779 | $80,000 | thousands by filing date | |
| PARKER-HANNIFIN CORP COM | 701094104 | Stock | 385 | $79,000 | thousands by filing date | |
| PACKAGING CORP AMER COM | 695156109 | Stock | 712 | $79,000 | thousands by filing date | |
| ICICI BANK LIMITED ADR | 45104G104 | ADR | 5,286 | $79,000 | thousands by filing date | |
| WESTERN ASSET MTG CAP CORP | 95790D105 | COM | 7,700 | $79,000 | thousands by filing date | |
| HALLMARK FINL SERVICES INC | 40624Q203 | COM | 4,550 | $79,000 | thousands by filing date | |
| BIO-TECHNE CORP | 09073M104 | COM | 358 | $78,000 | thousands by filing date | |
| COLUMBIA SELIGMAN PREMIUM TECH | 19842X109 | COM | 3,348 | $78,000 | thousands by filing date | |
| Luckin Coffee Inc | 54951L109 | Equity | 2,000 | $78,000 | thousands by filing date | |
| ELBIT SYS LTD ORD | M3760D101 | Stock | 500 | $77,000 | thousands by filing date | |
| SS&C TECH HLDGS COM | 78467J100 | Stock | 1,264 | $77,000 | thousands by filing date | |
| JETBLUE AWYS CORP | 477143101 | COM | 4,142 | $77,000 | thousands by filing date | |
| NGL ENERGY PARTNERS LP | 62913M107 | COM UNIT REPST | 6,840 | $77,000 | thousands by filing date | |
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| GLOBAL NET LEASE INC COM NEW | 379378201 | REIT | 3,750 | $76,000 | thousands by filing date | |
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| PUTNAM MANAGED MUN INCOME TR | 746823103 | COM | 9,630 | $76,000 | thousands by filing date | |
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| CHARLES RIV LABS INTL INC | 159864107 | COM | 491 | $75,000 | thousands by filing date | |
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| ICU MED INC | 44930G107 | COM | 405 | $75,000 | thousands by filing date | |
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| Schwab U.S. Large-Cap ETF | 808524201 | SHS | 964 | $74,000 | thousands by filing date | |
| QUANTA SVCS INC | 74762E102 | COM | 1,801 | $73,000 | thousands by filing date | |
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| MAGNA INTL INC COM | 559222401 | Stock | 1,276 | $69,000 | thousands by filing date | |
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| BLUE OWL CAPITAL CORPORATION COM | 69121K104 | CEF | 3,700 | $66,000 | thousands by filing date | |
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| PROPETRO HLDG CORP | 74347M108 | COM | 5,852 | $65,000 | thousands by filing date | |
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| M & T BK CORP COM | 55261F104 | Stock | 378 | $64,000 | thousands by filing date | |
| BLACKROCK LONG-TERM MUNCIPAL A | 09250B103 | COM | 5,068 | $64,000 | thousands by filing date | |
| BLACKROCK N Y MUN INCOME TRU | 09248L106 | SH BEN INT | 4,600 | $64,000 | thousands by filing date | |
| YORK WATER CO | 987184108 | COMMON STOCK | 1,400 | $64,000 | thousands by filing date | |
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| IBERIABANK CORP | 450828108 | COM | 850 | $63,000 | thousands by filing date | |
| Vanguard FTSE Pacific ETF | 922042866 | SHS | 905 | $62,000 | thousands by filing date | |
| BOX INC CL A | 10316T104 | Stock | 3,710 | $62,000 | thousands by filing date | |
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| BUILDERS FIRSTSOURCE INC COM | 12008R107 | Stock | 2,400 | $60,000 | thousands by filing date | |
| HUNT J B TRANS SVCS INC COM | 445658107 | Stock | 521 | $60,000 | thousands by filing date | |
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| AVITA MEDICAL LTD | 053792107 | SPONSORED ADS | 6,695 | $60,000 | thousands by filing date | |
| Vanguard Communication Services ETF | 92204A884 | SHS | 635 | $59,000 | thousands by filing date | |
| PEGASYSTEMS INC COM | 705573103 | Stock | 750 | $59,000 | thousands by filing date | |
| ON SEMICONDUCTOR CORP COM | 682189105 | Stock | 2,444 | $59,000 | thousands by filing date | |
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| FBL FINL GROUP INC | 30239F106 | CL A | 1,016 | $59,000 | thousands by filing date | |
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| BURLINGTON STORES INC COM | 122017106 | Stock | 253 | $57,000 | thousands by filing date | |
| OLD DOMINION FREIGHT LINE INC COM | 679580100 | Stock | 302 | $57,000 | thousands by filing date | |
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| POOL CORP COM | 73278L105 | Stock | 269 | $57,000 | thousands by filing date | |
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| FLEETCOR TECHNOLOGIES INC | 339041105 | COM | 200 | $57,000 | thousands by filing date | |
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| MSC INDL DIRECT INC CL A | 553530106 | Stock | 715 | $56,000 | thousands by filing date | |
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| F N B CORP | 302520101 | COM | 4,261 | $54,000 | thousands by filing date | |
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| NEWMARKET CORP COM | 651587107 | Stock | 104 | $50,000 | thousands by filing date | |
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| XENIA HOTELS & RESORTS INC COM | 984017103 | REIT | 2,350 | $50,000 | thousands by filing date | |
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| HEALTHCARE RLTY TR | 421946104 | COM | 1,500 | $50,000 | thousands by filing date | |
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| MID AMERICA APARTMENT COMMUNITIES INC. | 59522J103 | Common Stock, par value $0.01 per share | 377 | $49,000 | thousands by filing date | |
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| SRH TOTAL RETURN FUND INC | 101507101 | COM | 4,187 | $49,000 | thousands by filing date | |
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| NUSHARES ETF TR | 67092P409 | NUVEEN ESG MIDCP | 1,417 | $49,000 | thousands by filing date | |
| NATHANS FAMOUS INC NEW | 632347100 | COM | 700 | $49,000 | thousands by filing date | |
| Ishares Ibonds Dec | 46434VBK5 | ETF | 1,995 | $49,000 | thousands by filing date | |
| Invesco S&P MidCap Momentum ETF | 46137V464 | SHS | 800 | $48,000 | thousands by filing date | |
| ISHARESAGENCYBONDETF | 464288166 | STOK | 423 | $48,000 | thousands by filing date | |
| FIVE BELOW INC COM | 33829M101 | Stock | 383 | $48,000 | thousands by filing date | |
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| INVESCO EXCH TRADED FD TR II | 46138E610 | KBW HIG DV YLD | 2,200 | $48,000 | thousands by filing date | |
| ISHARES INC | 464286509 | MSCI CDA ETF | 1,634 | $48,000 | thousands by filing date | |
| HEXCEL CORP NEW | 428291108 | COM | 668 | $48,000 | thousands by filing date | |
| COMPASS DIVERSIFIED HOLDINGS | 20451Q104 | COMMON STOCK | 1,970 | $48,000 | thousands by filing date | |
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| VICTORY PORTFOLIOS II | 92647N667 | VICSHS DV AC ETF | 1,350 | $48,000 | thousands by filing date | |
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| BLACK KNIGHT INC COM | 09215C105 | Stock | 747 | $48,000 | thousands by filing date | |
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| LOGITECH INTL S A SHS | H50430232 | Stock | 1,008 | $47,000 | thousands by filing date | |
| TEXAS ROADHOUSE INC COM | 882681109 | Stock | 841 | $47,000 | thousands by filing date | |
| GENESIS ENERGY L.P. | 371927104 | UNIT LTD PARTN | 2,311 | $47,000 | thousands by filing date | |
| MYLAN NV | N59465109 | SHS EURO | 2,367 | $47,000 | thousands by filing date | |
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| INVESCO EXCH TRADED FD TR II | 46138E149 | S&P SMLCP HELT | 366 | $47,000 | thousands by filing date | |
| NUSHARES ETF TR | 67092P102 | NUVEEN ENHNC YLD | 1,929 | $47,000 | thousands by filing date | |
| NAUTILUS INC | 63910B102 | COMMON STOCK | 27,000 | $47,000 | thousands by filing date | |
| MESA AIR GROUP INC | 590479135 | COM NEW | 5,350 | $47,000 | thousands by filing date | |
| AMPLIFY BLUESTAR ISRAEL TECHNOLOGY ETF | 26924G870 | COM | 1,104 | $47,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A537 | CBOE VEST S&P | 1,018 | $47,000 | thousands by filing date | |
| Vanguard Materials ETF | 92204A801 | SHS | 350 | $46,000 | thousands by filing date | |
| ALLIANT ENERGY CORP COM | 018802108 | Stock | 851 | $46,000 | thousands by filing date | |
| EPAM SYS INC COM | 29414B104 | Stock | 218 | $46,000 | thousands by filing date | |
| CUMMINS INC COM | 231021106 | Stock | 258 | $46,000 | thousands by filing date | |
| EAST WEST BANCORP INC COM | 27579R104 | Stock | 959 | $46,000 | thousands by filing date | |
| DOLBY LABORATORIES INC COM CL A | 25659T107 | Stock | 674 | $46,000 | thousands by filing date | |
| CLARUS CORP NEW | 18270P109 | COM | 3,400 | $46,000 | thousands by filing date | |
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| WESTERN ASSET HIGH YIELD DEF | 95768B107 | COM | 3,000 | $46,000 | thousands by filing date | |
| SK TELECOM LTD | 78440P108 | SPONSORED ADR | 2,002 | $46,000 | thousands by filing date | |
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| STEMLINE THERAPEUTICS INC | 85858C107 | COM | 4,400 | $46,000 | thousands by filing date | |
| MACYS INC COM | 55616P104 | Stock | 2,696 | $45,000 | thousands by filing date | |
| KEURIG DR PEPPER INC COM | 49271V100 | Stock | 1,571 | $45,000 | thousands by filing date | |
| EXACT SCIENCES CORP COM | 30063P105 | Stock | 497 | $45,000 | thousands by filing date | |
| GUGGENHEIM STRATEGIC OPPORTU | 40167F101 | COM SBI | 2,500 | $45,000 | thousands by filing date | |
| MARKETAXESS HLDGS INC | 57060D108 | COM | 121 | $45,000 | thousands by filing date | |
| COHEN & STEERS TOTAL RETURN | 19247R103 | COM | 3,163 | $45,000 | thousands by filing date | |
| Wellesley Bancorp. | 949485106 | COM | 1,000 | $45,000 | thousands by filing date | |
| ISHARES TR | 46429B465 | MSCI GERMNY ETF | 750 | $45,000 | thousands by filing date | |
| US ECOLOGY INC | 91734M111 | WTS | 3,920 | $45,000 | thousands by filing date | |
| iShares U.S. Oil & Gas Exploration & Production ETF | 464288851 | SHS | 809 | $44,000 | thousands by filing date | |
| PENTAIR PLC SHS | G7S00T104 | Stock | 969 | $44,000 | thousands by filing date | |
| VANGUARD S&P MID-CAP 400 VALUE ETF | 921932844 | ETF | 344 | $44,000 | thousands by filing date | |
| ENI SPA SPONSORED ADR | 26874R108 | ADR | 1,444 | $44,000 | thousands by filing date | |
| AURINIA PHARMACEUTICALS INC COM | 05156V102 | Stock | 2,200 | $44,000 | thousands by filing date | |
| SUMITOMO MITSUI FIN GRP INC | 86562M209 | SPONSORED ADR | 5,946 | $44,000 | thousands by filing date | |
| FIRST TRUST ENHANCED EQUITY IN | 337318109 | COM | 2,600 | $44,000 | thousands by filing date | |
| PRA HEALTH SCIENCES INC | 69354M108 | COM | 400 | $44,000 | thousands by filing date | |
| CONTINENTAL RES INC | 212015101 | COM | 1,295 | $44,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229607 | COM C SIRIUSXM | 930 | $44,000 | thousands by filing date | |
| AMER STATES WTR CO COM | 029899101 | Stock | 504 | $43,000 | thousands by filing date | |
| LTC PPTYS INC COM | 502175102 | REIT | 980 | $43,000 | thousands by filing date | |
| INVESCO EXCH TRD SLF IDX FD | 46138J619 | RUSL 1000 DYNM | 1,300 | $43,000 | thousands by filing date | |
| GLOBAL BLOOD THERAPEUTICS USD | 37890U108 | COM | 545 | $43,000 | thousands by filing date | |
| AGIOS PHARMACEUTICALS INC | 00847X104 | COM | 909 | $43,000 | thousands by filing date | |
| CENTRAL VY CMNTY BANCORP | 155685100 | COM | 2,000 | $43,000 | thousands by filing date | |
| AMPHENOL CORP NEW | 032095101 | COM | 395 | $42,000 | thousands by filing date | |
| WESTERN DIGITAL CORP | 958102105 | COM | 676 | $42,000 | thousands by filing date | |
| HALOZYME THERAPEUTICS INC COM | 40637H109 | Stock | 2,400 | $42,000 | thousands by filing date | |
| DROPBOX INC CL A | 26210C104 | Stock | 2,350 | $42,000 | thousands by filing date | |
| COMPASS MINERALS INTL INC | 20451N101 | COM | 701 | $42,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J117 | EUROPE ALPHADEX | 1,117 | $42,000 | thousands by filing date | |
| BNY MELLON STRATEGIC MUN BD | 09662E109 | COM | 5,325 | $42,000 | thousands by filing date | |
| 22ND CENTY GROUP INC | 90137F103 | COM | 38,535 | $42,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD INVT F | 09254R104 | COM | 3,000 | $42,000 | thousands by filing date | |
| BLACKROCK MUN 2020 TERM TR | 09249X109 | COM SHS | 2,839 | $42,000 | thousands by filing date | |
| iShares S&P Global Clean Energy Index Fund | 464288224 | COM | 3,527 | $41,000 | thousands by filing date | |
| CANADA GOOSE HLDGS INC SHS SUB VTG | 135086106 | Stock | 1,147 | $41,000 | thousands by filing date | |
| GLOBUS MED INC CL A | 379577208 | Stock | 702 | $41,000 | thousands by filing date | |
| ELASTIC N V ORD SHS | N14506104 | Stock | 650 | $41,000 | thousands by filing date | |
| J & J SNACK FOODS CORP COM | 466032109 | Stock | 223 | $41,000 | thousands by filing date | |
| DXC TECHNOLOGY CO COM | 23355L106 | Stock | 1,094 | $41,000 | thousands by filing date | |
| ALEXANDRIA REAL ESTATE EQ INC COM | 015271109 | REIT | 254 | $41,000 | thousands by filing date | |
| BAIN CAP SPECIALTY FIN INC | 05684B107 | COM STK | 2,110 | $41,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X863 | ST DOW INTL ETF | 1,079 | $41,000 | thousands by filing date | |
| MELLANOX TECHNOLOGIES LTD | M51363113 | COMMON STOCK | 350 | $41,000 | thousands by filing date | |
| ARGO GROUP INTERNATIONAL | G0464B107 | COMMON STOCK | 632 | $41,000 | thousands by filing date | |
| GATX CORP COM | 361448103 | Stock | 494 | $40,000 | thousands by filing date | |
| ALGONQUIN POWER & UTILITIES CO COM | 015857105 | Stock | 2,850 | $40,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V647 | SEMICONDUCTORS | 600 | $40,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V241 | S&P500 QUALITY | 1,094 | $40,000 | thousands by filing date | |
| ALLSPRING MULTI SECTOR INCOM | 94987D101 | COM | 3,177 | $40,000 | thousands by filing date | |
| EATON VANCE FLTG RATE INCOM | 278284104 | COM SHS BEN INT | 2,500 | $40,000 | thousands by filing date | |
| COVANTA HLDG CORP | 22282E102 | COM | 2,761 | $40,000 | thousands by filing date | |
| ISHARES TR | 46434VBD1 | IBONDS DEC25 ETF | 1,569 | $40,000 | thousands by filing date | |
| SPIRIT AIRLS INC | 848577102 | COM | 1,001 | $40,000 | thousands by filing date | |
| SMITH A O CORP COM | 831865209 | Stock | 820 | $39,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001606587-20-000056 | this filing | 2020-01-17 | acceptance time not in the bulk data set |