13F-HR filed by Steward Partners Investment Advisory, LLC
Steward Partners Investment Advisory, LLC filed this 13F-HR for the quarter ended 2019-09-30, filed 2019-10-30, with 2,789 holding rows worth $2,967,775,000.
- Accession
- 0001606587-19-000946
- Filer
- CIK 1723397
- Filed
- 2019-10-30
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2019
A holdings report, 2,789 entries on the cover page, a total value of $2,967,775,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $2,967,775,000 with VALUE read as thousands by filing date, 13F file number 028-18184. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| TATA MTRS LTD | 876568502 | SPONSORED ADR | 1,232 | $10,000 | thousands by filing date | |
| PARSLEY ENERGY INC | 701877102 | CL A | 626 | $10,000 | thousands by filing date | |
| NEKTAR THERAPEUTICS | 640268108 | COM | 600 | $10,000 | thousands by filing date | |
| MASTERCRAFT BOAT HOLDINGS IN | 57637H103 | COMMON STOCK | 700 | $10,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F684 | RETAIL ETF | 96 | $10,000 | thousands by filing date | |
| COHEN & STEERS GLOBAL INC BLDR | 19248M103 | COM | 1,130 | $10,000 | thousands by filing date | |
| STRATASYS LTD | M85548101 | SHS | 500 | $10,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q668 | EM SECT DIV DG | 500 | $10,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W869 | EUROPE SMCP DV | 181 | $10,000 | thousands by filing date | |
| DENBURY RES INC | 247916208 | COM NEW | 8,700 | $10,000 | thousands by filing date | |
| BROOKFIELD PPTY REIT INC | 11282X103 | CL A | 534 | $10,000 | thousands by filing date | |
| ENCANA CORP | 292505104 | COM | 2,308 | $10,000 | thousands by filing date | |
| ASHFORD HOSPITALITY | 044103109 | COMMON STOCK | 3,250 | $10,000 | thousands by filing date | |
| MEDIWOUND LTD | M68830104 | ORD SHS | 3,350 | $10,000 | thousands by filing date | |
| MONAKER GROUP INC | 609011200 | COM NEW | 4,800 | $10,000 | thousands by filing date | |
| Cannae Holdings, Inc. | 13765N107 | Common Stock, $0.0001 par value | 354 | $9,000 | thousands by filing date | |
| iShares Core Aggressive Allocation ETF | 464289859 | SHS | 165 | $9,000 | thousands by filing date | |
| SPDR Portfolio S&P 500 High Dividend ETF | 78468R788 | SHS | 250 | $9,000 | thousands by filing date | |
| SPDR SSgA Multi-Asset Real Return ETF | 78467V103 | SHS | 400 | $9,000 | thousands by filing date | |
| SAUL CTRS INC COM | 804395101 | REIT | 170 | $9,000 | thousands by filing date | |
| PRICESMART INC COM | 741511109 | Stock | 139 | $9,000 | thousands by filing date | |
| WINTRUST FINL CORP COM | 97650W108 | Stock | 150 | $9,000 | thousands by filing date | |
| EVERFORTH INC COM | 00191U102 | Stock | 159 | $9,000 | thousands by filing date | |
| VERISK ANALYTICS INC COM | 92345Y106 | Stock | 63 | $9,000 | thousands by filing date | |
| GRAPHIC PACKAGING HLDG CO COM | 388689101 | Stock | 615 | $9,000 | thousands by filing date | |
| UNIVERSAL HLTH SVCS INC CL B | 913903100 | Stock | 62 | $9,000 | thousands by filing date | |
| IDEX CORP COM | 45167R104 | Stock | 60 | $9,000 | thousands by filing date | |
| CARMAX INC COM | 143130102 | Stock | 112 | $9,000 | thousands by filing date | |
| ESSEX PPTY TR INC COM | 297178105 | REIT | 29 | $9,000 | thousands by filing date | |
| HDFC BANK LTD SPONSORED ADS | 40415F101 | ADR | 168 | $9,000 | thousands by filing date | |
| BLACKROCK CORE BD TR | 09249E101 | SHS BEN INT | 624 | $9,000 | thousands by filing date | |
| AMCOR PLC | G0250X107 | ORD | 1,020 | $9,000 | thousands by filing date | |
| SSR MINING IN | 784730103 | COM | 669 | $9,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524839 | US AGGREGATE B | 179 | $9,000 | thousands by filing date | |
| ISHARES TR LATN AMER 40 ETF | 464287390 | LATN AMER 40 ETF | 308 | $9,000 | thousands by filing date | |
| GREIF INC | 397624107 | CL A | 250 | $9,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L407 | MORNSTAR UPSTR | 308 | $9,000 | thousands by filing date | |
| NEUROCRINE BIOSCIENCES INC | 64125C109 | COM | 100 | $9,000 | thousands by filing date | |
| WOLVERINE WORLD WIDE INC | 978097103 | COM | 346 | $9,000 | thousands by filing date | |
| ISHARES TR | 464287838 | U.S. BAS MTL ETF | 100 | $9,000 | thousands by filing date | |
| SASOL LTD | 803866300 | SPONSORED ADR | 554 | $9,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524763 | FUNDAMENTAL US S | 263 | $9,000 | thousands by filing date | |
| ADVANSIX INC | 00773T101 | COM | 377 | $9,000 | thousands by filing date | |
| BANK OF AMER CORP | 060505682 | 7.25%CNV PFD L | 6 | $9,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A839 | ST STR SP400VAL | 180 | $9,000 | thousands by filing date | |
| PJT PARTNERS INC | 69343T107 | COM CL A | 224 | $9,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V639 | AI AND NEXT GEN | 100 | $9,000 | thousands by filing date | |
| ISHARES S&P GSCI COMMODITY- | 46428R107 | UNIT BEN INT | 628 | $9,000 | thousands by filing date | |
| VOYA ASIA PACIFIC HIGH DIVIDEN | 92912J102 | COM | 1,122 | $9,000 | thousands by filing date | |
| JUNIPER NETWORKS INC | 48203R104 | COM | 383 | $9,000 | thousands by filing date | |
| EATON VANCE RISK-MANAGED DIVSF | 27829G106 | COM | 1,000 | $9,000 | thousands by filing date | |
| BP MIDSTREAM PARTNERS LP | 0556EL109 | UNIT LTD PTNR | 655 | $9,000 | thousands by filing date | |
| CALAMOS GLOBAL TOTAL RETURN FU | 128118106 | COM SH BEN INT | 771 | $9,000 | thousands by filing date | |
| WELBILT INC | 949090104 | COM | 571 | $9,000 | thousands by filing date | |
| SENIOR HSG PPTYS TR | 81721M109 | SH BEN INT | 1,007 | $9,000 | thousands by filing date | |
| ARCONIC INC | 03965L100 | COM | 361 | $9,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E807 | NAT GAS ETF | 815 | $9,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E123 | S&P SMLCP INDL | 135 | $9,000 | thousands by filing date | |
| DAVIS FUNDAMENTAL ETF TR | 23908L108 | SELECT FINL | 400 | $9,000 | thousands by filing date | |
| VIACOM INC | 92553P201 | CL B | 402 | $9,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739P608 | RIVRFRNT DYN DEV | 164 | $9,000 | thousands by filing date | |
| NEVRO CORP | 64157F103 | COM | 105 | $9,000 | thousands by filing date | |
| DRIL-QUIP INC | 262037104 | COM | 181 | $9,000 | thousands by filing date | |
| GCI LIBERTY INC COM CLASS A | 36164V305 | Stock | 153 | $9,000 | thousands by filing date | |
| BNY MELLON MUN INCOME INC | 05589T104 | COM | 990 | $9,000 | thousands by filing date | |
| INOVIO PHARMACEUTICALS INC | 45773H201 | COM NEW | 4,650 | $9,000 | thousands by filing date | |
| CONNECTICUT WTR SVC INC | 207797101 | COM | 130 | $9,000 | thousands by filing date | |
| KANDI TECHNOLOGIES GROUP INC | 483709101 | COM | 2,000 | $9,000 | thousands by filing date | |
| BRAINSTORM CELL THERAPEUTICS | 10501E201 | COM | 2,500 | $9,000 | thousands by filing date | |
| Accelerate Diagnostics | 00430H102 | COM | 500 | $9,000 | thousands by filing date | |
| POINTER TELOCATION LTD | M7946T104 | SHS | 650 | $9,000 | thousands by filing date | |
| FT MEGA CAP ALPHADEX FD ETF(FMK) | 33737M508 | ETF | 252 | $9,000 | thousands by filing date | |
| BRICKELL BIOTECH INC | 10802T105 | COM | 2,193 | $9,000 | thousands by filing date | |
| CARBON BLACK INC | 14081R103 | COM | 360 | $9,000 | thousands by filing date | |
| VERMILION ENERGY INC COM | 923725105 | Stock | 500 | $8,000 | thousands by filing date | |
| SOLARIS ENERGY INFRAS INC COM CL A | 83418M103 | Stock | 600 | $8,000 | thousands by filing date | |
| GUIDEWIRE SOFTWARE INC COM | 40171V100 | Stock | 77 | $8,000 | thousands by filing date | |
| DIAMONDBACK ENERGY INC COM | 25278X109 | Stock | 93 | $8,000 | thousands by filing date | |
| RBC BEARINGS INC COM | 75524B104 | Stock | 52 | $8,000 | thousands by filing date | |
| TOWER SEMICONDUCTOR LTD SHS NEW | M87915274 | Stock | 425 | $8,000 | thousands by filing date | |
| SUN CMNTYS INC COM | 866674104 | REIT | 56 | $8,000 | thousands by filing date | |
| ISHARES ESG AWARE USD CORPORATE BOND ETF | 46435G193 | ETF | 327 | $8,000 | thousands by filing date | |
| STAAR SURGICAL CO COM PAR $0.01 | 852312305 | Stock | 325 | $8,000 | thousands by filing date | |
| AFFILIATED MANAGERS GROUP COM | 008252108 | Stock | 101 | $8,000 | thousands by filing date | |
| COMFORT SYS USA INC COM | 199908104 | Stock | 200 | $8,000 | thousands by filing date | |
| ENERSYS COM | 29275Y102 | Stock | 128 | $8,000 | thousands by filing date | |
| COTERRA ENERGY INC COM | 127097103 | Stock | 500 | $8,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F486 | IG FLOA RATE ETF | 348 | $8,000 | thousands by filing date | |
| GENWORTH FINL INC | 37247D106 | COM SHS | 2,000 | $8,000 | thousands by filing date | |
| EAGLE BANCORPORATION INC | 268948106 | COM | 200 | $8,000 | thousands by filing date | |
| PERMIAN BASIN RTY TR | 714236106 | UNIT BEN INT | 1,580 | $8,000 | thousands by filing date | |
| TERADATA CORP DEL | 88076W103 | COM | 267 | $8,000 | thousands by filing date | |
| USA COMPRESSION PARTNERS LP | 90290N109 | COM UNIT LTDPAR | 500 | $8,000 | thousands by filing date | |
| TANGER INC | 875465106 | COM | 550 | $8,000 | thousands by filing date | |
| COMMUNITY USD0.01 | 20369C106 | COM | 200 | $8,000 | thousands by filing date | |
| MOBILE TELESYSTEMS PJSC | 607409109 | SPONSORED ADR | 1,000 | $8,000 | thousands by filing date | |
| SOLAREDGE TECHNOLOGIES INC | 83417M104 | COM | 100 | $8,000 | thousands by filing date | |
| WADDELL & REED FINL INC | 930059100 | CL A | 500 | $8,000 | thousands by filing date | |
| JOHN HANCOCK HDG EQ & INC FD | 47804L102 | COM | 600 | $8,000 | thousands by filing date | |
| VEREIT INC | 92339V100 | COM | 900 | $8,000 | thousands by filing date | |
| RUTHS HOSPITALITY GROUP INC | 783332109 | COM | 402 | $8,000 | thousands by filing date | |
| EQM MIDSTREAM PARTNERS LP | 26885B100 | UNIT LTD PARTN | 255 | $8,000 | thousands by filing date | |
| BLUELINX HOLDINGS INC | 09624H208 | COMMON STOCK | 250 | $8,000 | thousands by filing date | |
| RF INDUSTRIES LTD | 749552105 | COMMON STOCK | 1,200 | $8,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W422 | INDIA ERNGS FD | 372 | $8,000 | thousands by filing date | |
| NUVEEN NY DIVI ADV | 67066X107 | COM | 600 | $8,000 | thousands by filing date | |
| MEDIDATE SOLUTIONS INC | 58471A105 | COM | 88 | $8,000 | thousands by filing date | |
| UMPQUA HOLDINGS | 904214103 | COM | 500 | $8,000 | thousands by filing date | |
| CLOUDERA INC | 18914U100 | COM | 1,000 | $8,000 | thousands by filing date | |
| GABELLI HEALTHCARE & WELLNES | 36246K103 | SHS | 830 | $8,000 | thousands by filing date | |
| INTREPID POTASH INC | 46121Y102 | COM | 2,700 | $8,000 | thousands by filing date | |
| NUSHARES ETF TR | 67092P706 | CMN | 266 | $8,000 | thousands by filing date | |
| LIBERTY | 531229888 | COMMON STOCK | 314 | $8,000 | thousands by filing date | |
| 2U INC | 90214J101 | COM | 500 | $8,000 | thousands by filing date | |
| ZAYO GROUP HLDGS INC COM | 98919V105 | Stock | 253 | $8,000 | thousands by filing date | |
| DRIVE SHACK INC | 262077100 | COM | 1,900 | $8,000 | thousands by filing date | |
| HOEGH LNG PARTNERS LP | Y3262R100 | COM UNIT LTD | 569 | $8,000 | thousands by filing date | |
| PRICELINE GRP INC | 741503AX4 | NOTE 0.900% 9/1 | 7,000 | $8,000 | thousands by filing date | principal |
| WESTERN ASSET MUN DEF OPP TR | 95768A109 | COM | 407 | $8,000 | thousands by filing date | |
| NUVEEN CORPORATE INCM NOVEME | 67077N106 | COM | 833 | $8,000 | thousands by filing date | |
| Schwab U.S. Small-Cap ETF | 808524607 | SHS | 107 | $7,000 | thousands by filing date | |
| CHILDRENS PL INC NEW | 168905107 | COM | 100 | $7,000 | thousands by filing date | |
| NVR INC COM | 62944T105 | Stock | 2 | $7,000 | thousands by filing date | |
| PROGRESS SOFTWARE CORP COM | 743312100 | Stock | 190 | $7,000 | thousands by filing date | |
| PVH CORPORATION COM | 693656100 | Stock | 83 | $7,000 | thousands by filing date | |
| KIMCO REALTY CORP COM | 49446R109 | REIT | 343 | $7,000 | thousands by filing date | |
| FIRST INDL RLTY TR INC COM | 32054K103 | REIT | 184 | $7,000 | thousands by filing date | |
| ROGERS COMMUNICATIONS INC CL B | 775109200 | Stock | 158 | $7,000 | thousands by filing date | |
| REPLIGEN CORP COM | 759916109 | Stock | 100 | $7,000 | thousands by filing date | |
| SPECTRUM BRANDS HLDGS INC NEW COM | 84790A105 | Stock | 137 | $7,000 | thousands by filing date | |
| LLOYDS BANKING GROUP PLC SPONSORED ADR | 539439109 | ADR | 2,763 | $7,000 | thousands by filing date | |
| PG&E CORP COM | 69331C108 | Stock | 762 | $7,000 | thousands by filing date | |
| MERIT MED SYS INC COM | 589889104 | Stock | 256 | $7,000 | thousands by filing date | |
| WEIBO CORP SPONSORED ADR | 948596101 | ADR | 175 | $7,000 | thousands by filing date | |
| NAVIENT CORPORATION COM | 63938C108 | Stock | 616 | $7,000 | thousands by filing date | |
| AGNICO EAGLE MINES LTD COM | 008474108 | Stock | 145 | $7,000 | thousands by filing date | |
| SAPIENS INTL CORP N V SHS | G7T16G103 | Stock | 400 | $7,000 | thousands by filing date | |
| LIVERAMP HLDGS INC COM | 53815P108 | Stock | 167 | $7,000 | thousands by filing date | |
| INDEPENDENT BK CORP MASS | 453836108 | COM | 95 | $7,000 | thousands by filing date | |
| CARLYLE SECURED LENDING INC | 872280102 | COM | 500 | $7,000 | thousands by filing date | |
| SCHNEIDER NATIONAL INC | 80689H102 | CL B | 348 | $7,000 | thousands by filing date | |
| SONOCO PRODS CO | 835495102 | COM | 136 | $7,000 | thousands by filing date | |
| ADIENT PLC | G0084W101 | ORD SHS | 338 | $7,000 | thousands by filing date | |
| CONSTRUCTION PARTNERS INC | 21044C107 | COM CL A | 500 | $7,000 | thousands by filing date | |
| QUAKER HOUGHTON | 747316107 | COM | 46 | $7,000 | thousands by filing date | |
| FIRST AMERN FINL CORP | 31847R102 | COM | 135 | $7,000 | thousands by filing date | |
| REGAL REXNORD CORPORATION | 758750103 | COM | 96 | $7,000 | thousands by filing date | |
| UBIQUITI INC | 90353W103 | COM | 60 | $7,000 | thousands by filing date | |
| GOOSEHEAD INS INC | 38267D109 | COM CL A | 160 | $7,000 | thousands by filing date | |
| MARZETTI COMPANY | 513847103 | COM | 57 | $7,000 | thousands by filing date | |
| XEROX HOLDINGS CORP | 98421M106 | COM NEW | 260 | $7,000 | thousands by filing date | |
| FOCUS FINANCIAL PARTNERS INC. | 34417P100 | COM CL A | 300 | $7,000 | thousands by filing date | |
| SANDERSON FARMS | 800013104 | COM | 48 | $7,000 | thousands by filing date | |
| NEUBERGER BERMAN MLP AND ENERG | 64129H104 | COM | 1,025 | $7,000 | thousands by filing date | |
| CATALENT INC USD 0.01 | 148806102 | COM | 167 | $7,000 | thousands by filing date | |
| Concho Resources Inc. | 20605P101 | COM | 104 | $7,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E500 | NAS CLNEDG GREEN | 350 | $7,000 | thousands by filing date | |
| LEXICON PHARMACEUTICALS INC | 528872302 | COMMON STOCK | 2,600 | $7,000 | thousands by filing date | |
| GAIA INC NEW | 36269P104 | CL A | 1,215 | $7,000 | thousands by filing date | |
| NEENAH PAPER INC | 640079109 | COM | 120 | $7,000 | thousands by filing date | |
| BEACON ROOFING SUPPLY INC | 073685109 | COM | 217 | $7,000 | thousands by filing date | |
| DIAMOND S SHIPPING INC COM | Y20676105 | COM | 637 | $7,000 | thousands by filing date | |
| ISHARES INC | 464286301 | CMN | 400 | $7,000 | thousands by filing date | |
| ISHARES INC | 464286582 | MSCI JAPN SMCETF | 100 | $7,000 | thousands by filing date | |
| MFS HIGH INCOME MUN TR | 59318D104 | SH BEN INT | 1,423 | $7,000 | thousands by filing date | |
| REXNORD CORP | 76169B102 | COMMON STOCK | 286 | $7,000 | thousands by filing date | |
| UBS AG ETRACS SILVER SHARES COVERED CALL ETNS DUE APRIL 21, 2033 ETP 2022-2 | 22542D449 | ETF | 1,020 | $7,000 | thousands by filing date | principal |
| ATARA BIOTHERAPEUTICS INC COM NEW | 046513107 | Stock | 500 | $7,000 | thousands by filing date | |
| CIT GROUP INC COM NEW | 125581801 | Stock | 155 | $7,000 | thousands by filing date | |
| RITE AID CORP | 767754872 | COM | 1,050 | $7,000 | thousands by filing date | |
| CREE INC | 225447101 | COM | 161 | $7,000 | thousands by filing date | |
| HEXO CORP | 428304109 | COM | 2,000 | $7,000 | thousands by filing date | |
| PROGENICS PHARMACEUTICALS IN | 743187106 | COM | 1,500 | $7,000 | thousands by filing date | |
| SPDR SERIES TRUST OILGAS EQUIP | 78464A748 | COM | 1,078 | $7,000 | thousands by filing date | |
| BOWL AMER INC BWL | 102565108 | COMMON | 500 | $7,000 | thousands by filing date | |
| EXCHANGE TRADED CONCEPTS TR | 301505400 | FORENSIC ACCTG | 200 | $7,000 | thousands by filing date | |
| KADMON HLDGS INC | 48283N106 | COM | 3,000 | $7,000 | thousands by filing date | |
| RATTLER MIDSTREAM LP | 75419T103 | CMN | 431 | $7,000 | thousands by filing date | |
| ICONIX BRAND GROUP INC COM NEW | 451055305 | Stock | 4,000 | $7,000 | thousands by filing date | |
| SPDR S&P Homebuilders ETF | 78464A888 | SHS | 150 | $6,000 | thousands by filing date | |
| PENN ENTERTAINMENT INC COM | 707569109 | Stock | 359 | $6,000 | thousands by filing date | |
| MURPHY USA INC COM | 626755102 | Stock | 78 | $6,000 | thousands by filing date | |
| ARTISAN PARTNERS ASSET MGMT I CL A | 04316A108 | Stock | 244 | $6,000 | thousands by filing date | |
| RLI CORP COM | 749607107 | Stock | 70 | $6,000 | thousands by filing date | |
| AXIS CAP HLDGS LTD SHS | G0692U109 | Stock | 99 | $6,000 | thousands by filing date | |
| SOUTHWEST GAS HLDGS INC COM | 844895102 | Stock | 71 | $6,000 | thousands by filing date | |
| PENNYMAC MTG INVT TR COM | 70931T103 | REIT | 300 | $6,000 | thousands by filing date | |
| US FOODS HLDG CORP COM | 912008109 | Stock | 150 | $6,000 | thousands by filing date | |
| OSISKO GOLD ROYALTIES LTD | 68827L101 | COM | 677 | $6,000 | thousands by filing date | |
| BRIGHTHOUSE FINL INC | 10922N103 | COM | 166 | $6,000 | thousands by filing date | |
| GARRETT MOTION INC | 366505105 | COM | 654 | $6,000 | thousands by filing date | |
| PAPA JOHNS INTL INC | 698813102 | COM | 125 | $6,000 | thousands by filing date | |
| SAN JUAN BASIN RTY TR | 798241105 | UNIT BEN INT | 2,285 | $6,000 | thousands by filing date | |
| COMMUNITY FINANCIAL SYSTEM I | 203607106 | COM | 113 | $6,000 | thousands by filing date | |
| CONDUENT INC | 206787103 | COM | 1,055 | $6,000 | thousands by filing date | |
| WESTERN ASSET GLOBAL HIGH INCO | 95766B109 | COM | 604 | $6,000 | thousands by filing date | |
| H&E EQUIPMENT SERVICES INC | 404030108 | COM | 222 | $6,000 | thousands by filing date | |
| INVESCO MORTGAGE CAPITAL INC | 46131B100 | COM | 432 | $6,000 | thousands by filing date | |
| KAISER ALUMINUM CORP | 483007704 | COM PAR $0.01 | 63 | $6,000 | thousands by filing date | |
| LXP INDUSTRIAL TRUST | 529043101 | COM | 620 | $6,000 | thousands by filing date | |
| SIX FLAGS ENTERTAINMENT CORP | 83001A102 | COM | 133 | $6,000 | thousands by filing date | |
| LITHIUM AMERS CORP NEW | 53680Q207 | COM NEW | 2,000 | $6,000 | thousands by filing date | |
| FIDUCIARY CLAYMORE ENGRY INF | 31647Q106 | COM | 750 | $6,000 | thousands by filing date | |
| NUVASIVE INC | 670704105 | COM | 100 | $6,000 | thousands by filing date | |
| AUTOLIV INC | 052800109 | COM | 81 | $6,000 | thousands by filing date | |
| PIMCO MUN INCOME FD II | 72200W106 | COM | 400 | $6,000 | thousands by filing date | |
| NUVEEN NEW JERSEY MUN VALUE | 670702109 | SHS | 490 | $6,000 | thousands by filing date | |
| APARTMENT INVT & MGMT CO | 03748R754 | CL A | 115 | $6,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR | 78467V707 | ST STR UL BD ETF | 170 | $6,000 | thousands by filing date | |
| EW SCRIPPS CO THE A | 811054402 | COMMON STOCK | 517 | $6,000 | thousands by filing date | |
| RADWARE LTD | M81873107 | COMMON STOCK | 271 | $6,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G847 | GBL CLEAN ENRG | 500 | $6,000 | thousands by filing date | |
| JANUS HENDERSON SMALL/MID CAP GROWTH ALPHA ETF | 47103U209 | ETF | 143 | $6,000 | thousands by filing date | |
| CHESEPEAKE ENERGY CORP | 165167107 | COM | 4,385 | $6,000 | thousands by filing date | |
| EATON VANCE NATIONAL MUNICIPAL | 27829L105 | COM SHS | 305 | $6,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V712 | BLOO MVP MUL ETF | 70 | $6,000 | thousands by filing date | |
| AVON PRODS INC | 054303102 | COM | 1,400 | $6,000 | thousands by filing date | |
| MOLECULAR TEMPLATES INC | 608550109 | COM | 1,000 | $6,000 | thousands by filing date | |
| UNIT CORP | 909218109 | COM | 1,977 | $6,000 | thousands by filing date | |
| ZYMEWORKS INC | 98985W102 | COM | 255 | $6,000 | thousands by filing date | |
| NEW SR INVT GROUP INC | 648691103 | COM | 998 | $6,000 | thousands by filing date | |
| INTEC PHARMA LTD JERUSALEM | M53644106 | SHS | 9,000 | $6,000 | thousands by filing date | |
| NUVEEN MUN 2021 TARGET TERM | 670687102 | COM | 666 | $6,000 | thousands by filing date | |
| BLOOM ENERGY CORP | 093712107 | COM | 1,599 | $5,000 | thousands by filing date | |
| EMCOR GROUP INC COM | 29084Q100 | Stock | 65 | $5,000 | thousands by filing date | |
| INTERPARFUMS INC COM | 458334109 | Stock | 79 | $5,000 | thousands by filing date | |
| MUELLER WTR PRODS INC COM SER A | 624758108 | Stock | 525 | $5,000 | thousands by filing date | |
| TRANSDIGM GROUP INC COM | 893641100 | Stock | 10 | $5,000 | thousands by filing date | |
| NETEASE COM INC SPONSORED ADS | 64110W102 | ADR | 22 | $5,000 | thousands by filing date | |
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| FOX CORP | 35137L204 | CL B COM | 184 | $5,000 | thousands by filing date | |
| GRIFFON CORP | 398433102 | COM | 265 | $5,000 | thousands by filing date | |
| B & G FOODS INC | 05508R106 | COM | 290 | $5,000 | thousands by filing date | |
| ALAMO GROUP INC | 011311107 | COM | 46 | $5,000 | thousands by filing date | |
| DENTSPLY SIRONA INC | 24906P109 | COM | 95 | $5,000 | thousands by filing date | |
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| TEXAS CAP BANCSHARES INC | 88224Q107 | COM | 108 | $5,000 | thousands by filing date | |
| WEX INC | 96208T104 | COM | 26 | $5,000 | thousands by filing date | |
| WYNDHAM HOTELS & RESORTS INC | 98311A105 | COM | 108 | $5,000 | thousands by filing date | |
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| GASLOG PARTNERS LP | Y2687W108 | UNIT LTD PTNRP | 300 | $5,000 | thousands by filing date | |
| CANON INC-ADR | 138006309 | SPONSORED ADR | 223 | $5,000 | thousands by filing date | |
| JACK IN THE BOX INC | 466367109 | COM | 61 | $5,000 | thousands by filing date | |
| UNIVERSAL ELECTRS INC | 913483103 | COM | 113 | $5,000 | thousands by filing date | |
| IROBOT CORP | 462726100 | COM | 85 | $5,000 | thousands by filing date | |
| QURATE RETAIL INC | 74915M100 | COM SER A | 558 | $5,000 | thousands by filing date | |
| UNITED STS GASOLINE FD LP | 91201T102 | UNITS | 177 | $5,000 | thousands by filing date | |
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| GLOBAL X FDS | 37954Y814 | FINTECH ETF | 200 | $5,000 | thousands by filing date | |
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| FIRST TR EXCHANGE-TRADED FD | 33734X853 | INTL EQUITY OPP | 161 | $5,000 | thousands by filing date | |
| FRONTIER COMMUNICATIONS CORP | 35906A306 | COM NEW | 6,412 | $5,000 | thousands by filing date | |
| HAWAIIAN HOLDINGS INC | 419879101 | COM | 208 | $5,000 | thousands by filing date | |
| CORE LABORATORIES N V | N22717107 | COM | 128 | $5,000 | thousands by filing date | |
| THERAPEUTICSMD INC | 88338N107 | COM | 1,400 | $5,000 | thousands by filing date | |
| RETROPHIN INC | 761299106 | COM | 482 | $5,000 | thousands by filing date | |
| CHANGYOU COM LTD | 15911M107 | ADS REP CL A | 600 | $5,000 | thousands by filing date | |
| REALPAGE INC | 75606N109 | COM | 86 | $5,000 | thousands by filing date | |
| HILL INTERNATIONAL INC | 431466101 | COM | 1,769 | $5,000 | thousands by filing date | |
| J JILL INC | 46620W102 | COM | 2,800 | $5,000 | thousands by filing date | |
| iShares Core Total USD Bond Market ETF | 46434V613 | SHS | 85 | $4,000 | thousands by filing date | |
| BELDEN INC COM | 077454106 | Stock | 78 | $4,000 | thousands by filing date | |
| AMERICAN FINANCIAL GROUP INC COM | 025932104 | Stock | 46 | $4,000 | thousands by filing date | |
| TENARIS S A SPONSORED ADS | 88031M109 | ADR | 217 | $4,000 | thousands by filing date | |
| PROTHENA CORP PLC SHS | G72800108 | Stock | 525 | $4,000 | thousands by filing date | |
| HOST HOTELS & RESORTS INC COM | 44107P104 | REIT | 273 | $4,000 | thousands by filing date | |
| LITHIA MTRS INC COM | 536797103 | Stock | 37 | $4,000 | thousands by filing date | |
| CHEMOURS CO COM | 163851108 | Stock | 316 | $4,000 | thousands by filing date | |
| HOULIHAN LOKEY INC CL A | 441593100 | Stock | 101 | $4,000 | thousands by filing date | |
| ATI INC COM | 01741R102 | Stock | 213 | $4,000 | thousands by filing date | |
| SEI INVTS CO COM | 784117103 | Stock | 73 | $4,000 | thousands by filing date | |
| MOLSON COORS BEVERAGE CO CL B | 60871R209 | Stock | 75 | $4,000 | thousands by filing date | |
| ADMA BIOLOGICS INC | 000899104 | COM | 1,000 | $4,000 | thousands by filing date | |
| PROSHARES TR | 74347B607 | INVT INT RT HG | 58 | $4,000 | thousands by filing date | |
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| LIVANOVA PLC | G5509L101 | SHS | 67 | $4,000 | thousands by filing date | |
| SENSIENT TECHNOLOGIES CORP | 81725T100 | COM | 72 | $4,000 | thousands by filing date | |
| DUCOMMUN INC DEL | 264147109 | COM | 95 | $4,000 | thousands by filing date | |
| PETROLEO BRASILEIRO S A | 71654V101 | SP ADR NON VTG | 375 | $4,000 | thousands by filing date | |
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| GREEN BRICK PARTNERS INC | 392709101 | COM | 393 | $4,000 | thousands by filing date | |
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| BLACKROCK MUNICIPAL INCOME FUN | 09253X102 | COM | 320 | $4,000 | thousands by filing date | |
| TWO HARBORS INVESTMENT CORP | 90187B408 | COM NEW | 305 | $4,000 | thousands by filing date | |
| VERITEX HLDGS INC | 923451108 | COM | 195 | $4,000 | thousands by filing date | |
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| WYNDHAM DESTINATIONS INC | 98310W108 | COM | 108 | $4,000 | thousands by filing date | |
| DOMO INC | 257554105 | COM CL B | 250 | $4,000 | thousands by filing date | |
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| ISHARES INC | 46434G814 | MSCI MLY ETF NEW | 175 | $4,000 | thousands by filing date | |
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| Gilat Satellite Network | M51474118 | COM | 500 | $4,000 | thousands by filing date | |
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| TPI Composites Inc | 87266J104 | Common Stock | 265 | $4,000 | thousands by filing date | |
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| RTI INTL METALS INC | 74973WAB3 | NOTE 1.625%10/1 | 5,000 | $4,000 | thousands by filing date | principal |
| BLUE APRON HLDGS INC | 09523Q200 | COM | 500 | $4,000 | thousands by filing date | |
| CVR Partners, LP | 126633106 | LTD | 1,031 | $4,000 | thousands by filing date | |
| NUVEEN OHIO QUALITY INC MUNI | 670980101 | COM | 300 | $4,000 | thousands by filing date | |
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| TYLER TECHNOLOGIES INC COM | 902252105 | Stock | 13 | $3,000 | thousands by filing date | |
| AXALTA COATING SYS LTD COM | G0750C108 | Stock | 127 | $3,000 | thousands by filing date | |
| MACOM TECH SOLUTIONS HLDGS INC COM | 55405Y100 | Stock | 147 | $3,000 | thousands by filing date | |
| EAGLE MATLS INC COM | 26969P108 | Stock | 36 | $3,000 | thousands by filing date | |
| SANMINA CORP COM | 801056102 | Stock | 110 | $3,000 | thousands by filing date | |
| STMICROELECTRONICS N V NY REGISTRY | 861012102 | ADR | 200 | $3,000 | thousands by filing date | |
| ITT INC COM | 45073V108 | Stock | 54 | $3,000 | thousands by filing date | |
| FRESENIUS MEDICAL CARE AG SPONSORED ADR | 358029106 | ADR | 117 | $3,000 | thousands by filing date | |
| TXNM ENERGY INC COM | 69349H107 | Stock | 73 | $3,000 | thousands by filing date | |
| BLOCK H & R INC COM | 093671105 | Stock | 143 | $3,000 | thousands by filing date | |
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| WIX COM LTD SHS | M98068105 | Stock | 26 | $3,000 | thousands by filing date | |
| FEDERATED HERMES INC CL B | 314211103 | Stock | 100 | $3,000 | thousands by filing date | |
| ADVANCED ENERGY INDS COM | 007973100 | Stock | 58 | $3,000 | thousands by filing date | |
| MANNKIND CORP COM NEW | 56400P706 | Stock | 2,435 | $3,000 | thousands by filing date | |
| AECOM COM | 00766T100 | Stock | 102 | $3,000 | thousands by filing date | |
| SIGA TECHNOLOGIES INC COM | 826917106 | Stock | 600 | $3,000 | thousands by filing date | |
| TEGNA INC COM | 87901J105 | Stock | 200 | $3,000 | thousands by filing date | |
| EMBRAER S.A. | 29082A107 | SPONSORED ADS | 180 | $3,000 | thousands by filing date | |
| GREIF INC | 397624206 | CL B | 80 | $3,000 | thousands by filing date | |
| WISDOMTREE TR | 97717x552 | EUROP OPPOR FD | 123 | $3,000 | thousands by filing date | |
| OCULAR THERAPEUTIX INC | 67576A100 | COM | 1,000 | $3,000 | thousands by filing date | |
| CERUS CORP | 157085101 | COM | 600 | $3,000 | thousands by filing date | |
| BANDWIDTH INC | 05988J103 | COM CL A | 50 | $3,000 | thousands by filing date | |
| EXPONENT INC | 30214U102 | COM | 44 | $3,000 | thousands by filing date | |
| UNIVERSAL DISPLAY CORP | 91347P105 | COM | 20 | $3,000 | thousands by filing date | |
| MOLINA HEALTHCARE INC | 60855R100 | COM | 33 | $3,000 | thousands by filing date | |
| EQUITY COMMONWEALTH | 294628102 | COM SH BEN INT | 88 | $3,000 | thousands by filing date | |
| ATLASSIAN CORP | G06242104 | CL A | 25 | $3,000 | thousands by filing date | |
| DCP MIDSTREAM LP | 23311P100 | COM UT LTD PTN | 150 | $3,000 | thousands by filing date | |
| AMERICA MOVIL SA DE CV-ADR | 02364W105 | SPON ADR L SHS | 220 | $3,000 | thousands by filing date | |
| MOMO INC | 60879B107 | ADR | 101 | $3,000 | thousands by filing date | |
| DISCOVERY INC | 25470F302 | COM SER C | 135 | $3,000 | thousands by filing date | |
| LA Z BOY INC | 505336107 | COM | 100 | $3,000 | thousands by filing date | |
| ALLEGHANY CORP DEL | 017175100 | COM | 4 | $3,000 | thousands by filing date | |
| YEXT INC | 98585N106 | COM | 200 | $3,000 | thousands by filing date | |
| ODYSSEY MARINE EXPL INC | 676118201 | COM NEW | 1,000 | $3,000 | thousands by filing date | |
| STONERIDGE INC | 86183P102 | COMMON STOCK | 125 | $3,000 | thousands by filing date | |
| XOMA ROYALTY CORPORATION | 98419J206 | COMMON STOCK | 162 | $3,000 | thousands by filing date | |
| REGIONAL MANAGEMENT CORP | 75902K106 | COMMON STOCK | 115 | $3,000 | thousands by filing date | |
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| VOYA PRIME RATE TRUST | 92913A100 | SH BEN INT | 800 | $3,000 | thousands by filing date | |
| PROSHARES TR | 74348A541 | HGH YLD INT RATE | 60 | $3,000 | thousands by filing date | |
| INVESCO INDIA EXCHANGE-TRADE | 46137R109 | INDIA ETF | 150 | $3,000 | thousands by filing date | |
| GABELLI GLOBAL SMALL & MID C | 36249W104 | COM | 304 | $3,000 | thousands by filing date | |
| ROYCE GLOBAL TRUST INC | 78081T104 | COM | 324 | $3,000 | thousands by filing date | |
| LIBERTY GLOBAL PLC | G5480U104 | SHS CL A | 128 | $3,000 | thousands by filing date | |
| SPIRIT MTA REIT | 84861U105 | COM SHS BEN IN | 400 | $3,000 | thousands by filing date | |
| BROOKFIELD BUSINESS PARTNERS | G16234109 | COMMON STOCK-FO | 100 | $3,000 | thousands by filing date | |
| MERITOR INC | 59001K100 | COMMON STOCK | 200 | $3,000 | thousands by filing date | |
| Ramaco Resources Inc | 75134P303 | COM CL B | 1,000 | $3,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229409 | COM A SIRIUSXM | 88 | $3,000 | thousands by filing date | |
| CHINA UNICOM HONG KONG | 16945R104 | SPONSORED ADR | 300 | $3,000 | thousands by filing date | |
| ADAPTIMMUNE THERAPEUTICS PLC | 00653A107 | SPONDS ADR | 2,000 | $3,000 | thousands by filing date | |
| REDHILL BIOPHARMA LTD | 757468103 | ADR | 500 | $3,000 | thousands by filing date | |
| GOLAR LNG PARTNERS LP | Y2745C102 | COM UNITS LPI | 400 | $3,000 | thousands by filing date | |
| TSAKOS ENERGY NAVIGATION LTD | G9108L108 | SHS | 1,234 | $3,000 | thousands by filing date | |
| RTI BIOLOGICS INC | 74975N105 | COM | 1,057 | $3,000 | thousands by filing date | |
| CAPITAL CLEAN ENERGY CARRIERS COM | Y11082206 | Stock | 373 | $3,000 | thousands by filing date | |
| FIRSTCASH HOLDINGS INC. | 33767D105 | Common Stock | 38 | $3,000 | thousands by filing date | |
| YOUNGEVITY INTL INC | 987537206 | COM NEW | 700 | $3,000 | thousands by filing date | |
| NAVIOS MARITIME ACQUIS CORP | Y62159143 | SHS | 590 | $3,000 | thousands by filing date | |
| MEDIGUS LTD SPON ADS NEW | 58471G300 | ADR | 2,000 | $3,000 | thousands by filing date | |
| INDEXIQ ETF TR | 45409B537 | HDGD FTSE JAPN | 184 | $3,000 | thousands by filing date | |
| Melinta Therapeutics Inc | 58549G209 | Common / Ordinary Stock | 940 | $3,000 | thousands by filing date | |
| Vanguard S&P Mid-Cap 400 ETF | 921932885 | SHS | 19 | $2,000 | thousands by filing date | |
| iShares 0-5 Year TIPS Bond ETF | 46429B747 | SHS | 23 | $2,000 | thousands by filing date | |
| HORACE MANN EDUCATORS CORP NEW COM | 440327104 | Stock | 48 | $2,000 | thousands by filing date | |
| AMERICAN EAGLE OUTFITTERS INC COM | 02553E106 | Stock | 142 | $2,000 | thousands by filing date | |
| FMC CORP COM NEW | 302491303 | Stock | 26 | $2,000 | thousands by filing date | |
| BARCLAYS PLC ADR | 06738E204 | ADR | 366 | $2,000 | thousands by filing date | |
| COMSTOCK RES INC COM | 205768302 | Stock | 270 | $2,000 | thousands by filing date | |
| UNITED NAT FOODS INC COM | 911163103 | Stock | 251 | $2,000 | thousands by filing date | |
| WHEATON PRECIOUS METALS CORP COM | 962879102 | Stock | 110 | $2,000 | thousands by filing date | |
| INTERACTIVE BROKERS GROUP INC COM CL A | 45841N107 | Stock | 52 | $2,000 | thousands by filing date | |
| HEICO CORP NEW COM | 422806109 | Stock | 17 | $2,000 | thousands by filing date | |
| SILICON LABORATORIES INC COM | 826919102 | Stock | 20 | $2,000 | thousands by filing date | |
| CNX RES CORP COM | 12653C108 | Stock | 372 | $2,000 | thousands by filing date | |
| MONGODB INC CL A | 60937P106 | Stock | 18 | $2,000 | thousands by filing date | |
| URANIUM ENERGY CORP COM | 916896103 | Stock | 2,807 | $2,000 | thousands by filing date | |
| XTRACKERS MSCI EAFE HIGH DIVIDEND YIELD EQUITY ETF | 233051630 | ETF | 123 | $2,000 | thousands by filing date | |
| PENUMBRA INC COM | 70975L107 | Stock | 15 | $2,000 | thousands by filing date | |
| LOUISIANA PAC CORP COM | 546347105 | Stock | 89 | $2,000 | thousands by filing date | |
| SHINHAN FINANCIAL GROUP CO LTD SPN ADR RESTRD | 824596100 | ADR | 76 | $2,000 | thousands by filing date | |
| MUELLER INDS INC COM | 624756102 | Stock | 88 | $2,000 | thousands by filing date | |
| ITURAN LOCATION AND CONTROL SHS | M6158M104 | Stock | 100 | $2,000 | thousands by filing date | |
| NEXSTAR MEDIA GROUP INC COMMON STOCK | 65336K103 | Stock | 20 | $2,000 | thousands by filing date | |
| AURINIA PHARMACEUTICALS INC COM | 05156V102 | Stock | 500 | $2,000 | thousands by filing date | |
| HIGHWOODS PPTYS INC COM | 431284108 | REIT | 61 | $2,000 | thousands by filing date | |
| TELEFONICA S A SPONSORED ADR | 879382208 | ADR | 263 | $2,000 | thousands by filing date | |
| REXFORD INDL RLTY INC COM | 76169C100 | REIT | 51 | $2,000 | thousands by filing date | |
| FIRST FINL BANKSHARES INC COM | 32020R109 | Stock | 78 | $2,000 | thousands by filing date | |
| ARCHROCK INC | 03957W106 | COM | 230 | $2,000 | thousands by filing date | |
| ALBEMARLE CORP | 012653101 | COM | 33 | $2,000 | thousands by filing date | |
| V2X INC | 92242T101 | COM | 60 | $2,000 | thousands by filing date | |
| AMPLIFY ETF TR | 032108607 | BLOCK TECHN ETF | 150 | $2,000 | thousands by filing date | |
| 1ST FINL BANCORP | 320209109 | COM | 100 | $2,000 | thousands by filing date | |
| AAON INC | 000360206 | COM PAR $0.004 | 52 | $2,000 | thousands by filing date | |
| GENIE ENERGY LTD | 372284208 | CL B | 400 | $2,000 | thousands by filing date | |
| SENSATA TECHNOLOGIES HLDG PL | g8060n102 | SHS | 49 | $2,000 | thousands by filing date | |
| SIMPSON MFG INC | 829073105 | COM | 41 | $2,000 | thousands by filing date | |
| CRONOS GROUP INC | 22717L101 | COM | 244 | $2,000 | thousands by filing date | |
| POPULAR INC | 733174700 | COM NEW | 50 | $2,000 | thousands by filing date | |
| UNITED CMNTY BKS BLAIRSVLE G | 90984P303 | COM | 75 | $2,000 | thousands by filing date | |
| VIKING THERAPEUTICS INC | 92686J106 | COM | 300 | $2,000 | thousands by filing date | |
| ISHARES TR | 46434V282 | U S EQUITY FACTR | 76 | $2,000 | thousands by filing date | |
| ICHOR HOLDINGS | G4740B105 | SHS | 100 | $2,000 | thousands by filing date | |
| ATLANTICA YIELD PLC | G0751N103 | SHS | 87 | $2,000 | thousands by filing date | |
| MAN TECH INTERNATIONAL CORP | 564563104 | CL A | 40 | $2,000 | thousands by filing date | |
| SUNPOWER CORP | 867652406 | COM | 200 | $2,000 | thousands by filing date | |
| BHP BILLITON- ADR | 05545E209 | SPONSORED ADR | 64 | $2,000 | thousands by filing date | |
| SYNEOS HEALTH INC | 87166B102 | CL A | 50 | $2,000 | thousands by filing date | |
| Whiting Petroleum Corpora | 966387409 | COM NEW | 355 | $2,000 | thousands by filing date | |
| MFS INVT GRADE MUN TR | 59318B108 | SH BEN INT | 210 | $2,000 | thousands by filing date | |
| CHINA TELECOM CORP LTD | 169426103 | SPON ADR H SHS | 44 | $2,000 | thousands by filing date | |
| BANCO SANTANDER MEXICO SA | 05969B103 | SPONSORED ADS B | 335 | $2,000 | thousands by filing date | |
| WPX ENERGY INC | 98212B103 | COM | 245 | $2,000 | thousands by filing date | |
| QIAGEN NV | N72482123 | SHS NEW | 73 | $2,000 | thousands by filing date | |
| AVALARA INC | 05338G106 | COM | 30 | $2,000 | thousands by filing date | |
| URBAN OUTFITTERS INC | 917047102 | COM | 100 | $2,000 | thousands by filing date | |
| COLUMBUS MCKINNON CORP NY | 199333105 | COMMON STOCK | 65 | $2,000 | thousands by filing date | |
| UROGEN PHARMA LTD | M96088105 | COMMON STOCK | 100 | $2,000 | thousands by filing date | |
| VAREX IMAGING CORP | 92214X106 | COMMON STOCK | 85 | $2,000 | thousands by filing date | |
| GOLD RESOURCE CORP | 38068T105 | COMMON STOCK | 702 | $2,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33733F101 | COM SHS | 36 | $2,000 | thousands by filing date | |
| COMPUGEN LTD | M25722105 | ORD | 500 | $2,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E800 | CHINA TECHNLGY | 51 | $2,000 | thousands by filing date | |
| ISHARES TR | 464288786 | U.S. INSRNCE ETF | 32 | $2,000 | thousands by filing date | |
| MATERIALISE NV | 57667T100 | SPONSORED ADS | 150 | $2,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G201 | S&P SMLCP MATL | 50 | $2,000 | thousands by filing date | |
| NUVEEN VA QUALITY MUN INCOM | 67064R102 | COM | 200 | $2,000 | thousands by filing date | |
| JAMES RIV GROUP LTD | G5005R107 | COM | 57 | $2,000 | thousands by filing date | |
| ENSTAR GROUP LIMITED | G3075P101 | SHS | 12 | $2,000 | thousands by filing date | |
| LIBERTY GLOBAL PLC | G5480U120 | SHS CL C | 117 | $2,000 | thousands by filing date | |
| AQUABOUNTY TECHNOLOGIES INC | 03842K200 | COM NEW | 1,010 | $2,000 | thousands by filing date | |
| NUANCE COMMUNICATIONS | 67020YAF7 | CORPORATE OBLIG | 3,000 | $2,000 | thousands by filing date | principal |
| ENOVIS CORP | 194014106 | COMMON STOCK | 70 | $2,000 | thousands by filing date | |
| DENNYS CORP | 24869P104 | COM | 100 | $2,000 | thousands by filing date | |
| CONNS INC | 208242107 | COM | 100 | $2,000 | thousands by filing date | |
| UNITED STATES OIL FUND LP | 91232N108 | UNITS | 250 | $2,000 | thousands by filing date | |
| ISIS PHARMACEUTICALS INC DEL | 464337AJ3 | NOTE 1.000%11/1 | 2,000 | $2,000 | thousands by filing date | principal |
| J2 GLOBAL INC | 48123VAC6 | NOTE 3.250% 6/1 | 2,000 | $2,000 | thousands by filing date | principal |
| TEVA PHARMACEUTICAL FIN LLC | 88163VAE9 | DBCV 0.250% 2/0 | 3,000 | $2,000 | thousands by filing date | principal |
| TEEKAY LNG PARTNERS L P | Y8564M105 | PRTNRSP UNITS | 200 | $2,000 | thousands by filing date | |
| ENERGOUS CORP | 29272C103 | COM | 615 | $2,000 | thousands by filing date | |
| JUST ENERGY GROUP INC | 48213W101 | COM | 1,000 | $2,000 | thousands by filing date | |
| TIM PARTICIPACOES S A | 88706P205 | SPONSORED ADR | 201 | $2,000 | thousands by filing date | |
| AROTECH CORP | 042682203 | COM NEW | 1,000 | $2,000 | thousands by filing date | |
| KAZIA THERAPEUTICS LTD | 48669G105 | American Depository Shares | 575 | $2,000 | thousands by filing date | |
| COREPOINT LODGING INC | 21872L104 | COM | 200 | $2,000 | thousands by filing date | |
| CHINOOK THERAPEUTICS INC. | 00739L101 | Common Stock | 2,144 | $2,000 | thousands by filing date | |
| ABILITY INC | G8789K124 | SHS | 4,000 | $2,000 | thousands by filing date | |
| NEUROTROPE INC | 64129T207 | COM NEW | 2,898 | $2,000 | thousands by filing date | |
| MOTUS GI HLDGS INC | 62014P108 | COM | 1,500 | $2,000 | thousands by filing date | |
| Schwab Short Term US Treasury ETF | 808524862 | SHS | 25 | $1,000 | thousands by filing date | |
| Schwab US REIT ETF | 808524847 | SHS | 22 | $1,000 | thousands by filing date | |
| SPDR S&P Metals & Mining ETF | 78464A755 | SHS | 50 | $1,000 | thousands by filing date | |
| ELFBEAUTYINC | 26856L103 | STOK | 78 | $1,000 | thousands by filing date | |
| HILTON GRAND VACATIONS INC COM | 43283X105 | Stock | 35 | $1,000 | thousands by filing date | |
| PARK HOTELS & RESORTS INC COM | 700517105 | REIT | 55 | $1,000 | thousands by filing date | |
| CARVANA CO CL A | 146869102 | Stock | 30 | $1,000 | thousands by filing date | |
| UNITED BANKSHARES INC WEST VA COM | 909907107 | Stock | 51 | $1,000 | thousands by filing date | |
| CEMEX SAB DE CV SPON ADR NEW | 151290889 | ADR | 480 | $1,000 | thousands by filing date | |
| EQT CORP COM | 26884L109 | Stock | 166 | $1,000 | thousands by filing date | |
| YETI HLDGS INC COM | 98585X104 | Stock | 50 | $1,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001606587-19-000946 | this filing | 2019-10-30 | acceptance time not in the bulk data set |