13F-HR filed by Steward Partners Investment Advisory, LLC
Steward Partners Investment Advisory, LLC filed this 13F-HR for the quarter ended 2019-09-30, filed 2019-10-30, with 2,789 holding rows worth $2,967,775,000.
- Accession
- 0001606587-19-000946
- Filer
- CIK 1723397
- Filed
- 2019-10-30
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2019
A holdings report, 2,789 entries on the cover page, a total value of $2,967,775,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $2,967,775,000 with VALUE read as thousands by filing date, 13F file number 028-18184. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| TRUSTCO BK CORP N Y | 898349105 | COM | 4,500 | $36,000 | thousands by filing date | |
| SEMPRA ENERGY | 816851505 | PFD | 310 | $36,000 | thousands by filing date | |
| VANGUARDRUSSELL2000ETF | 92206C664 | STOK | 292 | $35,000 | thousands by filing date | |
| AXOSFINLINC | 05465C100 | STOK | 1,288 | $35,000 | thousands by filing date | |
| OMNICOM GROUP INC COM | 681919106 | Stock | 459 | $35,000 | thousands by filing date | |
| GUARDANT HEALTH INC COM | 40131M109 | Stock | 552 | $35,000 | thousands by filing date | |
| F5 INC COM | 315616102 | Stock | 255 | $35,000 | thousands by filing date | |
| SRH TOTAL RETURN FUND INC | 101507101 | COM | 3,171 | $35,000 | thousands by filing date | |
| NUVEEN CA DIVI ADV MUN | 67066Y105 | COM | 2,400 | $35,000 | thousands by filing date | |
| VECTOR GROUP LTD | 92240M108 | COM | 2,953 | $35,000 | thousands by filing date | |
| BLACKROCK MUN INCOME TR | 09248F109 | SH BEN INT | 2,500 | $35,000 | thousands by filing date | |
| FRANKLIN LTD DURATION INCOME | 35472T101 | COM | 3,865 | $35,000 | thousands by filing date | |
| AGIOS PHARMACEUTICALS INC | 00847X104 | COM | 1,109 | $35,000 | thousands by filing date | |
| SYMANTEC CORP | 871503108 | COM | 1,500 | $35,000 | thousands by filing date | |
| ISHARES TR | 464288372 | COM | 752 | $34,000 | thousands by filing date | |
| BLACKROCK INCOME TR INC | 09247F100 | COM | 5,600 | $34,000 | thousands by filing date | |
| ENPHASE ENERGY INC COM | 29355A107 | Stock | 1,570 | $34,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V647 | SEMICONDUCTORS | 600 | $34,000 | thousands by filing date | |
| SHAKE SHACK INC | 819047101 | CL A | 350 | $34,000 | thousands by filing date | |
| BARINGS GLOBAL SHORT DURATIO | 06760L100 | COM | 2,000 | $34,000 | thousands by filing date | |
| WESTPAC BANKING CORP | 961214301 | SPONSORED ADR | 1,750 | $34,000 | thousands by filing date | |
| VANGUARD WELLINGTON FD | 921935607 | US MULTIFACTOR | 460 | $34,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N667 | VICSHS DV AC ETF | 1,000 | $34,000 | thousands by filing date | |
| ISHARES TR | 46429B507 | MSCI IRELAND ETF | 846 | $34,000 | thousands by filing date | |
| ING GROEP N.V. SPONSORED ADR | 456837103 | ADR | 3,169 | $33,000 | thousands by filing date | |
| EXPEDITORS INTL WASH INC COM | 302130109 | Stock | 448 | $33,000 | thousands by filing date | |
| ASSURED GUARANTY LTD COM | G0585R106 | Stock | 763 | $33,000 | thousands by filing date | |
| LIVE NATION ENTERTAINMENT INC COM | 538034109 | Stock | 511 | $33,000 | thousands by filing date | |
| CBOE GLOBAL MKTS INC COM | 12503M108 | Stock | 292 | $33,000 | thousands by filing date | |
| FRONTDOOR INC COM | 35905A109 | Stock | 695 | $33,000 | thousands by filing date | |
| PROPETRO HLDG CORP | 74347M108 | COM | 3,681 | $33,000 | thousands by filing date | |
| VORNADO RLTY TR | 929042109 | SH BEN INT | 521 | $33,000 | thousands by filing date | |
| WAFD INC | 938824109 | COM | 906 | $33,000 | thousands by filing date | |
| BROOKFIELD RENEWABLE ENERGY | G16258108 | PARTNERSHIP UNIT | 826 | $33,000 | thousands by filing date | |
| NEWMARK GROUP INC | 65158N102 | CL A | 3,659 | $33,000 | thousands by filing date | |
| GLOBE LIFE INC | 37959E102 | COM | 346 | $33,000 | thousands by filing date | |
| FLAHERTY & CRUMRINE DYNAMIC | 33848W106 | SHS | 1,300 | $33,000 | thousands by filing date | |
| MESA AIR GROUP INC | 590479135 | COM NEW | 4,900 | $33,000 | thousands by filing date | |
| O-I GLASS, INC. | 690768403 | COM | 3,254 | $33,000 | thousands by filing date | |
| SPDR S&P 600 Small Cap Value ETF | 78464A300 | SHS | 528 | $32,000 | thousands by filing date | |
| BORGWARNER INC COM | 099724106 | Stock | 898 | $32,000 | thousands by filing date | |
| ARCHER DANIELS MIDLAND CO COM | 039483102 | Stock | 783 | $32,000 | thousands by filing date | |
| CUMMINS INC COM | 231021106 | Stock | 197 | $32,000 | thousands by filing date | |
| DXC TECHNOLOGY CO COM | 23355L106 | Stock | 1,094 | $32,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 337345102 | SHS | 376 | $32,000 | thousands by filing date | |
| ISHARES TR | 46429B598 | MSCI INDIA ETF | 967 | $32,000 | thousands by filing date | |
| BNY MELLON MUN BD INFRASTRUC | 09662W109 | COM SHS | 2,295 | $32,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W794 | TRUE DEV INTL FD | 700 | $32,000 | thousands by filing date | |
| BLOOMIN BRANDS INC | 094235108 | COM | 1,693 | $32,000 | thousands by filing date | |
| BLACKROCK MUNI INCOME TR II | 09249N101 | COM | 2,150 | $32,000 | thousands by filing date | |
| BED BATH & BEYOND INC | 075896100 | COM | 3,083 | $32,000 | thousands by filing date | |
| TD AMERITRADE HLDG CORP | 87236Y108 | COM | 704 | $32,000 | thousands by filing date | |
| KIRKLAND LAKE GOLD LTD | 49741E100 | COM | 735 | $32,000 | thousands by filing date | |
| COHERENT INC | 192479103 | COM | 212 | $32,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092832 | DIVID ETF RISI | 1,000 | $32,000 | thousands by filing date | |
| INVESCO BULLETSHARES 2020 CORP | 46138J502 | BULSHS 2020 CB | 1,525 | $32,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E747 | GLOB X NOR ETF | 2,825 | $32,000 | thousands by filing date | |
| iShares Broad USD High Yield Corporate Bond ETF | 46435U853 | SHS | 771 | $31,000 | thousands by filing date | |
| MARKELGROUPINC | 570535104 | STOK | 27 | $31,000 | thousands by filing date | |
| TAKE-TWO INTERACTIVE SOFTWARE COM | 874054109 | Stock | 252 | $31,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X434 | MSCI EAFE STRTGC | 500 | $31,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524706 | EMRG MKTEQ ETF | 1,248 | $31,000 | thousands by filing date | |
| BLACKROCK LIMITED DURATION INC | 09249W101 | COM SHS | 2,015 | $31,000 | thousands by filing date | |
| LABORATORY CORP OF AMERICA | 50540R409 | COM NEW | 187 | $31,000 | thousands by filing date | |
| LIFE STORAGE INC | 53223X107 | COM | 300 | $31,000 | thousands by filing date | |
| PIONEER HIGH INCOME FUND INC | 72369H106 | COM | 3,452 | $31,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N691 | VICTORYSHS US | 1,000 | $31,000 | thousands by filing date | |
| NUVEEN TAXABLE MUNICPAL INM FD COM | 67074C103 | CEF | 1,400 | $31,000 | thousands by filing date | |
| INVESCO TR II ETF S&P INTL DEV LOW LOW VOLATILITY | 46138E230 | ETF | 926 | $31,000 | thousands by filing date | |
| NUVEEN SELECT MATURITIES MUNIC | 67061t101 | CLSD FD | 3,000 | $31,000 | thousands by filing date | |
| INVESCO BD FD | 46132L107 | COM | 1,600 | $31,000 | thousands by filing date | |
| Wellesley Bancorp. | 949485106 | COM | 1,000 | $31,000 | thousands by filing date | |
| FIRST TR DYNAMIC EUROPE EQUI | 33740D107 | COM SHS | 2,300 | $31,000 | thousands by filing date | |
| FITBIT INC | 33812L102 | CL A | 8,275 | $31,000 | thousands by filing date | |
| BRIGHT HORIZONS FAM SOL IN DEL COM | 109194100 | Stock | 200 | $30,000 | thousands by filing date | |
| LEIDOS HOLDINGS INC COM | 525327102 | Stock | 351 | $30,000 | thousands by filing date | |
| SONY GROUP CORP SPONSORED ADR | 835699307 | ADR | 511 | $30,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRAD FD VI | 33739H101 | FST TR GLB FD | 1,695 | $30,000 | thousands by filing date | |
| OLIN CORP | 680665205 | COM PAR $1 | 1,603 | $30,000 | thousands by filing date | |
| EXTREME NETWORKS INC | 30226D106 | COM | 4,175 | $30,000 | thousands by filing date | |
| RH | 74967X103 | COM | 180 | $30,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y715 | RBTCS ARTFL INTE | 1,500 | $30,000 | thousands by filing date | |
| IAC INTERACTIVECORP | 44919P508 | COM | 141 | $30,000 | thousands by filing date | |
| DISCOVERY INC | 25470F104 | COM SER A | 1,133 | $30,000 | thousands by filing date | |
| COMMSCOPE HLDG CO INC | 20337X109 | COM | 2,574 | $30,000 | thousands by filing date | |
| AGNC INVT CORP COM | 00123Q104 | REIT | 1,806 | $29,000 | thousands by filing date | |
| WOODWARD INC COM | 980745103 | Stock | 271 | $29,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524409 | US LCAP VA ETF | 517 | $29,000 | thousands by filing date | |
| ISHARES INC MSCI STH KOR ETF | 464286772 | MSCI STH KOR ETF | 519 | $29,000 | thousands by filing date | |
| FORTIS INC | 349553107 | COM | 694 | $29,000 | thousands by filing date | |
| SANFILIPPO JOHN B & SON INC | 800422107 | COM | 304 | $29,000 | thousands by filing date | |
| AMN HEALTHCARE SVCS INC | 001744101 | COM | 518 | $29,000 | thousands by filing date | |
| ISHARES TR | 46435G433 | MSCI USA SMCP MN | 864 | $29,000 | thousands by filing date | |
| ZYNGA INC. | 98986T108 | CL A | 5,000 | $29,000 | thousands by filing date | |
| MACQUARIE GLOBAL INFRASTRUCTUR | 55608D101 | COM | 1,231 | $29,000 | thousands by filing date | |
| GRUBHUB INC | 400110102 | COM | 530 | $29,000 | thousands by filing date | |
| QUANTERIX CORP | 74766Q101 | COMMON STOCK | 1,350 | $29,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33735K108 | COM SHS | 424 | $29,000 | thousands by filing date | |
| SUBURBAN PROPANE PARTNERS L.P. | 864482104 | COM | 1,242 | $29,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q478 | DISRUPTIVE TECH | 1,000 | $29,000 | thousands by filing date | |
| NUVEEN PREFERRED & INCOME | 67075A106 | EXCHANGE TRADED | 1,200 | $29,000 | thousands by filing date | |
| SOUTHERN NATL BANCORP OF VA | 843395104 | COM | 1,893 | $29,000 | thousands by filing date | |
| TAKEDA PHARMACEUTICAL CO LTD SPONSORED ADS | 874060205 | ADR | 1,655 | $28,000 | thousands by filing date | |
| AGREE RLTY CORP COM | 008492100 | REIT | 390 | $28,000 | thousands by filing date | |
| MARRIOTT VACATIONS WORLDWIDE C COM | 57164Y107 | Stock | 278 | $28,000 | thousands by filing date | |
| NOMAD FOODS LTD USD ORD SHS | G6564A105 | Stock | 1,398 | $28,000 | thousands by filing date | |
| NEW YORK TIMES CO MTN BE CL A | 650111107 | Stock | 1,000 | $28,000 | thousands by filing date | |
| ISHARES TR | 464287127 | MORNINGSTR US EQ | 172 | $28,000 | thousands by filing date | |
| INTEGRA LIFESCIENCES HLDGS C | 457985208 | COM NEW | 479 | $28,000 | thousands by filing date | |
| KNIGHT-SWIFT TRANSN HLDGS IN | 499049104 | CL A | 774 | $28,000 | thousands by filing date | |
| PORTLAND GEN ELEC CO | 736508847 | COM NEW | 500 | $28,000 | thousands by filing date | |
| ISHARES TR | 464289867 | CORE 60 BALA ETF | 614 | $28,000 | thousands by filing date | |
| ENCORE WIRE CORP | 292562105 | COM | 504 | $28,000 | thousands by filing date | |
| ISHARES INC | 464286285 | JP MRGN EM HI BD | 596 | $27,000 | thousands by filing date | |
| EVERPURE INC CL A | 74624M102 | Stock | 1,600 | $27,000 | thousands by filing date | |
| ORIX CORP SPONSORED ADR | 686330101 | ADR | 366 | $27,000 | thousands by filing date | |
| HANOVER INS GROUP INC COM | 410867105 | Stock | 200 | $27,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y483 | NASDAQ 100 COVER | 1,200 | $27,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F429 | PREFERRED SECURT | 1,338 | $27,000 | thousands by filing date | |
| NEOGEN CORP | 640491106 | COM | 406 | $27,000 | thousands by filing date | |
| WERNER ENTERPRISES INC | 950755108 | COM | 781 | $27,000 | thousands by filing date | |
| ZENDESK INC | 98936J101 | COM | 375 | $27,000 | thousands by filing date | |
| BLACKSTONE SENIOR FLOATING RAT | 09256U105 | COM | 1,600 | $27,000 | thousands by filing date | |
| NV5 HOLDINGS, INC | 62945V109 | COM | 400 | $27,000 | thousands by filing date | |
| CORNERSTONE ONDEMAND INC COM | 21925Y103 | Stock | 500 | $27,000 | thousands by filing date | |
| TRANSENTERIX INC | 89366M201 | COM NEW | 44,800 | $27,000 | thousands by filing date | |
| INVESCO EXCHANGETRADED FD T DWA TACTCL SCT | 46138E826 | CEF | 879 | $27,000 | thousands by filing date | |
| Schwab U.S. Broad Market ETF | 808524102 | SHS | 370 | $26,000 | thousands by filing date | |
| AMBEV SA SPONSORED ADR | 02319V103 | ADR | 5,745 | $26,000 | thousands by filing date | |
| DORMAN PRODS INC | 258278100 | COM | 332 | $26,000 | thousands by filing date | |
| GLOBAL BLOOD THERAPEUTICS USD | 37890U108 | COM | 545 | $26,000 | thousands by filing date | |
| CHIMERA INVESTMENT CORP | 16934Q208 | COM NEW | 1,339 | $26,000 | thousands by filing date | |
| EATON VANCE CALIFORNIA MUNI BO | 27828A100 | COM | 2,350 | $26,000 | thousands by filing date | |
| INTERPUBLIC GROUP COS | 460690100 | COM | 1,220 | $26,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E867 | DORSEY WRGT EMRG | 1,500 | $26,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V878 | DORSEY WRGT ENRG | 1,000 | $26,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X400 | CMN | 290 | $26,000 | thousands by filing date | |
| CEL-SCI CORP | 150837607 | COM PAR NEW | 3,009 | $26,000 | thousands by filing date | |
| OMNICELL COM COM | 68213N109 | Stock | 356 | $25,000 | thousands by filing date | |
| CAMECO CORP COM | 13321L108 | Stock | 2,651 | $25,000 | thousands by filing date | |
| PRUDENTIAL PLC ADR | 74435K204 | ADR | 697 | $25,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W430 | HEDGED HI YLD BD | 1,088 | $25,000 | thousands by filing date | |
| SOUTHERN COPPER CORP | 84265V105 | COM | 756 | $25,000 | thousands by filing date | |
| ABM INDS INC | 000957100 | COM | 701 | $25,000 | thousands by filing date | |
| LIBERTY BROADBAND CORP | 530307305 | COM SER C | 248 | $25,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V258 | S&P500 PUR VAL | 400 | $25,000 | thousands by filing date | |
| MDU RES GROUP INC | 552690109 | COM | 900 | $25,000 | thousands by filing date | |
| TEKLA LIFE SCIENCES INVESTORS | 87911K100 | SH BEN INT | 1,662 | $25,000 | thousands by filing date | |
| High Yield ETF | 30151E814 | HIGH YIELD ETF | 750 | $25,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R860 | NASDAQ BK ETF | 1,000 | $25,000 | thousands by filing date | |
| GOLDMAN SACHS MLP ENERGY REN | 38148G107 | COM | 5,225 | $25,000 | thousands by filing date | |
| CIRCOR INTL INC | 17273K109 | COM | 680 | $25,000 | thousands by filing date | |
| SMARTFINANCIAL INC | 83190L208 | COMMON STOCK | 1,200 | $25,000 | thousands by filing date | |
| FLAHERTY & CRUMRIN PFD & INM | 338478100 | COM | 1,204 | $25,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A789 | ST STR SP INS | 719 | $25,000 | thousands by filing date | |
| SHIP FINANCE INTL LTD | G81075106 | SHS | 1,815 | $25,000 | thousands by filing date | |
| iShares ESG Aware MSCI USA Small-Cap ETF | 46435U663 | SHS | 935 | $24,000 | thousands by filing date | |
| LITTELFUSE INC COM | 537008104 | Stock | 137 | $24,000 | thousands by filing date | |
| HEALTHEQUITY INC COM | 42226A107 | Stock | 423 | $24,000 | thousands by filing date | |
| CMB.TECH NV SHS | B38564108 | Stock | 2,700 | $24,000 | thousands by filing date | |
| TRANSOCEAN LTD REGISTERED SHS | H8817H100 | Stock | 5,539 | $24,000 | thousands by filing date | |
| KRANESHARES TRUST CSI CHI INTERNET | 500767306 | CSI CHI INTERNET | 584 | $24,000 | thousands by filing date | |
| ROYAL GOLD INC | 780287108 | COM | 202 | $24,000 | thousands by filing date | |
| CHATHAM LODGING TR | 16208T102 | COM | 1,350 | $24,000 | thousands by filing date | |
| MIMECAST LIMITED | G14838109 | ORD SHS | 700 | $24,000 | thousands by filing date | |
| LAZARD LTD-CLASS A | G54050102 | SHS A | 688 | $24,000 | thousands by filing date | |
| COMPASS DIVERSIFIED HOLDINGS | 20451Q104 | COMMON STOCK | 1,220 | $24,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E180 | S&P SMLCP DISC | 406 | $24,000 | thousands by filing date | |
| INDEXIQ ETF TR | 45409B396 | IQ U.S. SMALL CA | 970 | $24,000 | thousands by filing date | |
| BUILDERS FIRSTSOURCE INC COM | 12008R107 | Stock | 1,130 | $23,000 | thousands by filing date | |
| BERKLEY W R CORP COM | 084423102 | Stock | 329 | $23,000 | thousands by filing date | |
| STRATEGIC ED INC COM | 86272C103 | Stock | 175 | $23,000 | thousands by filing date | |
| MODERNA INC | 60770K107 | COM | 1,500 | $23,000 | thousands by filing date | |
| ABRDN GLOBAL PREMIER PPTYS F | 00302L108 | COM SH BEN INT | 3,830 | $23,000 | thousands by filing date | |
| ISHARES TR MSCI UK ETF NEW | 46435G334 | MSCI UK ETF NEW | 742 | $23,000 | thousands by filing date | |
| CBIZ INC | 124805102 | COM | 1,000 | $23,000 | thousands by filing date | |
| BANK HAWAII CORP | 062540109 | COM | 270 | $23,000 | thousands by filing date | |
| CATALYST PHARMACEUTICALS INC | 14888U101 | COM | 4,500 | $23,000 | thousands by filing date | |
| TCF FINANCIAL CORPORATION NE | 872307103 | COM | 623 | $23,000 | thousands by filing date | |
| HELEN OF TROY CORP LTD | G4388N106 | COM | 146 | $23,000 | thousands by filing date | |
| COLUMBIA PROPERTY TRUST INC | 198287203 | COM NEW | 1,090 | $23,000 | thousands by filing date | |
| APERGY CORP | 03755L104 | COM | 873 | $23,000 | thousands by filing date | |
| ISHARES U S ETF TR | 46431W812 | INT RT HD LONG | 959 | $23,000 | thousands by filing date | |
| EXTRA SPACE STORAGE INC COM | 30225T102 | REIT | 196 | $22,000 | thousands by filing date | |
| ISHARES INC MSCI SPAIN ETF | 464286764 | MSCI SPAIN ETF | 790 | $22,000 | thousands by filing date | |
| TRI CONTL CORP | 895436103 | COM | 828 | $22,000 | thousands by filing date | |
| JOHN HANCOCK EXCHANGE TRADED | 47804J206 | MULTIFACTOR MI | 606 | $22,000 | thousands by filing date | |
| OPKO HEALTH INC | 68375N103 | COM | 10,810 | $22,000 | thousands by filing date | |
| MAXIMUS INC | 577933104 | COM | 292 | $22,000 | thousands by filing date | |
| CRANE CO | 224399105 | COM | 279 | $22,000 | thousands by filing date | |
| COUPA SOFTWARE INCORPORATED | 22266L106 | COM | 170 | $22,000 | thousands by filing date | |
| BLACKROCK MUNI INCOME INV QL | 09250G102 | COM | 1,600 | $22,000 | thousands by filing date | |
| EATON VANCE SHORT DURATION D | 27828V104 | COM | 1,721 | $22,000 | thousands by filing date | |
| HEALTH INS INNOVATIONS INC | 42225K106 | COM CL A | 900 | $22,000 | thousands by filing date | |
| PEOPLES FINANCIAL SERVICES | 711040105 | COMMON STOCK | 500 | $22,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR | 78467V400 | STATE STREET GLO | 573 | $22,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E404 | CEF INM COMPSI | 1,005 | $22,000 | thousands by filing date | |
| SPIRIT AIRLS INC | 848577102 | COM | 607 | $22,000 | thousands by filing date | |
| PORTOLA PHARMACEUTICALS INC COM | 737010108 | Stock | 850 | $22,000 | thousands by filing date | |
| DANAHER CORP DEL | 235851AF9 | NOTE 1/2 | 4,000 | $22,000 | thousands by filing date | principal |
| AMERICAN AIRLINES GROUP INC COM | 02376R102 | Stock | 785 | $21,000 | thousands by filing date | |
| APPLE HOSPITALITY REIT INC COM NEW | 03784Y200 | REIT | 1,296 | $21,000 | thousands by filing date | |
| FLEX LTD ORD | Y2573F102 | Stock | 2,041 | $21,000 | thousands by filing date | |
| WILLIAMS SONOMA INC COM | 969904101 | Stock | 322 | $21,000 | thousands by filing date | |
| JBT MAREL CORPORATION | 477839104 | COM | 217 | $21,000 | thousands by filing date | |
| NUVEEN DIVERSIFIED DIVID & I | 6706EP105 | COM | 2,000 | $21,000 | thousands by filing date | |
| VARIAN MED SYS INC | 92220P105 | COM | 183 | $21,000 | thousands by filing date | |
| ALLIANZGI DIVERSIFIED INCOME | 01883J108 | COM | 930 | $21,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X127 | ENERGY ALPHADX | 2,199 | $21,000 | thousands by filing date | |
| RED ROBIN GOURMET BURGERS IN | 75689M101 | COM | 642 | $21,000 | thousands by filing date | |
| TURTLE BEACH CORP | 900450206 | COMMON STOCK | 1,840 | $21,000 | thousands by filing date | |
| WESTERN ASSET HIGH INCOME OP | 95766K109 | COM | 4,286 | $21,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E214 | S&P INTL QULTY | 900 | $21,000 | thousands by filing date | |
| ISHARES INC | 464286756 | MSCI SWEDEN ETF | 737 | $21,000 | thousands by filing date | |
| VANECK VECTORS ETF TR | 92189F718 | OIL SVCS ETF | 1,800 | $21,000 | thousands by filing date | |
| MITSUBISHI UFJ FINANCIAL GROUP SPONSORED ADS | 606822104 | ADR | 4,075 | $20,000 | thousands by filing date | |
| COMMERCIAL METALS CO COM | 201723103 | Stock | 1,206 | $20,000 | thousands by filing date | |
| ENTEGRIS INC COM | 29362U104 | Stock | 436 | $20,000 | thousands by filing date | |
| SCHOLASTIC CORP COM | 807066105 | Stock | 530 | $20,000 | thousands by filing date | |
| RESIDEO TECHNOLOGIES INC COM | 76118Y104 | Stock | 1,418 | $20,000 | thousands by filing date | |
| AERCAP HOLDINGS NV SHS | N00985106 | Stock | 374 | $20,000 | thousands by filing date | |
| TELEFONAKTIEBOLAGET LM ERICSS ADR B SEK 10 | 294821608 | ADR | 2,525 | $20,000 | thousands by filing date | |
| AUTOHOME INC SP ADS RP CL A | 05278C107 | ADR | 251 | $20,000 | thousands by filing date | |
| LKQ CORP COM | 501889208 | Stock | 651 | $20,000 | thousands by filing date | |
| GRAND CANYON ED INC COM | 38526M106 | Stock | 208 | $20,000 | thousands by filing date | |
| THOR INDS INC | 885160101 | COM | 362 | $20,000 | thousands by filing date | |
| ISHARES TR MSCI CHINA ETF | 46429B671 | MSCI CHINA ETF | 363 | $20,000 | thousands by filing date | |
| ISHARES INC MSCI GERMANY ETF | 464286806 | MSCI GERMANY ETF | 756 | $20,000 | thousands by filing date | |
| WYNN RESORTS LTD | 983134107 | COM | 191 | $20,000 | thousands by filing date | |
| HEALTHCARE | 42225P501 | CL A NEW | 685 | $20,000 | thousands by filing date | |
| ASPEN TECHNOLOGY INC | 045327103 | COM | 168 | $20,000 | thousands by filing date | |
| WABCO HLDGS INC | 92927K102 | COM | 154 | $20,000 | thousands by filing date | |
| GLADSTONE LAND CORP | 376549101 | REIT | 1,703 | $20,000 | thousands by filing date | |
| EVERI HLDGS INC | 30034T103 | COM | 2,394 | $20,000 | thousands by filing date | |
| YAMANA GOLD INC | 98462Y100 | COM | 6,512 | $20,000 | thousands by filing date | |
| HUANENG PWR INTL INC | 443304100 | SPON ADR H SHS | 1,085 | $20,000 | thousands by filing date | |
| TECH DATA CORP | 878237106 | COM | 199 | $20,000 | thousands by filing date | |
| Vanguard FTSE All-World ex-US Small-Cap ETF | 922042718 | SHS | 192 | $19,000 | thousands by filing date | |
| NORTHERN TR CORP COM | 665859104 | Stock | 208 | $19,000 | thousands by filing date | |
| CIRRUS LOGIC INC COM | 172755100 | Stock | 369 | $19,000 | thousands by filing date | |
| EXACT SCIENCES CORP COM | 30063P105 | Stock | 217 | $19,000 | thousands by filing date | |
| ALLEGION PLC | G0176J109 | ORD SHS | 189 | $19,000 | thousands by filing date | |
| PRIMERICA INC | 74164M108 | COM | 154 | $19,000 | thousands by filing date | |
| TEMPLETON EMERGING MKTS INCO | 880192109 | COM | 2,150 | $19,000 | thousands by filing date | |
| EQUITRANS MIDSTREAM CORP NPV | 294600101 | COM | 1,306 | $19,000 | thousands by filing date | |
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| PUTNAM MUNICIPAL OPPORTUNITIES | 746922103 | SH BEN INT | 1,461 | $19,000 | thousands by filing date | |
| II VI INC | 902104108 | COM | 550 | $19,000 | thousands by filing date | |
| NOBLE ENERGY INC | 655044105 | COM | 854 | $19,000 | thousands by filing date | |
| AMC NETWORKS INC | 00164V103 | CL A | 404 | $19,000 | thousands by filing date | |
| KENNEDY-WILSON HOLDINGS INC | 489398107 | COM | 889 | $19,000 | thousands by filing date | |
| INVESCO HIG INCM 2023 TARG T | 46135X108 | COM | 1,900 | $19,000 | thousands by filing date | |
| BLACKROCK NY MUNI INC QLTY T | 09249U105 | COM | 1,393 | $19,000 | thousands by filing date | |
| KLA CORP | 482480100 | COM | 115 | $18,000 | thousands by filing date | |
| ZSCALERINC | 98980G102 | STOK | 400 | $18,000 | thousands by filing date | |
| APTARGROUP INC COM | 038336103 | Stock | 152 | $18,000 | thousands by filing date | |
| NVENT ELEC PLC SHS | G6700G107 | Stock | 849 | $18,000 | thousands by filing date | |
| ONEMAIN HLDGS INC COM | 68268W103 | Stock | 505 | $18,000 | thousands by filing date | |
| JONES LANG LASALLE INC COM | 48020Q107 | Stock | 132 | $18,000 | thousands by filing date | |
| HERON THERAPEUTICS INC | 427746102 | COM | 1,000 | $18,000 | thousands by filing date | |
| NCR VOYIX CORPORATION | 62886E108 | COM | 588 | $18,000 | thousands by filing date | |
| BIO RAD LABS INC | 090572207 | CL A | 55 | $18,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A607 | ST STR DOW REIT | 178 | $18,000 | thousands by filing date | |
| HAWAIIAN ELEC INDS INC MTN B | 419870100 | COM | 410 | $18,000 | thousands by filing date | |
| NEW ORIENTAL EDUCATION & TECHN | 647581107 | SPON ADR | 168 | $18,000 | thousands by filing date | |
| PATTERSON COS INC | 703395103 | COM | 1,030 | $18,000 | thousands by filing date | |
| INTERCEPT PHARMACEUTICALS IN | 45845P108 | COM | 275 | $18,000 | thousands by filing date | |
| CIMAREX ENERGY CO COM | 171798101 | Stock | 378 | $18,000 | thousands by filing date | |
| CONFORMIS INC | 20717E101 | COM | 10,100 | $18,000 | thousands by filing date | |
| NABRIVA THERAPEUTICS PLC | G63637105 | SHS | 9,050 | $18,000 | thousands by filing date | |
| SAREPTA THERAPEUTICS INC | 803607100 | COM | 235 | $17,000 | thousands by filing date | |
| JAZZ PHARMACEUTICALS PLC SHS USD | G50871105 | Stock | 139 | $17,000 | thousands by filing date | |
| AMETEK INC COM | 031100100 | Stock | 192 | $17,000 | thousands by filing date | |
| FIRST SOLAR INC COM | 336433107 | Stock | 300 | $17,000 | thousands by filing date | |
| UBS GROUP AG SHS | H42097107 | Stock | 1,554 | $17,000 | thousands by filing date | |
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| VISTRA CORP COM | 92840M102 | Stock | 654 | $17,000 | thousands by filing date | |
| AEROVIRONMENT INC COM | 008073108 | Stock | 320 | $17,000 | thousands by filing date | |
| BLACK HILLS CORP COM | 092113109 | Stock | 223 | $17,000 | thousands by filing date | |
| HANCOCK JOHN PFD INCOME FD | 41013W108 | SH BEN INT | 729 | $17,000 | thousands by filing date | |
| TRIPADVISOR INC | 896945201 | COM | 450 | $17,000 | thousands by filing date | |
| CARTERS INC | 146229109 | COM | 189 | $17,000 | thousands by filing date | |
| ADAMS DIVERSIFIED EQUITY FD | 006212104 | COM | 1,078 | $17,000 | thousands by filing date | |
| SUPERNUS PHARMACEUTICALS | 868459108 | COM | 633 | $17,000 | thousands by filing date | |
| ENVESTNET INC | 29404K106 | COM | 311 | $17,000 | thousands by filing date | |
| Phillips 66 Partners LP | 718549207 | COM UNIT REP INT | 301 | $17,000 | thousands by filing date | |
| PRA Group Inc | 69354N106 | COM | 513 | $17,000 | thousands by filing date | |
| NOBLE MIDSTREAM PARTNERS LP | 65506L105 | COM UNIT REPST | 744 | $17,000 | thousands by filing date | |
| SAGE THERAPEUTICS INC | 78667J108 | COM | 122 | $17,000 | thousands by filing date | |
| MARINEMAX INC | 567908108 | COM | 1,120 | $17,000 | thousands by filing date | |
| VOYAGER THERAPEUTICS INC | 92915B106 | COMMON STOCK | 1,000 | $17,000 | thousands by filing date | |
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| Proshares Short S&P | 74347B425 | COM | 684 | $17,000 | thousands by filing date | |
| ORION ENERGY SYSTEMS INC | 686275108 | COM | 6,000 | $17,000 | thousands by filing date | |
| ALCOA CORP COM | 013872106 | Stock | 836 | $16,000 | thousands by filing date | |
| MKS INC. COM | 55306N104 | Stock | 175 | $16,000 | thousands by filing date | |
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| UNITIL CORP COM | 913259107 | Stock | 256 | $16,000 | thousands by filing date | |
| GENTEX CORP COM | 371901109 | Stock | 602 | $16,000 | thousands by filing date | |
| ASE TECHNOLOGY HLDG CO LTD SPONSORED ADS | 00215W100 | ADR | 3,686 | $16,000 | thousands by filing date | |
| PERRIGO CO PLC SHS | G97822103 | Stock | 301 | $16,000 | thousands by filing date | |
| TORO CO | 891092108 | COM | 224 | $16,000 | thousands by filing date | |
| PEBBLEBROOK HOTEL TR | 70509V100 | COM | 588 | $16,000 | thousands by filing date | |
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| PIONEER MUNICIPAL HIGH INCOME | 723762100 | COM | 1,500 | $16,000 | thousands by filing date | |
| STURM, RUGER & COMPANY INC | 864159108 | COM | 400 | $16,000 | thousands by filing date | |
| WORLD WRESTLING ENTMT INC | 98156Q108 | CL A | 225 | $16,000 | thousands by filing date | |
| ALEXION PHARMACEUTICALS INC | 015351109 | COM | 164 | $16,000 | thousands by filing date | |
| NATIONAL OILWELL VARCO INC | 637071101 | COM | 759 | $16,000 | thousands by filing date | |
| PERSPECTA INC | 715347100 | COM | 638 | $16,000 | thousands by filing date | |
| BERRY GLOBAL GROUP INC | 08579W103 | COM | 420 | $16,000 | thousands by filing date | |
| FUNKO INC CLASS A | 361008105 | COMMON STOCK | 800 | $16,000 | thousands by filing date | |
| YY INC. ADR | 98426T106 | SPONSORED ADS A | 286 | $16,000 | thousands by filing date | |
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| SPRINT CORP | 85207U105 | COM SER 1 | 2,750 | $16,000 | thousands by filing date | |
| NAUTILUS INC | 63910B102 | COMMON STOCK | 12,000 | $16,000 | thousands by filing date | |
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| OASIS MIDSTREAM PARTNERS LP | 67420T206 | COM UNITS REPS | 1,058 | $16,000 | thousands by filing date | |
| J P MORGAN EXCHANGE-TRADED F | 46641Q613 | US AGGREGATE | 601 | $16,000 | thousands by filing date | |
| WENDYS CO COM | 95058W100 | Stock | 773 | $15,000 | thousands by filing date | |
| PEMBINA PIPELINE CORP COM | 706327103 | Stock | 427 | $15,000 | thousands by filing date | |
| GORMAN RUPP CO COM | 383082104 | Stock | 450 | $15,000 | thousands by filing date | |
| PTC INC COM | 69370C100 | Stock | 232 | $15,000 | thousands by filing date | |
| DICKS SPORTING GOODS INC COM | 253393102 | Stock | 378 | $15,000 | thousands by filing date | |
| RELX PLC SPONSORED ADR | 759530108 | ADR | 668 | $15,000 | thousands by filing date | |
| ENI SPA SPONSORED ADR | 26874R108 | ADR | 517 | $15,000 | thousands by filing date | |
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| CHURCHILL DOWNS INC | 171484108 | COM | 123 | $15,000 | thousands by filing date | |
| COTY INC | 222070203 | COM CL A | 1,467 | $15,000 | thousands by filing date | |
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| ARROW FINANCIAL CORP | 042744102 | COMMON STOCK | 463 | $15,000 | thousands by filing date | |
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| SILICOM LTD | M84116108 | ORD | 500 | $15,000 | thousands by filing date | |
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| PAYCOMSOFTWAREINC | 70432V102 | STOK | 67 | $14,000 | thousands by filing date | |
| ENCOMPASS HEALTH CORP COM | 29261A100 | Stock | 228 | $14,000 | thousands by filing date | |
| WATERS CORP COM | 941848103 | Stock | 67 | $14,000 | thousands by filing date | |
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| SONOS INC | 83570H108 | COM | 1,090 | $14,000 | thousands by filing date | |
| PETROLEO BRASILEIRO S A | 71654V408 | SPONSORED ADR | 1,002 | $14,000 | thousands by filing date | |
| PINNACLE WEST CAP CORP | 723484101 | COM | 145 | $14,000 | thousands by filing date | |
| CRH PLC ADS | 12626K203 | ADR | 422 | $14,000 | thousands by filing date | |
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| INPHI CORP | 45772F107 | COM | 238 | $14,000 | thousands by filing date | |
| COHEN & STEERS CLOSED-END OP | 19248P106 | COM | 1,136 | $14,000 | thousands by filing date | |
| CONSTELLIUM NV-CLASS A | N22035104 | CL A | 1,104 | $14,000 | thousands by filing date | |
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| FIRST TR EXCHANGE-TRADED FD | 33734G108 | CMN | 533 | $14,000 | thousands by filing date | |
| CARDIOVASCULAR SYSTEMS INC | 141619106 | COMMON STOCK | 300 | $14,000 | thousands by filing date | |
| TEXAS | 882610108 | COMMON STOCK | 23 | $14,000 | thousands by filing date | |
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| FLEXION THERAPEUTICS INC | 33938J106 | COM | 1,055 | $14,000 | thousands by filing date | |
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| CNH INDL N V SHS | N20944109 | Stock | 1,343 | $13,000 | thousands by filing date | |
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| HILL ROM HLDGS INC | 431475102 | COM | 126 | $13,000 | thousands by filing date | |
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| iShares Global REIT ETF | 46434V647 | SHS | 430 | $12,000 | thousands by filing date | |
| iShares S&P Global Clean Energy Index Fund | 464288224 | COM | 1,127 | $12,000 | thousands by filing date | |
| TOLL BROTHERS INC COM | 889478103 | Stock | 300 | $12,000 | thousands by filing date | |
| HONDA MOTOR CO LTD ADR ECH CNV IN 3 | 438128308 | ADR | 491 | $12,000 | thousands by filing date | |
| TEREX CORP NEW COM | 880779103 | Stock | 478 | $12,000 | thousands by filing date | |
| WPP PLC NEW ADR | 92937A102 | ADR | 204 | $12,000 | thousands by filing date | |
| CULLEN FROST BANKERS INC COM | 229899109 | Stock | 139 | $12,000 | thousands by filing date | |
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| PILGRIMS PRIDE CORP COM | 72147K108 | Stock | 400 | $12,000 | thousands by filing date | |
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| VALVOLINE INC COM | 92047W101 | Stock | 570 | $12,000 | thousands by filing date | |
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| BNY MELLON STRATEGIC MUNS IN | 05588W108 | COM | 1,500 | $12,000 | thousands by filing date | |
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| PC CONNECTION INC | 69318J100 | COM | 310 | $12,000 | thousands by filing date | |
| SEABRIDGE GOLD INC | 811916105 | COM *D* | 1,000 | $12,000 | thousands by filing date | |
| ASHLAND INC | 044186104 | COM | 161 | $12,000 | thousands by filing date | |
| INTELLIA THERAPEUTICS INC | 45826J105 | COM | 900 | $12,000 | thousands by filing date | |
| STERICYCLE INC | 858912108 | COM | 240 | $12,000 | thousands by filing date | |
| STORE CAP CORP | 862121100 | COM | 335 | $12,000 | thousands by filing date | |
| EPLUS INC | 294268107 | COM | 170 | $12,000 | thousands by filing date | |
| CANTEL MEDICAL CORP | 138098108 | COM | 171 | $12,000 | thousands by filing date | |
| AKEBIA THERAPEUTICS INC | 00972D105 | COMMON STOCK | 3,300 | $12,000 | thousands by filing date | |
| DBX ETF TR | 233051507 | XTRACK MSCI JAPN | 310 | $12,000 | thousands by filing date | |
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| STATE STREET SPDR ETF S&P RETAIL | 78464A714 | ETF | 293 | $12,000 | thousands by filing date | |
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| MARKER THERAPEUTICS INC | 57055L107 | COM | 2,500 | $12,000 | thousands by filing date | |
| ISHARES TR | 46434V100 | 0-5YR INVT GR CP | 233 | $11,000 | thousands by filing date | |
| TRIMBLE INC COM | 896239100 | Stock | 308 | $11,000 | thousands by filing date | |
| CIENA CORP COM NEW | 171779309 | Stock | 285 | $11,000 | thousands by filing date | |
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| FIVERR INTL LTD ORD SHS | M4R82T106 | Stock | 600 | $11,000 | thousands by filing date | |
| HOME BANCSHARES INC COM | 436893200 | Stock | 592 | $11,000 | thousands by filing date | |
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| TOPBUILD COR COM | 89055F103 | Stock | 123 | $11,000 | thousands by filing date | |
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| CLEARWAY ENERGY INC CL C | 18539C204 | Stock | 610 | $11,000 | thousands by filing date | |
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| DIAMONDROCK HOSPITALITY CO | 252784301 | COM | 1,146 | $11,000 | thousands by filing date | |
| BROWN FORMAN CORP | 115637100 | CL A | 200 | $11,000 | thousands by filing date | |
| NLIGHT INC | 65487K100 | COM | 725 | $11,000 | thousands by filing date | |
| LIGAND PHARMACEUTICALS INC | 53220K504 | COM NEW | 119 | $11,000 | thousands by filing date | |
| STEPAN CO | 858586100 | COM | 115 | $11,000 | thousands by filing date | |
| ISHARES INC | 464286475 | EM MKT SM-CP ETF | 267 | $11,000 | thousands by filing date | |
| GOLDMAN SACHS ETF TR | 381430602 | ACTIVEBETA US | 262 | $11,000 | thousands by filing date | |
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| TUPPERWARE BRANDS CORP | 899896104 | COM | 700 | $11,000 | thousands by filing date | |
| ALLIANZGI CONV INCOME FD | 018828103 | COM | 2,000 | $11,000 | thousands by filing date | |
| VOYA INFRASTRUCTURE INDLS & | 92912X101 | COM | 1,000 | $11,000 | thousands by filing date | |
| ACCELERON PHARMA INC | 00434H108 | COM | 300 | $11,000 | thousands by filing date | |
| FS KKR CAPITAL CORP | 302635107 | COM | 2,000 | $11,000 | thousands by filing date | |
| LANDS END INC | 51509F105 | COMMON STOCK | 1,001 | $11,000 | thousands by filing date | |
| SOUNDTHINKING INC | 82536T107 | COM | 500 | $11,000 | thousands by filing date | |
| ISHARES TR | 464288174 | GL TIMB FORE ETF | 200 | $11,000 | thousands by filing date | |
| PROSHARES TR II | 74347W338 | CMN | 500 | $11,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F635 | ISRAEL ETF | 350 | $11,000 | thousands by filing date | |
| ALLAKOS INC | 01671P100 | COM | 150 | $11,000 | thousands by filing date | |
| COTT CORP QUE | 22163N106 | COM | 921 | $11,000 | thousands by filing date | |
| HI-CRUSH PARTNERS LP | 428337109 | COM UNIT LTD | 6,844 | $11,000 | thousands by filing date | |
| UNITED FINL BANCORP INC NEW | 910304104 | COM | 840 | $11,000 | thousands by filing date | |
| SPDR S&P North American Natural Resources ETF | 78463X152 | SHS | 323 | $10,000 | thousands by filing date | |
| LIFECOREBIOMEDICALINC | 514766104 | STOK | 1,000 | $10,000 | thousands by filing date | |
| VANGUARD RUSSELL 2000 VALUE ETF | 92206C649 | ETF | 100 | $10,000 | thousands by filing date | |
| TECK RESOURCES LTD CL B | 878742204 | Stock | 617 | $10,000 | thousands by filing date | |
| NIO INC SPON ADS | 62914V106 | ADR | 6,935 | $10,000 | thousands by filing date | |
| ELANCO ANIMAL HEALTH INC COM | 28414H103 | Stock | 409 | $10,000 | thousands by filing date | |
| GAP INC COM | 364760108 | Stock | 616 | $10,000 | thousands by filing date | |
| IDEXX LABS INC COM | 45168D104 | Stock | 40 | $10,000 | thousands by filing date | |
| KOREA ELEC PWR CORP SPONSORED ADR | 500631106 | ADR | 1,000 | $10,000 | thousands by filing date | |
| KNOWLES CORP COM | 49926D109 | Stock | 500 | $10,000 | thousands by filing date | |
| NUTANIX INC CL A | 67059N108 | Stock | 417 | $10,000 | thousands by filing date | |
| CARETRUST REIT INC COM | 14174T107 | REIT | 450 | $10,000 | thousands by filing date | |
| DONALDSON INC COM | 257651109 | Stock | 198 | $10,000 | thousands by filing date | |
| NORDSON CORP | 655663102 | COM | 71 | $10,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733B100 | WTR ETF | 180 | $10,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V498 | S&P SMLCP MOMENT | 270 | $10,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524755 | FUNDAMENTAL INTL | 377 | $10,000 | thousands by filing date | |
| CABOT CORP | 127055101 | COM | 237 | $10,000 | thousands by filing date | |
| PATTERSON-UTI ENERGY INC | 703481101 | COM | 1,183 | $10,000 | thousands by filing date | |
| SCOTTS MIRACLE-GRO CO | 810186106 | CL A | 100 | $10,000 | thousands by filing date | |
| EXCHANGE TRADED CONCEPTS TRU | 301505889 | EMQQ EME MAR ETF | 350 | $10,000 | thousands by filing date | |
| HAIN CELESTIAL GROUP INC | 405217100 | COM | 500 | $10,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464a201 | ST STR SP600GRWO | 180 | $10,000 | thousands by filing date | |
| IRIDIUM COMMUNICATIONS INC | 46269C102 | COM | 500 | $10,000 | thousands by filing date | |
| HELMERICH & PAYNE INC | 423452101 | COM | 263 | $10,000 | thousands by filing date | |
| TERRENO RLTY CORP | 88146M101 | COM | 205 | $10,000 | thousands by filing date | |
| WESTERN MIDSTREAM PARTNERS L | 958669103 | COM UNIT LP INT | 424 | $10,000 | thousands by filing date | |
| CLEARWAY ENERGY INC-CLASS A NE | 18539C105 | CL A | 600 | $10,000 | thousands by filing date | |
| OSI SYSTEMS INC | 671044105 | COM | 100 | $10,000 | thousands by filing date | |
| ALLETE INC | 018522300 | COM NEW | 115 | $10,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001606587-19-000946 | this filing | 2019-10-30 | acceptance time not in the bulk data set |