13F-HR filed by Steward Partners Investment Advisory, LLC
Steward Partners Investment Advisory, LLC filed this 13F-HR for the quarter ended 2018-03-31, filed 2018-04-20, with 2,344 holding rows worth $1,460,757,000.
- Accession
- 0001606587-18-000317
- Filer
- CIK 1723397
- Filed
- 2018-04-20
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2018
A holdings report, 2,344 entries on the cover page, a total value of $1,460,757,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $1,460,757,000 with VALUE read as thousands by filing date, 13F file number 028-18184. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| CUBESMART COM | 229663109 | REIT | 90 | $2,000 | thousands by filing date | |
| LOUISIANA PAC CORP COM | 546347105 | Stock | 86 | $2,000 | thousands by filing date | |
| INTERDIGITAL INC COM | 45867G101 | Stock | 30 | $2,000 | thousands by filing date | |
| ARAMARK COM | 03852U106 | Stock | 58 | $2,000 | thousands by filing date | |
| SIGNET JEWELERS LTD SHS | G81276100 | Stock | 76 | $2,000 | thousands by filing date | |
| VALVOLINE INC COM | 92047W101 | Stock | 125 | $2,000 | thousands by filing date | |
| CAMPING WORLD HLDGS INC CL A | 13462K109 | Stock | 72 | $2,000 | thousands by filing date | |
| NEXSTAR MEDIA GROUP INC COMMON STOCK | 65336K103 | Stock | 34 | $2,000 | thousands by filing date | |
| AURINIA PHARMACEUTICALS INC COM | 05156V102 | Stock | 500 | $2,000 | thousands by filing date | |
| DONALDSON INC COM | 257651109 | Stock | 60 | $2,000 | thousands by filing date | |
| TELEFONICA S A SPONSORED ADR | 879382208 | ADR | 256 | $2,000 | thousands by filing date | |
| REXFORD INDL RLTY INC COM | 76169C100 | REIT | 92 | $2,000 | thousands by filing date | |
| NORDIC AMERICAN TANKERS LIMI | G65773106 | COM | 1,035 | $2,000 | thousands by filing date | |
| PIMCO DYNAMIC INCOME FD | 72201Y101 | SHS | 65 | $2,000 | thousands by filing date | |
| SPDR SER TR | 78468R721 | NUVEEN BLMBRG MU | 59 | $2,000 | thousands by filing date | |
| VORNADO RLTY TR | 929042109 | SH BEN INT | 31 | $2,000 | thousands by filing date | |
| GREIF INC | 397624107 | CL A | 43 | $2,000 | thousands by filing date | |
| V2X INC | 92242T101 | COM | 60 | $2,000 | thousands by filing date | |
| PATTERSON-UTI ENERGY INC | 703481101 | COM | 125 | $2,000 | thousands by filing date | |
| OPENLANE INC | 48238T109 | COM | 42 | $2,000 | thousands by filing date | |
| COHU INC | 192576106 | COM | 125 | $2,000 | thousands by filing date | |
| RALPH LAUREN CORP | 751212101 | CL A | 24 | $2,000 | thousands by filing date | |
| HCI GROUP INC | 40416E103 | COM | 55 | $2,000 | thousands by filing date | |
| UMB FINL CORP | 902788108 | COM | 28 | $2,000 | thousands by filing date | |
| UNITED CMNTY BKS BLAIRSVLE G | 90984P303 | COM | 75 | $2,000 | thousands by filing date | |
| VISTEON CORP | 92839U206 | COM NEW | 20 | $2,000 | thousands by filing date | |
| ATLANTICA YIELD PLC | G0751N103 | SHS | 132 | $2,000 | thousands by filing date | |
| JINKOSOLAR HOLDING COMPANY,LIM | 47759T100 | SPONSORED ADR | 130 | $2,000 | thousands by filing date | |
| MELCO RESORTS & ENTERTAINMENT | 585464100 | ADR | 86 | $2,000 | thousands by filing date | |
| POTLATCHDELTIC CORPORATION | 737630103 | COM | 48 | $2,000 | thousands by filing date | |
| ISHARES GLOBAL HIGH YIELD CO | 464286178 | US INTL HGH YLD | 45 | $2,000 | thousands by filing date | |
| NUVEEN FLOATING RATE INCOME OP | 6706EN100 | COM SHS | 200 | $2,000 | thousands by filing date | |
| AMERICAN CAMPUS COMMUNITIES | 024835100 | COM | 76 | $2,000 | thousands by filing date | |
| BLACKROCK GLOBAL FLOATING RATE | 091941104 | COM | 200 | $2,000 | thousands by filing date | |
| BLACKROCK CREDIT ALLOCATION IN | 092508100 | COM | 180 | $2,000 | thousands by filing date | |
| SYNEOS HEALTH INC | 87166B102 | CL A | 75 | $2,000 | thousands by filing date | |
| Mallinckrodt Plc | G5785G107 | SHS | 187 | $2,000 | thousands by filing date | |
| HILL ROM HLDGS INC | 431475102 | COM | 34 | $2,000 | thousands by filing date | |
| DISCOVERY INC | 25470F302 | COM SER C | 134 | $2,000 | thousands by filing date | |
| EXTENDED STAY AMER INC | 30224P200 | UNIT 99/99/9999B | 139 | $2,000 | thousands by filing date | |
| LA Z BOY INC | 505336107 | COM | 100 | $2,000 | thousands by filing date | |
| DUNKIN BRANDS GROUP INC | 265504100 | COM | 50 | $2,000 | thousands by filing date | |
| ALLEGHANY CORP DEL | 017175100 | COM | 4 | $2,000 | thousands by filing date | |
| MANITOWOC CO INC | 563571405 | COM NEW | 75 | $2,000 | thousands by filing date | |
| SUNCOKE ENERGY INC | 86722A103 | COMMON STOCK | 220 | $2,000 | thousands by filing date | |
| REGIONAL MANAGEMENT CORP | 75902K106 | COMMON STOCK | 71 | $2,000 | thousands by filing date | |
| UNITED STATES COMMODITY INDE | 911717106 | Common Stock | 53 | $2,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33733F101 | COM SHS | 32 | $2,000 | thousands by filing date | |
| COMPUGEN LTD | M25722105 | ORD | 500 | $2,000 | thousands by filing date | |
| WESTERN ASSET INVESTMENT GRA | 95766T100 | COM | 169 | $2,000 | thousands by filing date | |
| SHIP FINANCE INTL LTD | G81075106 | SHS | 200 | $2,000 | thousands by filing date | |
| POLYONE CORP | 73179P106 | COM | 56 | $2,000 | thousands by filing date | |
| VERITONE INC | 92347M100 | COM | 150 | $2,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q106 | REIT DIVIDE DOGS | 55 | $2,000 | thousands by filing date | |
| NUVEEN VA QUALITY MUN INCOM | 67064R102 | COM | 200 | $2,000 | thousands by filing date | |
| FTAI AVIATION LTD | 34960P101 | COM | 150 | $2,000 | thousands by filing date | |
| EMBOTELLADORA ANDINA S A | 29081P303 | SPON ADR B | 77 | $2,000 | thousands by filing date | |
| ENSTAR GROUP LIMITED | G3075P101 | SHS | 12 | $2,000 | thousands by filing date | |
| WESTERN GAS PARTNERS LP | 958254104 | COM UNIT LP IN | 50 | $2,000 | thousands by filing date | |
| ROCKWELL COLLINS INC | 774341101 | COM | 22 | $2,000 | thousands by filing date | |
| NEWFIELD EXPL CO | 651290108 | COM | 98 | $2,000 | thousands by filing date | |
| TCP CAP CORP | 87238Q103 | COM | 156 | $2,000 | thousands by filing date | |
| INVESTMENT TECHNOLOGY GROUP | 46145F105 | COMMON STOCK | 131 | $2,000 | thousands by filing date | |
| JP MORGAN CHASE & CO | 46625H365 | EXCHANGE TRADED | 91 | $2,000 | thousands by filing date | principal |
| SANCHEZ ENERGY CORP | 79970Y105 | COMMON STOCK | 950 | $2,000 | thousands by filing date | |
| SUNCOKE ENERGY PARTNERS LP | 86722Y101 | COMMON STOCK | 150 | $2,000 | thousands by filing date | |
| AVADEL PHARMACEUTICALS, PLC | 05337M104 | COMMON STOCK-FO | 300 | $2,000 | thousands by filing date | |
| MERIDIAN BIOSCIENCE INC | 589584101 | COMMON STOCK | 200 | $2,000 | thousands by filing date | |
| PENGROWTH ENERGY CORP | 70706P104 | COMMON STOCK-FO | 3,186 | $2,000 | thousands by filing date | |
| TRIVAGO N V SPON ADS A SHS N | 89686D105 | ADR | 400 | $2,000 | thousands by filing date | |
| Bowater Inc | 09066L105 | COMMON STOCKS | 1,000 | $2,000 | thousands by filing date | |
| SPX FLOW INC COM | 78469X107 | Stock | 45 | $2,000 | thousands by filing date | |
| WEATHERFORD INTL INC ORD SHS | G48833100 | Stock | 970 | $2,000 | thousands by filing date | |
| DRIVE SHACK INC | 262077100 | COM | 500 | $2,000 | thousands by filing date | |
| SOTHERLY HOTELS INC | 83600C103 | COM | 414 | $2,000 | thousands by filing date | |
| MILACRON HLDGS CORP | 59870L106 | COM | 123 | $2,000 | thousands by filing date | |
| ILLUMINA INC | 452327AH2 | NOTE 0.500% 6/1 | 2,000 | $2,000 | thousands by filing date | principal |
| J2 GLOBAL INC | 48123VAC6 | NOTE 3.250% 6/1 | 2,000 | $2,000 | thousands by filing date | principal |
| COTT CORP QUE | 22163N106 | COM | 200 | $2,000 | thousands by filing date | |
| Telecom Italia S P A New Spons | 87927Y201 | ADR | 280 | $2,000 | thousands by filing date | |
| PFSWEB INC | 717098206 | COM | 300 | $2,000 | thousands by filing date | |
| POWERSHARES INDIA ETF TR | 73935L100 | INDIA PORT | 90 | $2,000 | thousands by filing date | |
| NAVIOS MARITIME HOLDINGS INC | Y62196103 | COM | 2,500 | $2,000 | thousands by filing date | |
| NAVIGATORS GROUP INC | 638904102 | COM | 42 | $2,000 | thousands by filing date | |
| SPDR SERIES TRUST OILGAS EQUIP | 78464A748 | COM | 200 | $2,000 | thousands by filing date | |
| SEASPAN CORP | Y75638109 | SHS | 322 | $2,000 | thousands by filing date | |
| TERRA NITROGEN CO L P | 881005201 | COM UNIT | 32 | $2,000 | thousands by filing date | |
| CHART INDUSTRIES INC | 16115QAC4 | NOTE | 2,000 | $2,000 | thousands by filing date | principal |
| ASIA PAC FD INC | 044901106 | COM | 182 | $2,000 | thousands by filing date | |
| VASCULAR BIOGENICS LTD | M96883109 | COM | 1,250 | $2,000 | thousands by filing date | |
| MICHAELS COS INC | 59408Q106 | COM | 103 | $2,000 | thousands by filing date | |
| FIRSTCASH HOLDINGS INC. | 33767D105 | Common Stock | 25 | $2,000 | thousands by filing date | |
| VOXELJET AG | 92912L107 | ADS | 600 | $2,000 | thousands by filing date | |
| ECHO GLOBAL LOGISTICS INC | 27875TAA9 | NOTE | 2,000 | $2,000 | thousands by filing date | principal |
| WEATHERFORD INTL LTD | 947075AH0 | NOTE 5.875% 7/0 | 3,000 | $2,000 | thousands by filing date | |
| VIPSHOP HLDGS LTD | 92763WAA1 | NOTE 1.500% 3/1 | 2,000 | $2,000 | thousands by filing date | |
| PURPLE INNOVATION INC | 74640Y114 | W EXP 02/02/202 | 3,000 | $2,000 | thousands by filing date | |
| HORNBECK OFFSHORE SVCS INC N | 440543AN6 | NOTE 1.500 9/0 | 3,000 | $2,000 | thousands by filing date | principal |
| NAVISTAR INTL CORP NEW | 63934EAS7 | NOTE 4.750 4/1 | 2,000 | $2,000 | thousands by filing date | principal |
| COTIVITI HLDGS INC | 22164K101 | COM | 85 | $2,000 | thousands by filing date | |
| Empire State Realty Trust, Inc. | 292104106 | Class A Common Stock, $0.01 par value per share | 97 | $1,000 | thousands by filing date | |
| Vanguard Total International Bond Index Fund ETF | 92203J407 | SHS | 33 | $1,000 | thousands by filing date | |
| NNN REIT INC COM | 637417106 | REIT | 37 | $1,000 | thousands by filing date | |
| GATX CORP COM | 361448103 | Stock | 16 | $1,000 | thousands by filing date | |
| PROGRESS SOFTWARE CORP COM | 743312100 | Stock | 30 | $1,000 | thousands by filing date | |
| NATIONAL BEVERAGE CORP COM | 635017106 | Stock | 21 | $1,000 | thousands by filing date | |
| ACUITY INC COM | 00508Y102 | Stock | 10 | $1,000 | thousands by filing date | |
| HIMAX TECHNOLOGIES INC SPONSORED ADR | 43289P106 | ADR | 202 | $1,000 | thousands by filing date | |
| GALLAGHER ARTHUR J & CO COM | 363576109 | Stock | 28 | $1,000 | thousands by filing date | |
| EQUITY LIFESTYLE PROPERTIES COM | 29472R108 | REIT | 16 | $1,000 | thousands by filing date | |
| BANCO BILBAO VIZCAYA ARGENTARI SPONSORED ADR | 05946K101 | ADR | 169 | $1,000 | thousands by filing date | |
| DROPBOX INC CL A | 26210C104 | Stock | 60 | $1,000 | thousands by filing date | |
| CAMECO CORP COM | 13321L108 | Stock | 201 | $1,000 | thousands by filing date | |
| PENNYMAC MTG INVT TR COM | 70931T103 | REIT | 76 | $1,000 | thousands by filing date | |
| US FOODS HLDG CORP COM | 912008109 | Stock | 50 | $1,000 | thousands by filing date | |
| CARNIVAL PLC ADS | 14365C103 | ADR | 27 | $1,000 | thousands by filing date | |
| ZEBRA TECHNOLOGIES CORPORATION CL A | 989207105 | Stock | 14 | $1,000 | thousands by filing date | |
| CRITEO S A SPONS ADS | 226718104 | ADR | 44 | $1,000 | thousands by filing date | |
| DBX ETF TR | 233051200 | XTRACK MSCI EAFE | 65 | $1,000 | thousands by filing date | |
| ISHARES TR | 464288208 | MRGSTR MD CP ETF | 7 | $1,000 | thousands by filing date | |
| AMPLIFY ETF TR | 032108607 | BLOCK TECHN ETF | 100 | $1,000 | thousands by filing date | |
| CASELLA WASTE SYS INC | 147448104 | CL A | 75 | $1,000 | thousands by filing date | |
| BROOKFIELD INFRASTRUCTURE PA | G16252101 | LP INT UNIT | 40 | $1,000 | thousands by filing date | |
| BROOKFIELD RENEWABLE ENERGY | G16258108 | PARTNERSHIP UNIT | 50 | $1,000 | thousands by filing date | |
| GAMESTOP CORP | 36467W109 | CL A | 97 | $1,000 | thousands by filing date | |
| DOUGLAS EMMETT INC | 25960P109 | COM | 37 | $1,000 | thousands by filing date | |
| ACCENDRA HEALTH INC | 690732102 | COM | 100 | $1,000 | thousands by filing date | |
| ADIENT PLC | G0084W101 | ORD SHS | 17 | $1,000 | thousands by filing date | |
| COTY INC | 222070203 | COM CL A | 105 | $1,000 | thousands by filing date | |
| CRACKER BARREL OLD CTRY STOR | 22410J106 | COM | 9 | $1,000 | thousands by filing date | |
| ENSIGN GROUP INC | 29358P101 | COM | 60 | $1,000 | thousands by filing date | |
| PRESTIGE CONSMR HEALTHCARE I | 74112D101 | COM | 46 | $1,000 | thousands by filing date | |
| ISHARES S&P GSCI COMMODITY- | 46428R107 | UNIT BEN INT | 78 | $1,000 | thousands by filing date | |
| ISHARES TR | 464287713 | US TELECOM ETF | 44 | $1,000 | thousands by filing date | |
| XPLR INFRASTRUCTURE LP | 65341B106 | COM UNIT PART IN | 50 | $1,000 | thousands by filing date | |
| DAUCH CORP | 024061103 | COM | 100 | $1,000 | thousands by filing date | |
| EQUITY COMMONWEALTH | 294628102 | COM SH BEN INT | 38 | $1,000 | thousands by filing date | |
| BUNGE LTD | G16962105 | COM | 20 | $1,000 | thousands by filing date | |
| BANCO SANTANDER BRASIL S.A. AD | 05967A107 | ADS REP 1 UNIT | 101 | $1,000 | thousands by filing date | |
| BLACKROCK CORPORATE HIGH YIELD | 09255P107 | COM | 102 | $1,000 | thousands by filing date | |
| MFS INTERMEDIATE INCOME TRUST | 55273C107 | SH BEN INT | 416 | $1,000 | thousands by filing date | |
| EATON VANCE SENIOR FLOATING-RA | 27828Q105 | COM | 100 | $1,000 | thousands by filing date | |
| LINDSAY CORPORATION | 535555106 | COM | 20 | $1,000 | thousands by filing date | |
| ARENA PHARMACEUTICALS INC | 040047607 | COM NEW | 50 | $1,000 | thousands by filing date | |
| STORE CAP CORP | 862121100 | COM | 58 | $1,000 | thousands by filing date | |
| MORGAN STANLEY EMER MKTS DEB | 61744H105 | COM | 108 | $1,000 | thousands by filing date | |
| BED BATH & BEYOND INC | 075896100 | COM | 57 | $1,000 | thousands by filing date | |
| WASHINGTON PRIME GROUP NEW | 93964W108 | COM | 266 | $1,000 | thousands by filing date | |
| WESTERN ASSET CORPORATE LN F | 95790J102 | COM | 100 | $1,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229854 | COM SER C FRMLA | 43 | $1,000 | thousands by filing date | |
| THOMSON REUTERS CORP | 884903105 | COM | 40 | $1,000 | thousands by filing date | |
| PIONEER FLOATING RATE FUND I | 72369J102 | COM | 100 | $1,000 | thousands by filing date | |
| IMAX CORP | 45245E109 | COM | 85 | $1,000 | thousands by filing date | |
| PIEDMONT REALTY TRUST INC | 720190206 | COM CL A | 60 | $1,000 | thousands by filing date | |
| TECNOGLASS INC | G87264100 | ORD SHS | 175 | $1,000 | thousands by filing date | |
| NUVEEN GLOBAL HIGH INCOME FD | 67075G103 | SHS | 114 | $1,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A334 | BLOMBERG BRC INT | 49 | $1,000 | thousands by filing date | |
| EQM MIDSTREAM PARTNERS LP | 26885B100 | UNIT LTD PARTN | 18 | $1,000 | thousands by filing date | |
| LIBERTY BROADBAND A | 530307107 | COMMON STOCK | 19 | $1,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33737M102 | MID CP GR ALPH | 33 | $1,000 | thousands by filing date | |
| FRANKLIN MASTER INTER INCOME SH BEN INT | 746909100 | CEF | 400 | $1,000 | thousands by filing date | |
| ORAMED PHARMACEUTICALS INC | 68403P203 | COM NEW | 300 | $1,000 | thousands by filing date | |
| CERAGON NETWORKS LTD ORD | M22013102 | Stock | 500 | $1,000 | thousands by filing date | |
| LANNETT COMPANY INCORPORATED | 516012101 | COM | 77 | $1,000 | thousands by filing date | |
| VIACOM INC | 92553P201 | CL B | 50 | $1,000 | thousands by filing date | |
| CONSTELLIUM NV-CLASS A | N22035104 | CL A | 170 | $1,000 | thousands by filing date | |
| RED HAT INC | 756577102 | COM | 12 | $1,000 | thousands by filing date | |
| Zedge Inc | 98923T104 | COM | 468 | $1,000 | thousands by filing date | |
| MATERIALISE NV | 57667T100 | SPONSORED ADS | 150 | $1,000 | thousands by filing date | |
| MEDICINES CO | 584688105 | COM | 35 | $1,000 | thousands by filing date | |
| DELPHI TECHNOLOGIES PLC | G2709G107 | SHS | 24 | $1,000 | thousands by filing date | |
| GRAMERCY PPTY TR | 385002308 | COM NEW | 82 | $1,000 | thousands by filing date | |
| TALLGRASS ENERGY LP | 874696107 | CLASS A SHS | 56 | $1,000 | thousands by filing date | |
| KLX INC | 482539103 | COM | 24 | $1,000 | thousands by filing date | |
| RICE MIDSTREAM PARTNERS LP | 762819100 | UNIT LTD PARTN | 80 | $1,000 | thousands by filing date | |
| POWERSHARES GLOBAL ETF FD | 73936G308 | S&P 500 BUYWRT | 74 | $1,000 | thousands by filing date | |
| SPX CORP | 784635104 | COMMON STOCK | 45 | $1,000 | thousands by filing date | |
| MASONITE INTERNATIONAL CORP | 575385109 | COMMON STOCK-FO | 21 | $1,000 | thousands by filing date | |
| VERIS RESIDENTIAL INC | 554489104 | COM | 77 | $1,000 | thousands by filing date | |
| LIONS GATE ENTMNT CORP | 535919500 | CL B NON VTG | 74 | $1,000 | thousands by filing date | |
| OVERSEAS SHIPHOLDING GROUP I | 69036R863 | CL A NEW | 661 | $1,000 | thousands by filing date | |
| NATIONAL CINEMEDIA INC | 635309107 | COM | 200 | $1,000 | thousands by filing date | |
| ANTERO MIDSTREAM LP | 03673L103 | Limited Partnership | 48 | $1,000 | thousands by filing date | |
| CATCHMARK TIMBER TR INC CL A | 14912Y202 | REIT | 100 | $1,000 | thousands by filing date | |
| OFFICE DEPOT INC | 676220106 | COM | 902 | $1,000 | thousands by filing date | |
| ENERPLUS CORP | 292766102 | COM | 158 | $1,000 | thousands by filing date | |
| SUPERIOR ENERGY SVCS INC | 868157108 | COM | 121 | $1,000 | thousands by filing date | |
| FOREST CITY RLTY TR INC | 345605109 | COM CL A | 61 | $1,000 | thousands by filing date | |
| RADIUS HEALTH INC | 750469207 | COM NEW | 41 | $1,000 | thousands by filing date | |
| ISIS PHARMACEUTICALS INC DEL | 464337AJ3 | NOTE 1.000%11/1 | 2,000 | $1,000 | thousands by filing date | principal |
| BIOMARIN PHARMACEUTICAL INC | 09061GAF8 | NOTE 1.500%10/1 | 1,000 | $1,000 | thousands by filing date | principal |
| CEMEX SAB DE CV | 151290BT9 | NOTE 3.720% 3/1 | 1,000 | $1,000 | thousands by filing date | |
| NCI BUILDING SYSTEMS INC | 628852204 | COM | 66 | $1,000 | thousands by filing date | |
| ELECTRONICS FOR IMAGING INC | 286082102 | COM | 61 | $1,000 | thousands by filing date | |
| PROTALIX BIOTHERAPEUTICS INC | 74365A101 | COM | 2,000 | $1,000 | thousands by filing date | |
| AMIRA NATURE FOODS LTD | G0335L102 | SHS | 300 | $1,000 | thousands by filing date | |
| DREYFUS STRATEGIC MUN BD FD | 26202F107 | COM | 200 | $1,000 | thousands by filing date | |
| FERRELLGAS PARTNERS L.P. | 315293100 | UNIT LTD PART | 380 | $1,000 | thousands by filing date | |
| OCLARO INC | 67555N206 | COM | 118 | $1,000 | thousands by filing date | |
| REEDS INC COM | 758338107 | Stock | 1,000 | $1,000 | thousands by filing date | |
| PLURISTEM THERAPEUTICS INC | 72940R102 | COM | 1,088 | $1,000 | thousands by filing date | |
| CHINA EASTN AIRLS LTD | 16937R104 | SPON ADR CL H | 47 | $1,000 | thousands by filing date | |
| XINYUAN REAL ESTATE CO LTD | 98417P105 | SPONS ADR | 300 | $1,000 | thousands by filing date | |
| SYNTHETIC BIOLOGICS INC | 87164U102 | COM | 5,000 | $1,000 | thousands by filing date | |
| CYREN LTD | M26895108 | SHS | 700 | $1,000 | thousands by filing date | |
| SUPERCOM LTD NEW | M87095119 | SHS NEW | 500 | $1,000 | thousands by filing date | |
| HARBORONE BANCORP INC | 41165F101 | COM | 100 | $1,000 | thousands by filing date | |
| REWALK ROBOTICS LTD | M8216Q101 | SHS | 1,000 | $1,000 | thousands by filing date | |
| WRIGHT MED GROUP INC | 98235TAE7 | NOTE 2.000% 2/1 | 2,000 | $1,000 | thousands by filing date | principal |
| INPHI CORP | 45772FAB3 | NOTE 1.125%12/0 | 1,000 | $1,000 | thousands by filing date | principal |
| PDC ENERGY INC | 69327RAD3 | NOTE 1.125% 9/1 | 2,000 | $1,000 | thousands by filing date | principal |
| LIVE NATION ENTERTAINMENT IN | 538034AJ8 | NOTE 2.500 5/1 | 1,000 | $1,000 | thousands by filing date | principal |
| SHIFTPIXY INC | 82452L104 | COM | 600 | $1,000 | thousands by filing date | |
| PROOFPOINT INC | 743424AD5 | DBCV 0.750% 6/1 | 1,000 | $1,000 | thousands by filing date | principal |
| RPM INTL INC | 749685AT0 | NOTE 2.250%12/1 | 1,000 | $1,000 | thousands by filing date | principal |
| ISHARES TR | 464288372 | COM | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GERON CORP | 374163103 | COM | 230 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HILTON GRAND VACATIONS INC COM | 43283X105 | Stock | 20 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PARK HOTELS & RESORTS INC COM | 700517105 | REIT | 15 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LAUREATE ED INC COMMON STOCK | 518613203 | Stock | 51 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AMER STATES WTR CO COM | 029899101 | Stock | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| RAMBUS INC DEL COM | 750917106 | Stock | 40 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SABRA HEALTH CARE REIT INC COM | 78573L106 | REIT | 23 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AMERICAN ASSETS TR INC COM | 024013104 | REIT | 28 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| OPEN TEXT CORP COM | 683715106 | Stock | 8 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TELEFONAKTIEBOLAGET LM ERICSS ADR B SEK 10 | 294821608 | ADR | 85 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VICI PPTYS INC COM | 925652109 | REIT | 19 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TOPBUILD COR COM | 89055F103 | Stock | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| RADIAN GROUP INC COM | 750236101 | Stock | 31 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MGIC INVT CORP WIS COM | 552848103 | Stock | 42 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GRAND CANYON ED INC COM | 38526M106 | Stock | 8 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AGNC INVT CORP COM | 00123Q104 | REIT | 42 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MOLSON COORS BEVERAGE CO CL B | 60871R209 | Stock | 11 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MANNKIND CORP COM NEW | 56400P706 | Stock | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| HARMONY GOLD MINING CO LTD SPONSORED ADR | 413216300 | ADR | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TEGNA INC COM | 87901J105 | Stock | 58 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GRANITE PT MTG TR INC | 38741L107 | COM STK | 38 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AXIA ENERGIA SA | 15234Q207 | SPONSORED ADR | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ACADIA RLTY TR | 004239109 | COM SH BEN INT | 21 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NEWS CORP NEW | 65249B208 | CL B | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LIBERTY LATIN AMERICA LTD | G9001E128 | COM CL C | 18 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LIBERTY LATIN AMERICA LTD | G9001E102 | COM CL A | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SONOCO PRODS CO | 835495102 | COM | 17 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CHATHAM LODGING TR | 16208T102 | COM | 47 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CONDUENT INC | 206787103 | COM | 48 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EDGEWELL PERSONAL CARE CO | 28035Q102 | COM | 12 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EASTMAN KODAK CO | 277461406 | COM NEW | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| REDWOOD TRUST INC | 758075402 | COM | 57 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| REGAL REXNORD CORPORATION | 758750103 | COM | 13 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TIMKEN CO | 887389104 | COM | 12 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| UNITED PARKS & RESORTS INC | 81282V100 | COM | 19 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BLACKROCK GLOBAL ENERGY AND RE | 09250U101 | COM | 55 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TAUBMAN CTRS INC | 876664103 | COM | 12 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MEDLEY CAP CORP | 58503F106 | COM | 17 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CALIFORNIA RES CORP | 13057Q206 | COM NEW | 37 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| QIAGEN NV | N72482123 | SHS NEW | 24 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LIONS GATE ENTMNT CORP | 535919401 | CL A VTG | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| RMR GROUP INC | 74967R106 | CL A | 13 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LENNAR CORP CL B | 526057302 | Stock | 15 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| IDT CORP | 448947507 | CL B NEW | 130 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TELECOM ARGENTINA SA | 879273209 | SPON ADR REP B | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SERITAGE GROWTH PPTYS | 81752R100 | CL A | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| CLEAN ENERGY FUELS CORP | 184499101 | COMMON STOCK | 200 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VAALCO ENERGY INC | 91851C201 | COMMON STOCK | 590 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DNOW INC | 67011P100 | COMMON STOCK | 71 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TRILOGY METALS INC | 89621C105 | COMMON STOCK | 649 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| COMMUNITY HEALTH SYSTEMS INC | 203668108 | COMMON STOCK | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| RIBBON COMMUNICATIONS INC | 762544104 | COMMON STOCK | 20 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TEEKAY CORPORATION | Y8564W103 | COM | 72 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PIMCO STRATEGIC INCOME FD | 72200X104 | COM | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ISHARES MORNINGSTAR ETF SMALL CAP VALUE | 464288703 | ETF | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GUANGSHEN RAILWAY CO LTD-ADR | 40065W107 | SPONSORED ADR | 30 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SILVERCORP METALS INC COMP | 82835P103 | EQUITY | 200 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FIRST TR EXCHANGE-TRADED ALP | 33733C108 | SHS ISSUED FRST | 17 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Rafael Holdings Inc Class B | 75062E106 | COM | 65 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WESTERN ASSET PREMIER BD FD | 957664105 | SHS BEN INT | 9 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FUEL TECH INC | 359523107 | COM | 600 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WSTRN AST GLBL CORP OPP FD I | 95790C107 | COM | 54 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SSGA ACTIVE ETF TR | 78467V202 | ST STR INCOM ETF | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Anywhere Real Estate Inc | 75605Y106 | Common Stock | 22 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FRONTLINE PLC F | G3682E192 | ORD SHS | 200 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HD SUPPLY HLDGS INC | 40416M105 | COM | 26 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LSC COMMUNICATIONS INC | 50218P107 | COM | 15 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NORDIC AMERN OFFSHORE LTD | G65772108 | SHS | 41 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AQUABOUNTY TECHNOLOGIES INC | 03842K200 | COM NEW | 75 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CYS INVTS INC | 12673A108 | COM | 16 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WINDSTREAM HLDGS INC | 97382A200 | COM NEW | 173 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| KINDRED HEALTHCARE INC | 494580103 | COM | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LIBERTY MEDIA CORP DELAWARE | 531229870 | COM SER A FRMLA | 21 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PDL BIOPHARMA INC | 69329Y104 | COM | 235 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SPRINT CORP | 85207U105 | COM SER 1 | 167 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FORUM ENERGY TECHNOLOGIES | 34984V100 | COMMON STOCK | 73 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HELIX ENERGY SOLUTIONS GROUP | 42330PAG2 | CORPORATE OBLIG | 1,000 | $0 | thousands by filing date | principalValue filed as zero, left out of ratios. |
| NATIONSTAR MORTGAGE HOLDINGS | 63861C109 | COMMON STOCK | 13 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WEB.COM GROUP INC | 94733A104 | COMMON STOCK | 13 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PARKER DRILLING CO | 701081101 | COMMON STOCK | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SANOFI | 80105N113 | COMMON STOCK-FO | 203 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AMERICAN RAILCAR INDUSTRIES | 02916P103 | COMMON STOCK | 20 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EASTERLY GOVERNMENT PROPERTIES | 27616P103 | COMMON STOCK | 46 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AVID TECHNOLOGY INC | 05367P100 | COM | 34 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VERITIV CORP | 923454102 | COM | 13 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LIBERTY TRIPADVISOR HLDGS IN | 531465102 | COM SER A | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| OI SA-ADR | 670851500 | ADR | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SEADRILL ORD | G7945E105 | COM | 2,556 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AMERICAN INTL GROUP INC | 026874156 | *W EXP 01/19/202 | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CEL-SCI CORP | 150837607 | COM PAR NEW | 26 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SIERRA METALS INC | 82639W106 | COM | 200 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| UNITED STS NAT GAS FD LP | 912318300 | UNIT PAR | 31 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WESTPORT FUEL SYSTEMS INC | 960908309 | COM | 200 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PENNSYLVANIA RL ESTATE INVT | 709102107 | SH BEN INT | 72 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SYNTEL INC | 87162H103 | COM | 36 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ASPEN INSURANCE HOLDINGS LTD | G05384105 | SHS | 18 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DDR CORP | 23317H102 | COM | 74 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NORTHWEST NATURAL GAS CO | 667655104 | COM | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LAYNE CHRISTENSEN CO | 521050104 | COM | 40 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| IDERA PHARMACEUTICALS INC | 45168K306 | COM | 250 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CLAYMORE GUGGENHEIM | 18383Q739 | GUGGENHEIM SOLAR | 31 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ORIGIN AGRITECH LIMITED | G67828106 | SHS | 50 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GLOWPOINT INC | 379887201 | CMN | 3,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VALERO ENERGY PARTNERS LP | 91914J102 | COM UNT REP LP | 25 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| COMMERCEHUB INC | 20084V306 | COM SER C | 13 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HALCON RES CORP | 40537Q605 | COM PAR NEW | 147 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| QUORUM HEALTH CORP | 74909E106 | COM | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| COMMUNITY HEALTH SYS INC NEW | 203668116 | RIGHT 99/99/9999 | 77 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TRANSATLANTIC PETROLEUM LTD | G89982113 | SHS NEW | 630 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| APTEVO THERAPEUTICS INC | 03835L108 | COM | 50 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| IMMUNE PHARMACEUTICALS INC | 45254C200 | COM NEW | 250 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MICROBOT MED INC | 59503A105 | COM | 1,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CONFORMIS INC | 20717E101 | COM | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| China Rapid Finance Ltd ADR | 16953Q105 | ADR | 25 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NEURALSTEM INC | 64127R401 | COM NEW | 231 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NORTHSTAR REALTY EUROPE CORP | 66706L101 | COM | 25 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CASI PHARMACEUTICALS INC | 14757U109 | COM | 45 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| COMMERCEHUB INC | 20084V108 | COM SER A | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SELLAS LIFE SCIENCES GROUP I | 81642T100 | COM | 37 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MYOMO INC | 62857J102 | COM | 250 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| RENREN INC | 759892201 | SPON ADR A NEW | 70 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HESS CORP | 42809H404 | DEP PDF SR A | 12 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ARCA BIOPHARMA INC | 00211Y407 | COM PAR | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INVIVO THERAPEUTICS HLDGS CO | 46186M209 | COM NEW | 750 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SUNPOWER CORP | 867652AG4 | DBCV 0.750% 6/0 | 1,000 | $0 | thousands by filing date | principalValue filed as zero, left out of ratios. |
| EASTMAN KODAK CO WT EXP 090318 | 277461141 | Stock | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EASTMAN KODAK CO WT EXP 090318 | 277461133 | Stock | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GAFISA S A | 362607400 | UNSPONSORED ADR | 74 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001606587-18-000317 | this filing | 2018-04-20 | acceptance time not in the bulk data set |