13F-HR filed by Steward Partners Investment Advisory, LLC
Steward Partners Investment Advisory, LLC filed this 13F-HR for the quarter ended 2018-03-31, filed 2018-04-20, with 2,344 holding rows worth $1,460,757,000.
- Accession
- 0001606587-18-000317
- Filer
- CIK 1723397
- Filed
- 2018-04-20
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2018
A holdings report, 2,344 entries on the cover page, a total value of $1,460,757,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $1,460,757,000 with VALUE read as thousands by filing date, 13F file number 028-18184. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| FIRST TR EXCHANGE-TRADED FD | 33734X101 | CONSUMR DISCRE | 339 | $13,000 | thousands by filing date | |
| CONNECTICUT WTR SVC INC | 207797101 | COM | 225 | $13,000 | thousands by filing date | |
| JA SOLAR HOLDINGS CO LTD | 466090206 | SPON ADR REP5ORD | 2,000 | $13,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DYN BLDG | 73935X666 | COM | 445 | $13,000 | thousands by filing date | |
| BLDRS INDEX FDS TR | 09348R201 | DEV MK 100 ADR | 600 | $13,000 | thousands by filing date | |
| SPDR S&P 600 Small Cap Value ETF | 78464A300 | SHS | 104 | $12,000 | thousands by filing date | |
| ISHARES TR | 464287689 | RUSSELL 3000 ETF | 78 | $12,000 | thousands by filing date | |
| BRIGHT HORIZONS FAM SOL IN DEL COM | 109194100 | Stock | 126 | $12,000 | thousands by filing date | |
| COPART INC COM | 217204106 | Stock | 242 | $12,000 | thousands by filing date | |
| UPBOUND GROUP INC COM | 76009N100 | Stock | 1,500 | $12,000 | thousands by filing date | |
| WIX COM LTD SHS | M98068105 | Stock | 162 | $12,000 | thousands by filing date | |
| TAKE-TWO INTERACTIVE SOFTWARE COM | 874054109 | Stock | 132 | $12,000 | thousands by filing date | |
| THE CAMPBELLS COMPANY COM | 134429109 | Stock | 290 | $12,000 | thousands by filing date | |
| OSHKOSH CORP COM | 688239201 | Stock | 163 | $12,000 | thousands by filing date | |
| AGNICO EAGLE MINES LTD COM | 008474108 | Stock | 300 | $12,000 | thousands by filing date | |
| COPA HOLDINGS SA | P31076105 | CL A | 98 | $12,000 | thousands by filing date | |
| CREDICORP LTD | G2519Y108 | COM | 54 | $12,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R118 | NASD TECH DIV | 336 | $12,000 | thousands by filing date | |
| ADVANSIX INC | 00773T101 | COM | 357 | $12,000 | thousands by filing date | |
| COMPASS MINERALS INTL INC | 20451N101 | COM | 200 | $12,000 | thousands by filing date | |
| RH | 74967X103 | COM | 130 | $12,000 | thousands by filing date | |
| MARZETTI COMPANY | 513847103 | COM | 100 | $12,000 | thousands by filing date | |
| HESS CORP | 42809H107 | COM | 242 | $12,000 | thousands by filing date | |
| ADVENT CONVERTIBLE AND INCOME | 00764C109 | COM | 840 | $12,000 | thousands by filing date | |
| AMERICA MOVIL SA DE CV-ADR | 02364W105 | SPON ADR L SHS | 634 | $12,000 | thousands by filing date | |
| APACHE CORP | 037411105 | COM | 329 | $12,000 | thousands by filing date | |
| VOYA NAT RES EQUITY INCOME F | 92913C106 | COM | 2,000 | $12,000 | thousands by filing date | |
| FRANKLIN STR PPTYS CORP | 35471R106 | COM | 1,500 | $12,000 | thousands by filing date | |
| BT GROUP-ADR | 05577E101 | ADR | 786 | $12,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q668 | EM SECT DIV DG | 500 | $12,000 | thousands by filing date | |
| RANDGOLD RES LTD | 752344309 | ADR | 147 | $12,000 | thousands by filing date | |
| BLACK KNIGHT INC COM | 09215C105 | Stock | 256 | $12,000 | thousands by filing date | |
| PORTOLA PHARMACEUTICALS INC COM | 737010108 | Stock | 369 | $12,000 | thousands by filing date | |
| ENCANA CORP | 292505104 | COM | 1,153 | $12,000 | thousands by filing date | |
| CHICAGO BRIDGE & IRON CO NV | 167250109 | N Y REGISTRY SH | 900 | $12,000 | thousands by filing date | |
| iShares Core Aggressive Allocation ETF | 464289859 | SHS | 212 | $11,000 | thousands by filing date | |
| AMERICAN FINANCIAL GROUP INC COM | 025932104 | Stock | 106 | $11,000 | thousands by filing date | |
| TRIMBLE INC COM | 896239100 | Stock | 308 | $11,000 | thousands by filing date | |
| PLANET FITNESS MASTER ISSUER L CL A | 72703H101 | Stock | 303 | $11,000 | thousands by filing date | |
| JAZZ PHARMACEUTICALS PLC SHS USD | G50871105 | Stock | 76 | $11,000 | thousands by filing date | |
| LITHIA MTRS INC COM | 536797103 | Stock | 115 | $11,000 | thousands by filing date | |
| MERIT MED SYS INC COM | 589889104 | Stock | 256 | $11,000 | thousands by filing date | |
| MUELLER WTR PRODS INC COM SER A | 624758108 | Stock | 1,055 | $11,000 | thousands by filing date | |
| SERVICE CORP INTL COM | 817565104 | Stock | 303 | $11,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R506 | RISNG DIVD ACHIV | 400 | $11,000 | thousands by filing date | |
| B & G FOODS INC | 05508R106 | COM | 500 | $11,000 | thousands by filing date | |
| DENTSPLY SIRONA INC | 24906P109 | COM | 221 | $11,000 | thousands by filing date | |
| DIAMONDROCK HOSPITALITY CO | 252784301 | COM | 1,146 | $11,000 | thousands by filing date | |
| CABOT CORP | 127055101 | COM | 204 | $11,000 | thousands by filing date | |
| CRH PLC ADS | 12626K203 | ADR | 340 | $11,000 | thousands by filing date | |
| MOBILE TELESYSTEMS PJSC | 607409109 | SPONSORED ADR | 1,000 | $11,000 | thousands by filing date | |
| JACOBS ENGINEERING GROUP INC | 469814107 | COM | 201 | $11,000 | thousands by filing date | |
| MOMO INC | 60879B107 | ADR | 300 | $11,000 | thousands by filing date | |
| DISCOVERY INC | 25470F104 | COM SER A | 518 | $11,000 | thousands by filing date | |
| WELBILT INC | 949090104 | COM | 580 | $11,000 | thousands by filing date | |
| VUZIX CORP | 92921W300 | COM NEW | 2,155 | $11,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734G108 | CMN | 533 | $11,000 | thousands by filing date | |
| VALIDUS HOLDINGS LTD | G9319H102 | COM SHS | 166 | $11,000 | thousands by filing date | |
| BLUE BUFFALO PET PRODS INC | 09531U102 | COM | 300 | $11,000 | thousands by filing date | |
| SOUTHWESTERN ENERGY CO | 845467109 | COM | 2,613 | $11,000 | thousands by filing date | |
| DST SYS INC DEL | 233326107 | COM | 134 | $11,000 | thousands by filing date | |
| iShares S&P Global Clean Energy Index Fund | 464288224 | COM | 1,100 | $10,000 | thousands by filing date | |
| LULULEMON ATHLETICA INC | 550021109 | COM | 115 | $10,000 | thousands by filing date | |
| PULTE GROUP INC COM | 745867101 | Stock | 370 | $10,000 | thousands by filing date | |
| WENDYS CO COM | 95058W100 | Stock | 600 | $10,000 | thousands by filing date | |
| SAUL CTRS INC COM | 804395101 | REIT | 200 | $10,000 | thousands by filing date | |
| EAGLE MATLS INC COM | 26969P108 | Stock | 100 | $10,000 | thousands by filing date | |
| ZILLOW GROUP INC CL C CAP STK | 98954M200 | Stock | 188 | $10,000 | thousands by filing date | |
| BLACKBAUD INC COM | 09227Q100 | Stock | 100 | $10,000 | thousands by filing date | |
| BXP INC COM | 101121101 | REIT | 83 | $10,000 | thousands by filing date | |
| TEMPLETON EMERGING MKTS INCO | 880192109 | COM | 900 | $10,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524755 | FUNDAMENTAL INTL | 358 | $10,000 | thousands by filing date | |
| BROWN FORMAN CORP | 115637100 | CL A | 200 | $10,000 | thousands by filing date | |
| OCTAVE SPECIALTY GROUP INC | 023139884 | COM NEW | 686 | $10,000 | thousands by filing date | |
| VARIAN MED SYS INC | 92220P105 | COM | 84 | $10,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739P202 | EME MRK BD ETF | 245 | $10,000 | thousands by filing date | |
| NEW MEDIA INVT GROUP INC | 64704V106 | COM | 600 | $10,000 | thousands by filing date | |
| TEMPLETON DRAGON FD INC | 88018T101 | COM | 478 | $10,000 | thousands by filing date | |
| COHEN & STEERS GLOBAL INC BLDR | 19248M103 | COM | 1,130 | $10,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33736Q104 | CMN | 195 | $10,000 | thousands by filing date | |
| SERVICEMASTER GLOBAL HOLDING | 81761R109 | COMMON STOCK | 203 | $10,000 | thousands by filing date | |
| TELEFONICA BRASIL SA FSPONSORED ADR 1 ADR REPS 2 ORD SHS | 87936R106 | COM | 672 | $10,000 | thousands by filing date | |
| TSAKOS ENERGY NAVIGATION LTD | G9108L108 | SHS | 3,234 | $10,000 | thousands by filing date | |
| NUVEEN MD PREM INC MUNI FUND | 67061Q107 | mf | 850 | $10,000 | thousands by filing date | |
| POWERSHARES ETF TR II S&P SMCP | 73937B878 | ETF - EQUITY | 156 | $10,000 | thousands by filing date | |
| BARCLAYS BANK PLC 8.125% P | 06739H362 | ADR PFD SR 5 | 400 | $10,000 | thousands by filing date | |
| ILG INC | 44967H101 | COM | 330 | $10,000 | thousands by filing date | |
| FIRST TR DYNAMIC EUROPE EQUI | 33740D107 | COM SHS | 600 | $10,000 | thousands by filing date | |
| CHINOOK THERAPEUTICS INC. | 00739L101 | Common Stock | 1,100 | $10,000 | thousands by filing date | |
| NRG YIELD INC | 62942X405 | CL C | 610 | $10,000 | thousands by filing date | |
| EATON VANCE HIGH INCOME 2021 | 27829W101 | COM SH BEN INT | 1,075 | $10,000 | thousands by filing date | |
| FANG HOLDING-ADR | 30711Y102 | ADR | 2,000 | $10,000 | thousands by filing date | |
| QUANTA SVCS INC | 74762E102 | COM | 269 | $9,000 | thousands by filing date | |
| WIPRO LTD SPON ADR 1 SH | 97651M109 | ADR | 1,772 | $9,000 | thousands by filing date | |
| FIVE BELOW INC COM | 33829M101 | Stock | 135 | $9,000 | thousands by filing date | |
| EPAM SYS INC COM | 29414B104 | Stock | 83 | $9,000 | thousands by filing date | |
| OMNICELL COM COM | 68213N109 | Stock | 217 | $9,000 | thousands by filing date | |
| PILGRIMS PRIDE CORP COM | 72147K108 | Stock | 400 | $9,000 | thousands by filing date | |
| CIRRUS LOGIC INC COM | 172755100 | Stock | 246 | $9,000 | thousands by filing date | |
| ISHARES RUSSELL 1000 ETF | 464287622 | ETF | 66 | $9,000 | thousands by filing date | |
| LIVE NATION ENTERTAINMENT INC COM | 538034109 | Stock | 217 | $9,000 | thousands by filing date | |
| GAMING & LEISURE P COM | 36467J108 | REIT | 290 | $9,000 | thousands by filing date | |
| WINGSTOP INC COM | 974155103 | Stock | 200 | $9,000 | thousands by filing date | |
| ISHARES TR | 464287838 | U.S. BAS MTL ETF | 100 | $9,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524763 | FUNDAMENTAL US S | 249 | $9,000 | thousands by filing date | |
| SELECTIVE INS GROUP INC | 816300107 | COM | 162 | $9,000 | thousands by filing date | |
| GREEN BRICK PARTNERS INC | 392709101 | COM | 848 | $9,000 | thousands by filing date | |
| VMWARE, INC. | 928563402 | CL A COM | 75 | $9,000 | thousands by filing date | |
| LAZARD LTD-CLASS A | G54050102 | SHS A | 188 | $9,000 | thousands by filing date | |
| COMMSCOPE HLDG CO INC | 20337X109 | COM | 242 | $9,000 | thousands by filing date | |
| RUTHS HOSPITALITY GROUP INC | 783332109 | COM | 400 | $9,000 | thousands by filing date | |
| AUTOLIV INC | 052800109 | COM | 66 | $9,000 | thousands by filing date | |
| BROOKDALE SR LIVING INC | 112463104 | COM | 1,402 | $9,000 | thousands by filing date | |
| AKEBIA THERAPEUTICS INC | 00972D105 | COMMON STOCK | 960 | $9,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q718 | INTL SEC DV DOG | 346 | $9,000 | thousands by filing date | |
| THE ULTIMATE SOFTWARE GROUP IN | 90385D107 | COM | 37 | $9,000 | thousands by filing date | |
| INTREPID POTASH INC | 46121Y102 | COM | 2,500 | $9,000 | thousands by filing date | |
| ISHARES TR | 464288497 | DEVSMCP EXNA ETF | 170 | $9,000 | thousands by filing date | |
| APARTMENT INVT & MGMT CO | 03748R101 | CL A | 233 | $9,000 | thousands by filing date | |
| STONEMOR PARTNERS LP | 86183Q100 | COMMON STOCK | 1,500 | $9,000 | thousands by filing date | |
| TRITON INTL LTD | G9078F107 | CL A | 300 | $9,000 | thousands by filing date | |
| GCI LIBERTY INC COM CLASS A | 36164V305 | Stock | 171 | $9,000 | thousands by filing date | |
| PLANTRONICS INC NEW | 727493108 | COM | 155 | $9,000 | thousands by filing date | |
| ASGN INC | 682159108 | COM | 112 | $9,000 | thousands by filing date | |
| ORBCOMM INC | 68555P100 | COM | 1,000 | $9,000 | thousands by filing date | |
| BRAINSTORM CELL THERAPEUTICS | 10501E201 | COM | 3,000 | $9,000 | thousands by filing date | |
| POWERSHARES GLOBAL | 73936T615 | GBL CLEAN ENER | 700 | $9,000 | thousands by filing date | |
| ADAMIS PHARMACEUTICALS CORP | 00547W208 | COM NEW | 2,670 | $9,000 | thousands by filing date | |
| NRG YIELD INC | 62942X306 | COM | 600 | $9,000 | thousands by filing date | |
| SPDR Bloomberg 1-3 Month T-Bill ETF | 78468R663 | SHS | 96 | $8,000 | thousands by filing date | |
| UNITED NAT FOODS INC COM | 911163103 | Stock | 200 | $8,000 | thousands by filing date | |
| WPP PLC NEW ADR | 92937A102 | ADR | 110 | $8,000 | thousands by filing date | |
| CANADIAN IMPERIAL BANK OF COMM COM | 136069101 | Stock | 100 | $8,000 | thousands by filing date | |
| UNITED THERAPEUTICS CORP DEL COM | 91307C102 | Stock | 78 | $8,000 | thousands by filing date | |
| AUTOHOME INC SP ADS RP CL A | 05278C107 | ADR | 100 | $8,000 | thousands by filing date | |
| COMFORT SYS USA INC COM | 199908104 | Stock | 200 | $8,000 | thousands by filing date | |
| NAVIENT CORPORATION COM | 63938C108 | Stock | 616 | $8,000 | thousands by filing date | |
| DUFF & PHELPS UTLITY AND INF | 26433C105 | COM | 583 | $8,000 | thousands by filing date | |
| BLACKROCK CORE BD TR | 09249E101 | SHS BEN INT | 624 | $8,000 | thousands by filing date | |
| PROSHARES TR | 74347B607 | INVT INT RT HG | 110 | $8,000 | thousands by filing date | |
| FLUOR CORP | 343412102 | COM | 155 | $8,000 | thousands by filing date | |
| VOYA GLBL EQTY DIV & PREM OP | 92912T100 | COM | 1,170 | $8,000 | thousands by filing date | |
| SENSIENT TECHNOLOGIES CORP | 81725T100 | COM | 125 | $8,000 | thousands by filing date | |
| PINNACLE WEST CAP CORP | 723484101 | COM | 101 | $8,000 | thousands by filing date | |
| FIRST AMERN FINL CORP | 31847R102 | COM | 147 | $8,000 | thousands by filing date | |
| H&E EQUIPMENT SERVICES INC | 404030108 | COM | 222 | $8,000 | thousands by filing date | |
| NEUBERGER BERMAN MLP AND ENERG | 64129H104 | COM | 1,025 | $8,000 | thousands by filing date | |
| ALLETE INC | 018522300 | COM NEW | 115 | $8,000 | thousands by filing date | |
| SIX FLAGS ENTERTAINMENT CORP | 83001A102 | COM | 137 | $8,000 | thousands by filing date | |
| CANON INC-ADR | 138006309 | SPONSORED ADR | 223 | $8,000 | thousands by filing date | |
| VEREIT INC | 92339V100 | COM | 1,200 | $8,000 | thousands by filing date | |
| COHERENT INC | 192479103 | COM | 45 | $8,000 | thousands by filing date | |
| WILLDAN GROUP INC | 96924N100 | COM | 300 | $8,000 | thousands by filing date | |
| FULTON FINL CORP PA | 360271100 | COM | 484 | $8,000 | thousands by filing date | |
| COMPASS DIVERSIFIED HOLDINGS | 20451Q104 | COMMON STOCK | 520 | $8,000 | thousands by filing date | |
| GLADSTONE LAND CORP | 376549101 | REIT | 720 | $8,000 | thousands by filing date | |
| XEROX CORP | 984121608 | COM NEW | 285 | $8,000 | thousands by filing date | |
| BEACON ROOFING SUPPLY INC | 073685109 | COM | 153 | $8,000 | thousands by filing date | |
| ISHARES INC | 464286301 | CMN | 400 | $8,000 | thousands by filing date | |
| ISHARES INC | 464286582 | MSCI JAPN SMCETF | 100 | $8,000 | thousands by filing date | |
| iShares Gold Trust | 464285105 | ISHARES | 631 | $8,000 | thousands by filing date | |
| ALPINE TOTAL DYNAMIC DIVID F | 021060207 | COM SH BEN INT N | 1,000 | $8,000 | thousands by filing date | |
| GUGGENHEIM | 18383Q507 | EXCHANGE TRADED | 263 | $8,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229607 | COM C SIRIUSXM | 204 | $8,000 | thousands by filing date | |
| CREE INC | 225447101 | COM | 221 | $8,000 | thousands by filing date | |
| PRICELINE GRP INC | 741503AX4 | NOTE 0.900% 9/1 | 7,000 | $8,000 | thousands by filing date | principal |
| BRIGGS & STRATTON CORP | 109043109 | COM | 400 | $8,000 | thousands by filing date | |
| WESTERN ASSET MUN DEF OPP TR | 95768A109 | COM | 407 | $8,000 | thousands by filing date | |
| FT MEGA CAP ALPHADEX FD ETF(FMK) | 33737M508 | ETF | 252 | $8,000 | thousands by filing date | |
| POWERSHARES FUNDAMENTAL | 73935X872 | DYNM SM CP GRW | 270 | $8,000 | thousands by filing date | |
| CORMEDIX INC | 21900C100 | COM | 48,590 | $8,000 | thousands by filing date | |
| OASIS MIDSTREAM PARTNERS LP | 67420T206 | COM UNITS REPS | 500 | $8,000 | thousands by filing date | |
| DREYFUS MUN INCOME INC | 26201R102 | COM | 990 | $7,000 | thousands by filing date | |
| BLACKROCK INCOME TR INC | 09247F100 | COM | 1,300 | $7,000 | thousands by filing date | |
| OKTAINCCLASSA | 679295105 | STOK | 200 | $7,000 | thousands by filing date | |
| AVNET INC COM | 053807103 | Stock | 174 | $7,000 | thousands by filing date | |
| TENARIS S A SPONSORED ADS | 88031M109 | ADR | 215 | $7,000 | thousands by filing date | |
| PEMBINA PIPELINE CORP COM | 706327103 | Stock | 247 | $7,000 | thousands by filing date | |
| SPROUTS FMRS MKT INC COM | 85208M102 | Stock | 300 | $7,000 | thousands by filing date | |
| FMC CORP COM NEW | 302491303 | Stock | 96 | $7,000 | thousands by filing date | |
| MARTIN MARIETTA MATLS INC COM | 573284106 | Stock | 38 | $7,000 | thousands by filing date | |
| EPR PPTYS COM SH BEN INT | 26884U109 | REIT | 128 | $7,000 | thousands by filing date | |
| ENTEGRIS INC COM | 29362U104 | Stock | 214 | $7,000 | thousands by filing date | |
| ROGERS COMMUNICATIONS INC CL B | 775109200 | Stock | 158 | $7,000 | thousands by filing date | |
| TWILIO INC CL A | 90138F102 | Stock | 200 | $7,000 | thousands by filing date | |
| IDEXX LABS INC COM | 45168D104 | Stock | 40 | $7,000 | thousands by filing date | |
| ESPERION THERAPEUTICS INC NEW COM | 29664W105 | Stock | 100 | $7,000 | thousands by filing date | |
| ALLEGION PLC | G0176J109 | ORD SHS | 90 | $7,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524805 | INTL EQTY ETF | 229 | $7,000 | thousands by filing date | |
| GRIFFON CORP | 398433102 | COM | 400 | $7,000 | thousands by filing date | |
| APOLLO COML REAL ESTATE FIN | 03762U105 | COM | 400 | $7,000 | thousands by filing date | |
| BANK HAWAII CORP | 062540109 | COM | 94 | $7,000 | thousands by filing date | |
| CORNERSTONE STRATEGIC INVEST | 21924B302 | COM | 502 | $7,000 | thousands by filing date | |
| ICHOR HOLDINGS | G4740B105 | SHS | 300 | $7,000 | thousands by filing date | |
| ARMOUR RESIDENTIAL REIT INC | 042315507 | COM NEW | 312 | $7,000 | thousands by filing date | |
| MICHAEL KORS HLDGS LTD | G60754101 | SHS | 113 | $7,000 | thousands by filing date | |
| CAESARSTONE LTD | M20598104 | ORD SHS | 400 | $7,000 | thousands by filing date | |
| MORGAN STANLEY CHINA A SH FD | 617468103 | COM | 300 | $7,000 | thousands by filing date | |
| WESTERN ASSET MUN HIGH INCOME COM | 95766N103 | CEF | 1,000 | $7,000 | thousands by filing date | |
| NUVEEN NY DIVI ADV | 67066X107 | COM | 561 | $7,000 | thousands by filing date | |
| GABELLI HEALTHCARE & WELLNES | 36246K103 | SHS | 830 | $7,000 | thousands by filing date | |
| GREAT PLAINS ENERGY INC | 391164100 | COM | 250 | $7,000 | thousands by filing date | |
| FIBRIA CELULOSE | 31573A109 | COMMON STOCK-FO | 400 | $7,000 | thousands by filing date | |
| POWERSHARES | 73935X278 | EXCHANGE TRADED | 175 | $7,000 | thousands by filing date | |
| UBS AG ETRACS SILVER SHARES COVERED CALL ETNS DUE APRIL 21, 2033 ETP 2022-2 | 22542D449 | ETF | 1,020 | $7,000 | thousands by filing date | principal |
| TEVA PHARMACEUTICAL FIN LLC | 88163VAE9 | DBCV 0.250% 2/0 | 9,000 | $7,000 | thousands by filing date | principal |
| CAMBREX CORP | 132011107 | COM | 136 | $7,000 | thousands by filing date | |
| BOWL AMER INC BWL | 102565108 | COMMON | 500 | $7,000 | thousands by filing date | |
| CSI COMPRESSCO LP | 12637A103 | COM UNIT | 1,000 | $7,000 | thousands by filing date | |
| 8POINT3 ENERGY PARTNERS LP | 282539105 | CL A RPT LTDPT | 615 | $7,000 | thousands by filing date | |
| ASMLHLDGNVFSPONSOREDADR1ADRREPS1ORDSHS | N07059210 | STOK | 33 | $6,000 | thousands by filing date | |
| FERRARI N V | N3167Y103 | COM | 51 | $6,000 | thousands by filing date | |
| VERMILION ENERGY INC COM | 923725105 | Stock | 195 | $6,000 | thousands by filing date | |
| PENN ENTERTAINMENT INC COM | 707569109 | Stock | 247 | $6,000 | thousands by filing date | |
| GUIDEWIRE SOFTWARE INC COM | 40171V100 | Stock | 77 | $6,000 | thousands by filing date | |
| CEMEX SAB DE CV SPON ADR NEW | 151290889 | ADR | 1,000 | $6,000 | thousands by filing date | |
| GRACO INC COM | 384109104 | Stock | 135 | $6,000 | thousands by filing date | |
| TECK RESOURCES LTD CL B | 878742204 | Stock | 250 | $6,000 | thousands by filing date | |
| BERKLEY W R CORP COM | 084423102 | Stock | 83 | $6,000 | thousands by filing date | |
| POSCO HOLDINGS INC SPONSORED ADR | 693483109 | ADR | 85 | $6,000 | thousands by filing date | |
| MADISON SQUARE GRDN SPRT CORP CL A | 55825T103 | Stock | 26 | $6,000 | thousands by filing date | |
| KNOWLES CORP COM | 49926D109 | Stock | 500 | $6,000 | thousands by filing date | |
| WOODWARD INC COM | 980745103 | Stock | 86 | $6,000 | thousands by filing date | |
| NETEASE COM INC SPONSORED ADS | 64110W102 | ADR | 22 | $6,000 | thousands by filing date | |
| HANOVER INS GROUP INC COM | 410867105 | Stock | 55 | $6,000 | thousands by filing date | |
| NORDSON CORP | 655663102 | COM | 47 | $6,000 | thousands by filing date | |
| PROSHARES TR | 74347R842 | PSHS ULTRUSS2000 | 100 | $6,000 | thousands by filing date | |
| SSR MINING IN | 784730103 | COM | 669 | $6,000 | thousands by filing date | |
| INDEPENDENT BK CORP MASS | 453836108 | COM | 95 | $6,000 | thousands by filing date | |
| TELEFLEX INCORPORATED | 879369106 | COM | 26 | $6,000 | thousands by filing date | |
| CIA ENERGETICA DE MINAS GERA | 204409601 | SP ADR N-V PFD | 2,534 | $6,000 | thousands by filing date | |
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| ISHARES TR | 464287184 | CHINA LG-CAP ETF | 100 | $4,000 | thousands by filing date | |
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| RINGCENTRAL INC | 76680R206 | CL A | 71 | $4,000 | thousands by filing date | |
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| TETRA TECH INC NEW | 88162G103 | COM | 100 | $4,000 | thousands by filing date | |
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| BLACKROCK MUNICIPAL INCOME FUN | 09253X102 | COM | 320 | $4,000 | thousands by filing date | |
| ENVESTNET INC | 29404K106 | COM | 85 | $4,000 | thousands by filing date | |
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| VISTA OUTDOOR INC | 928377100 | COM | 300 | $4,000 | thousands by filing date | |
| BLACKROCK CAP INVT CORP | 092533108 | COM | 676 | $4,000 | thousands by filing date | |
| OUTFRONT MEDIA INC | 69007J106 | COM | 246 | $4,000 | thousands by filing date | |
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| MERITOR INC | 59001K100 | COMMON STOCK | 200 | $4,000 | thousands by filing date | |
| ICL GROUP LTD ILS1 | M5920A109 | Common Stock | 1,000 | $4,000 | thousands by filing date | |
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| REALPAGE INC | 75606N109 | COM | 86 | $4,000 | thousands by filing date | |
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| MOTUS GI HLDGS INC | 62014P108 | COM | 1,000 | $4,000 | thousands by filing date | |
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| Cannae Holdings, Inc. | 13765N107 | Common Stock, $0.0001 par value | 207 | $3,000 | thousands by filing date | |
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| ZSCALERINC | 98980G102 | STOK | 125 | $3,000 | thousands by filing date | |
| NORTHWEST BANCSHARES INC COM | 667340103 | Stock | 230 | $3,000 | thousands by filing date | |
| ANTERO RESOURCES CORP COM | 03674X106 | Stock | 197 | $3,000 | thousands by filing date | |
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| INTERACTIVE BROKERS GROUP INC COM CL A | 45841N107 | Stock | 52 | $3,000 | thousands by filing date | |
| VERISIGN INC COM | 92343E102 | Stock | 29 | $3,000 | thousands by filing date | |
| CMS ENERGY CORP COM | 125896100 | Stock | 85 | $3,000 | thousands by filing date | |
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| ARCH CAP GROUP LTD ORD | G0450A105 | Stock | 36 | $3,000 | thousands by filing date | |
| TOWER SEMICONDUCTOR LTD SHS NEW | M87915274 | Stock | 125 | $3,000 | thousands by filing date | |
| RLJ LODGING TR COM | 74965L101 | REIT | 201 | $3,000 | thousands by filing date | |
| AXIS CAP HLDGS LTD SHS | G0692U109 | Stock | 55 | $3,000 | thousands by filing date | |
| BLOCK H & R INC COM | 093671105 | Stock | 143 | $3,000 | thousands by filing date | |
| ADVANCED ENERGY INDS COM | 007973100 | Stock | 58 | $3,000 | thousands by filing date | |
| SHINHAN FINANCIAL GROUP CO LTD SPN ADR RESTRD | 824596100 | ADR | 75 | $3,000 | thousands by filing date | |
| POWER INTEGRATIONS INC COM | 739276103 | Stock | 51 | $3,000 | thousands by filing date | |
| HERC HLDGS INC COM | 42704L104 | Stock | 50 | $3,000 | thousands by filing date | |
| ITURAN LOCATION AND CONTROL SHS | M6158M104 | Stock | 100 | $3,000 | thousands by filing date | |
| TRANSDIGM GROUP INC COM | 893641100 | Stock | 10 | $3,000 | thousands by filing date | |
| WD 40 CO COM | 929236107 | Stock | 27 | $3,000 | thousands by filing date | |
| SIGA TECHNOLOGIES INC COM | 826917106 | Stock | 600 | $3,000 | thousands by filing date | |
| ISHARES TR | 464288653 | 10-20 YR TRS ETF | 28 | $3,000 | thousands by filing date | |
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| ARCUS BIOSCIENCES INC | 03969F109 | COM | 200 | $3,000 | thousands by filing date | |
| ARDMORE SHIPPING CORP | Y0207T100 | COM | 500 | $3,000 | thousands by filing date | |
| PAPA JOHNS INTL INC | 698813102 | COM | 66 | $3,000 | thousands by filing date | |
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| SILGAN HLDGS INC | 827048109 | COM | 108 | $3,000 | thousands by filing date | |
| CERUS CORP | 157085101 | COM | 600 | $3,000 | thousands by filing date | |
| BANK OF N T BUTTERFIELD & SO | G0772R208 | SHS NEW | 82 | $3,000 | thousands by filing date | |
| HA SUSTAINABLE INFRA CAP INC | 41068X100 | COM | 200 | $3,000 | thousands by filing date | |
| PLUG PWR INC | 72919P202 | COM NEW | 2,030 | $3,000 | thousands by filing date | |
| REVVITY INC | 714046109 | COM | 47 | $3,000 | thousands by filing date | |
| UMH PPTYS INC | 903002103 | COM | 277 | $3,000 | thousands by filing date | |
| VIRTU FINL INC | 928254101 | CL A | 115 | $3,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y855 | LITHIUM BTRY ETF | 100 | $3,000 | thousands by filing date | |
| ZIFF DAVIS INC | 48123V102 | COM | 40 | $3,000 | thousands by filing date | |
| MONARCH CASINO & RESORT INC | 609027107 | COM | 80 | $3,000 | thousands by filing date | |
| CRESTWOOD EQUITY PARTNERS LP U | 226344208 | UNIT LTD PARTNER | 135 | $3,000 | thousands by filing date | |
| HEALTHCARE | 42225P501 | CL A NEW | 126 | $3,000 | thousands by filing date | |
| OSI SYSTEMS INC | 671044105 | COM | 50 | $3,000 | thousands by filing date | |
| SUNPOWER CORP | 867652406 | COM | 484 | $3,000 | thousands by filing date | |
| BHP BILLITON- ADR | 05545E209 | SPONSORED ADR | 96 | $3,000 | thousands by filing date | |
| TWO HARBORS INVESTMENT CORP | 90187B408 | COM NEW | 207 | $3,000 | thousands by filing date | |
| BROOKFIELD REAL ASSETS INCOM | 112830104 | SHS BEN INT | 151 | $3,000 | thousands by filing date | |
| SEATTLE GENETICS INC | 812578102 | COM | 70 | $3,000 | thousands by filing date | |
| AMC NETWORKS INC | 00164V103 | CL A | 60 | $3,000 | thousands by filing date | |
| ETHAN ALLEN INTERIORS INC | 297602104 | COM | 150 | $3,000 | thousands by filing date | |
| URBAN OUTFITTERS INC | 917047102 | COM | 100 | $3,000 | thousands by filing date | |
| GOLD RESOURCE CORP | 38068T105 | COMMON STOCK | 701 | $3,000 | thousands by filing date | |
| IRONWOOD PHARMACEUTICALS INC | 46333X108 | COMMON STOCK | 250 | $3,000 | thousands by filing date | |
| COOPER STANDARD HOLDING | 21676P103 | COMMON STOCK | 31 | $3,000 | thousands by filing date | |
| WORLDPAY INC | 981558109 | CL A | 41 | $3,000 | thousands by filing date | |
| MICRO FOCUS INTL PLC NPV ADR | 594837304 | SPON ADR NEW | 219 | $3,000 | thousands by filing date | |
| ROYCE GLOBAL TRUST INC | 78081T104 | COM | 322 | $3,000 | thousands by filing date | |
| QUALITY CARE PPTYS INC | 747545101 | COM | 162 | $3,000 | thousands by filing date | |
| CHINA LODGING GROUP LTD | 16949N109 | SPONSORED ADR | 30 | $3,000 | thousands by filing date | |
| GUGGENHEIM | 18383M605 | EXCHANGE TRADED | 65 | $3,000 | thousands by filing date | |
| GLOBAL CORD BLOOD CORP | G39342103 | COM | 300 | $3,000 | thousands by filing date | |
| CONNS INC | 208242107 | COM | 100 | $3,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229409 | COM A SIRIUSXM | 87 | $3,000 | thousands by filing date | |
| CORE LABORATORIES N V | N22717107 | COM | 36 | $3,000 | thousands by filing date | |
| CHINA UNICOM HONG KONG | 16945R104 | SPONSORED ADR | 300 | $3,000 | thousands by filing date | |
| RETROPHIN INC | 761299106 | COM | 145 | $3,000 | thousands by filing date | |
| ENVISION HEALTHCARE CORP | 29414D100 | COM | 84 | $3,000 | thousands by filing date | |
| TEEKAY LNG PARTNERS L P | Y8564M105 | PRTNRSP UNITS | 200 | $3,000 | thousands by filing date | |
| CVR Partners, LP | 126633106 | LTD | 1,001 | $3,000 | thousands by filing date | |
| Zagg, Inc. | 98884U108 | COM | 250 | $3,000 | thousands by filing date | |
| NUTRI SYS INC NEW | 67069D108 | COM | 146 | $3,000 | thousands by filing date | |
| KB HOME 1.375 | 48666KAS8 | NOTE 1.375% 2/0 | 3,000 | $3,000 | thousands by filing date | principal |
| POWERSHS DB MULTI SECT COMM DB | 73936B705 | COM | 200 | $3,000 | thousands by filing date | |
| MACQUARIE FT TR GB INF UT DI | 55607W100 | COM | 320 | $3,000 | thousands by filing date | |
| SAPIENS INTERNATIONAL CORP | N7716A151 | SHS | 400 | $3,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M100 | GUGG BRIC ETF | 85 | $3,000 | thousands by filing date | |
| AROTECH CORP | 042682203 | COM NEW | 1,000 | $3,000 | thousands by filing date | |
| RSP PERMIAN INC | 74978Q105 | COM | 80 | $3,000 | thousands by filing date | |
| MGM GROWTH PPTYS LLC | 55303A105 | CL A COM | 150 | $3,000 | thousands by filing date | |
| AIMMUNE THERAPEUTICS INC. | 00900T107 | Common Stock | 102 | $3,000 | thousands by filing date | |
| HERBALIFE LTD | 42703MAB9 | NOTE 2.000% 8/1 | 3,000 | $3,000 | thousands by filing date | |
| ALLEGHENY TECHNOLOGIES INC | 01741RAG7 | NOTE | 2,000 | $3,000 | thousands by filing date | principal |
| CALITHERA BIOSCIENCES INC COM NEW | 13089P101 | Stock | 565 | $3,000 | thousands by filing date | |
| NEXTERA ENERGY INC CORPORATE | 65339f820 | COM | 66 | $3,000 | thousands by filing date | |
| REVOLUTION LIGHTING TECHNOLO | 76155G206 | COM NEW | 1,000 | $3,000 | thousands by filing date | |
| AMERICAN RLTY CAP PPTYS INC | 02917TAA2 | NOTE 3.000% 8/0 | 3,000 | $3,000 | thousands by filing date | principal |
| Schwab U.S. Broad Market ETF | 808524102 | SHS | 34 | $2,000 | thousands by filing date | |
| Schwab US REIT ETF | 808524847 | SHS | 56 | $2,000 | thousands by filing date | |
| TYLER TECHNOLOGIES INC COM | 902252105 | Stock | 13 | $2,000 | thousands by filing date | |
| TD SYNNEX CORPORATION COM | 87162W100 | Stock | 17 | $2,000 | thousands by filing date | |
| LITTELFUSE INC COM | 537008104 | Stock | 13 | $2,000 | thousands by filing date | |
| BUILDERS FIRSTSOURCE INC COM | 12008R107 | Stock | 130 | $2,000 | thousands by filing date | |
| NICE LTD SPONSORED ADR | 653656108 | ADR | 28 | $2,000 | thousands by filing date | |
| RLI CORP COM | 749607107 | Stock | 40 | $2,000 | thousands by filing date | |
| ITT INC COM | 45073V108 | Stock | 53 | $2,000 | thousands by filing date | |
| TXNM ENERGY INC COM | 69349H107 | Stock | 73 | $2,000 | thousands by filing date | |
| SYNAPTICS INC COM | 87157D109 | Stock | 62 | $2,000 | thousands by filing date | |
| KRONOS WORLDWIDE INC COM | 50105F105 | Stock | 101 | $2,000 | thousands by filing date | |
| BRINKER INTL INC COM | 109641100 | Stock | 60 | $2,000 | thousands by filing date | |
| VIRTUS INVT PARTNERS INC COM | 92828Q109 | Stock | 18 | $2,000 | thousands by filing date | |
| CHUNGHWA TELECOM CO LTD SPON ADR NEW11 | 17133Q502 | ADR | 55 | $2,000 | thousands by filing date | |
| CANADIAN NAT RES LTD MED TERM COM | 136385101 | Stock | 73 | $2,000 | thousands by filing date | |
| URANIUM ENERGY CORP COM | 916896103 | Stock | 2,000 | $2,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001606587-18-000317 | this filing | 2018-04-20 | acceptance time not in the bulk data set |