13F-HR filed by CALTON & ASSOCIATES, INC.
CALTON & ASSOCIATES, INC. filed this 13F-HR for the quarter ended 2017-12-31, filed 2018-02-05, with 1,564 holding rows worth $397,354,000.
- Accession
- 0001606587-18-000115
- Filer
- CIK 822648
- Filed
- 2018-02-05
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2017
A holdings report, 1,651 entries on the cover page, a total value of $397,354,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $397,354,000 with VALUE read as thousands by filing date, 13F file number 028-18259. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| TPG SPECIALTY LENDING INC | 87265K102 | COM | 700 | $13,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33737M201 | MID CAP VAL FD | 370 | $13,000 | thousands by filing date | |
| MAGYAR BANCORP INC COM | 55977T109 | Stock | 1,025 | $13,000 | thousands by filing date | |
| ABRDN GLOBAL INCOME FUND INC | 003013109 | COM | 800 | $13,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E549 | GLB X SUPERDIV | 591 | $13,000 | thousands by filing date | |
| GLOBAL BRASS & COPPR HLDGS I | 37953G103 | COM | 401 | $13,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M100 | GUGG BRIC ETF | 325 | $13,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M613 | GUG RAYM JAMES S | 300 | $13,000 | thousands by filing date | |
| POWERSHARES EXCHANGE | 73937B647 | S&P400 LOVL PT | 291 | $13,000 | thousands by filing date | |
| DEAN FOODS CO NEW | 242370203 | COM NEW | 1,200 | $13,000 | thousands by filing date | |
| Vanguard Small-Cap ETF | 922908751 | SHS | 84 | $12,000 | thousands by filing date | |
| EMCOR GROUP INC COM | 29084Q100 | Stock | 147 | $12,000 | thousands by filing date | |
| PTC INC COM | 69370C100 | Stock | 164 | $12,000 | thousands by filing date | |
| SONY GROUP CORP SPONSORED ADR | 835699307 | ADR | 250 | $12,000 | thousands by filing date | |
| FIRST TR SML CP CORE ALPHA F | 33734Y109 | COM SHS | 200 | $12,000 | thousands by filing date | |
| THOR INDS INC | 885160101 | COM | 80 | $12,000 | thousands by filing date | |
| HERCULES CAPITAL INC | 427096508 | COM | 951 | $12,000 | thousands by filing date | |
| INSPERITY INC | 45778Q107 | COM | 206 | $12,000 | thousands by filing date | |
| HORIZON TECHNOLOGY FIN CORP | 44045A102 | COM | 1,100 | $12,000 | thousands by filing date | |
| BLACKROCK DEBT STRATEGIES FD I | 09255R202 | COM NEW | 1,078 | $12,000 | thousands by filing date | |
| ABERDEEN ASIA-PACIFIC INCOME F | 003009107 | COM | 2,500 | $12,000 | thousands by filing date | |
| SIRIUS XM HOLDINGS INC | 82968B103 | COM | 2,120 | $12,000 | thousands by filing date | |
| KIRKLAND LAKE GOLD LTD | 49741E100 | COM | 800 | $12,000 | thousands by filing date | |
| LANNETT COMPANY INCORPORATED | 516012101 | COM | 550 | $12,000 | thousands by filing date | |
| FLAHERTY & CRUMRINE DYNAMIC | 33848W106 | SHS | 473 | $12,000 | thousands by filing date | |
| ISHARES TR | 464288174 | GL TIMB FORE ETF | 169 | $12,000 | thousands by filing date | |
| STATOIL ASA | 85771P102 | SPONSORED ADR | 531 | $12,000 | thousands by filing date | |
| HOWARD HUGHES CORPORATION | 44267D107 | COMMON STOCK | 100 | $12,000 | thousands by filing date | |
| POWERSHARES ETF TRUST INTL DIV | 73935X716 | COM | 719 | $12,000 | thousands by filing date | |
| ISHARES TR | 464288422 | S&P DEV EX-US | 296 | $12,000 | thousands by filing date | |
| EXCHANGE TRADED CONCEPTS TR | 301505772 | REX VOLMAX LNG | 136 | $12,000 | thousands by filing date | call |
| iShares MSCI USA Momentum Factor ETF | 46432F396 | SHS | 100 | $11,000 | thousands by filing date | |
| Vanguard Mid-Cap Growth ETF | 922908538 | SHS | 84 | $11,000 | thousands by filing date | |
| SHOPIFY INC | 82509L107 | CL A SUB VTG SHS | 95 | $11,000 | thousands by filing date | |
| NXP SEMICONDUCTORS N V COM | N6596X109 | Stock | 95 | $11,000 | thousands by filing date | |
| HDFC BANK LTD SPONSORED ADS | 40415F101 | ADR | 111 | $11,000 | thousands by filing date | |
| AURINIA PHARMACEUTICALS INC COM | 05156V102 | Stock | 2,000 | $11,000 | thousands by filing date | |
| SPDR SER TR | 78464A508 | PRTFLO S&P500 VL | 356 | $11,000 | thousands by filing date | |
| ISHARES TR | 464287606 | S&P MC 400GR ETF | 51 | $11,000 | thousands by filing date | |
| DENTSPLY SIRONA INC | 24906P109 | COM | 184 | $11,000 | thousands by filing date | |
| BLACKROCK TAX MUNICPAL BD TR | 09248X100 | SHS | 528 | $11,000 | thousands by filing date | |
| NUVEEN FLOATING RATE INCOME | 67072T108 | COM | 1,054 | $11,000 | thousands by filing date | |
| HELMERICH & PAYNE INC | 423452101 | COM | 158 | $11,000 | thousands by filing date | |
| WESTLAKE CORPORATION | 960413102 | COM | 102 | $11,000 | thousands by filing date | |
| MITEK SYS INC | 606710200 | COM NEW | 1,276 | $11,000 | thousands by filing date | |
| SVB FINANCIAL GROUP | 78486Q101 | COM | 44 | $11,000 | thousands by filing date | |
| ALLIANZGI CONV INCOME FD II | 018825109 | COM | 1,760 | $11,000 | thousands by filing date | |
| MOMO INC | 60879B107 | ADR | 400 | $11,000 | thousands by filing date | |
| SKECHERS U S A INC | 830566105 | CL A | 279 | $11,000 | thousands by filing date | |
| PIMCO CORPORATE & INCM STRG | 72200U100 | COM | 700 | $11,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L845 | QLT DIV DEF IDX | 246 | $11,000 | thousands by filing date | |
| COHEN & STEERS SELECT PFD & | 19248Y107 | COM | 400 | $11,000 | thousands by filing date | |
| SHIRE PLC | 82481R106 | COMMON STOCK-FO | 75 | $11,000 | thousands by filing date | |
| FTSE RAFI 1000 US Lg Cap | 73935X583 | COM | 100 | $11,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC | 026874156 | *W EXP 01/19/202 | 533 | $11,000 | thousands by filing date | |
| EXCHANGE TRADED CONCEPTS TR | 301505830 | REX VOLMAX SHORT | 26 | $11,000 | thousands by filing date | put |
| Technology Select Sector SPDR Fund | 81369Y803 | SHS | 151 | $10,000 | thousands by filing date | |
| Vanguard FTSE Europe ETF | 922042874 | SHS | 170 | $10,000 | thousands by filing date | |
| CENTERPOINT ENERGY INC | 15189T107 | COM | 387 | $10,000 | thousands by filing date | |
| MACOM TECH SOLUTIONS HLDGS INC COM | 55405Y100 | Stock | 312 | $10,000 | thousands by filing date | |
| BANCO SANTANDER SA ADR | 05964H105 | ADR | 1,450 | $10,000 | thousands by filing date | |
| FIVE BELOW INC COM | 33829M101 | Stock | 150 | $10,000 | thousands by filing date | |
| MOODYS CORP COM | 615369105 | Stock | 68 | $10,000 | thousands by filing date | |
| EOG RES INC COM | 26875P101 | Stock | 86 | $10,000 | thousands by filing date | |
| CHURCH & DWIGHT CO INC COM | 171340102 | Stock | 214 | $10,000 | thousands by filing date | |
| AERCAP HOLDINGS NV SHS | N00985106 | Stock | 201 | $10,000 | thousands by filing date | |
| EDISON INTL COM | 281020107 | Stock | 164 | $10,000 | thousands by filing date | |
| WASTE CONNECTIONS INC COM | 94106B101 | Stock | 142 | $10,000 | thousands by filing date | |
| DOVER CORP COM | 260003108 | Stock | 101 | $10,000 | thousands by filing date | |
| ARAMARK COM | 03852U106 | Stock | 229 | $10,000 | thousands by filing date | |
| NETEASE COM INC SPONSORED ADS | 64110W102 | ADR | 33 | $10,000 | thousands by filing date | |
| ORIX CORP SPONSORED ADR | 686330101 | ADR | 110 | $10,000 | thousands by filing date | |
| NUVEEN MUN VALUE FD INC | 670928100 | COM | 1,075 | $10,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED GLOB | 27829F108 | COM | 815 | $10,000 | thousands by filing date | |
| HECLA MNG CO | 422704106 | COM | 2,400 | $10,000 | thousands by filing date | |
| ISHARES INC MSCI EURZONE ETF | 464286608 | MSCI EURZONE ETF | 230 | $10,000 | thousands by filing date | |
| OPENLANE INC | 48238T109 | COM | 188 | $10,000 | thousands by filing date | |
| COTY INC | 222070203 | COM CL A | 500 | $10,000 | thousands by filing date | |
| CRACKER BARREL OLD CTRY STOR | 22410J106 | COM | 58 | $10,000 | thousands by filing date | |
| ALLIANZGI EQUITY & CONV INCO | 018829101 | COM | 484 | $10,000 | thousands by filing date | |
| CHINA TELECOM CORP LTD | 169426103 | SPON ADR H SHS | 207 | $10,000 | thousands by filing date | |
| NUVEEN TAXABLE MUNICPAL INM FD COM | 67074C103 | CEF | 500 | $10,000 | thousands by filing date | |
| COMTECH TELECOMMUNICATIONS C | 205826209 | COM NEW | 500 | $10,000 | thousands by filing date | |
| NATIONAL GEN HLDGS CORP | 636220303 | COM | 520 | $10,000 | thousands by filing date | |
| SNAP ON INC COM | 833034101 | Stock | 53 | $9,000 | thousands by filing date | |
| REINSURANCE GROUP AMER INC COM NEW | 759351604 | Stock | 61 | $9,000 | thousands by filing date | |
| ISHARES RUSSELL MID-CAP GROWTH ETF | 464287481 | ETF | 71 | $9,000 | thousands by filing date | |
| FOMENTO ECONOMICO MEXICANO S A SPON ADR UNITS | 344419106 | ADR | 101 | $9,000 | thousands by filing date | |
| MSC INDL DIRECT INC CL A | 553530106 | Stock | 102 | $9,000 | thousands by filing date | |
| DTE ENERGY CO COM | 233331107 | Stock | 87 | $9,000 | thousands by filing date | |
| EAST WEST BANCORP INC COM | 27579R104 | Stock | 143 | $9,000 | thousands by filing date | |
| ALEXANDRIA REAL ESTATE EQ INC COM | 015271109 | REIT | 76 | $9,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y100 | SBI MATERIALS | 157 | $9,000 | thousands by filing date | |
| ISHARES TR | 464288836 | U.S. PHARMA ETF | 58 | $9,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R408 | ST TERM HIGH ETF | 359 | $9,000 | thousands by filing date | |
| PINNACLE WEST CAP CORP | 723484101 | COM | 116 | $9,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092600 | MSCI HLTH CARE I | 225 | $9,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y855 | LITHIUM BTRY ETF | 250 | $9,000 | thousands by filing date | |
| GABELLI CONVERTIBLE & INCOME S | 36240B109 | COM | 1,600 | $9,000 | thousands by filing date | |
| E TRADE FINANCIAL CORP | 269246401 | COM NEW | 169 | $9,000 | thousands by filing date | |
| LA Z BOY INC | 505336107 | COM | 294 | $9,000 | thousands by filing date | |
| NOBLE ENERGY INC | 655044105 | COM | 289 | $9,000 | thousands by filing date | |
| ISHARES TR | 46434V787 | YLD OPTIM BD | 397 | $9,000 | thousands by filing date | |
| CSRA INC | 12650T104 | COM | 295 | $9,000 | thousands by filing date | |
| CIMAREX ENERGY CO COM | 171798101 | Stock | 73 | $9,000 | thousands by filing date | |
| BLACK KNIGHT INC COM | 09215C105 | Stock | 190 | $9,000 | thousands by filing date | |
| YAMANA GOLD INC | 98462Y100 | COM | 2,650 | $9,000 | thousands by filing date | |
| PowerShares CEF Income Composite | 73936Q843 | Com | 400 | $9,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W825 | GUG S&P500EQWTMA | 81 | $9,000 | thousands by filing date | |
| IPATH DJ UBS COFFEE SUBINDEX | 06739H297 | COMMON | 626 | $9,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06739H214 | ETN DJUBS SGAR38 | 341 | $9,000 | thousands by filing date | |
| WISDOMTREE DYNAMIC LONG/SHORT | 97717x313 | INDX FD | 285 | $9,000 | thousands by filing date | |
| SYNCHRONYFINL | 87165B103 | STOK | 202 | $8,000 | thousands by filing date | |
| LAMB WESTON HLDGS INC | 513272104 | COM | 133 | $8,000 | thousands by filing date | |
| LULULEMON ATHLETICA INC | 550021109 | COM | 111 | $8,000 | thousands by filing date | |
| CRYOPORT INC COM PAR $0.001 | 229050307 | Stock | 1,000 | $8,000 | thousands by filing date | |
| BLACKSTONE MORTGAGE TRUST INC COM CL A | 09257W100 | REIT | 267 | $8,000 | thousands by filing date | |
| HASBRO INC COM | 418056107 | Stock | 95 | $8,000 | thousands by filing date | |
| ATI INC COM | 01741R102 | Stock | 300 | $8,000 | thousands by filing date | |
| VALVOLINE INC COM | 92047W101 | Stock | 334 | $8,000 | thousands by filing date | |
| MGM RESORTS INTERNATIONAL | 552953101 | COM | 225 | $8,000 | thousands by filing date | |
| PIMCO MUN INCOME FD | 72200R107 | COM | 650 | $8,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R118 | NASD TECH DIV | 230 | $8,000 | thousands by filing date | |
| REGAL REXNORD CORPORATION | 758750103 | COM | 113 | $8,000 | thousands by filing date | |
| ISHARES TR | 464287564 | SELECT US REIT | 87 | $8,000 | thousands by filing date | |
| MFS INTERMEDIATE INCOME TRUST | 55273C107 | SH BEN INT | 2,066 | $8,000 | thousands by filing date | |
| ACADIA PHARMACEUTICALS INC | 004225108 | COM | 285 | $8,000 | thousands by filing date | |
| ISHARES TR | 464288778 | US REGNL BKS ETF | 167 | $8,000 | thousands by filing date | |
| ARCONIC INC | 03965L100 | COM | 265 | $8,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459Y694 | CMN | 104 | $8,000 | thousands by filing date | |
| MV OIL TR | 553859109 | TR UNITS | 980 | $8,000 | thousands by filing date | |
| HANCOCK JOHN INCOME SECS TR | 410123103 | COM | 600 | $8,000 | thousands by filing date | |
| PROSHARES TR | 74347R685 | PSHS ULTRA UTIL | 189 | $8,000 | thousands by filing date | |
| LIBERTY GLOBAL PLC | G5480U120 | SHS CL C | 237 | $8,000 | thousands by filing date | |
| ORBOTECH LTD | M75253100 | ORD | 155 | $8,000 | thousands by filing date | |
| NEWFIELD EXPL CO | 651290108 | COM | 238 | $8,000 | thousands by filing date | |
| FIRST TR STRATEGIC HIGH INC | 337353304 | COM SHS NEW | 696 | $8,000 | thousands by filing date | |
| GREAT PLAINS ENERGY INC | 391164100 | COM | 261 | $8,000 | thousands by filing date | |
| POWERSHARES | 73935S105 | EXCHANGE TRADED | 504 | $8,000 | thousands by filing date | |
| POWERSHARES | 73935X708 | EXCHANGE TRADED | 220 | $8,000 | thousands by filing date | |
| INVACARE CORP | 461203101 | COMMON STOCK | 500 | $8,000 | thousands by filing date | |
| CIT GROUP INC COM NEW | 125581801 | Stock | 165 | $8,000 | thousands by filing date | |
| SWITCH INC | 87105L104 | CL A | 500 | $8,000 | thousands by filing date | |
| POWERSHARES ETF TR II S&P SMCP | 73937B886 | ETF - EQUITY | 75 | $8,000 | thousands by filing date | |
| LEGG MASON BW GLB INC OPP FD | 52469B100 | COM | 651 | $8,000 | thousands by filing date | |
| GUGGENHEIM MID-CAP CORE ETF | 18383M720 | GUG | 117 | $8,000 | thousands by filing date | |
| RYDEX ETF TRUST GUG | 78355W502 | S\&P.* PV | 118 | $8,000 | thousands by filing date | |
| PROTEOSTASIS THERAPEUTICS IN | 74373B109 | COM | 2,000 | $8,000 | thousands by filing date | |
| KLA CORP | 482480100 | COM | 67 | $7,000 | thousands by filing date | |
| CITIZENS FINL GROUP INC COM | 174610105 | Stock | 164 | $7,000 | thousands by filing date | |
| AXALTA COATING SYS LTD COM | G0750C108 | Stock | 253 | $7,000 | thousands by filing date | |
| MKS INC. COM | 55306N104 | Stock | 65 | $7,000 | thousands by filing date | |
| QORVO INC COM | 74736K101 | Stock | 112 | $7,000 | thousands by filing date | |
| FMC CORP COM NEW | 302491303 | Stock | 92 | $7,000 | thousands by filing date | |
| APPLIED INDL TECHNOLOGIES INC COM | 03820C105 | Stock | 110 | $7,000 | thousands by filing date | |
| EQUINIX INC COM | 29444U700 | REIT | 16 | $7,000 | thousands by filing date | |
| PPG INDS INC COM | 693506107 | Stock | 66 | $7,000 | thousands by filing date | |
| OSHKOSH CORP COM | 688239201 | Stock | 84 | $7,000 | thousands by filing date | |
| CLEAN HARBORS INC COM | 184496107 | Stock | 127 | $7,000 | thousands by filing date | |
| JONES LANG LASALLE INC COM | 48020Q107 | Stock | 46 | $7,000 | thousands by filing date | |
| HANOVER INS GROUP INC COM | 410867105 | Stock | 63 | $7,000 | thousands by filing date | |
| FIDELITY MERRIMACK STR TR | 316188309 | TOTAL BD ETF | 143 | $7,000 | thousands by filing date | |
| ARES DYNAMIC CR ALLOCATION F | 04014F102 | COM | 447 | $7,000 | thousands by filing date | |
| ARK ETF TR | 00214Q401 | NEXT GNRTN INTER | 143 | $7,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X143 | HLTH CARE ALPH | 100 | $7,000 | thousands by filing date | |
| IOVANCE BIOTHERAPEUTICS INC | 462260100 | COM | 10 | $7,000 | thousands by filing date | call |
| VALLEY NATL BANCORP | 919794107 | COM | 600 | $7,000 | thousands by filing date | |
| CHARLES RIV LABS INTL INC | 159864107 | COM | 71 | $7,000 | thousands by filing date | |
| CANADIAN SOLAR INC | 136635109 | COM | 500 | $7,000 | thousands by filing date | |
| ALLSPRING GLOBAL DIVIDEND OPPO | 94987C103 | COM | 1,280 | $7,000 | thousands by filing date | |
| PATTERSON COS INC | 703395103 | COM | 193 | $7,000 | thousands by filing date | |
| ROYCE VALUE TRUST | 780910105 | COM | 429 | $7,000 | thousands by filing date | |
| KAYNE ANDERSON NEXTGEN ENERGY | 48661E108 | COM | 500 | $7,000 | thousands by filing date | |
| BLACKROCK INTERNATIONAL GROWTH | 092524107 | COM BENE INTER | 1,069 | $7,000 | thousands by filing date | |
| Whiting Petroleum Corpora | 966387409 | COM NEW | 250 | $7,000 | thousands by filing date | |
| APACHE CORP | 037411105 | COM | 148 | $7,000 | thousands by filing date | |
| RMR GROUP INC | 74967R106 | CL A | 114 | $7,000 | thousands by filing date | |
| SHIP FINANCE INTL LTD | G81075106 | SHS | 500 | $7,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X168 | MATERIALS ALPH | 166 | $7,000 | thousands by filing date | |
| LIBERTY GLOBAL PLC | G5480U104 | SHS CL A | 210 | $7,000 | thousands by filing date | |
| ADVENT CLAY CONV SEC INC FD | 007639107 | COM | 1,213 | $7,000 | thousands by filing date | |
| ADVISORSHARES TR | 00768Y503 | PERITUS HG YLD | 206 | $7,000 | thousands by filing date | |
| ADVANTAGE OIL & GAS LTD | 00765F101 | COMMON STOCK-FO | 2,205 | $7,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229409 | COM A SIRIUSXM | 208 | $7,000 | thousands by filing date | |
| BEMIS INC | 081437105 | COM | 166 | $7,000 | thousands by filing date | |
| GREAT PANTHER MINING | 39115V101 | COM | 5,395 | $7,000 | thousands by filing date | |
| TCF FINL CORP | 872275102 | COM | 331 | $7,000 | thousands by filing date | |
| BITAUTO HLDGS LTD | 091727107 | SPONSORED ADS | 200 | $7,000 | thousands by filing date | |
| TOWER INTL INC | 891826109 | COM | 232 | $7,000 | thousands by filing date | |
| ANTARES PHARMA INC | 036642106 | COM | 3,500 | $7,000 | thousands by filing date | |
| MCDERMOTT INTL INC | 580037109 | COM | 1,000 | $7,000 | thousands by filing date | |
| HFF INC | 40418F108 | CL A | 155 | $7,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M381 | GUG BLT2018 HY | 289 | $7,000 | thousands by filing date | |
| iShares MSCI EAFE Value ETF | 464288877 | SHS | 102 | $6,000 | thousands by filing date | |
| SPDR S&P Aerospace & Defense ETF | 78464A631 | SHS | 70 | $6,000 | thousands by filing date | |
| PARKER-HANNIFIN CORP COM | 701094104 | Stock | 30 | $6,000 | thousands by filing date | |
| IAMGOLD CORP COM | 450913108 | Stock | 1,000 | $6,000 | thousands by filing date | |
| PILGRIMS PRIDE CORP COM | 72147K108 | Stock | 195 | $6,000 | thousands by filing date | |
| AUTODESK INC COM | 052769106 | Stock | 53 | $6,000 | thousands by filing date | |
| BLOCK INC CL A | 852234103 | Stock | 150 | $6,000 | thousands by filing date | |
| GRAND CANYON ED INC COM | 38526M106 | Stock | 69 | $6,000 | thousands by filing date | |
| NAVIENT CORPORATION COM | 63938C108 | Stock | 453 | $6,000 | thousands by filing date | |
| CALAMOS STRATEGIC TOTAL RETU | 128125101 | COM SH BEN INT | 524 | $6,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X192 | CLOUD COMPUTING | 125 | $6,000 | thousands by filing date | |
| GLOBAL MED REIT INC | 37954A204 | COM NEW | 736 | $6,000 | thousands by filing date | |
| SPDR SER TR | 78464A862 | S&P SEMICNDCTR | 90 | $6,000 | thousands by filing date | |
| FLUOR CORP | 343412102 | COM | 109 | $6,000 | thousands by filing date | |
| ARGAN INC | 04010E109 | COM | 153 | $6,000 | thousands by filing date | |
| EATON VANCE TAX ADVT DIV INC | 27828G107 | COM | 261 | $6,000 | thousands by filing date | |
| POTLATCHDELTIC CORPORATION | 737630103 | COM | 116 | $6,000 | thousands by filing date | |
| XILINX INC | 983919101 | COM | 80 | $6,000 | thousands by filing date | |
| SPIRIT AEROSYSTEMS HLDGS INC | 848574109 | COM CL A | 67 | $6,000 | thousands by filing date | |
| TORTOISE ENERGY INFRA CORP | 89147L100 | COM | 200 | $6,000 | thousands by filing date | |
| BERRY GLOBAL GROUP INC | 08579W103 | COM | 117 | $6,000 | thousands by filing date | |
| NEXPOINT RESIDENTIAL TR INC | 65341D102 | COM | 248 | $6,000 | thousands by filing date | |
| FINANCIAL INSTITUTIONS INC | 317585404 | COMMON STOCK | 188 | $6,000 | thousands by filing date | |
| PROSHARES TR II | 74347W601 | ULTRA GOLD | 145 | $6,000 | thousands by filing date | |
| NATUS MEDICAL INC | 639050103 | COM | 227 | $6,000 | thousands by filing date | |
| GABELLI MULTIMEDIA TR INC | 36239Q109 | COM | 680 | $6,000 | thousands by filing date | |
| SCANA CORP NEW | 80589M102 | COM | 147 | $6,000 | thousands by filing date | |
| DCT INDUSTRIAL TRUST INC | 233153204 | COM NEW | 118 | $6,000 | thousands by filing date | |
| TRIANGLE CAP CORP | 895848109 | COM | 600 | $6,000 | thousands by filing date | |
| GOLDCORP INC NEW | 380956409 | COM | 515 | $6,000 | thousands by filing date | |
| VOYA INTL HIGH DIVID EQTY IN | 92912Y109 | COM | 814 | $6,000 | thousands by filing date | |
| INTEGRATED DEVICE TECHNOLOGY INC | 458118106 | COMMON STOCK | 200 | $6,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X799 | DYN PHRMA PORT | 100 | $6,000 | thousands by filing date | |
| FIRSTSERVICE CORP NEW | 33767E103 | COM | 96 | $6,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06740Q260 | IPATH S&P MT ETN | 241 | $6,000 | thousands by filing date | call |
| GENER8 MARITIME INC | Y26889108 | COM | 1,000 | $6,000 | thousands by filing date | |
| Deere & Company | 244199105 | COM | 35 | $5,000 | thousands by filing date | |
| iShares U.S. Medical Devices ETF | 464288810 | SHS | 32 | $5,000 | thousands by filing date | |
| Vanguard Short-Term Treasury ETF | 92206C102 | SHS | 88 | $5,000 | thousands by filing date | |
| RITEAID CORP | 767754104 | COM | 2,315 | $5,000 | thousands by filing date | |
| AMERICAN EAGLE OUTFITTERS INC COM | 02553E106 | Stock | 300 | $5,000 | thousands by filing date | |
| WORKDAY INC CL A | 98138H101 | Stock | 51 | $5,000 | thousands by filing date | |
| NORWEGIAN CRUISE LINE HLDGS LT SHS | G66721104 | Stock | 100 | $5,000 | thousands by filing date | |
| PAYLOCITY HLDG CORP COM | 70438V106 | Stock | 113 | $5,000 | thousands by filing date | |
| HALOZYME THERAPEUTICS INC COM | 40637H109 | Stock | 268 | $5,000 | thousands by filing date | |
| FRESENIUS MEDICAL CARE AG SPONSORED ADR | 358029106 | ADR | 100 | $5,000 | thousands by filing date | |
| INCYTE CORP COM | 45337C102 | Stock | 53 | $5,000 | thousands by filing date | |
| DARLING INGREDIENTS INC COM | 237266101 | Stock | 306 | $5,000 | thousands by filing date | |
| ATMOS ENERGY CORP COM | 049560105 | Stock | 64 | $5,000 | thousands by filing date | |
| TREEHOUSE FOODS INC COM | 89469A104 | Stock | 119 | $5,000 | thousands by filing date | |
| EATON VANCE ENHANCED EQUITY | 278277108 | COM | 333 | $5,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED DIVE | 27828N102 | COM | 419 | $5,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E203 | NY ARCA BIOTECH | 36 | $5,000 | thousands by filing date | |
| SPROTT PHYSICAL GOLD TR | 85207H104 | UNIT | 500 | $5,000 | thousands by filing date | |
| VANGUARD WORLD FD | 92204A603 | INDUSTRIAL ETF | 38 | $5,000 | thousands by filing date | |
| EDGEWELL PERSONAL CARE CO | 28035Q102 | COM | 100 | $5,000 | thousands by filing date | |
| HA SUSTAINABLE INFRA CAP INC | 41068X100 | COM | 253 | $5,000 | thousands by filing date | |
| ZTO EXPRESS CAYMAN INC | 98980A105 | SPONSORED ADS A | 315 | $5,000 | thousands by filing date | |
| CRANE CO | 224399105 | COM | 54 | $5,000 | thousands by filing date | |
| ALLSPRING INCOME OPPORTUNITIES | 94987B105 | INC OPPTY FD | 657 | $5,000 | thousands by filing date | |
| WESTERN ASSET HIGH YIELD DEF | 95768B107 | COM | 369 | $5,000 | thousands by filing date | |
| BLACKROCK RESOURCES & COMMODIT | 09257A108 | SHS | 588 | $5,000 | thousands by filing date | |
| TD AMERITRADE HLDG CORP | 87236Y108 | COM | 98 | $5,000 | thousands by filing date | |
| DISCOVERY INC | 25470F104 | COM SER A | 211 | $5,000 | thousands by filing date | |
| DISH NETWORK CORPORATION | 25470M109 | CL A | 124 | $5,000 | thousands by filing date | |
| RADIANT LOGISTICS INC | 75025X100 | COM | 1,000 | $5,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E500 | NAS CLNEDG GREEN | 259 | $5,000 | thousands by filing date | |
| CANTEL MEDICAL CORP | 138098108 | COM | 51 | $5,000 | thousands by filing date | |
| GOLD RESOURCE CORP | 38068T105 | COMMON STOCK | 1,100 | $5,000 | thousands by filing date | |
| NORTHERN LTS FD TR IV | 66538H658 | INSPIRE GBL HOPE | 170 | $5,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33733F101 | COM SHS | 73 | $5,000 | thousands by filing date | |
| PIMCO GLOBAL STOCKPLUS INCOM | 722011103 | COM | 374 | $5,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E333 | GLBX SUPRINC ETF | 430 | $5,000 | thousands by filing date | |
| Spectra Energy Partners | 84756N109 | COM | 123 | $5,000 | thousands by filing date | |
| DYNEGY INC NEW DEL | 26817R108 | COM | 484 | $5,000 | thousands by filing date | |
| WESTAR ENERGY INC | 95709T100 | COMMON STOCK | 113 | $5,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X682 | S&P 500 QLTY PRT | 159 | $5,000 | thousands by filing date | |
| LEUCADIA NATL CORP | 527288104 | COM | 181 | $5,000 | thousands by filing date | |
| STORE CAP CORP | 862121900 | CALL | 237 | $5,000 | thousands by filing date | |
| MICHAELS COS INC | 59408Q106 | COM | 205 | $5,000 | thousands by filing date | |
| MILLER HOWARD HIGH INC EQTY | 600379101 | COM SHS BEN IN | 450 | $5,000 | thousands by filing date | |
| AI POWERED EQUITY ETF | 26924G813 | FUND | 200 | $5,000 | thousands by filing date | |
| MCBC HLDGS INC | 55276F107 | COM | 231 | $5,000 | thousands by filing date | |
| NRG ENERGY INC COM NEW | 629377508 | Stock | 174 | $4,000 | thousands by filing date | |
| ITT INC COM | 45073V108 | Stock | 86 | $4,000 | thousands by filing date | |
| BHP BILLITON LIMITED SPONSORED ADS | 088606108 | ADR | 100 | $4,000 | thousands by filing date | |
| SMITH & NEPHEW PLC SPDN ADR NEW | 83175M205 | ADR | 115 | $4,000 | thousands by filing date | |
| EXPEDIA GROUP INC COM NEW | 30212P303 | Stock | 36 | $4,000 | thousands by filing date | |
| CARMAX INC COM | 143130102 | Stock | 62 | $4,000 | thousands by filing date | |
| ISHARES TR | 464287754 | US INDUSTRIALS | 27 | $4,000 | thousands by filing date | |
| NEW GOLD INC CDA | 644535106 | COM | 1,220 | $4,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X150 | INDLS PROD DUR | 98 | $4,000 | thousands by filing date | |
| ISHARES INC | 464286533 | MSCI EMERG MRKT | 74 | $4,000 | thousands by filing date | |
| ISHARES INC MSCI HONG KG ETF | 464286871 | MSCI HONG KG ETF | 161 | $4,000 | thousands by filing date | |
| ISHARES TR | 464288802 | ESG OPTIMIZED | 42 | $4,000 | thousands by filing date | |
| ISHARES TR | 464288257 | MSCI ACWI ETF | 60 | $4,000 | thousands by filing date | |
| ISHARES TR | 464287630 | RUS 2000 VAL ETF | 33 | $4,000 | thousands by filing date | |
| COHEN & STEERS QUALITY INCOME | 19247L106 | COM | 408 | $4,000 | thousands by filing date | |
| NUVEEN GLOBAL HIGH INCOME FD | 67075G103 | SHS | 246 | $4,000 | thousands by filing date | |
| FRANKLIN MASTER INTER INCOME SH BEN INT | 746909100 | CEF | 1,050 | $4,000 | thousands by filing date | |
| SYMANTEC CORP | 871503108 | COM | 154 | $4,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06742C723 | IPATH SELCT MLP | 190 | $4,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E259 | GB MSCI AR ETF | 125 | $4,000 | thousands by filing date | |
| MAZOR ROBOTICS LTD | 57886P103 | SPONSORED ADS | 78 | $4,000 | thousands by filing date | |
| DIEBOLD NXDF INC | 253651103 | COM | 225 | $4,000 | thousands by filing date | |
| STRATEGY | 86280R209 | EXCHANGE TRADED | 95 | $4,000 | thousands by filing date | |
| POWERSHARES INDIA ETF TR | 73935L100 | INDIA PORT | 163 | $4,000 | thousands by filing date | |
| NUTRI SYS INC NEW | 67069D108 | COM | 100 | $4,000 | thousands by filing date | |
| ASHFORD HOSPITALITY PRIME IN | 044102101 | COM | 432 | $4,000 | thousands by filing date | |
| iShares JP Morgan EM Local Ccy Bd ETF | 464286517 | SHS | 62 | $3,000 | thousands by filing date | |
| iShares MSCI Mexico ETF | 464286822 | SHS | 75 | $3,000 | thousands by filing date | |
| SPDR Bloomberg Emerging Markets Local Bond ETF | 78464A391 | SHS | 102 | $3,000 | thousands by filing date | |
| Thermo Fisher Scientific Inc. | 883556102 | COM | 15 | $3,000 | thousands by filing date | |
| Vanguard Consumer Staples ETF | 92204A207 | SHS | 20 | $3,000 | thousands by filing date | |
| WALKER&DUNLOPINC | 93148P102 | STOK | 68 | $3,000 | thousands by filing date | |
| IRON MTN INC DEL COM | 46284V101 | REIT | 90 | $3,000 | thousands by filing date | |
| RANGE RES CORP COM | 75281A109 | Stock | 200 | $3,000 | thousands by filing date | |
| AMETEK INC COM | 031100100 | Stock | 50 | $3,000 | thousands by filing date | |
| CADENCE DESIGN SYSTEM INC COM | 127387108 | Stock | 67 | $3,000 | thousands by filing date | |
| ENERGIZER HLDGS INC COM | 29272W109 | Stock | 70 | $3,000 | thousands by filing date | |
| NOVA LTD COM | M7516K103 | Stock | 113 | $3,000 | thousands by filing date | |
| SPS COMM INC COM | 78463M107 | Stock | 61 | $3,000 | thousands by filing date | |
| LGI HOMES INC COM | 50187T106 | Stock | 45 | $3,000 | thousands by filing date | |
| BAYTEX ENERGY CORP COM | 07317Q105 | Stock | 1,000 | $3,000 | thousands by filing date | |
| HUNT J B TRANS SVCS INC COM | 445658107 | Stock | 25 | $3,000 | thousands by filing date | |
| WILLIAMS COS INC COM | 969457100 | Stock | 120 | $3,000 | thousands by filing date | |
| AGNICO EAGLE MINES LTD COM | 008474108 | Stock | 85 | $3,000 | thousands by filing date | |
| CELANESE CORP DEL COM | 150870103 | Stock | 33 | $3,000 | thousands by filing date | |
| INNOSPEC INC | 45768S105 | COM | 54 | $3,000 | thousands by filing date | |
| V2X INC | 92242T101 | COM | 101 | $3,000 | thousands by filing date | |
| VOYA GLBL EQTY DIV & PREM OP | 92912T100 | COM | 487 | $3,000 | thousands by filing date | |
| SEACOAST BKG CORP FLA | 811707801 | COM NEW | 118 | $3,000 | thousands by filing date | |
| SHAKE SHACK INC | 819047101 | CL A | 73 | $3,000 | thousands by filing date | |
| BIOMARIN PHARMACEUTICAL INC | 09061G101 | COM | 43 | $3,000 | thousands by filing date | |
| EXTREME NETWORKS INC | 30226D106 | COM | 230 | $3,000 | thousands by filing date | |
| PJT PARTNERS INC | 69343T107 | COM CL A | 75 | $3,000 | thousands by filing date | |
| PREFERRED BK LOS ANGELES CA | 740367404 | COM NEW | 47 | $3,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y871 | GLOBAL X URANIUM | 210 | $3,000 | thousands by filing date | |
| GLOBANT S A | L44385109 | COM | 66 | $3,000 | thousands by filing date | |
| MDU RES GROUP INC | 552690109 | COM | 150 | $3,000 | thousands by filing date | |
| CITRIX SYSTEMS INC | 177376100 | COM | 36 | $3,000 | thousands by filing date | |
| NV5 HOLDINGS, INC | 62945V109 | COM | 66 | $3,000 | thousands by filing date | |
| SUNPOWER CORP | 867652406 | COM | 414 | $3,000 | thousands by filing date | |
| KAISER ALUMINUM CORP | 483007704 | COM PAR $0.01 | 32 | $3,000 | thousands by filing date | |
| NUVEEN REAL ESTATE INCOME FD | 67071B108 | COM | 336 | $3,000 | thousands by filing date | |
| NUVEEN REAL ASSET INCOME AND G | 67074Y105 | COM | 202 | $3,000 | thousands by filing date | |
| AMERICAN VANGUARD CORP | 030371108 | COM | 150 | $3,000 | thousands by filing date | |
| CENTURY COMMUNITIES INC. | 156504300 | COM | 92 | $3,000 | thousands by filing date | |
| ALLSPRING MULTI SECTOR INCOM | 94987D101 | COM | 282 | $3,000 | thousands by filing date | |
| BIOTELEMETRY INC | 090672106 | COM | 95 | $3,000 | thousands by filing date | |
| KANSAS CITY SOUTHERN | 485170302 | COM NEW | 29 | $3,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X127 | ENERGY ALPHADX | 230 | $3,000 | thousands by filing date | |
| MARINEMAX INC | 567908108 | COM | 164 | $3,000 | thousands by filing date | |
| CROSS CTRY HEALTHCARE INC | 227483104 | COM | 241 | $3,000 | thousands by filing date | |
| OXFORD INDS INC | 691497309 | COM | 42 | $3,000 | thousands by filing date | |
| INPHI CORP | 45772F107 | COM | 100 | $3,000 | thousands by filing date | |
| HEALTH INS INNOVATIONS INC | 42225K106 | COM CL A | 114 | $3,000 | thousands by filing date | |
| WILLDAN GROUP INC | 96924N100 | COM | 135 | $3,000 | thousands by filing date | |
| SUPERIOR GROUP OF COS INC | 868358102 | COMMON STOCK | 125 | $3,000 | thousands by filing date | |
| KINGSTONE COS INC | 496719105 | COMMON STOCK | 148 | $3,000 | thousands by filing date | |
| HOOKER FURNISHINGS CORPORATI | 439038100 | COM | 80 | $3,000 | thousands by filing date | |
| CELLECTIS ADS | 15117K103 | COM | 20 | $3,000 | thousands by filing date | call |
| ORAMED PHARMACEUTICALS INC | 68403P203 | COM NEW | 450 | $3,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A532 | STATE STREET SPD | 46 | $3,000 | thousands by filing date | |
| WSTRN AST GLBL CORP OPP FD I | 95790C107 | COM | 184 | $3,000 | thousands by filing date | |
| Diamond Hill Investment Group Inc | 25264R207 | Common Stock | 15 | $3,000 | thousands by filing date | |
| Heritage Commerce Corp | 426927109 | Common Stock | 192 | $3,000 | thousands by filing date | |
| NUVEEN PREFERRED & INCOME | 67075A106 | EXCHANGE TRADED | 162 | $3,000 | thousands by filing date | |
| ARCH COAL INC | 039380407 | COMMON STOCK | 33 | $3,000 | thousands by filing date | |
| CONSOLIDATED TOMOKA LAND CO | 210226106 | COMMON STOCK | 48 | $3,000 | thousands by filing date | |
| ETF MANG ETHO CLIMATE LEDRSHP US ETF | 26924G888 | UIT EXCHANGE TRADED | 85 | $3,000 | thousands by filing date | |
| ALEXCO RESOURCE CORP | 01535P106 | COM | 2,400 | $3,000 | thousands by filing date | |
| HESKA CORP | 42805E306 | COM | 40 | $3,000 | thousands by filing date | |
| LIBERTY INTERACTIVE CORP | 53071M104 | INT COM SER A | 124 | $3,000 | thousands by filing date | |
| CURRENCYSHS JAPANESE YEN TR | 23130A102 | JAPANESE YEN | 41 | $3,000 | thousands by filing date | |
| SUCAMPO PHARMACEUTICALS-CL A | 864909106 | CL A | 178 | $3,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W809 | GUG S&P SC600 PG | 28 | $3,000 | thousands by filing date | |
| BIOSPECIFICS TECHNOLOGIES | 090931106 | COM | 75 | $3,000 | thousands by filing date | |
| POWERSHARES EXCHANGE TRADED | 739371102 | LARGE GROWTH | 81 | $3,000 | thousands by filing date | |
| POWERSHARES EXCHANGE TRADED | 739371201 | LARGE VALUE | 79 | $3,000 | thousands by filing date | |
| TRAVELPORT WORLDWIDE LTD | G9019D104 | SHS | 257 | $3,000 | thousands by filing date | |
| FTD COS INC | 30281V108 | COM | 501 | $3,000 | thousands by filing date | |
| CONTROL4 CORP | 21240D107 | COM | 98 | $3,000 | thousands by filing date | |
| BMC STK HLDGS INC | 05591B109 | COM | 134 | $3,000 | thousands by filing date | |
| INTERPACE DIAGNOSTICS GROUP | 46062X204 | COM NEW | 3,000 | $3,000 | thousands by filing date | |
| CYCLACEL PHARMACEUTICALS INC | 23254L405 | COM PAR | 2,000 | $3,000 | thousands by filing date | |
| NUVERRA ENVIRONMENTAL SOLUTI | 67091K302 | CMN | 198 | $3,000 | thousands by filing date | |
| Vanguard Total World Stock ETF | 922042742 | SHS | 34 | $2,000 | thousands by filing date | |
| BLACKROCK INCOME TR INC | 09247F100 | COM | 415 | $2,000 | thousands by filing date | |
| CHIPOTLEMEXICANGRILLI | 169656105 | STOK | 8 | $2,000 | thousands by filing date | |
| EASTMAN CHEM CO COM | 277432100 | Stock | 25 | $2,000 | thousands by filing date | |
| CAMECO CORP COM | 13321L108 | Stock | 300 | $2,000 | thousands by filing date | |
| LUMENTUM HLDGS INC COM | 55024U109 | Stock | 60 | $2,000 | thousands by filing date | |
| TAPESTRY INC COM | 876030107 | Stock | 50 | $2,000 | thousands by filing date | |
| CINCINNATI FINL CORP COM | 172062101 | Stock | 34 | $2,000 | thousands by filing date | |
| HOLOGIC INC | 436440101 | COM | 68 | $2,000 | thousands by filing date | |
| SRH TOTAL RETURN FUND INC | 101507101 | COM | 252 | $2,000 | thousands by filing date | |
| NEWS CORP NEW | 65249B208 | CL B | 119 | $2,000 | thousands by filing date | |
| LAKELAND FINL CORP | 511656100 | COM | 55 | $2,000 | thousands by filing date | |
| SABINE RTY TR | 785688102 | UNIT BEN INT | 50 | $2,000 | thousands by filing date | |
| ADVANSIX INC | 00773T101 | COM | 54 | $2,000 | thousands by filing date | |
| KRATOS DEFENSE & SEC SOLUTIO | 50077B207 | COM NEW | 205 | $2,000 | thousands by filing date | |
| PETROLEO BRASILEIRO S A | 71654V408 | SPONSORED ADR | 202 | $2,000 | thousands by filing date | |
| RAYONIER ADVANCED MATLS INC | 75508B104 | COM | 108 | $2,000 | thousands by filing date | |
| VIAVI SOLUTIONS INC | 925550105 | COM | 300 | $2,000 | thousands by filing date | |
| IDACORP INC | 451107106 | COM | 25 | $2,000 | thousands by filing date | |
| WESTERN ASSET GLOBAL HIGH INCO | 95766B109 | COM | 282 | $2,000 | thousands by filing date | |
| ZILLOW GROUP INC CLASS A | 98954M101 | CL A | 65 | $2,000 | thousands by filing date | |
| FIRST TRUST ENERGY INCOME AND | 33738G104 | COM | 100 | $2,000 | thousands by filing date | |
| SPDR SER TR | 78464A292 | WELLS FG PFD ETF | 66 | $2,000 | thousands by filing date | |
| CBS CORP NEW | 124857202 | CL B | 40 | $2,000 | thousands by filing date | |
| MICHAEL KORS HLDGS LTD | G60754101 | SHS | 36 | $2,000 | thousands by filing date | |
| DIAMOND OFFSHORE DRILLING IN | 25271C102 | COM | 120 | $2,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E708 | DIVIDEND STRNGTH | 66 | $2,000 | thousands by filing date | |
| AMERICAN WOODMARK CORP | 030506109 | COM | 16 | $2,000 | thousands by filing date | |
| DELPHI TECHNOLOGIES PLC | G2709G107 | SHS | 38 | $2,000 | thousands by filing date | |
| KLX INC | 482539103 | COM | 30 | $2,000 | thousands by filing date | |
| ALPINE GLOBAL DYNAMIC DIVD F | 02082E205 | COM NEW | 205 | $2,000 | thousands by filing date | |
| INSYS THERAPEUTICS INC | 45824V209 | COMMON STOCK | 200 | $2,000 | thousands by filing date | |
| Ramaco Resources Inc | 75134P303 | COM CL B | 300 | $2,000 | thousands by filing date | |
| HAWAIIAN HOLDINGS INC | 419879101 | COM | 73 | $2,000 | thousands by filing date | |
| GOLDEN OCEAN GROUP LTD | G39637205 | SHS NEW | 270 | $2,000 | thousands by filing date | |
| Invesco S&P 500 Pure Growth | 78355W403 | GUG S&P500 PU GR | 23 | $2,000 | thousands by filing date | |
| REVLON INC | 761525609 | OPT | 100 | $2,000 | thousands by filing date | |
| 22ND CENTY GROUP INC | 90137F103 | COM | 700 | $2,000 | thousands by filing date | |
| ALIMERA SCIENCES INC | 016259103 | COM | 2,000 | $2,000 | thousands by filing date | |
| FITBIT INC | 33812L102 | CL A | 500 | $2,000 | thousands by filing date | |
| NANOVIRICIDES INC | 630087203 | COM NEW | 2,900 | $2,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E127 | REIT ETF | 172 | $2,000 | thousands by filing date | |
| AEVI GENOMIC MEDICINE INC | 00835P105 | COM | 1,225 | $2,000 | thousands by filing date | |
| APPLIED OPTOELECTRONICS INC | 03823U102 | COM | 55 | $1,000 | thousands by filing date | |
| Schwab U.S. Broad Market ETF | 808524102 | SHS | 16 | $1,000 | thousands by filing date | |
| iShares Currency Hedged MSCI EAFE ETF | 46434V803 | SHS | 36 | $1,000 | thousands by filing date | |
| NOKIA CORP | 654902204 | SPONSORED ADR | 396 | $1,000 | thousands by filing date | |
| DYCOM INDS INC COM | 267475101 | Stock | 10 | $1,000 | thousands by filing date | |
| NAVIGATOR HLDGS LTD SHS | Y62132108 | Stock | 160 | $1,000 | thousands by filing date | |
| COEUR MNG INC COM NEW | 192108504 | Stock | 201 | $1,000 | thousands by filing date | |
| NEWMARKET CORP COM | 651587107 | Stock | 4 | $1,000 | thousands by filing date | |
| VISTRA CORP COM | 92840M102 | Stock | 70 | $1,000 | thousands by filing date | |
| PERRIGO CO PLC SHS | G97822103 | Stock | 19 | $1,000 | thousands by filing date | |
| NUVEEN CR STRATEGIES INCOME | 67073D102 | COM SHS | 199 | $1,000 | thousands by filing date | |
| SNAP INC | 83304A106 | CL A | 100 | $1,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L407 | MORNSTAR UPSTR | 53 | $1,000 | thousands by filing date | |
| AVINO SILVER & GOLD MINES LT | 053906103 | COM | 1,175 | $1,000 | thousands by filing date | |
| BRINKS CO | 109696104 | COM | 12 | $1,000 | thousands by filing date | |
| COSTAMARE INC | Y1771G102 | SHS | 300 | $1,000 | thousands by filing date | |
| ISHARES TR | 464288638 | ISHS 5-10YR INVT | 11 | $1,000 | thousands by filing date | |
| ALLIANZGI DIVERSIFIED INCOME | 01883J108 | COM | 84 | $1,000 | thousands by filing date | |
| ALLEGHANY CORP DEL | 017175100 | COM | 3 | $1,000 | thousands by filing date | |
| ISHARES TR | 464287846 | DOW JONES US ETF | 7 | $1,000 | thousands by filing date | |
| RIVERNORTH DOUBLELINE STRATE | 76882G107 | COM | 101 | $1,000 | thousands by filing date | |
| EL PASO ELECTRIC CO | 283677854 | COM NEW | 22 | $1,000 | thousands by filing date | |
| FRONTIER COMMUNICATIONS CORP | 35906A306 | COM NEW | 138 | $1,000 | thousands by filing date | |
| LIFEVANTAGE CORP | 53222K205 | COMMON STOCK | 318 | $1,000 | thousands by filing date | |
| FLAGSTAR BANCORP INC | 337930705 | COM PAR .001 | 50 | $1,000 | thousands by filing date | |
| CONVERGYS CORP | 212485106 | COM | 63 | $1,000 | thousands by filing date | |
| HALYARD HEALTH INC | 40650V100 | COM | 35 | $1,000 | thousands by filing date | |
| NOBLE CORP PLC | G65431101 | SHS USD | 266 | $1,000 | thousands by filing date | |
| PENGROWTH ENERGY CORP | 70706P104 | COMMON STOCK-FO | 1,565 | $1,000 | thousands by filing date | |
| NOVAVAX INC | 670002104 | COMMON STOCK | 500 | $1,000 | thousands by filing date | |
| TRIVAGO N V SPON ADS A SHS N | 89686D105 | ADR | 200 | $1,000 | thousands by filing date | |
| WEATHERFORD INTL INC ORD SHS | G48833100 | Stock | 400 | $1,000 | thousands by filing date | |
| Proshares Short S&P | 74347B425 | COM | 50 | $1,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229607 | COM C SIRIUSXM | 36 | $1,000 | thousands by filing date | |
| VANECK VECTORS ETF TR | 92189F718 | OIL SVCS ETF | 67 | $1,000 | thousands by filing date | |
| ENSCO PLC | G3157S106 | SHS CLASS A | 199 | $1,000 | thousands by filing date | |
| AVON PRODS INC | 054303102 | COM | 800 | $1,000 | thousands by filing date | |
| MCEWEN MNG INC | 58039P107 | COM | 500 | $1,000 | thousands by filing date | |
| PROSHARES TR | 74348A525 | ULSHOIL&GASNEW13 | 40 | $1,000 | thousands by filing date | |
| DIREXION SHS EXCH TRD FD DAILY 30 YR TREAS BEAR | 25459Y678 | ETF | 12 | $1,000 | thousands by filing date | call |
| BARCLAYS BK PLC | 06739F101 | COM | 48 | $1,000 | thousands by filing date | |
| VERSO CORP | 92531L207 | CL A | 114 | $1,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A826 | RANGE CANCER THE | 50 | $1,000 | thousands by filing date | |
| CORBUS PHARMACEUTICALS HLDGS | 21833P103 | COM | 200 | $1,000 | thousands by filing date | |
| ETF MANAGERS TR | 26924G706 | WEDBUSH VID GAME | 32 | $1,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06746L422 | IPATH S&P500 VIX | 14 | $1,000 | thousands by filing date | call |
| ARCIMOTO INC | 039587100 | COM | 500 | $1,000 | thousands by filing date | |
| TIME INC NEW | 887228104 | COM | 82 | $1,000 | thousands by filing date | |
| BORQS TECHNOLOGIES INC | G1466B103 | SHS | 300 | $1,000 | thousands by filing date | |
| BIONDVAX PHARMACEUTICALS LTD | 09073Q105 | SPOND ADS | 225 | $1,000 | thousands by filing date | |
| CUSHING ENERGY INCOME | 23162T102 | COM SH BEN INT | 100 | $1,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 3 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| iShares Silver Trust | 46428Q109 | COM | 8 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| Micron Technology,Inc. | 595112103 | COM | 4 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| VANGUARD SCOTTSDALE FDS | 92206C771 | SHS | 13 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 1 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| KINROSS GOLD CORP | 496902404 | COM | 200 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ANAVEX LIFE SCIENCES CORP | 032797300 | COM NEW | 250 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| KROGER CO COM | 501044101 | Stock | 5 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| PROTHENA CORP PLC SHS | G72800108 | Stock | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CNX RES CORP COM | 12653C108 | Stock | 39 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SOUTHWEST GAS HLDGS INC COM | 844895102 | Stock | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ACCO BRANDS CORP COM | 00081T108 | Stock | 77 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ALAMOS GOLD INC COM CL A | 011532108 | Stock | 30 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HERC HLDGS INC COM | 42704L104 | Stock | 13 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EXACT SCIENCES CORP COM | 30063P105 | Stock | 3 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| DENISON MINES CORP | 248356107 | COM | 1,288 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NEW GOLD INC CDA | 644535106 | COM | 1 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| NORDIC AMERICAN TANKERS LIMI | G65773106 | COM | 300 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| COLUMBIA SPORTSWEAR CO | 198516106 | COM | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FIDELITY COVINGTON TRUST | 316092204 | MSCI CONSM DIS | 19 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GOLDMAN SACHS ETF TR | 381430503 | ACTIVEBETA US LG | 12 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INVESCO SR INCOME TR | 46131H107 | COM | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| UR-ENERGY INC | 91688R108 | COM | 500 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SELECT SECTOR SPDR TR | 81369Y704 | INDL | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ISHARES INC MSCI SPAIN ETF | 464286764 | MSCI SPAIN ETF | 26 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PBF ENERGY INC | 69318G106 | CL A | 14 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001606587-18-000115 | this filing | 2018-02-05 | acceptance time not in the bulk data set |